UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act File Number 811-22648
Aspiriant Trust
(Exact name of registrant as specified in charter)
11100 Santa Monica Boulevard Suite 600
Los Angeles, California 90025
(Address of principal executive offices) (Zip code)
Robert J. Francais
Aspiriant Trust
11100 Santa Monica Boulevard Suite 600
Los Angeles, California 90025
(Name and address of agent for service)
Registrant's telephone number, including area code: (310) 806-4000
Date of fiscal year end: Feb 28
Date of reporting period: July 1, 2016 – June 30, 2017
Item 1. Proxy Voting Record
Aspiriant Risk-Managed Equity Allocation Fund
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Novartis AG
Meeting Date: 02/28/2017 | Country: Switzerland | Primary Security ID: H5820Q150 |
Record Date: | Meeting Type: Annual | Ticker: NOVN |
Shares Voted: 6,656 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Mgmt | For | For | For |
4 | Approve CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
5.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.5 Million | Mgmt | For | For | For |
5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million | Mgmt | For | For | For |
5.3 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the remuneration report is warranted in light of the following concerns:* The new CEO of the Alcon business unit, F. Michael Ball, received a discretionary one-time performance share grant worth USD 3.9 million in addition to his regular short- and long-term incentive compensation. Largely thanks to this and a 15.5 percent base salary increase in comparison with his predecessor (annualized), Ball's total remuneration for 11 months was USD 8.7 million, which represented an 80 percent increase in total pay vs. what the previous Alcon CEO received in 2015. The company's stated rationale for the one-time grant and the resulting significant increase in Ball's compensation is not considered to be compelling, since the performance objectives relate to Ball's core functions as Alcon CEO, and the existing compensation framework provides the Compensation Committee with sufficient ability to gear Ball's incentive pay toward returning the Alcon division to growth* In addition, a number of other negative issues are noted. These include the lack of prospective disclosure for LTPP performance targets, and the vesting schedule for the LTRPP, which allows for below-median vesting of performance awards.The above notwithstanding, the following positive elements are noted:* Executive pay-for-performance alignment does not give rise to concerns.* The compensation system is in line with market practice in most respects, and the company provides retrospective disclosure of short- and long-term incentive achievement and individual disclosure of executive committee remuneration, which exceeds market standards. | |||||
6.1 | Reelect Joerg Reinhardt as Director and Chairman | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.2 | Reelect Nancy C. Andrews as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Novartis AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6.3 | Reelect Dimitri Azar as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.4 | Reelect Ton Buechner as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.5 | Reelect Srikant Datar as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.6 | Reelect Elizabeth Doherty as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.7 | Reelect Ann Fudge as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.8 | Reelect Pierre Landolt as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.9 | Reelect Andreas von Planta as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.10 | Reelect Charles L. Sawyers as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.11 | Reelect Enrico Vanni as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Novartis AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6.12 | Reelect William T. Winters as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
6.13 | Elect Frans van Houten as Director | Mgmt | For | For | For |
�� | Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | ||||
7.1 | Appoint Srikant Datar as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
7.2 | Appoint Ann Fudge as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
7.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
7.4 | Appoint William T. Winters as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted in light of the prospective composition of the board and Compensation Committee, as well as a lack of significant controversies or governance concerns. However, some shareholders may wish to vote against the reelection of the four incumbent Compensation Committee members in Items 7.1-7.4 in light of certain pay decisions taken in the past year. | |||||
8 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | For |
9 | Designate Peter Andreas Zahn as Independent Proxy | Mgmt | For | For | For |
10 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted because* This item concerns additional instructions from the shareholder to the proxy in case new voting items or counterproposals are introduced at the meeting by shareholders or the board of directors; and* The content of these any new items or counterproposals is not known at this time. Therefore, it is in shareholders' best interest to vote against this item on a precautionary basis. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Novartis AG
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 02/16/2017 | Auto-Approved | 02/16/2017 | 6,656 | 6,656 |
Total Shares: | 6,656 | 6,656 |
Shoe Zone plc
Meeting Date: 03/02/2017 | Country: United Kingdom | Primary Security ID: G81105101 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: SHOE |
Shares Voted: 17,713 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
3 | Approve Special Dividend | Mgmt | For | For | For |
4 | Re-elect Anthony Smith as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4A vote FOR the re-election of Anthony Smith is warranted although it is not without concern for shareholders because:* He served as CEO of the Company until he moved to an Executive Chairman role during the year under review. The Company has not justified the rationale behind this role change.The main reason for support is:* The Company has explained the role of the Executive Chairman to the Board, noting that he has a particular responsibility for the property portfolio and strategy. In addition, the Company has appointed a Deputy Chairman who is considered to be independent during the year.Items 5-9A vote FOR the election/re-election of Charles Smith, Nick Davis, Charlie Caminada, Jeremy Sharman and Malcolm Collins is warranted because no significant concerns have been identified. | |||||
5 | Re-elect Charles Smith as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4A vote FOR the re-election of Anthony Smith is warranted although it is not without concern for shareholders because:* He served as CEO of the Company until he moved to an Executive Chairman role during the year under review. The Company has not justified the rationale behind this role change.The main reason for support is:* The Company has explained the role of the Executive Chairman to the Board, noting that he has a particular responsibility for the property portfolio and strategy. In addition, the Company has appointed a Deputy Chairman who is considered to be independent during the year.Items 5-9A vote FOR the election/re-election of Charles Smith, Nick Davis, Charlie Caminada, Jeremy Sharman and Malcolm Collins is warranted because no significant concerns have been identified. | |||||
6 | Re-elect Nick Davis as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4A vote FOR the re-election of Anthony Smith is warranted although it is not without concern for shareholders because:* He served as CEO of the Company until he moved to an Executive Chairman role during the year under review. The Company has not justified the rationale behind this role change.The main reason for support is:* The Company has explained the role of the Executive Chairman to the Board, noting that he has a particular responsibility for the property portfolio and strategy. In addition, the Company has appointed a Deputy Chairman who is considered to be independent during the year.Items 5-9A vote FOR the election/re-election of Charles Smith, Nick Davis, Charlie Caminada, Jeremy Sharman and Malcolm Collins is warranted because no significant concerns have been identified. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Shoe Zone plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7 | Re-elect Charlie Caminada as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4A vote FOR the re-election of Anthony Smith is warranted although it is not without concern for shareholders because:* He served as CEO of the Company until he moved to an Executive Chairman role during the year under review. The Company has not justified the rationale behind this role change.The main reason for support is:* The Company has explained the role of the Executive Chairman to the Board, noting that he has a particular responsibility for the property portfolio and strategy. In addition, the Company has appointed a Deputy Chairman who is considered to be independent during the year.Items 5-9A vote FOR the election/re-election of Charles Smith, Nick Davis, Charlie Caminada, Jeremy Sharman and Malcolm Collins is warranted because no significant concerns have been identified. | |||||
8 | Re-elect Jeremy Sharman as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4A vote FOR the re-election of Anthony Smith is warranted although it is not without concern for shareholders because:* He served as CEO of the Company until he moved to an Executive Chairman role during the year under review. The Company has not justified the rationale behind this role change.The main reason for support is:* The Company has explained the role of the Executive Chairman to the Board, noting that he has a particular responsibility for the property portfolio and strategy. In addition, the Company has appointed a Deputy Chairman who is considered to be independent during the year.Items 5-9A vote FOR the election/re-election of Charles Smith, Nick Davis, Charlie Caminada, Jeremy Sharman and Malcolm Collins is warranted because no significant concerns have been identified. | |||||
9 | Elect Malcolm Collins as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4A vote FOR the re-election of Anthony Smith is warranted although it is not without concern for shareholders because:* He served as CEO of the Company until he moved to an Executive Chairman role during the year under review. The Company has not justified the rationale behind this role change.The main reason for support is:* The Company has explained the role of the Executive Chairman to the Board, noting that he has a particular responsibility for the property portfolio and strategy. In addition, the Company has appointed a Deputy Chairman who is considered to be independent during the year.Items 5-9A vote FOR the election/re-election of Charles Smith, Nick Davis, Charlie Caminada, Jeremy Sharman and Malcolm Collins is warranted because no significant concerns have been identified. | |||||
10 | Reappoint BDO LLP as Auditors | Mgmt | For | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
12 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 02/17/2017 | Auto-Approved | 02/17/2017 | 17,713 | 17,713 |
Total Shares: | 17,713 | 17,713 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
MVV Energie AG
Meeting Date: 03/10/2017 | Country: Germany | Primary Security ID: D5565G122 |
Record Date: | Meeting Type: Annual | Ticker: MVV1 |
Shares Voted: 1,191 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Mgmt | |||
2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Mgmt | For | For | For |
3 | Approve Discharge of Management Board for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2017 | Mgmt | For | For | For |
6 | Elect Dieter Hassel to the Supervisory Board | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 02/17/2017 | Auto-Approved | 02/17/2017 | 1,191 | 1,191 |
Total Shares: | 1,191 | 1,191 |
I.E.S Holdings Ltd
Meeting Date: 03/13/2017 | Country: Israel | Primary Security ID: M5343K106 |
Record Date: 02/23/2017 | Meeting Type: Special | Ticker: IES |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
I.E.S Holdings Ltd | |
Shares Voted: 493 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Employment Terms of Board Chairman | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Lswarb | 03/02/2017 | lswarb | 03/02/2017 | 493 | 493 |
Total Shares: | 493 | 493 |
Cheung Kong Infrastructure Holdings Ltd
Meeting Date: 03/14/2017 | Country: Bermuda | Primary Security ID: G2098R102 |
Record Date: 03/09/2017 | Meeting Type: Special | Ticker: 1038 |
Shares Voted: 29,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Consortium Formation Agreement and Related Transactions | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/01/2017 | Auto-Approved | 03/01/2017 | 29,000 | 29,000 |
Total Shares: | 29,000 | 29,000 |
Power Assets Holdings Ltd.
Meeting Date: 03/14/2017 | Country: Hong Kong | Primary Security ID: Y7092Q109 |
Record Date: 03/09/2017 | Meeting Type: Special | Ticker: 6 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Power Assets Holdings Ltd. | |
Shares Voted: 46,500 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Consortium Formation Agreement and Related Transactions | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/01/2017 | Auto-Approved | 03/01/2017 | 46,500 | 46,500 |
Total Shares: | 46,500 | 46,500 |
Brainjuicer Group Plc
Meeting Date: 03/22/2017 | Country: United Kingdom | Primary Security ID: G15555108 |
Record Date: 03/20/2017 | Meeting Type: Special | Ticker: BJU |
Shares Voted: 1,638 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Change of Company Name to System1 Group plc | Mgmt | For | For | For |
2 | Approve Long Term Incentive Plan | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the proposed LTIP is warranted on account of:* Significant transfer of equity to participants at threshold level of performance; and* Proposed dilution under the scheme outside of acceptable market practice. |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/14/2017 | Auto-Approved | 03/14/2017 | 1,638 | 1,638 |
Total Shares: | 1,638 | 1,638 |
Mediterranean Towers Ltd
Meeting Date: 03/22/2017 | Country: Israel | Primary Security ID: M68818109 |
Record Date: 02/21/2017 | Meeting Type: Special | Ticker: MDTR |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mediterranean Towers Ltd | |
Shares Voted: 30,528 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Reelect Rafhael Baeri as External Director for a Three-Year Period | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is warranted as the company has provided sufficient information on these proposals and as there are no concerns with the nominees. | |||||
2 | Reelect Eynat Tsafrir as External Director for a Three-Year Period | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is warranted as the company has provided sufficient information on these proposals and as there are no concerns with the nominees. | |||||
3 | Approve Management Services Agreement with Ron Ben Tal Ltd., Controlled by Mordechai Kirschenbaum, for Provision of Chairman Services | Mgmt | For | For | For |
4 | Ratify Amended Management Services Agreement with Naaot HaBima Ltd. Controlled by Boris Levin, for Provision of Deputy Chairman Services | Mgmt | For | For | For |
5 | Issue Updated Indemnification Agreements to Officers | Mgmt | For | For | For |
6 | Approve Exemption Agreements to Officers | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is warranted, as the company provides sufficient disclosure, and the proposed letters are routine for the Israeli market. | |||||
7 | Approve Exemption Agreements to Shmuel Cohen Avner, Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is warranted, as the company provides sufficient disclosure, and the proposed letters are routine for the Israeli market. | |||||
8 | Approve Exemption Agreements to Erez Bendel, VP | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is warranted, as the company provides sufficient disclosure, and the proposed letters are routine for the Israeli market. | |||||
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mediterranean Towers Ltd
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. | |||||
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. | |||||
B4 | If you do not fall under any of the categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | smcgaha | 03/15/2017 | smcgaha | 03/15/2017 | 30,528 | 30,528 |
Total Shares: | 30,528 | 30,528 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Orion Oyj
Meeting Date: 03/22/2017 | Country: Finland | Primary Security ID: X6002Y112 |
Record Date: 03/10/2017 | Meeting Type: Annual | Ticker: ORNBV |
Shares Voted: 1,675 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Open Meeting | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
2 | Call the Meeting to Order | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | For |
Voting Policy Rationale: These are routine meeting formalities. | |||||
4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | For |
Voting Policy Rationale: These are routine meeting formalities. | |||||
5 | Prepare and Approve List of Shareholders | Mgmt | For | For | For |
Voting Policy Rationale: These are routine meeting formalities. | |||||
6 | Receive Financial Statements and Statutory Reports | Mgmt | |||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
8 | Approve Allocation of Income and Dividends of EUR 1.55 Per Share | Mgmt | For | For | For |
9 | Approve Discharge of Board and President | Mgmt | For | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees | Mgmt | For | For | For |
11 | Fix Number of Directors at Seven | Mgmt | For | For | For |
12 | Reelect Sirpa Jalkanen, Timo Maasilta, Eija Ronkainen, Mikael Silvennoinen and Heikki Westerlund (Chairman) as Directors; Elect Ari Lehtoranta and Hilpi Rautelin as New Directors | Mgmt | For | For | For |
13 | Approve Remuneration of Auditors | Mgmt | For | For | For |
14 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For |
15 | Amend Articles Re: Remove Age Restriction of Directors; Editorial Changes | Mgmt | For | For | For |
16 | Close Meeting | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Orion Oyj
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/03/2017 | Auto-Approved | 03/03/2017 | 1,675 | 1,675 |
Total Shares: | 1,675 | 1,675 |
Sligro FOOD GROUP NV
Meeting Date: 03/22/2017 | Country: Netherlands | Primary Security ID: N8084E155 |
Record Date: 02/22/2017 | Meeting Type: Annual | Ticker: SLIGR |
Shares Voted: 2,790 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Annual Meeting Agenda | Mgmt | ||||
1 | Open Meeting | Mgmt | |||
2 | Discuss Minutes of Previous Meeting | Mgmt | |||
3 | Receive Report of Management Board (Non-Voting) | Mgmt | |||
4.a | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Mgmt | |||
4.b | Presentation on the Audit of the Financial Statements by Auditor | Mgmt | |||
4.c | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For |
4.d | Approve Company's Reserves and Dividend Policy | Mgmt | For | For | For |
4.e | Approve Dividends of EUR 1.00 Per Share | Mgmt | For | For | For |
4.f | Approve Discharge of Management Board | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted because of the absence of any information about significant and compelling controversies that the management board and/or supervisory board are not fulfilling their fiduciary duties. | |||||
4.g | Approve Discharge of Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted because of the absence of any information about significant and compelling controversies that the management board and/or supervisory board are not fulfilling their fiduciary duties. | |||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
6.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Sligro FOOD GROUP NV
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For |
7.a | Elect G. van de Weerdh of to Supervisory Board | Mgmt | For | For | For |
7.b | Receive Information on F.Rijna as Chairman of the Board | Mgmt | |||
8 | Other Business (Non-Voting) | Mgmt |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 02/17/2017 | Auto-Approved | 02/17/2017 | 2,790 | 2,790 |
Total Shares: | 2,790 | 2,790 |
Raisio Group
Meeting Date: 03/23/2017 | Country: Finland | Primary Security ID: X71578110 |
Record Date: 03/13/2017 | Meeting Type: Annual | Ticker: RAIVV |
Shares Voted: 20,441 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Open Meeting | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
2 | Call the Meeting to Order | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | For |
Voting Policy Rationale: These are routine meeting formalities. | |||||
4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | For |
Voting Policy Rationale: These are routine meeting formalities. | |||||
5 | Prepare and Approve List of Shareholders | Mgmt | For | For | For |
Voting Policy Rationale: These are routine meeting formalities. | |||||
6 | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Raisio Group
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
8 | Approve Allocation of Income and Dividends of EUR 0.17 Per Share | Mgmt | For | For | For |
9 | Approve Discharge of Board and President | Mgmt | For | For | For |
10 | Approve Remuneration of Supervisory Board Members | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this item is warranted, as the proposed fees are not disclosed. | |||||
11 | Fix Number of Supervisory Board Members | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted due to the company's failure to disclose the names of the proposed candidates in due time before the meeting. | |||||
12 | Elect Supervisory Board Members | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted due to the company's failure to disclose the names of the proposed candidates in due time before the meeting. | |||||
13 | Approve Monthly Remuneration of Directors in the Amount of EUR 5,000 for the Chairman and EUR 2,500 for Other Directors; Approve Meetings Fees | Mgmt | For | For | For |
14 | Fix Number of Directors at Six | Mgmt | For | For | For |
15 | Reelect Erkki Haavisto, Matti Perkonoja, Michael Ramm-Schmidt and Ann-Christine Sundell as Directors; Elect lkka Makela and Leena Niemisto as Directors | Mgmt | For | For | For |
16 | Approve Remuneration of Auditors | Mgmt | For | For | For |
17 | Fix Number of Auditors (2) and Deputy Auditors (2) | Mgmt | For | For | For |
18 | Appoint Esa Kailiala and Kimmo Antonen as Auditors and Appoint Niklas Oikia and KPMGas Deputy Auditors | Mgmt | For | For | For |
19 | Authorize Share Repurchase Program | Mgmt | For | For | For |
20 | Approve Issuance of up to 20 Million Shares without Preemptive Rights; Approve Conveyance of 14.2 Million Free Shares and 1.5 Million Restricted Shares | Mgmt | For | For | For |
21 | Close Meeting | Mgmt |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/14/2017 | Auto-Approved | 03/14/2017 | 20,441 | 20,441 |
Total Shares: | 20,441 | 20,441 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Raisio Group
Red Electrica Corporacion SA
Meeting Date: 03/30/2017 | Country: Spain | Primary Security ID: E42807110 |
Record Date: 03/24/2017 | Meeting Type: Annual | Ticker: REE |
Shares Voted: 11,080 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Standalone Financial Statements | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted due to a lack of concern regarding the accounts presented or audit procedures used. | |||||
2 | Approve Consolidated Financial Statements | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted due to a lack of concern regarding the accounts presented or audit procedures used. | |||||
3 | Approve Allocation of Income and Dividends | Mgmt | For | For | For |
4 | Approve Discharge of Board | Mgmt | For | For | For |
5.1 | Reelect Maria Jose Garcia Beato as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 5.1 and 5.3 are warranted due to a lack of concerns about these independent nominees. A qualified vote FOR Item 5.2 is warranted due to concerns about the actual independent status of the nominee stemming from his longstanding ties with the current government whereas the Spanish state indirectly holds 20 percent of the company's share capital. The proposed appointment further casts doubts on the soundness of the company's director selection process. | |||||
5.2 | Ratify Appointment of and Elect Arsenio Fernandez de Mesa y Diaz del Rio as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 5.1 and 5.3 are warranted due to a lack of concerns about these independent nominees. A qualified vote FOR Item 5.2 is warranted due to concerns about the actual independent status of the nominee stemming from his longstanding ties with the current government whereas the Spanish state indirectly holds 20 percent of the company's share capital. The proposed appointment further casts doubts on the soundness of the company's director selection process. | |||||
5.3 | Elect Alberto Carbajo Josa as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 5.1 and 5.3 are warranted due to a lack of concerns about these independent nominees. A qualified vote FOR Item 5.2 is warranted due to concerns about the actual independent status of the nominee stemming from his longstanding ties with the current government whereas the Spanish state indirectly holds 20 percent of the company's share capital. The proposed appointment further casts doubts on the soundness of the company's director selection process. | |||||
6.1 | Approve Remuneration of Executive Directors and Non-Executive Directors | Mgmt | For | For | For |
6.2 | Approve Remuneration Report | Mgmt | For | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
8 | Receive Corporate Governance Report | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Red Electrica Corporacion SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
9 | Receive Amendments to Board of Directors Regulations | Mgmt |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/15/2017 | Auto-Approved | 03/15/2017 | 11,080 | 11,080 |
Total Shares: | 11,080 | 11,080 |
Iberdrola S.A.
Meeting Date: 03/31/2017 | Country: Spain | Primary Security ID: E6165F166 |
Record Date: 03/26/2017 | Meeting Type: Annual | Ticker: IBE |
Shares Voted: 77,605 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR this item is warranted due to a lack of concern regarding the accounts presented or audit procedures used. | |||||
2 | Approve Consolidated and Standalone Management Reports | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR this item is warranted due to a lack of concern regarding the accounts presented or audit procedures used. | |||||
3 | Approve Discharge of Board | Mgmt | For | For | For |
4 | Appoint KPMG Auditores as Auditor | Mgmt | For | For | For |
5 | Amend Preamble of Bylaws | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these resolutions are warranted because the proposed amendments to the company articles of association have neutral effect on shareholder rights and value. | |||||
6 | Amend Articles 7 and 8 Re: Company's Commitment, Mission, Vision and Values | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these resolutions are warranted because the proposed amendments to the company articles of association have neutral effect on shareholder rights and value. | |||||
7 | Amend Article 14 of General Meeting Regulations Re: Right to Information and Technical Improvements | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted because the proposed amendments are in shareholder interests insofar as they enhance transparency on the company's and board's activities (Item 7) and promote shareholder participation in general meeting (Item 8). |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Iberdrola S.A.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8 | Amend Articles 19 and 39 of General Meeting Regulations Re: Channels for Participation | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted because the proposed amendments are in shareholder interests insofar as they enhance transparency on the company's and board's activities (Item 7) and promote shareholder participation in general meeting (Item 8). | |||||
9 | Elect Juan Manuel Gonzalez Serna as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted due to a lack of concerns about the nominees and the resulting board composition. | |||||
10 | Elect Francisco Martinez Corcoles as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted due to a lack of concerns about the nominees and the resulting board composition. | |||||
11 | Approve Allocation of Income and Dividends | Mgmt | For | For | For |
12 | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted because the proposed scrip dividends have a cash option attached and do not jeopardize the company's financial position. | |||||
13 | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted because the proposed scrip dividends have a cash option attached and do not jeopardize the company's financial position. | |||||
14 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Mgmt | For | For | For |
15 | Approve Restricted Stock Plan | Mgmt | For | For | For |
16 | Advisory Vote on Remuneration Report | Mgmt | For | For | For |
17 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 20 Billion and Issuance of Notes up to EUR 6 Billion | Mgmt | For | For | For |
18 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/14/2017 | Auto-Approved | 03/14/2017 | 77,605 | 77,605 |
Total Shares: | 77,605 | 77,605 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Y.H.Dimri Building & Development Ltd.
Meeting Date: 04/03/2017 | Country: Israel | Primary Security ID: M98848100 |
Record Date: 03/05/2017 | Meeting Type: Special | Ticker: DIMRI |
Shares Voted: 3,343 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Amend Compensation Policy | Mgmt | For | For | For |
2 | Amend Employment Terms of CEO | Mgmt | For | For | For |
3 | Issue Indemnification Agreement to CEO | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt | ||||
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. | |||||
B2 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. | |||||
B3 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Y.H.Dimri Building & Development Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
B4 | If you do not fall under any of the categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 03/27/2017 | lswarb | 03/27/2017 | 3,343 | 3,343 |
Total Shares: | 3,343 | 3,343 |
Bank Hapoalim Ltd.
Meeting Date: 04/04/2017 | Country: Israel | Primary Security ID: M1586M115 |
Record Date: 03/06/2017 | Meeting Type: Annual/Special | Ticker: POLI |
Shares Voted: 31,195 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Discuss Financial Statements and the Report of the Board | Mgmt | |||
2 | Reappoint Ziv Haft and Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
3 | Approve Extension of Director Service | Mgmt | For | For | For |
4 | Approve Employment Terms of Board Chairman | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Bank Hapoalim Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 03/20/2017 | lswarb | 03/20/2017 | 31,195 | 31,195 |
Total Shares: | 31,195 | 31,195 |
Summit Real Estate Holdings Ltd
Meeting Date: 04/05/2017 | Country: Israel | Primary Security ID: M8705C134 |
Record Date: 03/08/2017 | Meeting Type: Annual/Special | Ticker: SMT |
Shares Voted: 8,207 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Compensation Policy for the Directors and Officers of the Company | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Summit Real Estate Holdings Ltd
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Voting Policy Rationale: A vote AGAINST this item is warranted due to a negative amendment to provide entirely discretionary annual bonuses to all executives. | |||||
2 | Approve Employment Terms of Zohar Levy, Active Chairman | Mgmt | For | For | For |
3 | Grant Amir Sagy (CEO) Options to Purchase 10,000 Shares | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these proposals are warranted due to the failure of the company to disclose determination of exercise price and the excessive dilution of 11.43 percent associated with the company’s equity incentive plan. | |||||
4 | Approve One-Time Bonus to Amir Sagy, CEO | Mgmt | For | For | For |
5 | Grant Tomer Tepper (CFO) Options to Purchase 15,000 Shares | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these proposals are warranted due to the failure of the company to disclose determination of exercise price and the excessive dilution of 11.43 percent associated with the company’s equity incentive plan. | |||||
6 | Approve Employment Terms of Shlomi Levy, Brother of Zohar Levy, Chairman and Controlling Shareholder, as company's Assets Manager | Mgmt | For | For | For |
7 | Approve One-Time Bonus to Shlomi Levy, Assets Manager | Mgmt | For | For | For |
8 | Discuss Financial Statements and the Report of the Board | Mgmt | |||
9 | Reappoint Deloitte Brightman Almagor Zohar as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
10 | Reelect Zohar Levy as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: The composition of the audit committee is not in line with market practice. Hence, a vote AGAINST item 11 (Ilan Reizner) is warranted.However, the nominees proposed under items 10 and 12 merit votes FOR. | |||||
11 | Reelect Ilan Reizner as Director Until the End of the Next Annual General Meeting | Mgmt | For | Against | Against |
Voting Policy Rationale: The composition of the audit committee is not in line with market practice. Hence, a vote AGAINST item 11 (Ilan Reizner) is warranted.However, the nominees proposed under items 10 and 12 merit votes FOR. | |||||
12 | Reelect Amir Sagy as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: The composition of the audit committee is not in line with market practice. Hence, a vote AGAINST item 11 (Ilan Reizner) is warranted.However, the nominees proposed under items 10 and 12 merit votes FOR. | |||||
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Summit Real Estate Holdings Ltd
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 03/29/2017 | lswarb | 03/29/2017 | 8,207 | 8,207 |
Total Shares: | 8,207 | 8,207 |
Forbo Holding AG
Meeting Date: 04/06/2017 | Country: Switzerland | Primary Security ID: H26865214 |
Record Date: | Meeting Type: Annual | Ticker: FORN |
Shares Voted: 141 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Forbo Holding AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For |
3 | Approve Allocation of Income and Dividends of CHF 19 per Share from Capital Contribution Reserves | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the allocation of income resolution is warranted due to:* Long-term low payout ratios* Shareholder unfriendly dividend allocation schemes | |||||
4 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | Mgmt | For | For | For |
5 | Amend Articles related to the Long-Term Compensation Plan of the Executive Committee | Mgmt | For | For | For |
6.1 | Approve Remuneration Report | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the remuneration report is warranted because* Members of executive management receive fixed grants of equity awards which are not subject to performance conditions. | |||||
6.2 | Approve Remuneration of Directors in the Amount of CHF 4 Million | Mgmt | For | For | For |
6.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 2.3 Million | Mgmt | For | For | For |
Voting Policy Rationale: Fixed compensation (Item 6.3)A vote FOR this item is warranted because the proposal is in line with market practice and does not give rise to significant concerns.Short-term variable compensation for 2016 (Item 6.4)A vote FOR this item is warranted because the proposal appears to broadly reflect the company's financial performance during the year.Long-term variable compensation for 2017 (Item 6.5)Despite concerns about a lack of clear forward looking disclosure on performance conditions, a vote FOR this item is warranted because* The introduction of a new long-term incentive plan appears to represent a positive change to the executive compensation system in principle,* The overall increase in total remuneration opportunities represented by the new incentive plan is not excessive (it corresponds to approx. 6 percent of total remuneration granted to the executive management team in 2016).* Executive pay levels at Forbo do not appear to be excessive, and* The company has not proposed any increase in fixed compensation. | |||||
6.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 1.5 Million | Mgmt | For | For | For |
Voting Policy Rationale: Fixed compensation (Item 6.3)A vote FOR this item is warranted because the proposal is in line with market practice and does not give rise to significant concerns.Short-term variable compensation for 2016 (Item 6.4)A vote FOR this item is warranted because the proposal appears to broadly reflect the company's financial performance during the year.Long-term variable compensation for 2017 (Item 6.5)Despite concerns about a lack of clear forward looking disclosure on performance conditions, a vote FOR this item is warranted because* The introduction of a new long-term incentive plan appears to represent a positive change to the executive compensation system in principle,* The overall increase in total remuneration opportunities represented by the new incentive plan is not excessive (it corresponds to approx. 6 percent of total remuneration granted to the executive management team in 2016).* Executive pay levels at Forbo do not appear to be excessive, and* The company has not proposed any increase in fixed compensation. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Forbo Holding AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Rec Vote Instruction |
6.5 | Approve Maximum Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 225,000 | Mgmt | For | For | For |
Voting Policy Rationale: Fixed compensation (Item 6.3)A vote FOR this item is warranted because the proposal is in line with market practice and does not give rise to significant concerns.Short-term variable compensation for 2016 (Item 6.4)A vote FOR this item is warranted because the proposal appears to broadly reflect the company's financial performance during the year.Long-term variable compensation for 2017 (Item 6.5)Despite concerns about a lack of clear forward looking disclosure on performance conditions, a vote FOR this item is warranted because* The introduction of a new long-term incentive plan appears to represent a positive change to the executive compensation system in principle,* The overall increase in total remuneration opportunities represented by the new incentive plan is not excessive (it corresponds to approx. 6 percent of total remuneration granted to the executive management team in 2016).* Executive pay levels at Forbo do not appear to be excessive, and* The company has not proposed any increase in fixed compensation. | |||||
7.1 | Reelect This Schneider as Director and as Board Chairman | Mgmt | For | For | For |
Voting Policy Rationale: Item 7.1A vote FOR director and chairman nominee This Schenider is warranted, despite the fact that he is overboarded, because he was first elected as chairman of the board in 2014, and he holds three non-chair non-executive mandates at listed companies.Items 7.2-7.6Votes FOR these board nominees are warranted.Items 8.1-8.3Votes AGAINST the non-independent nominees Peter Altorfer and Michael Pieper are warranted because of the failure to establish a majority-independent compensation committee. | |||||
A vote FOR independent Claudia Coninx-Kaczynski is warranted. | |||||
7.2 | Reelect Peter Altorfer as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 7.1A vote FOR director and chairman nominee This Schenider is warranted, despite the fact that he is overboarded, because he was first elected as chairman of the board in 2014, and he holds three non-chair non-executive mandates at listed companies.Items 7.2-7.6Votes FOR these board nominees are warranted.Items 8.1-8.3Votes AGAINST the non-independent nominees Peter Altorfer and Michael Pieper are warranted because of the failure to establish a majority-independent compensation committee. | |||||
A vote FOR independent Claudia Coninx-Kaczynski is warranted. | |||||
7.3 | Reelect Michael Pieper as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 7.1A vote FOR director and chairman nominee This Schenider is warranted, despite the fact that he is overboarded, because he was first elected as chairman of the board in 2014, and he holds three non-chair non-executive mandates at listed companies.Items 7.2-7.6Votes FOR these board nominees are warranted.Items 8.1-8.3Votes AGAINST the non-independent nominees Peter Altorfer and Michael Pieper are warranted because of the failure to establish a majority-independent compensation committee. | |||||
A vote FOR independent Claudia Coninx-Kaczynski is warranted. | |||||
7.4 | Reelect Claudia Coninx-Kaczynski as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 7.1A vote FOR director and chairman nominee This Schenider is warranted, despite the fact that he is overboarded, because he was first elected as chairman of the board in 2014, and he holds three non-chair non-executive mandates at listed companies.Items 7.2-7.6Votes FOR these board nominees are warranted.Items 8.1-8.3Votes AGAINST the non-independent nominees Peter Altorfer and Michael Pieper are warranted because of the failure to establish a majority-independent compensation committee. | |||||
A vote FOR independent Claudia Coninx-Kaczynski is warranted. | |||||
7.5 | Reelect Reto Mueller as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 7.1A vote FOR director and chairman nominee This Schenider is warranted, despite the fact that he is overboarded, because he was first elected as chairman of the board in 2014, and he holds three non-chair non-executive mandates at listed companies.Items 7.2-7.6Votes FOR these board nominees are warranted.Items 8.1-8.3Votes AGAINST the non-independent nominees Peter Altorfer and Michael Pieper are warranted because of the failure to establish a majority-independent compensation committee. | |||||
A vote FOR independent Claudia Coninx-Kaczynski is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Forbo Holding AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7.6 | Reelect Vincent Studer as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 7.1A vote FOR director and chairman nominee This Schenider is warranted, despite the fact that he is overboarded, because he was first elected as chairman of the board in 2014, and he holds three non-chair non-executive mandates at listed companies.Items 7.2-7.6Votes FOR these board nominees are warranted.Items 8.1-8.3Votes AGAINST the non-independent nominees Peter Altorfer and Michael Pieper are warranted because of the failure to establish a majority-independent compensation committee. | |||||
A vote FOR independent Claudia Coninx-Kaczynski is warranted. | |||||
8.1 | Appoint Peter Altorfer as Member of the Compensation Committee | Mgmt | For | Against | Against |
Voting Policy Rationale: Item 7.1A vote FOR director and chairman nominee This Schenider is warranted, despite the fact that he is overboarded, because he was first elected as chairman of the board in 2014, and he holds three non-chair non-executive mandates at listed companies.Items 7.2-7.6Votes FOR these board nominees are warranted.Items 8.1-8.3Votes AGAINST the non-independent nominees Peter Altorfer and Michael Pieper are warranted because of the failure to establish a majority-independent compensation committee. | |||||
A vote FOR independent Claudia Coninx-Kaczynski is warranted. | |||||
8.2 | Appoint Claudia Coninx-Kaczynski as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Item 7.1A vote FOR director and chairman nominee This Schenider is warranted, despite the fact that he is overboarded, because he was first elected as chairman of the board in 2014, and he holds three non-chair non-executive mandates at listed companies.Items 7.2-7.6Votes FOR these board nominees are warranted.Items 8.1-8.3Votes AGAINST the non-independent nominees Peter Altorfer and Michael Pieper are warranted because of the failure to establish a majority-independent compensation committee. | |||||
A vote FOR independent Claudia Coninx-Kaczynski is warranted. | |||||
8.3 | Appoint Michael Pieper as Member of the Compensation Committee | Mgmt | For | Against | Against |
Voting Policy Rationale: Item 7.1A vote FOR director and chairman nominee This Schenider is warranted, despite the fact that he is overboarded, because he was first elected as chairman of the board in 2014, and he holds three non-chair non-executive mandates at listed companies.Items 7.2-7.6Votes FOR these board nominees are warranted.Items 8.1-8.3Votes AGAINST the non-independent nominees Peter Altorfer and Michael Pieper are warranted because of the failure to establish a majority-independent compensation committee. | |||||
A vote FOR independent Claudia Coninx-Kaczynski is warranted. | |||||
9 | Ratify KPMG as Auditors | Mgmt | For | For | For |
10 | Designate Rene Peyer as Independent Proxy | Mgmt | For | For | For |
11 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted because* This item concerns additional instructions from the shareholder to the proxy in case new voting items or counterproposals are introduced at the meeting by shareholders or the board of directors; and* The content of these any new items or counterproposals is not known at this time. Therefore, it is in shareholders' best interest to vote against this item on a precautionary basis. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/23/2017 | Auto-Approved | 03/23/2017 | 141 | 141 |
Total Shares: | 141 | 141 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Jeronimo Martins SGPS S.A | ||
Meeting Date: 04/06/2017 | Country: Portugal | Primary Security ID: X40338109 |
Record Date: 03/30/2017 | Meeting Type: Annual | Ticker: JMT |
Shares Voted: 25,065 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Individual Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these routine requests are warranted due to a lack of concerns about the accounts presented or audit procedures used. | |||||
2 | Approve Allocation of Income | Mgmt | For | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these routine requests are warranted due to a lack of concerns about the accounts presented or audit procedures used. | |||||
4 | Approve Discharge of Management and Supervisory Boards | Mgmt | For | For | For |
5 | Approve Statement on Remuneration Policy | Mgmt | For | For | For |
6.A | Appoint Ernst & Young as External Auditor | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR Item 6.A is warranted based on a lack of concerns about the audit committee's preference to appoint Ernst & Young as external auditor.Consequently, a vote AGAINST Item 6.B is warranted. | |||||
6.B | Appoint KPMG as External Auditor | Mgmt | Against | Against | Do Not Vote |
Voting Policy Rationale: A vote FOR Item 6.A is warranted based on a lack of concerns about the audit committee's preference to appoint Ernst & Young as external auditor.Consequently, a vote AGAINST Item 6.B is warranted. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lsalazar | 03/21/2017 | lsalazar | 03/21/2017 | 25,065 | 25,065 |
Total Shares: | 25,065 | 25,065 |
Mobilezone Holding AG | ||
Meeting Date: 04/06/2017 | Country: Switzerland | Primary Security ID: H55838108 |
Record Date: | Meeting Type: Annual | Ticker: MOZN |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mobilezone Holding AG
Shares Voted: 6,406 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | |||
1.2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
1.3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
1.4 | Approve Allocation of Income and Dividends of CHF 0.60 per Share | Mgmt | For | For | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For |
3.1 | Approve Remuneration of Directors in the Amount of CHF 0.3 Million | Mgmt | For | For | For |
3.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 1.8 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST Item 3.2 (fixed remuneration) is warranted because the proposal represents a significant potential increase in remuneration, and the company has not provided an explanation for the proposed increase. A vote AGAINST Item 3.3 (variable remuneration) is warranted because there are concerns about the company's disclosure of variable remuneration elements, in particular the lack of a cap on variable compensation. | |||||
3.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 0.97 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST Item 3.2 (fixed remuneration) is warranted because the proposal represents a significant potential increase in remuneration, and the company has not provided an explanation for the proposed increase. A vote AGAINST Item 3.3 (variable remuneration) is warranted because there are concerns about the company's disclosure of variable remuneration elements, in particular the lack of a cap on variable compensation. | |||||
4.1.1 | Reelect Urs T. Fischer as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
4.2.2 | Reelect Cyrill Schneuwly as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
4.3.3 | Reelect Andreas M. Blaser as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
4.2 | Elect Urs T. Fischer as Board Chairman | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
4.3.1 | Reappoint Urs T. Fischer as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mobilezone Holding AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4.3.2 | Reappoint Cyrill Schneuwly as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
4.3.3 | Reappoint Andreas M. Blaser as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
4.4 | Designate Hodgskin Rechtsanwaelte as Independent Proxy | Mgmt | For | For | For |
4.5 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | For |
5 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted because* This item concerns additional instructions from the shareholder to the proxy in case new voting items or counterproposals are introduced at the meeting by shareholders or the board of directors; and* The content of these any new items or counterproposals is not known at this time. Therefore, it is in shareholders' best interest to vote against this item on a precautionary basis. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/17/2017 | Auto-Approved | 03/17/2017 | 6,406 | 6,406 |
Total Shares: | 6,406 | 6,406 |
Nestle SA | ||
Meeting Date: 04/06/2017 | Country: Switzerland | Primary Security ID: H57312649 |
Record Date: | Meeting Type: Annual | Ticker: NESN |
Shares Voted: 3,063 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
1.2 | Approve Remuneration Report | Mgmt | For | For | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Nestle SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4.1a | Reelect Paul Bulcke as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1b | Reelect Andreas Koopmann as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1c | Reelect Henri de Castries as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1d | Reelect Beat W. Hess as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1e | Reelect Renato Fassbind as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1f | Reelect Steven G. Hoch as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1g | Reelect Naina Lal Kidwai as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1h | Reelect Jean-Pierre Roth as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1i | Reelect Ann M. Veneman as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1j | Reelect Eva Cheng as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1k | Reelect Ruth K. Oniang'o as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.1l | Reelect Patrick Aebischer as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.2a | Elect Ulf Mark Schneider as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Nestle SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4.2b | Elect Ursula M. Burns as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.3 | Elect Paul Bulcke as Board Chairman | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.4a | Appoint Beat W. Hess as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.4b | Appoint Andreas Koopmann as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.4c | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.4d | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. Shareholders may however wish to note that Paul Bulcke, who was CEO of Nestle until the end of 2016, is nominated to the board chairmanship under Item 4.3. | |||||
4.5 | Ratify KPMG AG as Auditors | Mgmt | For | For | For |
4.6 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | For | For |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | Mgmt | For | For | For |
6 | Transact Other Business (Voting) | Mgmt | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/14/2017 | Auto-Approved | 03/14/2017 | 3,063 | 3,063 |
Total Shares: | 3,063 | 3,063 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
ABB Ltd. | ||
Meeting Date: 04/13/2017 | Country: Switzerland | Primary Security ID: H0010V101 |
Record Date: | Meeting Type: Annual | Ticker: ABBN |
Shares Voted: 8,985 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the remuneration report is warranted because:* There is a high level of concern regarding CEO pay-for-performance.* The CEO received an exceptionally large increase in employer pension contributions during the latter half of 2015. The full size of this increase was not communicated to shareholders in the 2015 remuneration report. Moreover, other members of the executive committee received exceptionally large increases in pension contributions in 2016. The company has not offered a compelling rationale for these increases.There are positive aspects to note however:* The company's remuneration policies and practices are aligned with market practice for the most part. | |||||
3 | Approve Discharge of Board and Senior Management | Mgmt | For | Against | Against |
Voting Policy Rationale: In light of the material weakness in internal control in the treasury function of ABB's South Korean subsidiary, as well as current uncertainties about remediation work, a precautionary vote AGAINST the formal discharge of the board of directors and executive management is warranted due to the potential legal restrictions for shareholders that may result from supporting this item. | |||||
4 | Approve Allocation of Income and Dividends of CHF 0.76 per Share | Mgmt | For | For | For |
5 | Approve CHF 5.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
6 | Approve Creation of CHF 24 Million Pool of Authorized Share Capital without Preemptive Rights | Mgmt | For | For | For |
7.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 4.4 Million | Mgmt | For | For | For |
7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 52 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* There is a high level of concern regarding CEO pay-for-performance.* There have been exceptionally large increases in employer pension contributions to members of the executive committee in the past two years (see analysis of Item 2).* The board is now proposing to increase the maximum compensation that could be paid to members of the executive committee in FY 2018 by a further 4 percent in comparison with the maximum remuneration approved for FY 2017. This may signal potential further increases in executive pay levels.* The company has not provided a clear rationale for proposing the increase, and has not excluded the possibility that the increase would be utilized for further increases in employer pension contributions or other non-performance linked compensation elements. | |||||
8.1 | Reelect Matti Alahuhta as Director | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
ABB Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8.2 | Reelect David Constable as Director | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
8.3 | Reelect Frederico Curado as Director | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
8.4 | Elect Lars Foerberg as Director | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
8.5 | Reelect Louis Hughes as Director | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
8.6 | Reelect David Meline as Director | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
8.7 | Reelect Satish Pai as Director | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
ABB Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8.8 | Reelect Jacob Wallenberg as Director | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
8.9 | Reelect Ying Yeh as Director | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
8.10 | Reelect Peter Voser as Director and Board Chairman | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
9.1 | Appoint David Constable as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
9.2 | Appoint Frederico Curado as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
9.3 | Appoint Ying Yeh as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Based on the prospective composition of the board, and due to a lack of concerns which would warrant opposition to their elections at this time, votes FOR the incumbent board nominees Matti Alahuta, David Constable, Frederico Curado, Jacob Wallenberg, Ying Yeh, and Peter Voser are warranted. In addition, a vote FOR the new nominee Lars Foerberg is warranted. Votes FOR the reelection of the board members Louis Hughes, David Meline, and Satish Pai, who are members of the Finance, Audit, and Compliance Committee, are also warranted at this time. However, we note for shareholders' information that the remediation of the material weakness is an ongoing area of focus for the company. | |||||
10 | Designate Hans Zehnder as Independent Proxy | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
ABB Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
11 | Ratify Ernst and Young AG as Auditors | Mgmt | For | For | For |
12 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted because* This item concerns additional instructions from the shareholder to the proxy in case new voting items or counterproposals are introduced at the meeting by shareholders or the board of directors; and* The content of these any new items or counterproposals is not known at this time. Therefore, it is in shareholders' best interest to vote against this item on a precautionary basis. |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/24/2017 | Auto-Approved | 03/24/2017 | 8,985 | 8,985 |
Total Shares: | 8,985 | 8,985 |
PSB Industries | ||
Meeting Date: 04/14/2017 | Country: France | Primary Security ID: F7606D108 |
Record Date: 04/11/2017 | Meeting Type: Annual | Ticker: PSB |
Shares Voted: 239 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted in the absence of any specific concern. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted in the absence of any specific concern. | |||||
3 | Approve Additional Pension Scheme Agreement with Olivier Salaun | Mgmt | For | For | For |
4 | Approve Allocation of Income and Dividends of EUR1.80 per Share | Mgmt | For | For | For |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR195,000 | Mgmt | For | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
PSB Industries
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7 | Non-Binding Vote on Compensation of Olivier Salaun, CEO and Chairman | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this item is warranted because the information provided is considered insufficient, particularly with regards to the lack of information concerning both the short-term bonus and the significant increase of the chair/CEO's base salary. | |||||
8 | Approve Remuneration Policy for CEO | Mgmt | For | For | For |
9 | Elect Lisa Benazech as Director | Mgmt | For | For | For |
Voting Policy Rationale: In the absence of specific concerns, votes FOR these proposals are warranted. | |||||
10 | Elect Sonia Sikorav as Director | Mgmt | For | For | For |
Voting Policy Rationale: In the absence of specific concerns, votes FOR these proposals are warranted. | |||||
11 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/31/2017 | Auto-Approved | 03/31/2017 | 239 | 239 |
Total Shares: | 239 | 239 |
Far East Hospitality Trust | ||
Meeting Date: 04/17/2017 | Country: Singapore | Primary Security ID: Y24258108 |
Record Date: | Meeting Type: Annual | Ticker: Q5T |
Shares Voted: 132,400 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Adopt Financial Statements, REIT Trustee's Report, REIT Manager's Report, Trustee-Manager's Report, and Auditor's Report | Mgmt | For | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize the REIT Manager and the Trustee-Manager to Fix Their Remuneration | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted given that the non-audit fees exceeded the total audit fees paid to the company's auditor in the latest fiscal year without satisfactory explanation. | |||||
3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Far East Hospitality Trust
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/31/2017 | Auto-Approved | 03/31/2017 | 132,400 | 132,400 |
Total Shares: | 132,400 | 132,400 |
U.S. Bancorp | ||
Meeting Date: 04/18/2017 | Country: USA | Primary Security ID: 902973304 |
Record Date: 02/21/2017 | Meeting Type: Annual | Ticker: USB |
Shares Voted: 3,708 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Warner L. Baxter | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Marc N. Casper | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Andrew Cecere | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Arthur D. Collins, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Richard K. Davis | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Kimberly J. Harris | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Roland A. Hernandez | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Doreen Woo Ho | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
U.S. Bancorp
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1j | Elect Director Olivia F. Kirtley | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1k | Elect Director Karen S. Lynch | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1l | Elect Director David B. O'Maley | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1m | Elect Director O'dell M. Owens | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1n | Elect Director Craig D. Schnuck | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1o | Elect Director Scott W. Wine | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted, as the long-term incentive program raises a number of concerns. Namely, award values were increased during a period of mixed financial performance (and granted at a FY16 low point in the stock price), absolute ROE goals were lowered for the fourth consecutive year, and payouts are based solely on one year of performance. | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Require Independent Board Chairman | SH | Against | For | For |
Voting Policy Rationale: Support FOR this proposal is warranted. The company has underperformed its peers over the previous one-, three-, and five-year periods. Further, the company's lead director may no longer be an effective counterbalance to a former CEO as executive chair and the current CEO. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 03/28/2017 | Auto-Approved | 03/28/2017 | 3,708 | 3,708 |
Total Shares: | 3,708 | 3,708 |
Northwest Bancshares, Inc. | ||
Meeting Date: 04/19/2017 | Country: USA | Primary Security ID: 667340103 |
Record Date: 02/24/2017 | Meeting Type: Annual | Ticker: NWBI |
Shares Voted: 28,107 | ||
Voting Policy: ISS |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Northwest Bancshares, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director William J. Wagner | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Sonia M. Probst | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director William F. McKnight | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 03/15/2017 | Auto-Approved | 03/20/2017 | 28,107 | 28,107 |
Total Shares: | 28,107 | 28,107 |
Flughafen Zuerich AG | ||
Meeting Date: 04/20/2017 | Country: Switzerland | Primary Security ID: H26552135 |
Record Date: | Meeting Type: Annual | Ticker: FHZN |
Shares Voted: 633 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | |||
Voting Policy Rationale: This is a non-voting item. | |||||
2 | Receive Auditor's Report (Non-Voting) | Mgmt | |||
Voting Policy Rationale: This is a non-voting item. | |||||
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
4 | Approve Remuneration Report | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Flughafen Zuerich AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
5 | Approve Discharge of Board of Directors | Mgmt | For | For | For |
6.1 | Approve Allocation of Income and Ordinary Dividends of CHF 3.20 per Share | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the allocation of income resolution is warranted based on:* The payout ratio, which exceeds 30 percent | |||||
6.2 | Approve Dividends from Capital Contribution Reserves of CHF 3.20 per Share | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the allocation of income resolution is warranted based on:* The payout ratio, which exceeds 30 percent | |||||
7.1 | Approve Remuneration of Board of Directors in the Amount of CHF 1.6 Million | Mgmt | For | For | For |
7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 4.4 Million | Mgmt | For | For | For |
8.1.1 | Reelect Guglielmo Brentel as Director | Mgmt | For | For | For |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. | |||||
8.1.2 | Reelect Corine Mauch as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. | |||||
8.1.3 | Reelect Andreas Schmid as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. | |||||
8.1.4 | Elect Josef Felder as Director | Mgmt | For | For | For |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Flughafen Zuerich AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8.1.5 | Elect Stephan Gemkow as Director | Mgmt | For | For | For |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. | |||||
8.2 | Elect Andreas Schmid as Board Chairman | Mgmt | For | Against | Against |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. | |||||
8.3.1 | Appoint Vincent Albers as Member of the Compensation Committee | Mgmt | For | Against | Against |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. | |||||
8.3.2 | Appoint Guglielmo Brentel as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. | |||||
8.3.3 | Appoint Eveline Saupper as Member of the Compensation Committee | Mgmt | For | Against | Against |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Flughafen Zuerich AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8.3.4 | Appoint Andreas Schmid as Member of the Compensation Committee | Mgmt | For | Against | Against |
Voting Policy Rationale: Election of Directors and Board Chairman* A vote AGAINST the non-independent nominee Corine Mauch is warranted due to low board independence.* A vote AGAINST the non-independent nominee Andreas Schimd as board member is warranted due to low board and audit committee independence. As a result, a vote AGAINST his appointment as board chirman is also warranted.* Votes FOR the independent nominees Guglielmo Brentel, Josef Felder and Stephan Gemkow are warranted.Election of Nomination & Compensation Committee members* Votes AGAINST the non-independent nominees Vincent Albers, Eveline Saupper, and Andreas Schmid (non-voting member) are warranted due to low committee independence.* A vote FOR the independent nominee Guglielmo Brentel is warranted. | |||||
8.4 | Designate Marianne Sieger as Independent Proxy | Mgmt | For | For | For |
8.5 | Ratify KPMG AG as Auditors | Mgmt | For | For | For |
9 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted because* This item concerns additional instructions from the shareholder to the proxy in case new voting items or counterproposals are introduced at the meeting by shareholders or the board of directors; and* The content of these any new items or counterproposals is not known at this time. Therefore, it is in shareholders' best interest to vote against this item on a precautionary basis. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/29/2017 | Auto-Approved | 03/29/2017 | 633 | 633 |
Total Shares: | 633 | 633 |
IREIT Global
Meeting Date: 04/20/2017 | Country: Singapore | Primary Security ID: Y417AF104 |
Record Date: | Meeting Type: Annual | Ticker: UD1U |
Shares Voted: 21,300 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements, and Auditors' Report | Mgmt | For | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize the Manager to Fix Their Remuneration | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted given that the non-audit fees exceeded the total audit fees paid to the trust's auditor in the latest fiscal year without satisfactory explanation. | |||||
3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
IREIT Global
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/31/2017 | Auto-Approved | 03/31/2017 | 21,300 | 21,300 |
Total Shares: | 21,300 | 21,300 |
IREIT Global | ||
Meeting Date: 04/20/2017 | Country: Singapore | Primary Security ID: Y417AF104 |
Record Date: | Meeting Type: Special | Ticker: UD1U |
Shares Voted: 21,300 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Investment Mandate Change | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/31/2017 | Auto-Approved | 03/31/2017 | 21,300 | 21,300 |
Total Shares: | 21,300 | 21,300 |
Kimberly-Clark Corporation | ||
Meeting Date: 04/20/2017 | Country: USA | Primary Security ID: 494368103 |
Record Date: 02/21/2017 | Meeting Type: Annual | Ticker: KMB |
Shares Voted: 4,051 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director John F. Bergstrom | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Abelardo E. Bru | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Robert W. Decherd | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Kimberly-Clark Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.4 | Elect Director Thomas J. Falk | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Fabian T. Garcia | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Michael D. Hsu | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director Mae C. Jemison | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director James M. Jenness | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Nancy J. Karch | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.10 | Elect Director Christa S. Quarles | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.11 | Elect Director Ian C. Read | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.12 | Elect Director Marc J. Shapiro | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.13 | Elect Director Michael D. White | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 03/10/2017 | Auto-Approved | 03/21/2017 | 4,051 | 4,051 |
Total Shares: | 4,051 | 4,051 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Orkla ASA | ||
Meeting Date: 04/20/2017 | Country: Norway | Primary Security ID: R67787102 |
Record Date: | Meeting Type: Annual | Ticker: ORK |
Shares Voted: 0 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Open Meeting; Elect Chairman of Meeting | Mgmt | For | For | Do Not Vote |
2 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.60 Per Share | Mgmt | For | For | Do Not Vote |
3a | Receive Information on Remuneration Policyand Other Terms of Employment for ExecutiveManagement | Mgmt | |||
Voting Policy Rationale: Item 3a is a non-voting item.A vote FOR the proposal under Item 3b is warranted because the non-share-related elements of the proposed remuneration policy do not contravene Norwegian executive remuneration practice. A vote AGAINST the proposal under Item 3c is warranted due to insufficient disclosure of performance targets and because the long-term incentivizing effects of the long-term incentive plan are questionable. | |||||
3b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: Item 3a is a non-voting item.A vote FOR the proposal under Item 3b is warranted because the non-share-related elements of the proposed remuneration policy do not contravene Norwegian executive remuneration practice. A vote AGAINST the proposal under Item 3c is warranted due to insufficient disclosure of performance targets and because the long-term incentivizing effects of the long-term incentive plan are questionable. | |||||
3c | Approve Guidelines for Incentive-Based Compensation for Executive Management (Binding) | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: Item 3a is a non-voting item.A vote FOR the proposal under Item 3b is warranted because the non-share-related elements of the proposed remuneration policy do not contravene Norwegian executive remuneration practice. A vote AGAINST the proposal under Item 3c is warranted due to insufficient disclosure of performance targets and because the long-term incentivizing effects of the long-term incentive plan are questionable. | |||||
4 | Discuss Company's Corporate Governance Statement | Mgmt | |||
5a | Authorize Repurchase of Shares for Use in Employee Incentive Programs | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals to repurchase company shares is warranted, as the proposal includes acceptable holding, volume, and duration limits. | |||||
5b | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals to repurchase company shares is warranted, as the proposal includes acceptable holding, volume, and duration limits. | |||||
6a | Reelect Stein Hagen as Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Orkla ASA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6b | Reelect Grace Skaugen as Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
6c | Reelect Ingrid Blank as Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
6d | Reelect Lisbeth Valther as Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
6e | Reelect Lars Dahlgren as Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
6f | Reelect Nils Selte as Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
6g | Reelect Liselott Kilaas as Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
6h | Reelect Caroline Kjos as Deputy Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
7a | Elect Stein Erik Hagen as Board Chairman | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
7b | Elect Grace Skaugen as Vice Chairman | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
8 | Elect Nils-Henrik Pettersson as Member of Nominating Committee | Mgmt | For | For | Do Not Vote |
9a | Amend Instructions for Nominating Committee | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these remuneration proposals is warranted because of a lack of concern regarding the proposed fees. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Orkla ASA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
9b | Approve Remuneration of Directors | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these remuneration proposals is warranted because of a lack of concern regarding the proposed fees. | |||||
10 | Approve Remuneration of Nominating Committee | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these remuneration proposals is warranted because of a lack of concern regarding the proposed fees. | |||||
11 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | AutoApproved | Auto-Instructed | 03/31/2017 | Auto-Approved | 03/31/2017 | 55,807 | 0 |
Total Shares: | 55,807 | 0 |
Lee Metal Group Ltd.
Meeting Date: 04/21/2017 | Country: Singapore | Primary Security ID: Y52546101 |
Record Date: | Meeting Type: Annual | Ticker: 593 |
Shares Voted: 100,200 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
3 | Approve Directors' Fees for the Financial Year Ended December 31, 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Director fees in Singapore are usually reasonable. In the absence of known concerns over director remuneration at the company, a vote FOR these proposals is warranted. | |||||
4 | Approve Directors' Fees for the Financial Year Ending December 31, 2017 | Mgmt | For | For | For |
Voting Policy Rationale: Director fees in Singapore are usually reasonable. In the absence of known concerns over director remuneration at the company, a vote FOR these proposals is warranted. | |||||
5 | Elect Lee Heng Thiam as Director | Mgmt | For | For | For |
6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Lee Metal Group Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because the issuance request without preemptive rights exceeds the recommended limit. |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/05/2017 | Auto-Approved | 04/05/2017 | 100,200 | 100,200 |
Total Shares: | 100,200 | 100,200 |
Honeywell International Inc.
Meeting Date: 04/24/2017 | Country: USA | Primary Security ID: 438516106 |
Record Date: 02/24/2017 | Meeting Type: Annual | Ticker: HON |
Shares Voted: 829 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1A | Elect Director Darius Adamczyk | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1B | Elect Director William S. Ayer | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1C | Elect Director Kevin Burke | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1D | Elect Director Jaime Chico Pardo | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1E | Elect Director David M. Cote | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1F | Elect Director D. Scott Davis | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1G | Elect Director Linnet F. Deily | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Honeywell International Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1H | Elect Director Judd Gregg | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1I | Elect Director Clive Hollick | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1J | Elect Director Grace D. Lieblein | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1K | Elect Director George Paz | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1L | Elect Director Bradley T. Sheares | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1M | Elect Director Robin L. Washington | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
5 | Require Independent Board Chairman | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted given that a policy that the board chair should be independent is likely to promote robust oversight of management, and the impending leadership transition offers an opportunity to move to an independent chair without diminishing the authority of a current chairman. | |||||
6 | Political Lobbying Disclosure | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted, as additional information regarding the company's trade association activities and lobbying-related expenditures would be a benefit to shareholders. |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 03/30/2017 | Auto-Approved | 03/30/2017 | 829 | 829 |
Total Shares: | 829 | 829 |
United Technologies Corporation
Meeting Date: 04/24/2017 | Country: USA | Primary Security ID: 913017109 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: UTX |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
United Technologies Corporation
Shares Voted: 4,464 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Lloyd J. Austin, III | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1b | Elect Director Diane M. Bryant | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1c | Elect Director John V. Faraci | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1d | Elect Director Jean-Pierre Garnier | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1e | Elect Director Gregory J. Hayes | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1f | Elect Director Edward A. Kangas | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1g | Elect Director Ellen J. Kullman | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1h | Elect Director Marshall O. Larsen | Mgmt | For | Against | Against |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1i | Elect Director Harold McGraw, III | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1j | Elect Director Fredric G. Reynolds | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1k | Elect Director Brian C. Rogers | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. | |||||
1l | Elect Director Christine Todd Whitman | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Marshall Larsen for serving as a non-independent member of a key board committee. A vote FOR the remaining directors is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
United Technologies Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 03/29/2017 | Auto-Approved | 03/29/2017 | 4,464 | 4,464 |
Total Shares: | 4,464 | 4,464 |
BCE Inc.
