UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act File Number 811-22648
Aspiriant Global Equity Trust
(Exact name of registrant as specified in charter)
11100 Santa Monica Boulevard Suite 600
Los Angeles, California 90025
(Address of principal executive offices) ( Zip code)
Robert J. Francais
Aspiriant Global Equity Trust
11100 Santa Monica Boulevard Suite 600
Los Angeles, California 90025
(Name and address of agent for service)
Registrant's telephone number, including area code: (310) 806-4000
Date of fiscal year end: Feb 28
Date of reporting period: July 1, 2012 – June 30, 2013
Item 1. Proxy Voting Record
The following is the proxy voting record of the Aspiriant Risk-Managed Global Equity Fund, a series of Aspiriant Global Equity Trust, for the year ended June 30, 2013.
Oversea-Chinese Banking Corp. Ltd.
Meeting Date: 25-Apr-13
Record Date:
Country: Singapore
Meeting Type: Annual
Security ID: Y64248209
Ticker: O39
CUSIP: Y64248209
ISIN: SG1S04926220
SEDOL: B0F9V20
Shares Voted: 9,000
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For |
2a | Elect Cheong Choong Kong as Director | Mgmt | For | For |
2b | Elect Lee Seng Wee as Director | Mgmt | For | For |
3a | Elect David Conner as Director | Mgmt | For | For |
3b | Elect Lee Tih Shih as Director | Mgmt | For | For |
3c | Elect Pramukti Surjaudaja as Director | Mgmt | For | For |
3d | Elect Neo Boon Siong as Director | Mgmt | For | For |
4 | Approve Final Dividend | Mgmt | For | For |
5a | Approve Directors' Fees | Mgmt | For | For |
5b | Approve Issuance of 6,000 Shares to Each Non-Executive Director for the Year Ended Dec. 31, 2012 | Mgmt | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Mgmt | For | For |
7b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For |
8 | Approve Issuance of Shares and Grant of Awards Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | Mgmt | For | For |
9 | Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme | Mgmt | For | For |
DBS Group Holdings Ltd.
Meeting Date: 29-Apr-13
Record Date:
Country: Singapore
Meeting Type: Annual
Security ID: Y20246107
Ticker: D05
CUSIP: Y20246107
ISIN: SG1L01001701
SEDOL: 6175203
Shares Voted: 8,000
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For |
2 | Declare Final Dividend Per Ordinary Share | Mgmt | For | For |
3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Mgmt | For | For |
4 | Approve Directors' Remuneration | Mgmt | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
6 | Elect Danny Teoh Leong Kay as Director | Mgmt | For | For |
7 | Elect Euleen Goh Yiu Kiang as Director | Mgmt | For | For |
8 | Elect Andre Sekulic as Director | Mgmt | For | For |
9 | Elect Woo Foong Pheng as Director | Mgmt | For | For |
10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Mgmt | For | Against |
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For |
12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2012 | Mgmt | For | For |
13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2013 | Mgmt | For | For |
ThromboGenics NV
Meeting Date: 07-May-13
Record Date: 23-Apr-13
Country: Belgium
Meeting Type: Annual
Security ID: B91707107
Ticker: THR
CUSIP: B91707107
ISIN: BE0003846632
SEDOL: B18S7K1
Shares Voted: 207
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Annual Meeting | Mgmt | |||
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Mgmt | ||
2 | Approve Remuneration Report | Mgmt | For | Against |
3 | Adopt Financial Statements and Allocation of Income | Mgmt | For | For |
4 | Approve Discharge of Directors | Mgmt | For | For |
5 | Approve Discharge of Auditors | Mgmt | For | For |
6 | Reelect VIZIPHAR Biosciences, Permanently Represented by GustaafVan Reet, and LUGOST BVBA, Permanently Represented by Luc Philips, as Director (Bundled) | Mgmt | For | For |
7 | Receive Announcements Re: Proposal to Reappoint Auditor Under Item 8 | Mgmt | ||
8 | Ratify BDO Bedrijfsrevisoren, Permanently Represented by Bert Kegels, as Auditors and Approve Auditors' Remuneration | Mgmt | For | For |
9 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | For |
Adidas AG
Meeting Date: 08-May-13
Record Date:
Country: Germany
Meeting Type: Annual
Security ID: D0066B185
Ticker: ADS
CUSIP: D0066B102
ISIN: DE000A1EWWW0
SEDOL: 4031976
Shares Voted: 0
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Mgmt | ||
2 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Mgmt | For | Do Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Mgmt | For | Do Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Mgmt | For | Do Not Vote |
5 | Approve Amendments of Affiliation Agreements with Subsidiaries | Mgmt | For | Do Not Vote |
6 | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | Mgmt | For | Do Not Vote |
7 | Approve Creation of EUR 25 Million Pool of Capital without Preemptive Rights | Mgmt | For | Do Not Vote |
8 | Approve Creation of EUR 20 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | Do Not Vote |
9 | Ratify KPMG AG as Auditors for Fiscal 2013 | Mgmt | For | Do Not Vote |
Swire Pacific Limited
Meeting Date: 09-May-13
Record Date: 03-May-13
Country: Hong Kong
Meeting Type: Annual
Security ID: Y83310105
Ticker: 00019
CUSIP: Y83310105
ISIN: HK0019000162
SEDOL: 6867748
Shares Voted: 1,500
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1a | Elect P A Johansen as Director | Mgmt | For | For |
1b | Elect J R Slosar as Director | Mgmt | For | Against |
1c | Elect R W M Lee as Director | Mgmt | For | For |
1d | Elect J B Rae-Smith as Director | Mgmt | For | Against |
2 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against |
5 | Change Company Name | Mgmt | For | For |
Buzzi Unicem Spa
Meeting Date: 10-May-13
Record Date: 30-Apr-13
Country: Italy
Meeting Type: Annual/Special
Security ID: T2320M109
Ticker: BZU
CUSIP: T2320M109
ISIN: IT0001347308
SEDOL: 5782206
Shares Voted: 1,691
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Ordinary Business | Mgmt | |||
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Mgmt | For | For |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
3 | Approve Remuneration Report | Mgmt | For | Against |
Extraordinary Business | Mgmt | |||
1 | Amend Company Bylaws | Mgmt | For | For |
Unibet Group PLC
Meeting Date: 14-May-13
Record Date: 03-May-13
Country: Malta
Meeting Type: Annual
Security ID: X9415A101
Ticker: UNIB
CUSIP: X9415A101
ISIN: SE0001835588
SEDOL: B1GDH86
Shares Voted: 1,931
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Annual Meeting | Mgmt | |||
a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
b | Approve Remuneration Report | Mgmt | For | For |
c | Fix Number of Directors | Mgmt | For | For |
d | Approve Director Remuneration | Mgmt | For | For |
e | Re-elect Kristofer Arwin as Director | Mgmt | For | For |
f | Re-elect Peter Boggs as Director | Mgmt | For | For |
g | Re-elect Nigel Cooper as Director | Mgmt | For | For |
h | Re-elect Peter Lindell as Director | Mgmt | For | For |
i | Re-elect Stefan Lundborg as Director | Mgmt | For | For |
j | Re-elect Anders Storm as Director | Mgmt | For | For |
k | Appoint Board Chairman | Mgmt | For | For |
l | Appoint Members of Nomination Committee | Mgmt | For | For |
m | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
n | Resolve on Guidelines for Remuneration and Other Terms of Employment of Senior Management ; Approve Stock Option Plan | Mgmt | For | Against |
o | Amend Company Bylaws | Mgmt | For | For |
p | Approve Share Buyback | Mgmt | For | For |
q | Approve Capital Increase to Service Stock Option Plan | Mgmt | For | Against |
r | Issue Shares in Connection with Acquisition | Mgmt | For | For |
John Wood Group plc
Meeting Date: 15-May-13
Record Date: 13-May-13
Country: United Kingdom
Meeting Type: Annual
Security ID: G9745T118
Ticker: WG.