Meeting Date: 04/26/2017 | Country: Canada | Primary Security ID: 05534B760 |
Record Date: 03/13/2017 | Meeting Type: Annual | Ticker: BCE |
Shares Voted: 11,251 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Barry K. Allen | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.2 | Elect Director Sophie Brochu | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.3 | Elect Director Robert E. Brown | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.4 | Elect Director George A. Cope | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.5 | Elect Director David F. Denison | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.6 | Elect Director Robert P. Dexter | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.7 | Elect Director Ian Greenberg | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
BCE Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.8 | Elect Director Katherine Lee | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.9 | Elect Director Monique F. Leroux | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.10 | Elect Director Gordon M. Nixon | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.11 | Elect Director Calin Rovinescu | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.12 | Elect Director Karen Sheriff | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.13 | Elect Director Robert C. Simmonds | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.14 | Elect Director Paul R. Weiss | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
2 | Ratify Deloitte LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/04/2017 | Auto-Approved | 04/05/2017 | 11,251 | 11,251 |
Total Shares: | 11,251 | 11,251 |
BFW Liegenschaften AG
Meeting Date: 04/26/2017 | Country: Switzerland | Primary Security ID: H0832A111 |
Record Date: | Meeting Type: Annual | Ticker: BLIN |
Shares Voted: 286 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
BFW Liegenschaften AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.1 | Approve Allocation of Income | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the allocation of income and dividends are warranted as these are a routine requests and no concerns have been identified. | |||||
2.2 | Approve Dividends of CHF 1.35 per Category A Share and CHF 0.135 per Category B Share from Capital Contribution Reserves | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the allocation of income and dividends are warranted as these are a routine requests and no concerns have been identified. | |||||
3.1 | Approve Discharge of Board Member Hans Joerg Brun | Mgmt | For | For | For |
3.2 | Approve Discharge of Board Member Beat Frischknecht | Mgmt | For | For | For |
3.3 | Approve Discharge of Board Member Andre Robert Spathelf | Mgmt | For | For | For |
4 | Amend Articles Re: Compensation of Executive Management | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the proposed amendments are warranted because:* The board proposes to remove the requirement for shareholder approval of additional fees paid to directors and executives for services outside of their mandate-related services.* The company proposes several amendments under one single voting item, leaving shareholders with an all or nothing choice. | |||||
5.1a | Reelect Hans Brun as Director as Representative of Category A Shares | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
5.1b | Reelect Beat Firschknecht as Director as Representative of Category B Shares | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
5.1c | Reelect Andre Spathelf as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
5.1d | Elect Serge Aerne as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
5.2 | Elect Beat Firschknecht as Board Chairman | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
5.3a | Appoint Hans Brun as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
BFW Liegenschaften AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
5.3b | Appoint Andre Spathelf as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
5.4 | Designate jermann kuenzli rechtsanwaelte as Independent Proxy | Mgmt | For | For | For |
5.5 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | For |
6.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 1.45 Million for Fiscal 2018 | Mgmt | For | For | For |
6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 1.3 Million for Fiscal 2018 | Mgmt | For | For | For |
7 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted because* This item concerns additional instructions from the shareholder to the proxy in case new voting items or counterproposals are introduced at the meeting by shareholders or the board of directors; and* The content of these any new items or counterproposals is not known at this time. Therefore, it is in shareholders' best interest to vote against this item on a precautionary basis. |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/10/2017 | Auto-Approved | 04/10/2017 | 286 | 286 |
Total Shares: | 286 | 286 |
First Sponsor Group Limited
Meeting Date: 04/26/2017 | Country: Cayman Islands | Primary Security ID: G3488W107 |
Record Date: | Meeting Type: Annual | Ticker: ADN |
Shares Voted: 18,500 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
3 | Approve Directors' Fees | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
First Sponsor Group Limited
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4 | Elect Ho Han Leong Calvin as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominee is warranted for the following reason:* Ho Han Leong Calvin has attended less than 75 percent of board and committee meetings in the most recent fiscal year, without a satisfactory explanation.In the absence of any known issues concerning other nominees, a vote FOR these nominees is warranted. | |||||
5 | Elect Neo Teck Pheng as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the following nominee is warranted for the following reason:* Ho Han Leong Calvin has attended less than 75 percent of board and committee meetings in the most recent fiscal year, without a satisfactory explanation.In the absence of any known issues concerning other nominees, a vote FOR these nominees is warranted. | |||||
6 | Elect Tan Kian Seng as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the following nominee is warranted for the following reason:* Ho Han Leong Calvin has attended less than 75 percent of board and committee meetings in the most recent fiscal year, without a satisfactory explanation.In the absence of any known issues concerning other nominees, a vote FOR these nominees is warranted. | |||||
7 | Elect Desmond Wee Guan Oei as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the following nominee is warranted for the following reason:* Ho Han Leong Calvin has attended less than 75 percent of board and committee meetings in the most recent fiscal year, without a satisfactory explanation.In the absence of any known issues concerning other nominees, a vote FOR these nominees is warranted. | |||||
8 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because the issuance request without preemptive rights exceeds the recommended limit. | |||||
10 | Approve Reduction in Share Capital | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/12/2017 | Auto-Approved | 04/12/2017 | 18,500 | 18,500 |
Total Shares: | 18,500 | 18,500 |
ForFarmers NV
Meeting Date: 04/26/2017 | Country: Netherlands | Primary Security ID: N3325Y102 |
Record Date: 03/29/2017 | Meeting Type: Annual | Ticker: FFARM |
Shares Voted: 12,280 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Annual Meeting Agenda | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
ForFarmers NV
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Open Meeting and Announcements | Mgmt | |||
2 | Receive Report of Management Board (Non-Voting) | Mgmt | |||
3.1 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Mgmt | |||
3.2 | Receive Announcements from Auditor | Mgmt | |||
3.3 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For |
3.4 | Approve Dividends of EUR 0.24218 Per Share | Mgmt | For | For | For |
4.1 | Approve Discharge of Management Board | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted because of the absence of any information about significant and compelling controversies that the management board and/or supervisory board are not fulfilling their fiduciary duties. | |||||
4.2 | Approve Discharge of Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted because of the absence of any information about significant and compelling controversies that the management board and/or supervisory board are not fulfilling their fiduciary duties. | |||||
5 | Ratify KPMG as Auditors | Mgmt | For | For | For |
6.1 | Amend the Remuneration Policy of the Management Board | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the proposed changes to the remuneration policy is warranted because:* The proposed policy lacks sufficient disclosure on the performance based elements, and more specifically the applicable performance criteria and the relative weighting;* It is proposed to include relative TSR as a performance measure under the LTI, without this being accompanied by disclosure on the TSR peer group or a vesting schedule, and thus not enabling shareholders to assess the stringency of the plan or how payouts relate to performance. | |||||
6.2 | Amend Employee Stock Purchase Plan | Mgmt | For | For | For |
7 | Approve Remuneration of Supervisory Board | Mgmt | For | For | For |
8 | Elect C. de Jong to Supervisory Board | Mgmt | For | For | For |
9.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | For | For |
9.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 9.1 | Mgmt | For | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
11 | Discuss Rotation Schedule of the Supervisory Board | Mgmt | |||
12 | Other Business (Non-Voting) | Mgmt | |||
13 | Close Meeting | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
ForFarmers NV
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 03/22/2017 | Auto-Approved | 03/22/2017 | 12,280 | 12,280 |
Total Shares: | 12,280 | 12,280 |
General Electric Company
Meeting Date: 04/26/2017 | Country: USA | Primary Security ID: 369604103 |
Record Date: 02/27/2017 | Meeting Type: Annual | Ticker: GE |
Shares Voted: 16,645 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Elect Director Sebastien M. Bazin | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Elect Director W. Geoffrey Beattie | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
3 | Elect Director John J. Brennan | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
4 | Elect Director Francisco D'Souza | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
5 | Elect Director Marijn E. Dekkers | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
6 | Elect Director Peter B. Henry | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
7 | Elect Director Susan J. Hockfield | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
8 | Elect Director Jeffrey R. Immelt | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
9 | Elect Director Andrea Jung | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
General Electric Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
10 | Elect Director Robert W. Lane | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
11 | Elect Director Risa Lavizzo-Mourey | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
12 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
13 | Elect Director Lowell C. McAdam | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
14 | Elect Director Steven M. Mollenkopf | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
15 | Elect Director James J. Mulva | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
16 | Elect Director James E. Rohr | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
17 | Elect Director Mary L. Schapiro | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
18 | Elect Director James S. Tisch | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
20 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
21 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
22 | Approve Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For |
23 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
24 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted as additional disclosure on the company's trade association activities and lobbying-related expenditures, along with management-level oversight, would help shareholders better assess the risks and benefits associated with the company's participation in the public policy process. | |||||
25 | Require Independent Board Chairman | SH | Against | Against | Against |
26 | Restore or Provide for Cumulative Voting | SH | Against | Against | Against |
27 | Report on Charitable Contributions | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
General Electric Company
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/05/2017 | Auto-Approved | 04/05/2017 | 16,645 | 16,645 |
Total Shares: | 16,645 | 16,645 |
Metropole Television
Meeting Date: 04/26/2017 | Country: France | Primary Security ID: F62379114 |
Record Date: 04/21/2017 | Meeting Type: Annual/Special | Ticker: MMT |
Shares Voted: 915 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted, given the unqualified opinion and the lack of controversy. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted, given the unqualified opinion and the lack of controversy. | |||||
3 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Mgmt | For | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For |
5 | Approve Severance Agreement with Nicolas de Tavernost, Chairman of the Management Board | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these proposals are warranted as the severance arrangements granted to Nicolas de Tavernost, Thomas Valentin, and Jérôme Lefébure are not deemed totally in line with best market practices, in view of the concerns around the triggering events, performance criteria, and possible combination with pension annuities. | |||||
6 | Approve Severance Agreement with Thomas Valentin, Member of the Management Board | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these proposals are warranted as the severance arrangements granted to Nicolas de Tavernost, Thomas Valentin, and Jérôme Lefébure are not deemed totally in line with best market practices, in view of the concerns around the triggering events, performance criteria, and possible combination with pension annuities. | |||||
7 | Approve Severance Agreement with Jerome Lefebure, Member of the Management Board | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these proposals are warranted as the severance arrangements granted to Nicolas de Tavernost, Thomas Valentin, and Jérôme Lefébure are not deemed totally in line with best market practices, in view of the concerns around the triggering events, performance criteria, and possible combination with pension annuities. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Metropole Television
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8 | Non-Binding Vote on Compensation of Nicolas de Tavernost, Chairman of the Management Board | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these proposals are warranted as:* the management board's remuneration arrangements are short-term focused; and* the company increased the base salary of De Tavernost and Larramendy with no specific rationale. | |||||
9 | Approve Remuneration Policy of Chairman of the Management Board | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST Items 9 and 11 are warranted as the remuneration policy for FY17 raises the following concerns:* The lack of disclosure of the entire remuneration policy and bonus caps due in title of all management board members' employment contracts, except for the chairman ;* The lack of disclosure on the performance period to be applied under the LTIP policy, which in practice is short-term focused;* The absence of information on a cap for David Larramendy's termination package; and* The absence of cap on exceptional payments.A vote FOR Item 13 is warranted as the supervisory board's remuneration policy does not raise any concerns. | |||||
10 | Non-Binding Vote on Compensation of Thomas Valentin, Jerome Lefebure, David Larramendy, Members of the Management Board | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these proposals are warranted as:* the management board's remuneration arrangements are short-term focused; and* the company increased the base salary of De Tavernost and Larramendy with no specific rationale. | |||||
11 | Approve Remuneration Policy of Members of the Management Board | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST Items 9 and 11 are warranted as the remuneration policy for FY17 raises the following concerns:* The lack of disclosure of the entire remuneration policy and bonus caps due in title of all management board members' employment contracts, except for the chairman ;* The lack of disclosure on the performance period to be applied under the LTIP policy, which in practice is short-term focused;* The absence of information on a cap for David Larramendy's termination package; and* The absence of cap on exceptional payments.A vote FOR Item 13 is warranted as the supervisory board's remuneration policy does not raise any concerns. | |||||
12 | Non-Binding Vote on Compensation of Guillaume de Posch, Chairman of the Supervisory Board | Mgmt | For | For | For |
13 | Approve Remuneration Policy of Members of Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST Items 9 and 11 are warranted as the remuneration policy for FY17 raises the following concerns:* The lack of disclosure of the entire remuneration policy and bonus caps due in title of all management board members' employment contracts, except for the chairman ;* The lack of disclosure on the performance period to be applied under the LTIP policy, which in practice is short-term focused;* The absence of information on a cap for David Larramendy's termination package; and* The absence of cap on exceptional payments.A vote FOR Item 13 is warranted as the supervisory board's remuneration policy does not raise any concerns. | |||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | Against |
Voting Policy Rationale: This resolution warrants a vote AGAINST as the share repurchase program can be continued during a takeover period. | |||||
Extraordinary Business | Mgmt | ||||
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Metropole Television
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/10/2017 | Auto-Approved | 04/10/2017 | 915 | 915 |
Total Shares: | 915 | 915 |
The Coca-Cola Company
Meeting Date: 04/26/2017 | Country: USA | Primary Security ID: 191216100 |
Record Date: 02/27/2017 | Meeting Type: Annual | Ticker: KO |
Shares Voted: 12,309 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Herbert A. Allen | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Ronald W. Allen | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Marc Bolland | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Ana Botin | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Richard M. Daley | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Barry Diller | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director Helene D. Gayle | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
The Coca-Cola Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.8 | Elect Director Alexis M. Herman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Muhtar Kent | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.10 | Elect Director Robert A. Kotick | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.11 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.12 | Elect Director Sam Nunn | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.13 | Elect Director James Quincey | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.14 | Elect Director David B. Weinberg | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted. CEO total pay increased amid underperforming returns and weaker financial performance, largely the result of discretionary assessments that undermined the performance-based nature of the pay program. Whereas the STI financial goals required year-over-year growth, their below-target achievement was offset by the committee's near-maximum discretionary assessment of individual performance. Also, the greater proportion of performance equity is undermined by the increase in grant magnitude. Together, these actions resulted in increased pay despite weaker performance and unmet financial goals. | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
5 | Report on Human Rights Review on High-Risk Regions | SH | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/06/2017 | Auto-Approved | 04/06/2017 | 12,309 | 12,309 |
Total Shares: | 12,309 | 12,309 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Johnson & Johnson
Meeting Date: 04/27/2017 | Country: USA | Primary Security ID: 478160104 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: JNJ |
Shares Voted: 4,315 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Mary C. Beckerle | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director D. Scott Davis | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Ian E. L. Davis | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Alex Gorsky | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Mark B. McClellan | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Anne M. Mulcahy | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director William D. Perez | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Charles Prince | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director A. Eugene Washington | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1j | Elect Director Ronald A. Williams | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Johnson & Johnson
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6 | Require Independent Board Chairman | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted. Given the company's size and complexity, history of material settlements, and significant ongoing litigation, shareholders would benefit from the strongest possible form of independent oversight, which an independent chair could facilitate. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/06/2017 | Auto-Approved | 04/06/2017 | 4,315 | 4,315 |
Total Shares: | 4,315 | 4,315 |
Pfizer Inc.
Meeting Date: 04/27/2017 | Country: USA | Primary Security ID: 717081103 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: PFE |
Shares Voted: 15,333 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Dennis A. Ausiello | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Ronald E. Blaylock | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director W. Don Cornwell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Joseph J. Echevarria | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Frances D. Fergusson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Helen H. Hobbs | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director James M. Kilts | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Pfizer Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.8 | Elect Director Shantanu Narayen | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.10 | Elect Director Ian C. Read | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.11 | Elect Director Stephen W. Sanger | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.12 | Elect Director James C. Smith | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Adopt Holy Land Principles | SH | Against | Against | Against |
6 | Amend Bylaws - Call Special Meetings | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted as it would enhance the existing shareholder right to call special meetings. | |||||
7 | Require Independent Board Chairman | SH | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/08/2017 | Auto-Approved | 04/08/2017 | 15,333 | 15,333 |
Total Shares: | 15,333 | 15,333 |
Vector Group Ltd.
Meeting Date: 04/27/2017 | Country: USA | Primary Security ID: 92240M108 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: VGR |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Vector Group Ltd.
Shares Voted: 22,134 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Bennett S. LeBow | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Howard M. Lorber | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Ronald J. Bernstein | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Stanley S. Arkin | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Henry C. Beinstein | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Jeffrey S. Podell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director Jean E. Sharpe | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted. In response to its low say-on-pay vote result in 2016, the company did conduct outreach to shareholders, however, several concerns regarding the overall compensation program remain ongoing. In addition, pay and performance are not sufficiently aligned. The CEO's base salary remains significantly high at over $3 million, equity awards are comprised entirely of time-vesting stock options, and annual incentives were earned above target despite goals set below the prior year's performance. In light of these factors, support for this proposal is not warranted. | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Participate in Mediation of Alleged Human Rights Violation | SH | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/13/2017 | Auto-Approved | 04/13/2017 | 22,134 | 22,134 |
Total Shares: | 22,134 | 22,134 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Societe fonciere lyonnaise | ||
Meeting Date: 04/28/2017 | Country: France | Primary Security ID: F38493114 |
Record Date: 04/25/2017 | Meeting Type: Annual/Special | Ticker: FLY |
Shares Voted: 369 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: These proposals merit votes FOR in the absence of specific concern. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: These proposals merit votes FOR in the absence of specific concern. | |||||
3 | Approve Treatment of Losses and Dividends of EUR 1.05 per Share | Mgmt | For | For | For |
4 | Elect Sylvia Desazars De Montgailhard as Director | Mgmt | For | For | For |
Voting Policy Rationale: In the absence of specific concerns, votes FOR these proposals are warranted. | |||||
5 | Reelect Anne-Marie De Chalambert as Director | Mgmt | For | For | For |
Voting Policy Rationale: In the absence of specific concerns, votes FOR these proposals are warranted. | |||||
6 | Reelect Carmina Ganyet I Cirera as Director | Mgmt | For | For | For |
Voting Policy Rationale: In the absence of specific concerns, votes FOR these proposals are warranted. | |||||
7 | Reelect Carlos Krohmer as Director | Mgmt | For | For | For |
Voting Policy Rationale: In the absence of specific concerns, votes FOR these proposals are warranted. | |||||
8 | Reelect Luis Maluquer Trepat as Director | Mgmt | For | For | For |
Voting Policy Rationale: In the absence of specific concerns, votes FOR these proposals are warranted. | |||||
9 | Reelect Anthony Wyand as Director | Mgmt | For | For | For |
Voting Policy Rationale: In the absence of specific concerns, votes FOR these proposals are warranted. | |||||
10 | Renew Appointment of Deloitte et Associes as Auditor | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted, based on the absence of concern with respect to the company's audit procedures and to the auditors. | |||||
11 | Non-Renewal of BEAS as Alternate Auditor Subjected to Approval of Item 14 of Extraordinary Business Part | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted, based on the absence of concern with respect to the company's audit procedures and to the auditors. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Societe fonciere lyonnaise
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
12 | Non-Binding Vote on Compensation of Jose Brugera Clavero, Chairman of the Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted due to the satisfactory level of disclosure and the absence of specific concerns. | |||||
13 | Non-Binding Vote on Compensation of Nicolas Reynaud, CEO | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted due to the satisfactory level of disclosure and the absence of specific concerns. | |||||
14 | Non-Binding Vote on Compensation of Dimitri Boulte, Vice-CEO | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted due to the satisfactory level of disclosure and the absence of specific concerns. | |||||
15 | Approve Remuneration Policy of Chairman of the Board, CEO and Vice-CEO | Mgmt | For | Against | Against |
Voting Policy Rationale: The proposed remuneration policy warrants a vote AGAINST as:* The company failed to disclose any cap on the bonus for the CEO and vice-CEO; and* The grant of performance shares may correlate the board chairman's interest to corporate performance. | |||||
16 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Mgmt | For | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted as the share repurchase program can be continued during a takeover period. | |||||
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Extraordinary Business | Mgmt | ||||
1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 1 to 6 are warranted as they would bring the total volume for issuances with and without preemptive rights above the recommended limit of 50 and 10-percent of the outstanding capital.* Item 4 warrants a vote AGAINST because the maximum discount allowed (10 percent) goes beyond the acceptable limit of 5 percent.* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods.* A vote AGAINST the total limit proposed under Item 8 is warranted as it exceeds the recommended limit for all authorizations together. | |||||
2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 1 to 6 are warranted as they would bring the total volume for issuances with and without preemptive rights above the recommended limit of 50 and 10-percent of the outstanding capital.* Item 4 warrants a vote AGAINST because the maximum discount allowed (10 percent) goes beyond the acceptable limit of 5 percent.* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods.* A vote AGAINST the total limit proposed under Item 8 is warranted as it exceeds the recommended limit for all authorizations together. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Societe fonciere lyonnaise
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 100 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 1 to 6 are warranted as they would bring the total volume for issuances with and without preemptive rights above the recommended limit of 50 and 10-percent of the outstanding capital.* Item 4 warrants a vote AGAINST because the maximum discount allowed (10 percent) goes beyond the acceptable limit of 5 percent.* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods.* A vote AGAINST the total limit proposed under Item 8 is warranted as it exceeds the recommended limit for all authorizations together. | |||||
4 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 1 to 6 are warranted as they would bring the total volume for issuances with and without preemptive rights above the recommended limit of 50 and 10-percent of the outstanding capital.* Item 4 warrants a vote AGAINST because the maximum discount allowed (10 percent) goes beyond the acceptable limit of 5 percent.* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods.* A vote AGAINST the total limit proposed under Item 8 is warranted as it exceeds the recommended limit for all authorizations together. | |||||
5 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 1 to 6 are warranted as they would bring the total volume for issuances with and without preemptive rights above the recommended limit of 50 and 10-percent of the outstanding capital.* Item 4 warrants a vote AGAINST because the maximum discount allowed (10 percent) goes beyond the acceptable limit of 5 percent.* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods.* A vote AGAINST the total limit proposed under Item 8 is warranted as it exceeds the recommended limit for all authorizations together. | |||||
6 | Authorize Capital Increase of Up to EUR 100 Million for Future Exchange Offers | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 1 to 6 are warranted as they would bring the total volume for issuances with and without preemptive rights above the recommended limit of 50 and 10-percent of the outstanding capital.* Item 4 warrants a vote AGAINST because the maximum discount allowed (10 percent) goes beyond the acceptable limit of 5 percent.* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods.* A vote AGAINST the total limit proposed under Item 8 is warranted as it exceeds the recommended limit for all authorizations together. | |||||
7 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 1 to 6 are warranted as they would bring the total volume for issuances with and without preemptive rights above the recommended limit of 50 and 10-percent of the outstanding capital.* Item 4 warrants a vote AGAINST because the maximum discount allowed (10 percent) goes beyond the acceptable limit of 5 percent.* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods.* A vote AGAINST the total limit proposed under Item 8 is warranted as it exceeds the recommended limit for all authorizations together. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Societe fonciere lyonnaise
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 1-7 at EUR 100 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 1 to 6 are warranted as they would bring the total volume for issuances with and without preemptive rights above the recommended limit of 50 and 10-percent of the outstanding capital.* Item 4 warrants a vote AGAINST because the maximum discount allowed (10 percent) goes beyond the acceptable limit of 5 percent.* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods.* A vote AGAINST the total limit proposed under Item 8 is warranted as it exceeds the recommended limit for all authorizations together. | |||||
9 | Authorize Capitalization of Reserves of Up to EUR 25 Million for Bonus Issue or Increase in Par Value | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted as the resolution does not exclude the possibility of implementing capital increase during takeover periods. | |||||
10 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For |
11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
12 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Executive Officers of the Company | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* The exercise price could show a discount of up to 5 percent of the average market price;* There is no information on vesting period; and* There is a lack of information on performance criteria. | |||||
13 | Amend Article 5 of Bylaws to Comply with New Regulations Re: Headquarter | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 13 and 14 are warranted as the proposed amendments are deemed non-contentious. | |||||
14 | Amend Article 23 of Bylaws to Comply with New Regulations Re: Auditors | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 13 and 14 are warranted as the proposed amendments are deemed non-contentious. | |||||
15 | Delegate Power to the Board of Directors to Amend the Bylaws to Comply with New Regulation | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted as it does not appear to be in shareholders' interest. | |||||
16 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/11/2017 | Auto-Approved | 04/11/2017 | 369 | 369 |
Total Shares: | 369 | 369 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Societe fonciere lyonnaise
Baxter International Inc. | ||
Meeting Date: 05/02/2017 | Country: USA | Primary Security ID: 071813109 |
Record Date: 03/09/2017 | Meeting Type: Annual | Ticker: BAX |
Shares Voted: 9,820 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Jose (Joe) E. Almeida | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Thomas F. Chen | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director John D. Forsyth | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Munib Islam | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Michael F. Mahoney | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Carole J. Shapazian | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Thomas T. Stallkamp | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Albert P.L. Stroucken | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
5 | Amend Proxy Access Right | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted given that the proposal would enhance the company's existing right for shareholders, while maintaining safeguards on the nomination process. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Baxter International Inc.
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/11/2017 | Auto-Approved | 04/11/2017 | 9,820 | 9,820 |
Total Shares: | 9,820 | 9,820 |
EchoStar Corporation | ||
Meeting Date: 05/02/2017 | Country: USA | Primary Security ID: 278768106 |
Record Date: 03/06/2017 | Meeting Type: Annual | Ticker: SATS |
Shares Voted: 3,275 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director R. Stanton Dodge | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Charles Ergen, Michael Dugan, R. Stanton Dodge, and Pradman Kaul for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for R. Stanton Dodge for attending less than 75 percent of the board and committee meetings that were scheduled over the past year without a valid excuse. A vote FOR the remaining director nominees is warranted. | |||||
1.2 | Elect Director Michael T. Dugan | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Charles Ergen, Michael Dugan, R. Stanton Dodge, and Pradman Kaul for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for R. Stanton Dodge for attending less than 75 percent of the board and committee meetings that were scheduled over the past year without a valid excuse. A vote FOR the remaining director nominees is warranted. | |||||
1.3 | Elect Director Charles W. Ergen | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Charles Ergen, Michael Dugan, R. Stanton Dodge, and Pradman Kaul for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for R. Stanton Dodge for attending less than 75 percent of the board and committee meetings that were scheduled over the past year without a valid excuse. A vote FOR the remaining director nominees is warranted. | |||||
1.4 | Elect Director Anthony M. Federico | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Charles Ergen, Michael Dugan, R. Stanton Dodge, and Pradman Kaul for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for R. Stanton Dodge for attending less than 75 percent of the board and committee meetings that were scheduled over the past year without a valid excuse. A vote FOR the remaining director nominees is warranted. | |||||
1.5 | Elect Director Pradman P. Kaul | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Charles Ergen, Michael Dugan, R. Stanton Dodge, and Pradman Kaul for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for R. Stanton Dodge for attending less than 75 percent of the board and committee meetings that were scheduled over the past year without a valid excuse. A vote FOR the remaining director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
EchoStar Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.6 | Elect Director Tom A. Ortolf | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Charles Ergen, Michael Dugan, R. Stanton Dodge, and Pradman Kaul for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for R. Stanton Dodge for attending less than 75 percent of the board and committee meetings that were scheduled over the past year without a valid excuse. A vote FOR the remaining director nominees is warranted. | |||||
1.7 | Elect Director C. Michael Schroeder | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Charles Ergen, Michael Dugan, R. Stanton Dodge, and Pradman Kaul for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for R. Stanton Dodge for attending less than 75 percent of the board and committee meetings that were scheduled over the past year without a valid excuse. A vote FOR the remaining director nominees is warranted. | |||||
1.8 | Elect Director William David Wade | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Charles Ergen, Michael Dugan, R. Stanton Dodge, and Pradman Kaul for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for R. Stanton Dodge for attending less than 75 percent of the board and committee meetings that were scheduled over the past year without a valid excuse. A vote FOR the remaining director nominees is warranted. | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Voting Policy Rationale: A vote for the adoption of an ANNUAL say-on-pay frequency is warranted. | |||||
5 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against |
Voting Policy Rationale: Based on evaluation of the estimated cost, plan features, and grant practices using the Equity Plan Score Card (EPSC), a vote AGAINST this proposal is warranted due to the following key factors:* The plan permits repricing and/or exchange of grants without shareholder approval;* The plan permits cash buyout of awards without shareholder approval;* Plan cost is excessive;* Estimated duration of available and proposed shares exceeds six years; and* The plan allows broad discretion to accelerate vesting. | |||||
6 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted given that:* The plan permits repricing and/or exchange of grants without shareholder approval;* The plan permits cash buyout of awards without shareholder approval; and* Plan cost is excessive. | |||||
7 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/11/2017 | Auto-Approved | 04/12/2017 | 3,275 | 3,275 |
Total Shares: | 3,275 | 3,275 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Hubbell Incorporated | ||
Meeting Date: 05/02/2017 | Country: USA | Primary Security ID: 443510607 |
Record Date: 03/03/2017 | Meeting Type: Annual | Ticker: HUBB |
Shares Voted: 2,185 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Carlos M. Cardoso | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Anthony J. Guzzi | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Neal J. Keating | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director John F. Malloy | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Judith F. Marks | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director David G. Nord | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director John G. Russell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director Steven R. Shawley | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Richard J. Swift | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/10/2017 | Auto-Approved | 04/10/2017 | 2,185 | 2,185 |
Total Shares: | 2,185 | 2,185 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Hubbell Incorporated
ManpowerGroup Inc. | ||
Meeting Date: 05/02/2017 | Country: USA | Primary Security ID: 56418H100 |
Record Date: 02/21/2017 | Meeting Type: Annual | Ticker: MAN |
Shares Voted: 1,068 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1A | Elect Director Gina R. Boswell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1B | Elect Director Cari M. Dominguez | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1C | Elect Director William Downe | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1D | Elect Director John F. Ferraro | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1E | Elect Director Patricia Hemingway Hall | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1F | Elect Director Julie M. Howard | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1G | Elect Director Roberto Mendoza | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1H | Elect Director Ulice Payne, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1I | Elect Director Jonas Prising | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1J | Elect Director Paul Read | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1K | Elect Director Elizabeth P. Sartain | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
ManpowerGroup Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1L | Elect Director John R. Walter | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1M | Elect Director Edward J. Zore | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/07/2017 | Auto-Approved | 04/07/2017 | 1,068 | 1,068 |
Total Shares: | 1,068 | 1,068 |
VWR Corporation | ||
Meeting Date: 05/02/2017 | Country: USA | Primary Security ID: 91843L103 |
Record Date: 03/22/2017 | Meeting Type: Annual | Ticker: VWR |
Shares Voted: 6,212 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Nicholas W. Alexos | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Robert L. Barchi | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Edward A. Blechschmidt | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Manuel Brocke-Benz | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Robert P. DeCresce | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
VWR Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1f | Elect Director Harry M. Jansen Kraemer, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Pamela Forbes Lieberman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Timothy P. Sullivan | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Robert J. Zollars | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/06/2017 | Auto-Approved | 04/06/2017 | 6,212 | 6,212 |
Total Shares: | 6,212 | 6,212 |
Norsk Hydro ASA | ||
Meeting Date: 05/03/2017 | Country: Norway | Primary Security ID: R61115102 |
Record Date: 04/25/2017 | Meeting Type: Annual | Ticker: NHY |
Shares Voted: 0 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
2 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.25 Per Share | Mgmt | For | For | Do Not Vote |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Norsk Hydro ASA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote |
5 | Discuss Company's Corporate Governance Statement | Mgmt | |||
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because the performance conditions of the long-term incentive program are not sufficiently disclosed to allow an assessment of their stringency, and as the performance period of the long-term incentive plan appears to be one year, which focuses attention on shorter-term behavior. | |||||
7 | Approve Update of the Mandate of the Nomination Committee | Mgmt | For | For | Do Not Vote |
8.1 | Approve Remuneration of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this remuneration proposal is warranted because of a lack of concern regarding the proposed fees. | |||||
8.2 | Approve Remuneration of Nomination Committee | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this remuneration proposal is warranted because of a lack of concern regarding the proposed fees. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | AutoApproved | Auto-Instructed | 04/13/2017 | Auto-Approved | 04/13/2017 | 62,927 | 0 |
Total Shares: | 62,927 | 0 |
Pepsico, Inc.
Meeting Date: 05/03/2017 | Country: USA | Primary Security ID: 713448108 |
Record Date: 03/01/2017 | Meeting Type: Annual | Ticker: PEP |
Shares Voted: 4,694 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Shona L. Brown | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director George W. Buckley | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Pepsico, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1c | Elect Director Cesar Conde | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Ian M. Cook | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Dina Dublon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Rona A. Fairhead | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Richard W. Fisher | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director William R. Johnson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Indra K. Nooyi | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1j | Elect Director David C. Page | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1k | Elect Director Robert C. Pohlad | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1l | Elect Director Daniel Vasella | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1m | Elect Director Darren Walker | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1n | Elect Director Alberto Weisser | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Report on Plans to Minimize Pesticides' Impact on Pollinators | SH | Against | Against | Against |
6 | Adopt Holy Land Principles | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Pepsico, Inc.
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/13/2017 | Auto-Approved | 04/13/2017 | 4,694 | 4,694 |
Total Shares: | 4,694 | 4,694 |
Philip Morris International Inc.
Meeting Date: 05/03/2017 | Country: USA | Primary Security ID: 718172109 |
Record Date: 03/10/2017 | Meeting Type: Annual | Ticker: PM |
Shares Voted: 4,867 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Harold Brown | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.2 | Elect Director Andre Calantzopoulos | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.3 | Elect Director Louis C. Camilleri | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.4 | Elect Director Massimo Ferragamo | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.5 | Elect Director Werner Geissler | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.6 | Elect Director Jennifer Li | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.7 | Elect Director Jun Makihara | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.8 | Elect Director Sergio Marchionne | Mgmt | For | Against | Against |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Philip Morris International Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.9 | Elect Director Kalpana Morparia | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.10 | Elect Director Lucio A. Noto | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.11 | Elect Director Frederik Paulsen | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.12 | Elect Director Robert B. Polet | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
1.13 | Elect Director Stephen M. Wolf | Mgmt | For | For | For |
Voting Policy Rationale: Vote AGAINST Sergio Marchionne for serving on more than three public boards while serving as a CEO of an outside company. A vote FOR the remaining director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Approve Restricted Stock Plan | Mgmt | For | For | For |
5 | Approve Non-Employee Director Restricted Stock Plan | Mgmt | For | For | For |
6 | Ratify PricewaterhouseCoopers SA as Auditors | Mgmt | For | For | For |
7 | Establish a Board Committee on Human Rights | SH | Against | Against | Against |
8 | Participate in OECD Mediation for Human Rights Violations | SH | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/12/2017 | Auto-Approved | 04/12/2017 | 4,867 | 4,867 |
Total Shares: | 4,867 | 4,867 |
Enel SpA
Meeting Date: 05/04/2017 | Country: Italy | Primary Security ID: T3679P115 |
Record Date: 04/24/2017 | Meeting Type: Annual | Ticker: ENEL |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Enel SpA | |
Shares Voted: 3,971 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: These items warrant a vote FOR because:* These are routine requests in Italy;* There are no specific concerns regarding the accounts presented or audit procedures used;* The dividend payout ratio is acceptable. | |||||
2 | Approve Allocation of Income | Mgmt | For | For | For |
Voting Policy Rationale: These items warrant a vote FOR because:* These are routine requests in Italy;* There are no specific concerns regarding the accounts presented or audit procedures used;* The dividend payout ratio is acceptable. | |||||
3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | For |
4 | Fix Number of Directors | Mgmt | For | For | For |
5 | Fix Board Terms for Directors | Mgmt | For | For | For |
Appoint Directors (Slate Election) - Choose One of the Following Slates | Mgmt | ||||
6.1 | Slate Submitted by the Italian Ministry of Economy And Finance | SH | None | Do Not Vote | Do Not Vote |
6.2 | Slate Submitted by Institutional Investors(Assogestioni) | SH | None | For | For |
Shareholder Proposals Submitted by Italian Ministry of Economy And Finance | Mgmt | ||||
7 | Elect Patrizia Grieco as Board Chair | SH | None | For | For |
8 | Approve Remuneration of Directors | SH | None | For | For |
Management Proposals | Mgmt | ||||
9 | Approve 2017 Monetary Long-Term Incentive Plan | Mgmt | For | For | For |
10 | Approve Remuneration Policy | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/17/2017 | Auto-Approved | 04/17/2017 | 3,971 | 3,971 |
Total Shares: | 3,971 | 3,971 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Gresham Technologies plc
Meeting Date: 05/04/2017 | Country: United Kingdom | Primary Security ID: G4110H104 |
Record Date: 05/02/2017 | Meeting Type: Annual | Ticker: GHT |
Shares Voted: 5,060 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Remuneration Report | Mgmt | For | For | For |
3 | Approve Remuneration Policy | Mgmt | For | For | For |
4 | Reappoint BDO LLP as Auditors | Mgmt | For | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
6 | Elect Imogen Joss as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6 & 9A vote FOR the election/re-election of Imogen Joss and Rob Grubb is warranted because no significant concerns have been identified.Item 7An ABSTENTION on the re-election of Ken Archer is warranted because:* Potential independence issues have been identified and he currently sits on the Audit and Remuneration Committees - which is contrary to UK market practice recommendations.Also, he is the Board Chair who is considered to be ultimately responsible for the Company's corporate governance practices, and the following deviations from bests practice has been identified:* The Board does not comprise at least two independent NEDs. It is noted, however, that following the board changes due to take effect in May 2017, the Board will comprise two independent NEDs in line with best practice.* The Audit and Remuneration Committees are not fully independent.A vote AGAINST this resolution is warranted for those shareholders in markets who have fiduciary responsibility to vote either in favour or against and who do not recognize an abstention as a valid option.Item 8A vote FOR the re-election of Chris Errington is warranted although it is not without concern for shareholders because:* Potential independence issues have been identified and he currently chairs the Audit Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.The main reason for support is:* Chris Errington will be stepping down from the Board on 31 May 2017. | |||||
7 | Re-elect Ken Archer as Director | Mgmt | For | Abstain | Abstain |
Voting Policy Rationale: Items 6 & 9A vote FOR the election/re-election of Imogen Joss and Rob Grubb is warranted because no significant concerns have been identified.Item 7An ABSTENTION on the re-election of Ken Archer is warranted because:* Potential independence issues have been identified and he currently sits on the Audit and Remuneration Committees - which is contrary to UK market practice recommendations.Also, he is the Board Chair who is considered to be ultimately responsible for the Company's corporate governance practices, and the following deviations from bests practice has been identified:* The Board does not comprise at least two independent NEDs. It is noted, however, that following the board changes due to take effect in May 2017, the Board will comprise two independent NEDs in line with best practice.* The Audit and Remuneration Committees are not fully independent.A vote AGAINST this resolution is warranted for those shareholders in markets who have fiduciary responsibility to vote either in favour or against and who do not recognize an abstention as a valid option.Item 8A vote FOR the re-election of Chris Errington is warranted although it is not without concern for shareholders because:* Potential independence issues have been identified and he currently chairs the Audit Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.The main reason for support is:* Chris Errington will be stepping down from the Board on 31 May 2017. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Gresham Technologies plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8 | Re-elect Chris Errington as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6 & 9A vote FOR the election/re-election of Imogen Joss and Rob Grubb is warranted because no significant concerns have been identified.Item 7An ABSTENTION on the re-election of Ken Archer is warranted because:* Potential independence issues have been identified and he currently sits on the Audit and Remuneration Committees - which is contrary to UK market practice recommendations.Also, he is the Board Chair who is considered to be ultimately responsible for the Company's corporate governance practices, and the following deviations from bests practice has been identified:* The Board does not comprise at least two independent NEDs. It is noted, however, that following the board changes due to take effect in May 2017, the Board will comprise two independent NEDs in line with best practice.* The Audit and Remuneration Committees are not fully independent.A vote AGAINST this resolution is warranted for those shareholders in markets who have fiduciary responsibility to vote either in favour or against and who do not recognize an abstention as a valid option.Item 8A vote FOR the re-election of Chris Errington is warranted although it is not without concern for shareholders because:* Potential independence issues have been identified and he currently chairs the Audit Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.The main reason for support is:* Chris Errington will be stepping down from the Board on 31 May 2017. | |||||
9 | Re-elect Rob Grubb as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6 & 9A vote FOR the election/re-election of Imogen Joss and Rob Grubb is warranted because no significant concerns have been identified.Item 7An ABSTENTION on the re-election of Ken Archer is warranted because:* Potential independence issues have been identified and he currently sits on the Audit and Remuneration Committees - which is contrary to UK market practice recommendations.Also, he is the Board Chair who is considered to be ultimately responsible for the Company's corporate governance practices, and the following deviations from bests practice has been identified:* The Board does not comprise at least two independent NEDs. It is noted, however, that following the board changes due to take effect in May 2017, the Board will comprise two independent NEDs in line with best practice.* The Audit and Remuneration Committees are not fully independent.A vote AGAINST this resolution is warranted for those shareholders in markets who have fiduciary responsibility to vote either in favour or against and who do not recognize an abstention as a valid option.Item 8A vote FOR the re-election of Chris Errington is warranted although it is not without concern for shareholders because:* Potential independence issues have been identified and he currently chairs the Audit Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.The main reason for support is:* Chris Errington will be stepping down from the Board on 31 May 2017. | |||||
10 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
11 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/20/2017 | Auto-Approved | 04/20/2017 | 5,060 | 5,060 |
Total Shares: | 5,060 | 5,060 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Loblaw Companies Limited | ||
Meeting Date: 05/04/2017 | Country: Canada | Primary Security ID: 539481101 |
Record Date: 03/14/2017 | Meeting Type: Annual | Ticker: L |
Shares Voted: 9,600 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Paul M. Beeston | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.2 | Elect Director Scott B. Bonham | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.3 | Elect Director Warren Bryant | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.4 | Elect Director Christie J.B. Clark | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.5 | Elect Director M. Marianne Harris | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.6 | Elect Director Claudia Kotchka | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.7 | Elect Director John S. Lacey | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.8 | Elect Director Nancy H.O. Lockhart | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.9 | Elect Director Thomas C. O'Neill | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.10 | Elect Director Beth Pritchard | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.11 | Elect Director Sarah Raiss | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.12 | Elect Director Galen G. Weston | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Loblaw Companies Limited
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/18/2017 | Auto-Approved | 04/18/2017 | 9,600 | 9,600 |
Total Shares: | 9,600 | 9,600 |
Mettler-Toledo International Inc.
Meeting Date: 05/04/2017 | Country: USA | Primary Security ID: 592688105 |
Record Date: 03/06/2017 | Meeting Type: Annual | Ticker: MTD |
Shares Voted: 1,078 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Robert F. Spoerry | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Wah-Hui Chu | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Francis A. Contino | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Olivier A. Filliol | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Richard Francis | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Constance L. Harvey | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director Michael A. Kelly | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director Hans Ulrich Maerki | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Thomas P. Salice | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mettler-Toledo International Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted | |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/12/2017 | Auto-Approved | 04/12/2017 | 1,078 | 1,078 | |
Total Shares: | 1,078 | 1,078 |
Millicom International Cellular S.A. | ||
Meeting Date: 05/04/2017 | Country: Luxembourg | Primary Security ID: L6388F128 |
Record Date: 04/20/2017 | Meeting Type: Annual/Special | Ticker: MIIC.F |
Shares Voted: 1,596 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Annual/Special Meeting | Mgmt | ||||
Annual Meeting Agenda | Mgmt | ||||
1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Mgmt | For | For | For |
2 | Receive Board's and Auditor's Reports | Mgmt | |||
3 | Accept Consolidated and Standalone Financial Statements | Mgmt | For | For | For |
4 | Approve Allocation of Income | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR this income allocation proposal is warranted, despite the incurred losses for the fiscal year under review, because the dividend is in line with the dividend's policy, and the board considers the reserves to be sufficient to allow for the payment of a dividend. | |||||
5 | Approve Dividends of USD 2.64 per Share | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR this income allocation proposal is warranted, despite the incurred losses for the fiscal year under review, because the dividend is in line with the dividend's policy, and the board considers the reserves to be sufficient to allow for the payment of a dividend. | |||||
6 | Approve Discharge of Directors | Mgmt | For | For | For |
7 | Fix Number of Directors at Eight | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Millicom International Cellular S.A.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8 | Reelect Tom Boardman as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR is warranted, as:* The nominees appear to possess the necessary qualifications for board membership;* The terms does not exceed four years. | |||||
9 | Reelect Odilon Almeida as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR is warranted, as:* The nominees appear to possess the necessary qualifications for board membership;* The terms does not exceed four years. | |||||
10 | Reelect Janet Davidson as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR is warranted, as:* The nominees appear to possess the necessary qualifications for board membership;* The terms does not exceed four years. | |||||
11 | Reelect Simon Duffy as Directo r | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR is warranted, as:* The nominees appear to possess the necessary qualifications for board membership;* The terms does not exceed four years. | |||||
12 | Reelect Tomas Eliasson as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR is warranted, as:* The nominees appear to possess the necessary qualifications for board membership;* The terms does not exceed four years. | |||||
13 | Reelect Alejandro Santo Domingo as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR is warranted, as:* The nominees appear to possess the necessary qualifications for board membership;* The terms does not exceed four years. | |||||
14 | Elect Anders Jensen as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR is warranted, as:* The nominees appear to possess the necessary qualifications for board membership;* The terms does not exceed four years. | |||||
15 | Elect Jose Antonio Rios Garcia as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR is warranted, as:* The nominees appear to possess the necessary qualifications for board membership;* The terms does not exceed four years. | |||||
16 | Reelect Tom Boardman as Board Chairman | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR is warranted, as:* The nominees appear to possess the necessary qualifications for board membership;* The terms does not exceed four years. | |||||
17 | Approve Remuneration of Directors | Mgmt | For | For | For |
18 | Renew Appointment of Ernst & Young as Auditor | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is warranted because reelection of Ernst & Young as the company's external auditor is warranted in the absence of concerns over the auditor remuneration, audit practices or auditor-client relationship at this time. | |||||
19 | Approve Remuneration of Auditors | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is warranted because reelection of Ernst & Young as the company's external auditor is warranted in the absence of concerns over the auditor remuneration, audit practices or auditor-client relationship at this time. | |||||
20 | Approve (i) Procedure on Appointment of Nomination Committee and (ii) Determination of Assignment of Nomination Committee | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Millicom International Cellular S.A.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
21 | Approve Share Repurchase | Mgmt | For | For | For |
22 | Approve Guidelines for Remuneration to Senior Management | Mgmt | For | For | For |
23 | Approve Restricted Stock Plan or Executive and Senior Management | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the 2017 share based incentive plans is warranted because:* The vesting period is three years;* Performance criteria are attached to the grant of shares; and* The maximum dilution is not excessive. | |||||
24 | Elect Roger Sole Rafols as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted because these are non-contentious amendments. | |||||
Special Meeting Agenda | Mgmt | ||||
1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Mgmt | For | For | For |
2 | Amend Article 8 Re: Voting Procedure by Voting Forms | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted because these are non-contentious amendments. | |||||
3 | Amend Article 19 Re: Place and Time to Hold the Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted because these are non-contentious amendments. | |||||
4 | Amend Article 21 Re: Electronic Voting | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted because these are non-contentious amendments. | |||||
5 | Amend Article 6 Re: Modification in Share Ownership Threshold | Mgmt | For | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/13/2017 | Auto-Approved | 04/13/2017 | 1,596 | 1,596 |
Total Shares: | 1,596 | 1,596 |
Reckitt Benckiser Group plc | ||
Meeting Date: 05/04/2017 | Country: United Kingdom | Primary Security ID: G74079107 |
Record Date: 05/02/2017 | Meeting Type: Annual | Ticker: RB. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Reckitt Benckiser Group plc | |
Shares Voted: 4,191 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Remuneration Report | Mgmt | For | For | For |
3 | Approve Final Dividend | Mgmt | For | For | For |
4 | Re-elect Adrian Bellamy as Director | Mgmt | For | Abstain | Abstain |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
5 | Re-elect Nicandro Durante as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
6 | Re-elect Mary Harris as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Reckitt Benckiser Group plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7 | Re-elect Adrian Hennah as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
8 | Re-elect Kenneth Hydon as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
9 | Re-elect Rakesh Kapoor as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
10 | Re-elect Pamela Kirby as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Reckitt Benckiser Group plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
11 | Re-elect Andre Lacroix as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
12 | Re-elect Chris Sinclair as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
13 | Re-elect Judith Sprieser as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
14 | Re-elect Warren Tucker as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 4An ABSTENTION on Board Chair Adrian Bellamy is warranted:* As long-serving Chair, Adrian Bellamy bears ultimate responsibility for the governance of the Company and the effectiveness of the Board. Events in South Korea with Oxy RB raise important questions on both these fronts.Item 8A vote AGAINST former Chair of the Audit Committee Kenneth Hydon is warranted:* Until the formation of the Corporate Responsibility, Sustainability, Ethics and Compliance Committee in 2016 as a response to the Oxy RB events, the Audit Committee was responsible for risk and control reviews in terms of trade spend, environmental, health and safety, commercial and reputational, sustainability and legal compliance. Ken Hydon chaired the Audit Committee for an extended period; he steps down as the Audit Committee Chair at this AGM but will continue to serve as a member of the Committee. In this regard, responsibility for the events in South Korea are at the hands of the Audit Committee and the Chair of this Committee at the time should therefore be held accountable.Items 5-7 and 9-14A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For |
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Reckitt Benckiser Group plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/20/2017 | Auto-Approved | 04/20/2017 | 4,191 | 4,191 |
Total Shares: | 4,191 | 4,191 |
Rio Tinto Ltd. | ||
Meeting Date: 05/04/2017 | Country: Australia | Primary Security ID: Q81437107 |
Record Date: 05/02/2017 | Meeting Type: Annual | Ticker: RIO |
Shares Voted: 4,748 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve the Financial Statements and Reports of the Directors and Auditor | Mgmt | For | For | For |
2 | Approve Remuneration Policy Report for UK Law Purposes | Mgmt | For | For | For |
3 | Approve the Remuneration Report | Mgmt | For | For | For |
4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rio Tinto Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
5 | Elect Megan Clark as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
6 | Elect David Constable as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
7 | Elect Jan du Plessis as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
8 | Elect Ann Godbehere as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
9 | Elect Simon Henry as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
10 | Elect Jean-Sebastien Jacques as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
11 | Elect Sam Laidlaw as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
12 | Elect Michael L'Estrange as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
13 | Elect Chris Lynch as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
14 | Elect Paul Tellier as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
15 | Elect Simon Thompson as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
16 | Elect John Varley as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of these Directors is warranted as no significant concerns have been identified. | |||||
17 | Appoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rio Tinto Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
18 | Authorize Board to Fix Remuneration of the Auditors | Mgmt | For | For | For |
19 | Approve Political Donations | Mgmt | For | For | For |
20 | Approve the Renewal of Off- Market and On-Market Share Buyback Authorities | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/19/2017 | Auto-Approved | 04/19/2017 | 4,748 | 4,748 |
Total Shares: | 4,748 | 4,748 |
United Parcel Service, Inc. | ||
Meeting Date: 05/04/2017 | Country: USA | Primary Security ID: 911312106 |
Record Date: 03/06/2017 | Meeting Type: Annual | Ticker: UPS |
Shares Voted: 4,608 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director David P. Abney | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Rodney C. Adkins | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Michael J. Burns | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director William R. Johnson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Candace Kendle | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Ann M. Livermore | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Rudy H.P. Markham | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
United Parcel Service, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1h | Elect Director Franck J. Moison | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Clark "Sandy" T. Randt, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1j | Elect Director John T. Stankey | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1k | Elect Director Carol B. Tome | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1l | Elect Director Kevin M. Warsh | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Voting Policy Rationale: A vote for the adoption of an ANNUAL say-on-pay frequency is warranted. | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
5 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted, as additional information on the company's trade association memberships, payments, and oversight mechanisms would give shareholders a comprehensive understanding of the company's management of its lobbying activities and any related risks and benefits. | |||||
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted, as it would provide all shareholders with equal voting rights on all matters. | |||||
7 | Adopt Holy Land Principles | SH | Against | Against | Against |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/21/2017 | Auto-Approved | 04/21/2017 | 4,608 | 4,608 |
Total Shares: | 4,608 | 4,608 |
CLP Holdings Ltd.
Meeting Date: 05/05/2017 | Country: Hong Kong | Primary Security ID: Y1660Q104 |
Record Date: 04/27/2017 | Meeting Type: Annual | Ticker: 2 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
CLP Holdings Ltd.
Shares Voted: 49,500 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2a | Elect Roderick Ian Eddington as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST Cheng Hoi Chuen Vincent is warranted given that he serves on a total of more than six public company boards.A vote FOR the other nominees is warranted. | |||||
2b | Elect Lee Yui Bor as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST Cheng Hoi Chuen Vincent is warranted given that he serves on a total of more than six public company boards.A vote FOR the other nominees is warranted. | |||||
2c | Elect William Elkin Mocatta as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST Cheng Hoi Chuen Vincent is warranted given that he serves on a total of more than six public company boards.A vote FOR the other nominees is warranted. | |||||
2d | Elect Vernon Francis Moore as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST Cheng Hoi Chuen Vincent is warranted given that he serves on a total of more than six public company boards.A vote FOR the other nominees is warranted. | |||||
2e | Elect Cheng Hoi Chuen, Vincent as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST Cheng Hoi Chuen Vincent is warranted given that he serves on a total of more than six public company boards.A vote FOR the other nominees is warranted. | |||||
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For |
5 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/20/2017 | Auto-Approved | 04/20/2017 | 49,500 | 49,500 |
Total Shares: | 49,500 | 49,500 |
Berkshire Hathaway Inc.
Meeting Date: 05/06/2017 | Country: USA | Primary Security ID: 084670702 |
Record Date: 03/08/2017 | Meeting Type: Annual | Ticker: BRK.B |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Berkshire Hathaway Inc.
Shares Voted: 3,015 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Warren E. Buffett | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Charles T. Munger | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Howard G. Buffett | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Stephen B. Burke | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Susan L. Decker | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director William H. Gates, III | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director David S. Gottesman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director Charlotte Guyman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Thomas S. Murphy | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.10 | Elect Director Ronald L. Olson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.11 | Elect Director Walter Scott, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.12 | Elect Director Meryl B. Witmer | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Voting Policy Rationale: A vote for the adoption of an ANNUAL say-on-pay frequency is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Berkshire Hathaway Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4 | Report on Political Contributions | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted, as additional information on its political expenditures and trade association activities would give shareholders a comprehensive understanding of the company's management of its political activities and any related risks and benefits. | |||||
5 | Assess and Report on Exposure to Climate Change Risks | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted, as comprehensive disclosure of the company's methane reduction policies, including performance metrics and oversight mechanisms, would enable shareholders to better understand how the company is managing its methane emissions and assess the effectiveness of the company's related efforts. | |||||
6 | Require Divestment from Fossil Fuels | SH | Against | Against | Against |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/19/2017 | Auto-Approved | 04/19/2017 | 3,015 | 3,015 |
Total Shares: | 3,015 | 3,015 |
3M Company
Meeting Date: 05/09/2017 | Country: USA | Primary Security ID: 88579Y101 |
Record Date: 03/14/2017 | Meeting Type: Annual | Ticker: MMM |
Shares Voted: 2,762 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Sondra L. Barbour | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Thomas "Tony" K. Brown | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Vance D. Coffman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director David B. Dillon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Michael L. Eskew | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
3M Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1f | Elect Director Herbert L. Henkel | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Muhtar Kent | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Edward M. Liddy | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Gregory R. Page | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1j | Elect Director Inge G. Thulin | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1k | Elect Director Patricia A. Woertz | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Adopt Holy Land Principles | SH | Against | Against | Against |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/21/2017 | Auto-Approved | 04/21/2017 | 2,762 | 2,762 |
Total Shares: | 2,762 | 2,762 |
Danaher Corporation
Meeting Date: 05/09/2017 | Country: USA | Primary Security ID: 235851102 |
Record Date: 03/13/2017 | Meeting Type: Annual | Ticker: DHR |
Shares Voted: 5,939 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Donald J. Ehrlich | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Danaher Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.2 | Elect Director Linda Hefner Filler | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.3 | Elect Director Robert J. Hugin | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.4 | Elect Director Thomas P. Joyce, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.5 | Elect Director Teri List-Stoll | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.6 | Elect Director Walter G. Lohr, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.7 | Elect Director Mitchell P. Rales | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.8 | Elect Director Steven M. Rales | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.9 | Elect Director John T. Schwieters | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.10 | Elect Director Alan G. Spoon | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
1.11 | Elect Director Raymond C. Stevens | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Danaher Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.12 | Elect Director Elias A. Zerhouni | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST incumbent audit committee members Donald Ehrlich, Teri List-Stoll, and John Schwieters are warranted for a failure to sufficiently address problematic pledging activity.A vote FOR the remaining director nominees is warranted. | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
7 | Report on Goals to Reduce Greenhouse Gas Emissions | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted, as additional information on GHG emissions, GHG reduction goals, and oversight of the company's GHG emissions management and reduction activities would allow shareholders to better assess the company's management of these emissions and related performance. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/21/2017 | Auto-Approved | 04/21/2017 | 5,939 | 5,939 |
Total Shares: | 5,939 | 5,939 |
Inovalis Real Estate Investment Trust | ||
Meeting Date: 05/09/2017 | Country: Canada | Primary Security ID: 45780E100 |
Record Date: 03/15/2017 | Meeting Type: Annual | Ticker: INO.UN |
Shares Voted: 5,800 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Trustee Stephane Amine | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all nominees as no significant exceptions are highlighted at this time. | |||||
1b | Elect Trustee Daniel Argiros | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all nominees as no significant exceptions are highlighted at this time. | |||||
1c | Elect Trustee Jean-Daniel Cohen | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all nominees as no significant exceptions are highlighted at this time. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Inovalis Real Estate Investment Trust
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1d | Elect Trustee Richard Dansereau | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all nominees as no significant exceptions are highlighted at this time. | |||||
1e | Elect Trustee Marc Manasterski | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all nominees as no significant exceptions are highlighted at this time. | |||||
1f | Elect Trustee Raymond Pare | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all nominees as no significant exceptions are highlighted at this time. | |||||
1g | Elect Trustee Michael Zakuta | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all nominees as no significant exceptions are highlighted at this time. | |||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/25/2017 | Auto-Approved | 04/25/2017 | 5,800 | 5,800 |
Total Shares: | 5,800 | 5,800 |
O'Reilly Automotive, Inc. | ||
Meeting Date: 05/09/2017 | Country: USA | Primary Security ID: 67103H107 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: ORLY |
Shares Voted: 1,862 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director David O'Reilly | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominee(s) is warranted. | |||||
1b | Elect Director Charles H. O'Reilly Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominee(s) is warranted. | |||||
1c | Elect Director Larry O'Reilly | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominee(s) is warranted. | |||||
1d | Elect Director Rosalie O'Reilly Wooten | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominee(s) is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
O'Reilly Automotive, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1e | Elect Director Jay D. Burchfield | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominee(s) is warranted. | |||||
1f | Elect Director Thomas T. Hendrickson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominee(s) is warranted. | |||||
1g | Elect Director Paul R. Lederer | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominee(s) is warranted. | |||||
1h | Elect Director John R. Murphy | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominee(s) is warranted. | |||||
1i | Elect Director Ronald Rashkow | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominee(s) is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted because a 10 percent threshold is more reasonable given the company's ownership structure. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/19/2017 | Auto-Approved | 04/19/2017 | 1,862 | 1,862 |
Total Shares: | 1,862 | 1,862 |
Oslo Bors VPS Holding ASA | ||
Meeting Date: 05/09/2017 | Country: Norway | Primary Security ID: R6890P105 |
Record Date: | Meeting Type: Annual | Ticker: OSLO |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Oslo Bors VPS Holding ASA
Shares Voted: 0 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Registration of Attending Shareholders and Proxies | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
3 | Approve Notice of Meeting and Agenda | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 3.85 Per Share | Mgmt | For | For | Do Not Vote |
5 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote |
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For | Do Not Vote |
7 | Approve Remuneration of Directors; Approve Remuneration for Committee Work | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote AGAINST this item is warranted, because the company is proposing to significantly increase the board fees without stating any supporting rationale for the increase. | |||||
8 | Amend Articles Re: Nominating Committee | Mgmt | For | For | Do Not Vote |
9a | Elect Catharina Hellerud as Board Chairman | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
9b | Reelect Roy Myklebust as Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
9c | Reelect Ottar Ertzeid as Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
9d | Elect Silvija Seres as New Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Oslo Bors VPS Holding ASA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
9e | Elect Oyvind Schanke as New Director | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these proposals is warranted due to a lack of concern regarding the composition of the board or its committees. | |||||
10a | Reelect Bjorn Nass as Member of Nominating Committee | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these items is warranted, because of a lack of controversy regarding the Nominating Committee. | |||||
10b | Reelect Ida Mo as Member of Nominating Committee | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these items is warranted, because of a lack of controversy regarding the Nominating Committee. | |||||
10c | Elect Svein Hogset as New Member of Nominating Committee | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these items is warranted, because of a lack of controversy regarding the Nominating Committee. | |||||
11 | Presentation for Pre-Approval of Nominations to the Board of Directors of Oslo Bors ASA, the Board of Directors of Verdipapirsentralen ASA, and the Control Committee of Verdipapirsentralen ASA | Mgmt | For | For | Do Not Vote |
12 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares in Connection with Incentive Plan and Cancellation of Repurchased Shares | Mgmt | For | For | Do Not Vote |
13 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Mgmt | For | For | Do Not Vote |
14 | Authorize Board to Declare Special Dividends | Mgmt | For | For | Do Not Vote |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | AutoApproved | Auto-Instructed | 04/26/2017 | Auto-Approved | 04/26/2017 | 942 | 0 |
Total Shares: | 942 | 0 |
Prudential Financial, Inc. | ||
Meeting Date: 05/09/2017 | Country: USA | Primary Security ID: 744320102 |
Record Date: 03/10/2017 | Meeting Type: Annual | Ticker: PRU |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Prudential Financial, Inc.
Shares Voted: 3,461 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Gilbert F. Casellas | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Mark B. Grier | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Martina Hund-Mejean | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Karl J. Krapek | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Peter R. Lighte | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director George Paz | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director Sandra Pianalto | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Christine A. Poon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.10 | Elect Director Douglas A. Scovanner | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.11 | Elect Director John R. Strangfeld | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.12 | Elect Director Michael A. Todman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Prudential Financial, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
5 | Require Independent Board Chairman | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted as shareholders could benefit from more independent oversight by having an independent chairman. The language of the proposed policy is not overly prescriptive and provides flexibility such that the policy can be phased in at the next CEO transition. In addition, the lead independent director may not be able to effectively counter-balance both the CEO and chairman and the non-independent vice-chairman. Support for this non-binding proposals offers an opportunity to clarify board leadership and eliminate a potentially confusing multi-headed leadership structure. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/21/2017 | Auto-Approved | 04/21/2017 | 3,461 | 3,461 |
Total Shares: | 3,461 | 3,461 |
Cheung Kong Infrastructure Holdings Ltd
Meeting Date: 05/10/2017 | Country: Bermuda | Primary Security ID: G2098R102 |
Record Date: 05/04/2017 | Meeting Type: Annual | Ticker: 1038 |
Shares Voted: 29,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
3.1 | Elect Chan Loi Shun as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Chan Shun Loi and Chen Tsien Hua are executive directors and the board does not have a formal nomination committee and the board is not majority independent.* Sng Sow-mei @ Poon Sow Mei, Colin Stevens Russel, and Lan Hong Tsung serve on the audit committee and the company's non-audit fees paid to its auditor is deemed excessive.A vote FOR the election of the other nominees is warranted. | |||||
3.2 | Elect Chen Tsien Hua as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Chan Shun Loi and Chen Tsien Hua are executive directors and the board does not have a formal nomination committee and the board is not majority independent.* Sng Sow-mei @ Poon Sow Mei, Colin Stevens Russel, and Lan Hong Tsung serve on the audit committee and the company's non-audit fees paid to its auditor is deemed excessive.A vote FOR the election of the other nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Cheung Kong Infrastructure Holdings Ltd
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3.3 | Elect Sng Sow-mei (Poon Sow Mei) as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Chan Shun Loi and Chen Tsien Hua are executive directors and the board does not have a formal nomination committee and the board is not majority independent.* Sng Sow-mei @ Poon Sow Mei, Colin Stevens Russel, and Lan Hong Tsung serve on the audit committee and the company's non-audit fees paid to its auditor is deemed excessive.A vote FOR the election of the other nominees is warranted. | |||||
3.4 | Elect Colin Stevens Russel as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Chan Shun Loi and Chen Tsien Hua are executive directors and the board does not have a formal nomination committee and the board is not majority independent.* Sng Sow-mei @ Poon Sow Mei, Colin Stevens Russel, and Lan Hong Tsung serve on the audit committee and the company's non-audit fees paid to its auditor is deemed excessive.A vote FOR the election of the other nominees is warranted. | |||||
3.5 | Elect Lan Hong Tsung as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Chan Shun Loi and Chen Tsien Hua are executive directors and the board does not have a formal nomination committee and the board is not majority independent.* Sng Sow-mei @ Poon Sow Mei, Colin Stevens Russel, and Lan Hong Tsung serve on the audit committee and the company's non-audit fees paid to its auditor is deemed excessive.A vote FOR the election of the other nominees is warranted. | |||||
3.6 | Elect George Colin Magnus as Director 1 | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Chan Shun Loi and Chen Tsien Hua are executive directors and the board does not have a formal nomination committee and the board is not majority independent.* Sng Sow-mei @ Poon Sow Mei, Colin Stevens Russel, and Lan Hong Tsung serve on the audit committee and the company's non-audit fees paid to its auditor is deemed excessive.A vote FOR the election of the other nominees is warranted. | |||||
3.7 | Elect Paul Joseph Tighe as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Chan Shun Loi and Chen Tsien Hua are executive directors and the board does not have a formal nomination committee and the board is not majority independent.* Sng Sow-mei @ Poon Sow Mei, Colin Stevens Russel, and Lan Hong Tsung serve on the audit committee and the company's non-audit fees paid to its auditor is deemed excessive.A vote FOR the election of the other nominees is warranted. | |||||
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted given that the non-audit fees exceeded the total audit fees paid to the company's auditor in the latest fiscal year without satisfactory explanation. | |||||
5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. | |||||
5.2 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
5.3 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Cheung Kong Infrastructure Holdings Ltd
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6 | Change English Name and Adopt Chinese Name as Dual Foreign Name | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/25/2017 | Auto-Approved | 04/25/2017 | 29,000 | 29,000 |
Total Shares: | 29,000 | 29,000 |
Power Assets Holdings Ltd.