CUSIP: G9745T100
ISIN: GB00B5N0P849
SEDOL: B5N0P84
Shares Voted: 2,349
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Final Dividend | Mgmt | For | For |
3 | Approve Remuneration Report | Mgmt | For | For |
4 | Re-elect Allister Langlands as Director | Mgmt | For | Abstain |
5 | Re-elect Bob Keiller as Director | Mgmt | For | For |
6 | Re-elect Alan Semple as Director | Mgmt | For | For |
7 | Re-elect Mike Straughen as Director | Mgmt | For | For |
8 | Elect Mark Dobler as Director | Mgmt | For | For |
9 | Elect Robin Watson as Director | Mgmt | For | For |
10 | Re-elect Ian Marchant as Director | Mgmt | For | For |
11 | Re-elect Michel Contie as Director | Mgmt | For | For |
12 | Re-elect Neil Smith as Director | Mgmt | For | For |
13 | Re-elect Jeremy Wilson as Director | Mgmt | For | For |
14 | Re-elect David Woodward as Director | Mgmt | For | For |
15 | Elect Thomas Botts as Director | Mgmt | For | For |
16 | Elect Mary Shafer-Malicki as Director | Mgmt | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
20 | Approve Long Term Plan | Mgmt | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
LyondellBasell Industries NV
Meeting Date: 22-May-13
Record Date: 24-Apr-13
Country: Netherlands
Meeting Type: Annual
Security ID: N53745100
Ticker: LYB
CUSIP: N/A
ISIN: NL0009434992
SEDOL: B3SPXZ3
Shares Voted: 16,300
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Jacques Aigrain | Mgmt | For | For |
1.2 | Elect Director Scott M. Kleinman | Mgmt | For | For |
1.3 | Elect Director Bruce A. Smith | Mgmt | For | For |
2 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For |
3 | Approve Discharge of Management Board | Mgmt | For | For |
4 | Approve Discharge of Supervisory Board | Mgmt | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
7 | Approve Remuneration of Supervisory Board | Mgmt | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Mgmt | For | For |
12 | Amend Articles of Association | Mgmt | For | For |
AAC Technologies Holdings Inc.
Meeting Date: 23-May-13
Record Date: 20-May-13
Country: Hong Kong
Meeting Type: Annual
Security ID: G2953R114
Ticker: 02018
CUSIP: G2953L109
ISIN: KYG2953R1149
SEDOL: B85LKS1
Shares Voted: 6,500
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Declare Final Dividend | Mgmt | For | For |
3a | Elect Ingrid Chunyuan Wu as Director | Mgmt | For | For |
3b | Elect Koh Boon Hwee as Director | Mgmt | For | For |
3c | Elect Chang Carmen I-Hua as Director | Mgmt | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against |
HFF, Inc.
Meeting Date: 23-May-13
Record Date: 17-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 40418F108
Ticker: HF
CUSIP: 40418F108
ISIN: US40418F1084
SEDOL: B1Q1RT1
Shares Voted: 800
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Deborah H. McAneny | Mgmt | For | For |
1.2 | Elect Director John H. Pelusi, Jr. | Mgmt | For | For |
1.3 | Elect Director Steven E. Wheeler | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Ratify Auditors | Mgmt | For | For |
MagnaChip Semiconductor Corporation
Meeting Date: 29-May-13
Record Date: 11-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 55933J203
Ticker: MX
CUSIP: 55933J203
ISIN: US55933J2033
SEDOL: B3VBFJ6
Shares Voted: 7,600
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Randal Klein | Mgmt | For | For |
1.2 | Elect Director Nader Tavakoli | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
FleetCor Technologies, Inc.
Meeting Date: 30-May-13
Record Date: 12-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 339041105
Ticker: FLT
CUSIP: 339041105
ISIN: US3390411052
SEDOL: B4R28B3
Shares Voted: 400
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Ronald F. Clarke | Mgmt | For | Withhold |
1.2 | Elect Director Richard Macchia | Mgmt | For | Withhold |
2 | Ratify Auditors | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | Against |
Silgan Holdings Inc.
Meeting Date: 03-Jun-13
Record Date: 19-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 827048109
Ticker: SLGN
CUSIP: 827048109
ISIN: US8270481091
SEDOL: 2809324
Shares Voted: 800
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director R. Philip Silver | Mgmt | For | Withhold |
1.2 | Elect Director William C. Jennings | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Ares Capital Corporation
Meeting Date: 04-Jun-13
Record Date: 11-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 04010L103
Ticker: ARCC
CUSIP: 04010L103
ISIN: US04010L1035
SEDOL: B032FN0
Shares Voted: 10,100
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Frank E. O'Bryan | Mgmt | For | For |
1.2 | Elect Director Antony P. Ressler | Mgmt | For | For |
1.3 | Elect Director Eric B. Siegel | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Mgmt | For | For |
LifePoint Hospitals, Inc.
Meeting Date: 04-Jun-13
Record Date: 12-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 53219L109
Ticker: LPNT
CUSIP: 53219L109
ISIN: US53219L1098
SEDOL: 2413037
Shares Voted: 700
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Gregory T. Bier | Mgmt | For | Withhold |
1.2 | Elect Director DeWitt Ezell, Jr. | Mgmt | For | Withhold |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Approve Omnibus Stock Plan | Mgmt | For | For |
Ramco-Gershenson Properties Trust
Meeting Date: 04-Jun-13
Record Date: 11-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 751452202
Ticker: RPT
CUSIP: 751452202
ISIN: US7514522025
SEDOL: 2722777
Shares Voted: 9,300
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Stephen R. Blank | Mgmt | For | For |
1.2 | Elect Director Dennis Gershenson | Mgmt | For | For |
1.3 | Elect Director Arthur H. Goldberg | Mgmt | For | For |
1.4 | Elect Director Robert A. Meister | Mgmt | For | For |
1.5 | Elect Director David J. Nettina | Mgmt | For | For |
1.6 | Elect Director Matthew L. Ostrower | Mgmt | For | For |
1.7 | Elect Director Joel M. Pashcow | Mgmt | For | For |
1.8 | Elect Director Mark K. Rosenfeld | Mgmt | For | For |
1.9 | Elect Director Michael A. Ward | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Arlington Asset Investment Corp.
Meeting Date: 06-Jun-13
Record Date: 16-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 041356205
Ticker: AI
CUSIP: 041356205
ISIN: US0413562051
SEDOL: 2516817
Shares Voted: 8,800
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Eric F. Billings | Mgmt | For | For |
1.2 | Elect Director Daniel J. Altobello | Mgmt | For | For |
1.3 | Elect Director Daniel E. Berce | Mgmt | For | For |
1.4 | Elect Director David W. Faeder | Mgmt | For | For |
1.5 | Elect Director Peter A. Gallagher | Mgmt | For | For |
1.6 | Elect Director Ralph S. Michael, III | Mgmt | For | For |
1.7 | Elect Director J. Rock Tonkel, Jr. | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
Starz
Meeting Date: 06-Jun-13
Record Date: 17-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 85571Q102
Ticker: STRZA
CUSIP: N/A
ISIN: N/A
SEDOL: N/A
Shares Voted: 7,100
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Gregory B. Maffei | Mgmt | For | Withhold |
1.2 | Elect Director Irving L. Azoff | Mgmt | For | For |
1.3 | Elect Director Susan M. Lyne | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
4 | Amend Charter to Recapitalize the Company by Deleting Provisions Relating to the Company's Capital and Starz Tracking Stock Groups | Mgmt | For | For |
5 | Authorize a New Class of Common Stock | Mgmt | For | For |
6 | Reclassify Each Share of Each Series of the Company's Existing Liberty Capital Common Stock Into One Share of the Corresponding Series of the Company's Common Stock | Mgmt | For | For |
7 | Amend Charter to Make Certain Conforming Changes that Will be Necessary as a Result of the Charter Proposals | Mgmt | For | For |
8 | Ratify Auditors | Mgmt | For | For |
Vonage Holdings Corp.
Meeting Date: 06-Jun-13
Record Date: 12-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 92886T201
Ticker: VG
CUSIP: 92886T201
ISIN: US92886T2015
SEDOL: B15JLG1
Shares Voted: 13,300
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Michael A. Krupka | Mgmt | For | Withhold |
1.2 | Elect Director David C. Nagel | Mgmt | For | For |
1.3 | Elect Director Margaret M. Smyth | Mgmt | For | For |
2 | Ratify Recent Election of one Class III Director | Mgmt | For | For |
3 | Ratify Auditors | Mgmt | For | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | Against |
5 | Amend NOL Rights Plan (NOL Pill) | Mgmt | For | For |
Wal-Mart Stores, Inc.
Meeting Date: 07-Jun-13
Record Date: 11-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 931142103
Ticker: WMT
CUSIP: 931142103
ISIN: US9311421039
SEDOL: 2936921
Shares Voted: 6,300
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1a | Elect Director Aida M. Alvarez | Mgmt | For | For |
1b | Elect Director James I. Cash, Jr. | Mgmt | For | For |
1c | Elect Director Roger C. Corbett | Mgmt | For | For |
1d | Elect Director Douglas N. Daft | Mgmt | For | For |
1e | Elect Director Michael T. Duke | Mgmt | For | Against |
1f | Elect Director Timothy P. Flynn | Mgmt | For | For |
1g | Elect Director Marissa A. Mayer | Mgmt | For | For |
1h | Elect Director Gregory B. Penner | Mgmt | For | For |
1i | Elect Director Steven S. Reinemund | Mgmt | For | For |
1j | Elect Director H. Lee Scott, Jr. | Mgmt | For | For |
1k | Elect Director Jim C. Walton | Mgmt | For | For |
1l | Elect Director S. Robson Walton | Mgmt | For | Against |
1m | Elect Director Christopher J. Williams | Mgmt | For | Against |
1n | Elect Director Linda S. Wolf | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For |
5 | Amend Bylaws -- Call Special Meetings | SH | Against | For |
6 | Stock Retention/Holding Period | SH | Against | For |
7 | Require Independent Board Chairman | SH | Against | For |
8 | Disclosure of Recoupment Activity from Senior Officers | SH | Against | For |
News Corporation
Meeting Date: 11-Jun-13
Record Date: 19-Apr-13
Country: USA
Meeting Type: Special
Security ID: 65248E104
Ticker: NWS
CUSIP: 65248E104
ISIN: US65248E1047
SEDOL: B03DQ41
Shares Voted: 17,600
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | Mgmt | For | For |
2 | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | Mgmt | For | For |
Santarus, Inc.
Meeting Date: 11-Jun-13
Record Date: 15-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 802817304
Ticker: SNTS
CUSIP: 802817304
ISIN: US8028173040
SEDOL: 2303105
Shares Voted: 7,900
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Daniel D. Burgess | Mgmt | For | For |
1.2 | Elect Director Michael G. Carter | Mgmt | For | For |
1.3 | Elect Director Alessandro E. Della Cha | Mgmt | For | For |
2 | Increase Authorized Common Stock | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For |
5 | Ratify Auditors | Mgmt | For | For |
Celgene Corporation
Meeting Date: 12-Jun-13
Record Date: 17-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 151020104
Ticker: CELG
CUSIP: 151020104
ISIN: US1510201049
SEDOL: 2182348
Shares Voted: 1,400
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Robert J. Hugin | Mgmt | For | For |
1.2 | Elect Director Richard Barker | Mgmt | For | For |
1.3 | Elect Director Michael D. Casey | Mgmt | For | For |
1.4 | Elect Director Carrie S. Cox | Mgmt | For | For |
1.5 | Elect Director Rodman L. Drake | Mgmt | For | For |
1.6 | Elect Director Michael A. Friedman | Mgmt | For | For |
1.7 | Elect Director Gilla Kaplan | Mgmt | For | For |
1.8 | Elect Director James J. Loughlin | Mgmt | For | For |
1.9 | Elect Director Ernest Mario | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Stock Retention/Holding Period | SH | Against | For |
Crocs, Inc.
Meeting Date: 12-Jun-13
Record Date: 16-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 227046109
Ticker: CROX
CUSIP: 227046109
ISIN: US2270461096
SEDOL: B0T7Z62
Shares Voted: 3,100
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Raymond D. Croghan | Mgmt | For | Withhold |
1.2 | Elect Director Peter A. Jacobi | Mgmt | For | For |
1.3 | Elect Director Doreen A. Wright | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Mentor Graphics Corporation
Meeting Date: 12-Jun-13
Record Date: 22-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 587200106
Ticker: MENT
CUSIP: 587200106
ISIN: US5872001061
SEDOL: 2578033
Shares Voted: 4,300
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Keith L. Barnes | Mgmt | For | For |
1.2 | Elect Director Peter L. Bonfield | Mgmt | For | For |
1.3 | Elect Director Gregory K. Hinckley | Mgmt | For | For |
1.4 | Elect Director J. Daniel McCranie | Mgmt | For | For |
1.5 | Elect Director Kevin C. McDonough | Mgmt | For | For |
1.6 | Elect Director Patrick B. McManus | Mgmt | For | For |
1.7 | Elect Director Walden C. Rhines | Mgmt | For | For |
1.8 | Elect Director David S. Schechter | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Require a Majority Vote for the Election of Directors | SH | None | For |
4 | Ratify Auditors | Mgmt | For | For |
Summit Hotel Properties, Inc.
Meeting Date: 12-Jun-13
Record Date: 26-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 866082100
Ticker: INN
CUSIP: 866082100
ISIN: US8660821005
SEDOL: B3M7R64
Shares Voted: 4,200
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Kerry W. Boekelheide | Mgmt | For | For |
1.2 | Elect Director Daniel P. Hansen | Mgmt | For | For |
1.3 | Elect Director Bjorn R. L. Hanson | Mgmt | For | For |
1.4 | Elect Director David S. Kay | Mgmt | For | For |
1.5 | Elect Director Thomas W. Storey | Mgmt | For | For |
1.6 | Elect Director Wayne W. Wielgus | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Cray Inc.