Meeting Date: 05/10/2017 | Country: Hong Kong | Primary Security ID: Y7092Q109 |
Record Date: 05/04/2017 | Meeting Type: Annual | Ticker: 6 |
Shares Voted: 46,500 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
3a | Elect Fok Kin Ning, Canning as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Andrew John Hunter is an executive director and the board does not have a formal nomination committee and the board is not majority independent.* Victor Li Tzar Kuoi as he serves on a total of more than six public company boards.A vote FOR the remaining nominees is warranted. | |||||
3b | Elect Andrew John Hunter as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Andrew John Hunter is an executive director and the board does not have a formal nomination committee and the board is not majority independent.* Victor Li Tzar Kuoi as he serves on a total of more than six public company boards.A vote FOR the remaining nominees is warranted. | |||||
3c | Elect Ip Yuk-keung, Albert as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Andrew John Hunter is an executive director and the board does not have a formal nomination committee and the board is not majority independent.* Victor Li Tzar Kuoi as he serves on a total of more than six public company boards.A vote FOR the remaining nominees is warranted. | |||||
3d | Elect Li Tzar Kuoi, Victor as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Andrew John Hunter is an executive director and the board does not have a formal nomination committee and the board is not majority independent.* Victor Li Tzar Kuoi as he serves on a total of more than six public company boards.A vote FOR the remaining nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Power Assets Holdings Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3e | Elect Tsai Chao Chung, Charles as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the following nominees is warranted for the following reasons:* Andrew John Hunter is an executive director and the board does not have a formal nomination committee and the board is not majority independent.* Victor Li Tzar Kuoi as he serves on a total of more than six public company boards.A vote FOR the remaining nominees is warranted. | |||||
4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. | |||||
6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/25/2017 | Auto-Approved | 04/25/2017 | 46,500 | 46,500 |
Total Shares: | 46,500 | 46,500 |
Rallye
Meeting Date: 05/10/2017 | Country: France | Primary Security ID: F43743107 |
Record Date: 05/05/2017 | Meeting Type: Annual/Special | Ticker: RAL |
Shares Voted: 7,960 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rallye
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3 | Approve Allocation of Income and Dividends of EUR 1.4 per Share | Mgmt | For | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Mgmt | For | For | For |
5 | Approve Amendments to Agreement with Euris | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST Item 6 is warranted since the lack of information on the terms and conditions of the consulting services provided by the company's majority shareholder makes it impossible to ascertain that the continuation of this agreement and the proposed amendment to its initial terms are in the interest of all shareholders. | |||||
6 | Elect Anne Yannic as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (33 percent) and the absence of specific concern about the proposed nominees. | |||||
7 | Reelect Philippe Charrier as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (33 percent) and the absence of specific concern about the proposed nominees. | |||||
8 | Reelect Jacques Dumas as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (33 percent) and the absence of specific concern about the proposed nominees. | |||||
9 | Reelect Catherine Fulconis as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (33 percent) and the absence of specific concern about the proposed nominees. | |||||
10 | Reelect Jean-Charles Naouri as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (33 percent) and the absence of specific concern about the proposed nominees. | |||||
11 | Reelect Finatis as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (33 percent) and the absence of specific concern about the proposed nominees. | |||||
12 | Reelect Fonciere Euris as Director Mgmt | For | For | For | |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (33 percent) and the absence of specific concern about the proposed nominees. | |||||
13 | Reelect Euris as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (33 percent) and the absence of specific concern about the proposed nominees. | |||||
14 | Reelect Saris as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (33 percent) and the absence of specific concern about the proposed nominees. | |||||
15 | Acknowledge End of Mandate of Jean Chodron de Courcel and Decision Not to Replace Him | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rallye
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
16 | Appoint Jean Chodron de Courcel as Censor | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these items are warranted because the company has failed to provide an adequate rationale on the proposed nominations and these nominees cannot be considered elected for a short-term. | |||||
17 | Renew Appointment of Christian Paillot as Censor | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these items are warranted because the company has failed to provide an adequate rationale on the proposed nominations and these nominees cannot be considered elected for a short-term. | |||||
18 | Renew Appointment of Ernst & Young et Autres as Auditor | Mgmt | For | For | For |
19 | Non-Binding Vote on Compensation of Jean-Charles Naouri, Chairman | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted but it is not without concerns for shareholders:* The level of information on the related-party transaction with Euris (described under Item 5 above) is insufficient and it remains unclear whether Naouri is remunerated in this framework; and* The company failed to propose a binding ex-ante vote on its chairman's compensation policy, contrary to what the Sapin 2 Act published in December 2016 requires. | |||||
20 | Non-Binding Vote on Compensation of Didier Carlier, CEO | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST are warranted due to the overall insufficient disclosure, notably on bonuses and long-term incentive plans. | |||||
21 | Non-Binding Vote on Compensation of Franck Hattab, Vice-CEO | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST are warranted due to the overall insufficient disclosure, notably on bonuses and long-term incentive plans. | |||||
22 | Approve Remuneration Policy of Didier Carlier, CEO until April 3, 2017 | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST Items 22 to 24 are warranted as:* The company failed to disclose the positioning of basic salaries for any CEOs and vice-CEOs;* There is not information on the post-mandate vesting of long-term awards;* There is no information on termination payments that could be granted to any CEOs and vice-CEOs;* There is no information regarding new joiners' remuneration package, notably regarding the cap of potential termination agreements.* Discrepancy between the absence of exceptional component in the remuneration policy and the actual award accounting for 143 percent of base salary for the current CEO. | |||||
23 | Approve Remuneration Policy of Frank Hattab, | Mgmt | For | Against | Against |
Vice-CEO until April 3, 2017 | |||||
Voting Policy Rationale: Votes AGAINST Items 22 to 24 are warranted as:* The company failed to disclose the positioning of basic salaries for any CEOs and vice-CEOs;* There is not information on the post-mandate vesting of long-term awards;* There is no information on termination payments that could be granted to any CEOs and vice-CEOs;* There is no information regarding new joiners' remuneration package, notably regarding the cap of potential termination agreements.* Discrepancy between the absence of exceptional component in the remuneration policy and the actual award accounting for 143 percent of base salary for the current CEO. | |||||
24 | Approve Remuneration Policy of CEO from April 4, 2017 | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST Items 22 to 24 are warranted as:* The company failed to disclose the positioning of basic salaries for any CEOs and vice-CEOs;* There is not information on the post-mandate vesting of long-term awards;* There is no information on termination payments that could be granted to any CEOs and vice-CEOs;* There is no information regarding new joiners' remuneration package, notably regarding the cap of potential termination agreements.* Discrepancy between the absence of exceptional component in the remuneration policy and the actual award accounting for 143 percent of base salary for the current CEO. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rallye
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
25 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | Against |
Voting Policy Rationale: This resolution warrants a vote AGAINST as the share repurchase program can be continued during a takeover period. | |||||
Extraordinary Business | Mgmt | ||||
26 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 66 Million | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 26 -30, 32, and 33 are warranted as their proposed volumes respect or slightly exceed the recommended guidelines for issuances with and without preemptive rights.* A vote FOR the total limits proposed under Item 34 is warranted as they respect the recommended limit for all authorizations together. | |||||
27 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 26 -30, 32, and 33 are warranted as their proposed volumes respect or slightly exceed the recommended guidelines for issuances with and without preemptive rights.* A vote FOR the total limits proposed under Item 34 is warranted as they respect the recommended limit for all authorizations together. | |||||
28 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 15 Million | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 26 -30, 32, and 33 are warranted as their proposed volumes respect or slightly exceed the recommended guidelines for issuances with and without preemptive rights.* A vote FOR the total limits proposed under Item 34 is warranted as they respect the recommended limit for all authorizations together. | |||||
29 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 26 -30, 32, and 33 are warranted as their proposed volumes respect or slightly exceed the recommended guidelines for issuances with and without preemptive rights.* A vote FOR the total limits proposed under Item 34 is warranted as they respect the recommended limit for all authorizations together. | |||||
30 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 26 -30, 32, and 33 are warranted as their proposed volumes respect or slightly exceed the recommended guidelines for issuances with and without preemptive rights.* A vote FOR the total limits proposed under Item 34 is warranted as they respect the recommended limit for all authorizations together. | |||||
31 | Authorize Capitalization of Reserves of Up to EUR 66 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For |
32 | Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 26 -30, 32, and 33 are warranted as their proposed volumes respect or slightly exceed the recommended guidelines for issuances with and without preemptive rights.* A vote FOR the total limits proposed under Item 34 is warranted as they respect the recommended limit for all authorizations together. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rallye
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
33 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 26 -30, 32, and 33 are warranted as their proposed volumes respect or slightly exceed the recommended guidelines for issuances with and without preemptive rights.* A vote FOR the total limits proposed under Item 34 is warranted as they respect the recommended limit for all authorizations together. | |||||
34 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 26-33 at EUR 66 Million | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 26 -30, 32, and 33 are warranted as their proposed volumes respect or slightly exceed the recommended guidelines for issuances with and without preemptive rights.* A vote FOR the total limits proposed under Item 34 is warranted as they respect the recommended limit for all authorizations together. | |||||
35 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans (New Shares) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because:* There is no information on performance criteria; and* There is no information on the vesting period. | |||||
36 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans (Repurchased Shares) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because:* There is no information on performance criteria; and* There is no information on the vesting period. | |||||
37 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because:* The level of information on performance criteria is insufficient; and* The vesting period is not sufficiently long-term oriented. | |||||
38 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For |
39 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
40 | Amend Article 4 and 25 of Bylaws Re: Headquarters and General Meetings | Mgmt | For | For | For |
41 | Delegate Power to the Board of Directors to Amend the Bylaws to Comply with New Regulation | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted as it does not appear to be in shareholders' interest. | |||||
42 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/25/2017 | Auto-Approved | 04/25/2017 | 7,960 | 7,960 |
Total Shares: | 7,960 | 7,960 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Sanofi | ||
Meeting Date: 05/10/2017 | Country: France | Primary Security ID: F5548N101 |
Record Date: 05/05/2017 | Meeting Type: Annual/Special | Ticker: SAN |
Shares Voted: 461 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.96 per Share | Mgmt | For | For | For |
4 | Approve Auditors' Special Report on New Related-Party Transactions | Mgmt | For | For | For |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.750 Million | Mgmt | For | For | For |
6 | Reelect Fabienne Lecorvaisier as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (64 percent) and the absence of specific concern about the proposed nominees. | |||||
7 | Elect Bernard Charles as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (64 percent) and the absence of specific concern about the proposed nominees. | |||||
8 | Elect Melanie Lee as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted given the satisfactory level of board independence (64 percent) and the absence of specific concern about the proposed nominees. | |||||
9 | Approve Remuneration Policy for Chairman of the Board | Mgmt | For | For | For |
10 | Approve Remuneration Policy for CEO | Mgmt | For | For | For |
11 | Non-Binding Vote on Compensation of Serge Weinberg, Chairman of the Board | Mgmt | For | For | For |
12 | Non-Binding Vote on Compensation of Olivier Brandicourt, CEO | Mgmt | For | For | For |
13 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Extraordinary Business | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Sanofi
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.289 Billion | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these authorizations are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. | |||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these authorizations are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. | |||||
17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these authorizations are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. | |||||
18 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | Mgmt | For | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these authorizations are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. | |||||
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these authorizations are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. | |||||
21 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For |
22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For |
23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
24 | Amend Article 11 of Bylaws Re: Board of Directors | Mgmt | For | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Sanofi
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/13/2017 | Auto-Approved | 04/13/2017 | 461 | 461 |
Total Shares: | 461 | 461 |
SI Financial Group, Inc. | ||
Meeting Date: 05/10/2017 | Country: USA | Primary Security ID: 78425V104 |
Record Date: 03/13/2017 | Meeting Type: Annual | Ticker: SIFI |
Shares Voted: 1,921 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Mark D. Alliod | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Michael R. Garvey | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Kathleen A. Nealon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Robert O. Gillard | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify Wolf & Company, P.C. as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/24/2017 | Auto-Approved | 04/24/2017 | 1,921 | 1,921 |
Total Shares: | 1,921 | 1,921 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Telenor ASA | ||
Meeting Date: 05/10/2017 | Country: Norway | Primary Security ID: R21882106 |
Record Date: | Meeting Type: Annual | Ticker: TEL |
Shares Voted: 0 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
2 | Designate Inspector(s) of Minutes of Meeting | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
3 | Receive President's Report | Mgmt | �� | ||
4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.80 Per Share | Mgmt | For | For | Do Not Vote |
5 | Receive Corporate Governance Report | Mgmt | |||
6 | Approve Remuneration of Auditors in the Amount of NOK 5 million | Mgmt | For | For | Do Not Vote |
7a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR Item 7a is warranted because the proposed general remuneration policy is well described and does not contravene European executive remuneration practice.A vote AGAINST item 7b is warranted because:* Under the cash-based long-term incentive program executives are in essence granted free shares without any performance criteria attached; and* The matching element of the employee stock purchase plan is subject to only two-year vesting. | |||||
7b | Approve Guidelines for Share Related Incentive Arrangements | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote FOR Item 7a is warranted because the proposed general remuneration policy is well described and does not contravene European executive remuneration practice.A vote AGAINST item 7b is warranted because:* Under the cash-based long-term incentive program executives are in essence granted free shares without any performance criteria attached; and* The matching element of the employee stock purchase plan is subject to only two-year vesting. | |||||
8 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Mgmt | For | For | Do Not Vote |
9 | Bundled Election of Members and Deputy Members For Corporate Assembly (Shareholder May Also Vote On Each Candidate Individually Under Items 9a to 9m) | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9a | Elect Anders Skjaevestad as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Telenor ASA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
9b | Elect Olaug Svarva as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9c | Elect John Bernander as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9d | Elect Anne Kvam as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9e | Elect Didrik Munch as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9f | Elect Elin Myrmel-Johansen as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9g | Elect Widar Salbuvik as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9h | Elect Tore Sandvik as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9i | Elect Silvija Seres as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9j | Elect Siri Strandenes as Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9k | Elect Maalfrid Brath as Deputy Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9l | Elect Jostein Dalland as Deputy Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. | |||||
9m | Elect Ingvild Holth as Deputy Member of Corporate Assembly | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this proposal is warranted due to a lack of controversy regarding the corporate assembly. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Telenor ASA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
10 | Bundled Election of Members of Nominating Committee (Shareholder May Also Vote On Each Candidate Individually Under Items 10a and 10b) | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this item is warranted, because of a lack of controversy regarding the nominating committee in the past. | |||||
10a | Elect Mette Wikborg as Member of Nominating Committee | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this item is warranted, because of a lack of controversy regarding the nominating committee in the past. | |||||
10b | Elect Christian Berg as Member of Nominating Committee | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this item is warranted, because of a lack of controversy regarding the nominating committee in the past. | |||||
11 | Approve Remuneration of Members of Corporate Assembly and Nomination Committee | Mgmt | For | For | Do Not Vote |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | AutoApproved | Auto-Instructed | 04/27/2017 | Auto-Approved | 04/27/2017 | 2,670 | 0 |
Total Shares: | 2,670 | 0 |
Power Financial Corporation | ||
Meeting Date: 05/11/2017 | Country: Canada | Primary Security ID: 73927C100 |
Record Date: 03/24/2017 | Meeting Type: Annual | Ticker: PWF |
Shares Voted: 13,500 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
You may vote for the nominees for Directors as slate: | Mgmt | ||||
1 | Elect Marc A. Bibeau, Andre Desmarais, Paul Desmarais, Jr., Gary Albert Doer, Gerald Frere, Anthony R. Graham, J. David A. Jackson, R. Jeffrey Orr, Louise Roy, Raymond Royer, T. Timothy Ryan, Jr., and Emoke J.E. Szathmary as Directors | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Power Financial Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
OR you may vote for the nominees for Directors individually: | Mgmt | ||||
1.1 | Elect Director Marc A. Bibeau | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.2 | Elect Director Andre Desmarais | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.3 | Elect Director Paul Desmarais, Jr. | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.4 | Elect Director Gary Albert Doer | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.5 | Elect Director Gerald Frere | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.6 | Elect Director Anthony R. Graham | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.7 | Elect Director J. David A. Jackson | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.8 | Elect Director R. Jeffrey Orr | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.9 | Elect Director Louise Roy | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.10 | Elect Director Raymond Royer | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.11 | Elect Director T. Timothy Ryan, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
1.12 | Elect Director Emoke J.E. Szathmary | Mgmt | For | For | For |
Voting Policy Rationale: Vote WITHHOLD for Paul Desmarais Jr. and Andre Desmarais for serving as insiders on the Governance and Nominating Committee.Vote FOR all other proposed nominees. | |||||
2 | Ratify Deloitte LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Power Financial Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3 | Amend Stock Option Plan | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/27/2017 | Auto-Approved | 04/27/2017 | 13,500 | 13,500 |
Total Shares: | 13,500 | 13,500 |
BKW AG | ||
Meeting Date: 05/12/2017 | Country: Switzerland | Primary Security ID: H10053108 |
Record Date: | Meeting Type: Annual | Ticker: BKW |
Shares Voted: 6,892 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Remuneration Report | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the remuneration report is warranted because:* Members of the executive management team receive fixed grants of shares without performance conditions as their sole form of long-term compensation. | |||||
3 | Approve Discharge of Board of Directors | Mgmt | For | For | For |
4 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Mgmt | For | For | For |
5a | Approve Remuneration of Directors in the Amount of CHF 1.5 Million | Mgmt | For | For | For |
5b | Approve Remuneration of Executive Committee in the Amount of CHF 8 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* This is the second consecutive year in which the board has proposed a large increase in the maximum remuneration of the executive management team.* The company has already made substantial remuneration increases for its executive management recently, and* The company has not provided a detailed compelling rationale for the proposed remuneration increases for 2017. | |||||
6a1 | Reelect Urs Gasche as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
BKW AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6a2 | Reelect Hartmut Geldmacher as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. | |||||
6a3 | Reelect Marc-Alain Affolter as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. | |||||
6a4 | Reelect Georges Bindschedler as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. | |||||
6a5 | Reelect Kurt Schaer as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. | |||||
6a6 | Reelect Roger Baillod as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. | |||||
6b | Reelect Urs Gasche as Board Chairman | Mgmt | For | For | For |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. | |||||
6c1 | Reappoint Urs Gasche as Member of the Compensation and Nomination Committee | Mgmt | For | Against | Against |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. | |||||
6c2 | Reappoint Barbara Egger-Jenzer as Member of the Compensation and Nomination Committee | Mgmt | For | Against | Against |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. | |||||
6c3 | Reappoint Georges Bindschedler as Member of the Compensation and Nomination Committee | Mgmt | For | For | For |
Voting Policy Rationale: Items 6a.1-6bVotes FOR the board nominees and the proposed chairman are warranted.Items 6c.1-6c.3Votes AGAINST Barbara Egger-Jenzer and Urs Gasche are warranted because of the board's failure to establish a majority-independent Compensation Committee. A vote FOR Georges Bindschedler is warranted due to a lack of concerns. | |||||
6d | Designate Andreas Byland as Independent Proxy | Mgmt | For | For | For |
6e | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
BKW AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted because:* This item concerns additional instructions from the shareholder to the proxy in case new voting items or counterproposals are introduced at the meeting by shareholders or the board of directors; and* The content of these any new items or counterproposals is not known at this time. Therefore, it is in shareholders' best interest to vote against this item on a precautionary basis. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/24/2017 | Auto-Approved | 04/24/2017 | 6,892 | 6,892 |
Total Shares: | 6,892 | 6,892 |
Colgate-Palmolive Company | ||
Meeting Date: 05/12/2017 | Country: USA | Primary Security ID: 194162103 |
Record Date: 03/13/2017 | Meeting Type: Annual | Ticker: CL |
Shares Voted: 7,385 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Charles A. Bancroft | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director John P. Bilbrey | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director John T. Cahill | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Ian Cook | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Helene D. Gayle | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Ellen M. Hancock | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director C. Martin Harris | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Colgate-Palmolive Company
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1h | Elect Director Lorrie M. Norrington | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Michael B. Polk | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1j | Elect Director Stephen I. Sadove | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted given that lowering the threshold to call a special meeting would enhance the current shareholder right to call special meetings. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/28/2017 | Auto-Approved | 04/28/2017 | 7,385 | 7,385 |
Total Shares: | 7,385 | 7,385 |
Engie | ||
Meeting Date: 05/12/2017 | Country: France | Primary Security ID: F7629A107 |
Record Date: 05/09/2017 | Meeting Type: Annual/Special | Ticker: ENGI |
Shares Voted: 12,490 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Engie
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. | |||||
3 | Approve Allocation of Income and Dividends of EUR 1 per Share and an Extra of EUR 0.10 per Share to Long Term Registered Shares | Mgmt | For | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions; Acknowledge Ongoing Transactions | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted because the information disclosed in the auditors' special report does not give raise to any concerns. | |||||
5 | Approve Additional Pension Scheme Agreement with Isabelle Kocher, CEO | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted because the information disclosed in the auditors' special report does not give raise to any concerns. | |||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
7 | Ratify Appointment of Patrice Durand as Director | Mgmt | For | For | For |
Voting Policy Rationale: * A vote for Item 7 is warranted given the satisfactory level of board independence (37 percent of the board would consist of independent members including employee representatives, an employee shareholder representative, and a government representative and 50 percent excluding these members) and the absence of specific concerns regarding the proposed nominee.* A vote FOR the election of the employee shareholder representative under Item 8 is warranted given the satisfactory level of board independence and because it is the candidate representing the plan that owns the highest number of Engie shares (given the alternative nature of the proposals under Items 8 and 9).* A vote AGAINST the election of the employee shareholder representative under Item 9 is warranted because it is the candidate representing the plan that owns the lowest number of Engie shares (given the alternative nature of the proposals under Items 8 and 9). | |||||
8 | Elect Christophe Aubert as Representative of Employee Shareholders to the Board | Mgmt | None | For | For |
Voting Policy Rationale: * A vote for Item 7 is warranted given the satisfactory level of board independence (37 percent of the board would consist of independent members including employee representatives, an employee shareholder representative, and a government representative and 50 percent excluding these members) and the absence of specific concerns regarding the proposed nominee.* A vote FOR the election of the employee shareholder representative under Item 8 is warranted given the satisfactory level of board independence and because it is the candidate representing the plan that owns the highest number of Engie shares (given the alternative nature of the proposals under Items 8 and 9).* A vote AGAINST the election of the employee shareholder representative under Item 9 is warranted because it is the candidate representing the plan that owns the lowest number of Engie shares (given the alternative nature of the proposals under Items 8 and 9). | |||||
9 | Elect Ton Willems as Representative of Employee Shareholders to the Board | Mgmt | None | Against | Against |
Voting Policy Rationale: * A vote for Item 7 is warranted given the satisfactory level of board independence (37 percent of the board would consist of independent members including employee representatives, an employee shareholder representative, and a government representative and 50 percent excluding these members) and the absence of specific concerns regarding the proposed nominee.* A vote FOR the election of the employee shareholder representative under Item 8 is warranted given the satisfactory level of board independence and because it is the candidate representing the plan that owns the highest number of Engie shares (given the alternative nature of the proposals under Items 8 and 9).* A vote AGAINST the election of the employee shareholder representative under Item 9 is warranted because it is the candidate representing the plan that owns the lowest number of Engie shares (given the alternative nature of the proposals under Items 8 and 9). |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Engie
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
10 | Non-Binding Vote on Compensation of Gerard Mestrallet, Chairman and CEO until May 3, 2016 | Mgmt | For | For | For |
11 | Non-Binding Vote on Compensation of Isabelle Kocher, Vice CEO until May 3, 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Item 11 (remuneration of Kocher as vice-CEO until May 3, 2016)A vote FOR this remuneration report is warranted, although the following concern is raised:* The company failed to disclose achievement levels for the performance criteria attached to long-term incentives that vested in March 2016.The main reason for support is:* There are no other concerns regarding this report.Item 12 (remuneration of Kocher as CEO)A vote FOR this remuneration report is warranted as the changes in remuneration implemented pursuant to Kocher's appointment as CEO do not raise concerns. | |||||
12 | Non-Binding Vote on Compensation of Isabelle Kocher, CEO since May 3, 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Item 11 (remuneration of Kocher as vice-CEO until May 3, 2016)A vote FOR this remuneration report is warranted, although the following concern is raised:* The company failed to disclose achievement levels for the performance criteria attached to long-term incentives that vested in March 2016.The main reason for support is:* There are no other concerns regarding this report.Item 12 (remuneration of Kocher as CEO)A vote FOR this remuneration report is warranted as the changes in remuneration implemented pursuant to Kocher's appointment as CEO do not raise concerns. | |||||
13 | Approve Remuneration Policy of Executive Officers | Mgmt | For | For | For |
Extraordinary Business | Mgmt | ||||
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these resolutions are warranted because the plans could increase employee participation to a level of ownership that would remain acceptable for savings-related share purchase plans. | |||||
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these resolutions are warranted because the plans could increase employee participation to a level of ownership that would remain acceptable for savings-related share purchase plans. | |||||
16 | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For | For |
17 | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because the performance condition is not sufficiently challenging. | |||||
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/21/2017 | Auto-Approved | 04/21/2017 | 12,490 | 12,490 |
Total Shares: | 12,490 | 12,490 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Republic Services, Inc. | ||
Meeting Date: 05/12/2017 | Country: USA | Primary Security ID: 760759100 |
Record Date: 03/15/2017 | Meeting Type: Annual | Ticker: RSG |
Shares Voted: 1,338 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Manuel Kadre | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Tomago Collins | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director William J. Flynn | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Thomas W. Handley | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Jennifer M. Kirk | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Michael Larson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Ramon A. Rodriguez | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Donald W. Slager | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director John M. Trani | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1j | Elect Director Sandra M. Volpe | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/27/2017 | Auto-Approved | 04/27/2017 | 1,338 | 1,338 |
Total Shares: | 1,338 | 1,338 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Waste Management, Inc. | ||
Meeting Date: 05/12/2017 | Country: USA | Primary Security ID: 94106L109 |
Record Date: 03/15/2017 | Meeting Type: Annual | Ticker: WM |
Shares Voted: 3,436 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Bradbury H. Anderson | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the director nominees are warranted. | |||||
1b | Elect Director Frank M. Clark, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the director nominees are warranted. | |||||
1c | Elect Director James C. Fish, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the director nominees are warranted. | |||||
1d | Elect Director Andres R. Gluski | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the director nominees are warranted. | |||||
1e | Elect Director Patrick W. Gross | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the director nominees are warranted. | |||||
1f | Elect Director Victoria M. Holt | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the director nominees are warranted. | |||||
1g | Elect Director Kathleen M. Mazzarella | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the director nominees are warranted. | |||||
1h | Elect Director John C. Pope | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the director nominees are warranted. | |||||
1i | Elect Director Thomas H. Weidemeyer | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the director nominees are warranted. | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Waste Management, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
5 | Pro-rata Vesting of Equity Awards | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted because a policy requiring pro-rata vesting of equity and the elimination of replacement awards upon a change in control would further align the interests of executives with shareholders. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/26/2017 | Auto-Approved | 04/26/2017 | 3,436 | 3,436 |
Total Shares: | 3,436 | 3,436 |
Motorola Solutions, Inc. | ||
Meeting Date: 05/15/2017 | Country: USA | Primary Security ID: 620076307 |
Record Date: 03/17/2017 | Meeting Type: Annual | Ticker: MSI |
Shares Voted: 1,299 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Gregory Q. Brown | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST Egon Durban and Gregory Mondre are warranted for serving as non-independent members of a key board committee. Votes FOR the remaining director nominees are warranted. | |||||
1b | Elect Director Kenneth D. Denman | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST Egon Durban and Gregory Mondre are warranted for serving as non-independent members of a key board committee. Votes FOR the remaining director nominees are warranted. | |||||
1c | Elect Director Egon P. Durban | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST Egon Durban and Gregory Mondre are warranted for serving as non-independent members of a key board committee. Votes FOR the remaining director nominees are warranted. | |||||
1d | Elect Director Clayton M. Jones | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST Egon Durban and Gregory Mondre are warranted for serving as non-independent members of a key board committee. Votes FOR the remaining director nominees are warranted. | |||||
1e | Elect Director Judy C. Lewent | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST Egon Durban and Gregory Mondre are warranted for serving as non-independent members of a key board committee. Votes FOR the remaining director nominees are warranted. | |||||
1f | Elect Director Gregory K. Mondre | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST Egon Durban and Gregory Mondre are warranted for serving as non-independent members of a key board committee. Votes FOR the remaining director nominees are warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Motorola Solutions, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1g | Elect Director Anne R. Pramaggiore | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST Egon Durban and Gregory Mondre are warranted for serving as non-independent members of a key board committee. Votes FOR the remaining director nominees are warranted. | |||||
1h | Elect Director Samuel C. Scott, III | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST Egon Durban and Gregory Mondre are warranted for serving as non-independent members of a key board committee. Votes FOR the remaining director nominees are warranted. | |||||
1i | Elect Director Joseph M. Tucci | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST Egon Durban and Gregory Mondre are warranted for serving as non-independent members of a key board committee. Votes FOR the remaining director nominees are warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
5 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted, as additional information on the company's direct and indirect lobbying payments and oversight mechanisms would enable shareholders to better assess the company's comprehensive lobbying-related activities and management of related risks and opportunities. | |||||
6 | Report on Efforts to Ensure Supply Chain Has No Forced Labor | SH | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/27/2017 | Auto-Approved | 04/27/2017 | 1,299 | 1,299 |
Total Shares: | 1,299 | 1,299 |
Shalag Industries Ltd | ||
Meeting Date: 05/15/2017 | Country: Israel | Primary Security ID: M83684106 |
Record Date: 04/14/2017 | Meeting Type: Special | Ticker: SALG |
Shares Voted: 7,796 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Related Party Transaction with Kibbutz Shamir | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is merited, as the company has provided sufficient information and as there are no apparent concerns regarding the engagement with Kibbutz Shamir. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Shalag Industries Ltd
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2 | Approve Related Party Transaction with Kibbutz Shamir | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is merited, as the company has provided sufficient information and as there are no apparent concerns regarding the engagement with Kibbutz Shamir. | |||||
3 | Renew Lease Agreement with Kibbutz Shamir | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these items is merited, as the company has provided sufficient information and as there are no apparent concerns regarding the engagement with Kibbutz Shamir. | |||||
4 | Reauthorize Compensation Policy for the Directors and Officers of the Company | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt | ||||
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Shalag Industries Ltd
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | aroque | 05/08/2017 | aroque | 05/08/2017 | 7,796 | 7,796 |
Total Shares: | 7,796 | 7,796 |
Shufersal Ltd. | ||
Meeting Date: 05/15/2017 | Country: Israel | Primary Security ID: M8411W101 |
Record Date: 04/13/2017 | Meeting Type: Special | Ticker: SAE |
Shares Voted: 4,891 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Director/Officer Liability and Indemnification Insurance | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt | ||||
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Shufersal Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 05/03/2017 | lswarb | 05/03/2017 | 4,891 | 4,891 |
Total Shares: | 4,891 | 4,891 |
Berner Kantonalbank AG | ||
Meeting Date: 05/16/2017 | Country: Switzerland | Primary Security ID: H44538132 |
Record Date: | Meeting Type: Annual | Ticker: BEKN |
Shares Voted: 309 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For |
3 | Approve Discharge of Board of Directors | Mgmt | For | For | For |
4.1.1 | Reelect Daniel Bloch as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.2 | Reelect Antoinette Hunziker-Ebneter as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.3 | Reelect Eva Jaisli as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Berner Kantonalbank AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4.1.4 | Reelect Christoph Lengwiler as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.5 | Reelect Juerg Rebsamen as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.6 | Reelect Peter Siegenthaler as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.7 | Reelect Rudolf Staempfli as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.8 | Reelect Peter Wittwer as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.2 | Elect Antoinette Hunziker-Ebneter as Board Chairwoman | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.3.1 | Reappoint Daniel Bloch as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.3.2 | Reappoint Antoinette Hunziker-Ebneter as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.3.3 | Reappoint Peter Wittwer as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.4 | Designate Daniel Graf as Independent Proxy | Mgmt | For | For | For |
4.5 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | For |
5.1 | Approve Remuneration of Board of Directors in the Amount of CHF 1.5 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because:* Members of the board of directors receive performance-based remuneration. | |||||
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 4.4 Million | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Berner Kantonalbank AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted because:* This item concerns additional instructions from the shareholder to the proxy in case new voting items or counterproposals are introduced at the meeting by shareholders or the board of directors; and* The content of these any new items or counterproposals is not known at this time. Therefore, it is in shareholders' best interest to vote against this item on a precautionary basis. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/26/2017 | Auto-Approved | 04/26/2017 | 309 | 309 |
Total Shares: | 309 | 309 |
Coca-Cola Amatil Ltd. | ||
Meeting Date: 05/16/2017 | Country: Australia | Primary Security ID: Q2594P146 |
Record Date: 05/14/2017 | Meeting Type: Annual | Ticker: CCL |
Shares Voted: 6,476 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve the Adoption of Remuneration Report | Mgmt | For | For | For |
2a | Elect Krishnakumar Thirumalai as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Krishnakumar Thirumalai (Item 2a), and election of new nominees Mark Johnson (Item 2b) and Paul O'Sullivan (Item 2c) is warranted as the Board is majority independent and no material concerns have been identified in respect of board and committee composition, nor any wider corporate governance issues. | |||||
2b | Elect Mark Johnson as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Krishnakumar Thirumalai (Item 2a), and election of new nominees Mark Johnson (Item 2b) and Paul O'Sullivan (Item 2c) is warranted as the Board is majority independent and no material concerns have been identified in respect of board and committee composition, nor any wider corporate governance issues. | |||||
2c | Elect Paul O'Sullivan as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Krishnakumar Thirumalai (Item 2a), and election of new nominees Mark Johnson (Item 2b) and Paul O'Sullivan (Item 2c) is warranted as the Board is majority independent and no material concerns have been identified in respect of board and committee composition, nor any wider corporate governance issues. | |||||
3 | Approve Grant of Performance Share Rights to A M Watkins, Group Managing Director of the Company | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/30/2017 | Auto-Approved | 04/30/2017 | 6,476 | 6,476 |
Total Shares: | 6,476 | 6,476 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Elia System Operator | ||
Meeting Date: 05/16/2017 | Country: Belgium | Primary Security ID: B35656105 |
Record Date: 05/02/2017 | Meeting Type: Annual | Ticker: ELI |
Shares Voted: 5,673 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Annual Meeting Agenda | Mgmt | ||||
1 | Receive Directors' Report (Non-Voting) | Mgmt | |||
Voting Policy Rationale: These are non-voting items. | |||||
2 | Receive Auditors' Report (Non-Voting) | Mgmt | |||
Voting Policy Rationale: These are non-voting items. | |||||
3 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For |
4 | Approve Remuneration Report | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted, based on:* The overall levels of disclosure, especially on the short-term variable remuneration and long-term variable remuneration, is considered insufficient and below common market practice; and* The company failed to provide details on performance criteria, performance targets, award levels, and relative weightings of the short- and long-term incentive plans. | |||||
5 | Receive Director's Report on Consolidated Financial Statements | Mgmt | |||
Voting Policy Rationale: These are non-voting items. | |||||
6 | Receive Auditors' Report on Consolidated Financial Statements | Mgmt | |||
Voting Policy Rationale: These are non-voting items. | |||||
7 | Receive Consolidated Financial Statements (Non-Voting) | Mgmt | |||
Voting Policy Rationale: These are non-voting items. | |||||
8 | Approve Discharge of Directors | Mgmt | For | For | For |
9 | Approve Discharge of Auditors | Mgmt | For | For | For |
10.1a | Reelect Miriam Maes as Independent Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these elections is warranted because:* Although the term of appointments of directors exceeds four years, which stems from a legal requirement imposed by Belgian Law on the Electricity Market, the term of six years is not considered contentious;* The candidates appear to possess the necessary qualifications for board membership; and* There is no known controversy concerning the candidates. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Elia System Operator
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
10.1b | Reelect Jane Murphy as Independent Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these elections is warranted because:* Although the term of appointments of directors exceeds four years, which stems from a legal requirement imposed by Belgian Law on the Electricity Market, the term of six years is not considered contentious;* The candidates appear to possess the necessary qualifications for board membership; and* There is no known controversy concerning the candidates. | |||||
10.1c | Elect Bernard Gustin as Independent Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these elections is warranted because:* Although the term of appointments of directors exceeds four years, which stems from a legal requirement imposed by Belgian Law on the Electricity Market, the term of six years is not considered contentious;* The candidates appear to possess the necessary qualifications for board membership; and* There is no known controversy concerning the candidates. | |||||
10.2a | Reelect Cecile Flandre as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these elections is warranted because:* Although the term of appointments of directors exceeds four years, which stems from a legal requirement imposed by Belgian Law on the Electricity Market, the term of six years is not considered contentious;* The candidates appear to possess the necessary qualifications for board membership; and* There is no known controversy concerning the candidates. | |||||
10.2b | Reelect Claude Gregoire as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these elections is warranted because:* Although the term of appointments of directors exceeds four years, which stems from a legal requirement imposed by Belgian Law on the Electricity Market, the term of six years is not considered contentious;* The candidates appear to possess the necessary qualifications for board membership; and* There is no known controversy concerning the candidates. | |||||
10.2c | Reelect Philip Heylen as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these elections is warranted because:* Although the term of appointments of directors exceeds four years, which stems from a legal requirement imposed by Belgian Law on the Electricity Market, the term of six years is not considered contentious;* The candidates appear to possess the necessary qualifications for board membership; and* There is no known controversy concerning the candidates. | |||||
10.2d | Reelect Dominique Offergeld as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these elections is warranted because:* Although the term of appointments of directors exceeds four years, which stems from a legal requirement imposed by Belgian Law on the Electricity Market, the term of six years is not considered contentious;* The candidates appear to possess the necessary qualifications for board membership; and* There is no known controversy concerning the candidates. | |||||
10.2e | Elect Rudy Provoost as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these elections is warranted because:* Although the term of appointments of directors exceeds four years, which stems from a legal requirement imposed by Belgian Law on the Electricity Market, the term of six years is not considered contentious;* The candidates appear to possess the necessary qualifications for board membership; and* There is no known controversy concerning the candidates. | |||||
11 | Ratify Ernst & Young and KPMG as Auditors and Approve Auditors' Remuneration | Mgmt | For | For | For |
12 | Transact Other Business | Mgmt |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/20/2017 | Auto-Approved | 04/20/2017 | 5,673 | 5,673 |
Total Shares: | 5,673 | 5,673 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Elia System Operator
First Northern Community Bancorp | ||
Meeting Date: 05/16/2017 | Country: USA | Primary Security ID: 335925103 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: FNRN |
Shares Voted: 1,115 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Lori J. Aldrete | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Frank J. Andrews, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Patrick R. Brady | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director John M. Carbahal | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Gregory DuPratt | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Barbara A. Hayes | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director Richard M. Martinez | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director Foy S. McNaughton | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Sean P. Quinn | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.10 | Elect Director Mark C. Schulze | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.11 | Elect Director Louise A. Walker | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
First Northern Community Bancorp
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Voting Policy Rationale: A vote for the adoption of an ANNUAL say-on-pay frequency is warranted. | |||||
4 | Ratify Moss Adams LLP as Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/26/2017 | Auto-Approved | 04/26/2017 | 1,115 | 1,115 |
Total Shares: | 1,115 | 1,115 |
Gaumont | ||
Meeting Date: 05/16/2017 | Country: France | Primary Security ID: F42567101 |
Record Date: 05/12/2017 | Meeting Type: Annual/Special | Ticker: GAM |
Shares Voted: 165 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted in the absence of any specific concern. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted in the absence of any specific concern. | |||||
3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Mgmt | For | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For |
5 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted due to the good level of disclosure and the absence of significant concern. | |||||
6 | Approve Remuneration Policy of CEO | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted due to the good level of disclosure and the absence of significant concern. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Gaumont
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted as the share repurchase program can be continued during a takeover period. | |||||
8 | Reelect Sidonie Dumas as Director | Mgmt | For | For | For |
Voting Policy Rationale: * In the absence of specific concerns, votes FOR Items 8-10, and 12-14 are warranted.* A vote AGAINST Item 11 is warranted as Nicolas Seydoux is executive and is member of the remuneration committee. | |||||
9 | Reelect Antoine Gallimard as Director | Mgmt | For | For | For |
Voting Policy Rationale: * In the absence of specific concerns, votes FOR Items 8-10, and 12-14 are warranted.* A vote AGAINST Item 11 is warranted as Nicolas Seydoux is executive and is member of the remuneration committee. | |||||
10 | Reelect Michel Seydoux as Director | Mgmt | For | For | For |
Voting Policy Rationale: * In the absence of specific concerns, votes FOR Items 8-10, and 12-14 are warranted.* A vote AGAINST Item 11 is warranted as Nicolas Seydoux is executive and is member of the remuneration committee. | |||||
11 | Reelect Nicolas Seydoux as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: * In the absence of specific concerns, votes FOR Items 8-10, and 12-14 are warranted.* A vote AGAINST Item 11 is warranted as Nicolas Seydoux is executive and is member of the remuneration committee. | |||||
12 | Reelect Penelope Seydoux as Director | Mgmt | For | For | For |
Voting Policy Rationale: * In the absence of specific concerns, votes FOR Items 8-10, and 12-14 are warranted.* A vote AGAINST Item 11 is warranted as Nicolas Seydoux is executive and is member of the remuneration committee. | |||||
13 | Reelect Marc Tessier as Director | Mgmt | For | For | For |
Voting Policy Rationale: * In the absence of specific concerns, votes FOR Items 8-10, and 12-14 are warranted.* A vote AGAINST Item 11 is warranted as Nicolas Seydoux is executive and is member of the remuneration committee. | |||||
14 | Reelect Jean Todt as Director | Mgmt | For | For | For |
Voting Policy Rationale: * In the absence of specific concerns, votes FOR Items 8-10, and 12-14 are warranted.* A vote AGAINST Item 11 is warranted as Nicolas Seydoux is executive and is member of the remuneration committee. | |||||
15 | Renew Appointment of Ernst & Young et Autres as Auditor | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted, based on the absence of concern with respect to the company's audit procedures and to the auditors. | |||||
16 | Renew Appointment of Advolis as Auditor | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted, based on the absence of concern with respect to the company's audit procedures and to the auditors. | |||||
17 | Approve Sale of Shares of Les Cinemas Gaumont Pathe to Pathe | Mgmt | For | For | For |
Extraordinary Business | Mgmt | ||||
18 | Authorize Directed Share Repurchase Program and Subsequent Cancellation of Shares | Mgmt | For | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Gaumont
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the authorization is warranted as it does not explicitly exclude the possibility of implementing capital increases during takeover periods. | |||||
21 | Amend Article 14 of Bylaws Re: Censors | Mgmt | For | Against | Against |
Voting Policy Rationale: This proposal merits a vote AGAINST as the proposed new article is not deemed in shareholders' interest. | |||||
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/28/2017 | Auto-Approved | 04/28/2017 | 165 | 165 |
Total Shares: | 165 | 165 |
JPMorgan Chase & Co. | ||
Meeting Date: 05/16/2017 | Country: USA | Primary Security ID: 46625H100 |
Record Date: 03/17/2017 | Meeting Type: Annual | Ticker: JPM |
Shares Voted: 5,672 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Linda B. Bammann | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1b | Elect Director James A. Bell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1c | Elect Director Crandall C. Bowles | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1d | Elect Director Stephen B. Burke | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1e | Elect Director Todd A. Combs | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
JPMorgan Chase & Co.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1f | Elect Director James S. Crown | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1g | Elect Director James Dimon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1h | Elect Director Timothy P. Flynn | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1i | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1j | Elect Director Michael A. Neal | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1k | Elect Director Lee R. Raymond | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1l | Elect Director William C. Weldon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Require Independent Board Chairman | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this non-binding proposal is warranted. This precatory proposal would not require an immediate change in board leadership structure and would allow for departure under extraordinary circumstances. The company's TSR underperformed its GICS peers over the short-term. Further, given the scale and complexity of the company and in consideration of past risk oversight and legal concerns, shareholders would benefit from greater oversight in the form of an independent chairman. | |||||
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted as shareholders should not have to incur the costs associated with an executive's personal decision to enter government service. Further, policies providing for special compensation arrangements to enter into government service are uncommon, and the proposal is sufficiently tailored to address concerns. | |||||
7 | Clawback Amendment | SH | Against | Against | Against |
8 | Report on Gender Pay Gap | SH | Against | Against | Against |
9 | Provide Vote Counting to Exclude Abstentions | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
JPMorgan Chase & Co.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted. The proposed reduction to a 10 percent threshold is more reasonable than the current 20 percent threshold, especially when considering the company's size and ownership structure. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/28/2017 | Auto-Approved | 04/28/2017 | 5,672 | 5,672 |
Total Shares: | 5,672 | 5,672 |
Quest Diagnostics Incorporated | ||
Meeting Date: 05/16/2017 | Country: USA | Primary Security ID: 74834L100 |
Record Date: 03/17/2017 | Meeting Type: Annual | Ticker: DGX |
Shares Voted: 5,321 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Jenne K. Britell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Vicky B. Gregg | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Jeffrey M. Leiden | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Timothy L. Main | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Gary M. Pfeiffer | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Timothy M. Ring | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director Stephen H. Rusckowski | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Quest Diagnostics Incorporated
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.8 | Elect Director Daniel C. Stanzione | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Gail R. Wilensky | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/26/2017 | Auto-Approved | 04/26/2017 | 5,321 | 5,321 |
Total Shares: | 5,321 | 5,321 |
Acciona S.A | ||
Meeting Date: 05/17/2017 | Country: Spain | Primary Security ID: E0008Z109 |
Record Date: 05/12/2017 | Meeting Type: Annual | Ticker: ANA |
Shares Voted: 1,174 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For | For |
2 | Approve Discharge of Board and Management Reports | Mgmt | For | For | For |
3 | Approve Allocation of Income and Dividends | Mgmt | For | For | For |
4 | Appoint KPMG Auditores as Auditor | Mgmt | For | For | For |
5.1 | Reelect Jeronimo Marcos Gerard Rivero as Director | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR these items due to a lack of concerns about the independent director nominees. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Acciona S.A
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
5.2 | Elect Karen Christiana Figueres Olsen as Director | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR these items due to a lack of concerns about the independent director nominees. | |||||
6 | Authorize Share Repurchase Program | Mgmt | For | For | For |
7 | Approve Remuneration Policy | Mgmt | For | Against | Against |
8 | Fix Number of Shares Available for Grants | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this item is warranted as the company does not disclose sufficient information on the underlying performance share plan. | |||||
9 | Advisory Vote on Remuneration Report | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this item is warranted because:* Bonuses are not capped;* The company still fails to adequately disclose performance targets and outcome under both STI and LTI schemes; and* Information on LTI is insufficient to understand the plan mechanics. | |||||
10 | Approve Corporate Social Responsibility Report | Mgmt | For | For | For |
11 | Authorize Company to Call EGM with 15 Days' Notice | Mgmt | For | For | For |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/04/2017 | Auto-Approved | 05/04/2017 | 1,174 | 1,174 |
Total Shares: | 1,174 | 1,174 |
Cineplex Inc. | ||
Meeting Date: 05/17/2017 | Country: Canada | Primary Security ID: 172454100 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: CGX |
Shares Voted: 10,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Jordan Banks | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.2 | Elect Director Robert Bruce | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Cineplex Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.3 | Elect Director Joan Dea | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.4 | Elect Director Janice Fukakusa | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.5 | Elect Director Ian Greenberg | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.6 | Elect Director Donna Hayes | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.7 | Elect Director Ellis Jacob | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.8 | Elect Director Sarabjit S. Marwah | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.9 | Elect Director Nadir Mohamed | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
1.10 | Elect Director Edward Sonshine | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees as no significant concerns have been identified at this time. | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/02/2017 | Auto-Approved | 05/02/2017 | 10,000 | 10,000 |
Total Shares: | 10,000 | 10,000 |
Erste Group Bank AG | ||
Meeting Date: 05/17/2017 | Country: Austria | Primary Security ID: A19494102 |
Record Date: 05/07/2017 | Meeting Type: Annual | Ticker: EBS |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Erste Group Bank AG | |
Shares Voted: 7,034 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | |||
2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Mgmt | For | For | For |
3 | Approve Discharge of Management Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4 | Approve Discharge of Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
5 | Approve Remuneration of Supervisory Board Members | Mgmt | For | For | For |
6 | Ratify PwC Wirtschaftspruefung GmbH Auditors | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the ratification of the auditor is warranted because:* The fees for non-audit services exceed the standard audit-related services, and* The company has failed to provide a detailed explanation with the meeting materials. | |||||
7.1 | Re-Elect Brian Deveraux O'Neill as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
7.2 | Elect Jordi Gual Sole as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
7.3 | Re-Elect John James Stack as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
7.4 | Elect Marion Khueny as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
7.5 | Re-Elect Friedrich Roedler as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
7.6 | Re-Elect Jan Homan as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
8 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Erste Group Bank AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Key Employees | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because the features of the share-based remuneration are not disclosed. | |||||
11 | Amend Articles Re: Corporate Purpose; Management and Supervisory Board | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/26/2017 | Auto-Approved | 04/26/2017 | 7,034 | 7,034 |
Total Shares: | 7,034 | 7,034 |
MaxValu Chubu Co. Ltd. | ||
Meeting Date: 05/17/2017 | Country: Japan | Primary Security ID: J41519109 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: 8171 |
Shares Voted: 900 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Suzuki, Yoshitomo | Mgmt | For | For | For |
1.2 | Elect Director Mochizuki, Shunji | Mgmt | For | For | For |
1.3 | Elect Director Hiromura, Atsushi | Mgmt | For | For | For |
1.4 | Elect Director Okada, Kunikazu | Mgmt | For | For | For |
1.5 | Elect Director Tsukurimichi, Masaaki | Mgmt | For | For | For |
1.6 | Elect Director Takashima, Kenichi | Mgmt | For | For | For |
1.7 | Elect Director Haneishi, Kiyomi | Mgmt | For | For | For |
2.1 | Appoint Statutory Auditor Inoue, Yoshinobu | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
2.2 | Appoint Statutory Auditor Homma, Mitsuo | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
MaxValu Chubu Co. Ltd.
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/27/2017 | Auto-Approved | 04/27/2017 | 900 | 900 |
Total Shares: | 900 | 900 |
Reliance Steel & Aluminum Co. | ||
Meeting Date: 05/17/2017 | Country: USA | Primary Security ID: 759509102 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: RS |
Shares Voted: 5,885 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Sarah J. Anderson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Karen W. Colonias | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director John G. Figueroa | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Thomas W. Gimbel | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director David H. Hannah | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Douglas M. Hayes | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Mark V. Kaminski | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Robert A. McEvoy | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Gregg J. Mollins | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Reliance Steel & Aluminum Co.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1j | Elect Director Andrew G. Sharkey, III | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1k | Elect Director Douglas W. Stotlar | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 04/25/2017 | Auto-Approved | 04/25/2017 | 5,885 | 5,885 |
Total Shares: | 5,885 | 5,885 |
Altria Group, Inc. | ||
Meeting Date: 05/18/2017 | Country: USA | Primary Security ID: 02209S103 |
Record Date: 03/27/2017 | Meeting Type: Annual | Ticker: MO |
Shares Voted: 6,941 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Gerald L. Baliles | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Martin J. Barrington | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director John T. Casteen, III | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Dinyar S. Devitre | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Thomas F. Farrell, II | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Altria Group, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.6 | Elect Director Debra J. Kelly-Ennis | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director W. Leo Kiely, III | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director Kathryn B. McQuade | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director George Munoz | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.10 | Elect Director Nabil Y. Sakkab | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.11 | Elect Director Virginia E. Shanks | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Cease Tobacco-Related Advertising | SH | Against | Against | Against |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/05/2017 | Auto-Approved | 05/05/2017 | 6,941 | 6,941 |
Total Shares: | 6,941 | 6,941 |
Apple Hospitality REIT, Inc. | ||
Meeting Date: 05/18/2017 | Country: USA | Primary Security ID: 03784Y200 |
Record Date: 03/24/2017 | Meeting Type: Annual | Ticker: APLE |
Shares Voted: 20,149 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Glenn W. Bunting | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Apple Hospitality REIT, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Glade M. Knight | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Daryl A. Nickel | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
5A | Declassify the Board of Directors | Mgmt | For | For | For |
5B | Amend Charter to Require a Majority Vote for All Charter Amendments | Mgmt | For | For | For |
5C | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For |
5D | Amend Charter to Eliminate Provisions that are No Longer Applicable | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/01/2017 | Auto-Approved | 05/01/2017 | 20,149 | 20,149 |
Total Shares: | 20,149 | 20,149 |
Canadian Real Estate Investment Trust | ||
Meeting Date: 05/18/2017 | Country: Canada | Primary Security ID: 13650J104 |
Record Date: 03/30/2017 | Meeting Type: Annual/Special | Ticker: REF.UN |
Shares Voted: 4,500 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Elect Trustee John A. Brough | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees. Concern level of the trust's pay for performance has been set to Medium due pay-and-performance misalignment relative to the trust-selected and ISS-selected peer groups in the short term. Moreover, concern level of the problematic pay practices have been elevated to Medium as the trust's compensation structure lacks long term performance based equity compensation, the CEO's change-in-control agreement has a modified single trigger with high multiplier, and some of the STIP targets for the last fiscal year have been set below last year's actual results.Overall, these concerns do not warrant vote withhold for any of the trustees at this time, especially given the fact that the trust has showed strong long-term relative return. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Canadian Real Estate Investment Trust
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2 | Elect Trustee Anthony S. Fell | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees. Concern level of the trust's pay for performance has been set to Medium due pay-and-performance misalignment relative to the trust-selected and ISS-selected peer groups in the short term. Moreover, concern level of the problematic pay practices have been elevated to Medium as the trust's compensation structure lacks long term performance based equity compensation, the CEO's change-in-control agreement has a modified single trigger with high multiplier, and some of the STIP targets for the last fiscal year have been set below last year's actual results.Overall, these concerns do not warrant vote withhold for any of the trustees at this time, especially given the fact that the trust has showed strong long-term relative return. | |||||
3 | Elect Trustee Stephen E. Johnson | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees. Concern level of the trust's pay for performance has been set to Medium due pay-and-performance misalignment relative to the trust-selected and ISS-selected peer groups in the short term. Moreover, concern level of the problematic pay practices have been elevated to Medium as the trust's compensation structure lacks long term performance based equity compensation, the CEO's change-in-control agreement has a modified single trigger with high multiplier, and some of the STIP targets for the last fiscal year have been set below last year's actual results.Overall, these concerns do not warrant vote withhold for any of the trustees at this time, especially given the fact that the trust has showed strong long-term relative return. | |||||
4 | Elect Trustee Karen A. Kinsley | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees. Concern level of the trust's pay for performance has been set to Medium due pay-and-performance misalignment relative to the trust-selected and ISS-selected peer groups in the short term. Moreover, concern level of the problematic pay practices have been elevated to Medium as the trust's compensation structure lacks long term performance based equity compensation, the CEO's change-in-control agreement has a modified single trigger with high multiplier, and some of the STIP targets for the last fiscal year have been set below last year's actual results.Overall, these concerns do not warrant vote withhold for any of the trustees at this time, especially given the fact that the trust has showed strong long-term relative return. | |||||
5 | Elect Trustee R. Michael Latimer | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees. Concern level of the trust's pay for performance has been set to Medium due pay-and-performance misalignment relative to the trust-selected and ISS-selected peer groups in the short term. Moreover, concern level of the problematic pay practices have been elevated to Medium as the trust's compensation structure lacks long term performance based equity compensation, the CEO's change-in-control agreement has a modified single trigger with high multiplier, and some of the STIP targets for the last fiscal year have been set below last year's actual results.Overall, these concerns do not warrant vote withhold for any of the trustees at this time, especially given the fact that the trust has showed strong long-term relative return. | |||||
6 | Elect Trustee W. Reay Mackay | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees. Concern level of the trust's pay for performance has been set to Medium due pay-and-performance misalignment relative to the trust-selected and ISS-selected peer groups in the short term. Moreover, concern level of the problematic pay practices have been elevated to Medium as the trust's compensation structure lacks long term performance based equity compensation, the CEO's change-in-control agreement has a modified single trigger with high multiplier, and some of the STIP targets for the last fiscal year have been set below last year's actual results.Overall, these concerns do not warrant vote withhold for any of the trustees at this time, especially given the fact that the trust has showed strong long-term relative return. | |||||
7 | Elect Trustee Dale R. Ponder | Mgmt | For | For | For |
Voting Policy Rationale: Vote FOR all proposed nominees. Concern level of the trust's pay for performance has been set to Medium due pay-and-performance misalignment relative to the trust-selected and ISS-selected peer groups in the short term. Moreover, concern level of the problematic pay practices have been elevated to Medium as the trust's compensation structure lacks long term performance based equity compensation, the CEO's change-in-control agreement has a modified single trigger with high multiplier, and some of the STIP targets for the last fiscal year have been set below last year's actual results.Overall, these concerns do not warrant vote withhold for any of the trustees at this time, especially given the fact that the trust has showed strong long-term relative return. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Canadian Real Estate Investment Trust
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Mgmt | For | For | For |
9 | Amend Declaration of Trust Re: Advance Notice Provisions | Mgmt | For | For | For |
10 | Amend Declaration of Trust Re: Dissent and Appraisal Rights | Mgmt | For | For | For |
11 | Amend Declaration of Trust Re: Oppression Remedy | Mgmt | For | For | For |
12 | Amend Declaration of Trust Re: Unitholder Proposals | Mgmt | For | For | For |
13 | Amend Declaration of Trust Re: Quorum Requirement | Mgmt | For | For | For |
14 | Amend Declaration of Trust Re: Investment Restrictions | Mgmt | For | For | For |
15 | Approve Unitholder Rights Plan | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/03/2017 | Auto-Approved | 05/03/2017 | 4,500 | 4,500 |
Total Shares: | 4,500 | 4,500 |
Crossrider Plc | ||
Meeting Date: 05/18/2017 | Country: Isle of Man | Primary Security ID: G253HA107 |
Record Date: 05/16/2017 | Meeting Type: Annual | Ticker: CROS |
Shares Voted: 13,156 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Re-elect Donald Elgie as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of Donald Elgie, Ido Erlichman, David Cotterell, Martin Blair and Moran Laufer is warranted because no significant concerns have been identified. | |||||
3 | Elect Ido Erlichman as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of Donald Elgie, Ido Erlichman, David Cotterell, Martin Blair and Moran Laufer is warranted because no significant concerns have been identified. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Crossrider Plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4 | Re-elect David Cotterell as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of Donald Elgie, Ido Erlichman, David Cotterell, Martin Blair and Moran Laufer is warranted because no significant concerns have been identified. | |||||
5 | Re-elect Martin Blair as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of Donald Elgie, Ido Erlichman, David Cotterell, Martin Blair and Moran Laufer is warranted because no significant concerns have been identified. | |||||
6 | Elect Moran Laufer as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the election/re-election of Donald Elgie, Ido Erlichman, David Cotterell, Martin Blair and Moran Laufer is warranted because no significant concerns have been identified. | |||||
7 | Ratify BDO LLP as Auditors | Mgmt | For | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
10 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/04/2017 | Auto-Approved | 05/04/2017 | 13,156 | 13,156 |
Total Shares: | 13,156 | 13,156 |
Entegra Financial Corp. | ||
Meeting Date: 05/18/2017 | Country: USA | Primary Security ID: 29363J108 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: ENFC |
Shares Voted: 1,036 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Louis E. Buck, Jr. | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Entegra Financial Corp.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Voting Policy Rationale: A vote AGAINST Louis Buck Jr., Adam Burrell, and Beverly Mason is warranted for failure to submit the adoption of an NOL poison pill to a shareholder vote at this year's annual meeting and for not committing to put that pill to a shareholder vote in the future.A vote AGAINST Louis Buck Jr., Adam Burrell, and Beverly Mason is warranted as the board adopted adverse charter and bylaw provisions in connection with the IPO in 2014.A vote FOR the remaining nominee is warranted. | |||||
1.2 | Elect Director Adam W. Burrell | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST Louis Buck Jr., Adam Burrell, and Beverly Mason is warranted for failure to submit the adoption of an NOL poison pill to a shareholder vote at this year's annual meeting and for not committing to put that pill to a shareholder vote in the future.A vote AGAINST Louis Buck Jr., Adam Burrell, and Beverly Mason is warranted as the board adopted adverse charter and bylaw provisions in connection with the IPO in 2014.A vote FOR the remaining nominee is warranted. | |||||
1.3 | Elect Director Craig A. Fowler | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST Louis Buck Jr., Adam Burrell, and Beverly Mason is warranted for failure to submit the adoption of an NOL poison pill to a shareholder vote at this year's annual meeting and for not committing to put that pill to a shareholder vote in the future.A vote AGAINST Louis Buck Jr., Adam Burrell, and Beverly Mason is warranted as the board adopted adverse charter and bylaw provisions in connection with the IPO in 2014.A vote FOR the remaining nominee is warranted. | |||||
1.4 | Elect Director Beverly W. Mason | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST Louis Buck Jr., Adam Burrell, and Beverly Mason is warranted for failure to submit the adoption of an NOL poison pill to a shareholder vote at this year's annual meeting and for not committing to put that pill to a shareholder vote in the future.A vote AGAINST Louis Buck Jr., Adam Burrell, and Beverly Mason is warranted as the board adopted adverse charter and bylaw provisions in connection with the IPO in 2014.A vote FOR the remaining nominee is warranted. | |||||
2 | Ratify Dixon Hughes Goodman LLP as Auditors | Mgmt | For | For | For |
Ballot Details | ||||||||
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/05/2017 | Auto-Approved | 05/05/2017 | 1,036 | 1,036 |
Total Shares: | 1,036 | 1,036 |
Regal Real Estate Investment Trust | ||
Meeting Date: 05/18/2017 | Country: Hong Kong | Primary Security ID: Y7237M104 |
Record Date: 05/15/2017 | Meeting Type: Annual | Ticker: 1881 |
Shares Voted: 95,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Regal Real Estate Investment Trust
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/02/2017 | Auto-Approved | 05/02/2017 | 95,000 | 95,000 |
Total Shares: | 95,000 | 95,000 |
Sirius XM Holdings Inc. | ||
Meeting Date: 05/18/2017 | Country: USA | Primary Security ID: 82968B103 |
Record Date: 03/23/2017 | Meeting Type: Annual | Ticker: SIRI |
Shares Voted: 105,042 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Joan L. Amble | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.2 | Elect Director George W. Bodenheimer | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.3 | Elect Director Mark D. Carleton | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.4 | Elect Director Eddy W. Hartenstein | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.5 | Elect Director James P. Holden | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Sirius XM Holdings Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.6 | Elect Director Gregory B. Maffei | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.7 | Elect Director Evan D. Malone | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.8 | Elect Director James E. Meyer | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.9 | Elect Director James F. Mooney | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.10 | Elect Director Carl E. Vogel | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.11 | Elect Director Vanessa A. Wittman | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
1.12 | Elect Director David M. Zaslav | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for Mark Carleton and Gregory Maffei for serving as non-independent members of certain key board committees. WITHHOLD votes are warranted for Gregory Maffei and David Zaslav for serving on more than three public boards while serving as a CEO of an outside company. WITHHOLD votes are warranted for Carl Vogel for serving as a director on more than five public company boards. A vote FOR the remaining director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted. Concerns of a pay-for-performance misalignment are not sufficiently mitigated at this time due to concerns raised regarding the high salary levels of certain named executive officers, continued payout of significantly large discretionary annual bonuses, and sizeable equity grants to non-CEO executives that are majority time-based. | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Voting Policy Rationale: A vote for the adoption of an ANNUAL say-on-pay frequency is warranted. | |||||
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Sirius XM Holdings Inc.