Meeting Date: 13-Jun-13
Record Date: 11-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 225223304
Ticker: CRAY
CUSIP: 225223304
ISIN: US2252233042
SEDOL: B16NWY7
Shares Voted: 7,300
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Prithviraj (Prith) Banerjee | Mgmt | For | For |
1.2 | Elect Director John B. Jones, Jr. | Mgmt | For | For |
1.3 | Elect Director Stephen C. Kiely | Mgmt | For | For |
1.4 | Elect Director Frank L. Lederman | Mgmt | For | For |
1.5 | Elect Director Sally G. Narodick | Mgmt | For | For |
1.6 | Elect Director Daniel C. Regis | Mgmt | For | For |
1.7 | Elect Director Stephen C. Richards | Mgmt | For | For |
1.8 | Elect Director Peter J. Ungaro | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
CVR Energy, Inc.
Meeting Date: 13-Jun-13
Record Date: 15-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 12662P108
Ticker: CVI
CUSIP: 12662P108
ISIN: US12662P1084
SEDOL: B23PS12
Shares Voted: 1,400
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Bob G. Alexander | Mgmt | For | For |
1.2 | Elect Director SungHwan Cho | Mgmt | For | Withhold |
1.3 | Elect Director Carl C. Icahn | Mgmt | For | Withhold |
1.4 | Elect Director Vincent J. Intrieri | Mgmt | For | Withhold |
1.5 | Elect Director John J. Lipinski | Mgmt | For | Withhold |
1.6 | Elect Director Samuel Merksamer | Mgmt | For | Withhold |
1.7 | Elect Director Stephen Mongillo | Mgmt | For | For |
1.8 | Elect Director Daniel A. Ninivaggi | Mgmt | For | Withhold |
1.9 | Elect Director James M. Strock | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
EMCOR Group, Inc.
Meeting Date: 13-Jun-13
Record Date: 18-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 29084Q100
Ticker: EME
CUSIP: 29084Q100
ISIN: US29084Q1004
SEDOL: 2474164
Shares Voted: 1,100
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Stephen W. Bershad | Mgmt | For | For |
1.2 | Elect Director David A.B. Brown | Mgmt | For | For |
1.3 | Elect Director Larry J. Bump | Mgmt | For | For |
1.4 | Elect Director Albert Fried, Jr. | Mgmt | For | For |
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For | For |
1.7 | Elect Director David H. Laidley | Mgmt | For | For |
1.8 | Elect Director Frank T. MacInnis | Mgmt | For | For |
1.9 | Elect Director Jerry E. Ryan | Mgmt | For | For |
1.10 | Elect Director Michael T. Yonker | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For |
4 | Ratify Auditors | Mgmt | For | For |
EPAM Systems, Inc.
Meeting Date: 13-Jun-13
Record Date: 15-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 29414B104
Ticker: EPAM
CUSIP: 29414B104
ISIN: US29414B1044
SEDOL: B44Z3T8
Shares Voted: 1,600
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Karl Robb | Mgmt | For | For |
1.2 | Elect Director Richard Michael Mayoras | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
SOCO International plc
Meeting Date: 13-Jun-13
Record Date: 11-Jun-13
Country: United Kingdom
Meeting Type: Annual
Security ID: G8248C127
Ticker: SIA
CUSIP: G8248C101
ISIN: GB00B572ZV91
SEDOL: B572ZV9
Shares Voted: 1,351
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Remuneration Report | Mgmt | For | For |
3 | Re-elect Rui de Sousa as Director | Mgmt | For | For |
4 | Re-elect Edward Story as Director | Mgmt | For | For |
5 | Re-elect Roger Cagle as Director | Mgmt | For | For |
6 | Re-elect Michael Johns as Director | Mgmt | For | For |
7 | Re-elect Olivier Barbaroux as Director | Mgmt | For | For |
8 | Re-elect Robert Cathery as Director | Mgmt | For | For |
9 | Re-elect Ettore Contini as Director | Mgmt | For | For |
10 | Re-elect John Norton as Director | Mgmt | For | Against |
11 | Re-elect Antonio Monteiro as Director | Mgmt | For | For |
12 | Re-elect Michael Watts as Director | Mgmt | For | For |
13 | Elect Cynthia Cagle as Director | Mgmt | For | For |
14 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
United Online, Inc.
Meeting Date: 13-Jun-13
Record Date: 19-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 911268100
Ticker: UNTD
CUSIP: 911268100
ISIN: US9112681005
SEDOL: 2801126
Shares Voted: 14,000
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Robert Berglass | Mgmt | For | For |
1.2 | Elect Director Kenneth L. Coleman | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
PetSmart, Inc.
Meeting Date: 14-Jun-13
Record Date: 17-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 716768106
Ticker: PETM
CUSIP: 716768106
ISIN: US7167681060
SEDOL: 2686107
Shares Voted: 1,700
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1a | Elect Director Angel Cabrera | Mgmt | For | For |
1b | Elect Director Rita V. Foley | Mgmt | For | For |
1c | Elect Director Rakesh Gangwal | Mgmt | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Mgmt | For | For |
1e | Elect Director Gregory P. Josefowicz | Mgmt | For | For |
1f | Elect Director Richard K. Lochridge | Mgmt | For | For |
1g | Elect Director Robert F. Moran | Mgmt | For | For |
1h | Elect Director Barbara Munder | Mgmt | For | For |
1i | Elect Director Thomas G. Stemberg | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Signet Jewelers Limited
Meeting Date: 14-Jun-13
Record Date: 12-Apr-13
Country: Bermuda
Meeting Type: Annual
Security ID: G81276100
Ticker: SIG
CUSIP: G81276100
ISIN: BMG812761002
SEDOL: B3C9VJ1
Shares Voted: 5,300
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1a | Elect Dale W. Hilpert as Director | Mgmt | For | For |
1b | Elect H. Todd Stitzer as Director | Mgmt | For | For |
1c | Elect Marianne Parrs as Director | Mgmt | For | For |
1d | Elect Michael W. Barnes as Director | Mgmt | For | For |
1e | Elect Russell Walls as Director | Mgmt | For | For |
1f | Elect Thomas Plaskett as Director | Mgmt | For | For |
1g | Elect Virginia Drosos as Director | Mgmt | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Krispy Kreme Doughnuts, Inc.
Meeting Date: 18-Jun-13
Record Date: 12-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 501014104
Ticker: KKD
CUSIP: 501014104
ISIN: US5010141043
SEDOL: 2576811
Shares Voted: 9,800
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Charles A. Blixt | Mgmt | For | Withhold |
1.2 | Elect Director Lynn Crump-Caine | Mgmt | For | Withhold |
1.3 | Elect Director Robert S. McCoy, Jr. | Mgmt | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Amend Securities Transfer Restrictions | Mgmt | For | Against |
4 | Ratify Auditors | Mgmt | For | For |
PharMerica Corporation
Meeting Date: 18-Jun-13
Record Date: 22-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 71714F104
Ticker: PMC
CUSIP: 71714F104
ISIN: US71714F1049
SEDOL: B23CN96
Shares Voted: 6,400
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Gregory S. Weishar | Mgmt | For | For |
1.2 | Elect Director W. Robert Dahl, Jr. | Mgmt | For | For |
1.3 | Elect Director Frank E. Collins | Mgmt | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Mgmt | For | For |
1.5 | Elect Director Marjorie W. Dorr | Mgmt | For | For |
1.6 | Elect Director Thomas P. Gerrity | Mgmt | For | For |
1.7 | Elect Director Robert A. Oakley | Mgmt | For | For |
1.8 | Elect Director Geoffrey G. Meyers | Mgmt | For | For |
1.9 | Elect Director Patrick G. LePore | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Sabra Health Care REIT, Inc.