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/05/2017 | Auto-Approved | 05/05/2017 | 105,042 | 105,042 |
Total Shares: | 105,042 | 105,042 |
The Home Depot, Inc. | ||
Meeting Date: 05/18/2017 | Country: USA | Primary Security ID: 437076102 |
Record Date: 03/20/2017 | Meeting Type: Annual | Ticker: HD |
Shares Voted: 3,575 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Ari Bousbib | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director J. Frank Brown | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Albert P. Carey | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Armando Codina | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Helena B. Foulkes | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Linda R. Gooden | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
The Home Depot, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1j | Elect Director Wayne M. Hewett | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1k | Elect Director Karen L. Katen | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1l | Elect Director Craig A. Menear | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1m | Elect Director Mark Vadon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted, as the company does not publicly report comprehensive diversity information, and this disclosure, along with related policies, would allow shareholders to better assess the effectiveness of the company's diversity initiatives and management's efforts to address related risks. | |||||
6 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | Against | Against |
7 | Amend Articles/Bylaws/Charter - Call Special Meetings | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted as it would enhance the existing shareholder right to call special meetings. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/04/2017 | Auto-Approved | 05/04/2017 | 3,575 | 3,575 |
Total Shares: | 3,575 | 3,575 |
Asian Growth Properties Ltd | ||
Meeting Date: 05/19/2017 | Country: Virgin Isl (UK) | Primary Security ID: G05413102 |
Record Date: 05/16/2017 | Meeting Type: Annual | Ticker: AGP |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Asian Growth Properties Ltd | ||
Shares Voted: 5,929 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2(a) | Re-elect Lincoln Lu as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 2 (a)A vote FOR the re-election of Lincoln Lu is warranted because no significant concerns have been identified.Item 2 (b)A vote AGAINST the re-election of Lam Sing Tai is warranted because:* Potential independence issues have been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size. | |||||
2(b) | Re-elect Lam Sing Tai as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Item 2 (a)A vote FOR the re-election of Lincoln Lu is warranted because no significant concerns have been identified.Item 2 (b)A vote AGAINST the re-election of Lam Sing Tai is warranted because:* Potential independence issues have been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size. | |||||
2(c) | Approve Directors' Fees | Mgmt | For | For | For |
3 | Ratify Deloitte Touche Tohmatsu as Auditors and Authorise Their Remuneration | Mgmt | For | For | For |
4 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because:* The proposed amount exceeds recommended limits of 10 percent of issued share capital. | |||||
5 | Authorise Market Purchase of Shares | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because:* The maximum purchase price may exceed the recommended limit of 5 percent above market price (Listing Rules). | |||||
6 | Authorise Allotment of Repurchased Shares | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because the proposed reissuance authority of up to 10 percent of the issued share capital will be added to the authority under Resolution 4, leading to an excessive total authority of 30 percent without pre-emptive rights. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/05/2017 | Auto-Approved | 05/05/2017 | 5,929 | 5,929 |
Total Shares: | 5,929 | 5,929 |
Eurocell plc | ||
Meeting Date: 05/19/2017 | Country: United Kingdom | Primary Security ID: G3143F101 |
Record Date: 05/17/2017 | Meeting Type: Annual | Ticker: ECEL |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Eurocell plc | ||
Shares Voted: 5,443 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For |
4 | Approve Remuneration Report | Mgmt | For | For | For |
5 | Approve Final Dividend | Mgmt | For | For | For |
6 | Elect Michael Scott as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Michael Scott, Martyn Coffey, Patrick Kalverboer, Mark Kelly, Bob Lawson and Frank Nelson is warranted because no significant concerns have been identified. | |||||
7 | Re-elect Martyn Coffey as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Michael Scott, Martyn Coffey, Patrick Kalverboer, Mark Kelly, Bob Lawson and Frank Nelson is warranted because no significant concerns have been identified. | |||||
8 | Re-elect Patrick Kalverboer as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Michael Scott, Martyn Coffey, Patrick Kalverboer, Mark Kelly, Bob Lawson and Frank Nelson is warranted because no significant concerns have been identified. | |||||
9 | Re-elect Mark Kelly as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Michael Scott, Martyn Coffey, Patrick Kalverboer, Mark Kelly, Bob Lawson and Frank Nelson is warranted because no significant concerns have been identified. | |||||
10 | Re-elect Robert Lawson as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Michael Scott, Martyn Coffey, Patrick Kalverboer, Mark Kelly, Bob Lawson and Frank Nelson is warranted because no significant concerns have been identified. | |||||
11 | Re-elect Francis Nelson as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Michael Scott, Martyn Coffey, Patrick Kalverboer, Mark Kelly, Bob Lawson and Frank Nelson is warranted because no significant concerns have been identified. | |||||
12 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
13 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Eurocell plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
15 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/05/2017 | Auto-Approved | 05/05/2017 | 5,443 | 5,443 |
Total Shares: | 5,443 | 5,443 |
Kakiyasu Honten Co. Ltd. | ||
Meeting Date: 05/19/2017 | Country: Japan | Primary Security ID: J2927Q108 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: 2294 |
Shares Voted: 2,500 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Mgmt | For | For | For |
2 | Amend Articles to Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/09/2017 | Auto-Approved | 05/09/2017 | 2,500 | 2,500 |
Total Shares: | 2,500 | 2,500 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Aeon Hokkaido Corp | ||
Meeting Date: 05/23/2017 | Country: Japan | Primary Security ID: J0688B104 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: 7512 |
Shares Voted: 10,900 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Hoshino, Saburo | Mgmt | For | For | For |
1.2 | Elect Director Takegaki, Yoshihiko | Mgmt | For | For | For |
1.3 | Elect Director Shimizu, Nobuaki | Mgmt | For | For | For |
1.4 | Elect Director Kasashima, Kazushi | Mgmt | For | For | For |
1.5 | Elect Director Nakata, Michiko | Mgmt | For | For | For |
1.6 | Elect Director Hirobe, Masayuki | Mgmt | For | For | For |
1.7 | Elect Director Aoyagi, Hideki | Mgmt | For | For | For |
2 | Appoint Statutory Auditor Ishizuka, Yukio | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 04/29/2017 | Auto-Approved | 04/29/2017 | 10,900 | 10,900 |
Total Shares: | 10,900 | 10,900 |
Fleury Michon | ||
Meeting Date: 05/23/2017 | Country: France | Primary Security ID: F37989112 |
Record Date: 05/18/2017 | Meeting Type: Annual/Special | Ticker: FLE |
Shares Voted: 415 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted in the absence of specific concern. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted in the absence of specific concern. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Fleury Michon
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Mgmt | For | For | For |
4 | Approve Discharge of Directors | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted in the absence of specific concern. | |||||
5 | Approve Transaction with P.F.I. (Piatti Freschi Italia) Re: Warranty | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted based on the information disclosed in the auditors' special report. | |||||
6 | Approve Transaction with P.F.I. (Piatti Freschi Italia) Re: Payment Guarantee Agreement | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted based on the information disclosed in the auditors' special report. | |||||
7 | Approve Transaction with Société Holding de Controle et de Participation - S.H.C.P. Re: Services Agreement | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted as it is impossible to ascertain that the continuation of this agreement is in the interest of all shareholders. | |||||
8 | Approve Transaction with P.F.I. (Piatti Freschi Italia) Re: Warranty | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted based on the information disclosed in the auditors' special report. | |||||
9 | Approve Transaction with P.F.I. (Piatti Freschi Italia) Re: Guarantee Agreement | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted based on the information disclosed in the auditors' special report. | |||||
10 | Approve Transaction with P.F.I. (Piatti Freschi Italia) Re: Counter Guarantee Agreement | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted based on the information disclosed in the auditors' special report. | |||||
11 | Approve Transaction with Platos Tradicionales Re: Guarantee Agreement | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted based on the information disclosed in the auditors' special report. | |||||
12 | Approve Transaction with Delta Daily Food Inc. (Canada) Re: Guarantee Agreement | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted based on the information disclosed in the auditors' special report. | |||||
13 | Approve Transaction with Tres Bien Merci Re: Current Account | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted based on the information disclosed in the auditors' special report. | |||||
14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 194,000 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Fleury Michon
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted as the share repurchase program can be continued during a takeover period. | |||||
16 | Reelect Genevieve Gonnord as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Despite the lack of concern, the reelections of the incumbent directors merit votes AGAINST as the company failed to propose, with no rationale, a binding ex-ante vote on its executive officers' compensation policy, contrary to what the Sapin 2 Act published in December 2016 requires. | |||||
17 | Reelect Nadine Deswasiere as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Despite the lack of concern, the reelections of the incumbent directors merit votes AGAINST as the company failed to propose, with no rationale, a binding ex-ante vote on its executive officers' compensation policy, contrary to what the Sapin 2 Act published in December 2016 requires. | |||||
18 | Reelect Christine Mondollot as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Despite the lack of concern, the reelections of the incumbent directors merit votes AGAINST as the company failed to propose, with no rationale, a binding ex-ante vote on its executive officers' compensation policy, contrary to what the Sapin 2 Act published in December 2016 requires. | |||||
19 | Reelect Philippe Magdelenat as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Despite the lack of concern, the reelections of the incumbent directors merit votes AGAINST as the company failed to propose, with no rationale, a binding ex-ante vote on its executive officers' compensation policy, contrary to what the Sapin 2 Act published in December 2016 requires. | |||||
Extraordinary Business | Mgmt | ||||
20 | Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | Against | Against |
Voting Policy Rationale: These proposals merit votes AGAINST because:? The minimum vesting period is not sufficiently long-term oriented; and? There is no information on any performance condition. | |||||
21 | Delegation of Powers to the Board to Execute Item 20 Above | Mgmt | For | Against | Against |
Voting Policy Rationale: These proposals merit votes AGAINST because:? The minimum vesting period is not sufficiently long-term oriented; and? There is no information on any performance condition. | |||||
22 | Amend Article 21 of Bylaws to Comply with New Regulation Re: Alternate Auditors | Mgmt | For | For | For |
Ordinary Business | Mgmt | ||||
23 | Appoint RSM Ouest as Auditor | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted, based on the absence of concern with respect to the company's audit procedures and to the auditors. | |||||
24 | Decision not to Appoint any other Alternate Auditor | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted, based on the absence of concern with respect to the company's audit procedures and to the auditors. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Fleury Michon
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
25 | Subject to Non-Approval of Item 22, Appoint Jean-Michel Grimonprez as Alternate Auditor | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted, based on the absence of concern with respect to the company's audit procedures and to the auditors. | |||||
26 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/09/2017 | Auto-Approved | 05/09/2017 | 415 | 415 |
Total Shares: | 415 | 415 |
Marshall Motor Holdings Plc | ||
Meeting Date: 05/23/2017 | Country: United Kingdom | Primary Security ID: G5842Z106 |
Record Date: 05/19/2017 | Meeting Type: Annual | Ticker: MMH |
Shares Voted: 5,441 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
3 | Elect Peter Johnson as Director | Mgmt | For | For | For |
Voting Policy Rationale: Despite potential concerns due to their non-independence, a vote FOR the election of these Directors is warranted as they are not members of the Audit and Remuneration Committees. | |||||
4 | Elect Christopher Walkinshaw as Director | Mgmt | For | For | For |
Voting Policy Rationale: Despite potential concerns due to their non-independence, a vote FOR the election of these Directors is warranted as they are not members of the Audit and Remuneration Committees. | |||||
5 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/09/2017 | Auto-Approved | 05/09/2017 | 5,441 | 5,441 |
Total Shares: | 5,441 | 5,441 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Marshall Motor Holdings Plc
Olav Thon Eiendomsselskap ASA | ||
Meeting Date: 05/23/2017 | Country: Norway | Primary Security ID: R90062101 |
Record Date: | Meeting Type: Annual | Ticker: OLT |
Shares Voted: 0 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.00 Per Share | Mgmt | For | For | Do Not Vote |
4 | Approve Remuneration of Directors and Auditors | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote AGAINST this item is warranted, as the proposed director fees are not disclosed. | |||||
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For | Do Not Vote |
6 | Discuss Corporate Governance Report | Mgmt | |||
7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | Do Not Vote |
8 | Approve Creation of Pool of Capital without Preemptive Rights | Mgmt | For | For | Do Not Vote |
9 | Elect Deputy Directors | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote AGAINST this proposal is warranted due to the company's failure to disclose the names of the proposed candidates in due time before the meeting. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | AutoApproved | Auto-Instructed | 04/12/2017 | Auto-Approved | 04/17/2017 | 1,012 | 0 |
Total Shares: | 1,012 | 0 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Credit agricole SA | ||
Meeting Date: 05/24/2017 | Country: France | Primary Security ID: F22797108 |
Record Date: 05/19/2017 | Meeting Type: Annual/Special | Ticker: ACA |
Shares Voted: 4,168 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. | |||||
3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share and of EUR 0.66 per Share to Long-Term Registered Shares | Mgmt | For | For | For |
4 | Approve Transaction with Regional Banks and SACAM Mutualisation Re: the Pooling of Regional Banks' Earnings | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR Items 4-7 and 12 are warranted as the company disclosed adequate information regarding these transactions.* Votes AGAINST Items 8-9 and 11 are warranted as the company did not provide a convincing rationale for these transactions.* A vote FOR the granting of loans to Regional banks under Item 10 is warranted as they are meant to finance the "Eureka" operation which appears to be in the interest of all shareholders. However, only qualified support is warranted given the lack of information on the price-setting process. | |||||
5 | Approve Transaction with SACAM Mutualisation Re: Transfer of CCI and CCA | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR Items 4-7 and 12 are warranted as the company disclosed adequate information regarding these transactions.* Votes AGAINST Items 8-9 and 11 are warranted as the company did not provide a convincing rationale for these transactions.* A vote FOR the granting of loans to Regional banks under Item 10 is warranted as they are meant to finance the "Eureka" operation which appears to be in the interest of all shareholders. However, only qualified support is warranted given the lack of information on the price-setting process. | |||||
6 | Approve Amendment to the Nov. 22nd, 2001, Agreement with Regional Banks | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR Items 4-7 and 12 are warranted as the company disclosed adequate information regarding these transactions.* Votes AGAINST Items 8-9 and 11 are warranted as the company did not provide a convincing rationale for these transactions.* A vote FOR the granting of loans to Regional banks under Item 10 is warranted as they are meant to finance the "Eureka" operation which appears to be in the interest of all shareholders. However, only qualified support is warranted given the lack of information on the price-setting process. | |||||
7 | Amendment to the Dec. 16, 2011, Agreement with Regional Banks | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR Items 4-7 and 12 are warranted as the company disclosed adequate information regarding these transactions.* Votes AGAINST Items 8-9 and 11 are warranted as the company did not provide a convincing rationale for these transactions.* A vote FOR the granting of loans to Regional banks under Item 10 is warranted as they are meant to finance the "Eureka" operation which appears to be in the interest of all shareholders. However, only qualified support is warranted given the lack of information on the price-setting process. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Credit agricole SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8 | Approve Transaction with Regional Banks Re: Tax Consolidation Agreement | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes FOR Items 4-7 and 12 are warranted as the company disclosed adequate information regarding these transactions.* Votes AGAINST Items 8-9 and 11 are warranted as the company did not provide a convincing rationale for these transactions.* A vote FOR the granting of loans to Regional banks under Item 10 is warranted as they are meant to finance the "Eureka" operation which appears to be in the interest of all shareholders. However, only qualified support is warranted given the lack of information on the price-setting process. | |||||
9 | Approve Transaction with SACAM Mutualisation Re: Tax Consolidation Agreement | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes FOR Items 4-7 and 12 are warranted as the company disclosed adequate information regarding these transactions.* Votes AGAINST Items 8-9 and 11 are warranted as the company did not provide a convincing rationale for these transactions.* A vote FOR the granting of loans to Regional banks under Item 10 is warranted as they are meant to finance the "Eureka" operation which appears to be in the interest of all shareholders. However, only qualified support is warranted given the lack of information on the price-setting process. | |||||
10 | Approve Transaction with Regional Banks Re: Loans to Finance Caisse Regionales Subscription to SACAM Mutualisation Share Capital Increase | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR Items 4-7 and 12 are warranted as the company disclosed adequate information regarding these transactions.* Votes AGAINST Items 8-9 and 11 are warranted as the company did not provide a convincing rationale for these transactions.* A vote FOR the granting of loans to Regional banks under Item 10 is warranted as they are meant to finance the "Eureka" operation which appears to be in the interest of all shareholders. However, only qualified support is warranted given the lack of information on the price-setting process. | |||||
11 | Approve Amendment to Transaction with SAS Rue de la Boetie, Segur, Miromesnil and Holdings Federal Re: Tax Consolidation Agreement | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes FOR Items 4-7 and 12 are warranted as the company disclosed adequate information regarding these transactions.* Votes AGAINST Items 8-9 and 11 are warranted as the company did not provide a convincing rationale for these transactions.* A vote FOR the granting of loans to Regional banks under Item 10 is warranted as they are meant to finance the "Eureka" operation which appears to be in the interest of all shareholders. However, only qualified support is warranted given the lack of information on the price-setting process. | |||||
12 | Approve Amendment to Tax Consolidation | Mgmt | For | For | For |
Agreement with Credit Agricole CIB | |||||
Voting Policy Rationale: * Votes FOR Items 4-7 and 12 are warranted as the company disclosed adequate information regarding these transactions.* Votes AGAINST Items 8-9 and 11 are warranted as the company did not provide a convincing rationale for these transactions.* A vote FOR the granting of loans to Regional banks under Item 10 is warranted as they are meant to finance the "Eureka" operation which appears to be in the interest of all shareholders. However, only qualified support is warranted given the lack of information on the price-setting process. | |||||
13 | Elect Catherine Pourre as Director | Mgmt | For | For | For |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). | |||||
14 | Elect Jean-Pierre Paviet as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Credit agricole SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
15 | Elect Louis Tercinier as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). | |||||
16 | Reelect Caroline Catoire as Director | Mgmt | For | For | For |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). | |||||
17 | Reelect Laurence Dors as Director | Mgmt | For | For | For |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). | |||||
18 | Reelect Francoise Gris as Director | Mgmt | For | For | For |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). | |||||
19 | Reelect Daniel Epron as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). | |||||
20 | Reelect Gerard Ouvrier-Buffet as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). | |||||
21 | Reelect Christian Streiff as Director | Mgmt | For | For | For |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). | |||||
22 | Reelect Francois Thibault as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the (re)election of non-independent nominees are warranted given the lack of independence at the board level (29 percent) (Items 14-15, 19-20, and 22).* Votes FOR the (re)election of independent nominees are warranted (Items 13, 16-18, and 21). | |||||
23 | Non-Binding Vote on Compensation of Dominique Lefebvre, Chairman of the Board | Mgmt | For | For | For |
24 | Non-Binding Vote on Compensation of Philippe Brassac, CEO | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these remuneration reports are warranted because:* The bonuses are determined to a substantial extent (50 percent) by qualitative criteria;* The company does not disclose whether the bonus weightings apply at cap level; and* The company provides insufficient information regarding the achieved performance relative to deferred bonus tranches that vested during FY16. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Credit agricole SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
25 | Non-Binding Vote on Compensation of Xavier Musca, Vice-CEO | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST these remuneration reports are warranted because:* The bonuses are determined to a substantial extent (50 percent) by qualitative criteria;* The company does not disclose whether the bonus weightings apply at cap level; and* The company provides insufficient information regarding the achieved performance relative to deferred bonus tranches that vested during FY16. | |||||
26 | Advisory Vote on the Aggregate Remuneration Granted in 2016 to Senior Management, Responsible Officers and Regulated Risk-Takers | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted because:* The company has disclosed adequate information on these proposals; and* There are no specific concerns with the company's remuneration policy. | |||||
27 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted because:* The company has disclosed adequate information on these proposals; and* There are no specific concerns with the company's remuneration policy. | |||||
28 | Approve Remuneration Policy of the Chairman of the Board | Mgmt | For | For | For |
29 | Approve Remuneration Policy of the CEO | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted because the remuneration policies proposed for the CEO and for the vice-CEO do not raise significant concerns. | |||||
30 | Approve Remuneration Policy of the Vice-CEO | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted because the remuneration policies proposed for the CEO and for the vice-CEO do not raise significant concerns. | |||||
31 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Extraordinary Business | Mgmt | ||||
32 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
33 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/10/2017 | Auto-Approved | 05/10/2017 | 4,168 | 4,168 |
Total Shares: | 4,168 | 4,168 |
Credit Industriel et Commercial | ||
Meeting Date: 05/24/2017 | Country: France | Primary Security ID: F26504104 |
Record Date: 05/19/2017 | Meeting Type: Special | Ticker: CC |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Credit Industriel et Commercial | ||
Shares Voted: 202 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Extraordinary Business | Mgmt | ||||
1 | Amend Article 17 of Bylaws Re: Alternate Auditor | Mgmt | For | For | For |
2 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 4-6 are warranted because they do not respect the recommended 10-percent guidelines for issuances without preemptive right;* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods. | |||||
3 | Authorize Capitalization of Reserves of Up to EUR 150 Million for Bonus Issue or Increase in Par Value | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted as the resolution does not exclude the possibility of implementing capital increase during takeover periods. | |||||
4 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 4-6 are warranted because they do not respect the recommended 10-percent guidelines for issuances without preemptive right;* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods. | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 4-6 are warranted because they do not respect the recommended 10-percent guidelines for issuances without preemptive right;* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods. | |||||
6 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 4-6 are warranted because they do not respect the recommended 10-percent guidelines for issuances without preemptive right;* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods. | |||||
7 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes AGAINST the authorizations under Items 4-6 are warranted because they do not respect the recommended 10-percent guidelines for issuances without preemptive right;* Votes AGAINST these resolutions are warranted as they do not explicitly exclude the possibility of implementing capital increases during takeover periods. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Credit Industriel et Commercial
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Against | Against |
Voting Policy Rationale: This proposal merits a vote AGAINST because the potential maximum holdings would be in excess of the recommended guidelines. | |||||
9 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/10/2017 | Auto-Approved | 05/10/2017 | 202 | 202 |
Total Shares: | 202 | 202 |
Credit Industriel et Commercial | ||
Meeting Date: 05/24/2017 | Country: France | Primary Security ID: F26504104 |
Record Date: 05/19/2017 | Meeting Type: Annual | Ticker: CC |
Shares Voted: 202 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted in the absence of any specific concern. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted in the absence of any specific concern. | |||||
3 | Approve Allocation of Income and Dividends of EUR 9 per Share | Mgmt | For | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For |
5 | Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Mgmt | For | For | For |
6 | Non-Binding Vote on Compensation of Nicolas Thery | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted due to the overall good level of disclosure. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Credit Industriel et Commercial
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7 | Non-Binding Vote on Compensation of Alain Fradin | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these items are warranted due to the overall good level of disclosure. | |||||
8 | Authorize Repurchase of Up to 100,000 shares | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted as the share repurchase program can be continued during a takeover period. | |||||
9 | Reelect BFCM as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this item is warranted as:* The proposed duration of mandate is in excess of the recommended guidelines; and* The company failed to propose, with no rationale, a binding ex-ante vote on its executive officers' compensation policy, contrary to what the Sapin 2 Act published in December 2016 requires. | |||||
10 | Acknowledge End of Mandate of Catherine Allonas Barthe and Michel Lucas as Directors and Decision Not to Replace Them | Mgmt | For | For | For |
11 | Renew Appointment of Ernst and Young et Autres as Auditor | Mgmt | For | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/10/2017 | Auto-Approved | 05/10/2017 | 202 | 202 |
Total Shares: | 202 | 202 |
Harworth Group plc | ||
Meeting Date: 05/24/2017 | Country: United Kingdom | Primary Security ID: G4401F130 |
Record Date: 05/22/2017 | Meeting Type: Annual | Ticker: HWG |
Shares Voted: 14,967 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Harworth Group plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3 | Elect Andrew Cunningham as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 3, 5-8A vote FOR the election/re-election of Andrew Cunningham, Richard Michaelson, Andrew Kirkman, Lisa Clement and Anthony Donnelly, is warranted because no significant concerns have been identified.Item 4An ABSTENTION on the re-election of Jonson Cox is warranted because:* A potential independence issue has been identified and he currently sits on the Remuneration Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 9A vote AGAINST the re-election of Steven Underwood is warranted because:* A potential independence issue has been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size.Item 10Despite potential concerns due to his non-independence, a vote FOR the re-election of Martyn Bowes is warranted as he is not a member of the Audit and Remuneration Committees. | |||||
4 | Re-elect Jonson Cox as Director | Mgmt | For | Abstain | Abstain |
Voting Policy Rationale: Items 3, 5-8A vote FOR the election/re-election of Andrew Cunningham, Richard Michaelson, Andrew Kirkman, Lisa Clement and Anthony Donnelly, is warranted because no significant concerns have been identified.Item 4An ABSTENTION on the re-election of Jonson Cox is warranted because:* A potential independence issue has been identified and he currently sits on the Remuneration Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 9A vote AGAINST the re-election of Steven Underwood is warranted because:* A potential independence issue has been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size.Item 10Despite potential concerns due to his non-independence, a vote FOR the re-election of Martyn Bowes is warranted as he is not a member of the Audit and Remuneration Committees. | |||||
5 | Re-elect Owen Michaelson as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 3, 5-8A vote FOR the election/re-election of Andrew Cunningham, Richard Michaelson, Andrew Kirkman, Lisa Clement and Anthony Donnelly, is warranted because no significant concerns have been identified.Item 4An ABSTENTION on the re-election of Jonson Cox is warranted because:* A potential independence issue has been identified and he currently sits on the Remuneration Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 9A vote AGAINST the re-election of Steven Underwood is warranted because:* A potential independence issue has been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size.Item 10Despite potential concerns due to his non-independence, a vote FOR the re-election of Martyn Bowes is warranted as he is not a member of the Audit and Remuneration Committees. | |||||
6 | Re-elect Andrew Kirkman as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 3, 5-8A vote FOR the election/re-election of Andrew Cunningham, Richard Michaelson, Andrew Kirkman, Lisa Clement and Anthony Donnelly, is warranted because no significant concerns have been identified.Item 4An ABSTENTION on the re-election of Jonson Cox is warranted because:* A potential independence issue has been identified and he currently sits on the Remuneration Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 9A vote AGAINST the re-election of Steven Underwood is warranted because:* A potential independence issue has been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size.Item 10Despite potential concerns due to his non-independence, a vote FOR the re-election of Martyn Bowes is warranted as he is not a member of the Audit and Remuneration Committees. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Harworth Group plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
7 | Re-elect Lisa Clement as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 3, 5-8A vote FOR the election/re-election of Andrew Cunningham, Richard Michaelson, Andrew Kirkman, Lisa Clement and Anthony Donnelly, is warranted because no significant concerns have been identified.Item 4An ABSTENTION on the re-election of Jonson Cox is warranted because:* A potential independence issue has been identified and he currently sits on the Remuneration Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 9A vote AGAINST the re-election of Steven Underwood is warranted because:* A potential independence issue has been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size.Item 10Despite potential concerns due to his non-independence, a vote FOR the re-election of Martyn Bowes is warranted as he is not a member of the Audit and Remuneration Committees. | |||||
8 | Re-elect Anthony Donnelly as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 3, 5-8A vote FOR the election/re-election of Andrew Cunningham, Richard Michaelson, Andrew Kirkman, Lisa Clement and Anthony Donnelly, is warranted because no significant concerns have been identified.Item 4An ABSTENTION on the re-election of Jonson Cox is warranted because:* A potential independence issue has been identified and he currently sits on the Remuneration Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 9A vote AGAINST the re-election of Steven Underwood is warranted because:* A potential independence issue has been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size.Item 10Despite potential concerns due to his non-independence, a vote FOR the re-election of Martyn Bowes is warranted as he is not a member of the Audit and Remuneration Committees. | |||||
9 | Re-elect Steven Underwood as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Items 3, 5-8A vote FOR the election/re-election of Andrew Cunningham, Richard Michaelson, Andrew Kirkman, Lisa Clement and Anthony Donnelly, is warranted because no significant concerns have been identified.Item 4An ABSTENTION on the re-election of Jonson Cox is warranted because:* A potential independence issue has been identified and he currently sits on the Remuneration Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 9A vote AGAINST the re-election of Steven Underwood is warranted because:* A potential independence issue has been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size.Item 10Despite potential concerns due to his non-independence, a vote FOR the re-election of Martyn Bowes is warranted as he is not a member of the Audit and Remuneration Committees. | |||||
10 | Re-elect Martyn Bowes as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 3, 5-8A vote FOR the election/re-election of Andrew Cunningham, Richard Michaelson, Andrew Kirkman, Lisa Clement and Anthony Donnelly, is warranted because no significant concerns have been identified.Item 4An ABSTENTION on the re-election of Jonson Cox is warranted because:* A potential independence issue has been identified and he currently sits on the Remuneration Committee, and the composition of this Committee does not adhere to UK best practice recommendations for a company of this size.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 9A vote AGAINST the re-election of Steven Underwood is warranted because:* A potential independence issue has been identified and he currently sits on the Audit and Remuneration Committees, and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size.Item 10Despite potential concerns due to his non-independence, a vote FOR the re-election of Martyn Bowes is warranted as he is not a member of the Audit and Remuneration Committees. | |||||
11 | Approve Remuneration Report | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Harworth Group plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
14 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
16 | Approve Save As You Earn Scheme | Mgmt | For | For | For |
17 | Approve Changes to an Existing Joint Venture Arrangement Entered into with Members of the Peel Group | Mgmt | For | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/11/2017 | Auto-Approved | 05/11/2017 | 14,967 | 14,967 |
Total Shares: | 14,967 | 14,967 |
Magellan Health, Inc. | ||
Meeting Date: 05/24/2017 | Country: USA | Primary Security ID: 559079207 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: MGLN |
Shares Voted: 2,753 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director William J. McBride | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Magellan Health, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.2 | Elect Director Perry G. Fine | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director John O. Agwunobi | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director G. Scott MacKenzie | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Declassify Board of Directors and to Delete Certain Obsolete Provisions | Mgmt | For | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/07/2017 | Auto-Approved | 05/07/2017 | 2,753 | 2,753 |
Total Shares: | 2,753 | 2,753 |
McDonald's Corporation | ||
Meeting Date: 05/24/2017 | Country: USA | Primary Security ID: 580135101 |
Record Date: 03/27/2017 | Meeting Type: Annual | Ticker: MCD |
Shares Voted: 3,983 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Lloyd Dean | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Stephen Easterbrook | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Robert Eckert | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Margaret Georgiadis | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
McDonald's Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1e | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Jeanne Jackson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Richard Lenny | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director John Mulligan | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Sheila Penrose | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1j | Elect Director John Rogers, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1k | Elect Director Miles White | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
6 | Provide Vote Counting to Exclude Abstentions | SH | Against | Against | Against |
7 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted given that lowering the threshold to call a special meeting would enhance the current shareholder right to call special meetings. | |||||
8 | Issue New Series of Preferred Stock with the Right to Elect own Director | SH | Against | Against | Against |
9 | Adopt Holy Land Principles | SH | Against | Against | Against |
10 | Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted, as shareholders would benefit from additional disclosure regarding the company's implementation of its antibiotic use policies and targets throughout its meat supply chain, given the growing health concerns regarding the non-therapeutic use of antibiotics in animal farming and related industry trends. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
McDonald's Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
11 | Assess Environmental Impact of Polystyrene Foam Cups | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted as shareholders would benefit from additional information regarding the environmental and health impacts associated with the company's use of polystyrene-based packaging, as well as management's efforts to mitigate related risks. | |||||
12 | Report on Charitable Contributions | SH | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/11/2017 | Auto-Approved | 05/11/2017 | 3,983 | 3,983 |
Total Shares: | 3,983 | 3,983 |
OMV AG | ||
Meeting Date: 05/24/2017 | Country: Austria | Primary Security ID: A51460110 |
Record Date: 05/14/2017 | Meeting Type: Annual | Ticker: OMV |
Shares Voted: 4,574 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | |||
2 | Approve Allocation of Income | Mgmt | For | For | For |
3 | Approve Discharge of Management Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4 | Approve Discharge of Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
5 | Approve Remuneration of Supervisory Board Members | Mgmt | For | For | For |
6 | Ratify Auditors | Mgmt | For | For | For |
7.1 | Approve Long Term Incentive Plan 2017 for Key Employees | Mgmt | For | For | For |
7.2 | Approve Share Part of the Annual Bonus 2017 | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because matching awards do not contain performance criteria and do not require a personal investment upon allocation. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
OMV AG
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/05/2017 | Auto-Approved | 05/05/2017 | 4,574 | 4,574 |
Total Shares: | 4,574 | 4,574 |
Chinney Investments Ltd. | ||
Meeting Date: 05/25/2017 | Country: Hong Kong | Primary Security ID: Y15337101 |
Record Date: 05/19/2017 | Meeting Type: Special | Ticker: 216 |
Shares Voted: 64,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Sale and Purchase Agreement and Related Transactions | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/11/2017 | Auto-Approved | 05/11/2017 | 64,000 | 64,000 |
Total Shares: | 64,000 | 64,000 |
Hon Kwok Land Investment Co. Ltd. | ||
Meeting Date: 05/25/2017 | Country: Hong Kong | Primary Security ID: Y36950155 |
Record Date: 05/19/2017 | Meeting Type: Special | Ticker: 160 |
Shares Voted: 60,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve the Agreement and Related Transactions | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/10/2017 | Auto-Approved | 05/10/2017 | 60,000 | 60,000 |
Total Shares: | 60,000 | 60,000 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Hon Kwok Land Investment Co. Ltd.
Provident Bancorp, Inc. | ||
Meeting Date: 05/25/2017 | Country: USA | Primary Security ID: 74383X109 |
Record Date: 04/03/2017 | Meeting Type: Annual | Ticker: PVBC |
Shares Voted: 513 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director James A. DeLeo | Mgmt | For | For | For |
Voting Policy Rationale: WITHHOLD votes are warranted for Laurie Knapp and Richard Peeke given the board's failure to remove, or subject to a sunset requirement, the supermajority vote requirement to enact certain changes to the governing documents and the classified board, each of which adversely impact shareholder rights.A vote FOR James DeLeo is warranted. | |||||
1.2 | Elect Director Laurie H. Knapp | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for Laurie Knapp and Richard Peeke given the board's failure to remove, or subject to a sunset requirement, the supermajority vote requirement to enact certain changes to the governing documents and the classified board, each of which adversely impact shareholder rights.A vote FOR James DeLeo is warranted. | |||||
1.3 | Elect Director Richard L. Peeke | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for Laurie Knapp and Richard Peeke given the board's failure to remove, or subject to a sunset requirement, the supermajority vote requirement to enact certain changes to the governing documents and the classified board, each of which adversely impact shareholder rights.A vote FOR James DeLeo is warranted. | |||||
2 | Ratify Whittlesey & Hadley, P.C. as Auditors Mgmt For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/12/2017 | Auto-Approved | 05/12/2017 | 513 | 513 |
Total Shares: | 513 | 513 |
Retail Partners Co., Ltd. | ||
Meeting Date: 05/25/2017 | Country: Japan | Primary Security ID: J40261109 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: 8167 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Retail Partners Co., Ltd. | |
Shares Voted: 1,200 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Indemnify Directors | Mgmt | For | For | For |
2.1 | Elect Director Tanaka, Yasuo | Mgmt | For | For | For |
2.2 | Elect Director Ikebe, Yasuyuki | Mgmt | For | For | For |
2.3 | Elect Director Saita, Toshio | Mgmt | For | For | For |
2.4 | Elect Director Takeno, Shigeto | Mgmt | For | For | For |
2.5 | Elect Director Shimizu, Minoru | Mgmt | For | For | For |
2.6 | Elect Director Kawano, Tomohisa | Mgmt | For | For | For |
2.7 | Elect Director Tomimatsu, Shunichi | Mgmt | For | For | For |
2.8 | Elect Director Fukuda, Koichi | Mgmt | For | For | For |
3.1 | Elect Director and Audit Committee Member | Mgmt | For | For | For |
Funakawa, Masashi | |||||
3.2 | Elect Director and Audit Committee Member | Mgmt | For | Against | Against |
Okita, Tetsuyoshi | |||||
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* This outside director candidate who will be an audit committee member lacks independence. | |||||
3.3 | Elect Director and Audit Committee Member Shibao, Toshio | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* This outside director candidate who will be an r audit committee member lacks independence. | |||||
3.4 | Elect Director and Audit Committee Member Fujii, Tomoyuki | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* This outside director candidate who will be an audit committee member lacks independence. | |||||
4 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Mgmt | For | For | For |
5 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Mgmt | For | For | For |
6 | Appoint Ernst & Young ShinNihon LLC as New External Audit Firm | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is recommended because:* The company fails to provide its justification to appoint the external audit firm which has received a disciplinary punishment in the past. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Retail Partners Co., Ltd.
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/11/2017 | Auto-Approved | 05/11/2017 | 1,200 | 1,200 |
Total Shares: | 1,200 | 1,200 |
Telephone and Data Systems, Inc. | ||
Meeting Date: 05/25/2017 | Country: USA | Primary Security ID: 879433829 |
Record Date: 03/29/2017 | Meeting Type: Annual | Ticker: TDS |
Shares Voted: 16,324 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Clarence A. Davis | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1.2 | Elect Director Kim D. Dixon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1.3 | Elect Director Mitchell H. Saranow | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
1.4 | Elect Director Gary L. Sugarman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR all director nominees is warranted. | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted because it would encourage the company to eliminate its dual class capital structure and adopt a one-share, one-vote policy. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/12/2017 | Auto-Approved | 05/12/2017 | 16,324 | 16,324 |
Total Shares: | 16,324 | 16,324 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Telephone and Data Systems, Inc.
The Interpublic Group of Companies, Inc. | ||
Meeting Date: 05/25/2017 | Country: USA | Primary Security ID: 460690100 |
Record Date: 04/05/2017 | Meeting Type: Annual | Ticker: IPG |
Shares Voted: 11,506 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Jocelyn Carter-Miller | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director H. John Greeniaus | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Mary J. Steele Guilfoile | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Dawn Hudson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director William T. Kerr | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Henry S. Miller | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director Jonathan F. Miller | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director Michael I. Roth | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director David M. Thomas | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
The Interpublic Group of Companies, Inc.
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/10/2017 | Auto-Approved | 05/10/2017 | 11,506 | 11,506 |
Total Shares: | 11,506 | 11,506 |
Voya Financial, Inc. | ||
Meeting Date: 05/25/2017 | Country: USA | Primary Security ID: 929089100 |
Record Date: 03/27/2017 | Meeting Type: Annual | Ticker: VOYA |
Shares Voted: 13,036 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Lynne Biggar | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Jane P. Chwick | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Ruth Ann M. Gillis | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director J. Barry Griswell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Frederick S. Hubbell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Rodney O. Martin, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Byron H. Pollitt, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Joseph V. Tripodi | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Deborah C. Wright | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Voya Financial, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1j | Elect Director David Zwiener | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/05/2017 | Auto-Approved | 05/05/2017 | 13,036 | 13,036 |
Total Shares: | 13,036 | 13,036 |
Yoshinoya Holdings Co. Ltd. | ||
Meeting Date: 05/25/2017 | Country: Japan | Primary Security ID: J9799L109 |
Record Date: 02/28/2017 | Meeting Type: Annual | Ticker: 9861 |
Shares Voted: 4,100 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Mgmt | For | For | For |
2 | Amend Articles to Reduce Directors' Term | Mgmt | For | For | For |
3.1 | Elect Director Uchikura, Eizo | Mgmt | For | For | For |
3.2 | Elect Director Miyai, Machiko | Mgmt | For | For | For |
4 | Approve Equity Compensation Plan | Mgmt | For | For | For |
5 | Approve Equity Compensation Plan | Mgmt | For | For | For |
6 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this poison pill plan is warranted because:* The plan lacks a credible special committee. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/02/2017 | Auto-Approved | 05/02/2017 | 4,100 | 4,100 |
Total Shares: | 4,100 | 4,100 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Yoshinoya Holdings Co. Ltd.
Allied Group Ltd | ||
Meeting Date: 05/26/2017 | Country: Hong Kong | Primary Security ID: Y00712144 |
Record Date: 05/22/2017 | Meeting Type: Annual | Ticker: 373 |
Shares Voted: 2,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2A | Elect Arthur George Dew as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST Arthur George Dew is warranted given that he serves on a total of more than six public company boards.In the absence of any significant issues concerning other nominees, a vote FOR their election is warranted. | |||||
2B | Elect Mak Pak Hung as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST Arthur George Dew is warranted given that he serves on a total of more than six public company boards.In the absence of any significant issues concerning other nominees, a vote FOR their election is warranted. | |||||
2C | Elect Lisa Yang Lai Sum as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST Arthur George Dew is warranted given that he serves on a total of more than six public company boards.In the absence of any significant issues concerning other nominees, a vote FOR their election is warranted. | |||||
3 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. | |||||
4B | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
4C | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/10/2017 | Auto-Approved | 05/10/2017 | 2,000 | 2,000 |
Total Shares: | 2,000 | 2,000 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Dor Alon Energy In Israel (1988) Ltd. | ||
Meeting Date: 05/28/2017 | Country: Israel | Primary Security ID: M2841C108 |
Record Date: 04/27/2017 | Meeting Type: Special | Ticker: DRAL |
Shares Voted: 2,488 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Employment Terms of Board Chairman | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this item is warranted due to the lack of disclosure on the performance criteria of the annual bonus plan. | |||||
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt | ||||
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Dor Alon Energy In Israel (1988) Ltd.
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 05/17/2017 | lswarb | 05/17/2017 | 2,488 | 2,488 |
Total Shares: | 2,488 | 2,488 |
Irish Residential Properties REIT plc | ||
Meeting Date: 05/30/2017 | Country: Ireland | Primary Security ID: G49456109 |
Record Date: 05/28/2017 | Meeting Type: Annual | Ticker: IRES |
Shares Voted: 127,035 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2a | Elect Joan Garahy as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 2a, 2b, 2d, 2e, 2f and 2gA vote FOR the election/re-election of Joan Garahy, David Ehrlich, Declan Moylan, Aidan O'Hogan, Thomas Schwartz, Phillip Burns and Margaret Sweeney is warranted because no significant concerns have been identified. | |||||
2b | Re-elect David Ehrlich as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 2a, 2b, 2d, 2e, 2f and 2gA vote FOR the election/re-election of Joan Garahy, David Ehrlich, Declan Moylan, Aidan O'Hogan, Thomas Schwartz, Phillip Burns and Margaret Sweeney is warranted because no significant concerns have been identified. | |||||
2c | Re-elect Declan Moylan as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 2a, 2b, 2d, 2e, 2f and 2gA vote FOR the election/re-election of Joan Garahy, David Ehrlich, Declan Moylan, Aidan O'Hogan, Thomas Schwartz, Phillip Burns and Margaret Sweeney is warranted because no significant concerns have been identified. | |||||
2d | Re-elect Aidan O'Hogan as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 2a, 2b, 2d, 2e, 2f and 2gA vote FOR the election/re-election of Joan Garahy, David Ehrlich, Declan Moylan, Aidan O'Hogan, Thomas Schwartz, Phillip Burns and Margaret Sweeney is warranted because no significant concerns have been identified. | |||||
2e | Re-elect Thomas Schwartz as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 2a, 2b, 2d, 2e, 2f and 2gA vote FOR the election/re-election of Joan Garahy, David Ehrlich, Declan Moylan, Aidan O'Hogan, Thomas Schwartz, Phillip Burns and Margaret Sweeney is warranted because no significant concerns have been identified. | |||||
2f | Re-elect Phillip Burns as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 2a, 2b, 2d, 2e, 2f and 2gA vote FOR the election/re-election of Joan Garahy, David Ehrlich, Declan Moylan, Aidan O'Hogan, Thomas Schwartz, Phillip Burns and Margaret Sweeney is warranted because no significant concerns have been identified. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Irish Residential Properties REIT plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2g | Re-elect Margaret Sweeney as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 2a, 2b, 2d, 2e, 2f and 2gA vote FOR the election/re-election of Joan Garahy, David Ehrlich, Declan Moylan, Aidan O'Hogan, Thomas Schwartz, Phillip Burns and Margaret Sweeney is warranted because no significant concerns have been identified. | |||||
3 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
4 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
5 | Fix the Aggregate Ordinary Remuneration Permitted to be Paid to Non-executive Directors | Mgmt | For | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
7a | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
7b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
8 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
9 | Authorise Reissuance of Treasury Shares | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/17/2017 | Auto-Approved | 05/17/2017 | 127,035 | 127,035 |
Total Shares: | 127,035 | 127,035 |
Romande Energie Holding SA | ||
Meeting Date: 05/30/2017 | Country: Switzerland | Primary Security ID: H0279X103 |
Record Date: | Meeting Type: Annual | Ticker: HREN |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Romande Energie Holding SA | ||
Shares Voted: 20 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
1.2 | Approve Remuneration Report | Mgmt | For | For | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For |
3 | Approve Allocation of Income and Dividends of CHF 36.00 per Share | Mgmt | For | For | For |
4.1.1 | Reelect Wolfgang Martz as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.2 | Reelect Christian Budry as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.3 | Reelect Anne Bobillier as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.4 | Reelect Bernard Grobety as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.1.5 | Reelect Jean-Jacques Miauton as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.2 | Acknowledge Appointment of Elina Leimgruber as Member of the Board of Directors by theVaud cantonal government (Non-Voting) | Mgmt | |||
4.3 | Reelect Guy Mustaki as Board Chairman | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.4.1 | Reappoint Wolfgang Martz as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.4.2 | Reappoint Jean-Yves Pidoux as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Romande Energie Holding SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4.4.3 | Reappoint Laurent Balsiger as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.5 | Appoint Elina Leimgruber as Member of the Compensation Committee | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted due to a lack of governance concerns and controversy surrounding the board of directors. | |||||
4.6 | Ratify Deloitte SA as Auditors | Mgmt | For | For | For |
4.7 | Designate Gabriel Cottier as Independent Proxy | Mgmt | For | For | For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 890,000 | Mgmt | For | For | For |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 3.8 Million | Mgmt | For | For | For |
6 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST is warranted because:* This item concerns additional instructions from the shareholder to the proxy in case new voting items or counterproposals are introduced at the meeting by shareholders or the board of directors; and* The content of these any new items or counterproposals is not known at this time. Therefore, it is in shareholders' best interest to vote against this item on a precautionary basis. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/08/2017 | Auto-Approved | 05/08/2017 | 20 | 20 |
Total Shares: | 20 | 20 |
A.G. Barr plc | ||
Meeting Date: 05/31/2017 | Country: United Kingdom | Primary Security ID: G012A7101 |
Record Date: 05/29/2017 | Meeting Type: Annual | Ticker: BAG |
Shares Voted: 10,524 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Remuneration Policy | Mgmt | For | For | For |
3 | Approve Remuneration Report | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
A.G. Barr plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4 | Approve Final Dividend | Mgmt | For | For | For |
5 | Re-elect John Nicolson as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6-9, 12 and 13A vote FOR these candidates is warranted as no significant concerns have been identified.Item 5: Re-elect John Nicolson as DirectorA vote FOR this candidate is warranted, even though it is not without concern for shareholders:* The composition of the Board does not comply with the recommendations of the Code, as less than half of the Board members are independent Non-Executive Directors. The composition of the Audit and Remuneration Committees also do not comply. As Chairman, John Nicolson bears ultimate responsibility for the Company's corporate governance.The main reason for support is:* A voting sanction on the Chairman is not considered appropriate at this AGM. This position will be kept under review next year, depending on the circumstances at the time, when a more stringent voting position may be warranted.Item 10: Re-elect William Barr as DirectorA vote AGAINST this candidate is warranted:* Robin Barr is a non-independent NED whose membership of the Board and its key Committees causes the overall balance of the Board and the composition of the Audit and Remuneration Committees to be non-compliant with key provisions of the UK Corporate Governance Code.Item 11: Re-elect Martin Griffiths as DirectorAn ABSTAIN vote on this candidate is warranted:* He is the Chairman of the Audit Committee, which has the responsibility to review the non-audit services provided to the Company by the external auditors. This year, fees paid to the auditors for non-audit services exceeded the audit fees for the fifth consecutive year.A negative voting recommendation is not warranted because:* The Company has just rotated its external auditor, which is deemed to be independent.A vote FOR this resolution 11 is warranted for those shareholders in markets which have a fiduciary responsibility to vote either for or against and who do not recognise abstention as a valid option. | |||||
6 | Re-elect Roger White as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6-9, 12 and 13A vote FOR these candidates is warranted as no significant concerns have been identified.Item 5: Re-elect John Nicolson as DirectorA vote FOR this candidate is warranted, even though it is not without concern for shareholders:* The composition of the Board does not comply with the recommendations of the Code, as less than half of the Board members are independent Non-Executive Directors. The composition of the Audit and Remuneration Committees also do not comply. As Chairman, John Nicolson bears ultimate responsibility for the Company's corporate governance.The main reason for support is:* A voting sanction on the Chairman is not considered appropriate at this AGM. This position will be kept under review next year, depending on the circumstances at the time, when a more stringent voting position may be warranted.Item 10: Re-elect William Barr as DirectorA vote AGAINST this candidate is warranted:* Robin Barr is a non-independent NED whose membership of the Board and its key Committees causes the overall balance of the Board and the composition of the Audit and Remuneration Committees to be non-compliant with key provisions of the UK Corporate Governance Code.Item 11: Re-elect Martin Griffiths as DirectorAn ABSTAIN vote on this candidate is warranted:* He is the Chairman of the Audit Committee, which has the responsibility to review the non-audit services provided to the Company by the external auditors. This year, fees paid to the auditors for non-audit services exceeded the audit fees for the fifth consecutive year.A negative voting recommendation is not warranted because:* The Company has just rotated its external auditor, which is deemed to be independent.A vote FOR this resolution 11 is warranted for those shareholders in markets which have a fiduciary responsibility to vote either for or against and who do not recognise abstention as a valid option. | |||||
7 | Re-elect Stuart Lorimer as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6-9, 12 and 13A vote FOR these candidates is warranted as no significant concerns have been identified.Item 5: Re-elect John Nicolson as DirectorA vote FOR this candidate is warranted, even though it is not without concern for shareholders:* The composition of the Board does not comply with the recommendations of the Code, as less than half of the Board members are independent Non-Executive Directors. The composition of the Audit and Remuneration Committees also do not comply. As Chairman, John Nicolson bears ultimate responsibility for the Company's corporate governance.The main reason for support is:* A voting sanction on the Chairman is not considered appropriate at this AGM. This position will be kept under review next year, depending on the circumstances at the time, when a more stringent voting position may be warranted.Item 10: Re-elect William Barr as DirectorA vote AGAINST this candidate is warranted:* Robin Barr is a non-independent NED whose membership of the Board and its key Committees causes the overall balance of the Board and the composition of the Audit and Remuneration Committees to be non-compliant with key provisions of the UK Corporate Governance Code.Item 11: Re-elect Martin Griffiths as DirectorAn ABSTAIN vote on this candidate is warranted:* He is the Chairman of the Audit Committee, which has the responsibility to review the non-audit services provided to the Company by the external auditors. This year, fees paid to the auditors for non-audit services exceeded the audit fees for the fifth consecutive year.A negative voting recommendation is not warranted because:* The Company has just rotated its external auditor, which is deemed to be independent.A vote FOR this resolution 11 is warranted for those shareholders in markets which have a fiduciary responsibility to vote either for or against and who do not recognise abstention as a valid option. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
A.G. Barr plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
8 | Re-elect Jonathan Kemp as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6-9, 12 and 13A vote FOR these candidates is warranted as no significant concerns have been identified.Item 5: Re-elect John Nicolson as DirectorA vote FOR this candidate is warranted, even though it is not without concern for shareholders:* The composition of the Board does not comply with the recommendations of the Code, as less than half of the Board members are independent Non-Executive Directors. The composition of the Audit and Remuneration Committees also do not comply. As Chairman, John Nicolson bears ultimate responsibility for the Company's corporate governance.The main reason for support is:* A voting sanction on the Chairman is not considered appropriate at this AGM. This position will be kept under review next year, depending on the circumstances at the time, when a more stringent voting position may be warranted.Item 10: Re-elect William Barr as DirectorA vote AGAINST this candidate is warranted:* Robin Barr is a non-independent NED whose membership of the Board and its key Committees causes the overall balance of the Board and the composition of the Audit and Remuneration Committees to be non-compliant with key provisions of the UK Corporate Governance Code.Item 11: Re-elect Martin Griffiths as DirectorAn ABSTAIN vote on this candidate is warranted:* He is the Chairman of the Audit Committee, which has the responsibility to review the non-audit services provided to the Company by the external auditors. This year, fees paid to the auditors for non-audit services exceeded the audit fees for the fifth consecutive year.A negative voting recommendation is not warranted because:* The Company has just rotated its external auditor, which is deemed to be independent.A vote FOR this resolution 11 is warranted for those shareholders in markets which have a fiduciary responsibility to vote either for or against and who do not recognise abstention as a valid option. | |||||
9 | Re-elect Andrew Memmott as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6-9, 12 and 13A vote FOR these candidates is warranted as no significant concerns have been identified.Item 5: Re-elect John Nicolson as DirectorA vote FOR this candidate is warranted, even though it is not without concern for shareholders:* The composition of the Board does not comply with the recommendations of the Code, as less than half of the Board members are independent Non-Executive Directors. The composition of the Audit and Remuneration Committees also do not comply. As Chairman, John Nicolson bears ultimate responsibility for the Company's corporate governance.The main reason for support is:* A voting sanction on the Chairman is not considered appropriate at this AGM. This position will be kept under review next year, depending on the circumstances at the time, when a more stringent voting position may be warranted.Item 10: Re-elect William Barr as DirectorA vote AGAINST this candidate is warranted:* Robin Barr is a non-independent NED whose membership of the Board and its key Committees causes the overall balance of the Board and the composition of the Audit and Remuneration Committees to be non-compliant with key provisions of the UK Corporate Governance Code.Item 11: Re-elect Martin Griffiths as DirectorAn ABSTAIN vote on this candidate is warranted:* He is the Chairman of the Audit Committee, which has the responsibility to review the non-audit services provided to the Company by the external auditors. This year, fees paid to the auditors for non-audit services exceeded the audit fees for the fifth consecutive year.A negative voting recommendation is not warranted because:* The Company has just rotated its external auditor, which is deemed to be independent.A vote FOR this resolution 11 is warranted for those shareholders in markets which have a fiduciary responsibility to vote either for or against and who do not recognise abstention as a valid option. | |||||
10 | Re-elect William Barr as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Items 6-9, 12 and 13A vote FOR these candidates is warranted as no significant concerns have been identified.Item 5: Re-elect John Nicolson as DirectorA vote FOR this candidate is warranted, even though it is not without concern for shareholders:* The composition of the Board does not comply with the recommendations of the Code, as less than half of the Board members are independent Non-Executive Directors. The composition of the Audit and Remuneration Committees also do not comply. As Chairman, John Nicolson bears ultimate responsibility for the Company's corporate governance.The main reason for support is:* A voting sanction on the Chairman is not considered appropriate at this AGM. This position will be kept under review next year, depending on the circumstances at the time, when a more stringent voting position may be warranted.Item 10: Re-elect William Barr as DirectorA vote AGAINST this candidate is warranted:* Robin Barr is a non-independent NED whose membership of the Board and its key Committees causes the overall balance of the Board and the composition of the Audit and Remuneration Committees to be non-compliant with key provisions of the UK Corporate Governance Code.Item 11: Re-elect Martin Griffiths as DirectorAn ABSTAIN vote on this candidate is warranted:* He is the Chairman of the Audit Committee, which has the responsibility to review the non-audit services provided to the Company by the external auditors. This year, fees paid to the auditors for non-audit services exceeded the audit fees for the fifth consecutive year.A negative voting recommendation is not warranted because:* The Company has just rotated its external auditor, which is deemed to be independent.A vote FOR this resolution 11 is warranted for those shareholders in markets which have a fiduciary responsibility to vote either for or against and who do not recognise abstention as a valid option. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
A.G. Barr plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
11 | Re-elect Martin Griffiths as Director | Mgmt | For | Abstain | Abstain |
Voting Policy Rationale: Items 6-9, 12 and 13A vote FOR these candidates is warranted as no significant concerns have been identified.Item 5: Re-elect John Nicolson as DirectorA vote FOR this candidate is warranted, even though it is not without concern for shareholders:* The composition of the Board does not comply with the recommendations of the Code, as less than half of the Board members are independent Non-Executive Directors. The composition of the Audit and Remuneration Committees also do not comply. As Chairman, John Nicolson bears ultimate responsibility for the Company's corporate governance.The main reason for support is:* A voting sanction on the Chairman is not considered appropriate at this AGM. This position will be kept under review next year, depending on the circumstances at the time, when a more stringent voting position may be warranted.Item 10: Re-elect William Barr as DirectorA vote AGAINST this candidate is warranted:* Robin Barr is a non-independent NED whose membership of the Board and its key Committees causes the overall balance of the Board and the composition of the Audit and Remuneration Committees to be non-compliant with key provisions of the UK Corporate Governance Code.Item 11: Re-elect Martin Griffiths as DirectorAn ABSTAIN vote on this candidate is warranted:* He is the Chairman of the Audit Committee, which has the responsibility to review the non-audit services provided to the Company by the external auditors. This year, fees paid to the auditors for non-audit services exceeded the audit fees for the fifth consecutive year.A negative voting recommendation is not warranted because:* The Company has just rotated its external auditor, which is deemed to be independent.A vote FOR this resolution 11 is warranted for those shareholders in markets which have a fiduciary responsibility to vote either for or against and who do not recognise abstention as a valid option. | |||||
12 | Re-elect Pamela Powell as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6-9, 12 and 13A vote FOR these candidates is warranted as no significant concerns have been identified.Item 5: Re-elect John Nicolson as DirectorA vote FOR this candidate is warranted, even though it is not without concern for shareholders:* The composition of the Board does not comply with the recommendations of the Code, as less than half of the Board members are independent Non-Executive Directors. The composition of the Audit and Remuneration Committees also do not comply. As Chairman, John Nicolson bears ultimate responsibility for the Company's corporate governance.The main reason for support is:* A voting sanction on the Chairman is not considered appropriate at this AGM. This position will be kept under review next year, depending on the circumstances at the time, when a more stringent voting position may be warranted.Item 10: Re-elect William Barr as DirectorA vote AGAINST this candidate is warranted:* Robin Barr is a non-independent NED whose membership of the Board and its key Committees causes the overall balance of the Board and the composition of the Audit and Remuneration Committees to be non-compliant with key provisions of the UK Corporate Governance Code.Item 11: Re-elect Martin Griffiths as DirectorAn ABSTAIN vote on this candidate is warranted:* He is the Chairman of the Audit Committee, which has the responsibility to review the non-audit services provided to the Company by the external auditors. This year, fees paid to the auditors for non-audit services exceeded the audit fees for the fifth consecutive year.A negative voting recommendation is not warranted because:* The Company has just rotated its external auditor, which is deemed to be independent.A vote FOR this resolution 11 is warranted for those shareholders in markets which have a fiduciary responsibility to vote either for or against and who do not recognise abstention as a valid option. | |||||
13 | Re-elect David Ritchie as Director | Mgmt | For | For | For |
Voting Policy Rationale: Items 6-9, 12 and 13A vote FOR these candidates is warranted as no significant concerns have been identified.Item 5: Re-elect John Nicolson as DirectorA vote FOR this candidate is warranted, even though it is not without concern for shareholders:* The composition of the Board does not comply with the recommendations of the Code, as less than half of the Board members are independent Non-Executive Directors. The composition of the Audit and Remuneration Committees also do not comply. As Chairman, John Nicolson bears ultimate responsibility for the Company's corporate governance.The main reason for support is:* A voting sanction on the Chairman is not considered appropriate at this AGM. This position will be kept under review next year, depending on the circumstances at the time, when a more stringent voting position may be warranted.Item 10: Re-elect William Barr as DirectorA vote AGAINST this candidate is warranted:* Robin Barr is a non-independent NED whose membership of the Board and its key Committees causes the overall balance of the Board and the composition of the Audit and Remuneration Committees to be non-compliant with key provisions of the UK Corporate Governance Code.Item 11: Re-elect Martin Griffiths as DirectorAn ABSTAIN vote on this candidate is warranted:* He is the Chairman of the Audit Committee, which has the responsibility to review the non-audit services provided to the Company by the external auditors. This year, fees paid to the auditors for non-audit services exceeded the audit fees for the fifth consecutive year.A negative voting recommendation is not warranted because:* The Company has just rotated its external auditor, which is deemed to be independent.A vote FOR this resolution 11 is warranted for those shareholders in markets which have a fiduciary responsibility to vote either for or against and who do not recognise abstention as a valid option. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
A.G. Barr plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
14 | Appoint Deloitte LLP as Auditors and Authorise Their Remuneration | Mgmt | For | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
17 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/17/2017 | Auto-Approved | 05/17/2017 | 10,524 | 10,524 |
Total Shares: | 10,524 | 10,524 |
Aareal Bank AG | ||
Meeting Date: 05/31/2017 | Country: Germany | Primary Security ID: D00379111 |
Record Date: 05/09/2017 | Meeting Type: Annual | Ticker: ARL |
Shares Voted: 3,062 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Mgmt | |||
2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | Mgmt | For | For | For |
3 | Approve Discharge of Management Board for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Aareal Bank AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6 | Approve Creation of EUR 89.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For |
7 | Approve Affiliation Agreements with Subsidiaries Participation Zehnte Beteiligungs GmbH, and Participation Elfte Beteiligungs GmbH | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/09/2017 | Auto-Approved | 05/09/2017 | 3,062 | 3,062 |
Total Shares: | 3,062 | 3,062 |
Albioma | ||
Meeting Date: 05/31/2017 | Country: France | Primary Security ID: F0190K109 |
Record Date: 05/26/2017 | Meeting Type: Annual/Special | Ticker: ABIO |
Shares Voted: 1,476 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the approval of the annual accounts are warranted due to the unqualified auditors' opinion and lack of concerns. | |||||
3 | Approve Allocation of Income and Dividends of EUR 0.57 per Share | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these income allocation proposals are warranted because the proposed payout ratio is adequate without being excessive. | |||||
4 | Approve Stock Dividend Program (New Shares) | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these income allocation proposals are warranted because the proposed payout ratio is adequate without being excessive. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Albioma
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
5 | Non-Binding Vote on Compensation of Jacques Petry, Chairman and CEO from Jan. 1, 2016 to May 31, 2016 | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the remuneration granted to Jacques Petry is warranted as (Item 5):* He received a performance-based element (restricted stock), after the company had announced the dissociation of the chairman and CEO positions and his future role as non-executive chairman without any justification provided by the company.A vote FOR the remuneration granted to Jacques Petry as the company's chairman is warranted as it does not raise any concerns (Item 6). | |||||
6 | Non-Binding Vote on Compensation of Jacques Petry, Chairman of the Board from June 1, 2016 to Dec. 31, 2016 | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the remuneration granted to Jacques Petry is warranted as (Item 5):* He received a performance-based element (restricted stock), after the company had announced the dissociation of the chairman and CEO positions and his future role as non-executive chairman without any justification provided by the company.A vote FOR the remuneration granted to Jacques Petry as the company's chairman is warranted as it does not raise any concerns (Item 6). | |||||
7 | Non-Binding Vote on Compensation of Frederic Moyne, CEO from June 1, 2016 to Dec. 31, 2016 | Mgmt | For | For | For |
8 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the remuneration policy of the chairman is warranted as it does not raise any concerns (Item 8).A vote FOR the remuneration policy of the CEO is warranted, though it raises the following concern (Item 9):* There is not long-term component for 2107 and disclosure related to it is limited.The main reason for support is:* The CEO received a significant award in 2016;* The policy is well described and the rest of the features do not raise concerns. | |||||
9 | Approve Remuneration Policy of CEO | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the remuneration policy of the chairman is warranted as it does not raise any concerns (Item 8).A vote FOR the remuneration policy of the CEO is warranted, though it raises the following concern (Item 9):* There is not long-term component for 2107 and disclosure related to it is limited.The main reason for support is:* The CEO received a significant award in 2016;* The policy is well described and the rest of the features do not raise concerns. | |||||
10 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | For | For |
11 | Reelect Jacques Petry as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 11-12 and 14-16 are warranted given the satisfactory level of board independence (56 percent) and the absence of specific concern about the proposed nominees. The number of outside mandates held by Maurice Tchenio, the representative of Financiere Helios, is in excess of recommended guidelines for executive directors or those in comparable roles. Therefore, the reelection of Financiere Helios represented by Maurice Tchenio warrants a vote AGAINST (Item 13). | |||||
12 | Reelect Jean-Carlos Angulo as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 11-12 and 14-16 are warranted given the satisfactory level of board independence (56 percent) and the absence of specific concern about the proposed nominees. The number of outside mandates held by Maurice Tchenio, the representative of Financiere Helios, is in excess of recommended guidelines for executive directors or those in comparable roles. Therefore, the reelection of Financiere Helios represented by Maurice Tchenio warrants a vote AGAINST (Item 13). |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Albioma
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
13 | Reelect Financiere Helios as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes FOR Items 11-12 and 14-16 are warranted given the satisfactory level of board independence (56 percent) and the absence of specific concern about the proposed nominees. The number of outside mandates held by Maurice Tchenio, the representative of Financiere Helios, is in excess of recommended guidelines for executive directors or those in comparable roles. Therefore, the reelection of Financiere Helios represented by Maurice Tchenio warrants a vote AGAINST (Item 13). | |||||
14 | Reelect Michele Remillieux as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 11-12 and 14-16 are warranted given the satisfactory level of board independence (56 percent) and the absence of specific concern about the proposed nominees. The number of outside mandates held by Maurice Tchenio, the representative of Financiere Helios, is in excess of recommended guidelines for executive directors or those in comparable roles. Therefore, the reelection of Financiere Helios represented by Maurice Tchenio warrants a vote AGAINST (Item 13). | |||||
15 | Elect BPI France Investissement as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 11-12 and 14-16 are warranted given the satisfactory level of board independence (56 percent) and the absence of specific concern about the proposed nominees. The number of outside mandates held by Maurice Tchenio, the representative of Financiere Helios, is in excess of recommended guidelines for executive directors or those in comparable roles. Therefore, the reelection of Financiere Helios represented by Maurice Tchenio warrants a vote AGAINST (Item 13). | |||||
16 | Elect Frederic Moyne as Director | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 11-12 and 14-16 are warranted given the satisfactory level of board independence (56 percent) and the absence of specific concern about the proposed nominees. The number of outside mandates held by Maurice Tchenio, the representative of Financiere Helios, is in excess of recommended guidelines for executive directors or those in comparable roles. Therefore, the reelection of Financiere Helios represented by Maurice Tchenio warrants a vote AGAINST (Item 13). | |||||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Extraordinary Business | Mgmt | ||||
18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the authorizations under Items 19 and 20 are warranted as their proposed volumes respect the recommended guidelines for issuances with preemptive rights. | |||||
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the authorizations under Items 19 and 20 are warranted as their proposed volumes respect the recommended guidelines for issuances with preemptive rights. | |||||
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Albioma
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
22 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Mgmt | For | Against | Against |
Voting Policy Rationale: This resolution warrants a vote AGAINST as it could be used during a takeover period. | |||||
23 | Approve Cancellation of Delegations Authorized under Items 13, 14, 16, 17 and 18 by May 28, 2015 General Meeting | Mgmt | For | For | For |
24 | Amend Article 5 of Bylaws to Comply with New Regulations Re: Company Headquarters | Mgmt | For | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/18/2017 | Auto-Approved | 05/18/2017 | 1,476 | 1,476 |
Total Shares: | 1,476 | 1,476 |
Central Asia Metals Plc | ||
Meeting Date: 05/31/2017 | Country: United Kingdom | Primary Security ID: G2069H109 |
Record Date: 05/26/2017 | Meeting Type: Annual | Ticker: CAML |
Shares Voted: 24,231 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because of the following deviations from best practice:* The general performance metrics which apply to LTIP awards granted during the year under review are not disclosed; and* Awards granted to the Executive Directors during the year vest in less than three years. | |||||
2 | Approve Final Dividend | Mgmt | For | For | For |
3 | Re-elect Nicholas Clarke as Director | Mgmt | For | Abstain | Abstain |
Voting Policy Rationale: Item 3An ABSTENTION on the re-election of Nicholas Clarke is warranted because:* He holds the combined office of Chairman and CEO, which calls into question whether the Board can adequately oversee and evaluate the performance of senior officers and the Company.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Items 4 to 8A vote FOR the election/re-election of Nigel Robinson, Nigel Hurst-Brown, Robert Cathery, Kenges Rakishev and Gavin Ferrar is warranted because no significant concerns have been identified. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Central Asia Metals Plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4 | Re-elect Nigel Robinson as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 3An ABSTENTION on the re-election of Nicholas Clarke is warranted because:* He holds the combined office of Chairman and CEO, which calls into question whether the Board can adequately oversee and evaluate the performance of senior officers and the Company.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Items 4 to 8A vote FOR the election/re-election of Nigel Robinson, Nigel Hurst-Brown, Robert Cathery, Kenges Rakishev and Gavin Ferrar is warranted because no significant concerns have been identified. | |||||