Meeting Date: 19-Jun-13
Record Date: 22-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 78573L106
Ticker: SBRA
CUSIP: 78573L106
ISIN: US78573L1061
SEDOL: B5NLBP6
Shares Voted: 4,400
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1a | Elect Director Craig A. Barbarosh | Mgmt | For | For |
1b | Elect Director Robert A. Ettl | Mgmt | For | For |
1c | Elect Director Michael J. Foster | Mgmt | For | For |
1d | Elect Director Richard K. Matros | Mgmt | For | For |
1e | Elect Director Milton J. Walters | Mgmt | For | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | For |
3 | Ratify Auditors | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Best Buy Co., Inc.
Meeting Date: 20-Jun-13
Record Date: 22-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 086516101
Ticker: BBY
CUSIP: 086516101
ISIN: US0865161014
SEDOL: 2094670
Shares Voted: 4,800
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1a | Elect Director Bradbury H. Anderson | Mgmt | For | For |
1b | Elect Director Sanjay Khosla | Mgmt | For | For |
1c | Elect Director Allen U. Lenzmeier | Mgmt | For | Against |
1d | Elect Director Hatim A. Tyabji | Mgmt | For | For |
1e | Elect Director Russell P. Fradin | Mgmt | For | For |
1f | Elect Director Hubert Joly | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Declassify the Board of Directors | Mgmt | For | For |
Orthofix International N.V.
Meeting Date: 20-Jun-13
Record Date: 26-Apr-13
Country: Curacao
Meeting Type: Annual
Security ID: N6748L102
Ticker: OFIX
CUSIP: N6748L102
ISIN: ANN6748L1027
SEDOL: 2644547
Shares Voted: 3,100
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director James F. Gero | Mgmt | For | For |
1.2 | Elect Director Guy J. Jordan | Mgmt | For | For |
1.3 | Elect Director Michael R. Mainelli | Mgmt | For | For |
1.4 | Elect Director Bradley R. Mason | Mgmt | For | For |
1.5 | Elect Director Maria Sainz | Mgmt | For | For |
1.6 | Elect Director Davey S. Scoon | Mgmt | For | For |
1.7 | Elect Director Walter P. von Wartburg | Mgmt | For | For |
1.8 | Elect Director Kenneth R. Weisshaar | Mgmt | For | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Rite Aid Corporation
Meeting Date: 20-Jun-13
Record Date: 29-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 767754104
Ticker: RAD
CUSIP: 767754104
ISIN: US7677541044
SEDOL: 2740809
Shares Voted: 14,800
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1a | Elect Director John T. Standley | Mgmt | For | For |
1b | Elect Director Joseph B. Anderson, Jr. | Mgmt | For | For |
1c | Elect Director Bruce G. Bodaken | Mgmt | For | For |
1d | Elect Director Francois J. Coutu | Mgmt | For | For |
1e | Elect Director David R. Jessick | Mgmt | For | For |
1f | Elect Director Michael N. Regan | Mgmt | For | For |
1g | Elect Director Marcy Syms | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Adopt Anti Gross-up Policy | SH | Against | For |
5 | Consider Stockholder Proposal Relating to the Relationships of Directors | SH | Against | Against |
GameStop Corp.
Meeting Date: 25-Jun-13
Record Date: 02-May-13
Country: USA
Meeting Type: Annual
Security ID: 36467W109
Ticker: GME
CUSIP: 36467W109
ISIN: US36467W1099
SEDOL: B0LLFT5
Shares Voted: 15,600
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director JeromeL. Davis | Mgmt | For | For |
1.2 | Elect Director R. Richard Fontaine | Mgmt | For | For |
1.3 | Elect Director Steven R. Koonin | Mgmt | For | For |
1.4 | Elect Director Stephanie M. Shern | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Declassify the Board of Directors | Mgmt | For | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | For |
Sprint Nextel Corporation
Meeting Date: 25-Jun-13
Record Date: 18-Apr-13
Country: USA
Meeting Type: Special
Security ID: 852061100
Ticker: S
CUSIP: 852061100
ISIN: US8520611000
SEDOL: 2922447
Shares Voted: 8,500
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | For |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For |
3 | Adjourn Meeting | Mgmt | For | For |
Yahoo! Inc.
Meeting Date: 25-Jun-13
Record Date: 26-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 984332106
Ticker: YHOO
CUSIP: 984332106
ISIN: US9843321061
SEDOL: 2986539
Shares Voted: 16,400
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director John D. Hayes | Mgmt | For | For |
1.2 | Elect Director Susan M. James | Mgmt | For | For |
1.3 | Elect Director Max R. Levchin | Mgmt | For | For |
1.4 | Elect Director Peter Liguori | Mgmt | For | For |
1.5 | Elect Director Daniel S. Loeb | Mgmt | For | For |
1.6 | Elect Director Marissa A. Mayer | Mgmt | For | For |
1.7 | Elect Director Thomas J. McInerney | Mgmt | For | For |
1.8 | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For |
1.9 | Elect Director Harry J. Wilson | Mgmt | For | For |
1.10 | Elect Director Michael J. Wolf | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Ratify Auditors | Mgmt | For | For |
4 | Report on Sustainability | SH | Against | For |
5 | Report on Political Contributions | SH | Against | For |
Marvell Technology Group Ltd.
Meeting Date: 26-Jun-13
Record Date: 29-Apr-13
Country: Bermuda
Meeting Type: Annual
Security ID: G5876H105
Ticker: MRVL
CUSIP: G5876H105
ISIN: BMG5876H1051
SEDOL: 2594653
Shares Voted: 57,100
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1a | Elect Director Sehat Sutardja | Mgmt | For | For |
1b | Elect Director Juergen Gromer | Mgmt | For | For |
1c | Elect Director John G. Kassakian | Mgmt | For | For |
1d | Elect Director Arturo Krueger | Mgmt | For | For |
1e | Elect Director Randhir Thakur | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
SEACOR Holdings Inc.
Meeting Date: 26-Jun-13
Record Date: 03-May-13
Country: USA
Meeting Type: Annual
Security ID: 811904101
Ticker: CKH
CUSIP: 811904101
ISIN: US8119041015
SEDOL: 2797838
Shares Voted: 500
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Charles Fabrikant | Mgmt | For | For |
1.2 | Elect Director Pierre de Demandolx | Mgmt | For | For |
1.3 | Elect Director Oivind Lorentzen | Mgmt | For | For |
1.4 | Elect Director Andrew R. Morse | Mgmt | For | For |
1.5 | Elect Director R. Christopher Regan | Mgmt | For | For |
1.6 | Elect Director Steven J. Wisch | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Ratify Auditors | Mgmt | For | For |
Chico's FAS, Inc.
Meeting Date: 27-Jun-13
Record Date: 29-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 168615102
Ticker: CHS
CUSIP: 168615102
ISIN: US1686151028
SEDOL: 2196781
Shares Voted: 1,800
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Verna K. Gibson | Mgmt | For | For |
1.2 | Elect Director David F. Dyer | Mgmt | For | For |
1.3 | Elect Director Janice L. Fields | Mgmt | For | For |
2 | Ratify Auditors | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
The Kroger Co.