5 | Re-elect Nigel Hurst-Brown as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 3An ABSTENTION on the re-election of Nicholas Clarke is warranted because:* He holds the combined office of Chairman and CEO, which calls into question whether the Board can adequately oversee and evaluate the performance of senior officers and the Company.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Items 4 to 8A vote FOR the election/re-election of Nigel Robinson, Nigel Hurst-Brown, Robert Cathery, Kenges Rakishev and Gavin Ferrar is warranted because no significant concerns have been identified. | |||||
6 | Re-elect Robert Cathery as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 3An ABSTENTION on the re-election of Nicholas Clarke is warranted because:* He holds the combined office of Chairman and CEO, which calls into question whether the Board can adequately oversee and evaluate the performance of senior officers and the Company.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Items 4 to 8A vote FOR the election/re-election of Nigel Robinson, Nigel Hurst-Brown, Robert Cathery, Kenges Rakishev and Gavin Ferrar is warranted because no significant concerns have been identified. | |||||
7 | Re-elect Kenges Rakishev as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 3An ABSTENTION on the re-election of Nicholas Clarke is warranted because:* He holds the combined office of Chairman and CEO, which calls into question whether the Board can adequately oversee and evaluate the performance of senior officers and the Company.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Items 4 to 8A vote FOR the election/re-election of Nigel Robinson, Nigel Hurst-Brown, Robert Cathery, Kenges Rakishev and Gavin Ferrar is warranted because no significant concerns have been identified. | |||||
8 | Elect Gavin Ferrar as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 3An ABSTENTION on the re-election of Nicholas Clarke is warranted because:* He holds the combined office of Chairman and CEO, which calls into question whether the Board can adequately oversee and evaluate the performance of senior officers and the Company.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Items 4 to 8A vote FOR the election/re-election of Nigel Robinson, Nigel Hurst-Brown, Robert Cathery, Kenges Rakishev and Gavin Ferrar is warranted because no significant concerns have been identified. | |||||
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Central Asia Metals Plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
13 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/17/2017 | Auto-Approved | 05/17/2017 | 24,231 | 24,231 |
Total Shares: | 24,231 | 24,231 |
Reckitt Benckiser Group plc | ||
Meeting Date: 05/31/2017 | Country: United Kingdom | Primary Security ID: G74079107 |
Record Date: 05/26/2017 | Meeting Type: Special | Ticker: RB. |
Shares Voted: 4,191 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Acquisition of Mead Johnson Nutrition Company | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/17/2017 | Auto-Approved | 05/17/2017 | 4,191 | 4,191 |
Total Shares: | 4,191 | 4,191 |
Blue Buffalo Pet Products, Inc. | ||
Meeting Date: 06/01/2017 | Country: USA | Primary Security ID: 09531U102 |
Record Date: 04/06/2017 | Meeting Type: Annual | Ticker: BUFF |
Shares Voted: 20,129 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Philippe Amouyal | Mgmt | For | Withhold | Withhold |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Blue Buffalo Pet Products, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Philippe Amouyal and Aflalo Guimaraes due to the company’s lack of a formal nominating committee and for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for Philippe Amouyal for serving as a non-independent member of a key board committee. WITHHOLD votes are further warranted for Philippe Amouyal, Aflalo Guimaraes and Amy Schulman given the board’s failure to remove, or subject to a sunset requirement, the adverse governance provisions that negatively impact shareholder rights. | |||||
1.2 | Elect Director Aflalo Guimaraes | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Philippe Amouyal and Aflalo Guimaraes due to the company’s lack of a formal nominating committee and for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for Philippe Amouyal for serving as a non-independent member of a key board committee. WITHHOLD votes are further warranted for Philippe Amouyal, Aflalo Guimaraes and Amy Schulman given the board’s failure to remove, or subject to a sunset requirement, the adverse governance provisions that negatively impact shareholder rights. | |||||
1.3 | Elect Director Amy Schulman | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: WITHHOLD votes are warranted for non-independent director nominees Philippe Amouyal and Aflalo Guimaraes due to the company’s lack of a formal nominating committee and for failing to establish a board on which a majority of the directors are independent outsiders. WITHHOLD votes are further warranted for Philippe Amouyal for serving as a non-independent member of a key board committee. WITHHOLD votes are further warranted for Philippe Amouyal, Aflalo Guimaraes and Amy Schulman given the board’s failure to remove, or subject to a sunset requirement, the adverse governance provisions that negatively impact shareholder rights. | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/18/2017 | Auto-Approved | 05/18/2017 | 20,129 | 20,129 |
Total Shares: | 20,129 | 20,129 |
freenet AG | ||
Meeting Date: 06/01/2017 | Country: Germany | Primary Security ID: D3689Q134 |
Record Date: | Meeting Type: Annual | Ticker: FNTN |
Shares Voted: 14,914 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Mgmt | |||
2 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
freenet AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3 | Approve Discharge of Management Board for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
5.1 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2017 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the ratification of the auditor are warranted. | |||||
5.2 | Ratify PricewaterhouseCoopers AG as Auditors for the First Quarter of Fiscal 2018 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the ratification of the auditor are warranted. | |||||
6.1 | Elect Sabine Christiansen to the Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
6.2 | Elect Fraenzi Kuehne to the Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
6.3 | Elect Thorsten Kraemer to the Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
6.4 | Elect Helmut Thoma to the Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
6.5 | Elect Marc Tuengler to the Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. | |||||
6.6 | Elect Robert Weidinger to the Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR the proposed nominees are warranted. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/12/2017 | Auto-Approved | 05/12/2017 | 14,914 | 14,914 |
Total Shares: | 14,914 | 14,914 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Marine Harvest ASA | ||
Meeting Date: 06/01/2017 | Country: Norway | Primary Security ID: R2326D113 |
Record Date: | Meeting Type: Annual | Ticker: MHG |
Shares Voted: 0 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
2 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
3 | Receive President’s Report | Mgmt | |||
4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | Mgmt | For | For | Do Not Vote |
5 | Discuss Company’s Corporate Governance Statement | Mgmt | |||
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these items is warranted because the proposed remuneration policy is well described and does not contravene Norwegian executive remuneration practice. However, due to the inclusion of single-trigger acceleration of the vesting period of stock options, qualified support for Item 7 is warranted. | |||||
7 | Approval of the Guidelines for Allocation of Options | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these items is warranted because the proposed remuneration policy is well described and does not contravene Norwegian executive remuneration practice. However, due to the inclusion of single-trigger acceleration of the vesting period of stock options, qualified support for Item 7 is warranted. | |||||
8 | Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman, NOK 575,000 For Vice Chairman, and NOK 400,000 for Other Directors; Approve Audit Committee Fees | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these remuneration proposals is warranted because of a lack of concern regarding the proposed fees. | |||||
9 | Approve Remuneration of Nomination Committee | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR these remuneration proposals is warranted because of a lack of concern regarding the proposed fees. | |||||
10 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote |
11a | Elect Ole-Eirik Leroy as Director | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote AGAINST these proposals is warranted due to insufficient independence among the board members. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Marine Harvest ASA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
11b | Elect Lisbet Naero as Director | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote AGAINST these proposals is warranted due to insufficient independence among the board members. | |||||
11c | Elect Orjan Svanevik as Director | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote AGAINST these proposals is warranted due to insufficient independence among the board members. | |||||
12 | Elect Members of Nominating Committee | Mgmt | For | For | Do Not Vote |
13 | Authorize Board to Declare Quarterly Dividends | Mgmt | For | For | Do Not Vote |
14 | Authorize Board to Distribute Dividends | Mgmt | For | For | Do Not Vote |
15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | Do Not Vote |
16 | Approve Creation of NOK 367.6 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | Do Not Vote |
17 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.20 Billion | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: A vote FOR this issuance authorization is warranted because the potential share capital increase is not excessive. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | AutoApproved | Auto-Instructed | 05/11/2017 | Auto-Approved | 05/11/2017 | 8,642 | 0 |
Total Shares: | 8,642 | 0 |
Masimo Corporation | ||
Meeting Date: 06/01/2017 | Country: USA | Primary Security ID: 574795100 |
Record Date: 04/03/2017 | Meeting Type: Annual | Ticker: MASI |
Shares Voted: 1,779 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Steven J. Barker | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Masimo Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.2 | Elect Director Sanford Fitch | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against |
Voting Policy Rationale: Based on evaluation of the estimated cost, plan features, and grant practices using the Equity Plan Score Card (EPSC), a vote AGAINST this proposal is warranted due to the following key factor(s):* The plan cost is excessive;* The three-year average burn rate is excessive; and* The plan allows broad discretion to accelerate vesting. | |||||
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/19/2017 | Auto-Approved | 05/19/2017 | 1,779 | 1,779 |
Total Shares: | 1,779 | 1,779 |
TBC Bank Group plc | ||
Meeting Date: 06/05/2017 | Country: United Kingdom | Primary Security ID: G8705J102 |
Record Date: 06/01/2017 | Meeting Type: Annual | Ticker: TBCG |
Shares Voted: 2,086 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Remuneration Policy | Mgmt | For | For | For |
3 | Approve Remuneration Report | Mgmt | For | For | For |
4 | Approve Final Dividend | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
TBC Bank Group plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
5 | Elect Mamuka Khazaradze as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 5A vote FOR this Director is considered warranted but is not without concern for shareholders:* Mamuka Khazaradze serves as a Non-executive Chair on the Board and is also a founder and the major shareholder of the Company;* He attended less than 75% of Board meetings without any specific explanation.The main reason for support:* The appointment as Board Chair pre-dated the Company’s IPO. His chairmanship was laid out in the Prospectus, and therefore, this is the arrangement that shareholders bought into.* Regarding attendance, this is the first year as a public company and a degree of flexibility is considered warranted.Items 6-7, 9-10, 12-13A vote FOR these candidates is warranted as no significant concerns have been identified.Items 8 and 9A vote for these Directors is considered warranted but is not without concerns for shareholders:* Stefano Marsaglia and Stephan Wilcke attended less than 75% of Board and Committee meetings and the Company does not provide any specific explanation.The main reason for support is:* This is the first year as a public company and a degree of flexibility is considered warranted. | |||||
6 | Elect Badri Japaridze as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 5A vote FOR this Director is considered warranted but is not without concern for shareholders:* Mamuka Khazaradze serves as a Non-executive Chair on the Board and is also a founder and the major shareholder of the Company;* He attended less than 75% of Board meetings without any specific explanation.The main reason for support:* The appointment as Board Chair pre-dated the Company’s IPO. His chairmanship was laid out in the Prospectus, and therefore, this is the arrangement that shareholders bought into.* Regarding attendance, this is the first year as a public company and a degree of flexibility is considered warranted.Items 6-7, 9-10, 12-13A vote FOR these candidates is warranted as no significant concerns have been identified.Items 8 and 9A vote for these Directors is considered warranted but is not without concerns for shareholders:* Stefano Marsaglia and Stephan Wilcke attended less than 75% of Board and Committee meetings and the Company does not provide any specific explanation.The main reason for support is:* This is the first year as a public company and a degree of flexibility is considered warranted. | |||||
7 | Elect Nikoloz Enukidze as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 5A vote FOR this Director is considered warranted but is not without concern for shareholders:* Mamuka Khazaradze serves as a Non-executive Chair on the Board and is also a founder and the major shareholder of the Company;* He attended less than 75% of Board meetings without any specific explanation.The main reason for support:* The appointment as Board Chair pre-dated the Company’s IPO. His chairmanship was laid out in the Prospectus, and therefore, this is the arrangement that shareholders bought into.* Regarding attendance, this is the first year as a public company and a degree of flexibility is considered warranted.Items 6-7, 9-10, 12-13A vote FOR these candidates is warranted as no significant concerns have been identified.Items 8 and 9A vote for these Directors is considered warranted but is not without concerns for shareholders:* Stefano Marsaglia and Stephan Wilcke attended less than 75% of Board and Committee meetings and the Company does not provide any specific explanation.The main reason for support is:* This is the first year as a public company and a degree of flexibility is considered warranted. | |||||
8 | Elect Stefano Marsaglia as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 5A vote FOR this Director is considered warranted but is not without concern for shareholders:* Mamuka Khazaradze serves as a Non-executive Chair on the Board and is also a founder and the major shareholder of the Company;* He attended less than 75% of Board meetings without any specific explanation.The main reason for support:* The appointment as Board Chair pre-dated the Company’s IPO. His chairmanship was laid out in the Prospectus, and therefore, this is the arrangement that shareholders bought into.* Regarding attendance, this is the first year as a public company and a degree of flexibility is considered warranted.Items 6-7, 9-10, 12-13A vote FOR these candidates is warranted as no significant concerns have been identified.Items 8 and 9A vote for these Directors is considered warranted but is not without concerns for shareholders:* Stefano Marsaglia and Stephan Wilcke attended less than 75% of Board and Committee meetings and the Company does not provide any specific explanation.The main reason for support is:* This is the first year as a public company and a degree of flexibility is considered warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
TBC Bank Group plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
9 | Elect Nicholas Haag as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 5A vote FOR this Director is considered warranted but is not without concern for shareholders:* Mamuka Khazaradze serves as a Non-executive Chair on the Board and is also a founder and the major shareholder of the Company;* He attended less than 75% of Board meetings without any specific explanation.The main reason for support:* The appointment as Board Chair pre-dated the Company’s IPO. His chairmanship was laid out in the Prospectus, and therefore, this is the arrangement that shareholders bought into.* Regarding attendance, this is the first year as a public company and a degree of flexibility is considered warranted.Items 6-7, 9-10, 12-13A vote FOR these candidates is warranted as no significant concerns have been identified.Items 8 and 9A vote for these Directors is considered warranted but is not without concerns for shareholders:* Stefano Marsaglia and Stephan Wilcke attended less than 75% of Board and Committee meetings and the Company does not provide any specific explanation.The main reason for support is:* This is the first year as a public company and a degree of flexibility is considered warranted. | |||||
10 | Elect Eric Rajendra as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 5A vote FOR this Director is considered warranted but is not without concern for shareholders:* Mamuka Khazaradze serves as a Non-executive Chair on the Board and is also a founder and the major shareholder of the Company;* He attended less than 75% of Board meetings without any specific explanation.The main reason for support:* The appointment as Board Chair pre-dated the Company’s IPO. His chairmanship was laid out in the Prospectus, and therefore, this is the arrangement that shareholders bought into.* Regarding attendance, this is the first year as a public company and a degree of flexibility is considered warranted.Items 6-7, 9-10, 12-13A vote FOR these candidates is warranted as no significant concerns have been identified.Items 8 and 9A vote for these Directors is considered warranted but is not without concerns for shareholders:* Stefano Marsaglia and Stephan Wilcke attended less than 75% of Board and Committee meetings and the Company does not provide any specific explanation.The main reason for support is:* This is the first year as a public company and a degree of flexibility is considered warranted. | |||||
11 | Elect Stephan Wilcke as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 5A vote FOR this Director is considered warranted but is not without concern for shareholders:* Mamuka Khazaradze serves as a Non-executive Chair on the Board and is also a founder and the major shareholder of the Company;* He attended less than 75% of Board meetings without any specific explanation.The main reason for support:* The appointment as Board Chair pre-dated the Company’s IPO. His chairmanship was laid out in the Prospectus, and therefore, this is the arrangement that shareholders bought into.* Regarding attendance, this is the first year as a public company and a degree of flexibility is considered warranted.Items 6-7, 9-10, 12-13A vote FOR these candidates is warranted as no significant concerns have been identified.Items 8 and 9A vote for these Directors is considered warranted but is not without concerns for shareholders:* Stefano Marsaglia and Stephan Wilcke attended less than 75% of Board and Committee meetings and the Company does not provide any specific explanation.The main reason for support is:* This is the first year as a public company and a degree of flexibility is considered warranted. | |||||
12 | Elect Vakhtang Butskhrikidze as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 5A vote FOR this Director is considered warranted but is not without concern for shareholders:* Mamuka Khazaradze serves as a Non-executive Chair on the Board and is also a founder and the major shareholder of the Company;* He attended less than 75% of Board meetings without any specific explanation.The main reason for support:* The appointment as Board Chair pre-dated the Company’s IPO. His chairmanship was laid out in the Prospectus, and therefore, this is the arrangement that shareholders bought into.* Regarding attendance, this is the first year as a public company and a degree of flexibility is considered warranted.Items 6-7, 9-10, 12-13A vote FOR these candidates is warranted as no significant concerns have been identified.Items 8 and 9A vote for these Directors is considered warranted but is not without concerns for shareholders:* Stefano Marsaglia and Stephan Wilcke attended less than 75% of Board and Committee meetings and the Company does not provide any specific explanation.The main reason for support is:* This is the first year as a public company and a degree of flexibility is considered warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
TBC Bank Group plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
13 | Elect Giorgi Shagidze as Director | Mgmt | For | For | For |
Voting Policy Rationale: Item 5A vote FOR this Director is considered warranted but is not without concern for shareholders:* Mamuka Khazaradze serves as a Non-executive Chair on the Board and is also a founder and the major shareholder of the Company;* He attended less than 75% of Board meetings without any specific explanation.The main reason for support:* The appointment as Board Chair pre-dated the Company’s IPO. His chairmanship was laid out in the Prospectus, and therefore, this is the arrangement that shareholders bought into.* Regarding attendance, this is the first year as a public company and a degree of flexibility is considered warranted.Items 6-7, 9-10, 12-13A vote FOR these candidates is warranted as no significant concerns have been identified.Items 8 and 9A vote for these Directors is considered warranted but is not without concerns for shareholders:* Stefano Marsaglia and Stephan Wilcke attended less than 75% of Board and Committee meetings and the Company does not provide any specific explanation.The main reason for support is:* This is the first year as a public company and a degree of flexibility is considered warranted. | |||||
14 | Appoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
16 | Approve Scrip Dividend Scheme | Mgmt | For | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/22/2017 | Auto-Approved | 05/22/2017 | 2,086 | 2,086 |
Total Shares: | 2,086 | 2,086 |
UnitedHealth Group Incorporated | ||
Meeting Date: 06/05/2017 | Country: USA | Primary Security ID: 91324P102 |
Record Date: 04/11/2017 | Meeting Type: Annual | Ticker: UNH |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
UnitedHealth Group Incorporated | ||
Shares Voted: 3,087 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director William C. Ballard, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Richard T. Burke | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Timothy P. Flynn | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Stephen J. Hemsley | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Michele J. Hooper | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Rodger A. Lawson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Glenn M. Renwick | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Kenneth I. Shine | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Gail R. Wilensky | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
5 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted, as additional disclosure of the company’s lobbying-related policies and oversight mechanisms, along with its trade association memberships and payments, would help shareholders better assess the risks and benefits associated with the company’s participation in the public policy process. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/23/2017 | Auto-Approved | 05/23/2017 | 3,087 | 3,087 |
Total Shares: | 3,087 | 3,087 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Ocean Wilsons Holdings Limited | ||
Meeting Date: 06/06/2017 | Country: Bermuda | Primary Security ID: G6699D107 |
Record Date: | Meeting Type: Annual | Ticker: OCN |
Shares Voted: 960 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Dividend | Mgmt | For | For | For |
3 | Fix Maximum Number of Directors at Eight and Authorise Board to Appoint Additional Directors Up to Such Maximum Number | Mgmt | For | For | For |
4 | Re-elect Keith Middleton as Director | Mgmt | For | Abstain | Abstain |
Voting Policy Rationale: Item 4An ABSTENTION on the re-election of Keith Middleton is warranted because:* He is an Executive Director and may participate in duties normally fulfilled by a Management Engagement Committee, which is not in line with UK best practice recommendations.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 5A vote AGAINST the re-election of William Salomon is warranted because:* Potential independence issues have been identified and he currently sits on the Audit and Remuneration Committees and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size. Furthermore, he may participate in duties normally fulfilled by a Management Engagement Committee, which is not in line with UK best practice. | |||||
5 | Re-elect William Salomon as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: Item 4An ABSTENTION on the re-election of Keith Middleton is warranted because:* He is an Executive Director and may participate in duties normally fulfilled by a Management Engagement Committee, which is not in line with UK best practice recommendations.A vote FOR this resolution is warranted for those shareholders in markets who have a fiduciary responsibility to vote either in favour or against and who do not recognise an abstention as a valid option.Item 5A vote AGAINST the re-election of William Salomon is warranted because:* Potential independence issues have been identified and he currently sits on the Audit and Remuneration Committees and the composition of these Committees does not adhere to UK best practice recommendations for a company of this size. Furthermore, he may participate in duties normally fulfilled by a Management Engagement Committee, which is not in line with UK best practice. | |||||
6 | Ratify Ernst & Young LLP as Auditors and Authorise Their Remuneration | Mgmt | For | For | For |
7 | 7 Ratify All Actions of the Board in the Year Ended 31 December 2016 | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/23/2017 | Auto-Approved | 05/23/2017 | 960 | 960 |
Total Shares: | 960 | 960 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Ocean Wilsons Holdings Limited
AINMT AS | ||
Meeting Date: 06/07/2017 | Country: Norway | Primary Security ID: R0028G103 |
Record Date: | Meeting Type: Annual | Ticker: AINMT |
Shares Voted: 0 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
3 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote AGAINST the proposal is warranted as the company has failed to publish the financial statements with auditor's opinion in due time prior to the general meeting. | |||||
5 | Approve Omission of Remuneration of Directors | Mgmt | For | For | Do Not Vote |
6 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote |
7 | Reelect Current Directors | Mgmt | For | Against | Do Not Vote |
Voting Policy Rationale: A vote AGAINST this proposal is warranted due to the presence of an executive on the board combined with the lack of a remuneration and audit committee. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | AutoApproved | Auto-Instructed | 06/02/2017 | Auto-Approved | 06/02/2017 | 224 | 0 |
Total Shares: | 224 | 0 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Alphabet Inc. | ||
Meeting Date: 06/07/2017 | Country: USA | Primary Security ID: 02079K305 |
Record Date: 04/19/2017 | Meeting Type: Annual | Ticker: GOOGL |
Shares Voted: 588 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Larry Page | Mgmt | For | For | For |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.2 | Elect Director Sergey Brin | Mgmt | For | For | For |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.3 | Elect Director Eric E. Schmidt | Mgmt | For | For | For |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.4 | Elect Director L. John Doerr | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.5 | Elect Director Roger W. Ferguson, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.6 | Elect Director Diane B. Greene | Mgmt | For | For | For |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.7 | Elect Director John L. Hennessy | Mgmt | For | For | For |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Alphabet Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.8 | Elect Director Ann Mather | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.9 | Elect Director Alan R. Mulally | Mgmt | For | For | For |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.10 | Elect Director Paul S. Otellini | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.11 | Elect Director K. Ram Shriram | Mgmt | For | Withhold | Withhold |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
1.12 | Elect Director Shirley M. Tilghman | Mgmt | For | For | For |
Voting Policy Rationale: * WITHHOLD votes from Compensation Committee members L. John Doerr, Paul Otellini, and K. Ram Shriram for poor stewardship of the company's pay programs as evidenced by multiple years of significant executive compensation concerns and troubling pay practices.* WITHHOLD votes from Ann Mather for serving as a director on more than five public company boards.* A vote FOR the remaining director nominees is warranted. | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against |
Voting Policy Rationale: Based on evaluation of the estimated cost, plan features, and grant practices using the Equity Plan Scorecard (EPSC), a vote AGAINST this proposal is warranted due to the following key factors:* The plan permits repricing and/or exchange of grants without shareholder approval* The plan provides for the transferability of stock options without shareholder approval* Plan cost is excessive* Three-year average burn rate is excessive* The plan permits liberal recycling of shares* The plan allows broad discretion to accelerate vesting | |||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted. After he received a special one-time $100 million equity grant in 2015, Google CEO Sundar Pichai's 2016 equity awards doubled in size to an eye-popping $199 million. Both awards are subject to quarterly ratable vesting and do not carry any performance conditions. Disclosure around the rationale for the award is limited. Moreover, no aspect of compensation is conditioned on pre-set objective performance measures. These factors and the long history of compensation concerns evidence poor stewardship by the compensation committee. See Item 1 for details. | |||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Voting Policy Rationale: A vote for the adoption of an ANNUAL say-on-pay frequency is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Alphabet Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted because it would signal to the board a preference for a capital structure aligning economic ownership with voting power. | |||||
7 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted, as additional information on the company's direct and indirect lobbying and trade association expenditures, as well as board-level oversight mechanisms would give shareholders a comprehensive understanding of the company's management of its lobbying activities and any related risks and benefits. | |||||
8 | Report on Political Contributions | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted, as additional information on the company's direct and indirect political and trade association expenditures, as well as board-level oversight mechanisms would give shareholders a comprehensive understanding of the company's management of its political activities and any related risks and benefits. | |||||
9 | Report on Gender Pay Gap | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted, as Alphabet lags its peers in addressing gender pay disparity. By not addressing this issue at the same level as its peers, Alphabet is put at a competitive disadvantage in the recruitment of candidates and retention of employees. | |||||
10 | Report on Charitable Contributions | SH | Against | Against | Against |
11 | Adopt Holy Land Principles | SH | Against | Against | Against |
12 | Report on Fake News | SH | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/25/2017 | Auto-Approved | 05/25/2017 | 588 | 588 |
Total Shares: | 588 | 588 |
Check Point Software Technologies Ltd. | ||
Meeting Date: 06/07/2017 | Country: Israel | Primary Security ID: M22465104 |
Record Date: 04/27/2017 | Meeting Type: Annual | Ticker: CHKP |
Shares Voted: 1,050 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Reelect Gil Shwed as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these items warrant a vote FOR. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Check Point Software Technologies Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.2 | Reelect Marius Nacht as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these items warrant a vote FOR. | |||||
1.3 | Reelect Jerry Ungerman as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these items warrant a vote FOR. | |||||
1.4 | Reelect Dan Propper as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these items warrant a vote FOR. | |||||
1.5 | Reelect David Rubner as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these items warrant a vote FOR. | |||||
1.6 | Reelect Tal Shavit as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these items warrant a vote FOR. | |||||
2.1 | Reelect Irwin Federman as External Director for a Three-Year Period | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the suitability of the proposed candidates, these items warrant a vote FOR. | |||||
2.2 | Reelect Ray Rothrock as External Director for a Three-Year Period | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the suitability of the proposed candidates, these items warrant a vote FOR. | |||||
3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
4 | Approve Employment Terms of Gil Shwed, CEO | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | lswarb | 05/22/2017 | lswarb | 05/22/2017 | 1,050 | 1,050 |
Total Shares: | 1,050 | 1,050 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Check Point Software Technologies Ltd.
Regal Hotels International Holdings Ltd. | ||
Meeting Date: 06/07/2017 | Country: Bermuda | Primary Security ID: G7475M162 |
Record Date: 06/01/2017 | Meeting Type: Annual | Ticker: 78 |
Shares Voted: 28,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
3A | Elect Lo Yuk Sui as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the election of Wong Chi Keung is warranted given that he serves on a total of more than six public company boards.A vote FOR the other nominees is warranted. | |||||
3B | Elect Donald Fan Tung as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the election of Wong Chi Keung is warranted given that he serves on a total of more than six public company boards.A vote FOR the other nominees is warranted. | |||||
3C | Elect Ng Siu Chan as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote AGAINST the election of Wong Chi Keung is warranted given that he serves on a total of more than six public company boards.A vote FOR the other nominees is warranted. | |||||
3D | Elect Wong Chi Keung as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the election of Wong Chi Keung is warranted given that he serves on a total of more than six public company boards.A vote FOR the other nominees is warranted. | |||||
4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
5A | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
5B | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. | |||||
5C | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/24/2017 | Auto-Approved | 05/24/2017 | 28,000 | 28,000 |
Total Shares: | 28,000 | 28,000 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Regal Hotels International Holdings Ltd.
Rhoen-Klinikum AG | ||
Meeting Date: 06/07/2017 | Country: Germany | Primary Security ID: D6530N119 |
Record Date: 05/16/2017 | Meeting Type: Annual | Ticker: RHK |
Shares Voted: 4,575 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Mgmt | |||
2 | Approve Allocation of Income and Dividends of EUR 0.35 per Share | Mgmt | For | For | For |
3.1 | Approve Discharge of Management Board Member Martin Siebert for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
3.2 | Approve Discharge of Management Board Member Bernd Griewing for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
3.3 | Approve Discharge of Management Board Member Martin Menger for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.1 | Approve Discharge of Supervisory Board Member Eugen Muench for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.2 | Approve Discharge of Supervisory Board Member Georg Schulze-Ziehaus for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.3 | Approve Discharge of Supervisory Board Member Wolfgang Muendel for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.4 | Approve Discharge of Supervisory Board Member Peter Berghoefer for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rhoen-Klinikum AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4.5 | Approve Discharge of Supervisory Board Member Bettina Boettcher for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.6 | Approve Discharge of Supervisory Board Member Bjoern Borgmann for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.7 | Approve Discharge of Supervisory Board Member Ludwig Georg Braun for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.8 | Approve Discharge of Supervisory Board Member Gerhard Ehninger for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.9 | Approve Discharge of Supervisory Board Member Stefan Haertel for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.10 | Approve Discharge of Supervisory Board Member Klaus Hanschur for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.11 | Approve Discharge of Supervisory Board Member Stephan Holzinger for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.12 | Approve Discharge of Supervisory Board Member Meike Jaeger for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.13 | Approve Discharge of Supervisory Board Member Brigitte Mohn for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.14 | Approve Discharge of Supervisory Board Member Christine Reissner for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4.15 | Approve Discharge of Supervisory Board Member Evelin Schiebel for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rhoen-Klinikum AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4.16 | Approve Discharge of Supervisory Board Member Katrin Vernau for Fiscal 2016 | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
5 | Elect Annette Beller to the Supervisory Board | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the non-independent nominee, Annette Beller, is warranted because of the failure to establish a sufficiently independent board. | |||||
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For |
7 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/15/2017 | Auto-Approved | 05/15/2017 | 4,575 | 4,575 |
Total Shares: | 4,575 | 4,575 |
The Hong Kong and China Gas Co. Ltd. | ||
Meeting Date: 06/07/2017 | Country: Hong Kong | Primary Security ID: Y33370100 |
Record Date: 06/01/2017 | Meeting Type: Annual | Ticker: 3 |
Shares Voted: 112,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
3.1 | Elect Peter Wong Wai Yee as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominee(s) is warranted for the following reason(s):* Peter Wong Wai Yee and Lee Ka Kit are non-independent director nominees and the board is not one-third independent; and* David Kwok Po Li serves on more than six public boards, he is a non-independent director nominee and the board is less than one third independent and he is the chairman of the audit and remuneration committees. | |||||
3.2 | Elect Lee Ka Kit as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominee(s) is warranted for the following reason(s):* Peter Wong Wai Yee and Lee Ka Kit are non-independent director nominees and the board is not one-third independent; and* David Kwok Po Li serves on more than six public boards, he is a non-independent director nominee and the board is less than one third independent and he is the chairman of the audit and remuneration committees. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
The Hong Kong and China Gas Co. Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3.3 | Elect David Li Kwok Po as Director | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST the following nominee(s) is warranted for the following reason(s):* Peter Wong Wai Yee and Lee Ka Kit are non-independent director nominees and the board is not one-third independent; and* David Kwok Po Li serves on more than six public boards, he is a non-independent director nominee and the board is less than one third independent and he is the chairman of the audit and remuneration committees. | |||||
4 | Approve Remuneration of Directors and Additional Fee for the Chairman of the Board | Mgmt | For | For | For |
5 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
6.1 | Approve the Issuance of Bonus Shares | Mgmt | For | For | For |
6.2 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
6.3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. | |||||
6.4 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST these resolutions is warranted for the following:* The aggregate share issuance limit is greater than 10 percent.* The company has not specified the discount limit. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/24/2017 | Auto-Approved | 05/24/2017 | 112,000 | 112,000 |
Total Shares: | 112,000 | 112,000 |
Comcast Corporation | ||
Meeting Date: 06/08/2017 | Country: USA | Primary Security ID: 20030N101 |
Record Date: 03/16/2017 | Meeting Type: Annual | Ticker: CMCSA |
Shares Voted: 13,208 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Kenneth J. Bacon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Madeline S. Bell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Comcast Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.3 | Elect Director Sheldon M. Bonovitz | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Edward D. Breen | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Gerald L. Hassell | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.6 | Elect Director Jeffrey A. Honickman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director Asuka Nakahara | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director David C. Novak | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director Brian L. Roberts | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.10 | Elect Director Johnathan A. Rodgers | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
5 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this resolution is warranted as the company could provide additional information regarding its trade association participation, direct and indirect lobbying expenditures, and the oversight of the company's lobbying activities and trade association participation provided by the board. | |||||
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this proposal is warranted because it would encourage the company to eliminate its dual class capital structure and adopt a one-share, one-vote policy. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/25/2017 | Auto-Approved | 05/25/2017 | 13,208 | 13,208 |
Total Shares: | 13,208 | 13,208 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Comcast Corporation
Rubis | ||
Meeting Date: 06/08/2017 | Country: France | Primary Security ID: F7937E106 |
Record Date: 06/05/2017 | Meeting Type: Annual/Special | Ticker: RUI |
Shares Voted: 572 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted, given the unqualified opinion and the lack of controversy. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted, given the unqualified opinion and the lack of controversy. | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share | Mgmt | For | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Mgmt | For | For | For |
5 | Reelect Olivier Heckenroth as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 5-7 are warranted given the satisfactory level of board independence (58 percent). This not without any concerns on Item 5 which proposes the reelection of the supervisory board's chairman responsible for the convening of the supervisory board while the board members met only twice a year in past years. | |||||
6 | Reelect Christian Moretti as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 5-7 are warranted given the satisfactory level of board independence (58 percent). This not without any concerns on Item 5 which proposes the reelection of the supervisory board's chairman responsible for the convening of the supervisory board while the board members met only twice a year in past years. | |||||
7 | Reelect Alexandre Piciotto as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR Items 5-7 are warranted given the satisfactory level of board independence (58 percent).This not without any concerns on Item 5 which proposes the reelection of the supervisory board's chairman responsible for the convening of the supervisory board while the board members met only twice a year in past years. | |||||
8 | Non-Binding Vote on Compensation of Gilles Gobin, General Manager | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted because the terms and conditions of the remuneration package are broadly in line with market practice, regarding both actual content and disclosure. | |||||
9 | Non-Binding Vote on Compensation of Jacques Riou, General Manager | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted because the terms and conditions of the remuneration package are broadly in line with market practice, regarding both actual content and disclosure. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rubis
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
10 | Non-Binding Vote on Compensation of Olivier Heckenroth, Chairman of the Supervisory Board | Mgmt | For | For | For |
11 | Authorize Repurchase of Up to 0.5 Percent of Issued Share Capital | Mgmt | For | For | For |
12 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For |
Extraordinary Business | Mgmt | ||||
13 | Approve 2-for-1 Stock Split | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as the stock split appears to be in shareholders' interest. | |||||
14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 15-16, 18-19 and 21 at EUR 35 Million | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 15, 16, 18, and 19, are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. * A vote FOR the total limit proposed under Item 14 is warranted as it respects the recommended limit for all authorizations together. | |||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 26.5 Million | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 15, 16, 18, and 19, are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. * A vote FOR the total limit proposed under Item 14 is warranted as it respects the recommended limit for all authorizations together. | |||||
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 15, 16, 18, and 19, are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. * A vote FOR the total limit proposed under Item 14 is warranted as it respects the recommended limit for all authorizations together. | |||||
17 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For |
18 | Authorize Capital Increase of Up to EUR 5.5 Million for Contributions in Kind | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 15, 16, 18, and 19, are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. * A vote FOR the total limit proposed under Item 14 is warranted as it respects the recommended limit for all authorizations together. | |||||
19 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 5.5 Million | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR the authorizations under Items 15, 16, 18, and 19, are warranted as their proposed volumes respect the recommended guidelines for issuances with and without preemptive rights. * A vote FOR the total limit proposed under Item 14 is warranted as it respects the recommended limit for all authorizations together. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rubis
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
20 | Authorize up to 0.3 Percent of Issued Capital for Use in Preference Share Plans | Mgmt | For | For | For |
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For |
22 | Amend Articles to Reflect Changes in Capital | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as the stock split appears to be in shareholders' interest. | |||||
23 | Amend Article 9 of Bylaws Re: Contribution of General Partner | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR Items 23-24 and 26-27 are warranted as the proposed amendments are not deemed contentious. * A vote AGAINST Item 25 is warranted as the proposed amendment does not appear to be in shareholders' interest. * A vote AGAINST Item 28 is warranted as the company has not disclosed sufficient information to ascertain that the proposed amendment - reducing shareholders' powers - is imposed by French law. | |||||
24 | Amend Article 19 of Bylaws Re: Approval of General Partner | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR Items 23-24 and 26-27 are warranted as the proposed amendments are not deemed contentious. * A vote AGAINST Item 25 is warranted as the proposed amendment does not appear to be in shareholders' interest. * A vote AGAINST Item 28 is warranted as the company has not disclosed sufficient information to ascertain that the proposed amendment - reducing shareholders' powers - is imposed by French law. | |||||
25 | Amend Article 32 of Bylaws Re: Related- Party Transactions | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes FOR Items 23-24 and 26-27 are warranted as the proposed amendments are not deemed contentious. * A vote AGAINST Item 25 is warranted as the proposed amendment does not appear to be in shareholders' interest. * A vote AGAINST Item 28 is warranted as the company has not disclosed sufficient information to ascertain that the proposed amendment - reducing shareholders' powers - is imposed by French law. | |||||
26 | Amend Article 34 of Bylaws Re: General Meetings | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR Items 23-24 and 26-27 are warranted as the proposed amendments are not deemed contentious. * A vote AGAINST Item 25 is warranted as the proposed amendment does not appear to be in shareholders' interest. * A vote AGAINST Item 28 is warranted as the company has not disclosed sufficient information to ascertain that the proposed amendment - reducing shareholders' powers - is imposed by French law. | |||||
27 | Amend Article 36 of Bylaws Re: Agenda | Mgmt | For | For | For |
Voting Policy Rationale: * Votes FOR Items 23-24 and 26-27 are warranted as the proposed amendments are not deemed contentious. * A vote AGAINST Item 25 is warranted as the proposed amendment does not appear to be in shareholders' interest. * A vote AGAINST Item 28 is warranted as the company has not disclosed sufficient information to ascertain that the proposed amendment - reducing shareholders' powers - is imposed by French law. | |||||
28 | Amend Article 41 of Bylaws Re: Effect of Deliberations | Mgmt | For | Against | Against |
Voting Policy Rationale: * Votes FOR Items 23-24 and 26-27 are warranted as the proposed amendments are not deemed contentious. * A vote AGAINST Item 25 is warranted as the proposed amendment does not appear to be in shareholders' interest. * A vote AGAINST Item 28 is warranted as the company has not disclosed sufficient information to ascertain that the proposed amendment - reducing shareholders' powers - is imposed by French law. | |||||
29 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Rubis
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/23/2017 | Auto-Approved | 05/23/2017 | 572 | 572 |
Total Shares: | 572 | 572 |
Shufersal Ltd. | ||
Meeting Date: 06/12/2017 | Country: Israel | Primary Security ID: M8411W101 |
Record Date: 06/04/2017 | Meeting Type: Annual | Ticker: SAE |
Shares Voted: 4,891 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Discuss Financial Statements and the Report of the Board | Mgmt | |||
2 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted due to the aggregation of audit, audit-related, consulting, and tax fees. | |||||
3.1 | Reelect Israel Berman as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these director nominees warrant votes FOR. | |||||
3.2 | Reelect Itzhak Idan as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these director nominees warrant votes FOR. | |||||
3.3 | Reelect Diana Elsztain Dan as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these director nominees warrant votes FOR. | |||||
3.4 | Reelect Ayelet Ben Ezer as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these director nominees warrant votes FOR. | |||||
3.5 | Reelect Mauricio Wior as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: As the company has provided sufficient information on these proposals and as there are no concerns with the board and its committees' structure and functioning, these director nominees warrant votes FOR. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Shufersal Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt | ||||
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 05/31/2017 | lswarb | 05/31/2017 | 4,891 | 4,891 |
Total Shares: | 4,891 | 4,891 |
Strauss Group Ltd. | ||
Meeting Date: 06/12/2017 | Country: Israel | Primary Security ID: M8553H110 |
Record Date: 05/14/2017 | Meeting Type: Special | Ticker: STRS |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Strauss Group Ltd. | |
Shares Voted: 3,000 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Elect Samer Haj-Yehia as External Director | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt | ||||
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 05/23/2017 | lswarb | 05/23/2017 | 3,000 | 3,000 |
Total Shares: | 3,000 | 3,000 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Kingfisher plc | ||
Meeting Date: 06/13/2017 | Country: United Kingdom | Primary Security ID: G5256E441 |
Record Date: 06/09/2017 | Meeting Type: Annual | Ticker: KGF |
Shares Voted: 121,450 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Remuneration Report | Mgmt | For | For | For |
3 | Approve Final Dividend | Mgmt | For | For | For |
4 | Elect Andy Cosslett as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these Directors is warranted as no significant concerns have been identified. | |||||
5 | Re-elect Andrew Bonfield as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these Directors is warranted as no significant concerns have been identified. | |||||
6 | Re-elect Pascal Cagni as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these Directors is warranted as no significant concerns have been identified. | |||||
7 | Re-elect Clare Chapman as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these Directors is warranted as no significant concerns have been identified. | |||||
8 | Re-elect Anders Dahlvig as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these Directors is warranted as no significant concerns have been identified. | |||||
9 | Re-elect Rakhi Goss-Custard as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these Directors is warranted as no significant concerns have been identified. | |||||
10 | Re-elect Veronique Laury as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these Directors is warranted as no significant concerns have been identified. | |||||
11 | Re-elect Mark Seligman as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these Directors is warranted as no significant concerns have been identified. | |||||
12 | Re-elect Karen Witts as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these Directors is warranted as no significant concerns have been identified. | |||||
13 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For |
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Kingfisher plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
20 | Adopt New Articles of Association | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/30/2017 | Auto-Approved | 05/30/2017 | 121,450 | 121,450 |
Total Shares: | 121,450 | 121,450 |
MercadoLibre, Inc. | ||
Meeting Date: 06/13/2017 | Country: USA | Primary Security ID: 58733R102 |
Record Date: 04/21/2017 | Meeting Type: Annual | Ticker: MELI |
Shares Voted: 716 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Susan Segal | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Mario Eduardo Vazquez | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Alejandro Nicolas Aguzin | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
MercadoLibre, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4 | Ratify Deloitte & Co. S.A. as Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/26/2017 | Auto-Approved | 05/26/2017 | 716 | 716 |
Total Shares: | 716 | 716 |
Jolly - Pasta Co. Ltd. | ||
Meeting Date: 06/15/2017 | Country: Japan | Primary Security ID: J78078102 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 9899 |
Shares Voted: 1,200 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Mgmt | For | For | For |
2 | Elect Director Iida, Nozomu | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the board composition at the controlled company which does not include at least two independent outsiders. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/30/2017 | Auto-Approved | 05/30/2017 | 1,200 | 1,200 |
Total Shares: | 1,200 | 1,200 |
Voyageurs du Monde | ||
Meeting Date: 06/15/2017 | Country: France | Primary Security ID: F98142106 |
Record Date: 06/12/2017 | Meeting Type: Annual/Special | Ticker: ALVDM |
Shares Voted: 213 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
Ordinary Business | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Voyageurs du Monde
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted given the lack of any outstanding concerns. | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR are warranted given the lack of any outstanding concerns. | |||||
3 | Approve Discharge of Directors and Auditors | Mgmt | For | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Mgmt | For | For | For |
5 | Receive Auditors' Special Report on Related-Party Transactions and Approve New Transactions | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* The transactions concerning assistance services provided by Avantage SA, a company managed by Voyageur du Monde's chairman/CEO and vice-CEOs, is not supported by any specific rationale.* Outsourcing management remuneration entails a lack of transparency to shareholders. | |||||
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 50,000 | Mgmt | For | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
8 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Extraordinary Business | Mgmt | ||||
9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/31/2017 | Auto-Approved | 05/31/2017 | 213 | 213 |
Total Shares: | 213 | 213 |
Wm Morrison Supermarkets PLC | ||
Meeting Date: 06/15/2017 | Country: United Kingdom | Primary Security ID: G62748119 |
Record Date: 06/13/2017 | Meeting Type: Annual | Ticker: MRW |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Wm Morrison Supermarkets PLC | |
Shares Voted: 47,418 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Remuneration Report | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this item is warranted:* The award sizes have been increased from 240% to 300% of salary, while concurrently the performance conditions for these awards have been materially relaxed. On the latter point, the Company has not provided an explanation. | |||||
3 | Approve Remuneration Policy | Mgmt | For | For | For |
4 | Approve Long Term Incentive Plan | Mgmt | For | For | For |
5 | Approve Final Dividend | Mgmt | For | For | For |
6 | Re-elect Andrew Higginson as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
7 | Re-elect David Potts as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
8 | Re-elect Trevor Strain as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
9 | Re-elect Rooney Anand as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
10 | Re-elect Neil Davidson as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
11 | Re-elect Belinda Richards as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
12 | Re-elect Paula Vennells as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these candidates is warranted as no significant concerns have been identified. | |||||
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Wm Morrison Supermarkets PLC
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
17 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/01/2017 | Auto-Approved | 06/01/2017 | 47,418 | 47,418 |
Total Shares: | 47,418 | 47,418 |
AINMT AS | ||
Meeting Date: 06/16/2017 | Country: Norway | Primary Security ID: R0028G103 |
Record Date: | Meeting Type: Special | Ticker: AINMT |
Shares Voted: 0 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Mgmt | |||
Voting Policy Rationale: These are routine meeting formalities. | |||||
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
3 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote |
Voting Policy Rationale: These are routine meeting formalities. | |||||
4 | Approve Issuance of Shares for a Private Placement | Mgmt | For | For | Do Not Vote |
5 | Change Company Name to ICE Holdings AS | Mgmt | For | For | Do Not Vote |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | AutoApproved | Auto-Instructed | 06/13/2017 | Auto-Approved | 06/13/2017 | 224 | 0 |
Total Shares: | 224 | 0 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
DaVita Inc. | ||
Meeting Date: 06/16/2017 | Country: USA | Primary Security ID: 23918K108 |
Record Date: 04/24/2017 | Meeting Type: Annual | Ticker: DVA |
Shares Voted: 6,313 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Pamela M. Arway | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1b | Elect Director Charles G. Berg | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Carol Anthony (“John”) Davidson | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Pascal Desroches | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Paul J. Diaz | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Peter T. Grauer | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director John M. Nehra | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director William L. Roper | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1j | Elect Director Kent J. Thiry | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1k | Elect Director Phyllis R. Yale | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
DaVita Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 05/31/2017 | Auto-Approved | 05/31/2017 | 6,313 | 6,313 |
Total Shares: | 6,313 | 6,313 |
Ergomed Plc | ||
Meeting Date: 06/16/2017 | Country: United Kingdom | Primary Security ID: G3R92F103 |
Record Date: 06/14/2017 | Meeting Type: Annual | Ticker: ERGO |
Shares Voted: 7,269 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because of the following deviations from best practice:* There is insufficient independent representation on the Board;* An Executive Director sits on the Remuneration Committee;* Vesting of a portion of the long-term incentive awards granted to an Executive Director during the year is not conditional on the achievement of performance hurdles. | |||||
2 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Mgmt | For | For | For |
3 | Re-elect Peter George as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of these Directors is warranted because no significant concerns have been identified. | |||||
4 | Re-elect Christopher Collins as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of these Directors is warranted because no significant concerns have been identified. | |||||
5 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Ergomed Plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
7 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/02/2017 | Auto-Approved | 06/02/2017 | 7,269 | 7,269 |
Total Shares: | 7,269 | 7,269 |
Daiichi Sankyo Co. Ltd. | ||
Meeting Date: 06/19/2017 | Country: Japan | Primary Security ID: J11257102 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4568 |
Shares Voted: 15,800 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Mgmt | For | For | For |
2 | Amend Articles to Amend Provisions on Number of Statutory Auditors | Mgmt | For | For | For |
3.1 | Elect Director Nakayama, Joji | Mgmt | For | For | For |
3.2 | Elect Director Manabe, Sunao | Mgmt | For | For | For |
3.3 | Elect Director Hirokawa, Kazunori | Mgmt | For | For | For |
3.4 | Elect Director Sai, Toshiaki | Mgmt | For | For | For |
3.5 | Elect Director Fujimoto, Katsumi | Mgmt | For | For | For |
3.6 | Elect Director Tojo, Toshiaki | Mgmt | For | For | For |
3.7 | Elect Director Uji, Noritaka | Mgmt | For | For | For |
3.8 | Elect Director Toda, Hiroshi | Mgmt | For | For | For |
3.9 | Elect Director Adachi, Naoki | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Daiichi Sankyo Co. Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3.10 | Elect Director Fukui, Tsuguya | Mgmt | For | For | For |
4 | Appoint Statutory Auditor Izumoto, Sayoko | Mgmt | For | For | For |
5 | Approve Annual Bonus | Mgmt | For | For | For |
6 | Approve Equity Compensation Plan | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/26/2017 | Auto-Approved | 05/26/2017 | 15,800 | 15,800 |
Total Shares: | 15,800 | 15,800 |
Mediterranean Towers Ltd | ||
Meeting Date: 06/19/2017 | Country: Israel | Primary Security ID: M68818109 |
Record Date: 05/21/2017 | Meeting Type: Special | Ticker: MDTR |
Shares Voted: 30,528 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Amend Articles Re: Board Size | Mgmt | For | For | For |
2 | Elect Yair Seroussi as Director | Mgmt | For | For | For |
3 | Approve Employment Terms of Board Chairman | Mgmt | For | For | For |
4 | Issue Updated Indemnification Agreements to Directors/Officers | Mgmt | For | For | For |
5 | Amend Employment Terms of Moti Kirshenbaum | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mediterranean Towers Ltd
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. | |||||
B2 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. | |||||
B3 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. | |||||
B4 | If you do not fall under any of the categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. If none of the categories under B1, B2, and B3 applies; then shareholders can vote FOR Item B4. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 06/08/2017 | lswarb | 06/08/2017 | 30,528 | 30,528 |
Total Shares: | 30,528 | 30,528 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
KITAMURA CO. LTD. | ||
Meeting Date: 06/20/2017 | Country: Japan | Primary Security ID: J3375D102 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 2719 |
Shares Voted: 1,500 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Mgmt | For | For | For |
2.1 | Elect Director Kitamura, Masashi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company’s unfavorable ROE performance. | |||||
2.2 | Elect Director Hamada, Hiroyuki | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company’s unfavorable ROE performance. | |||||
2.3 | Elect Director Takeda, Noburu | Mgmt | For | For | For |
2.4 | Elect Director Fukumoto, Kazuhiro | Mgmt | For | For | For |
2.5 | Elect Director Takahara, Yoshikuni | Mgmt | For | For | For |
2.6 | Elect Director Tamura, Hitoshi | Mgmt | For | For | For |
2.7 | Elect Director Nishina, Hidetaka | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/03/2017 | Auto-Approved | 06/03/2017 | 1,500 | 1,500 |
Total Shares: | 1,500 | 1,500 |
Alps Logistics Co. Ltd | ||
Meeting Date: 06/21/2017 | Country: Japan | Primary Security ID: J01187103 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 9055 |
Shares Voted: 2,200 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Mgmt | For | For | For |
2.1 | Elect Director Usui, Masaru | Mgmt | For | For | For |
2.2 | Elect Director Saeki, Kazuyoshi | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Alps Logistics Co. Ltd
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.3 | Elect Director Shimohiro, Katsuhiko | Mgmt | For | For | For |
2.4 | Elect Director Fukiyama, Koji | Mgmt | For | For | For |
2.5 | Elect Director Nakamura, Kunihiko | Mgmt | For | For | For |
2.6 | Elect Director Mushiake, Toshiyuki | Mgmt | For | For | For |
2.7 | Elect Director Kataoka, Masataka | Mgmt | For | For | For |
2.8 | Elect Director Kurita, Yukitake | Mgmt | For | For | For |
2.9 | Elect Director Kanda, Takashi | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/31/2017 | Auto-Approved | 05/31/2017 | 2,200 | 2,200 |
Total Shares: | 2,200 | 2,200 |
Gourmet Kineya Co. | ||
Meeting Date: 06/21/2017 | Country: Japan | Primary Security ID: J1761M108 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 9850 |
Shares Voted: 4,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividzend of JPY 14 | Mgmt | For | For | For |
2.1 | Elect Director Mukumoto, Atsushi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company’s unfavorable ROE performance. | |||||
2.2 | Elect Director Morita, Toru | Mgmt | For | For | For |
2.3 | Elect Director Saeki, Takashi | Mgmt | For | For | For |
2.4 | Elect Director Teraoka, Shigeaki | Mgmt | For | For | For |
2.5 | Elect Director Nishimura, Takeshi | Mgmt | For | For | For |
2.6 | Elect Director Higashiuwatoko, Koji | Mgmt | For | For | For |
2.7 | Elect Director Fujita, Yoshihiro | Mgmt | For | For | For |
2.8 | Elect Director Ezure, Yuko | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Gourmet Kineya Co.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.9 | Elect Director Asli M. Colpan | Mgmt | For | For | For |
2.10 | Elect Director Tanaka, Kazuyoshi | Mgmt | For | For | For |
3 | Appoint Statutory Auditor Kuwa, Akio | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee’s affiliation with the company could compromise independence. | |||||
4.1 | Appoint Alternate Statutory Auditor Murakami, Takeshi | Mgmt | For | For | For |
4.2 | Appoint Alternate Statutory Auditor Inada, Masaki | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/03/2017 | Auto-Approved | 06/03/2017 | 4,000 | 4,000 |
Total Shares: | 4,000 | 4,000 |
IAC/InterActiveCorp | ||
Meeting Date: 06/21/2017 | Country: USA | Primary Security ID: 44919P508 |
Record Date: 04/27/2017 | Meeting Type: Annual | Ticker: IAC |
Shares Voted: 5,361 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Edgar Bronfman, Jr. | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.2 | Elect Director Chelsea Clinton | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.3 | Elect Director Barry Diller | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.4 | Elect Director Michael D. Eisner | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.5 | Elect Director Bonnie S. Hammer | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
IAC/InterActiveCorp
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.6 | Elect Director Victor A. Kaufman | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.7 | Elect Director Joseph Levin | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.8 | Elect Director Bryan Lourd | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.9 | Elect Director David Rosenblatt | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.10 | Elect Director Alan G. Spoon | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.11 | Elect Director Alexander von Furstenberg | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1.12 | Elect Director Richard F. Zannino | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | One Year |
Voting Policy Rationale: A vote for the adoption of an ANNUAL say-on-pay frequency is warranted. | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 06/06/2017 | Auto-Approved | 06/06/2017 | 5,361 | 5,361 |
Total Shares: | 5,361 | 5,361 |
Mitsubishi Tanabe Pharma Corp. | ||
Meeting Date: 06/21/2017 | Country: Japan | Primary Security ID: J4448H104 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4508 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mitsubishi Tanabe Pharma Corp. | ||
Shares Voted: 4,500 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Mgmt | For | For | For |
2.1 | Elect Director Mitsuka, Masayuki | Mgmt | For | For | For |
2.2 | Elect Director Kobayashi, Takashi | Mgmt | For | For | For |
2.3 | Elect Director Ishizaki, Yoshiaki | Mgmt | For | For | For |
2.4 | Elect Director Murakami, Seiichi | Mgmt | For | For | For |
2.5 | Elect Director Tabaru, Eizo | Mgmt | For | For | For |
2.6 | Elect Director Tanaka, Takashi | Mgmt | For | For | For |
2.7 | Elect Director Hattori, Shigehiko | Mgmt | For | For | For |
2.8 | Elect Director Iwane, Shigeki | Mgmt | For | For | For |
2.9 | Elect Director Kamijo, Tsutomu | Mgmt | For | For | For |
3 | Appoint Statutory Auditor Kikuchi, Matsuo | Mgmt | For | For | For |
4 | Appoint Alternate Statutory Auditor Ichida, Ryo | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
5 | Approve Trust-Type Equity Compensation Plan | Mgmt | For | For | For |
6 | Approve Compensation Ceiling for Statutory Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/25/2017 | Auto-Approved | 05/25/2017 | 4,500 | 4,500 |
Total Shares: | 4,500 | 4,500 |
Property For Industry Limited | ||
Meeting Date: 06/22/2017 | Country: New Zealand | Primary Security ID: Q7773B107 |
Record Date: 06/20/2017 | Meeting Type: Annual | Ticker: PFI |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Property For Industry Limited | ||
Shares Voted: 34,236 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Elect Humphry Rolleston as Director | Mgmt | For | For | For |
2 | Elect Anthony Beverley as Director | Mgmt | For | For | For |
3 | Authorize Board to Fix Remuneration of the Auditors | Mgmt | For | For | For |
4 | Approve Internalisation of the Management of PFI | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/08/2017 | Auto-Approved | 06/08/2017 | 34,236 | 34,236 |
Total Shares: | 34,236 | 34,236 |
Raiffeisen Bank International AG | ||
Meeting Date: 06/22/2017 | Country: Austria | Primary Security ID: A7111G104 |
Record Date: 06/12/2017 | Meeting Type: Annual | Ticker: RBI |
Shares Voted: 922 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | |||
2 | Approve Discharge of Management Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
3 | Approve Discharge of Supervisory Board | Mgmt | For | For | For |
Voting Policy Rationale: Votes FOR these proposals are warranted as there is no evidence that the boards have not fulfilled their fiduciary duties. | |||||
4 | Approve Remuneration of Supervisory Board Members | Mgmt | For | For | For |
5 | Ratify KPMG Austria GmbH as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Raiffeisen Bank International AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6.1 | Elect Peter Gauper as Supervisory Board Member | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST the non-independent nominees, Peter Gauper, Wilfried Hopfner, Rudolf Koenighofer, Johannes Ortner, Guenther Reibersdorfer, and Heinrich Schaller, are warranted because of the failure to establish a majority-independent board.However, votes FOR the independent directors Eva Eberhartinger and Birgit Noggler are warranted as their presence helps to increase the independence of the board. | |||||
6.2 | Elect Wilfried Hopfner as Supervisory Board Member | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST the non-independent nominees, Peter Gauper, Wilfried Hopfner, Rudolf Koenighofer, Johannes Ortner, Guenther Reibersdorfer, and Heinrich Schaller, are warranted because of the failure to establish a majority-independent board.However, votes FOR the independent directors Eva Eberhartinger and Birgit Noggler are warranted as their presence helps to increase the independence of the board. | |||||
6.3 | Elect Rudolf Koenighofer as Supervisory Board Member | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST the non-independent nominees, Peter Gauper, Wilfried Hopfner, Rudolf Koenighofer, Johannes Ortner, Guenther Reibersdorfer, and Heinrich Schaller, are warranted because of the failure to establish a majority-independent board.However, votes FOR the independent directors Eva Eberhartinger and Birgit Noggler are warranted as their presence helps to increase the independence of the board. | |||||
6.4 | Elect Johannes Ortner as Supervisory Board Member | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST the non-independent nominees, Peter Gauper, Wilfried Hopfner, Rudolf Koenighofer, Johannes Ortner, Guenther Reibersdorfer, and Heinrich Schaller, are warranted because of the failure to establish a majority-independent board.However, votes FOR the independent directors Eva Eberhartinger and Birgit Noggler are warranted as their presence helps to increase the independence of the board. | |||||
6.5 | Elect Birgit Noggler as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST the non-independent nominees, Peter Gauper, Wilfried Hopfner, Rudolf Koenighofer, Johannes Ortner, Guenther Reibersdorfer, and Heinrich Schaller, are warranted because of the failure to establish a majority-independent board.However, votes FOR the independent directors Eva Eberhartinger and Birgit Noggler are warranted as their presence helps to increase the independence of the board. | |||||
6.6 | Elect Eva Eberhartinger as Supervisory Board Member | Mgmt | For | For | For |
Voting Policy Rationale: Votes AGAINST the non-independent nominees, Peter Gauper, Wilfried Hopfner, Rudolf Koenighofer, Johannes Ortner, Guenther Reibersdorfer, and Heinrich Schaller, are warranted because of the failure to establish a majority-independent board.However, votes FOR the independent directors Eva Eberhartinger and Birgit Noggler are warranted as their presence helps to increase the independence of the board. | |||||
6.7 | Elect Heinrich Schaller as Supervisory Board Member | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST the non-independent nominees, Peter Gauper, Wilfried Hopfner, Rudolf Koenighofer, Johannes Ortner, Guenther Reibersdorfer, and Heinrich Schaller, are warranted because of the failure to establish a majority-independent board.However, votes FOR the independent directors Eva Eberhartinger and Birgit Noggler are warranted as their presence helps to increase the independence of the board. | |||||
6.8 | Elect Guenther Reibersdorfer as Supervisory Board Member | Mgmt | For | Against | Against |
Voting Policy Rationale: Votes AGAINST the non-independent nominees, Peter Gauper, Wilfried Hopfner, Rudolf Koenighofer, Johannes Ortner, Guenther Reibersdorfer, and Heinrich Schaller, are warranted because of the failure to establish a majority-independent board.However, votes FOR the independent directors Eva Eberhartinger and Birgit Noggler are warranted as their presence helps to increase the independence of the board. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Raiffeisen Bank International AG
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/02/2017 | Auto-Approved | 06/02/2017 | 922 | 922 |
Total Shares: | 922 | 922 |
First Derivatives plc | ||
Meeting Date: 06/23/2017 | Country: United Kingdom | Primary Security ID: G3466Z106 |
Record Date: 06/23/2017 | Meeting Type: Annual | Ticker: FDP |
Shares Voted: 745 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Remuneration Report | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because:* The Executive Directors received significant increases in their base salary during the financial year under review, without any explanation from the Company. | |||||
3 | Approve Final Dividend | Mgmt | For | For | For |
4 | Re-elect Keith MacDonald as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Keith MacDonald and Seamus Keating is warranted because no significant concerns have been identified. | |||||
5 | Re-elect Seamus Keating as Director | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the re-election of Keith MacDonald and Seamus Keating is warranted because no significant concerns have been identified. | |||||
6 | Approve Termination of Jon Robson as Director | Mgmt | For | For | For |
7 | Reappoint KPMG as Auditors and Authorise Their Remuneration | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this resolution is warranted because:* The aggregate level of non-audit fees paid during the year exceeds the audit fees for the sixth consecutive year. | |||||
8 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
9 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR these resolutions is warranted because the proposed amounts and durations are within recommended limits. | |||||
10 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
First Derivatives plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
11 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/09/2017 | Auto-Approved | 06/09/2017 | 745 | 745 |
Total Shares: | 745 | 745 |
Fuji Nihon Seito Corp. | ||
Meeting Date: 06/23/2017 | Country: Japan | Primary Security ID: J51011104 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 2114 |
Shares Voted: 2,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Funakoshi, Yoshikazu | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
1.2 | Elect Director Sakurada, Seiji | Mgmt | For | For | For |
1.3 | Elect Director Sakurada, Motohisa | Mgmt | For | For | For |
1.4 | Elect Director Sazuka, Masahiro | Mgmt | For | For | For |
1.5 | Elect Director Ichimura, Yoshiaki | Mgmt | For | For | For |
1.6 | Elect Director Murakami, Mitsuhiro | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/02/2017 | Auto-Approved | 06/02/2017 | 2,000 | 2,000 |
Total Shares: | 2,000 | 2,000 |
IMURAYA GROUP Co Ltd | ||
Meeting Date: 06/23/2017 | Country: Japan | Primary Security ID: J23661101 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 2209 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
IMURAYA GROUP Co Ltd | ||
Shares Voted: 1,600 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Mgmt | For | For | For |
2.1 | Elect Director Asada, Takeo | Mgmt | For | For | For |
2.2 | Elect Director Onishi, Yasuki | Mgmt | For | For | For |
2.3 | Elect Director Nakajima, Nobuko | Mgmt | For | For | For |
2.4 | Elect Director Maeyama, Takeshi | Mgmt | For | For | For |
2.5 | Elect Director Suganuma, Shigemoto | Mgmt | For | For | For |
2.6 | Elect Director Nakamichi, Hirohisa | Mgmt | For | For | For |
2.7 | Elect Director Ito, Hiroki | Mgmt | For | For | For |
2.8 | Elect Director Nakura, Machiko | Mgmt | For | For | For |
2.9 | Elect Director Nishioka, Keiko | Mgmt | For | For | For |
3 | Appoint Statutory Auditor Wakita, Yukio | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/03/2017 | Auto-Approved | 06/03/2017 | 1,600 | 1,600 |
Total Shares: | 1,600 | 1,600 |
Nissui Pharmaceutical | ||
Meeting Date: 06/23/2017 | Country: Japan | Primary Security ID: J58128109 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4550 |
Shares Voted: 2,900 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Ono, Tokuya | Mgmt | For | For | For |
1.2 | Elect Director Yatsu, Seiichi | Mgmt | For | For | For |
1.3 | Elect Director Sekiguchi, Yoichi | Mgmt | For | For | For |
1.4 | Elect Director Shibasaki, Eiichi | Mgmt | For | For | For |
1.5 | Elect Director Ajima, Takatomo | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Nissui Pharmaceutical
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.6 | Elect Director Kato, Kazunori | Mgmt | For | For | For |
2 | Appoint Statutory Auditor Saito, Hitoshi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
3 | Appoint Alternate Statutory Auditor Maekawa, Yuka | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/01/2017 | Auto-Approved | 06/01/2017 | 2,900 | 2,900 |
Total Shares: | 2,900 | 2,900 |
Yonkyu Co. Ltd. | ||
Meeting Date: 06/23/2017 | Country: Japan | Primary Security ID: J9777L105 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 9955 |
Shares Voted: 1,100 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Mgmt | For | For | For |
2 | Elect Director Hirose, Satoru | Mgmt | For | For | For |
3 | Approve Equity Compensation Plan | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/04/2017 | Auto-Approved | 06/04/2017 | 1,100 | 1,100 |
Total Shares: | 1,100 | 1,100 |
Paris Miki Holdings Inc. | ||
Meeting Date: 06/26/2017 | Country: Japan | Primary Security ID: J6356L100 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 7455 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Paris Miki Holdings Inc. | ||
Shares Voted: 5,400 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Tane, Hiroshi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
1.2 | Elect Director Sawada, Masahiro | Mgmt | For | For | For |
1.3 | Elect Director Tane, Mikio | Mgmt | For | For | For |
1.4 | Elect Director Pierre-Olivier Chave | Mgmt | For | For | For |
1.5 | Elect Director Iwamoto, Akiko | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/02/2017 | Auto-Approved | 06/02/2017 | 5,400 | 5,400 |
Total Shares: | 5,400 | 5,400 |
Alrov Properties & Lodgings Ltd. | ||
Meeting Date: 06/27/2017 | Country: Israel | Primary Security ID: M39713108 |
Record Date: 05/24/2017 | Meeting Type: Special | Ticker: ALRPR |
Shares Voted: 2,403 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Authorize Alfred Akirov, Board Chairman, to Serve as Temporary CEO | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Alrov Properties & Lodgings Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 06/16/2017 | lswarb | 06/16/2017 | 2,403 | 2,403 |
Total Shares: | 2,403 | 2,403 |
Dainichi Co. Ltd. | ||
Meeting Date: 06/27/2017 | Country: Japan | Primary Security ID: J10301109 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 5951 |
Shares Voted: 2,800 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, With a Final Dividend of JPY 22 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Dainichi Co. Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2 | Amend Articles to Clarify Term of Directors Appointed to Fill Vacancies | Mgmt | For | For | For |
3.1 | Elect Director Yoshii, Hisao | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
3.2 | Elect Director Sakai, Haruo | Mgmt | For | For | For |
3.3 | Elect Director Hanano, Tetsuyuki | Mgmt | For | For | For |
3.4 | Elect Director Tamura, Masahiro | Mgmt | For | For | For |
3.5 | Elect Director Watanabe, Yoshiyuki | Mgmt | For | For | For |
3.6 | Elect Director Ehara, Hiroyuki | Mgmt | For | For | For |
3.7 | Elect Director Kobayashi, Masashi | Mgmt | For | For | For |
3.8 | Elect Director Hara, Shinya | Mgmt | For | For | For |
3.9 | Elect Director Yoshii, Yui | Mgmt | For | For | For |
4.1 | Elect Director and Audit Committee Member Maruyama, Mitsutaka | Mgmt | For | For | For |
4.2 | Elect Director and Audit Committee Member Tanaka, Katsuo | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* This outside director candidate who will be an audit committee member lacks independence. | |||||
4.3 | Elect Director and Audit Committee Member Miyajima, Michiaki | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* This outside director candidate who will be an audit committee member lacks independence. | |||||
5 | Elect Alternate Director and Audit Committee Member Watanabe, Yoshiyuki | Mgmt | For | For | For |
6 | Approve Director Retirement Bonus | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* The bonus amount is not disclosed. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/03/2017 | Auto-Approved | 06/03/2017 | 2,800 | 2,800 |
Total Shares: | 2,800 | 2,800 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Kyokuyo Co. Ltd. | ||
Meeting Date: 06/27/2017 | Country: Japan | Primary Security ID: J37780103 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 1301 |
Shares Voted: 2,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Mgmt | For | For | For |
2.1 | Elect Director Tada, Hisaki | Mgmt | For | For | For |
2.2 | Elect Director Imai, Kenji | Mgmt | For | For | For |
2.3 | Elect Director Inoue, Makoto | Mgmt | For | For | For |
2.4 | Elect Director Sakai, Ken | Mgmt | For | For | For |
2.5 | Elect Director Akutagawa, Jun | Mgmt | For | For | For |
2.6 | Elect Director Matsuyuki, Kenichi | Mgmt | For | For | For |
2.7 | Elect Director Matsuo, Tatsuji | Mgmt | For | For | For |
2.8 | Elect Director Kondo, Shigeru | Mgmt | For | For | For |
2.9 | Elect Director Kiyama, Shuichi | Mgmt | For | For | For |
2.10 | Elect Director Miura, Masayo | Mgmt | For | For | For |
2.11 | Elect Director Obata, Kazuo | Mgmt | For | For | For |
3 | Appoint Statutory Auditor Amari, Hitoshi | Mgmt | For | For | For |
4 | Appoint Alternate Statutory Auditor Hasegawa, Toshiaki | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
5 | Approve Trust-Type Equity Compensation Plan | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* The company does not disclose the maximum number of shares to be transferred, preventing shareholders from calculating dilution. | |||||
6 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this poison pill plan is warranted because:* The board lacks sufficient independent monitoring.* The plan lacks a credible special committee.* The company's proxy circular release timing leaves insufficient time to study the pill. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/05/2017 | Auto-Approved | 06/05/2017 | 2,000 | 2,000 |
Total Shares: | 2,000 | 2,000 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Kyokuyo Co. Ltd.
Malam-Team Ltd. | ||
Meeting Date: 06/27/2017 | Country: Israel | Primary Security ID: M87437105 |
Record Date: 05/28/2017 | Meeting Type: Annual/Special | Ticker: MLTM |
Shares Voted: 332 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Discuss Financial Statements and the Report of the Board | Mgmt | |||
2 | Reappoint Brightman Almagor Zohar & Co as Auditors | Mgmt | For | For | For |
3.1 | Reelect Shlomo Eisenberg as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted as the company has provided sufficient information and as there are no concerns with the board and its committees' structure and functioning. | |||||
3.2 | Reelect Yochevd Yacobie as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted as the company has provided sufficient information and as there are no concerns with the board and its committees' structure and functioning. | |||||
3.3 | Reelect Ester Levanon as Director Until the End of the Next Annual General Meeting | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR is warranted as the company has provided sufficient information and as there are no concerns with the board and its committees' structure and functioning. | |||||
4 | Approve Employment Terms of Shlomo Eisenberg, Active Chairman | Mgmt | For | For | For |
5 | Approve Bonus Plan of Shlomo Eisenberg, Active Chairman, for 2018-2020 | Mgmt | For | For | For |
6 | Issue Updated Indemnification Agreements to Shlomo Eisenberg, Active Chairman | Mgmt | For | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney | Mgmt |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Malam-Team Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | Against |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. | |||||
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Mgmt | None | Refer | For |
Voting Policy Rationale: If such an item is included in the proxy card, shareholders must classify themselves according to the following categories: Interest Holder as defined in Section 1 of the Securities Law, 1968; Senior Officer as defined in Section 37(D) of the Securities Law, 1968; Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994; Shareholders can classify themselves by voting FOR or AGAINST on any of these items. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | lswarb | 06/16/2017 | lswarb | 06/16/2017 | 332 | 332 |
Total Shares: | 332 | 332 |
Mastercard Incorporated | ||
Meeting Date: 06/27/2017 | Country: USA | Primary Security ID: 57636Q104 |
Record Date: 04/27/2017 | Meeting Type: Annual | Ticker: MA |
Shares Voted: 725 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1a | Elect Director Richard Haythornthwaite | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mastercard Incorporated
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1b | Elect Director Ajay Banga | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1c | Elect Director Silvio Barzi | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1d | Elect Director David R. Carlucci | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1e | Elect Director Steven J. Freiberg | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1f | Elect Director Julius Genachowski | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1g | Elect Director Merit E. Janow | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1h | Elect Director Nancy J. Karch | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1i | Elect Director Oki Matsumoto | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1j | Elect Director Rima Qureshi | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1k | Elect Director Jose Octavio Reyes Lagunes | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
1l | Elect Director Jackson Tai | Mgmt | For | For | For |
Voting Policy Rationale: A vote FOR the director nominees is warranted. | |||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted. The annual incentive funding targets were non-rigorous, as target bonus pool funding would have occurred for year-over-year declines in the two financial measures. Individual annual incentive determinations incorporate a significant degree of committee discretion and are based on highly subjective criteria rather than formula-driven. Moreover, none of the specific performance goals applicable to the CEO's relatively large equity awards are disclosed, which impedes shareholders' ability to assess the rigor of the program. | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mastercard Incorporated
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
6 | Report on Gender Pay Gap | SH | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | 2 P 36622 | Confirmed | Auto-Instructed | 06/13/2017 | Auto-Approved | 06/13/2017 | 725 | 725 |
Total Shares: | 725 | 725 |
Premier Asset Management Group plc | ||
Meeting Date: 06/27/2017 | Country: United Kingdom | Primary Security ID: G7220Z104 |
Record Date: 06/23/2017 | Meeting Type: Special | Ticker: PAM |
Shares Voted: 6,525 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Cancellation of the Share Premium Account | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/13/2017 | Auto-Approved | 06/13/2017 | 6,525 | 6,525 |
Total Shares: | 6,525 | 6,525 |
Proto Corporation | ||
Meeting Date: 06/27/2017 | Country: Japan | Primary Security ID: J6409J102 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4298 |
Shares Voted: 1,900 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Amend Articles to Amend Business Lines - Amend Provisions on Number of Statutory Auditors | Mgmt | For | For | For |
2.1 | Elect Director Yokoyama, Hiroichi | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Proto Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.2 | Elect Director Irikawa, Tatsuzo | Mgmt | For | For | For |
2.3 | Elect Director Kamiya, Kenji | Mgmt | For | For | For |
2.4 | Elect Director Iimura, Fujio | Mgmt | For | For | For |
2.5 | Elect Director Yokoyama, Motohisa | Mgmt | For | For | For |
2.6 | Elect Director Munehira, Mitsuhiro | Mgmt | For | For | For |
2.7 | Elect Director Shiraki, Toru | Mgmt | For | For | For |
2.8 | Elect Director Shimizu, Shigeyoshi | Mgmt | For | For | For |
2.9 | Elect Director Udo, Noriyuki | Mgmt | For | For | For |
2.10 | Elect Director Fujisawa, Naoki | Mgmt | For | For | For |
2.11 | Elect Director Sakurai, Yumiko | Mgmt | For | For | For |
2.12 | Elect Director Kondo, Eriko | Mgmt | For | For | For |
3.1 | Appoint Statutory Auditor Yamada, Shinji | Mgmt | For | For | For |
3.2 | Appoint Statutory Auditor Arai, Jun | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
4 | Approve Director and Statutory Auditor Retirement Bonus | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* The bonus amounts are not disclosed.* The payment of bonuses to outsiders is an inappropriate practice. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/29/2017 | Auto-Approved | 05/29/2017 | 1,900 | 1,900 |
Total Shares: | 1,900 | 1,900 |
Yashima Denki Co.,Ltd. | ||
Meeting Date: 06/27/2017 | Country: Japan | Primary Security ID: J9690U109 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 3153 |
Shares Voted: 2,400 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Ota, Akio | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Yashima Denki Co.,Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.2 | Elect Director Shiraishi, Seijin | Mgmt | For | For | For |
1.3 | Elect Director Saito, Isao | Mgmt | For | For | For |
1.4 | Elect Director Ishizawa, Teruyuki | Mgmt | For | For | For |
1.5 | Elect Director Ozeki, Hajime | Mgmt | For | For | For |
1.6 | Elect Director Todo, Kenji | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/06/2017 | Auto-Approved | 06/06/2017 | 2,400 | 2,400 |
Total Shares: | 2,400 | 2,400 |
Biofermin Pharmaceutical | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J04368106 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4517 |
Shares Voted: 600 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Amend Articles to Amend Provisions on Director Titles | Mgmt | For | For | For |
2.1 | Elect Director Uehara, Ken | Mgmt | For | For | For |
2.2 | Elect Director Waki, Hideyuki | Mgmt | For | For | For |
2.3 | Elect Director Fujimoto, Takaaki | Mgmt | For | For | For |
2.4 | Elect Director Kunori, Toshimichi | Mgmt | For | For | For |
3.1 | Elect Alternate Director and Audit Committee Member Inubushi, Yoshihiro | Mgmt | For | For | For |
3.2 | Elect Alternate Director and Audit Committee Member Matsumoto, Teruomi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* This outside director candidate who will be an audit committee member lacks independence. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/09/2017 | Auto-Approved | 06/09/2017 | 600 | 600 |
Total Shares: | 600 | 600 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Bull-Dog Sauce Co. Ltd. | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J04746103 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 2804 |
Shares Voted: 700 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, With a Final Dividend of JPY 20 | Mgmt | For | For | For |
2.1 | Elect Director Ikeda, Shoko | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
2.2 | Elect Director Ishigaki, Hisatoshi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
2.3 | Elect Director Mikuni, Keizo | Mgmt | For | For | For |
2.4 | Elect Director Sato, Koichi | Mgmt | For | For | For |
2.5 | Elect Director Yamamoto, Seiichiro | Mgmt | For | For | For |
2.6 | Elect Director Sakamoto, Yoshio | Mgmt | For | For | For |
3 | Elect Alternate Director and Audit Committee Member Ono, Shinji | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/01/2017 | Auto-Approved | 06/01/2017 | 700 | 700 |
Total Shares: | 700 | 700 |
Daiichi Kensetsu Corp | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J09587106 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 1799 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Daiichi Kensetsu Corp | |
Shares Voted: 1,000 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, With a Final Dividend of JPY 26 | Mgmt | For | For | For |
2.1 | Elect Director Takagi, Kotofusa | Mgmt | For | For | For |
2.2 | Elect Director Sato, Yuki | Mgmt | For | For | For |
2.3 | Elect Director Banzai, Takashi | Mgmt | For | For | For |
2.4 | Elect Director Watabe, Kazuhiko | Mgmt | For | For | For |
2.5 | Elect Director Uchiyama, Kazuyuki | Mgmt | For | For | For |
2.6 | Elect Director Matsumoto, Mitsuaki | Mgmt | For | For | For |
2.7 | Elect Director Karasu, Ichio | Mgmt | For | For | For |
2.8 | Elect Director Yoshida, Norio | Mgmt | For | For | For |
2.9 | Elect Director Yamasaki, Susumu | Mgmt | For | For | For |
3 | Appoint Statutory Auditor Komiyama, Tsutomu | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/04/2017 | Auto-Approved | 06/04/2017 | 1,000 | 1,000 |
Total Shares: | 1,000 | 1,000 |
Fujitsu Broad Solution & Consulting | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J1554U101 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4793 |
Shares Voted: 2,300 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 13.5 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Fujitsu Broad Solution & Consulting
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.1 | Elect Director Kojima, Hajime | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the board composition at the controlled company which does not include at least two independent outsiders. | |||||
2.2 | Elect Director Kondo, Yosuke | Mgmt | For | For | For |
2.3 | Elect Director Mori, Shuichi | Mgmt | For | For | For |
2.4 | Elect Director Suzuki, Shinji | Mgmt | For | For | For |
2.5 | Elect Director Miyazaki, Toshimi | Mgmt | For | For | For |
2.6 | Elect Director Sato, Katsuhiko | Mgmt | For | For | For |
2.7 | Elect Director Koseki, Yuichi | Mgmt | For | For | For |
3 | Elect Director and Audit Committee Member Hayashi, Kanji | Mgmt | For | For | For |
4 | Approve Director Retirement Bonus | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* The bonus amounts are not disclosed. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/09/2017 | Auto-Approved | 06/09/2017 | 2,300 | 2,300 |
Total Shares: | 2,300 | 2,300 |
Mory Industries Inc. | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J46711115 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 5464 |
Shares Voted: 3,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Mgmt | For | For | For |
2.1 | Elect Director Mori, Hiroaki | Mgmt | For | For | For |
2.2 | Elect Director Hamasaki, Sadanobu | Mgmt | For | For | For |
2.3 | Elect Director Matsumoto, Hidehiko | Mgmt | For | For | For |
2.4 | Elect Director Asano, Hiroaki | Mgmt | For | For | For |
2.5 | Elect Director Mori, Shinji | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Mory Industries Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.6 | Elect Director Nakanishi, Masato | Mgmt | For | For | For |
2.7 | Elect Director Masuda, Katsuhiko | Mgmt | For | For | For |
2.8 | Elect Director Takeya, Yoshihisa | Mgmt | For | For | For |
2.9 | Elect Director Motoyama, Koichi | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/09/2017 | Auto-Approved | 06/09/2017 | 3,000 | 3,000 |
Total Shares: | 3,000 | 3,000 |
Ohki Healthcare Holdings Co., Ltd. | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J60064102 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 3417 |
Shares Voted: 2,100 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Matsui, Hideo | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management bears responsibility for the firm's board composition. | |||||
1.2 | Elect Director Matsui, Hidemasa | Mgmt | For | For | For |
1.3 | Elect Director Ube, Yoshinobu | Mgmt | For | For | For |
1.4 | Elect Director Hirano, Motoaki | Mgmt | For | For | For |
1.5 | Elect Director Ueki, Masaaki | Mgmt | For | For | For |
1.6 | Elect Director Arayama, Kanehisa | Mgmt | For | For | For |
1.7 | Elect Director Miyamoto, Masahiro | Mgmt | For | For | For |
1.8 | Elect Director Kawakami, Shingo | Mgmt | For | For | For |
2 | Appoint Alternate Statutory Auditor Ikegami, Hiroshi | Mgmt | For | For | For |
3 | Approve Statutory Auditor Retirement Bonus | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* The bonus amount is not disclosed.* The payment of bonuses to outsiders is an inappropriate practice. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Ohki Healthcare Holdings Co., Ltd.
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/14/2017 | Auto-Approved | 06/14/2017 | 2,100 | 2,100 |
Total Shares: | 2,100 | 2,100 |
Renaissance Inc. | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J6437G104 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 2378 |
Shares Voted: 2,600 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Saito, Toshikazu | Mgmt | For | For | For |
1.2 | Elect Director Yoshida, Masaaki | Mgmt | For | For | For |
1.3 | Elect Director Hotta, Toshiko | Mgmt | For | For | For |
1.4 | Elect Director Okamoto, Toshiharu | Mgmt | For | For | For |
1.5 | Elect Director Takazaki, Naoki | Mgmt | For | For | For |
1.6 | Elect Director Nakafuji, Masaya | Mgmt | For | For | For |
1.7 | Elect Director Kawamoto, Hiroko | Mgmt | For | For | For |
2 | Approve Compensation Ceiling for Statutory Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/12/2017 | Auto-Approved | 06/12/2017 | 2,600 | 2,600 |
Total Shares: | 2,600 | 2,600 |
Takeda Pharmaceutical Co. Ltd. | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J8129E108 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4502 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Takeda Pharmaceutical Co. Ltd. | ||
Shares Voted: 11,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For | For |
2.1 | Elect Director Christophe Weber | Mgmt | For | For | For |
2.2 | Elect Director Iwasaki, Masato | Mgmt | For | For | For |
2.3 | Elect Director Andrew Plump | Mgmt | For | For | For |
2.4 | Elect Director James Kehoe | Mgmt | For | For | For |
2.5 | Elect Director Fujimori, Yoshiaki | Mgmt | For | For | For |
2.6 | Elect Director Higashi, Emiko | Mgmt | For | For | For |
2.7 | Elect Director Michel Orsinger | Mgmt | For | For | For |
2.8 | Elect Director Sakane, Masahiro | Mgmt | For | For | For |
2.9 | Elect Director Shiga, Toshiyuki | Mgmt | For | For | For |
3 | Approve Annual Bonus | Mgmt | For | For | For |
4 | Amend Articles to Add Provisions Prohibiting Appointment of Corporate Counselors or Advisors Who Will Give Advice to Representative Directors | SH | Against | For | For |
Voting Policy Rationale: A vote FOR this shareholder proposal is recommended because:* The proposal will add credence to the company that it will have sound governance practices by trying to reduce the influence of former senior executives over the company's strategic decision making process down the road.* Meanwhile, banning the appointment of advisors in the articles of incorporation will not prevent former senior executives of the company from playing the role they currently play as liaisons to the business community, without the title of advisor, if that is deemed to be beneficial to the company. | |||||
5 | Remove Director and Chairman Yasuchika Hasegawa from Office | SH | Against | Against | Against |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/09/2017 | Auto-Approved | 06/09/2017 | 11,000 | 11,000 |
Total Shares: | 11,000 | 11,000 |
Wood One Co., Ltd. | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J9515F105 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 7898 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Wood One Co., Ltd. | ||
Shares Voted: 5,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3.75 | Mgmt | For | For | For |
2 | Approve Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split | Mgmt | For | For | For |
3 | Amend Articles to Amend Business Lines - Update Authorized Capital to Reflect Reverse Stock Split - Reduce Share Trading Unit | Mgmt | For | For | For |
4.1 | Elect Director Nakamoto, Yusho | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
4.2 | Elect Director Fujita, Mamoru | Mgmt | For | For | For |
4.3 | Elect Director Okuda, Kiyoto | Mgmt | For | For | For |
4.4 | Elect Director Hata, Kiyoshi | Mgmt | For | For | For |
5 | Appoint Alternate Statutory Auditor Omatsu, Yoji | Mgmt | For | For | For |
6 | Approve Stock Option Plan | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this stock option plan is warranted because:* Total dilution from this plan and the company's other equity compensation plans reaches 5.7 percent, which appears excessive. | |||||
7 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this poison pill plan is warranted because:* The board lacks sufficient independent monitoring.* The directors fail to seek reelection annually.* The plan lacks a credible special committee.* The company's proxy circular release timing leaves insufficient time to study the pill.* The company has other types of takeover defense. | |||||
8 | Approve Director Retirement Bonus | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because:* The bonus amount is not disclosed. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/09/2017 | Auto-Approved | 06/09/2017 | 5,000 | 5,000 |
Total Shares: | 5,000 | 5,000 |
Yamatane Corp. | ||
Meeting Date: 06/28/2017 | Country: Japan | Primary Security ID: J96392121 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 9305 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Yamatane Corp. | ||
Shares Voted: 2,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Yamazaki, Motohiro | Mgmt | For | For | For |
1.2 | Elect Director Takagawa, Shuji | Mgmt | For | For | For |
1.3 | Elect Director Tsunoda, Tatsuya | Mgmt | For | For | For |
1.4 | Elect Director Suzuki, Yasumichi | Mgmt | For | For | For |
1.5 | Elect Director Baba, Toshiyuki | Mgmt | For | For | For |
1.6 | Elect Director Sogabe, Makoto | Mgmt | For | For | For |
1.7 | Elect Director Hirata, Minoru | Mgmt | For | For | For |
1.8 | Elect Director Saito, Shoichi | Mgmt | For | For | For |
1.9 | Elect Director Oka, Nobuhiro | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/08/2017 | Auto-Approved | 06/08/2017 | 2,000 | 2,000 |
Total Shares: | 2,000 | 2,000 |
Meiko Trans Co. Ltd. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J41938101 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 9357 |
Shares Voted: 1,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Mgmt | For | For | For |
2.1 | Elect Director Takahashi, Jiro | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
2.2 | Elect Director Fujimori, Toshio | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
2.3 | Elect Director Ito, Kiyoshi | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Meiko Trans Co. Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.4 | Elect Director Tatematsu, Yasuyoshi | Mgmt | For | For | For |
2.5 | Elect Director Ito, Kazuyoshi | Mgmt | For | For | For |
2.6 | Elect Director Kobayashi, Fuminori | Mgmt | For | For | For |
2.7 | Elect Director Iida, Terumoto | Mgmt | For | For | For |
2.8 | Elect Director Takahashi, Hiroshi | Mgmt | For | For | For |
2.9 | Elect Director Tsuge, Kaname | Mgmt | For | For | For |
2.10 | Elect Director Kanii, Osamu | Mgmt | For | For | For |
2.11 | Elect Director Nonobe, Hiroshi | Mgmt | For | For | For |
2.12 | Elect Director Kumazawa, Mikio | Mgmt | For | For | For |
2.13 | Elect Director Shimizu, Junzo | Mgmt | For | For | For |
2.14 | Elect Director Kakehashi, Eiichiro | Mgmt | For | For | For |
2.15 | Elect Director Oyama, Shinji | Mgmt | For | For | For |
2.16 | Elect Director Yamaji, Masahiro | Mgmt | For | For | For |
2.17 | Elect Director Suzuki, Hirofumi | Mgmt | For | For | For |
2.18 | Elect Director Hiramatsu, Yasunaga | Mgmt | For | For | For |
2.19 | Elect Director Yamaguchi, Atsushi | Mgmt | For | For | For |
2.20 | Elect Director Tanemura, Hitoshi | Mgmt | For | For | For |
2.21 | Elect Director Mitani, Masayoshi | Mgmt | For | For | For |
2.22 | Elect Director Mizutani, Yoshinari | Mgmt | For | For | For |
3 | Appoint Statutory Auditor Osugi, Makoto | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/13/2017 | Auto-Approved | 06/13/2017 | 1,000 | 1,000 |
Total Shares: | 1,000 | 1,000 |
Morishita Jintan | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J46539102 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4524 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Morishita Jintan | |
Shares Voted: 3,000 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, With a Final Dividend of JPY 7.5 | Mgmt | For | For | For |
2 | Approve Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split | Mgmt | For | For | For |
3 | Amend Articles to Update Authorized Capital to Reflect Reverse Stock Split - Reduce Share Trading Unit | Mgmt | For | For | For |
4.1 | Elect Director Komamura, Junichi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because: * Top management bears responsibility for the firm's board composition. * Top management is responsible for the company's unfavorable ROE performance. | |||||
4.2 | Elect Director Morishita, Mieko | Mgmt | For | For | For |
4.3 | Elect Director Uemura, Hideto | Mgmt | For | For | For |
4.4 | Elect Director Saito, Yoichi | Mgmt | For | For | For |
4.5 | Elect Director Morishita, Yuji | Mgmt | For | For | For |
5 | Appoint Statutory Auditor Ishihara, Mayumi | Mgmt | For | For | For |
6 | Appoint Alternate Statutory Auditor Kato, Kiyokazu | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/14/2017 | Auto-Approved | 06/14/2017 | 3,000 | 3,000 |
Total Shares: | 3,000 | 3,000 |
Nakamuraya Co. Ltd. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J47915103 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 2204 |
Shares Voted: 1,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 115 | Mgmt | For | For | For |
2.1 | Elect Director Suzuki, Tatsuya | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Nakamuraya Co. Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.2 | Elect Director Sarado, Michifumi | Mgmt | For | For | For |
2.3 | Elect Director Iga, Yoshiaki | Mgmt | For | For | For |
2.4 | Elect Director Nakayama, Hiroko | Mgmt | For | For | For |
2.5 | Elect Director Yamamoto, Mitsusuke | Mgmt | For | For | For |
3.1 | Appoint Statutory Auditor Nihommatsu, Hisashi | Mgmt | For | For | For |
3.2 | Appoint Statutory Auditor Fujimoto, Satoshi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because: * The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
4 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this poison pill plan is warranted because: * The board lacks sufficient independent monitoring.* The directors fail to seek reelection annually.* The plan lacks a credible special committee.* The company's proxy circular release timing leaves insufficient time to study the pill. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/08/2017 | Auto-Approved | 06/08/2017 | 1,000 | 1,000 |
Total Shares: | 1,000 | 1,000 |
Nichia Steel Works Ltd. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J49248107 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 5658 |
Shares Voted: 8,300 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Mgmt | For | For | For |
2.1 | Elect Director Kunimine, Jun | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management bears responsibility for the firm's board composition.* Top management is responsible for the company's unfavorable ROE performance. | |||||
2.2 | Elect Director Teramae, Akira | Mgmt | For | For | For |
2.3 | Elect Director Terakawa, Naoki | Mgmt | For | For | For |
2.4 | Elect Director Takama, Toshio | Mgmt | For | For | For |
2.5 | Elect Director Michimori, Takehiko | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Nichia Steel Works Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.6 | Elect Director Okigaki, Yoshihiro | Mgmt | For | For | For |
2.7 | Elect Director Itagaki, Takeshi | Mgmt | For | For | For |
2.8 | Elect Director Nagaoka, Hiroaki | Mgmt | For | For | For |
3.1 | Appoint Statutory Auditor Matsuoka, Hiroaki | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because: * The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
3.2 | Appoint Statutory Auditor Onishi, Nobuhiko | Mgmt | For | For | For |
4 | Appoint Alternate Statutory Auditor Kitabatake, | Mgmt | For | For | For |
Shoji | |||||
5 | Approve Statutory Auditor Retirement Bonus | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because: * The bonus amount is not disclosed.* The payment of bonuses to outsiders is an inappropriate practice. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/02/2017 | Auto-Approved | 06/02/2017 | 8,300 | 8,300 |
Total Shares: | 8,300 | 8,300 |
Nippon Flour Mills Co. Ltd. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J53591111 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 2001 |
Shares Voted: 5,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Mgmt | For | For | For |
2.1 | Elect Director Sawada, Hiroshi | Mgmt | For | For | For |
2.2 | Elect Director Kondo, Masayuki | Mgmt | For | For | For |
2.3 | Elect Director Matsui, Hiroyuki | Mgmt | For | For | For |
2.4 | Elect Director Sekine, Noboru | Mgmt | For | For | For |
2.5 | Elect Director Horiuchi, Toshifumi | Mgmt | For | For | For |
2.6 | Elect Director Maezuru, Toshiya | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Nippon Flour Mills Co. Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.7 | Elect Director Takeuchi, Mitsuhiko | Mgmt | For | For | For |
2.8 | Elect Director Saotome, Toyokazu | Mgmt | For | For | For |
2.9 | Elect Director Ouchi, Atsuo | Mgmt | For | For | For |
2.10 | Elect Director Kawamata, Naotaka | Mgmt | For | For | For |
3 | Appoint Statutory Auditor Yoshida, Kazuhiko | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/05/2017 | Auto-Approved | 06/05/2017 | 5,000 | 5,000 |
Total Shares: | 5,000 | 5,000 |
Okinawa Electric Power Co. Inc. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J60815107 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 9511 |
Shares Voted: 13,600 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Mgmt | For | For | For |
2.1 | Elect Director Ishimine, Denichiro | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because: * Top management is responsible for the company's unfavorable ROE performance. | |||||
2.2 | Elect Director Omine, Mitsuru | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because: * Top management is responsible for the company's unfavorable ROE performance. | |||||
2.3 | Elect Director Motonaga, Hiroyuki | Mgmt | For | For | For |
2.4 | Elect Director Shimabukuro, Kiyohito | Mgmt | For | For | For |
2.5 | Elect Director Nakazato, Takeshi | Mgmt | For | For | For |
2.6 | Elect Director Onkawa, Hideki | Mgmt | For | For | For |
2.7 | Elect Director Miyazato, Manabu | Mgmt | For | For | For |
2.8 | Elect Director Nakasone, Hitoshi | Mgmt | For | For | For |
2.9 | Elect Director Narisoko, Hayato | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Okinawa Electric Power Co. Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.10 | Elect Director Yokoda, Tetsu | Mgmt | For | For | For |
2.11 | Elect Director Kugai, Hiroyasu | Mgmt | For | For | For |
2.12 | Elect Director Oroku, Kunio | Mgmt | For | For | For |
2.13 | Elect Director Okada, Akira | Mgmt | For | For | For |
2.14 | Elect Director Yuasa, Hideo | Mgmt | For | For | For |
3 | Approve Annual Bonus | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/05/2017 | Auto-Approved | 06/05/2017 | 13,600 | 13,600 |
Total Shares: | 13,600 | 13,600 |
Powdertech Co., Ltd. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J63976104 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 5695 |
Shares Voted: 2,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Mgmt | For | For | For |
2 | Approve Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split | Mgmt | For | For | For |
3 | Amend Articles to Authorize Public Announcements in Electronic Format - Update Authorized Capital to Reflect Reverse Stock Split - Reduce Share Trading Unit | Mgmt | For | For | For |
4.1 | Elect Director Kikuchi, Misao | Mgmt | For | For | For |
4.2 | Elect Director Sato, Yuji | Mgmt | For | For | For |
4.3 | Elect Director Tokushige, Hideto | Mgmt | For | For | For |
4.4 | Elect Director Yamabe, Koji | Mgmt | For | For | For |
4.5 | Elect Director Nakako, Akira | Mgmt | For | For | For |
4.6 | Elect Director Nakagawa, Tatsuya | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Powdertech Co., Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
4.7 | Elect Director Miyaji, Makoto | Mgmt | For | For | For |
5 | Approve Annual Bonus | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/31/2017 | Auto-Approved | 05/31/2017 | 2,000 | 2,000 |
Total Shares: | 2,000 | 2,000 |
Rio Tinto Ltd. | ||
Meeting Date: 06/29/2017 | Country: Australia | Primary Security ID: Q81437107 |
Record Date: 06/27/2017 | Meeting Type: Special | Ticker: RIO |
Shares Voted: 4,748 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve the Proposed Disposal of Coal & Allied Industries Limited | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/07/2017 | Auto-Approved | 06/07/2017 | 4,748 | 4,748 |
Total Shares: | 4,748 | 4,748 |
S & B Foods Inc | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J69843100 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 2805 |
Shares Voted: 300 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Ogata, Hiroyuki | Mgmt | For | For | For |
1.2 | Elect Director Ogiwara, Toshiaki | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
S & B Foods Inc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.3 | Elect Director Yamazaki, Akihiro | Mgmt | For | For | For |
1.4 | Elect Director Tanno, Yoshio | Mgmt | For | For | For |
1.5 | Elect Director Shimada, Kazunori | Mgmt | For | For | For |
1.6 | Elect Director Nakanishi, Yu | Mgmt | For | For | For |
1.7 | Elect Director Ikemura, Kazuya | Mgmt | For | For | For |
1.8 | Elect Director Tani, Osamu | Mgmt | For | For | For |
1.9 | Elect Director Hirose, Haruko | Mgmt | For | For | For |
1.10 | Elect Director Taguchi, Hiroshi | Mgmt | For | For | For |
2.1 | Appoint Statutory Auditor Matsuka, Gen | Mgmt | For | For | For |
2.2 | Appoint Statutory Auditor Utaka, Toshiyuki | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
3 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this poison pill plan is warranted because:* The plan duration is longer than three years.* The board lacks sufficient independent monitoring.* The plan lacks a credible special committee.* The company's proxy circular release timing leaves insufficient time to study the pill. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/09/2017 | Auto-Approved | 06/09/2017 | 300 | 300 |
Total Shares: | 300 | 300 |
Shibusawa Warehouse Co. Ltd. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J71606107 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 9304 |
Shares Voted: 7,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Mgmt | For | For | For |
2 | Approve Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Shibusawa Warehouse Co. Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
3 | Amend Articles to Amend Business Lines - Update Authorized Capital to Reflect Reverse Stock Split - Reduce Share Trading Unit | Mgmt | For | For | For |
4.1 | Elect Director Imai, Keiichi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
4.2 | Elect Director Osumi, Takeshi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
4.3 | Elect Director Kashihara, Haruki | Mgmt | For | For | For |
4.4 | Elect Director Manabe, Masanobu | Mgmt | For | For | For |
4.5 | Elect Director Wada, Yasumasa | Mgmt | For | For | For |
4.6 | Elect Director Masuda, Hironobu | Mgmt | For | For | For |
4.7 | Elect Director Kasahara, Shinji | Mgmt | For | For | For |
4.8 | Elect Director Saito, Hidekazu | Mgmt | For | For | For |
4.9 | Elect Director Matsumoto, Shinya | Mgmt | For | For | For |
4.10 | Elect Director Tsuboi, Reiji | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/06/2017 | Auto-Approved | 06/06/2017 | 7,000 | 7,000 |
Total Shares: | 7,000 | 7,000 |
Shidax Corp. (4837) | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J7166D106 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4837 |
Shares Voted: 6,200 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Amend Articles to Amend Business Lines | Mgmt | For | For | For |
2.1 | Elect Director Shida, Kinichi | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management bears responsibility for the firm's board composition.* Top management is responsible for the company's unfavorable ROE performance. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Shidax Corp. (4837)
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.2 | Elect Director Shida, Tsutomu | Mgmt | For | For | For |
2.3 | Elect Director Shirata, Toyohiko | Mgmt | For | For | For |
2.4 | Elect Director Takeshita, Shunji | Mgmt | For | For | For |
2.5 | Elect Director Sekiguchi, Masataro | Mgmt | For | For | For |
2.6 | Elect Director Yamamoto, Daisuke | Mgmt | For | For | For |
2.7 | Elect Director Kawai, Makoto | Mgmt | For | For | For |
3.1 | Appoint Statutory Auditor Sato, Yoshio | Mgmt | For | For | For |
3.2 | Appoint Statutory Auditor Tabei, Etsuko | Mgmt | For | For | For |
4 | Appoint Alternate Statutory Auditor Kazama, Shinichi | Mgmt | For | For | For |
5 | Approve Director Retirement Bonus | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because: * The bonus amount is not disclosed. | |||||
6 | Approve Deep Discount Stock Option Plan | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this proposal is warranted because: * Total dilution from these plans and the company's other equity compensation plans reaches 11.4 percent, which appears excessive. |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/14/2017 | Auto-Approved | 06/14/2017 | 6,200 | 6,200 |
Total Shares: | 6,200 | 6,200 |
Takara Holdings Inc. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J80733108 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 2531 |
Shares Voted: 2,700 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Mgmt | For | For | For |
2.1 | Elect Director Omiya, Hisashi | Mgmt | For | For | For |
2.2 | Elect Director Kakimoto, Toshio | Mgmt | For | For | For |
2.3 | Elect Director Kimura, Mutsumi | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Takara Holdings Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
2.4 | Elect Director Nakao, Koichi | Mgmt | For | For | For |
2.5 | Elect Director Ito, Kazuyoshi | Mgmt | For | For | For |
2.6 | Elect Director Washino, Minoru | Mgmt | For | For | For |
2.7 | Elect Director Murata, Kenji | Mgmt | For | For | For |
2.8 | Elect Director Yabu, Yukiko | Mgmt | For | For | For |
2.9 | Elect Director Yoshida, Toshihiko | Mgmt | For | For | For |
3.1 | Appoint Statutory Auditor Yamanaka, Toshihito | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
3.2 | Appoint Statutory Auditor Ueda, Shinji | Mgmt | For | For | For |
3.3 | Appoint Statutory Auditor Mieda, Tomoyuki | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this nominee is warranted because:* The outside statutory auditor nominee's affiliation with the company could compromise independence. | |||||
4 | Approve Compensation Ceilings for Directors and Statutory Auditors | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/02/2017 | Auto-Approved | 06/02/2017 | 2,700 | 2,700 |
Total Shares: | 2,700 | 2,700 |
Toppan Printing Co. Ltd. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: 890747108 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 7911 |
Shares Voted: 49,000 | ||
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director Adachi, Naoki | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. | |||||
1.2 | Elect Director Kaneko, Shingo | Mgmt | For | Against | Against |
Voting Policy Rationale: A vote AGAINST this director nominee is warranted because:* Top management is responsible for the company's unfavorable ROE performance. |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Toppan Printing Co. Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.3 | Elect Director Nagayama, Yoshiyuki | Mgmt | For | For | For |
1.4 | Elect Director Maeda, Yukio | Mgmt | For | For | For |
1.5 | Elect Director Okubo, Shinichi | Mgmt | For | For | For |
1.6 | Elect Director Kakiya, Hidetaka | Mgmt | For | For | For |
1.7 | Elect Director Ito, Atsushi | Mgmt | For | For | For |
1.8 | Elect Director Arai, Makoto | Mgmt | For | For | For |
1.9 | Elect Director Maro, Hideharu | Mgmt | For | For | For |
1.10 | Elect Director Matsuda, Naoyuki | Mgmt | For | For | For |
1.11 | Elect Director Sato, Nobuaki | Mgmt | For | For | For |
1.12 | Elect Director Izawa, Taro | Mgmt | For | For | For |
1.13 | Elect Director Sakuma, Kunio | Mgmt | For | For | For |
1.14 | Elect Director Noma, Yoshinobu | Mgmt | For | For | For |
1.15 | Elect Director Toyama, Ryoko | Mgmt | For | For | For |
1.16 | Elect Director Ezaki, Sumio | Mgmt | For | For | For |
1.17 | Elect Director Yamano, Yasuhiko | Mgmt | For | For | For |
1.18 | Elect Director Ueki, Tetsuro | Mgmt | For | For | For |
1.19 | Elect Director Yamanaka, Norio | Mgmt | For | For | For |
1.20 | Elect Director Nakao, Mitsuhiro | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 05/30/2017 | Auto-Approved | 05/30/2017 | 49,000 | 49,000 |
Total Shares: | 49,000 | 49,000 |
Tsumura & Co. | ||
Meeting Date: 06/29/2017 | Country: Japan | Primary Security ID: J93407120 |
Record Date: 03/31/2017 | Meeting Type: Annual | Ticker: 4540 |
Vote Summary Report
Reporting Period: 02/14/2017 to 06/30/2017
Location(s): Acadian Asset Management
Institution Account(s): Aspiriant Risk-Managed Global Equity Fund (GMV)
Tsumura & Co. | |
Shares Voted: 900 | |
Voting Policy: ISS |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 32 | Mgmt | For | For | For |
2 | Amend Articles to Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors | Mgmt | For | For | For |
3.1 | Elect Director Kato, Terukazu | Mgmt | For | For | For |
3.2 | Elect Director Sugita, Toru | Mgmt | For | For | For |
3.3 | Elect Director Fuji, Yasunori | Mgmt | For | For | For |
3.4 | Elect Director Sugimoto, Shigeru | Mgmt | For | For | For |
3.5 | Elect Director Matsui, Kenichi | Mgmt | For | For | For |
3.6 | Elect Director Masuda, Yayoi | Mgmt | For | For | For |
4.1 | Elect Director and Audit Committee Member Okochi, Kimikazu | Mgmt | For | For | For |
4.2 | Elect Director and Audit Committee Member Haneishi, Kiyomi | Mgmt | For | For | For |
4.3 | Elect Director and Audit Committee Member Matsushita, Mitsutoshi | Mgmt | For | For | For |
5 | Elect Alternate Director and Audit Committee Member Noda, Seiko | Mgmt | For | For | For |
6 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Mgmt | For | For | For |
7 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Mgmt | For | For | For |
8 | Approve Equity Compensation Plan | Mgmt | For | For | For |
Ballot Details
Institutional Account Detail (IA Name, IA Number) | Custodian Account Number | Ballot Status | Instructor Name | Date Instructed | Approver Name | Date Approved | Votable Shares | Shares Voted |
Aspiriant Risk-Managed Global Equity Fund (GMV), 616 | EFR27 | Confirmed | Auto-Instructed | 06/07/2017 | Auto-Approved | 06/07/2017 | 900 | 900 |
Total Shares: | 900 | 900 |
Meeting Date Range: 01-Jul-2016 To 30-Jun-2017 | |||||||||
Selected Accounts | |||||||||
WIPRO LIMITED | |||||||||
Security: | 97651M109 | Meeting Type: | Annual | ||||||
Ticker: | WIT | Meeting Date: | 18-Jul-2016 | ||||||
ISIN | US97651M1099 | Vote Deadline Date: | 08-Jul-2016 | ||||||
Agenda | 934456573 | Management | Total Ballot Shares: | 1458950 | |||||
Last Vote Date: | 30-Jun-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | Abstain | 2197 | 0 | 0 | 0 | ||
2 | CONFIRMATION OF INTERIM DIVIDEND PAID DURING THE YEAR 2015-16 AND DECLARATION OF FINAL DIVIDEND FOR 2015- 16 ON EQUITY SHARES. | For | Abstain | 2197 | 0 | 0 | 0 | ||
3 | RE-APPOINTMENT OF MR. RISHAD A PREMJI (DIN 02983899), DIRECTOR WHO RETIRES BY ROTATION. | For | Abstain | 2197 | 0 | 0 | 0 | ||
4 | RE-APPOINTMENT OF M/S BSR & CO. LLP, CHARTERED ACCOUNTANTS ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | Abstain | 2197 | 0 | 0 | 0 | ||
5 | APPOINTMENT OF DR. PATRICK J ENNIS (DIN 07463299) AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | For | Abstain | 2197 | 0 | 0 | 0 | ||
6 | APPOINTMENT OF MR. PATRICK DUPUIS (DIN 07480046) AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | For | Abstain | 2197 | 0 | 0 | 0 | ||
7 | RE-APPOINTMENT OF MR. N VAGHUL (DIN 00002014) AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | For | Abstain | 2197 | 0 | 0 | 0 | ||
8 | RE-APPOINTMENT OF DR. ASHOK S GANGULY (DIN 00010812) AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | For | Abstain | 2197 | 0 | 0 | 0 | ||
9 | RE-APPOINTMENT OF MR. M K SHARMA (DIN 00327684) AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | For | Abstain | 2197 | 0 | 0 | 0 | ||
10 | RE-APPOINTMENT OF MR. T K KURIEN (DIN 03009368) AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | For | Abstain | 2197 | 0 | 0 | 0 | ||
11 | APPOINTMENT OF MR. ABIDALI Z NEEMUCHWALA (DIN 02478060) AS AN EXECUTIVE DIRECTOR OF THE COMPANY. | For | Abstain | 2197 | 0 | 0 | 0 | ||
12 | REVISION IN THE PAYMENT OF REMUNERATION TO MR. RISHAD A PREMJI (DIN 02983899) EXECUTIVE DIRECTOR AND CHIEF STRATEGY OFFICER. | For | Abstain | 2197 | 0 | 0 | 0 | ||
EMC CORPORATION | |||||||||
Security: | 268648102 | Meeting Type: | Special | ||||||
Ticker: | EMC | Meeting Date: | 19-Jul-2016 | ||||||
ISIN | US2686481027 | Vote Deadline Date: | 18-Jul-2016 | ||||||
Agenda | 934449768 | Management | Total Ballot Shares: | 678489.6354 | |||||
Last Vote Date: | 11-Jun-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 12, 2015, AS AMENDED BY THE FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 16, 2016, AS SO AMENDED AND AS IT MAY BE AMENDED FROM TIME TO TIME, REFERRED TO COLLECTIVELY AS THE MERGER AGREEMENT, AMONG DENALI HOLDING ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | For | None | 13966 | 0 | 0 | 0 | ||
2 | PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY EMC TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | For | None | 13966 | 0 | 0 | 0 | ||
3 | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. | For | None | 13966 | 0 | 0 | 0 | ||
CHICO'S FAS, INC. | |||||||||
Security: | 168615102 | Meeting Type: | Contested-Annual | ||||||
Ticker: | CHS | Meeting Date: | 21-Jul-2016 | ||||||
ISIN | US1686151028 | Vote Deadline Date: | 20-Jul-2016 | ||||||
Agenda | 934447586 | Management | Total Ballot Shares: | 356884 | |||||
Last Vote Date: | 08-Jun-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | SHELLEY G. BROADER | 1864 | 0 | 0 | 0 | ||||
2 | BONNIE R. BROOKS | 1864 | 0 | 0 | 0 | ||||
3 | JANICE L. FIELDS | 1864 | 0 | 0 | 0 | ||||
4 | WILLIAM S. SIMON | 1864 | 0 | 0 | 0 | ||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS. | For | None | 1864 | 0 | 0 | 0 | ||
3 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | For | None | 1864 | 0 | 0 | 0 | ||
4 | PROPOSAL TO AMEND THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | For | None | 1864 | 0 | 0 | 0 | ||
SABMILLER PLC | |||||||||
Security: | 78572M105 | Meeting Type: | Annual | ||||||
Ticker: | SBMRY | Meeting Date: | 21-Jul-2016 | ||||||
ISIN | US78572M1053 | Vote Deadline Date: | 18-Jul-2016 | ||||||
Agenda | 934454101 | Management | Total Ballot Shares: | 223898 | |||||
Last Vote Date: | 23-Jun-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2016. | For | Abstain | 1075 | 0 | 0 | 0 | ||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT 2016, OTHER THAN THE DIRECTORS' REMUNERATION POLICY, CONTAINED IN THE ANNUAL REPORT FOR THE YEAR ENDED 31 MARCH 2016. | For | Abstain | 1075 | 0 | 0 | 0 | ||
3 | TO RE-ELECT MR J P DU PLESSIS AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
4 | TO RE-ELECT MR A J CLARK AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
5 | TO ELECT MR D J DE LORENZO AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
6 | TO RE-ELECT MR M H ARMOUR AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
7 | TO RE-ELECT MR D R BERAN AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
8 | TO RE-ELECT MR G C BIBLE AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
9 | TO RE-ELECT MR D S DEVITRE AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
10 | TO RE-ELECT MR G R ELLIOTT AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
11 | TO RE-ELECT MS L M S KNOX AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
12 | TO RE-ELECT MR T A MANUEL AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
13 | TO RE-ELECT DR D F MOYO AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
14 | TO RE-ELECT MR C A PEREZ DAVILA AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
15 | TO RE-ELECT MR A SANTO DOMINGO DAVILA AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
16 | TO RE-ELECT MS H A WEIR AS A DIRECTOR OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
17 | TO DECLARE A FINAL DIVIDEND OF 93.75 US CENTS PER SHARE, PAYABLE IF THE PROPOSED ACQUISITION OF THE COMPANY BY A BELGIAN COMPANY FORMED FOR THE PURPOSES OF THE RECOMMENDED ACQUISITION OF THE COMPANY BY ANHEUSER-BUSCH INBEV SA/NV HAS NOT BECOME EFFECTIVE PRIOR TO 12 AUGUST. | For | Abstain | 1075 | 0 | 0 | 0 | ||
18 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID. | For | Abstain | 1075 | 0 | 0 | 0 | ||
19 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS. | For | Abstain | 1075 | 0 | 0 | 0 | ||
20 | TO GIVE A GENERAL POWER AND AUTHORITY TO THE DIRECTORS TO ALLOT SHARES. | For | Abstain | 1075 | 0 | 0 | 0 | ||
21 | TO GIVE A GENERAL POWER AND AUTHORITY TO THE DIRECTORS TO ALLOT SHARES FOR CASH OTHERWISE THAN PRO RATA TO ALL SHAREHOLDERS. | For | Abstain | 1075 | 0 | 0 | 0 | ||
22 | TO GIVE A GENERAL AUTHORITY TO THE DIRECTORS TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF US$0.10 EACH IN THE CAPITAL OF THE COMPANY. | For | Abstain | 1075 | 0 | 0 | 0 | ||
23 | TO APPROVE THE CALLING OF GENERAL MEETINGS, OTHER THAN AN ANNUAL GENERAL MEETING, ON NOT LESS THAN 14 CLEAR DAYS' NOTICE. | For | Abstain | 1075 | 0 | 0 | 0 | ||
VODAFONE GROUP PLC | |||||||||
Security: | 92857W308 | Meeting Type: | Annual | ||||||
Ticker: | VOD | Meeting Date: | 29-Jul-2016 | ||||||
ISIN | US92857W3088 | Vote Deadline Date: | 22-Jul-2016 | ||||||
Agenda | 934454947 | Management | Total Ballot Shares: | 303082 | |||||
Last Vote Date: | 25-Jun-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2016 | For | None | 3962 | 0 | 0 | 0 | ||
2 | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
3 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
4 | TO RE-ELECT NICK READ AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
5 | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
6 | TO RE-ELECT DR MATHIAS DOPFNER AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
7 | TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
8 | TO RE-ELECT VALERIE GOODING AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
9 | TO RE-ELECT RENEE JAMES AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
10 | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
11 | TO RE-ELECT NICK LAND AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
12 | TO ELECT DAVID NISH AS A DIRECTOR IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | For | None | 3962 | 0 | 0 | 0 | ||
13 | TO RE-ELECT PHILIP YEA AS A DIRECTOR | For | None | 3962 | 0 | 0 | 0 | ||
14 | TO DECLARE A FINAL DIVIDEND OF 7.77 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2016 | For | None | 3962 | 0 | 0 | 0 | ||
15 | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2016 | For | None | 3962 | 0 | 0 | 0 | ||
16 | TO REAPPOINT PRICEWATERHOUSE COOPERS LLP AS THE COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | For | None | 3962 | 0 | 0 | 0 | ||
17 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 3962 | 0 | 0 | 0 | ||
18 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 3962 | 0 | 0 | 0 | ||
19 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | For | None | 3962 | 0 | 0 | 0 | ||
20 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT (SPECIAL RESOLUTION) | For | None | 3962 | 0 | 0 | 0 | ||
21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | For | None | 3962 | 0 | 0 | 0 | ||
22 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | For | None | 3962 | 0 | 0 | 0 | ||
23 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) | For | None | 3962 | 0 | 0 | 0 | ||
CA, INC. | |||||||||
Security: | 12673P105 | Meeting Type: | Annual | ||||||
Ticker: | CA | Meeting Date: | 03-Aug-2016 | ||||||
ISIN | US12673P1057 | Vote Deadline Date: | 02-Aug-2016 | ||||||
Agenda | 934451270 | Management | Total Ballot Shares: | 633137 | |||||
Last Vote Date: | 17-Jun-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JENS ALDER | For | None | 15012 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | For | None | 15012 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | For | None | 15012 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ROHIT KAPOOR | For | None | 15012 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JEFFREY G. KATZ | For | None | 15012 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: KAY KOPLOVITZ | For | None | 15012 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | For | None | 15012 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: RICHARD SULPIZIO | For | None | 15012 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: LAURA S. UNGER | For | None | 15012 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | For | None | 15012 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | For | None | 15012 | 0 | 0 | 0 | ||
12 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. | For | None | 15012 | 0 | 0 | 0 | ||
13 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | For | None | 15012 | 0 | 0 | 0 | ||
14 | TO RE-APPROVE THE CA, INC. 2011 INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | For | None | 15012 | 0 | 0 | 0 | ||
15 | TO RATIFY THE NOVEMBER 2015 STOCKHOLDER PROTECTION RIGHTS AGREEMENT. | For | None | 15012 | 0 | 0 | 0 | ||
ULTRAPAR PARTICIPACOES S.A. | |||||||||
Security: | 90400P101 | Meeting Type: | Special | ||||||
Ticker: | UGP | Meeting Date: | 03-Aug-2016 | ||||||
ISIN | US90400P1012 | Vote Deadline Date: | 28-Jul-2016 | ||||||
Agenda | 934461067 | Management | Total Ballot Shares: | 87550 | |||||
Last Vote Date: | 15-Jul-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE ACQUISITION, THROUGH ITS WHOLLY-OWNED SUBSIDIARY IPIRANGA PRODUTOS DE PETROLEO S.A., DIRECTLY OR INDIRECTLY, OF THE TOTAL CAPITAL STOCK OF ALESAT COMBUSTIVEIS S.A. AND THE ASSETS COMPRISING ITS OPERATIONS, ACCORDING TO THE MATERIAL NOTICE RELEASED ON JUNE 12, 2016. | For | None | 849 | 0 | 0 | 0 | ||
UNIVERSAL CORPORATION | |||||||||
Security: | 913456109 | Meeting Type: | Annual | ||||||
Ticker: | UVV | Meeting Date: | 04-Aug-2016 | ||||||
ISIN | US9134561094 | Vote Deadline Date: | 03-Aug-2016 | ||||||
Agenda | 934454860 | Management | Total Ballot Shares: | 25065.2372 | |||||
Last Vote Date: | 25-Jun-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | THOMAS H. JOHNSON | 1594 | 0 | 0 | 0 | ||||
2 | MICHAEL T. LAWTON | 1594 | 0 | 0 | 0 | ||||
2 | APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | None | 1594 | 0 | 0 | 0 | ||
3 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE "AGAINST" PROPOSAL 4. | For | None | 1594 | 0 | 0 | 0 | ||
4 | VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, REGARDING MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS. | Against | None | 0 | 1594 | 0 | 0 | ||
CSRA INC. | |||||||||
Security: | 12650T104 | Meeting Type: | Annual | ||||||
Ticker: | CSRA | Meeting Date: | 09-Aug-2016 | ||||||
ISIN | US12650T1043 | Vote Deadline Date: | 08-Aug-2016 | ||||||
Agenda | 934454884 | Management | Total Ballot Shares: | 137260 | |||||
Last Vote Date: | 25-Jun-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: KEITH B. ALEXANDER | For | None | 5633 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: SANJU K. BANSAL | For | None | 5633 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: MICHELE A. FLOURNOY | For | None | 5633 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MARK A. FRANTZ | For | None | 5633 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: NANCY KILLEFER | For | None | 5633 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: CRAIG MARTIN | For | None | 5633 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: SEAN O'KEEFE | For | None | 5633 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: LAWRENCE B. PRIOR III | For | None | 5633 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MICHAEL E. VENTLING | For | None | 5633 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | For | None | 5633 | 0 | 0 | 0 | ||
11 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS CSRA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING MARCH 31, 2017 | For | None | 5633 | 0 | 0 | 0 | ||
12 | NON-BINDING ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 5633 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE NON- BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION | None | 5633 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE CSRA INC. 2015 OMNIBUS INCENTIVE PLAN | For | None | 5633 | 0 | 0 | 0 | ||
APPLE HOSPITALITY REIT, INC. | |||||||||
Security: | 03784Y200 | Meeting Type: | Special | ||||||
Ticker: | APLE | Meeting Date: | 31-Aug-2016 | ||||||
ISIN | US03784Y2000 | Vote Deadline Date: | 30-Aug-2016 | ||||||
Agenda | 934464784 | Management | Total Ballot Shares: | 30042 | |||||
Last Vote Date: | 28-Jul-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PROPOSAL TO APPROVE THE ISSUANCE OF COMMON SHARES OF APPLE HOSPITALITY REIT, INC. TO THE SHAREHOLDERS OF APPLE REIT TEN, INC., PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 13, 2016, AS AMENDED, AMONG APPLE HOSPITALITY, APPLE TEN AND 34 CONSOLIDATED, INC. (THE "SHARE ISSUANCE PROPOSAL"). ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | For | None | 14222 | 0 | 0 | 0 | ||
2 | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE APPLE HOSPITALITY SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES FOR THE APPROVAL OF THE SHARE ISSUANCE PROPOSAL. | For | None | 14222 | 0 | 0 | 0 | ||
DECKERS OUTDOOR CORPORATION | |||||||||
Security: | 243537107 | Meeting Type: | Annual | ||||||
Ticker: | DECK | Meeting Date: | 12-Sep-2016 | ||||||
ISIN | US2435371073 | Vote Deadline Date: | 09-Sep-2016 | ||||||
Agenda | 934464140 | Management | Total Ballot Shares: | 15432 | |||||
Last Vote Date: | 30-Jul-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | ANGEL R. MARTINEZ | 759 | 0 | 0 | 0 | ||||
2 | JOHN M. GIBBONS | 759 | 0 | 0 | 0 | ||||
3 | KARYN O. BARSA | 759 | 0 | 0 | 0 | ||||
4 | NELSON C. CHAN | 759 | 0 | 0 | 0 | ||||
5 | MICHAEL F. DEVINE, III | 759 | 0 | 0 | 0 | ||||
6 | JOHN G. PERENCHIO | 759 | 0 | 0 | 0 | ||||
7 | DAVID POWERS | 759 | 0 | 0 | 0 | ||||
8 | JAMES QUINN | 759 | 0 | 0 | 0 | ||||
9 | LAURI M. SHANAHAN | 759 | 0 | 0 | 0 | ||||
10 | BONITA C. STEWART | 759 | 0 | 0 | 0 | ||||
2 | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | For | None | 759 | 0 | 0 | 0 | ||
3 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. | For | None | 759 | 0 | 0 | 0 | ||
PATTERSON COMPANIES, INC. | |||||||||
Security: | 703395103 | Meeting Type: | Annual | ||||||
Ticker: | PDCO | Meeting Date: | 12-Sep-2016 | ||||||
ISIN | US7033951036 | Vote Deadline Date: | 09-Sep-2016 | ||||||
Agenda | 934462540 | Management | Total Ballot Shares: | 29453 | |||||
Last Vote Date: | 30-Jul-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | SCOTT P. ANDERSON | 1051 | 0 | 0 | 0 | ||||
2 | JOHN D. BUCK | 1051 | 0 | 0 | 0 | ||||
3 | JODY H. FERAGEN | 1051 | 0 | 0 | 0 | ||||
4 | SARENA S. LIN | 1051 | 0 | 0 | 0 | ||||
5 | ELLEN A. RUDNICK | 1051 | 0 | 0 | 0 | ||||
6 | NEIL A. SCHRIMSHER | 1051 | 0 | 0 | 0 | ||||
7 | LES C. VINNEY | 1051 | 0 | 0 | 0 | ||||
8 | JAMES W. WILTZ | 1051 | 0 | 0 | 0 | ||||
2 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | For | None | 1051 | 0 | 0 | 0 | ||
3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 29, 2017. | For | None | 1051 | 0 | 0 | 0 | ||
BANCOLOMBIA S.A. | |||||||||
Security: | 05968L102 | Meeting Type: | Special | ||||||
Ticker: | CIB | Meeting Date: | 20-Sep-2016 | ||||||
ISIN | US05968L1026 | Vote Deadline Date: | 14-Sep-2016 | ||||||
Agenda | 934468693 | Management | Total Ballot Shares: | 236731 | |||||
Last Vote Date: | 09-Aug-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | REVIEW AND APPROVAL OF THE MERGER AGREEMENT BETWEEN BANCOLOMBIA S.A (ACQUIRING COMPANY) AND LEASING BANCOLOMBIA S.A (TARGET) AND THE EXHIBITS. | None | None | 30974 | 0 | 0 | 0 | ||
NETSCOUT SYSTEMS, INC. | |||||||||
Security: | 64115T104 | Meeting Type: | Annual | ||||||
Ticker: | NTCT | Meeting Date: | 20-Sep-2016 | ||||||
ISIN | US64115T1043 | Vote Deadline Date: | 19-Sep-2016 | ||||||
Agenda | 934464621 | Management | Total Ballot Shares: | 44461 | |||||
Last Vote Date: | 02-Aug-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | ANIL K. SINGHAL | 5669 | 0 | 0 | 0 | ||||
2 | JOHN R. EGAN | 5669 | 0 | 0 | 0 | ||||
3 | ROBERT E. DONAHUE | 5669 | 0 | 0 | 0 | ||||
2 | TO APPROVE AN AMENDMENT TO OUR THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK FROM 150,000,000 TO 300,000,000 SHARES. | For | None | 5669 | 0 | 0 | 0 | ||
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. | For | None | 5669 | 0 | 0 | 0 | ||
4 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT IN ACCORDANCE WITH SECURITIES AND EXCHANGE COMMISSION RULES. | For | None | 5669 | 0 | 0 | 0 | ||
NIKE, INC. | |||||||||
Security: | 654106103 | Meeting Type: | Annual | ||||||
Ticker: | NKE | Meeting Date: | 22-Sep-2016 | ||||||
ISIN | US6541061031 | Vote Deadline Date: | 21-Sep-2016 | ||||||
Agenda | 934466687 | Management | Total Ballot Shares: | 535902.2335 | |||||
Last Vote Date: | 06-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | ALAN B. GRAF, JR. | 1378 | 0 | 0 | 0 | ||||
2 | MICHELLE A. PELUSO | 1378 | 0 | 0 | 0 | ||||
3 | PHYLLIS M. WISE | 1378 | 0 | 0 | 0 | ||||
2 | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | For | None | 1378 | 0 | 0 | 0 | ||
3 | TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. | For | None | 1378 | 0 | 0 | 0 | ||
4 | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Against | None | 0 | 1378 | 0 | 0 | ||
5 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 1378 | 0 | 0 | 0 | ||
GENERAL MILLS, INC. | |||||||||
Security: | 370334104 | Meeting Type: | Annual | ||||||
Ticker: | GIS | Meeting Date: | 27-Sep-2016 | ||||||
ISIN | US3703341046 | Vote Deadline Date: | 26-Sep-2016 | ||||||
Agenda | 934468186 | Management | Total Ballot Shares: | 340733.9791 | |||||
Last Vote Date: | 19-Aug-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | For | None | 9664 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: R. KERRY CLARK | For | None | 9664 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: DAVID M. CORDANI | For | None | 9664 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ROGER W. FERGUSON JR. | For | None | 9664 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: HENRIETTA H. FORE | For | None | 9664 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: MARIA G. HENRY | For | None | 9664 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: HEIDI G. MILLER | For | None | 9664 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: STEVE ODLAND | For | None | 9664 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: KENDALL J. POWELL | For | None | 9664 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ROBERT L. RYAN | For | None | 9664 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: ERIC D. SPRUNK | For | None | 9664 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | For | None | 9664 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: JORGE A. URIBE | For | None | 9664 | 0 | 0 | 0 | ||
14 | ADOPT THE 2016 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | For | None | 9664 | 0 | 0 | 0 | ||
15 | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | None | 9664 | 0 | 0 | 0 | ||
16 | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 9664 | 0 | 0 | 0 | ||
ENEL AMERICAS S.A. | |||||||||
Security: | 29274F104 | Meeting Type: | Special | ||||||
Ticker: | ENIA | Meeting Date: | 28-Sep-2016 | ||||||
ISIN | US29274F1049 | Vote Deadline Date: | 23-Sep-2016 | ||||||
Agenda | 934480574 | Management | Total Ballot Shares: | 1165198 | |||||
Last Vote Date: | 14-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RELATED-PARTY TRANSACTIONS ("OPR" IN ITS SPANISH ACRONYM). PURSUANT TO THE TERMS OF TITLE XVI OF THE CHILEAN COMPANIES ACT, LAW NO. 18,046 ("LSA", IN ITS SPANISH ACRONYM), TO APPROVE THE OPR WHICH CONSISTS OF THE PROPOSED STATUTORY MERGER OF ENDESA AMERICAS S.A. ("ENDESA AMERICAS") AND CHILECTRA AMERICAS S.A. ("CHILECTRA AMERICAS") INTO ENERSIS AMERICAS S.A. (THE "MERGER"). (PLEASE SEE THE ENCLOSED NOTICE OF MEETING FOR FURTHER DETAIL.) | None | For | 82195 | 0 | 0 | 0 | ||
2 | MERGER. PROVIDED ITEM I ABOVE IS APPROVED, PURSUANT TO THE TERMS OF TITLE IX OF THE LSA, AND OF PARAGRAPH 3 OF TITLE IX OF THE CHILEAN COMPANIES REGULATIONS, TO APPROVE (I) THE PROPOSED MERGER BY VIRTUE OF WHICH ENERSIS AMERICAS, IN ITS CAPACITY AS THE SURVIVING COMPANY, WOULD ABSORB BY ACQUISITION EACH OF ENDESA AMERICAS AND CHILECTRA AMERICAS, EACH OF WHICH WOULD THEN DISSOLVE WITHOUT LIQUIDATION, SUCCEEDING THEM IN ALL THEIR RIGHTS AND OBLIGATIONS; AND (II) THE BACKGROUND ..(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | None | For | 82195 | 0 | 0 | 0 | ||
SABMILLER PLC | |||||||||
Security: | 78572M105 | Meeting Type: | Annual | ||||||
Ticker: | SBMRY | Meeting Date: | 28-Sep-2016 | ||||||
ISIN | US78572M1053 | Vote Deadline Date: | 23-Sep-2016 | ||||||
Agenda | 934477111 | Management | Total Ballot Shares: | 238792 | |||||
Last Vote Date: | 03-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO APPROVE THE SCHEME | For | Abstain | 6649 | 0 | 0 | 0 | ||
2 | THAT: (A) THE TERMS OF A PROPOSED CONTRACT BETWEEN HOLDERS OF THE DEFERRED SHARES IN THE COMPANY AND THE COMPANY PROVIDING FOR THE PURCHASE BY THE COMPANY OF THE DEFERRED SHARES TO BE HELD IN TREASURY BE APPROVED AND AUTHORISED; (B) THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | Abstain | 6649 | 0 | 0 | 0 | ||
ENEL CHILE S.A. | |||||||||
Security: | 29278D105 | Meeting Type: | Special | ||||||
Ticker: | ENIC | Meeting Date: | 04-Oct-2016 | ||||||
ISIN | US29278D1054 | Vote Deadline Date: | 28-Sep-2016 | ||||||
Agenda | 934481514 | Management | Total Ballot Shares: | 652503 | |||||
Last Vote Date: | 16-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | THE MODIFICATION OF ARTICLE ONE IN ORDER TO CHANGE THE COMPANY'S CURRENT NAME FROM ENERSIS CHILE S.A., TO ENEL CHILE S.A., AND TO ADD THE TERM "OPEN" BEFORE THE EXPRESSION "JOINT- STOCK COMPANY", RESULTING IN THE TEXT OF ARTICLE ONE READING AS FOLLOWS: "ARTICLE ONE: AN OPEN, JOINT-STOCK COMPANY WHICH IS TO BE CALLED "ENEL CHILE S.A." (THE "COMPANY"), IS ORGANIZED AND SHALL BE GOVERNED BY THESE BY- LAWS AND, IN THEIR ABSENCE, BY LEGAL AND REGULATORY NORMS THAT APPLY TO THESE TYPE OF COMPANIES." | None | For | 42388 | 0 | 0 | 0 | ||