Meeting Date: 27-Jun-13
Record Date: 30-Apr-13
Country: USA
Meeting Type: Annual
Security ID: 501044101
Ticker: KR
CUSIP: 501044101
ISIN: US5010441013
SEDOL: 2497406
Shares Voted: 1,400
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1a | Elect Director Reuben V. Anderson | Mgmt | For | For |
1b | Elect Director Robert D. Beyer | Mgmt | For | For |
1c | Elect Director David B. Dillon | Mgmt | For | For |
1d | Elect Director Susan J. Kropf | Mgmt | For | For |
1e | Elect Director John T. LaMacchia | Mgmt | For | For |
1f | Elect Director David B. Lewis | Mgmt | For | For |
1g | Elect Director W. Rodney McMullen | Mgmt | For | For |
1h | Elect Director Jorge P. Montoya | Mgmt | For | For |
1i | Elect Director Clyde R. Moore | Mgmt | For | For |
1j | Elect Director Susan M. Phillips | Mgmt | For | For |
1k | Elect Director Steven R. Rogel | Mgmt | For | For |
1l | Elect Director James A. Runde | Mgmt | For | For |
1m | Elect Director Ronald L. Sargent | Mgmt | For | For |
1n | Elect Director Bobby S. Shackouls | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Ratify Auditors | Mgmt | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | SH | Against | Against |
5 | Require Independent Board Chairman | SH | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | SH | Against | Against |
7 | Adopt and Implement Sustainable Palm Oil Policy | SH | Against | Against |
Companhia de Bebidas Das Americas - AMBEV
Meeting Date: 29-Apr-13
Record Date: 12-Apr-13
Country: Brazil
Meeting Type: Annual/Special
Security ID: P0273S127
Ticker: AMBV4
CUSIP: P0273S127
ISIN: BRAMBVACNPR1
SEDOL: 2361976
Shares Voted: 7,900
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Meeting for ADR Holders | Mgmt | |||
Annual Meeting | Mgmt | |||
Preferred Shareholders Have Voting Rights on Annual Meeting Item 3 | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Mgmt | ||
2 | Approve Allocation of Income and Dividends | Mgmt | ||
3 | Elect Fiscal Council Members and Alternates | Mgmt | For | For |
4 | Approve Remuneration of Company's Management | Mgmt | ||
Special Meeting | Mgmt | |||
1 | Amend Articles to Reflect Changes in Capital | Mgmt |
Nedbank Group Ltd
Meeting Date: 03-May-13
Record Date: 26-Apr-13
Country: South Africa
Meeting Type: Special
Security ID: S5518R104
Ticker: N/A
CUSIP: S5518R104
ISIN: ZAE000004875
SEDOL: 6628008
Shares Voted: 11,639
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Approve Various Nedbank Group South African Shares Schemes | Mgmt | For | For |
2 | Approve Specific Issue of Shares for Cash to Participants of Any of the Nedbank Group South African Share Schemes or of the Nedbank Group South African Share Trusts | Mgmt | For | For |
3 | Approve Issue of Securities or Grant of Options to Related and Inter-related Parties for Any Purposes Contemplated in the Nedbank Group South African Share Schemes | Mgmt | For | For |
4 | Approve Issue of Securities or Grant of Options to Related and Inter-related Parties | Mgmt | For | For |
5 | Approve Issue of Securities or Other Options to Persons Participating in a Nedbank Group South African Share Scheme Which Does Not Satisfy the Requirements of Section 97 of the Companies Act | Mgmt | For | For |
6 | Approve Financial Assistance to the Nedbank Group South African Share Trusts | Mgmt | For | For |
7 | Approve Financial Assistance to Persons Participating in Any Nedbank Group South African Share Scheme Which Does Not Satisfy the Requirements of Section 97 of the Companies Act | Mgmt | For | For |
8 | Approve Repurchase of Securities from a Director or Prescribed Officer Pursuant to a Nedbank Group South African Share Scheme | Mgmt | For | For |
9 | Adopt New Memorandum of Incorporation | Mgmt | For | For |
Digi.com Berhad
Meeting Date: 09-May-13
Record Date: 30-Apr-13
Country: Malaysia
Meeting Type: Annual
Security ID: Y2070F100
Ticker: DIGI
CUSIP: Y2070F100
ISIN: MYL6947OO005
SEDOL: 6086242
Shares Voted: 182,000
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Ordinary Resolutions | Mgmt | |||
1 | Elect Hakon Bruaset Kjol as Director | Mgmt | For | For |
2 | Elect Halim bin Mohyiddin as Director | Mgmt | For | For |
3 | Elect Tore Johnsen as Director | Mgmt | For | For |
4 | Elect Morten Karlsen Sorby as Director | Mgmt | For | For |
5 | Approve Remuneration of Directors | Mgmt | For | For |
6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
7 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Mgmt | For | For |
8 | Approve Halim Bin Mohyiddin to Continue Office as Independent Non-Executive Director | Mgmt | For | For |
Special Resolution | Mgmt | |||
1 | Amend Articles of Association | Mgmt | For | For |
AngloGold Ashanti Ltd
Meeting Date: 13-May-13
Record Date: 15-Apr-13
Country: South Africa
Meeting Type: Annual
Security ID: S04255196
Ticker: ANG
CUSIP: S04255196
ISIN: ZAE000043485
SEDOL: 6565655
Shares Voted: 1,000
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Meeting for ADR Holders | Mgmt | |||
1 | Reappoint Ernst & Young Inc as Auditors of the Company | Mgmt | For | For |
2 | Elect Michael Kirkwood as Director | Mgmt | For | For |
3 | Elect Tony O'Neill as Director | Mgmt | For | For |
4 | Re-elect Srinivasan Venkatakrishnan (Venkat) as Director | Mgmt | For | For |
5 | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Mgmt | For | For |
6 | Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee | Mgmt | For | For |
7 | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Mgmt | For | For |
8 | Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | Mgmt | For | For |
9 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | For |
10 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Mgmt | For | For |
11 | Approve Remuneration Policy | Mgmt | For | For |
12 | Approve Increase in Non-executive Directors Fees | Mgmt | For | For |
13 | Approve Increase in Non-executive Directors' Fees for Board Committees and Statutory Committee Meetings | Mgmt | For | For |
14 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Mgmt | For | For |
15 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: 11-Jun-13
Record Date: 15-Apr-13
Country: Taiwan
Meeting Type: Annual
Security ID: Y84629107
Ticker: 2330
CUSIP: Y84629107
ISIN: TW0002330008
SEDOL: 6889106
Shares Voted: 2,700
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Meeting for ADR Holders | Mgmt | |||
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve Plan on Profit Distribution | Mgmt | For | For |
3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets, Lending Funds to Other Parties, and Endorsement and Guarantees | Mgmt | For | For |