2 | MODIFICATION OF ARTICLE FOUR IN ORDER TO INSERT A COMMA (,) IN THE FIRST PARAGRAPH BETWEEN THE WORDS "ABROAD" AND "THE EXPLORATION" AND TO REPLACE THE WORD "SUBSIDIARIES" WITH "RELATED COMPANIES, SUBSIDIARIES AND AFFILIATES" IN LETTER D), RESULTING IN THE TEXT OF ARTICLE FOUR READING AS FOLLOWS: "ARTICLE FOUR: THE PURPOSE OF THE COMPANY, IN CHILE OR ABROAD, SHALL BE THE EXPLORATION, DEVELOPMENT, OPERATION, GENERATION, DISTRIBUTION, TRANSMISSION, TRANSFORMATION OR SALE OF ENERGY, ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | None | For | 42388 | 0 | 0 | 0 | ||
3 | MODIFICATION OF ARTICLE FORTY-THREE TO INSERT THE PHRASE "APPLICABLE TO THE OPEN JOINT-STOCK COMPANIES" BETWEEN THE EXPRESSIONS "REGULATIONS" AND "AND THE ONES RELEVANT", RESULTING IN THE TEXT OF THE ARTICLE FORTY THREE READING AS FOLLOWS: "ARTICLE FORTY-THREE: IN ALL MATTERS THAT ARE NOT EXPRESSLY ADDRESSED WITHIN THESE BY-LAWS, THE PROVISIONS OF LAW NR. 18,046, ITS AMENDMENTS AND REGULATIONS APPLICABLE TO OPEN JOINT-STOCK COMPANIES AND THOSE CONTAINED WITHIN DECREE 3,500 ARTICLE 111. | None | For | 42388 | 0 | 0 | 0 | ||
4 | DELETE THE TEXT OF THE FOLLOWING TRANSITORY PROVISIONS: TRANSITORY ARTICLE TWO, TRANSITORY ARTICLE FOUR, TRANSITORY ARTICLE FIVE, TRANSITORY ARTICLE SIX, TRANSITORY ARTICLE SEVEN, TRANSITORY ARTICLE NINE AND TRANSITORY ARTICLE TEN. | None | For | 42388 | 0 | 0 | 0 | ||
5 | THE ADOPTION OF AGREEMENTS THAT ARE NECESSARY TO CARRY OUT THE PROPOSED BY-LAW REFORM, UNDER THE TERMS AND CONDITIONS THAT SHALL ULTIMATELY BE APPROVED BY THE EXTRAORDINARY SHAREHOLDERS' MEETING, AND ALSO TO GRANT THE NECESSARY, ESPECIALLY TO LEGALIZE, COMPLETE AND EXECUTE AGREEMENTS ADOPTED BY SAID EXTRAORDINARY SHAREHOLDERS' MEETING. | None | For | 42388 | 0 | 0 | 0 | ||
ENEL GENERACION CHILE S.A. | |||||||||
Security: | 29244T101 | Meeting Type: | Special | ||||||
Ticker: | EOCC | Meeting Date: | 04-Oct-2016 | ||||||
ISIN | US29244T1016 | Vote Deadline Date: | 28-Sep-2016 | ||||||
Agenda | 934481487 | Management | Total Ballot Shares: | 121656 | |||||
Last Vote Date: | 16-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | AN AMENDMENT TO THE FIRST ARTICLE OF THE COMPANY BY-LAWS, CHANGING THE NAME OF THE COMPANY TO "ENEL GENERACION CHILE S.A." RESULTING IN THE FIRST ARTICLE READING AS FOLLOWS: ARTICLE 1A PUBLICLY TRADED COMPANY NAMED "ENEL GENERACION CHILE S.A." IS ESTABLISHED, WHICH SHALL BE GOVERNED BY THE RULES SET FORTH IN THESE BY- LAWS, AND IF NOT EXPLICITLY MENTIONED WITHIN THESE BY-LAWS, BY LAW NO. 18,046 AND ITS REGULATIONS AND RULES APPLICABLE TO THIS TYPE OF ORGANIZATION. | None | For | 12013 | 0 | 0 | 0 | ||
2 | AN AMENDMENT TO SECTION THREE OF ARTICLE FOURTEEN OF THE COMPANY'S BY- LAWS, CHANGING THE PROCEDURE FOLLOWED TO GIVE NOTICE FOR EXTRAORDINARY MEETINGS, RESULTING IN THE FOURTEENTH ARTICLE READING AS FOLLOWS: "THE NOTICE OF EXTRAORDINARY BOARD OF DIRECTORS' MEETINGS WILL BE GIVEN THROUGH THE MEDIA DETERMINED UNANIMOUSLY BY MEMBERS OF THE BOARD OF DIRECTORS, ASSUMING THAT IT OFFERS REASONABLE ASSURANCE OF ACCURACY, OR IF THE MEDIA IS NOT ESTABLISHED BY THE BOARD OF DIRECTORS, ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | None | For | 12013 | 0 | 0 | 0 | ||
3 | THE ADOPTION OF ALL AGREEMENTS NECESSARY TO COMPLETE THE BY-LAW AMENDMENTS REFERRED TO ABOVE. | None | For | 12013 | 0 | 0 | 0 | ||
MONSTER BEVERAGE CORPORATION | |||||||||
Security: | 61174X109 | Meeting Type: | Special | ||||||
Ticker: | MNST | Meeting Date: | 11-Oct-2016 | ||||||
ISIN | US61174X1090 | Vote Deadline Date: | 10-Oct-2016 | ||||||
Agenda | 934476359 | Management | Total Ballot Shares: | 28027 | |||||
Last Vote Date: | 26-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, PAR VALUE $0.005 PER SHARE, FROM 240,000,000 SHARES TO 1,250,000,000 SHARES. | For | None | 125 | 0 | 0 | 0 | ||
THE PROCTER & GAMBLE COMPANY | |||||||||
Security: | 742718109 | Meeting Type: | Annual | ||||||
Ticker: | PG | Meeting Date: | 11-Oct-2016 | ||||||
ISIN | US7427181091 | Vote Deadline Date: | 10-Oct-2016 | ||||||
Agenda | 934472616 | Management | Total Ballot Shares: | 1316170.3611 | |||||
Last Vote Date: | 26-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | For | None | 18686 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ANGELA F. BRALY | For | None | 18686 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | For | None | 18686 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: SCOTT D. COOK | For | None | 18686 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | For | None | 18686 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | For | None | 18686 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: DAVID S. TAYLOR | For | None | 18686 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | For | None | 18686 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | For | None | 18686 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | For | None | 18686 | 0 | 0 | 0 | ||
11 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 18686 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | For | None | 18686 | 0 | 0 | 0 | ||
13 | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING POLICIES OF THIRD PARTY ORGANIZATIONS | Against | None | 0 | 18686 | 0 | 0 | ||
14 | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Against | None | 0 | 18686 | 0 | 0 | ||
PAYCHEX, INC. | |||||||||
Security: | 704326107 | Meeting Type: | Annual | ||||||
Ticker: | PAYX | Meeting Date: | 12-Oct-2016 | ||||||
ISIN | US7043261079 | Vote Deadline Date: | 11-Oct-2016 | ||||||
Agenda | 934477793 | Management | Total Ballot Shares: | 225668 | |||||
Last Vote Date: | 26-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | For | None | 5910 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOSEPH G. DOODY | For | None | 5910 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | For | None | 5910 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: PHILLIP HORSLEY | For | None | 5910 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: GRANT M. INMAN | For | None | 5910 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | For | None | 5910 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: MARTIN MUCCI | For | None | 5910 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | For | None | 5910 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JOSEPH M. VELLI | For | None | 5910 | 0 | 0 | 0 | ||
10 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 5910 | 0 | 0 | 0 | ||
11 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 5910 | 0 | 0 | 0 | ||
LINEAR TECHNOLOGY CORPORATION | |||||||||
Security: | 535678106 | Meeting Type: | Annual | ||||||
Ticker: | LLTC | Meeting Date: | 18-Oct-2016 | ||||||
ISIN | US5356781063 | Vote Deadline Date: | 17-Oct-2016 | ||||||
Agenda | 934483203 | Management | Total Ballot Shares: | 80483 | |||||
Last Vote Date: | 22-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER BY AND AMONG LINEAR TECHNOLOGY CORPORATION, ANALOG DEVICES, INC. AND TAHOE ACQUISITION CORP. | For | None | 1941 | 0 | 0 | 0 | ||
2 | APPROVAL ON AN ADVISORY (NON-BINDING) BASIS OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO LINEAR TECHNOLOGY'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | For | None | 1941 | 0 | 0 | 0 | ||
3 | APPROVAL ON AN ADVISORY (NON-BINDING) BASIS OF THE COMPENSATION (OTHER THAN COMPENSATION THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER) OF LINEAR TECHNOLOGY'S NAMED EXECUTIVE OFFICERS. | For | None | 1941 | 0 | 0 | 0 | ||
4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LINEAR TECHNOLOGY FOR THE FISCAL YEAR ENDING JULY 2, 2017. | For | None | 1941 | 0 | 0 | 0 | ||
5 | APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. | For | None | 1941 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ROBERT H. SWANSON, JR. | For | None | 1941 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: LOTHAR MAIER | For | None | 1941 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ARTHUR C. AGNOS | For | None | 1941 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JOHN J. GORDON | For | None | 1941 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: DAVID S. LEE | For | None | 1941 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: RICHARD M. MOLEY | For | None | 1941 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: THOMAS S. VOLPE | For | None | 1941 | 0 | 0 | 0 | ||
CARDINAL HEALTH, INC. | |||||||||
Security: | 14149Y108 | Meeting Type: | Annual | ||||||
Ticker: | CAH | Meeting Date: | 03-Nov-2016 | ||||||
ISIN | US14149Y1082 | Vote Deadline Date: | 02-Nov-2016 | ||||||
Agenda | 934479519 | Management | Total Ballot Shares: | 92451 | |||||
Last Vote Date: | 17-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DAVID J. ANDERSON | For | None | 2375 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: COLLEEN F. ARNOLD | For | None | 2375 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: GEORGE S. BARRETT | For | None | 2375 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: CARRIE S. COX | For | None | 2375 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: CALVIN DARDEN | For | None | 2375 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: BRUCE L. DOWNEY | For | None | 2375 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: PATRICIA A. HEMINGWAY HALL | For | None | 2375 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: CLAYTON M. JONES | For | None | 2375 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: GREGORY B. KENNY | For | None | 2375 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: NANCY KILLEFER | For | None | 2375 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: DAVID P. KING | For | None | 2375 | 0 | 0 | 0 | ||
12 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | For | None | 2375 | 0 | 0 | 0 | ||
13 | PROPOSAL TO APPROVE THE AMENDED CARDINAL HEALTH, INC. 2011 LONG-TERM INCENTIVE PLAN. | For | None | 2375 | 0 | 0 | 0 | ||
14 | PROPOSAL TO APPROVE, ON A NON- BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 2375 | 0 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING, INC. | |||||||||
Security: | 053015103 | Meeting Type: | Annual | ||||||
Ticker: | ADP | Meeting Date: | 08-Nov-2016 | ||||||
ISIN | US0530151036 | Vote Deadline Date: | 07-Nov-2016 | ||||||
Agenda | 934482340 | Management | Total Ballot Shares: | 409202.8372 | |||||
Last Vote Date: | 23-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | PETER BISSON | 4354 | 0 | 0 | 0 | ||||
2 | RICHARD T. CLARK | 4354 | 0 | 0 | 0 | ||||
3 | ERIC C. FAST | 4354 | 0 | 0 | 0 | ||||
4 | LINDA R. GOODEN | 4354 | 0 | 0 | 0 | ||||
5 | MICHAEL P. GREGOIRE | 4354 | 0 | 0 | 0 | ||||
6 | R. GLENN HUBBARD | 4354 | 0 | 0 | 0 | ||||
7 | JOHN P. JONES | 4354 | 0 | 0 | 0 | ||||
8 | WILLIAM J. READY | 4354 | 0 | 0 | 0 | ||||
9 | CARLOS A. RODRIGUEZ | 4354 | 0 | 0 | 0 | ||||
10 | SANDRA S. WIJNBERG | 4354 | 0 | 0 | 0 | ||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | None | 4354 | 0 | 0 | 0 | ||
3 | RATIFICATION OF THE APPOINTMENT OF AUDITORS. | For | None | 4354 | 0 | 0 | 0 | ||
AVNET,INC. | |||||||||
Security: | 053807103 | Meeting Type: | Annual | ||||||
Ticker: | AVT | Meeting Date: | 10-Nov-2016 | ||||||
ISIN | US0538071038 | Vote Deadline Date: | 09-Nov-2016 | ||||||
Agenda | 934482605 | Management | Total Ballot Shares: | 174452 | |||||
Last Vote Date: | 28-Sep-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: RODNEY C. ADKINS | For | None | 5467 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: WILLIAM J. AMELIO | For | None | 5467 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: J. VERONICA BIGGINS | For | None | 5467 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MICHAEL A. BRADLEY | For | None | 5467 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: R. KERRY CLARK | For | None | 5467 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JAMES A. LAWRENCE | For | None | 5467 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: AVID MODJTABAI | For | None | 5467 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: RAY M. ROBINSON | For | None | 5467 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN III | For | None | 5467 | 0 | 0 | 0 | ||
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | None | 5467 | 0 | 0 | 0 | ||
11 | TO APPROVE THE AVNET, INC. 2016 STOCK COMPENSATION AND INCENTIVE PLAN. | For | None | 5467 | 0 | 0 | 0 | ||
12 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2017. | For | None | 5467 | 0 | 0 | 0 | ||
DEVRY EDUCATION GROUP INC. | |||||||||
Security: | 251893103 | Meeting Type: | Annual | ||||||
Ticker: | DV | Meeting Date: | 10-Nov-2016 | ||||||
ISIN | US2518931033 | Vote Deadline Date: | 09-Nov-2016 | ||||||
Agenda | 934489344 | Management | Total Ballot Shares: | 186977 | |||||
Last Vote Date: | 11-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | CHRISTOPHER B. BEGLEY | 1 | 0 | 0 | 0 | ||||
2 | LYLE LOGAN | 1 | 0 | 0 | 0 | ||||
3 | MICHAEL W. MALAFRONTE | 1 | 0 | 0 | 0 | ||||
4 | FERNANDO RUIZ | 1 | 0 | 0 | 0 | ||||
5 | RONALD L. TAYLOR | 1 | 0 | 0 | 0 | ||||
6 | LISA W. WARDELL | 1 | 0 | 0 | 0 | ||||
7 | ANN WEAVER HART | 1 | 0 | 0 | 0 | ||||
8 | JAMES D. WHITE | 1 | 0 | 0 | 0 | ||||
2 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 1 | 0 | 0 | 0 | ||
3 | AN ADVISORY VOTE ON THE APPROVAL OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 1 | 0 | 0 | 0 | ||
JACK HENRY & ASSOCIATES, INC. | |||||||||
Security: | 426281101 | Meeting Type: | Annual | ||||||
Ticker: | JKHY | Meeting Date: | 10-Nov-2016 | ||||||
ISIN | US4262811015 | Vote Deadline Date: | 09-Nov-2016 | ||||||
Agenda | 934488277 | Management | Total Ballot Shares: | 38826 | |||||
Last Vote Date: | 06-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | M. FLANIGAN | 1848 | 0 | 0 | 0 | ||||
2 | J. PRIM | 1848 | 0 | 0 | 0 | ||||
3 | T. WILSON | 1848 | 0 | 0 | 0 | ||||
4 | J. FIEGEL | 1848 | 0 | 0 | 0 | ||||
5 | T. WIMSETT | 1848 | 0 | 0 | 0 | ||||
6 | L. KELLY | 1848 | 0 | 0 | 0 | ||||
7 | S. MIYASHIRO | 1848 | 0 | 0 | 0 | ||||
8 | W. BROWN | 1848 | 0 | 0 | 0 | ||||
2 | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 1848 | 0 | 0 | 0 | ||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2006 EMPLOYEE STOCK PURCHASE PLAN. | For | None | 1848 | 0 | 0 | 0 | ||
4 | TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 1848 | 0 | 0 | 0 | ||
RESMED INC. | |||||||||
Security: | 761152107 | Meeting Type: | Annual | ||||||
Ticker: | RMD | Meeting Date: | 16-Nov-2016 | ||||||
ISIN | US7611521078 | Vote Deadline Date: | 15-Nov-2016 | ||||||
Agenda | 934486386 | Management | Total Ballot Shares: | 35683 | |||||
Last Vote Date: | 04-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: CAROL BURT | For | None | 2143 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RICH SULPIZIO | For | None | 2143 | 0 | 0 | 0 | ||
3 | RATIFY OUR APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | For | None | 2143 | 0 | 0 | 0 | ||
4 | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT. | For | None | 2143 | 0 | 0 | 0 | ||
ROYAL GOLD, INC. | |||||||||
Security: | 780287108 | Meeting Type: | Annual | ||||||
Ticker: | RGLD | Meeting Date: | 16-Nov-2016 | ||||||
ISIN | US7802871084 | Vote Deadline Date: | 15-Nov-2016 | ||||||
Agenda | 934487314 | Management | Total Ballot Shares: | 103854 | |||||
Last Vote Date: | 08-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: WILLIAM M. HAYES | For | None | 3545 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RONALD J. VANCE | For | None | 3545 | 0 | 0 | 0 | ||
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | For | None | 3545 | 0 | 0 | 0 | ||
4 | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | For | None | 3545 | 0 | 0 | 0 | ||
5 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES FROM 110,000,000 SHARES TO 210,000,000 SHARES. | For | None | 3545 | 0 | 0 | 0 | ||
SYSCO CORPORATION | |||||||||
Security: | 871829107 | Meeting Type: | Annual | ||||||
Ticker: | SYY | Meeting Date: | 16-Nov-2016 | ||||||
ISIN | US8718291078 | Vote Deadline Date: | 15-Nov-2016 | ||||||
Agenda | 934486920 | Management | Total Ballot Shares: | 327171.4475 | |||||
Last Vote Date: | 31-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | For | None | 1922 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOHN M. CASSADAY | For | None | 1922 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JUDITH B. CRAVEN, M.D. | For | None | 1922 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | For | None | 1922 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JOSHUA D. FRANK | For | None | 1922 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | For | None | 1922 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JONATHAN GOLDEN | For | None | 1922 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: BRADLEY M. HALVERSON | For | None | 1922 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER | For | None | 1922 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: NANCY S. NEWCOMB | For | None | 1922 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: NELSON PELTZ | For | None | 1922 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | For | None | 1922 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: RICHARD G. TILGHMAN | For | None | 1922 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: JACKIE M. WARD | For | None | 1922 | 0 | 0 | 0 | ||
15 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO SYSCO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S 2016 PROXY STATEMENT. | For | None | 1922 | 0 | 0 | 0 | ||
16 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SYSCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | For | None | 1922 | 0 | 0 | 0 | ||
17 | TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A POLICY LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | Against | None | 0 | 1922 | 0 | 0 | ||
LANCASTER COLONY CORPORATION | |||||||||
Security: | 513847103 | Meeting Type: | Annual | ||||||
Ticker: | LANC | Meeting Date: | 21-Nov-2016 | ||||||
ISIN | US5138471033 | Vote Deadline Date: | 18-Nov-2016 | ||||||
Agenda | 934491779 | Management | Total Ballot Shares: | 107487 | |||||
Last Vote Date: | 20-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | KENNETH L. COOKE | 4450 | 0 | 0 | 0 | ||||
2 | ALAN F. HARRIS | 4450 | 0 | 0 | 0 | ||||
3 | ZUHEIR SOFIA | 4450 | 0 | 0 | 0 | ||||
2 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | For | None | 4450 | 0 | 0 | 0 | ||
3 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2017. | For | None | 4450 | 0 | 0 | 0 | ||
ELBIT SYSTEMS LTD. | |||||||||
Security: | M3760D101 | Meeting Type: | Annual | ||||||
Ticker: | ESLT | Meeting Date: | 23-Nov-2016 | ||||||
ISIN | IL0010811243 | Vote Deadline Date: | 22-Nov-2016 | ||||||
Agenda | 934495917 | Management | Total Ballot Shares: | 64860 | |||||
Last Vote Date: | 29-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: MICHAEL FEDERMANN | For | None | 2131 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RINA BAUM | For | None | 2131 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: YORAM BEN-ZEEV | For | None | 2131 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DAVID FEDERMANN | For | None | 2131 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DOV NINVEH | For | None | 2131 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: UDI NISAN | For | None | 2131 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: YULI TAMIR | For | None | 2131 | 0 | 0 | 0 | ||
8 | RE-ELECTION OF MRS. DALIA RABIN FOR AN ADDITIONAL THREE-YEAR TERM AS AN EXTERNAL DIRECTOR | For | None | 2131 | 0 | 0 | 0 | ||
9 | PLEASE INDICATE IF YOU ARE A CONTROLLING SHAREHOLDER OF THE COMPANY OR HAVE A "PERSONAL INTEREST" (AS DEFINED IN THE COMPANY'S PROXY STATEMENT OF OCTOBER 19, 2016) IN THE APPROVAL OF THE RE-ELECTION OF MRS. DALIA RABIN FOR AN ADDITIONAL THREE-YEAR TERM AS AN EXTERNAL DIRECTOR. SHAREHOLDERS MUST VOTE ON PROPOSAL 2A IN ORDER FOR PROPOSAL 2 TO BE VALID. IF A SHAREHOLDER FAILS TO VOTE ON PROPOSAL 2A, THEN PROPOSAL 2 IS INVALID AND SHOULD BE VOIDED. MARK "FOR" = YES OR "AGAINST" = NO. | None | None | 2131 | 0 | 0 | 0 | ||
10 | APPROVAL OF THE AMENDED COMPENSATION POLICY FOR THE COMPANY'S DIRECTORS AND EXECUTIVE OFFICERS | For | None | 2131 | 0 | 0 | 0 | ||
11 | PLEASE INDICATE IF YOU ARE A CONTROLLING SHAREHOLDER OF THE COMPANY OR HAVE A "PERSONAL INTEREST" (AS DEFINED IN THE COMPANY'S PROXY STATEMENT OF OCTOBER 19, 2016) IN THE APPROVAL OF THE AMENDED COMPENSATION POLICY FOR THE COMPANY'S DIRECTORS AND EXECUTIVE OFFICERS. SHAREHOLDERS MUST VOTE ON PROPOSAL 3A IN ORDER FOR PROPOSAL 3 TO BE VALID. IF A SHAREHOLDER FAILS TO VOTE ON PROPOSAL 3A, THEN PROPOSAL 3 IS INVALID AND SHOULD BE VOIDED. MARK "FOR" = YES OR "AGAINST" = NO. | None | None | 2131 | 0 | 0 | 0 | ||
12 | RE-APPOINTMENT OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR 2016 AND UNTIL THE CLOSE OF THE NEXT SHAREHOLDERS' ANNUAL GENERAL MEETING | For | None | 2131 | 0 | 0 | 0 | ||
HUANENG POWER INTERNATIONAL, INC. | |||||||||
Security: | 443304100 | Meeting Type: | Special | ||||||
Ticker: | HNP | Meeting Date: | 30-Nov-2016 | ||||||
ISIN | US4433041005 | Vote Deadline Date: | 21-Nov-2016 | ||||||
Agenda | 934496159 | Management | Total Ballot Shares: | 37658 | |||||
Last Vote Date: | 29-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ACQUISITION OF THE SHANDONG POWER INTERESTS, THE JILIN POWER INTERESTS, THE HEILONGJIANG POWER INTERESTS AND THE ZHONGYUAN CCGT INTERESTS. | For | None | 6685 | 0 | 0 | 0 | ||
MICROSOFT CORPORATION | |||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||
Ticker: | MSFT | Meeting Date: | 30-Nov-2016 | ||||||
ISIN | US5949181045 | Vote Deadline Date: | 29-Nov-2016 | ||||||
Agenda | 934491224 | Management | Total Ballot Shares: | 2805693.9021 | |||||
Last Vote Date: | 16-Nov-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | For | None | 6761 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | For | None | 6761 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: G. MASON MORFIT | For | None | 6761 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: SATYA NADELLA | For | None | 6761 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | For | None | 6761 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: HELMUT PANKE | For | None | 6761 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: SANDRA E. PETERSON | For | None | 6761 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: CHARLES W. SCHARF | For | None | 6761 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JOHN W. STANTON | For | None | 6761 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: JOHN W. THOMPSON | For | None | 6761 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: PADMASREE WARRIOR | For | None | 6761 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 6761 | 0 | 0 | 0 | ||
13 | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 | For | None | 6761 | 0 | 0 | 0 | ||
14 | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION | For | None | 6761 | 0 | 0 | 0 | ||
15 | APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN | For | None | 6761 | 0 | 0 | 0 | ||
16 | SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS | Against | None | 0 | 6761 | 0 | 0 | ||
AGNC INVESTMENT CORP | |||||||||
Security: | 00123Q104 | Meeting Type: | Special | ||||||
Ticker: | AGNC | Meeting Date: | 09-Dec-2016 | ||||||
ISIN | Vote Deadline Date: | 08-Dec-2016 | |||||||
Agenda | 934498127 | Management | Total Ballot Shares: | 639797 | |||||
Last Vote Date: | 04-Nov-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE AGNC INVESTMENT CORP. 2016 EQUITY AND INCENTIVE COMPENSATION PLAN. | For | None | 59880 | 0 | 0 | 0 | ||
F.N.B. CORPORATION | |||||||||
Security: | 302520101 | Meeting Type: | Special | ||||||
Ticker: | FNB | Meeting Date: | 09-Dec-2016 | ||||||
ISIN | US3025201019 | Vote Deadline Date: | 08-Dec-2016 | ||||||
Agenda | 934495296 | Management | Total Ballot Shares: | 52096 | |||||
Last Vote Date: | 27-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE ISSUANCE OF F.N.B. COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 20, 2016, BETWEEN F.N.B. CORPORATION AND YADKIN FINANCIAL CORPORATION (THE "F.N.B. STOCK ISSUANCE PROPOSAL"). | For | None | 17701 | 0 | 0 | 0 | ||
2 | APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF APPROVAL OF THE F.N.B. STOCK ISSUANCE PROPOSAL (THE "F.N.B. ADJOURNMENT PROPOSAL"). | For | None | 17701 | 0 | 0 | 0 | ||
MEDTRONIC PLC | |||||||||
Security: | G5960L103 | Meeting Type: | Annual | ||||||
Ticker: | MDT | Meeting Date: | 09-Dec-2016 | ||||||
ISIN | IE00BTN1Y115 | Vote Deadline Date: | 08-Dec-2016 | ||||||
Agenda | 934492113 | Management | Total Ballot Shares: | 367835.3363 | |||||
Last Vote Date: | 29-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | For | None | 2833 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: CRAIG ARNOLD | For | None | 2833 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | For | None | 2833 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: RANDALL HOGAN III | For | None | 2833 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: OMAR ISHRAK | For | None | 2833 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, PH.D. | For | None | 2833 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | For | None | 2833 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JAMES T. LENEHAN | For | None | 2833 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. | For | None | 2833 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: DENISE M. O'LEARY | For | None | 2833 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: KENDALL J. POWELL | For | None | 2833 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: ROBERT C. POZEN | For | None | 2833 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: PREETHA REDDY | For | None | 2833 | 0 | 0 | 0 | ||
14 | TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET ITS REMUNERATION. | For | None | 2833 | 0 | 0 | 0 | ||
15 | TO APPROVE IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION (A "SAY-ON-PAY" VOTE). | For | None | 2833 | 0 | 0 | 0 | ||
16 | TO APPROVE AMENDMENTS TO MEDTRONIC'S ARTICLES OF ASSOCIATION TO IMPLEMENT "PROXY ACCESS". | For | None | 2833 | 0 | 0 | 0 | ||
17 | TO APPROVE AMENDMENTS TO MEDTRONIC'S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. | For | None | 2833 | 0 | 0 | 0 | ||
18 | TO APPROVE AMENDMENTS TO MEDTRONIC'S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. | For | None | 2833 | 0 | 0 | 0 | ||
19 | TO APPROVE AMENDMENTS TO MEDTRONIC'S ARTICLES OF ASSOCIATION TO CLARIFY THE BOARD'S SOLE AUTHORITY TO DETERMINE ITS SIZE WITHIN THE FIXED LIMITS IN THE ARTICLES OF ASSOCIATION. | For | None | 2833 | 0 | 0 | 0 | ||
THOR INDUSTRIES, INC. | |||||||||
Security: | 885160101 | Meeting Type: | Annual | ||||||
Ticker: | THO | Meeting Date: | 09-Dec-2016 | ||||||
ISIN | US8851601018 | Vote Deadline Date: | 08-Dec-2016 | ||||||
Agenda | 934493420 | Management | Total Ballot Shares: | 85451 | |||||
Last Vote Date: | 29-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | PETER B. ORTHWEIN | 2159 | 0 | 0 | 0 | ||||
2 | ROBERT W. MARTIN | 2159 | 0 | 0 | 0 | ||||
3 | JAMES L. ZIEMER | 2159 | 0 | 0 | 0 | ||||
2 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR 2017. | For | None | 2159 | 0 | 0 | 0 | ||
3 | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (NEOS). | For | None | 2159 | 0 | 0 | 0 | ||
4 | APPROVAL OF THE THOR INDUSTRIES, INC. 2016 EQUITY AND INCENTIVE PLAN. | For | None | 2159 | 0 | 0 | 0 | ||
CISCO SYSTEMS | |||||||||
Security: | 17275R102 | Meeting Type: | Annual | ||||||
Ticker: | CSCO | Meeting Date: | 12-Dec-2016 | ||||||
ISIN | US17275R1023 | Vote Deadline Date: | 09-Dec-2016 | ||||||
Agenda | 934494357 | Management | Total Ballot Shares: | 2405732.0097 | |||||
Last Vote Date: | 28-Nov-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: CAROL A. BARTZ | For | None | 82714 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: M. MICHELE BURNS | For | None | 82714 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | For | None | 82714 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | For | None | 82714 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: AMY L. CHANG | For | None | 82714 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | For | None | 82714 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | For | None | 82714 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | For | None | 82714 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | For | None | 82714 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ARUN SARIN | For | None | 82714 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: STEVEN M. WEST | For | None | 82714 | 0 | 0 | 0 | ||
12 | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | For | None | 82714 | 0 | 0 | 0 | ||
13 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | For | None | 82714 | 0 | 0 | 0 | ||
14 | APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. | Against | None | 0 | 82714 | 0 | 0 | ||
15 | APPROVAL TO REQUEST A REPORT DISCLOSING CERTAIN EMPLOYMENT DATA RELATING TO CISCO'S ARAB AND NON-ARAB EMPLOYEES IN ISRAEL-PALESTINE FOR EACH OF THE PAST THREE YEARS. | Against | None | 0 | 82714 | 0 | 0 | ||
16 | APPROVAL TO REQUEST THE BOARD TO FORM A COMMITTEE TO REASSESS POLICIES AND CRITERIA FOR DECISIONS WITH RESPECT TO CISCO'S BUSINESS INVOLVEMENTS WITH ISRAEL'S SETTLEMENTS. | Against | None | 0 | 82714 | 0 | 0 | ||
MSG NETWORKS INC. | |||||||||
Security: | 553573106 | Meeting Type: | Annual | ||||||
Ticker: | MSGN | Meeting Date: | 15-Dec-2016 | ||||||
ISIN | US5535731062 | Vote Deadline Date: | 14-Dec-2016 | ||||||
Agenda | 934493963 | Management | Total Ballot Shares: | 353744 | |||||
Last Vote Date: | 28-Oct-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JOSEPH J. LHOTA | 15821 | 0 | 0 | 0 | ||||
2 | JOEL M. LITVIN | 15821 | 0 | 0 | 0 | ||||
3 | JOHN L. SYKES | 15821 | 0 | 0 | 0 | ||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2017. | For | None | 15821 | 0 | 0 | 0 | ||
3 | TO APPROVE THE COMPANY'S 2010 EMPLOYEE STOCK PLAN, AS AMENDED. | For | None | 15821 | 0 | 0 | 0 | ||
NICE LTD. | |||||||||
Security: | 653656108 | Meeting Type: | Special | ||||||
Ticker: | NICE | Meeting Date: | 21-Dec-2016 | ||||||
ISIN | US6536561086 | Vote Deadline Date: | 15-Dec-2016 | ||||||
Agenda | 934510290 | Management | Total Ballot Shares: | 183498 | |||||
Last Vote Date: | 12-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION. | For | For | 17934 | 0 | 0 | 0 | ||
2 | TO AMEND THE COMPANY'S COMPENSATION POLICY FOR OFFICE HOLDERS. | None | None | 17934 | 0 | 0 | 0 | ||
3 | REGARDING PROPOSAL 2.,INDICATE WHETHER YOU ARE A "CONTROLLING SHAREHOLDER" OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL INTEREST IN THIS PROPOSAL. IF YOU MARK "YES", PLEASE CONTACT THE COMPANY AS SPECIFIED IN THE PROXY STATEMENT. MARK "FOR" = YES OR "AGAINST" = NO. | None | None | 17934 | 0 | 0 | 0 | ||
KOREA ELECTRIC POWER CORPORATION | |||||||||
Security: | 500631106 | Meeting Type: | Special | ||||||
Ticker: | KEP | Meeting Date: | 10-Jan-2017 | ||||||
ISIN | US5006311063 | Vote Deadline Date: | 04-Jan-2017 | ||||||
Agenda | 934519488 | Management | Total Ballot Shares: | 493085 | |||||
Last Vote Date: | 04-Jan-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF A STANDING DIRECTOR: MOON, BONG-SOO | For | None | 5393 | 0 | 0 | 0 | ||
ULTRAPAR PARTICIPACOES S.A. | |||||||||
Security: | 90400P101 | Meeting Type: | Special | ||||||
Ticker: | UGP | Meeting Date: | 23-Jan-2017 | ||||||
ISIN | US90400P1012 | Vote Deadline Date: | 18-Jan-2017 | ||||||
Agenda | 934520683 | Management | Total Ballot Shares: | 109002 | |||||
Last Vote Date: | 07-Jan-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL, IN ACCORDANCE WITH THE TERMS OF PARAGRAPH 1 OF ARTICLE 256 OF THE BRAZILIAN CORPORATE LAW, OF THE ACQUISITION, THROUGH THE COMPANY'S SUBSIDIARY, COMPANHIA ULTRAGAZ S.A., OF THE TOTAL SHARE CAPITAL OF LIQUIGAS DISTRIBUIDORA S.A. ("LIQUIGAS"). | For | None | 849 | 0 | 0 | 0 | ||
BECTON, DICKINSON AND COMPANY | |||||||||
Security: | 075887109 | Meeting Type: | Annual | ||||||
Ticker: | BDX | Meeting Date: | 24-Jan-2017 | ||||||
ISIN | US0758871091 | Vote Deadline Date: | 23-Jan-2017 | ||||||
Agenda | 934513727 | Management | Total Ballot Shares: | 125060 | |||||
Last Vote Date: | 09-Jan-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: BASIL L. ANDERSON | For | None | 711 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | For | None | 711 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: R. ANDREW ECKERT | For | None | 711 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | For | None | 711 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: CLAIRE M. FRASER | For | None | 711 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: CHRISTOPHER JONES | For | None | 711 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | For | None | 711 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | For | None | 711 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JAMES F. ORR | For | None | 711 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. | For | None | 711 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: CLAIRE POMEROY | For | None | 711 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: REBECCA W. RIMEL | For | None | 711 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | For | None | 711 | 0 | 0 | 0 | ||
14 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 711 | 0 | 0 | 0 | ||
15 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 711 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES. | None | 711 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR. | Against | None | 0 | 711 | 0 | 0 | ||
HUANENG POWER INTERNATIONAL, INC. | |||||||||
Security: | 443304100 | Meeting Type: | Special | ||||||
Ticker: | HNP | Meeting Date: | 24-Jan-2017 | ||||||
ISIN | US4433041005 | Vote Deadline Date: | 13-Jan-2017 | ||||||
Agenda | 934516660 | Management | Total Ballot Shares: | 31376 | |||||
Last Vote Date: | 22-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE CONTINUING CONNECTED TRANSACTIONS FOR 2017 BETWEEN THE COMPANY AND HUANENG GROUP. | For | None | 6685 | 0 | 0 | 0 | ||
2 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE CONTINUING CONNECTED TRANSACTION (FROM 2017 TO 2019) BETWEEN THE COMPANY AND HUANENG FINANCE. | For | None | 6685 | 0 | 0 | 0 | ||
3 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE CONTINUING CONNECTED TRANSACTION (FROM 2017 TO 2019) BETWEEN THE COMPANY AND TIANCHENG LEASING. | For | None | 6685 | 0 | 0 | 0 | ||
COSTCO WHOLESALE CORPORATION | |||||||||
Security: | 22160K105 | Meeting Type: | Annual | ||||||
Ticker: | COST | Meeting Date: | 26-Jan-2017 | ||||||
ISIN | US22160K1051 | Vote Deadline Date: | 25-Jan-2017 | ||||||
Agenda | 934514072 | Management | Total Ballot Shares: | 187967.5815 | |||||
Last Vote Date: | 17-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | SUSAN L. DECKER | 3112 | 0 | 0 | 0 | ||||
2 | RICHARD A. GALANTI | 3112 | 0 | 0 | 0 | ||||
3 | JOHN W. MEISENBACH | 3112 | 0 | 0 | 0 | ||||
4 | CHARLES T. MUNGER | 3112 | 0 | 0 | 0 | ||||
2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | For | None | 3112 | 0 | 0 | 0 | ||
3 | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | For | None | 3112 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 3112 | 0 | 0 | 0 | 0 | ||
MSC INDUSTRIAL DIRECT CO., INC. | |||||||||
Security: | 553530106 | Meeting Type: | Annual | ||||||
Ticker: | MSM | Meeting Date: | 26-Jan-2017 | ||||||
ISIN | US5535301064 | Vote Deadline Date: | 25-Jan-2017 | ||||||
Agenda | 934514349 | Management | Total Ballot Shares: | 18587 | |||||
Last Vote Date: | 17-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | MITCHELL JACOBSON | 5739 | 0 | 0 | 0 | ||||
2 | ERIK GERSHWIND | 5739 | 0 | 0 | 0 | ||||
3 | JONATHAN BYRNES | 5739 | 0 | 0 | 0 | ||||
4 | ROGER FRADIN | 5739 | 0 | 0 | 0 | ||||
5 | LOUISE GOESER | 5739 | 0 | 0 | 0 | ||||
6 | MICHAEL KAUFMANN | 5739 | 0 | 0 | 0 | ||||
7 | DENIS KELLY | 5739 | 0 | 0 | 0 | ||||
8 | STEVEN PALADINO | 5739 | 0 | 0 | 0 | ||||
9 | PHILIP PELLER | 5739 | 0 | 0 | 0 | ||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | For | None | 5739 | 0 | 0 | 0 | ||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 5739 | 0 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE, INC. | |||||||||
Security: | 931427108 | Meeting Type: | Annual | ||||||
Ticker: | WBA | Meeting Date: | 26-Jan-2017 | ||||||
ISIN | US9314271084 | Vote Deadline Date: | 25-Jan-2017 | ||||||
Agenda | 934512648 | Management | Total Ballot Shares: | 296978.4879 | |||||
Last Vote Date: | 09-Jan-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JANICE M. BABIAK | For | None | 5477 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: DAVID J. BRAILER | For | None | 5477 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | For | None | 5477 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: GINGER L. GRAHAM | For | None | 5477 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JOHN A. LEDERER | For | None | 5477 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DOMINIC P. MURPHY | For | None | 5477 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: STEFANO PESSINA | For | None | 5477 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER | For | None | 5477 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | For | None | 5477 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: JAMES A. SKINNER | For | None | 5477 | 0 | 0 | 0 | ||
11 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 5477 | 0 | 0 | 0 | ||
12 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | For | None | 5477 | 0 | 0 | 0 | ||
13 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE MEASURES UNDER THE WALGREENS BOOTS ALLIANCE, INC. AMENDED AND RESTATED 2011 CASH- BASED INCENTIVE PLAN. | For | None | 5477 | 0 | 0 | 0 | ||
14 | STOCKHOLDER PROPOSAL REQUESTING CERTAIN PROXY ACCESS BY-LAW AMENDMENTS. | Against | None | 0 | 5477 | 0 | 0 | ||
15 | STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE PAY & SUSTAINABILITY PERFORMANCE. | Against | None | 0 | 5477 | 0 | 0 | ||
AMDOCS LIMITED | |||||||||
Security: | G02602103 | Meeting Type: | Annual | ||||||
Ticker: | DOX | Meeting Date: | 27-Jan-2017 | ||||||
ISIN | GB0022569080 | Vote Deadline Date: | 26-Jan-2017 | ||||||
Agenda | 934517826 | Management | Total Ballot Shares: | 915787 | |||||
Last Vote Date: | 28-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ROBERT A. MINICUCCI | For | None | 96081 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ADRIAN GARDNER | For | None | 96081 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JOHN T. MCLENNAN | For | None | 96081 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: SIMON OLSWANG | For | None | 96081 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ZOHAR ZISAPEL | For | None | 96081 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JULIAN A. BRODSKY | For | None | 96081 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: CLAYTON CHRISTENSEN | For | None | 96081 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ELI GELMAN | For | None | 96081 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JAMES S. KAHAN | For | None | 96081 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: RICHARD T.C. LEFAVE | For | None | 96081 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: GIORA YARON | For | None | 96081 | 0 | 0 | 0 | ||
12 | TO APPROVE AN AMENDMENT OF THE 1998 STOCK OPTION AND INCENTIVE ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | For | None | 96081 | 0 | 0 | 0 | ||
13 | TO APPROVE AN INCREASE IN THE DIVIDEND RATE UNDER OUR QUARTERLY ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | For | None | 96081 | 0 | 0 | 0 | ||
14 | TO APPROVE OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | For | None | 96081 | 0 | 0 | 0 | ||
15 | TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | For | None | 96081 | 0 | 0 | 0 | ||
ENDURANCE SPECIALTY HOLDINGS LTD. | |||||||||
Security: | G30397106 | Meeting Type: | Special | ||||||
Ticker: | ENH | Meeting Date: | 27-Jan-2017 | ||||||
ISIN | BMG303971060 | Vote Deadline Date: | 26-Jan-2017 | ||||||
Agenda | 934519565 | Management | Total Ballot Shares: | 184365 | |||||
Last Vote Date: | 04-Jan-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PROPOSALS TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 5, 2016, BY AND AMONG ENDURANCE SPECIALTY HOLDINGS LTD., SOMPO HOLDINGS, INC. AND VOLCANO INTERNATIONAL LIMITED, THE STATUTORY MERGER AGREEMENT REQUIRED IN ACCORDANCE WITH SECTION 105 OF THE BERMUDA COMPANIES ACT 1981, AS AMENDED, AND THE MERGER OF VOLCANO WITH AND INTO ENDURANCE | For | None | 32753 | 0 | 0 | 0 | ||
2 | PROPOSAL ON AN ADVISORY (NON-BINDING) BASIS, TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ENDURANCE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER REFERRED TO IN PROPOSAL 1 | For | None | 32753 | 0 | 0 | 0 | ||
3 | PROPOSAL TO APPROVE AN ADJOURNMENT OF THE SPECIAL GENERAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1 AT THE SPECIAL GENERAL MEETING | For | None | 32753 | 0 | 0 | 0 | ||
HORMEL FOODS CORPORATION | |||||||||
Security: | 440452100 | Meeting Type: | Annual | ||||||
Ticker: | HRL | Meeting Date: | 31-Jan-2017 | ||||||
ISIN | US4404521001 | Vote Deadline Date: | 30-Jan-2017 | ||||||
Agenda | 934515377 | Management | Total Ballot Shares: | 321056 | |||||
Last Vote Date: | 22-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: GARY C. BHOJWANI | For | None | 16927 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: TERRELL K. CREWS | For | None | 16927 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JEFFREY M. ETTINGER | For | None | 16927 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: GLENN S. FORBES, M.D. | For | None | 16927 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: STEPHEN M. LACY | For | None | 16927 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JOHN L. MORRISON | For | None | 16927 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ELSA A. MURANO, PH.D. | For | None | 16927 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ROBERT C. NAKASONE | For | None | 16927 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: SUSAN K. NESTEGARD | For | None | 16927 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: DAKOTA A. PIPPINS | For | None | 16927 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: CHRISTOPHER J. POLICINSKI | For | None | 16927 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: SALLY J. SMITH | For | None | 16927 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: JAMES P. SNEE | For | None | 16927 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: STEVEN A. WHITE | For | None | 16927 | 0 | 0 | 0 | ||
15 | RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 29, 2017. | For | None | 16927 | 0 | 0 | 0 | ||
16 | APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THE COMPANY'S 2017 ANNUAL MEETING PROXY STATEMENT. | For | None | 16927 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
17 | VOTE ON A NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH STOCKHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 16927 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
18 | STOCKHOLDER PROPOSAL TO REQUIRE ALL NON-BINDING STOCKHOLDER PROPOSALS BE DECIDED BY A SIMPLE MAJORITY OF THE VOTES CAST FOR AND AGAINST AN ITEM. | Against | None | 0 | 16927 | 0 | 0 | ||
VISA INC. | |||||||||
Security: | 92826C839 | Meeting Type: | Annual | ||||||
Ticker: | V | Meeting Date: | 31-Jan-2017 | ||||||
ISIN | US92826C8394 | Vote Deadline Date: | 30-Jan-2017 | ||||||
Agenda | 934512890 | Management | Total Ballot Shares: | 701184 | |||||
Last Vote Date: | 09-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: LLOYD A. CARNEY | For | None | 4836 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MARY B. CRANSTON | For | None | 4836 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | For | None | 4836 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: GARY A. HOFFMAN | For | None | 4836 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | For | None | 4836 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | For | None | 4836 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | For | None | 4836 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | For | None | 4836 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | For | None | 4836 | 0 | 0 | 0 | ||
10 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 4836 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 4836 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
12 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | For | None | 4836 | 0 | 0 | 0 | ||
ATMOS ENERGY CORPORATION | |||||||||
Security: | 049560105 | Meeting Type: | Annual | ||||||
Ticker: | ATO | Meeting Date: | 08-Feb-2017 | ||||||
ISIN | US0495601058 | Vote Deadline Date: | 07-Feb-2017 | ||||||
Agenda | 934516963 | Management | Total Ballot Shares: | 47303 | |||||
Last Vote Date: | 24-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ROBERT W. BEST | For | None | 417 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: KIM R. COCKLIN | For | None | 417 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: KELLY H. COMPTON | For | None | 417 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: RICHARD W. DOUGLAS | For | None | 417 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL | For | None | 417 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: RAFAEL G. GARZA | For | None | 417 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: RICHARD K. GORDON | For | None | 417 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ROBERT C. GRABLE | For | None | 417 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MICHAEL E. HAEFNER | For | None | 417 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: NANCY K. QUINN | For | None | 417 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: RICHARD A. SAMPSON | For | None | 417 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: STEPHEN R. SPRINGER | For | None | 417 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: RICHARD WARE II | For | None | 417 | 0 | 0 | 0 | ||
14 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | For | None | 417 | 0 | 0 | 0 | ||
15 | PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | For | None | 417 | 0 | 0 | 0 | ||
VARIAN MEDICAL SYSTEMS, INC. | |||||||||
Security: | 92220P105 | Meeting Type: | Annual | ||||||
Ticker: | VAR | Meeting Date: | 09-Feb-2017 | ||||||
ISIN | US92220P1057 | Vote Deadline Date: | 08-Feb-2017 | ||||||
Agenda | 934516886 | Management | Total Ballot Shares: | 103521 | |||||
Last Vote Date: | 31-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | SUSAN L. BOSTROM | 5526 | 0 | 0 | 0 | ||||
2 | JUDY BRUNER | 5526 | 0 | 0 | 0 | ||||
3 | REGINA E. DUGAN | 5526 | 0 | 0 | 0 | ||||
4 | R. ANDREW ECKERT | 5526 | 0 | 0 | 0 | ||||
5 | MARK R. LARET | 5526 | 0 | 0 | 0 | ||||
6 | ERICH R. REINHARDT | 5526 | 0 | 0 | 0 | ||||
7 | DOW R. WILSON | 5526 | 0 | 0 | 0 | ||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | For | None | 5526 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF EVERY: | None | 5526 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. FOURTH AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN. | For | None | 5526 | 0 | 0 | 0 | ||
5 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | For | None | 5526 | 0 | 0 | 0 | ||
ACCENTURE PLC | |||||||||
Security: | G1151C101 | Meeting Type: | Annual | ||||||
Ticker: | ACN | Meeting Date: | 10-Feb-2017 | ||||||
ISIN | IE00B4BNMY34 | Vote Deadline Date: | 09-Feb-2017 | ||||||
Agenda | 934516874 | Management | Total Ballot Shares: | 250801 | |||||
Last Vote Date: | 23-Dec-2016 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | For | None | 2353 | 0 | 0 | 0 | ||
2 | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | For | None | 2353 | 0 | 0 | 0 | ||
3 | RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER | For | None | 2353 | 0 | 0 | 0 | ||
4 | RE-APPOINTMENT OF DIRECTOR: WILLIAM L. KIMSEY | For | None | 2353 | 0 | 0 | 0 | ||
5 | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER | For | None | 2353 | 0 | 0 | 0 | ||
6 | RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY | For | None | 2353 | 0 | 0 | 0 | ||
7 | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | For | None | 2353 | 0 | 0 | 0 | ||
8 | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON | For | None | 2353 | 0 | 0 | 0 | ||
9 | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | For | None | 2353 | 0 | 0 | 0 | ||
10 | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | For | None | 2353 | 0 | 0 | 0 | ||
11 | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | For | None | 2353 | 0 | 0 | 0 | ||
12 | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 2353 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. | None | 2353 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP (KPMG) AS THE INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION. | For | None | 2353 | 0 | 0 | 0 | ||
15 | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | For | None | 2353 | 0 | 0 | 0 | ||
16 | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. | For | None | 2353 | 0 | 0 | 0 | ||
17 | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. | For | None | 2353 | 0 | 0 | 0 | ||
TIME WARNER INC. | |||||||||
Security: | 887317303 | Meeting Type: | Special | ||||||
Ticker: | TWX | Meeting Date: | 15-Feb-2017 | ||||||
ISIN | US8873173038 | Vote Deadline Date: | 14-Feb-2017 | ||||||
Agenda | 934521560 | Management | Total Ballot Shares: | 268791 | |||||
Last Vote Date: | 02-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 22, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG TIME WARNER INC., A DELAWARE CORPORATION, AT&T INC., A DELAWARE CORPORATION, WEST MERGER SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC., AND WEST MERGER SUB II, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC. | For | None | 1638 | 0 | 0 | 0 | ||
2 | APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO TIME WARNER INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. | For | None | 1638 | 0 | 0 | 0 | ||
3 | APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | For | None | 1638 | 0 | 0 | 0 | ||
WHOLE FOODS MARKET, INC. | |||||||||
Security: | 966837106 | Meeting Type: | Annual | ||||||
Ticker: | WFM | Meeting Date: | 17-Feb-2017 | ||||||
ISIN | US9668371068 | Vote Deadline Date: | 16-Feb-2017 | ||||||
Agenda | 934518501 | Management | Total Ballot Shares: | 107017 | |||||
Last Vote Date: | 08-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DR. JOHN ELSTROTT | For | None | 3349 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MARY ELLEN COE | For | None | 3349 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: SHAHID (HASS) HASSAN | For | None | 3349 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: STEPHANIE KUGELMAN | For | None | 3349 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JOHN MACKEY | For | None | 3349 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: WALTER ROBB | For | None | 3349 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JONATHAN SEIFFER | For | None | 3349 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: MORRIS (MO) SIEGEL | For | None | 3349 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JONATHAN SOKOLOFF | For | None | 3349 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: DR. RALPH SORENSON | For | None | 3349 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: GABRIELLE SULZBERGER | For | None | 3349 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: WILLIAM (KIP) TINDELL, III | For | None | 3349 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | None | 3349 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | None | 3349 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
15 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2017. | For | None | 3349 | 0 | 0 | 0 | ||
16 | PROPOSAL ASKING OUR BOARD OF DIRECTORS TO ADOPT REVISIONS TO THE COMPANY'S PROXY ACCESS BYLAW. | Against | None | 0 | 3349 | 0 | 0 | ||
17 | PROPOSAL ASKING THE COMPANY TO ISSUE A REPORT REGARDING OUR FOOD WASTE EFFORTS. | Against | None | 0 | 3349 | 0 | 0 | ||
APPLE INC. | |||||||||
Security: | 037833100 | Meeting Type: | Annual | ||||||
Ticker: | AAPL | Meeting Date: | 28-Feb-2017 | ||||||
ISIN | US0378331005 | Vote Deadline Date: | 27-Feb-2017 | ||||||
Agenda | 934520556 | Management | Total Ballot Shares: | 1800496.3574 | |||||
Last Vote Date: | 27-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JAMES BELL | For | None | 11312 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: TIM COOK | For | None | 11312 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: AL GORE | For | None | 11312 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: BOB IGER | For | None | 11312 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ANDREA JUNG | For | None | 11312 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ART LEVINSON | For | None | 11312 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: RON SUGAR | For | None | 11312 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: SUE WAGNER | For | None | 11312 | 0 | 0 | 0 | ||
9 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | For | None | 11312 | 0 | 0 | 0 | ||
10 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 11312 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | None | 11312 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
12 | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS" | Against | None | 11312 | 0 | 0 | 0 | ||
13 | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Against | None | 0 | 11312 | 0 | 0 | ||
14 | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Against | None | 0 | 11312 | 0 | 0 | ||
15 | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" | Against | None | 0 | 11312 | 0 | 0 | ||
16 | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Against | None | 0 | 11312 | 0 | 0 | ||
NOVARTIS AG | |||||||||
Security: | 66987V109 | Meeting Type: | Annual | ||||||
Ticker: | NVS | Meeting Date: | 28-Feb-2017 | ||||||
ISIN | US66987V1098 | Vote Deadline Date: | 21-Feb-2017 | ||||||
Agenda | 934527625 | Management | Total Ballot Shares: | 504969 | |||||
Last Vote Date: | 13-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | For | For | 48387 | 0 | 0 | 0 | ||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | For | For | 48387 | 0 | 0 | 0 | ||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | For | For | 48387 | 0 | 0 | 0 | ||
4 | REDUCTION OF SHARE CAPITAL | For | For | 48387 | 0 | 0 | 0 | ||
5 | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING | For | For | 48387 | 0 | 0 | 0 | ||
6 | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2018 | For | For | 48387 | 0 | 0 | 0 | ||
7 | ADVISORY VOTE ON THE 2016 COMPENSATION REPORT | For | For | 48387 | 0 | 0 | 0 | ||
8 | RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTOR: JOERG REINHARDT, PH.D. | For | For | 48387 | 0 | 0 | 0 | ||
9 | RE-ELECTION OF DIRECTOR: NANCY C. ANDREWS, M.D., PH.D. | For | For | 48387 | 0 | 0 | 0 | ||
10 | RE-ELECTION OF DIRECTOR: DIMITRI AZAR, M.D. | For | For | 48387 | 0 | 0 | 0 | ||
11 | RE-ELECTION OF DIRECTOR: TON BUECHNER | For | For | 48387 | 0 | 0 | 0 | ||
12 | RE-ELECTION OF DIRECTOR: SRIKANT DATAR, PH.D. | For | For | 48387 | 0 | 0 | 0 | ||
13 | RE-ELECTION OF DIRECTOR: ELIZABETH DOHERTY | For | For | 48387 | 0 | 0 | 0 | ||
14 | RE-ELECTION OF DIRECTOR: ANN FUDGE | For | For | 48387 | 0 | 0 | 0 | ||
15 | RE-ELECTION OF DIRECTOR: PIERRE LANDOLT, PH.D. | For | For | 48387 | 0 | 0 | 0 | ||
16 | RE-ELECTION OF DIRECTOR: ANDREAS VON PLANTA, PH.D. | For | For | 48387 | 0 | 0 | 0 | ||
17 | RE-ELECTION OF DIRECTOR: CHARLES L. SAWYERS, M.D. | For | For | 48387 | 0 | 0 | 0 | ||
18 | RE-ELECTION OF DIRECTOR: ENRICO VANNI, PH.D. | For | For | 48387 | 0 | 0 | 0 | ||
19 | RE-ELECTION OF DIRECTOR: WILLIAM T. WINTERS | For | For | 48387 | 0 | 0 | 0 | ||
20 | RE-ELECTION OF DIRECTOR: FRANS VAN HOUTEN | For | For | 48387 | 0 | 0 | 0 | ||
21 | RE-ELECTION TO THE COMPENSATION COMMITTEE: SRIKANT DATAR, PH.D. | For | For | 48387 | 0 | 0 | 0 | ||
22 | RE-ELECTION TO THE COMPENSATION COMMITTEE: ANN FUDGE | For | For | 48387 | 0 | 0 | 0 | ||
23 | RE-ELECTION TO THE COMPENSATION COMMITTEE: ENRICO VANNI, PH.D. | For | For | 48387 | 0 | 0 | 0 | ||
24 | RE-ELECTION TO THE COMPENSATION COMMITTEE: WILLIAM T. WINTERS | For | For | 48387 | 0 | 0 | 0 | ||
25 | RE-ELECTION OF THE STATUTORY AUDITOR | For | For | 48387 | 0 | 0 | 0 | ||
26 | RE-ELECTION OF THE INDEPENDENT PROXY | For | For | 48387 | 0 | 0 | 0 | ||
27 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN | None | None | 48387 | 0 | 0 | 0 | ||
THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | |||||||||
QUALCOMM INCORPORATED | |||||||||
Security: | 747525103 | Meeting Type: | Annual | ||||||
Ticker: | QCOM | Meeting Date: | 07-Mar-2017 | ||||||
ISIN | US7475251036 | Vote Deadline Date: | 06-Mar-2017 | ||||||
Agenda | 934522435 | Management | Total Ballot Shares: | 459421 | |||||
Last Vote Date: | 21-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | For | None | 3685 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JEFFREY W. HENDERSON | For | None | 3685 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: THOMAS W. HORTON | For | None | 3685 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: PAUL E. JACOBS | For | None | 3685 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ANN M. LIVERMORE | For | None | 3685 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: HARISH MANWANI | For | None | 3685 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN | For | None | 3685 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: STEVE MOLLENKOPF | For | None | 3685 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | For | None | 3685 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: FRANCISCO ROS | For | None | 3685 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA | For | None | 3685 | 0 | 0 | 0 | ||
12 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, 2017. | For | None | 3685 | 0 | 0 | 0 | ||
13 | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. | For | None | 3685 | 0 | 0 | 0 | ||
14 | STOCKHOLDER PROPOSAL TO AMEND THE PROXY ACCESS PROVISION OF OUR AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Against | None | 0 | 3685 | 0 | 0 | ||
THE WALT DISNEY COMPANY | |||||||||
Security: | 254687106 | Meeting Type: | Annual | ||||||
Ticker: | DIS | Meeting Date: | 08-Mar-2017 | ||||||
ISIN | US2546871060 | Vote Deadline Date: | 07-Mar-2017 | ||||||
Agenda | 934523437 | Management | Total Ballot Shares: | 578858.9487 | |||||
Last Vote Date: | 21-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | For | None | 4145 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOHN S. CHEN | For | None | 4145 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JACK DORSEY | For | None | 4145 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ROBERT A. IGER | For | None | 4145 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | For | None | 4145 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | For | None | 4145 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | For | None | 4145 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | For | None | 4145 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MARK G. PARKER | For | None | 4145 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | For | None | 4145 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: ORIN C. SMITH | For | None | 4145 | 0 | 0 | 0 | ||
12 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | For | None | 4145 | 0 | 0 | 0 | ||
13 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | None | 4145 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | None | 4145 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
15 | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. | Against | None | 0 | 4145 | 0 | 0 | ||
16 | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. | Against | None | 0 | 4145 | 0 | 0 | ||
F5 NETWORKS, INC. | |||||||||
Security: | 315616102 | Meeting Type: | Annual | ||||||
Ticker: | FFIV | Meeting Date: | 09-Mar-2017 | ||||||
ISIN | US3156161024 | Vote Deadline Date: | 08-Mar-2017 | ||||||
Agenda | 934526142 | Management | Total Ballot Shares: | 19047 | |||||
Last Vote Date: | 28-Jan-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: A GARY AMES | For | None | 457 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: SANDRA E. BERGERON | For | None | 457 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: DEBORAH L. BEVIER | For | None | 457 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JONATHAN C. CHADWICK | For | None | 457 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MICHAEL L. DREYER | For | None | 457 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ALAN J. HIGGINSON | For | None | 457 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: PETER S. KLEIN | For | None | 457 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JOHN MCADAM | For | None | 457 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: STEPHEN M. SMITH | For | None | 457 | 0 | 0 | 0 | ||
10 | APPROVE THE F5 NETWORKS, INC. 2014 INCENTIVE PLAN AS AMENDED AND RESTATED | For | None | 457 | 0 | 0 | 0 | ||
11 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | For | None | 457 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 457 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 457 | 0 | 0 | 0 | 0 | ||
NEUSTAR, INC. | |||||||||
Security: | 64126X201 | Meeting Type: | Special | ||||||
Ticker: | NSR | Meeting Date: | 14-Mar-2017 | ||||||
ISIN | US64126X2018 | Vote Deadline Date: | 13-Mar-2017 | ||||||
Agenda | 934529136 | Management | Total Ballot Shares: | 125025 | |||||
Last Vote Date: | 08-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 14, 2016, AMONG NEUSTAR, AERIAL TOPCO, L.P., A DELAWARE LIMITED PARTNERSHIP, AND AERIAL MERGER SUB, INC., A DELAWARE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. | For | None | 6904 | 0 | 0 | 0 | ||
2 | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF NEUSTAR IN CONNECTION WITH THE MERGER. | For | None | 6904 | 0 | 0 | 0 | ||
3 | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | For | None | 6904 | 0 | 0 | 0 | ||
KOREA ELECTRIC POWER CORPORATION | |||||||||
Security: | 500631106 | Meeting Type: | Annual | ||||||
Ticker: | KEP | Meeting Date: | 21-Mar-2017 | ||||||
ISIN | US5006311063 | Vote Deadline Date: | 15-Mar-2017 | ||||||
Agenda | 934543934 | Management | Total Ballot Shares: | 222088 | |||||
Last Vote Date: | 15-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2016 | For | None | 5393 | 0 | 0 | 0 | ||
2 | APPROVAL OF THE CEILING AMOUNT OF REMUNERATION FOR DIRECTORS IN 2017 | For | None | 5393 | 0 | 0 | 0 | ||
3 | ELECTION OF PRESIDENT AND CEO | For | None | 5393 | 0 | 0 | 0 | ||
ALLIED WORLD ASSURANCE COMPANY HLDGS, AG | |||||||||
Security: | H01531104 | Meeting Type: | Special | ||||||
Ticker: | AWH | Meeting Date: | 22-Mar-2017 | ||||||
ISIN | CH0121032772 | Vote Deadline Date: | 21-Mar-2017 | ||||||
Agenda | 934534214 | Management | Total Ballot Shares: | 45143 | |||||
Last Vote Date: | 28-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO AMEND THE ARTICLES OF ASSOCIATION TO REMOVE THE LIMITATION ON THE VOTING RIGHTS OF A HOLDER OF 10% OR MORE OF THE COMPANY'S COMMON SHARES. | For | None | 1483 | 0 | 0 | 0 | ||
2 | TO APPROVE THE PAYMENT OF A $5.00 SPECIAL DIVIDEND AND FORGO THE $0.26 QUARTERLY DIVIDEND. | For | None | 1483 | 0 | 0 | 0 | ||
3 | ANY NEW PROPOSALS (IF NO INSTRUCTION OR AN UNCLEAR INSTRUCTION IS GIVEN, YOUR VOTE WILL BE IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS). | For | None | 1483 | 0 | 0 | 0 | ||
STARBUCKS CORPORATION | |||||||||
Security: | 855244109 | Meeting Type: | Annual | ||||||
Ticker: | SBUX | Meeting Date: | 22-Mar-2017 | ||||||
ISIN | US8552441094 | Vote Deadline Date: | 21-Mar-2017 | ||||||
Agenda | 934524996 | Management | Total Ballot Shares: | 471486.9755 | |||||
Last Vote Date: | 06-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: HOWARD SCHULTZ | For | None | 3700 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | For | None | 3700 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ROSALIND BREWER | For | None | 3700 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MARY N. DILLON | For | None | 3700 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ROBERT M. GATES | For | None | 3700 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: MELLODY HOBSON | For | None | 3700 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | For | None | 3700 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP | For | None | 3700 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: SATYA NADELLA | For | None | 3700 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | For | None | 3700 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: CLARA SHIH | For | None | 3700 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: JAVIER G. TERUEL | For | None | 3700 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | For | None | 3700 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | For | None | 3700 | 0 | 0 | 0 | ||