4 | Transact Other Business (Non-Voting) | Mgmt |
Turkcell Iletisim Hizmetleri AS
Meeting Date: 24-Jun-13
Record Date:
Country: Turkey
Meeting Type: Annual
Security ID: M8903B102
Ticker: TCELL
CUSIP: M8903B102
ISIN: TRATCELL91M1
SEDOL: B03MYN3
Shares Voted: 19,175
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Annual Meeting | Mgmt | |||
1 | Open Meeting and Elect Presiding Council of Meeting | Mgmt | For | For |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Mgmt | For | For |
3 | Accept Board Report for 2010 | Mgmt | For | For |
4 | Accept Internal Audit Report for 2010 | Mgmt | For | For |
5 | Accept External Audit Report for 2010 | Mgmt | For | For |
6 | Accept Financial Statements for 2010 | Mgmt | For | For |
7 | Approve Allocation of Income for 2010 | Mgmt | For | For |
8 | Approve Discharge of a Director for 2010 | Mgmt | For | For |
9 | Approve Discharge of Auditors for 2010 | Mgmt | For | For |
10 | Accept Board Report for 2011 | Mgmt | For | For |
11 | Accept Internal Audit Report for 2011 | Mgmt | For | For |
12 | Accept External Audit Report for 2011 | Mgmt | For | For |
13 | Accept Financial Statements for 2011 | Mgmt | For | For |
14 | Approve Allocation of Income for 2011 | Mgmt | For | For |
15 | Approve Discharge of Board for 2011 | Mgmt | For | For |
16 | Approve Discharge of Auditors for 2011 | Mgmt | For | For |
17 | Accept Board Report for 2012 | Mgmt | For | For |
18 | Accept Internal Audit Report for 2012 | Mgmt | For | For |
19 | Ratify External Auditors for 2012 | Mgmt | For | For |
20 | Accept External Audit Report for 2012 | Mgmt | For | For |
21 | Accept Financial Statements for 2012 | Mgmt | For | For |
22 | Approve Allocation of Income for 2012 | Mgmt | For | For |
23 | Approve Discharge of Board for 2012 | Mgmt | For | For |
24 | Approve Discharge of Auditors for 2012 | Mgmt | For | For |
25 | Amend Company Articles | Mgmt | For | For |
26 | Ratify Director Appointments | Mgmt | For | For |
27 | Elect Directors | Mgmt | For | Against |
28 | Approve Director Remuneration | Mgmt | For | For |
29 | Ratify External Auditors for 2013 | Mgmt | For | For |
30 | Approve Working Principles of the General Assembly | Mgmt | For | For |
31 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Mgmt | For | For |
32 | Approve Profit Distribution Policy | Mgmt | For | Against |
33 | Receive Information on Remuneration Policy | Mgmt | ||
34 | Receive Information on Charitable Donations Made in Past Years and Approve Upper Limit of Donations for 2013; Approve Donations Made in 2013 until the General Assembly | Mgmt | For | For |
35 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Mgmt | ||
36 | Receive Information on Related Party Transactions | Mgmt | ||
37 | Close Meeting | Mgmt |
Uni-President Enterprises Corp.
Meeting Date: 25-Jun-13
Record Date: 26-Apr-13
Country: Taiwan
Meeting Type: Annual
Security ID: Y91475106
Ticker: 1216
CUSIP: Y91475106
ISIN: TW0001216000
SEDOL: 6700393
Shares Voted: 108,000
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve Plan on Profit Distribution | Mgmt | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Undistributed Earnings | Mgmt | For | For |
4 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Mgmt | For | For |
5 | Approve Amendments to Articles of Association | Mgmt | For | For |
6 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Mgmt | For | For |
7 | Approve Amendments to Rules and Procedures Regarding Shareholder General Meeting | Mgmt | For | For |
8 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For |
9 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Mgmt | For | For |
10 | Approve Amendments to the Procedures for Endorsement and Guarantees | Mgmt | For | For |
ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||
11.1 | Elect Chin-Yen Kao, a Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as Director | Mgmt | For | For |
11.2 | Elect Hsiu-Ling Kao, a Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as Director | Mgmt | For | For |
11.3 | Elect Chih-Hsien Lo, a Representative of Kao Chyuan Inv. Co., Ltd. with Shareholder No. 69100090, as Director | Mgmt | For | For |
11.4 | Elect Po-Ming Hou, with Shareholder No. 23100014, as Director | Mgmt | For | For |
11.5 | Elect Po-Yu Hou, with Shareholder No. 23100013, as Director | Mgmt | For | For |
11.6 | Elect Chung-Ho Wu, a Representative of Young Yun Inv. Co., Ltd. with Shareholder No. 69102650, as Director | Mgmt | For | For |
11.7 | Elect Ping-Chih Wu, a Representative of Taipo Investment Corp. with Shareholder No. 69100060, as Director | Mgmt | For | For |
11.8 | Elect Chang-Sheng Lin, with Shareholder No. 15900071, as Director | Mgmt | For | For |
11.9 | Elect Hsiu-Jen Liu, with Shareholder No. 52700020, as Director | Mgmt | For | For |
11.10 | Elect Kao-Huei Cheng, a Representative of Joyful Inv. Co., Ltd. with Shareholder No. 69100010, as Director | Mgmt | For | For |
11.11 | Elect Independent Director Yun Lin | Mgmt | For | For |
11.12 | Elect Independent Director Hsing-Yi Chow | Mgmt | For | For |
11.13 | Elect Independent Director Chao-Tang Yue | Mgmt | For | For |
12 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For |
13 | Transact Other Business (Non-Voting) | Mgmt |
Lukoil OAO
Meeting Date: 27-Jun-13
Record Date: 13-May-13
Country: Russia
Meeting Type: Annual
Security ID: X5060T106
Ticker: N/A
CUSIP: X5060T106
ISIN: RU0009024277
SEDOL: B59SNS8
Shares Voted: 1,195
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Meeting for ADR Holders | Mgmt | |||
1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 90 per Share | Mgmt | For | For |
Elect 11 Directors by Cumulative Voting | Mgmt | |||
2.1 | Elect Vagit Alekperov as Director | Mgmt | None | Against |
2.2 | Elect Viktor Blazheyev as Director | Mgmt | None | For |
2.3 | Elect Leonid Fedun as Director | Mgmt | None | Against |
2.4 | Elect Valery Grayfer as Director | Mgmt | None | Against |
2.5 | Elect Igor Ivanov as Director | Mgmt | None | For |
2.6 | Elect Ravil Maganov as Director | Mgmt | None | Against |
2.7 | Elect Richard Matzke as Director | Mgmt | None | For |
2.8 | Elect Sergey Mikhaylov as Director | Mgmt | None | Against |
2.9 | Elect Mark Mobius as Director | Mgmt | None | For |
2.10 | Elect Guglielmo Antonio Claudio Moscato as Director | Mgmt | None | For |
2.11 | Elect Nikolai Nikolaev as Director | Mgmt | None | Against |
2.12 | Elect Ivan Picte as Director Elect | Mgmt | None | For |
Three Members of Audit Commission | Mgmt | |||
3.1 | Elect Mikhail Maksimov as Member of Audit Commission | Mgmt | For | For |
3.2 | Elect Vladimir Nikitenko as Member of Audit Commission | Mgmt | For | For |
3.3 | Elect Aleksandr Surkov as Member of Audit Commission | Mgmt | For | For |
4.1 | Approve Remuneration of Directors for Their Service until 2013 AGM | Mgmt | For | For |
4.2 | Approve Terms of Remuneration of Directors for Their Service Starting from 2013 AGM | Mgmt | For | For |
5.1 | Approve Remuneration of Members of Audit Commission for Their Service until 2013 AGM | Mgmt | For | For |
5.2 | Approve Terms of Remuneration of Members of Audit Commission for Their Service Starting from 2013 AGM | Mgmt | For | For |
6 | Ratify ZAO KPMG as Auditor | Mgmt | For | For |
7 | Amend Charter | Mgmt | For | For |
8 | Approve Related-Party Transaction with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations | Mgmt | For | For |
PGE Polska Grupa Energetyczna SA
Meeting Date: 27-Jun-13
Record Date: 11-Jun-13
Country: Poland
Meeting Type: Annual
Security ID: X6447Z104
Ticker: N/A
CUSIP: X6447Z104
ISIN: PLPGER000010
SEDOL: B544PW9
Shares Voted: 30,842
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Management Proposals | Mgmt | |||
1 | Open Meeting | Mgmt | ||
2 | Elect Meeting Chairman | Mgmt | For | For |
3 | Acknowledge Proper Convening of Meeting | Mgmt | ||
4 | Approve Agenda of Meeting | Mgmt | For | For |
5 | Resolve Not to Elect Members of Vote Counting Commission | Mgmt | For | For |
6 | Receive Report on Results of Recruitment for Positions of Management Board Members | Mgmt | ||
7 | Approve Financial Statements | Mgmt | For | For |
8 | Approve Management Board Report on Company's Operations in Fiscal 2012 | Mgmt | For | For |
9 | Approve Consolidated Financial Statements | Mgmt | For | For |
10 | Approve Management Board Report on Group's Operations in Fiscal 2012 | Mgmt | For | For |
11 | Approve Allocation of Income and Dividends of PLN 0.86 per Share | Mgmt | For | For |
12.1 | Approve Discharge of Marcin Zielinski (Supervisory Board Chairman) | Mgmt | For | For |
12.2 | Approve Discharge of Malgorzata Dec (Deputy Chairman of Supervisory Board) | Mgmt | For | For |
12.3 | Approve Discharge of Jacek Barylski (Supervisory Board Member) | Mgmt | For | For |
12.4 | Approve Discharge of Czeslaw Grzesiak (Supervisory Board Member) | Mgmt | For | For |
12.5 | Approve Discharge of Grzegorz Krystek (Supervisory Board Member) | Mgmt | For | For |
12.6 | Approve Discharge of Katarzyna Prus (Supervisory Board Member) | Mgmt | For | For |
12.7 | Approve Discharge of Maciej Baltowski (Supervisory Board Chairman) | Mgmt | For | For |
12.8 | Approve Discharge of Zbigniew Szmuniewski (Supervisory Board Member) | Mgmt | For | For |
12.9 | Approve Discharge of Krzysztof Zuk (Supervisory Board Member) | Mgmt | For | For |
12.10 | Approve Discharge of Krzysztof Kilian (CEO) | Mgmt | For | For |
12.11 | Approve Discharge of Boguslawa Matuszewska (Deputy CEO) | Mgmt | For | For |
12.12 | Approve Discharge of Wojciech Ostrowski (Deputy CEO) | Mgmt | For | For |
12.13 | Approve Discharge of Pawel Smolen (Deputy CEO) | Mgmt | For | For |
12.14 | Approve Discharge of Piotr Szymanek (Deputy CEO) | Mgmt | For | For |
12.15 | Approve Discharge of Pawel Skowronski (Management Board Member) | Mgmt | For | For |
13 | Fix Number of Supervisory Board Members | Mgmt | For | For |
14.1 | Elect Supervisory Board Member(s) | Mgmt | For | For |
14.2 | Recall Supervisory Board Member(s) | Mgmt | For | For |
Shareholder Proposals | Mgmt | |||
15 | Amend Statute | SH | None | Against |
Management Proposals | Mgmt | |||
16.1 | Approve Merger with PGE Energia Jadrowa SA; Approve Merger Plan; Amend Statute Accordingly | Mgmt | For | For |
16.2 | Authorize Supervisory Board to Approve Consolidated Text of Statute | Mgmt | For | For |
17 | Close Meeting | Mgmt |
NHN Corp.
Meeting Date: 28-Jun-13
Record Date: 15-May-13
Country: South Korea
Meeting Type: Special
Security ID: Y6347M103
Ticker: 035420
CUSIP: Y6347M103
ISIN: KR7035420009
SEDOL: 6560393
Shares Voted: 297
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
1 | Approve Spin-Off Agreement | Mgmt | For | For |
2 | Amend Articles of Incorporation | Mgmt | For | For |
Tatneft OAO
Meeting Date: 28-Jun-13
Record Date: 13-May-13
Country: Russia
Meeting Type: Annual
Security ID: X89366102
Ticker: TATN
CUSIP: X89366102
ISIN: RU0009033591
SEDOL: B59BXN2
Shares Voted: 1,223
Proposal Number | Proposal | Proponent | Mgmt Rec | Vote Instruction |
Meeting for ADR Holders | Mgmt | |||
1 | Approve Annual Report | Mgmt | For | For |
2 | Approve Financial Statements | Mgmt | For | For |
3 | Approve Allocation of Income | Mgmt | For | For |
4 | Approve Dividends of RUB 8.60 per Common Share and Preferred Share | Mgmt | For | For |
Elect 14 Directors via Cumulative Voting | Mgmt | |||
5.1 | Elect Shafagat Takhautdinov as Director | Mgmt | None | Against |
5.2 | Elect Radik Gaizatullin as Director | Mgmt | None | Against |
5.3 | Elect Sushovan Ghosh as Director | Mgmt | None | For |
5.4 | Elect Nail Ibragimov as Director | Mgmt | None | Against |
5.5 | Elect Rais Khisamov as Director | Mgmt | None | Against |
5.6 | Elect Vladimir Lavushchenko as Director | Mgmt | None | Against |
5.7 | Elect Nail Maganov as Director | Mgmt | None | Against |
5.8 | Elect Renat Muslimov as Director | Mgmt | None | Against |
5.9 | Elect Renat Sabirov as Director | Mgmt | None | Against |
5.10 | Elect Valery Sorokin as Director | Mgmt | None | Against |
5.11 | Elect Mirgaziyan Taziev as Director | Mgmt | None | Against |
5.12 | Elect Azat Khamayev as Director | Mgmt | None | Against |
5.13 | Elect Mariya Voskresenskaya as Director | Mgmt | None | For |
5.14 | Elect Rene Steiner as Director | Mgmt | None | For |
Elect Eight Members of Audit Commission | Mgmt | |||
6.1 | Elect Ksenia Borzunova as Member of Audit Commission | Mgmt | For | For |
6.2 | Elect Ferdinand Galiullin as Member of Audit Commission | Mgmt | For | For |
6.3 | Elect Ranilya Gizatova as Member of Audit Commission | Mgmt | For | For |
6.4 | Elect Venera Kuzmina as Member of Audit Commission | Mgmt | For | For |
6.5 | Elect Nikolai Lapin as Member of Audit Commission | Mgmt | For | For |
6.6 | Elect Liliya Rakhimzyanova as Member of Audit Commission | Mgmt | For | For |
6.7 | Elect Alfiya Sinegaeva as Member of Audit Commission | Mgmt | For | For |
6.8 | Elect Tatiana Tsyganova as Member of Audit Commission | Mgmt | For | For |
7 | Ratify ZAO Energy Consulting/Audit as Auditor | Mgmt | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Aspiriant Global Equity Trust | |
By (Signature and Title)* | /s/ Robert J. Francais | |
Robert J. Francais, Trustee and President | ||
Date | August 30, 2013 |