15 | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | For | None | 3700 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 3700 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | For | None | 3700 | 0 | 0 | 0 | ||
18 | AMEND PROXY ACCESS BYLAW. | Against | None | 0 | 3700 | 0 | 0 | ||
BANCO DE CHILE | |||||||||
Security: | 059520106 | Meeting Type: | Annual | ||||||
Ticker: | BCH | Meeting Date: | 23-Mar-2017 | ||||||
ISIN | US0595201064 | Vote Deadline Date: | 20-Mar-2017 | ||||||
Agenda | 934545724 | Management | Total Ballot Shares: | 94434 | |||||
Last Vote Date: | 16-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENT AND REPORT OF EXTERNAL AUDITORS OF BANCO DE CHILE, FOR THE YEAR 2016 | For | Abstain | 11342 | 0 | 0 | 0 | ||
2 | THE DISTRIBUTION OF THE DISTRIBUTABLE NET INCOME FOR THE YEAR ENDED DECEMBER 31, 2016 AND APPROVAL OF THE DIVIDEND NUMBER 205 OF CH$ 2.92173783704 PER EVERY "BANCO DE CHILE" SHARE CORRESPONDING TO 60% OF SUCH DISTRIBUTABLE NET INCOME. SAID DIVIDEND, IF APPROVED, WILL BE PAYABLE AFTER SUCH MEETING, AT THE BANK'S PRINCIPAL OFFICES | For | Abstain | 11342 | 0 | 0 | 0 | ||
3 | APPOINTMENT OF THE BOARD OF DIRECTORS | For | Abstain | 11342 | 0 | 0 | 0 | ||
4 | DIRECTORS' REMUNERATION | For | Abstain | 11342 | 0 | 0 | 0 | ||
5 | DIRECTORS AND AUDIT COMMITTEE'S REMUNERATION AND APPROVAL OF ITS BUDGET | For | Abstain | 11342 | 0 | 0 | 0 | ||
6 | NOMINATION OF EXTERNAL AUDITOR | For | Abstain | 11342 | 0 | 0 | 0 | ||
7 | RATIFICATION OF PRIVATE EVALUATORS OF RISK | For | Abstain | 11342 | 0 | 0 | 0 | ||
8 | LIKEWISE, THE BOARD OF DIRECTORS AGREED TO SUMMON AN EXTRAORDINARY SHAREHOLDERS MEETING TO BE HELD ON THE SAME DATE AND PLACE AS THE ORDINARY SHAREHOLDERS MEETING AND IMMEDIATELY AFTER SUCH ORDINARY SHAREHOLDER MEETING, IN ORDER TO ADDRESS THE FOLLOWING MATTERS: 1A. INCREASE THE BANK'S CAPITAL THROUGH | For | Abstain | 11342 | 0 | 0 | 0 | ||
THE CAPITALIZATION OF 40% OF THE DISTRIBUTABLE NET INCOME OBTAINED DURING THE FISCAL YEAR 2016, THROUGH THE ISSUANCE OF FULLY PAID-IN SHARES, OF NO PAR VALUE, WITH A VALUE OF CH$ 73.28 ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | |||||||||
SHINHAN FINANCIAL GROUP | |||||||||
Security: | 824596100 | Meeting Type: | Annual | ||||||
Ticker: | SHG | Meeting Date: | 23-Mar-2017 | ||||||
ISIN | US8245961003 | Vote Deadline Date: | 17-Mar-2017 | ||||||
Agenda | 934535002 | Management | Total Ballot Shares: | 179905 | |||||
Last Vote Date: | 08-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF FINANCIAL STATEMENTS (INCLUDING STATEMENTS OF APPROPRIATION OF RETAINED EARNINGS) | None | For | 626 | 0 | 0 | 0 | ||
2 | APPROVAL OF REVISION TO ARTICLES OF INCORPORATION | None | For | 626 | 0 | 0 | 0 | ||
3 | APPOINTMENT OF EXECUTIVE DIRECTOR: MR. CHO YONG-BYOUNG | None | For | 626 | 0 | 0 | 0 | ||
4 | APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR. WI SUNG-HO | None | For | 626 | 0 | 0 | 0 | ||
5 | APPOINTMENT OF OUTSIDE DIRECTOR: MR. PARK ANSOON | None | For | 626 | 0 | 0 | 0 | ||
6 | APPOINTMENT OF OUTSIDE DIRECTOR: MR. PARK CHEUL | None | For | 626 | 0 | 0 | 0 | ||
7 | APPOINTMENT OF OUTSIDE DIRECTOR: MR. LEE SANG-KYUNG | None | For | 626 | 0 | 0 | 0 | ||
8 | APPOINTMENT OF OUTSIDE DIRECTOR: MR. JOO JAESEONG | None | For | 626 | 0 | 0 | 0 | ||
9 | APPOINTMENT OF OUTSIDE DIRECTOR: MR. YUKI HIRAKAWA | None | For | 626 | 0 | 0 | 0 | ||
10 | APPOINTMENT OF OUTSIDE DIRECTOR: MR. PHILIPPE AVRIL | None | For | 626 | 0 | 0 | 0 | ||
11 | APPOINTMENT OF OUTSIDE DIRECTOR AS AUDIT COMMITTEE MEMBER: MR. LEE MANWOO | None | For | 626 | 0 | 0 | 0 | ||
12 | APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. LEE SANG-KYUNG | None | For | 626 | 0 | 0 | 0 | ||
13 | APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. LEE STEVEN SUNG-RYANG | None | For | 626 | 0 | 0 | 0 | ||
14 | APPROVAL OF THE MAXIMUM LIMIT ON DIRECTOR REMUNERATION | None | For | 626 | 0 | 0 | 0 | ||
KT CORPORATION | |||||||||
Security: | 48268K101 | Meeting Type: | Annual | ||||||
Ticker: | KT | Meeting Date: | 24-Mar-2017 | ||||||
ISIN | US48268K1016 | Vote Deadline Date: | 20-Mar-2017 | ||||||
Agenda | 934541574 | Management | Total Ballot Shares: | 525521 | |||||
Last Vote Date: | 11-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF CEO | None | For | 1 | 0 | 0 | 0 | ||
2 | APPROVAL OF FINANCIAL STATEMENTS FOR THE 35TH FISCAL YEAR | None | For | 1 | 0 | 0 | 0 | ||
3 | AMENDMENT OF ARTICLES OF INCORPORATION | None | For | 1 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: HEON MOON LIM (INSIDE DIRECTOR CANDIDATE) | None | For | 1 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: HYEON MO KU (INSIDE DIRECTOR CANDIDATE) | None | For | 1 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JONG-GU KIM (OUTSIDE DIRECTOR CANDIDATE) | None | For | 1 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: DAE-GEUN PARK (OUTSIDE DIRECTOR CANDIDATE) | None | For | 1 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: GAE MIN LEE (OUTSIDE DIRECTOR CANDIDATE) | None | For | 1 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: IL IM (OUTSIDE DIRECTOR CANDIDATE) | None | For | 1 | 0 | 0 | 0 | ||
10 | ELECTION OF MEMBER OF AUDIT COMMITTEE: JONG-GU KIM | None | For | 1 | 0 | 0 | 0 | ||
11 | ELECTION OF MEMBER OF AUDIT COMMITTEE: DAE-GEUN PARK | None | For | 1 | 0 | 0 | 0 | ||
12 | APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS | None | For | 1 | 0 | 0 | 0 | ||
13 | APPROVAL OF EMPLOYMENT CONTRACT FOR THE CEO | None | For | 1 | 0 | 0 | 0 | ||
SK TELECOM CO., LTD. | |||||||||
Security: | 78440P108 | Meeting Type: | Annual | ||||||
Ticker: | SKM | Meeting Date: | 24-Mar-2017 | ||||||
ISIN | US78440P1084 | Vote Deadline Date: | 20-Mar-2017 | ||||||
Agenda | 934539593 | Management | Total Ballot Shares: | 457053 | |||||
Last Vote Date: | 09-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF FINANCIAL STATEMENTS FOR THE 33RD FISCAL YEAR (FROM JANUARY 1, 2016 TO DECEMBER 31, 2016) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | None | For | 1 | 0 | 0 | 0 | ||
2 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | None | For | 1 | 0 | 0 | 0 | ||
3 | ELECTION OF AN EXECUTIVE DIRECTOR (CANDIDATE: PARK, JUNG HO) | None | For | 1 | 0 | 0 | 0 | ||
4 | ELECTION OF A NON-EXECUTIVE DIRECTOR* (CANDIDATE: CHO, DAESIK) *DIRECTOR NOT ENGAGED IN REGULAR BUSINESS | None | For | 1 | 0 | 0 | 0 | ||
5 | ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: LEE, JAE HOON) | None | For | 1 | 0 | 0 | 0 | ||
6 | ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: AHN, JAE-HYEON) | None | For | 1 | 0 | 0 | 0 | ||
7 | ELECTION OF AN INDEPENDENT DIRECTOR (CANDIDATE: AHN, JUNG-HO) | None | For | 1 | 0 | 0 | 0 | ||
8 | ELECTION OF A MEMBER OF THE AUDIT COMMITTEE (CANDIDATE: LEE, JAE HOON) | None | For | 1 | 0 | 0 | 0 | ||
9 | ELECTION OF A MEMBER OF THE AUDIT COMMITTEE (CANDIDATE: AHN, JAE-HYEON) | None | For | 1 | 0 | 0 | 0 | ||
10 | APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS *PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR 6 DIRECTORS IS KRW 12 BILLION. | None | For | 1 | 0 | 0 | 0 | ||
11 | APPROVAL OF THE STOCK OPTION GRANT AS SET FORTH IN ITEM 5 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | None | For | 1 | 0 | 0 | 0 | ||
COMPANIA DE MINAS BUENAVENTURA S.A.A | |||||||||
Security: | 204448104 | Meeting Type: | Annual | ||||||
Ticker: | BVN | Meeting Date: | 28-Mar-2017 | ||||||
ISIN | US2044481040 | Vote Deadline Date: | 23-Mar-2017 | ||||||
Agenda | 934543681 | Management | Total Ballot Shares: | 158055 | |||||
Last Vote Date: | 14-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO APPROVE THE 2016 ANNUAL REPORT. A PRELIMINARY SPANISH VERSION OF THE ANNUAL REPORT IS IN THE COMPANY'S WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/ | None | None | 6988 | 0 | 0 | 0 | ||
2 | TO APPROVE THE FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016, WHICH WERE PUBLICLY REPORTED AND A FULL REPORT IN SPANISH VERSION IS AVAILABLE IN OUR WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/ | None | None | 6988 | 0 | 0 | 0 | ||
3 | TO APPOINT ERNST AND YOUNG (PAREDES, BURGA Y ASOCIADOS) AS EXTERNAL AUDITORS FOR FISCAL YEAR 2017. | None | None | 6988 | 0 | 0 | 0 | ||
4 | TO APPROVE THE PAYMENT OF A CASH DIVIDEND OF 0.057 (US$) PER SHARE OR ADS ACCORDING TO THE COMPANY'S DIVIDEND POLICY. | None | None | 6988 | 0 | 0 | 0 | ||
5 | DESIGNATION OF THE FOLLOWING MEMBERS OF THE BOARD FOR THE PERIOD 2017-2019. THE RESPECTIVE BIOGRAPHIES ARE AVAILABLE IN OUR WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/ MR. ROQUE BENAVIDES (CHAIRMAN OF THE BOARD), MR. IGOR GONZALES, MR. JOSE MIGUEL MORALES, MR. FELIPE ORTIZ-DE- ZEVALLOS, MR. WILLIAM CHAMPION, MR. GERMAN SUAREZ, MR. DIEGO DE-LA-TORRE | None | None | 6988 | 0 | 0 | 0 | ||
CANON INC. | |||||||||
Security: | 138006309 | Meeting Type: | Annual | ||||||
Ticker: | CAJ | Meeting Date: | 30-Mar-2017 | ||||||
ISIN | US1380063099 | Vote Deadline Date: | 23-Mar-2017 | ||||||
Agenda | 934537171 | Management | Total Ballot Shares: | 1140978 | |||||
Last Vote Date: | 07-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIVIDEND FROM SURPLUS | For | Abstain | 86315 | 0 | 0 | 0 | ||
2 | DIRECTOR | For | For | ||||||
1 | FUJIO MITARAI | 86315 | 0 | 0 | 0 | ||||
2 | MASAYA MAEDA | 86315 | 0 | 0 | 0 | ||||
3 | TOSHIZO TANAKA | 86315 | 0 | 0 | 0 | ||||
4 | SHIGEYUKI MATSUMOTO | 86315 | 0 | 0 | 0 | ||||
5 | TOSHIO HOMMA | 86315 | 0 | 0 | 0 | ||||
6 | KUNITARO SAIDA* | 86315 | 0 | 0 | 0 | ||||
7 | HARUHIKO KATO* | 86315 | 0 | 0 | 0 | ||||
3 | ELECTION OF OUTSIDE AUDIT & SUPERVISORY BOARD MEMBER: HIROSHI YOSHIDA | For | Abstain | 86315 | 0 | 0 | 0 | ||
4 | GRANT OF BONUS TO DIRECTORS | For | Abstain | 86315 | 0 | 0 | 0 | ||
THE TORONTO-DOMINION BANK | |||||||||
Security: | 891160509 | Meeting Type: | Annual | ||||||
Ticker: | TD | Meeting Date: | 30-Mar-2017 | ||||||
ISIN | CA8911605092 | Vote Deadline Date: | 28-Mar-2017 | ||||||
Agenda | 934531458 | Management | Total Ballot Shares: | 314241 | |||||
Last Vote Date: | 14-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | WILLIAM E. BENNETT | 13156 | 0 | 0 | 0 | ||||
2 | AMY W. BRINKLEY | 13156 | 0 | 0 | 0 | ||||
3 | BRIAN C. FERGUSON | 13156 | 0 | 0 | 0 | ||||
4 | COLLEEN A. GOGGINS | 13156 | 0 | 0 | 0 | ||||
5 | MARY JO HADDAD | 13156 | 0 | 0 | 0 | ||||
6 | JEAN-RENÉ HALDE | 13156 | 0 | 0 | 0 | ||||
7 | DAVID E. KEPLER | 13156 | 0 | 0 | 0 | ||||
8 | BRIAN M. LEVITT | 13156 | 0 | 0 | 0 | ||||
9 | ALAN N. MACGIBBON | 13156 | 0 | 0 | 0 | ||||
10 | KAREN E. MAIDMENT | 13156 | 0 | 0 | 0 | ||||
11 | BHARAT B. MASRANI | 13156 | 0 | 0 | 0 | ||||
12 | IRENE R. MILLER | 13156 | 0 | 0 | 0 | ||||
13 | NADIR H. MOHAMED | 13156 | 0 | 0 | 0 | ||||
14 | CLAUDE MONGEAU | 13156 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | For | None | 13156 | 0 | 0 | 0 | ||
3 | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* | For | None | 13156 | 0 | 0 | 0 | ||
4 | SHAREHOLDER PROPOSAL A | Against | None | 0 | 13156 | 0 | 0 | ||
5 | SHAREHOLDER PROPOSAL B | Against | None | 0 | 13156 | 0 | 0 | ||
6 | SHAREHOLDER PROPOSAL C | Against | None | 0 | 13156 | 0 | 0 | ||
7 | SHAREHOLDER PROPOSAL D | Against | None | 0 | 13156 | 0 | 0 | ||
8 | SHAREHOLDER PROPOSAL E | Against | None | 0 | 13156 | 0 | 0 | ||
9 | SHAREHOLDER PROPOSAL F | Against | None | 0 | 13156 | 0 | 0 | ||
10 | SHAREHOLDER PROPOSAL G | Against | None | 0 | 13156 | 0 | 0 | ||
BANK OF MONTREAL | |||||||||
Security: | 063671101 | Meeting Type: | Annual and Special Meeting | ||||||
Ticker: | BMO | Meeting Date: | 04-Apr-2017 | ||||||
ISIN | CA0636711016 | Vote Deadline Date: | 31-Mar-2017 | ||||||
Agenda | 934542401 | Management | Total Ballot Shares: | 219100 | |||||
Last Vote Date: | 14-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JANICE M. BABIAK | 1 | 0 | 0 | 0 | ||||
2 | SOPHIE BROCHU | 1 | 0 | 0 | 0 | ||||
3 | GEORGE A. COPE | 1 | 0 | 0 | 0 | ||||
4 | WILLIAM A. DOWNE | 1 | 0 | 0 | 0 | ||||
5 | CHRISTINE A. EDWARDS | 1 | 0 | 0 | 0 | ||||
6 | MARTIN S. EICHENBAUM | 1 | 0 | 0 | 0 | ||||
7 | RONALD H. FARMER | 1 | 0 | 0 | 0 | ||||
8 | ERIC R. LA FLÈCHE | 1 | 0 | 0 | 0 | ||||
9 | LINDA HUBER | 1 | 0 | 0 | 0 | ||||
10 | LORRAINE MITCHELMORE | 1 | 0 | 0 | 0 | ||||
11 | PHILIP S. ORSINO | 1 | 0 | 0 | 0 | ||||
12 | J. ROBERT S. PRICHARD | 1 | 0 | 0 | 0 | ||||
13 | DON M. WILSON III | 1 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF SHAREHOLDERS' AUDITORS | For | None | 1 | 0 | 0 | 0 | ||
3 | AMENDMENTS TO THE BANK'S BY-LAWS REGARDING DIRECTORS' AGGREGATE COMPENSATION AND REMOVAL OF REFERENCE TO NON-OFFICER DIRECTOR STOCK OPTION PLAN | For | None | 1 | 0 | 0 | 0 | ||
4 | CHANGES TO VARIABLE COMPENSATION FOR CERTAIN EUROPEAN UNION STAFF | For | None | 1 | 0 | 0 | 0 | ||
5 | ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION | For | None | 1 | 0 | 0 | 0 | ||
THE BANK OF NOVA SCOTIA | |||||||||
Security: | 064149107 | Meeting Type: | Annual | ||||||
Ticker: | BNS | Meeting Date: | 04-Apr-2017 | ||||||
ISIN | CA0641491075 | Vote Deadline Date: | 31-Mar-2017 | ||||||
Agenda | 934532715 | Management | Total Ballot Shares: | 537784 | |||||
Last Vote Date: | 03-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | NORA A. AUFREITER | 38824 | 0 | 0 | 0 | ||||
2 | GUILLERMO E. BABATZ | 38824 | 0 | 0 | 0 | ||||
3 | SCOTT B. BONHAM | 38824 | 0 | 0 | 0 | ||||
4 | CHARLES H. DALLARA | 38824 | 0 | 0 | 0 | ||||
5 | WILLIAM R. FATT | 38824 | 0 | 0 | 0 | ||||
6 | TIFF MACKLEM | 38824 | 0 | 0 | 0 | ||||
7 | THOMAS C. O'NEILL | 38824 | 0 | 0 | 0 | ||||
8 | EDUARDO PACHECO | 38824 | 0 | 0 | 0 | ||||
9 | BRIAN J. PORTER | 38824 | 0 | 0 | 0 | ||||
10 | UNA M. POWER | 38824 | 0 | 0 | 0 | ||||
11 | AARON W. REGENT | 38824 | 0 | 0 | 0 | ||||
12 | INDIRA V. SAMARASEKERA | 38824 | 0 | 0 | 0 | ||||
13 | SUSAN L. SEGAL | 38824 | 0 | 0 | 0 | ||||
14 | BARBARA S. THOMAS | 38824 | 0 | 0 | 0 | ||||
15 | L. SCOTT THOMSON | 38824 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF KPMG LLP AS AUDITORS | For | None | 38824 | 0 | 0 | 0 | ||
3 | ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH | For | None | 38824 | 0 | 0 | 0 | ||
4 | SHAREHOLDER PROPOSAL 1 - WITHDRAWAL FROM TAX HAVENS. | Against | None | 0 | 38824 | 0 | 0 | ||
CARNIVAL PLC | |||||||||
Security: | 14365C103 | Meeting Type: | Annual | ||||||
Ticker: | CUK | Meeting Date: | 05-Apr-2017 | ||||||
ISIN | US14365C1036 | Vote Deadline Date: | 28-Mar-2017 | ||||||
Agenda | 934534341 | Management | Total Ballot Shares: | 566092 | |||||
Last Vote Date: | 28-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
2 | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
3 | TO ELECT HELEN DEEBLE AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
4 | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
5 | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
6 | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
7 | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
8 | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
9 | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
10 | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
11 | TO HOLD A (NON-BINDING) ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | For | None | 31381 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | TO HOLD A (NON-BINDING) ADVISORY VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | None | 31381 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
13 | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT) (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | For | None | 31381 | 0 | 0 | 0 | ||
14 | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | For | None | 31381 | 0 | 0 | 0 | ||
15 | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | For | None | 31381 | 0 | 0 | 0 | ||
16 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | For | None | 31381 | 0 | 0 | 0 | ||
17 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2016 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | For | None | 31381 | 0 | 0 | 0 | ||
18 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | For | None | 31381 | 0 | 0 | 0 | ||
19 | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | For | None | 31381 | 0 | 0 | 0 | ||
20 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | For | None | 31381 | 0 | 0 | 0 | ||
INFOSYS LIMITED | |||||||||
Security: | 456788108 | Meeting Type: | Special | ||||||
Ticker: | INFY | Meeting Date: | 05-Apr-2017 | ||||||
ISIN | US4567881085 | Vote Deadline Date: | 23-Mar-2017 | ||||||
Agenda | 934545813 | Management | Total Ballot Shares: | 575269 | |||||
Last Vote Date: | 16-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ORDINARY RESOLUTION FOR REVISION IN COMPENSATION OF U. B. PRAVIN RAO, CHIEF OPERATING OFFICER & WHOLE-TIME DIRECTOR | None | None | 4007 | 0 | 0 | 0 | ||
2 | ORDINARY RESOLUTION FOR APPOINTMENT OF D. N. PRAHLAD, AS AN INDEPENDENT DIRECTOR | None | None | 4007 | 0 | 0 | 0 | ||
3 | SPECIAL RESOLUTION TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN CONFORMITY WITH THE COMPANIES ACT, 2013 | None | None | 4007 | 0 | 0 | 0 | ||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||
Security: | 806857108 | Meeting Type: | Annual | ||||||
Ticker: | SLB | Meeting Date: | 05-Apr-2017 | ||||||
ISIN | AN8068571086 | Vote Deadline Date: | 04-Apr-2017 | ||||||
Agenda | 934533705 | Management | Total Ballot Shares: | 405182.4534 | |||||
Last Vote Date: | 28-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: PETER L.S. CURRIE | For | None | 4745 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO | For | None | 4745 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | For | None | 4745 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: PAAL KIBSGAARD | For | None | 4745 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | For | None | 4745 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: HELGE LUND | For | None | 4745 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: MICHAEL E. MARKS | For | None | 4745 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: INDRA K. NOOYI | For | None | 4745 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | For | None | 4745 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: LEO RAFAEL REIF | For | None | 4745 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: TORE I. SANDVOLD | For | None | 4745 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: HENRI SEYDOUX | For | None | 4745 | 0 | 0 | 0 | ||
13 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 4745 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 4745 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
15 | TO APPROVE THE COMPANY'S 2016 FINANCIAL STATEMENTS AND THE BOARD'S 2016 DECLARATIONS OF DIVIDENDS. | For | None | 4745 | 0 | 0 | 0 | ||
16 | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 4745 | 0 | 0 | 0 | ||
17 | TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. | For | None | 4745 | 0 | 0 | 0 | ||
18 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | For | None | 4745 | 0 | 0 | 0 | ||
CANADIAN IMPERIAL BANK OF COMMERCE | |||||||||
Security: | 136069101 | Meeting Type: | Annual | ||||||
Ticker: | CM | Meeting Date: | 06-Apr-2017 | ||||||
ISIN | CA1360691010 | Vote Deadline Date: | 04-Apr-2017 | ||||||
Agenda | 934538591 | Management | Total Ballot Shares: | 208680 | |||||
Last Vote Date: | 10-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | BRENT S. BELZBERG | 22659 | 0 | 0 | 0 | ||||
2 | NANCI E. CALDWELL | 22659 | 0 | 0 | 0 | ||||
3 | GARY F. COLTER | 22659 | 0 | 0 | 0 | ||||
4 | PATRICK D. DANIEL | 22659 | 0 | 0 | 0 | ||||
5 | LUC DESJARDINS | 22659 | 0 | 0 | 0 | ||||
6 | VICTOR G. DODIG | 22659 | 0 | 0 | 0 | ||||
7 | LINDA S. HASENFRATZ | 22659 | 0 | 0 | 0 | ||||
8 | KEVIN J. KELLY | 22659 | 0 | 0 | 0 | ||||
9 | CHRISTINE E. LARSEN | 22659 | 0 | 0 | 0 | ||||
10 | NICHOLAS D. LE PAN | 22659 | 0 | 0 | 0 | ||||
11 | JOHN P. MANLEY | 22659 | 0 | 0 | 0 | ||||
12 | JANE L. PEVERETT | 22659 | 0 | 0 | 0 | ||||
13 | KATHARINE B. STEVENSON | 22659 | 0 | 0 | 0 | ||||
14 | MARTINE TURCOTTE | 22659 | 0 | 0 | 0 | ||||
15 | RONALD W. TYSOE | 22659 | 0 | 0 | 0 | ||||
16 | BARRY L. ZUBROW | 22659 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS | For | None | 22659 | 0 | 0 | 0 | ||
3 | ADVISORY RESOLUTION ABOUT OUR EXECUTIVE COMPENSATION APPROACH | For | None | 22659 | 0 | 0 | 0 | ||
4 | SHAREHOLDER PROPOSAL | Against | None | 0 | 22659 | 0 | 0 | ||
NESTLE S.A. | |||||||||
Security: | 641069406 | Meeting Type: | Annual | ||||||
Ticker: | NSRGY | Meeting Date: | 06-Apr-2017 | ||||||
ISIN | US6410694060 | Vote Deadline Date: | 29-Mar-2017 | ||||||
Agenda | 934543667 | Management | Total Ballot Shares: | 702652 | |||||
Last Vote Date: | 14-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2016 | For | For | 44257 | 0 | 0 | 0 | ||
2 | ACCEPTANCE OF THE COMPENSATION REPORT 2016 (ADVISORY VOTE) | For | For | 44257 | 0 | 0 | 0 | ||
3 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | For | For | 44257 | 0 | 0 | 0 | ||
4 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2016 | For | For | 44257 | 0 | 0 | 0 | ||
5 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR PAUL BULCKE | For | For | 44257 | 0 | 0 | 0 | ||
6 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR ANDREAS KOOPMANN | For | For | 44257 | 0 | 0 | 0 | ||
7 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR HENRI DE CASTRIES | For | For | 44257 | 0 | 0 | 0 | ||
8 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR BEAT W. HESS | For | For | 44257 | 0 | 0 | 0 | ||
9 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR RENATO FASSBIND | For | For | 44257 | 0 | 0 | 0 | ||
10 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR STEVEN G. HOCH | For | For | 44257 | 0 | 0 | 0 | ||
11 | RE-ELECTION TO THE BOARD OF DIRECTOR: MS NAINA LAL KIDWAI | For | For | 44257 | 0 | 0 | 0 | ||
12 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR JEAN-PIERRE ROTH | For | For | 44257 | 0 | 0 | 0 | ||
13 | RE-ELECTION TO THE BOARD OF DIRECTOR: MS ANN M. VENEMAN | For | For | 44257 | 0 | 0 | 0 | ||
14 | RE-ELECTION TO THE BOARD OF DIRECTOR: MS EVA CHENG | For | For | 44257 | 0 | 0 | 0 | ||
15 | RE-ELECTION TO THE BOARD OF DIRECTOR: MS RUTH K. ONIANG'O | For | For | 44257 | 0 | 0 | 0 | ||
16 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR PATRICK AEBISCHER | For | For | 44257 | 0 | 0 | 0 | ||
17 | ELECTION TO THE BOARD OF DIRECTOR: MR ULF MARK SCHNEIDER | For | For | 44257 | 0 | 0 | 0 | ||
18 | ELECTION TO THE BOARD OF DIRECTOR: MS URSULA M. BURNS | For | For | 44257 | 0 | 0 | 0 | ||
19 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR MR PAUL BULCKE | For | For | 44257 | 0 | 0 | 0 | ||
20 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | For | For | 44257 | 0 | 0 | 0 | ||
21 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | For | For | 44257 | 0 | 0 | 0 | ||
22 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN- PIERRE ROTH | For | For | 44257 | 0 | 0 | 0 | ||
23 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | For | For | 44257 | 0 | 0 | 0 | ||
24 | ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH | For | For | 44257 | 0 | 0 | 0 | ||
25 | ELECTION OF THE INDEPENDENT REPRESENTATIVE, HARTMANN DREYER, ATTORNEYS-AT-LAW | For | For | 44257 | 0 | 0 | 0 | ||
26 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | For | For | 44257 | 0 | 0 | 0 | ||
27 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | For | For | 44257 | 0 | 0 | 0 | ||
28 | IN THE EVENT OF ANY YET UNKNOWN OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: "FOR" = VOTE FOR ANY SUCH YET UNKNOWN PROPOSAL; "AGAINST" = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL; "ABSTAIN" = ABSTAIN | Against | For | 0 | 44257 | 0 | 0 | ||
ROYAL BANK OF CANADA | |||||||||
Security: | 780087102 | Meeting Type: | Annual | ||||||
Ticker: | RY | Meeting Date: | 06-Apr-2017 | ||||||
ISIN | CA7800871021 | Vote Deadline Date: | 04-Apr-2017 | ||||||
Agenda | 934535127 | Management | Total Ballot Shares: | 396008 | |||||
Last Vote Date: | 20-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | A.A. CHISHOLM | 35518 | 0 | 0 | 0 | ||||
2 | J. CÔTÉ | 35518 | 0 | 0 | 0 | ||||
3 | T.N. DARUVALA | 35518 | 0 | 0 | 0 | ||||
4 | D.F. DENISON | 35518 | 0 | 0 | 0 | ||||
5 | R.L. GEORGE | 35518 | 0 | 0 | 0 | ||||
6 | A.D. LABERGE | 35518 | 0 | 0 | 0 | ||||
7 | M.H. MCCAIN | 35518 | 0 | 0 | 0 | ||||
8 | D. MCKAY | 35518 | 0 | 0 | 0 | ||||
9 | H. MUNROE-BLUM | 35518 | 0 | 0 | 0 | ||||
10 | T.A. RENYI | 35518 | 0 | 0 | 0 | ||||
11 | K.TAYLOR | 35518 | 0 | 0 | 0 | ||||
12 | B.A. VAN KRALINGEN | 35518 | 0 | 0 | 0 | ||||
13 | T. VANDAL | 35518 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR | For | None | 35518 | 0 | 0 | 0 | ||
3 | SHAREHOLDER ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION | For | None | 35518 | 0 | 0 | 0 | ||
4 | SHAREHOLDER PROPOSAL NO. 1 | Against | None | 0 | 35518 | 0 | 0 | ||
5 | SHAREHOLDER PROPOSAL NO. 2 | Against | None | 0 | 35518 | 0 | 0 | ||
6 | SHAREHOLDER PROPOSAL NO. 3 | Against | None | 0 | 35518 | 0 | 0 | ||
7 | SHAREHOLDER PROPOSAL NO. 4 | Against | None | 0 | 35518 | 0 | 0 | ||
8 | SHAREHOLDER PROPOSAL NO. 5 | Against | None | 0 | 35518 | 0 | 0 | ||
9 | SHAREHOLDER PROPOSAL NO. 6 | Against | None | 0 | 35518 | 0 | 0 | ||
10 | SHAREHOLDER PROPOSAL NO. 7 | Against | None | 0 | 35518 | 0 | 0 | ||
SYNOPSYS, INC. | |||||||||
Security: | 871607107 | Meeting Type: | Annual | ||||||
Ticker: | SNPS | Meeting Date: | 06-Apr-2017 | ||||||
ISIN | US8716071076 | Vote Deadline Date: | 05-Apr-2017 | ||||||
Agenda | 934530937 | Management | Total Ballot Shares: | 76702 | |||||
Last Vote Date: | 23-Feb-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | AART J. DE GEUS | 7363 | 0 | 0 | 0 | ||||
2 | CHI-FOON CHAN | 7363 | 0 | 0 | 0 | ||||
3 | JANICE D. CHAFFIN | 7363 | 0 | 0 | 0 | ||||
4 | BRUCE R. CHIZEN | 7363 | 0 | 0 | 0 | ||||
5 | DEBORAH A. COLEMAN | 7363 | 0 | 0 | 0 | ||||
6 | MERCEDES JOHNSON | 7363 | 0 | 0 | 0 | ||||
7 | CHRYSOSTOMOS L. NIKIAS | 7363 | 0 | 0 | 0 | ||||
8 | JOHN SCHWARZ | 7363 | 0 | 0 | 0 | ||||
9 | ROY VALLEE | 7363 | 0 | 0 | 0 | ||||
10 | STEVEN C. WALSKE | 7363 | 0 | 0 | 0 | ||||
2 | TO APPROVE OUR 2006 EMPLOYEE EQUITY INCENTIVE PLAN, AS AMENDED, IN ORDER TO, AMONG OTHER ITEMS, INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 5,000,000 SHARES. | For | None | 7363 | 0 | 0 | 0 | ||
3 | TO APPROVE OUR 2017 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN. | For | None | 7363 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 7363 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
5 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | For | None | 7363 | 0 | 0 | 0 | ||
6 | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 28, 2017. | For | None | 7363 | 0 | 0 | 0 | ||
COMPANIA CERVECERIAS UNIDAS | |||||||||
Security: | 204429104 | Meeting Type: | Annual | ||||||
Ticker: | CCU | Meeting Date: | 12-Apr-2017 | ||||||
ISIN | US2044291043 | Vote Deadline Date: | 07-Apr-2017 | ||||||
Agenda | 934562504 | Management | Total Ballot Shares: | 107378 | |||||
Last Vote Date: | 29-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND EXTERNAL AUDITORS' REPORT CORRESPONDING TO THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2016. | For | Abstain | 6357 | 0 | 0 | 0 | ||
2 | DISTRIBUTION OF THE PROFITS ACCRUED DURING FISCAL YEAR 2016 AND DIVIDEND PAYMENT. | For | Abstain | 6357 | 0 | 0 | 0 | ||
3 | DETERMINATION OF THE BOARD OF DIRECTORS MEMBERS' REMUNERATION FOR FISCAL YEAR 2017. | For | Abstain | 6357 | 0 | 0 | 0 | ||
4 | DETERMINATION OF THE COMMITTEE OF DIRECTORS BUDGET AND REMUNERATION FOR ITS MEMBERS FOR FISCAL YEAR 2017. | For | Abstain | 6357 | 0 | 0 | 0 | ||
5 | DETERMINATION OF THE AUDIT COMMITTEE BUDGET AND REMUNERATION FOR ITS MEMBERS FOR FISCAL YEAR 2017. | For | Abstain | 6357 | 0 | 0 | 0 | ||
6 | APPOINTMENT OF EXTERNAL AUDITORS FOR THE 2017 FISCAL YEAR. | For | Abstain | 6357 | 0 | 0 | 0 | ||
7 | APPOINTMENT OF RISK RATING AGENCIES FOR THE 2017 FISCAL YEAR. | For | Abstain | 6357 | 0 | 0 | 0 | ||
8 | REVIEW ALL OTHER MATTERS THAT ARE OF CORPORATE INTEREST AND SUBJECT TO THE SHAREHOLDERS' MEETING'S COMPETENCE, PURSUANT TO APPLICABLE LAW AND THE CORPORATION'S BY-LAWS: DETERMINATION OF THE JOURNAL OR NEWSPAPER FROM THE REGISTERED DOMICILE OF THE CORPORATION FOR LEGAL PUBLICATIONS. | For | Abstain | 6357 | 0 | 0 | 0 | ||
KONINKLIJIKE AHOLD DELHAIZE N.V. | |||||||||
Security: | 500467501 | Meeting Type: | Annual | ||||||
Ticker: | ADRNY | Meeting Date: | 12-Apr-2017 | ||||||
ISIN | US5004675014 | Vote Deadline Date: | 28-Mar-2017 | ||||||
Agenda | 934545887 | Management | Total Ballot Shares: | 431929 | |||||
Last Vote Date: | 16-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | PROPOSAL TO ADOPT THE 2016 FINANCIAL STATEMENTS | None | None | 16710 | 0 | 0 | 0 | ||
2 | PROPOSAL TO DETERMINE THE DIVIDEND OVER FINANCIAL YEAR 2016 | None | None | 16710 | 0 | 0 | 0 | ||
3 | PROPOSAL FOR DISCHARGE OF LIABILITIES OF THE MEMBERS OF THE MANAGEMENT BOARD | None | None | 16710 | 0 | 0 | 0 | ||
4 | PROPOSAL FOR DISCHARGE OF LIABILITIES OF THE MEMBERS OF THE SUPERVISORY BOARD | None | None | 16710 | 0 | 0 | 0 | ||
5 | PROPOSAL TO ADOPT THE STATUTORY ANNUAL ACCOUNTS OF DELHAIZE GROUP | None | None | 16710 | 0 | 0 | 0 | ||
6 | PROPOSAL TO DISCHARGE THE LIABILITY OF THE FORMER MEMBERS OF THE BOARD OF DIRECTORS OF DELHAIZE GROUP | None | None | 16710 | 0 | 0 | 0 | ||
7 | PROPOSAL FOR DISCHARGE OF LIABILITIES OF THE FORMER STATUTORY AUDITOR OF DELHAIZE GROUP | None | None | 16710 | 0 | 0 | 0 | ||
8 | PROPOSAL TO RE-APPOINT MR. J.H.M. HOMMEN AS MEMBER OF THE SUPERVISORY BOARD | None | None | 16710 | 0 | 0 | 0 | ||
9 | PROPOSAL TO RE-APPOINT MR. B.J. NOTEBOOM AS MEMBER OF THE SUPERVISORY BOARD | None | None | 16710 | 0 | 0 | 0 | ||
10 | PROPOSAL FOR AN INDIVIDUAL EXCEPTION TO THE REMUNERATION POLICY OF THE MANAGEMENT | None | None | 16710 | 0 | 0 | 0 | ||
11 | PROPOSAL TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR FINANCIAL YEAR 2017 | None | None | 16710 | 0 | 0 | 0 | ||
12 | AUTHORIZATION TO ISSUE SHARES | None | None | 16710 | 0 | 0 | 0 | ||
13 | AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS | None | None | 16710 | 0 | 0 | 0 | ||
14 | AUTHORIZATION TO ACQUIRE SHARES | None | None | 16710 | 0 | 0 | 0 | ||
15 | CANCELLATION OF COMMON SHARES | None | None | 16710 | 0 | 0 | 0 | ||
PUBLIC SERVICE ENTERPRISE GROUP INC. | |||||||||
Security: | 744573106 | Meeting Type: | Annual | ||||||
Ticker: | PEG | Meeting Date: | 18-Apr-2017 | ||||||
ISIN | US7445731067 | Vote Deadline Date: | 17-Apr-2017 | ||||||
Agenda | 934544140 | Management | Total Ballot Shares: | 414860 | |||||
Last Vote Date: | 15-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: WILLIE A. DEESE | For | None | 28827 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. | For | None | 28827 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WILLIAM V. HICKEY | For | None | 28827 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: RALPH IZZO | For | None | 28827 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | For | None | 28827 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DAVID LILLEY | For | None | 28827 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: THOMAS A. RENYI | For | None | 28827 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: HAK CHEOL (H.C.) SHIN | For | None | 28827 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: RICHARD J. SWIFT | For | None | 28827 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: SUSAN TOMASKY | For | None | 28827 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | For | None | 28827 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION | For | None | 28827 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | None | 28827 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2017 | For | None | 28827 | 0 | 0 | 0 | ||
C. R. BARD, INC. | |||||||||
Security: | 067383109 | Meeting Type: | Annual | ||||||
Ticker: | BCR | Meeting Date: | 19-Apr-2017 | ||||||
ISIN | US0673831097 | Vote Deadline Date: | 18-Apr-2017 | ||||||
Agenda | 934546271 | Management | Total Ballot Shares: | 53805 | |||||
Last Vote Date: | 17-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DAVID M. BARRETT | For | None | 11689 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ROBERT M. DAVIS | For | None | 11689 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: HERBERT L. HENKEL | For | None | 11689 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JOHN C. KELLY | For | None | 11689 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DAVID F. MELCHER | For | None | 11689 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: GAIL K. NAUGHTON | For | None | 11689 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: TIMOTHY M. RING | For | None | 11689 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: TOMMY G. THOMPSON | For | None | 11689 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JOHN H. WEILAND | For | None | 11689 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ANTHONY WELTERS | For | None | 11689 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: TONY L. WHITE | For | None | 11689 | 0 | 0 | 0 | ||
12 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | For | None | 11689 | 0 | 0 | 0 | ||
13 | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | For | None | 11689 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | TO APPROVE "SAY - ON - PAY FREQUENCY" OF SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | None | 11689 | 0 | 0 | 0 | 0 | ||
COMMERCE BANCSHARES, INC. | |||||||||
Security: | 200525103 | Meeting Type: | Annual | ||||||
Ticker: | CBSH | Meeting Date: | 19-Apr-2017 | ||||||
ISIN | US2005251036 | Vote Deadline Date: | 18-Apr-2017 | ||||||
Agenda | 934535583 | Management | Total Ballot Shares: | 639485 | |||||
Last Vote Date: | 10-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JOHN R. CAPPS | 6882 | 0 | 0 | 0 | ||||
2 | W. THOMAS GRANT, II | 6882 | 0 | 0 | 0 | ||||
3 | JAMES B. HEBENSTREIT | 6882 | 0 | 0 | 0 | ||||
4 | DAVID W. KEMPER | 6882 | 0 | 0 | 0 | ||||
2 | RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 6882 | 0 | 0 | 0 | ||
3 | SAY ON PAY - ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 6882 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | SAY ON FREQUENCY - ADVISORY APPROVAL ON THE FREQUENCY OF COMPANY'S EXECUTIVE COMPENSATION VOTE. | None | 6882 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
5 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162 (M) OF THE INTERNAL REVENUE CODE. | For | None | 6882 | 0 | 0 | 0 | ||
6 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S EXECUTIVE INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | For | None | 6882 | 0 | 0 | 0 | ||
FIRST FINANCIAL CORPORATION | |||||||||
Security: | 320218100 | Meeting Type: | Annual | ||||||
Ticker: | THFF | Meeting Date: | 19-Apr-2017 | ||||||
ISIN | US3202181000 | Vote Deadline Date: | 18-Apr-2017 | ||||||
Agenda | 934551955 | Management | Total Ballot Shares: | 5147 | |||||
Last Vote Date: | 22-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | B. GUILLE COX, JR. | 2407 | 0 | 0 | 0 | ||||
2 | ANTON H. GEORGE | 2407 | 0 | 0 | 0 | ||||
3 | GREGORY L. GIBSON | 2407 | 0 | 0 | 0 | ||||
4 | VIRGINIA L. SMITH | 2407 | 0 | 0 | 0 | ||||
2 | APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | For | None | 2407 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 2407 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | REAPPROVE PERFORMANCE GOALS AND APPROVE AN ANNUAL LIMITATION ON CASH- BASED AWARDS UNDER THE 2011 OMNIBUS EQUITY INCENTIVE PLAN. | For | None | 2407 | 0 | 0 | 0 | ||
5 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 2407 | 0 | 0 | 0 | ||
UMPQUA HOLDINGS CORPORATION | |||||||||
Security: | 904214103 | Meeting Type: | Annual | ||||||
Ticker: | UMPQ | Meeting Date: | 19-Apr-2017 | ||||||
ISIN | US9042141039 | Vote Deadline Date: | 18-Apr-2017 | ||||||
Agenda | 934537296 | Management | Total Ballot Shares: | 123744 | |||||
Last Vote Date: | 07-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: RAYMOND P. DAVIS | For | None | 56040 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: PEGGY FOWLER | For | None | 56040 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: STEPHEN GAMBEE | For | None | 56040 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JAMES GREENE | For | None | 56040 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: LUIS MACHUCA | For | None | 56040 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: CORT O'HAVER | For | None | 56040 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: MARIA POPE | For | None | 56040 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JOHN SCHULTZ | For | None | 56040 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: SUSAN STEVENS | For | None | 56040 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: HILLIARD TERRY III | For | None | 56040 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: BRYAN TIMM | For | None | 56040 | 0 | 0 | 0 | ||
12 | RATIFICATION OF MOSS ADAMS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | For | None | 56040 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 56040 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | None | 56040 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
15 | VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Against | None | 0 | 56040 | 0 | 0 | ||
AGNC INVESTMENT CORP | |||||||||
Security: | 00123Q104 | Meeting Type: | Annual | ||||||
Ticker: | AGNC | Meeting Date: | 20-Apr-2017 | ||||||
ISIN | US00123Q1040 | Vote Deadline Date: | 19-Apr-2017 | ||||||
Agenda | 934539048 | Management | Total Ballot Shares: | 456569 | |||||
Last Vote Date: | 11-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: GARY D. KAIN | For | None | 66779 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MORRIS A. DAVIS | For | None | 66779 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: LARRY K. HARVEY | For | None | 66779 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: PRUE B. LAROCCA | For | None | 66779 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: PAUL E. MULLINGS | For | None | 66779 | 0 | 0 | 0 | ||
6 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 66779 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
7 | ADVISORY VOTE TO SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 66779 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
8 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 66779 | 0 | 0 | 0 | ||
HUMANA INC. | |||||||||
Security: | 444859102 | Meeting Type: | Annual | ||||||
Ticker: | HUM | Meeting Date: | 20-Apr-2017 | ||||||
ISIN | US4448591028 | Vote Deadline Date: | 19-Apr-2017 | ||||||
Agenda | 934538438 | Management | Total Ballot Shares: | 44283 | |||||
Last Vote Date: | 03-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: KURT J. HILZINGER | For | None | 2122 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: BRUCE D. BROUSSARD | For | None | 2122 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: FRANK A. D'AMELIO | For | None | 2122 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: W. ROY DUNBAR | For | None | 2122 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DAVID A. JONES, JR. | For | None | 2122 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: WILLIAM J. MCDONALD | For | None | 2122 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: WILLIAM E. MITCHELL | For | None | 2122 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: DAVID B. NASH, M.D. | For | None | 2122 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JAMES J. O'BRIEN | For | None | 2122 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: MARISSA T. PETERSON | For | None | 2122 | 0 | 0 | 0 | ||
11 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | For | None | 2122 | 0 | 0 | 0 | ||
12 | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2017 PROXY STATEMENT. | For | None | 2122 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | THE APPROVAL OF THE FREQUENCY WITH WHICH FUTURE SHAREHOLDER VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS WILL BE HELD. | None | 2122 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | STOCKHOLDER PROPOSAL ON PROXY ACCESS. | Against | None | 0 | 2122 | 0 | 0 | ||
PEOPLE'S UNITED FINANCIAL, INC. | |||||||||
Security: | 712704105 | Meeting Type: | Annual | ||||||
Ticker: | PBCT | Meeting Date: | 20-Apr-2017 | ||||||
ISIN | US7127041058 | Vote Deadline Date: | 19-Apr-2017 | ||||||
Agenda | 934536395 | Management | Total Ballot Shares: | 74491 | |||||
Last Vote Date: | 11-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JOHN P. BARNES | For | None | 3988 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: COLLIN P. BARON | For | None | 3988 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: KEVIN T. BOTTOMLEY | For | None | 3988 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: GEORGE P. CARTER | For | None | 3988 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: WILLIAM F. CRUGER, JR. | For | None | 3988 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JOHN K. DWIGHT | For | None | 3988 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JERRY FRANKLIN | For | None | 3988 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JANET M. HANSEN | For | None | 3988 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: NANCY MCALLISTER | For | None | 3988 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: MARK W. RICHARDS | For | None | 3988 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: KIRK W. WALTERS | For | None | 3988 | 0 | 0 | 0 | ||
12 | APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | For | None | 3988 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | APPROVE (NON-BINDING) THE FREQUENCY WITH WHICH THE COMPANY IS TO HOLD THE ADVISORY NON-BINDING VOTE RELATING TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | None | 3988 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | APPROVE THE PEOPLE'S UNITED FINANCIAL, INC. SHORT- TERM INCENTIVE PLAN. | For | None | 3988 | 0 | 0 | 0 | ||
15 | APPROVE THE AMENDMENTS TO AND RESTATEMENT OF THE PEOPLE'S UNITED FINANCIAL, INC. 2014 LONG- TERM INCENTIVE PLAN. | For | None | 3988 | 0 | 0 | 0 | ||
16 | APPROVE THE MANAGEMENT PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO CORRESPOND WITH THE COMPANY'S RECENTLY AMENDED BYLAWS. | For | None | 3988 | 0 | 0 | 0 | ||
17 | RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 3988 | 0 | 0 | 0 | ||
FLIR SYSTEMS, INC. | |||||||||
Security: | 302445101 | Meeting Type: | Annual | ||||||
Ticker: | FLIR | Meeting Date: | 21-Apr-2017 | ||||||
ISIN | US3024451011 | Vote Deadline Date: | 20-Apr-2017 | ||||||
Agenda | 934537258 | Management | Total Ballot Shares: | 28541 | |||||
Last Vote Date: | 11-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JOHN D. CARTER | For | None | 8919 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: WILLIAM W. CROUCH | For | None | 8919 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: CATHERINE A. HALLIGAN | For | None | 8919 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: EARL R. LEWIS | For | None | 8919 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ANGUS L. MACDONALD | For | None | 8919 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: MICHAEL T. SMITH | For | None | 8919 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: CATHY A. STAUFFER | For | None | 8919 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ANDREW C. TEICH | For | None | 8919 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JOHN W. WOOD, JR. | For | None | 8919 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: STEVEN E. WYNNE | For | None | 8919 | 0 | 0 | 0 | ||
11 | TO APPROVE THE 2012 EXECUTIVE BONUS PLAN, WHICH IS INTENDED TO ATTRACT, RETAIN AND MOTIVATE KEY EXECUTIVES BY PROVIDING CASH PERFORMANCE AWARDS. | For | None | 8919 | 0 | 0 | 0 | ||
12 | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE COMPANY'S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 8919 | 0 | 0 | 0 | ||
13 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | For | None | 8919 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | TO APPROVE THAT THE COMPANY HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY YEAR. | None | 8919 | 0 | 0 | 0 | 0 | ||
P.T. TELEKOMUNIKASI INDONESIA, TBK | |||||||||
Security: | 715684106 | Meeting Type: | Annual | ||||||
Ticker: | TLK | Meeting Date: | 21-Apr-2017 | ||||||
ISIN | US7156841063 | Vote Deadline Date: | 13-Apr-2017 | ||||||
Agenda | 934585615 | Management | Total Ballot Shares: | 560691 | |||||
Last Vote Date: | 11-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE COMPANY'S ANNUAL REPORT FOR THE 2016 FINANCIAL YEAR, INCLUDING THE BOARD OF COMMISSIONERS' SUPERVISORY REPORT. | For | None | 34752 | 0 | 0 | 0 | ||
2 | RATIFICATION OF THE COMPANY'S FINANCIAL STATEMENTS AND ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | None | 34752 | 0 | 0 | 0 | ||
3 | APPROPRIATION OF THE COMPANY'S NET INCOME FOR THE 2016 FINANCIAL YEAR | For | None | 34752 | 0 | 0 | 0 | ||
4 | DETERMINATION OF TANTIEM FOR YEAR 2016, SALARY AND HONORARIUM INCLUDING FACILITY AND OTHER ALLOWANCE FOR BOARD OF DIRECTORS AND BOARD OF COMMISSIONERS OF THE COMPANY FOR YEAR 2017. | For | None | 34752 | 0 | 0 | 0 | ||
5 | APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS FOR THE 2017 FINANCIAL YEAR, INCLUDING AUDIT OF INTERNAL CONTROL OVER FINANCIAL REPORTING AND APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR THE 2017 FINANCIAL YEAR. | For | None | 34752 | 0 | 0 | 0 | ||
6 | RATIFICATION OF MINISTER OF STATE- OWNED ENTERPRISE REGULATION NUMBER PER-03/MBU/12/2016 ABOUT CHANGES IN PER-09/MBU/07/2015 ABOUT PARTNERSHIP PROGRAM AND COMMUNITY DEVELOPMENT PROGRAM IN STATE-OWNED ENTERPRISE. | For | None | 34752 | 0 | 0 | 0 | ||
7 | CHANGES IN COMPANY'S ARTICLE OF ASSOCIATION. | For | None | 34752 | 0 | 0 | 0 | ||
8 | CHANGES IN COMPOSITION OF THE BOARD OF THE COMPANY. | For | None | 34752 | 0 | 0 | 0 | ||
GENUINE PARTS COMPANY | |||||||||
Security: | 372460105 | Meeting Type: | Annual | ||||||
Ticker: | GPC | Meeting Date: | 24-Apr-2017 | ||||||
ISIN | US3724601055 | Vote Deadline Date: | 21-Apr-2017 | ||||||
Agenda | 934535040 | Management | Total Ballot Shares: | 49111 | |||||
Last Vote Date: | 10-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | ELIZABETH W. CAMP | 1352 | 0 | 0 | 0 | ||||
2 | PAUL D. DONAHUE | 1352 | 0 | 0 | 0 | ||||
3 | GARY P. FAYARD | 1352 | 0 | 0 | 0 | ||||
4 | THOMAS C. GALLAGHER | 1352 | 0 | 0 | 0 | ||||
5 | JOHN R. HOLDER | 1352 | 0 | 0 | 0 | ||||
6 | DONNA W. HYLAND | 1352 | 0 | 0 | 0 | ||||
7 | JOHN D. JOHNS | 1352 | 0 | 0 | 0 | ||||
8 | ROBERT C. LOUDERMILK JR | 1352 | 0 | 0 | 0 | ||||
9 | WENDY B. NEEDHAM | 1352 | 0 | 0 | 0 | ||||
10 | JERRY W. NIX | 1352 | 0 | 0 | 0 | ||||
11 | E. JENNER WOOD III | 1352 | 0 | 0 | 0 | ||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | None | 1352 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 1352 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 . | For | None | 1352 | 0 | 0 | 0 | ||
AMERICAN ELECTRIC POWER COMPANY, INC. | |||||||||
Security: | 025537101 | Meeting Type: | Annual | ||||||
Ticker: | AEP | Meeting Date: | 25-Apr-2017 | ||||||
ISIN | US0255371017 | Vote Deadline Date: | 24-Apr-2017 | ||||||
Agenda | 934537195 | Management | Total Ballot Shares: | 180342 | |||||
Last Vote Date: | 09-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: NICHOLAS K. AKINS | For | None | 7842 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: DAVID J. ANDERSON | For | None | 7842 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: J. BARNIE BEASLEY, JR. | For | None | 7842 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. | For | None | 7842 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | For | None | 7842 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: THOMAS E. HOAGLIN | For | None | 7842 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: SANDRA BEACH LIN | For | None | 7842 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | For | None | 7842 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: LIONEL L. NOWELL III | For | None | 7842 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN | For | None | 7842 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: OLIVER G. RICHARD III | For | None | 7842 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER | For | None | 7842 | 0 | 0 | 0 | ||
13 | REAPPROVAL OF THE MATERIAL TERMS OF THE AMERICAN ELECTRIC POWER SYSTEM SENIOR OFFICER INCENTIVE PLAN. | For | None | 7842 | 0 | 0 | 0 | ||
14 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 7842 | 0 | 0 | 0 | ||
15 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 7842 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 7842 | 0 | 0 | 0 | 0 | ||
BIO-RAD LABORATORIES, INC. | |||||||||
Security: | 090572207 | Meeting Type: | Annual | ||||||
Ticker: | BIO | Meeting Date: | 25-Apr-2017 | ||||||
ISIN | US0905722072 | Vote Deadline Date: | 24-Apr-2017 | ||||||
Agenda | 934571464 | Management | Total Ballot Shares: | 12261 | |||||
Last Vote Date: | 04-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ARNOLD A. PINKSTON | For | None | 1736 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MELINDA LITHERLAND | For | None | 1736 | 0 | 0 | 0 | ||
3 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS THE COMPANY'S INDEPENDENT AUDITORS. | For | None | 1736 | 0 | 0 | 0 | ||
4 | PROPOSAL TO APPROVE THE BIO-RAD LABORATORIES, INC. 2017 INCENTIVE AWARD PLAN. | For | None | 1736 | 0 | 0 | 0 | ||
5 | PROPOSAL TO APPROVE AN AMENDMENT TO THE BIO-RAD LABORATORIES, INC. 2011 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED THEREUNDER BY 700,000. | For | None | 1736 | 0 | 0 | 0 | ||
6 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 1736 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
7 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | None | 1736 | 0 | 0 | 0 | 0 | ||
EXELON CORPORATION | |||||||||
Security: | 30161N101 | Meeting Type: | Annual | ||||||
Ticker: | EXC | Meeting Date: | 25-Apr-2017 | ||||||
ISIN | US30161N1019 | Vote Deadline Date: | 24-Apr-2017 | ||||||
Agenda | 934542095 | Management | Total Ballot Shares: | 456957.4433 | |||||
Last Vote Date: | 17-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ANTHONY K. ANDERSON | For | None | 59781 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ANN C. BERZIN | For | None | 59781 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE | For | None | 59781 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: YVES C. DE BALMANN | For | None | 59781 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS | For | None | 59781 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: NANCY L. GIOIA | For | None | 59781 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: LINDA P. JOJO | For | None | 59781 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: PAUL L. JOSKOW | For | None | 59781 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: ROBERT J. LAWLESS | For | None | 59781 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: RICHARD W. MIES | For | None | 59781 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | For | None | 59781 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | For | None | 59781 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR | For | None | 59781 | 0 | 0 | 0 | ||
14 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT AUDITOR FOR 2017. | For | None | 59781 | 0 | 0 | 0 | ||
15 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | For | None | 59781 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 59781 | 0 | 0 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||
Security: | 459200101 | Meeting Type: | Annual | ||||||
Ticker: | IBM | Meeting Date: | 25-Apr-2017 | ||||||
ISIN | US4592001014 | Vote Deadline Date: | 24-Apr-2017 | ||||||
Agenda | 934539973 | Management | Total Ballot Shares: | 567122.5583 | |||||
Last Vote Date: | 10-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT | For | None | 1281 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW | For | None | 1281 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR | For | None | 1281 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS | For | None | 1281 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY | For | None | 1281 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON | For | None | 1281 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS | For | None | 1281 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR. | For | None | 1281 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN | For | None | 1281 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS | For | None | 1281 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY | For | None | 1281 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL | For | None | 1281 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER | For | None | 1281 | 0 | 0 | 0 | ||
14 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 1281 | 0 | 0 | 0 | ||
15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | None | 1281 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | None | 1281 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE | Against | None | 0 | 1281 | 0 | 0 | ||
18 | STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER MEETINGS | Against | None | 0 | 1281 | 0 | 0 | ||
19 | STOCKHOLDER PROPOSAL TO ADOPT A PROXY ACCESS BY-LAW | Against | None | 0 | 1281 | 0 | 0 | ||
TRUSTMARK CORPORATION | |||||||||
Security: | 898402102 | Meeting Type: | Annual | ||||||
Ticker: | TRMK | Meeting Date: | 25-Apr-2017 | ||||||
ISIN | US8984021027 | Vote Deadline Date: | 24-Apr-2017 | ||||||
Agenda | 934541942 | Management | Total Ballot Shares: | 144935 | |||||
Last Vote Date: | 14-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | ADOLPHUS B. BAKER | 13271 | 0 | 0 | 0 | ||||
2 | WILLIAM A. BROWN | 13271 | 0 | 0 | 0 | ||||
3 | JAMES N. COMPTON | 13271 | 0 | 0 | 0 | ||||
4 | TRACY T. CONERLY | 13271 | 0 | 0 | 0 | ||||
5 | TONI D. COOLEY | 13271 | 0 | 0 | 0 | ||||
6 | J. CLAY HAYS, JR., M.D. | 13271 | 0 | 0 | 0 | ||||
7 | GERARD R. HOST | 13271 | 0 | 0 | 0 | ||||
8 | JOHN M. MCCULLOUCH | 13271 | 0 | 0 | 0 | ||||
9 | HARRIS V. MORRISSETTE | 13271 | 0 | 0 | 0 | ||||
10 | RICHARD H. PUCKETT | 13271 | 0 | 0 | 0 | ||||
11 | R. MICHAEL SUMMERFORD | 13271 | 0 | 0 | 0 | ||||
12 | HARRY M. WALKER | 13271 | 0 | 0 | 0 | ||||
13 | LEROY G. WALKER, JR. | 13271 | 0 | 0 | 0 | ||||
14 | WILLIAM G. YATES III | 13271 | 0 | 0 | 0 | ||||
2 | TO PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S EXECUTIVE COMPENSATION. | For | None | 13271 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON TRUSTMARK'S EXECUTIVE COMPENSATION. | None | 13271 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | TO RATIFY THE SELECTION OF CROWE HORWATH LLP AS TRUSTMARK'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 13271 | 0 | 0 | 0 | ||
BCE INC. | |||||||||
Security: | 05534B760 | Meeting Type: | Annual | ||||||
Ticker: | BCE | Meeting Date: | 26-Apr-2017 | ||||||
ISIN | CA05534B7604 | Vote Deadline Date: | 24-Apr-2017 | ||||||
Agenda | 934549998 | Management | Total Ballot Shares: | 321701 | |||||
Last Vote Date: | 22-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | B.K. ALLEN | 17796 | 0 | 0 | 0 | ||||
2 | S. BROCHU | 17796 | 0 | 0 | 0 | ||||
3 | R.E. BROWN | 17796 | 0 | 0 | 0 | ||||
4 | G.A. COPE | 17796 | 0 | 0 | 0 | ||||
5 | D.F. DENISON | 17796 | 0 | 0 | 0 | ||||
6 | R.P. DEXTER | 17796 | 0 | 0 | 0 | ||||
7 | I. GREENBERG | 17796 | 0 | 0 | 0 | ||||
8 | K. LEE | 17796 | 0 | 0 | 0 | ||||
9 | M.F. LEROUX | 17796 | 0 | 0 | 0 | ||||
10 | G.M. NIXON | 17796 | 0 | 0 | 0 | ||||
11 | C. ROVINESCU | 17796 | 0 | 0 | 0 | ||||
12 | K. SHERIFF | 17796 | 0 | 0 | 0 | ||||
13 | R.C. SIMMONDS | 17796 | 0 | 0 | 0 | ||||
14 | P.R. WEISS | 17796 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | For | None | 17796 | 0 | 0 | 0 | ||
3 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | For | None | 17796 | 0 | 0 | 0 | ||
CIGNA CORPORATION | |||||||||
Security: | 125509109 | Meeting Type: | Annual | ||||||
Ticker: | CI | Meeting Date: | 26-Apr-2017 | ||||||
ISIN | US1255091092 | Vote Deadline Date: | 25-Apr-2017 | ||||||
Agenda | 934542639 | Management | Total Ballot Shares: | 109918 | |||||
Last Vote Date: | 10-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DAVID M. CORDANI | For | None | 3062 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ERIC J. FOSS | For | None | 3062 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ISAIAH HARRIS, JR. | For | None | 3062 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. | For | None | 3062 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ROMAN MARTINEZ IV | For | None | 3062 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DONNA F. ZARCONE | For | None | 3062 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | For | None | 3062 | 0 | 0 | 0 | ||
8 | ADVISORY APPROVAL OF CIGNA'S EXECUTIVE COMPENSATION. | For | None | 3062 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
9 | ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON CIGNA'S EXECUTIVE COMPENSATION. | None | 3062 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
10 | APPROVAL OF THE AMENDED AND RESTATED CIGNA LONG-TERM INCENTIVE PLAN. | For | None | 3062 | 0 | 0 | 0 | ||
11 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 3062 | 0 | 0 | 0 | ||
12 | SHAREHOLDER PROPOSAL - SHAREHOLDER PROXY ACCESS | Against | None | 0 | 3062 | 0 | 0 | ||
CNA FINANCIAL CORPORATION | |||||||||
Security: | 126117100 | Meeting Type: | Annual | ||||||
Ticker: | CNA | Meeting Date: | 26-Apr-2017 | ||||||
ISIN | US1261171003 | Vote Deadline Date: | 25-Apr-2017 | ||||||
Agenda | 934543465 | Management | Total Ballot Shares: | 95001 | |||||
Last Vote Date: | 14-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JOSE O. MONTEMAYOR | 17148 | 0 | 0 | 0 | ||||
2 | DON M. RANDEL | 17148 | 0 | 0 | 0 | ||||
3 | ANDRE RICE | 17148 | 0 | 0 | 0 | ||||
4 | DINO E. ROBUSTO | 17148 | 0 | 0 | 0 | ||||
5 | JOSEPH ROSENBERG | 17148 | 0 | 0 | 0 | ||||
6 | ANDREW H. TISCH | 17148 | 0 | 0 | 0 | ||||
7 | JAMES S. TISCH | 17148 | 0 | 0 | 0 | ||||
8 | MARVIN ZONIS | 17148 | 0 | 0 | 0 | ||||
2 | AN ADVISORY, (NON-BINDING) VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 17148 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | AN ADVISORY, (NON-BINDING) VOTE TO DETERMINE WHETHER A STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY YEAR, TWO YEARS OR THREE YEARS. | None | 17148 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR 2017. | For | None | 17148 | 0 | 0 | 0 | ||
ENEL CHILE S.A. | |||||||||
Security: | 29278D105 | Meeting Type: | Annual | ||||||
Ticker: | ENIC | Meeting Date: | 26-Apr-2017 | ||||||
ISIN | US29278D1054 | Vote Deadline Date: | 20-Apr-2017 | ||||||
Agenda | 934578557 | Management | Total Ballot Shares: | 426685 | |||||
Last Vote Date: | 06-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORTS OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE YEAR ENDED DECEMBER 31, 2016. | None | For | 42388 | 0 | 0 | 0 | ||
2 | DISTRIBUTION OF PROFITS FOR THE YEAR AND PAYMENT OF DIVIDENDS. | None | For | 42388 | 0 | 0 | 0 | ||
3 | SETTING OF THE DIRECTORS' COMPENSATION. | None | For | 42388 | 0 | 0 | 0 | ||
4 | SETTING OF THE COMPENSATION OF THE MEMBERS OF THE DIRECTORS COMMITTEE AND DETERMINATION OF THE COMMITTEE'S BUDGET FOR THE YEAR 2017. | None | For | 42388 | 0 | 0 | 0 | ||
5 | APPOINTMENT OF AN EXTERNAL AUDITING FIRM REGULATED BY TITLE XXVII OF LAW 18,045. | None | For | 42388 | 0 | 0 | 0 | ||
6 | APPOINTMENT OF TWO ACCOUNT INSPECTORS AND TWO ALTERNATES AND DETERMINATION OF THEIR COMPENSATION. | None | For | 42388 | 0 | 0 | 0 | ||
7 | DESIGNATION OF RISK RATINGS AGENCIES. | None | For | 42388 | 0 | 0 | 0 | ||
8 | APPROVAL OF THE INVESTMENT AND FINANCING POLICY. | None | For | 42388 | 0 | 0 | 0 | ||
9 | OTHER RELEVANT MATTERS THAT ARE OF INTEREST TO AND IN THE COMPETENCE OF THE ORDINARY SHAREHOLDERS' MEETING. | None | For | 42388 | 0 | 0 | 0 | ||
10 | ADOPTION OF ALL OTHER APPROVALS NECESSARY FOR THE PROPER IMPLEMENTATION OF ADOPTED RESOLUTIONS. | None | For | 42388 | 0 | 0 | 0 | ||
GENERAL ELECTRIC COMPANY | |||||||||
Security: | 369604103 | Meeting Type: | Annual | ||||||
Ticker: | GE | Meeting Date: | 26-Apr-2017 | ||||||
ISIN | US3696041033 | Vote Deadline Date: | 25-Apr-2017 | ||||||
Agenda | 934541916 | Management | Total Ballot Shares: | 2634304.5141 | |||||
Last Vote Date: | 10-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | For | None | 50623 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | For | None | 50623 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | For | None | 50623 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | For | None | 50623 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | For | None | 50623 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: PETER B. HENRY | For | None | 50623 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | For | None | 50623 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | For | None | 50623 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: ANDREA JUNG | For | None | 50623 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ROBERT W. LANE | For | None | 50623 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: RISA LAVIZZO- MOUREY | For | None | 50623 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | For | None | 50623 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | For | None | 50623 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | For | None | 50623 | 0 | 0 | 0 | ||
15 | ELECTION OF DIRECTOR: JAMES J. MULVA | For | None | 50623 | 0 | 0 | 0 | ||
16 | ELECTION OF DIRECTOR: JAMES E. ROHR | For | None | 50623 | 0 | 0 | 0 | ||
17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | For | None | 50623 | 0 | 0 | 0 | ||
18 | ELECTION OF DIRECTOR: JAMES S. TISCH | For | None | 50623 | 0 | 0 | 0 | ||
19 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | For | None | 50623 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
20 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | None | 50623 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
21 | APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED | For | None | 50623 | 0 | 0 | 0 | ||
22 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | For | None | 50623 | 0 | 0 | 0 | ||
23 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 | For | None | 50623 | 0 | 0 | 0 | ||
24 | REPORT ON LOBBYING ACTIVITIES | Against | None | 0 | 50623 | 0 | 0 | ||
25 | REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT | Against | None | 50623 | 0 | 0 | 0 | ||
26 | ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS | Against | None | 0 | 50623 | 0 | 0 | ||
27 | REPORT ON CHARITABLE CONTRIBUTIONS | Against | None | 50623 | 0 | 0 | 0 | ||
HANCOCK HOLDING COMPANY | |||||||||
Security: | 410120109 | Meeting Type: | Annual | ||||||
Ticker: | HBHC | Meeting Date: | 26-Apr-2017 | ||||||
ISIN | US4101201097 | Vote Deadline Date: | 25-Apr-2017 | ||||||
Agenda | 934540053 | Management | Total Ballot Shares: | 27023 | |||||
Last Vote Date: | 18-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | FRANK E. BERTUCCI | 3866 | 0 | 0 | 0 | ||||
2 | CONSTANTINE S. LIOLLIO | 3866 | 0 | 0 | 0 | ||||
3 | THOMAS H. OLINDE | 3866 | 0 | 0 | 0 | ||||
4 | JOAN C. TEOFILO | 3866 | 0 | 0 | 0 | ||||
5 | C. RICHARD WILKINS | 3866 | 0 | 0 | 0 | ||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 3866 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 3866 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | TO APPROVE AN AMENDMENT TO OUR 2014 LONG TERM INCENTIVE PLAN, TO INCREASE THE NUMBER OF SHARES AVAILABLE AND TO RE-APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS. | For | None | 3866 | 0 | 0 | 0 | ||
5 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE BOOKS OF THE COMPANY AND ITS SUBSIDIARIES FOR 2017. | For | None | 3866 | 0 | 0 | 0 | ||
THE CHEMOURS COMPANY | |||||||||
Security: | 163851108 | Meeting Type: | Annual | ||||||
Ticker: | CC | Meeting Date: | 26-Apr-2017 | ||||||
ISIN | US1638511089 | Vote Deadline Date: | 25-Apr-2017 | ||||||
Agenda | 934543112 | Management | Total Ballot Shares: | 118460 | |||||
Last Vote Date: | 18-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: CURTIS V. ANASTASIO | For | None | 10734 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: BRADLEY J. BELL | For | None | 10734 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: RICHARD H. BROWN | For | None | 10734 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MARY B. CRANSTON | For | None | 10734 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | For | None | 10734 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DAWN L. FARRELL | For | None | 10734 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: STEPHEN D. NEWLIN | For | None | 10734 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: MARK P. VERGNANO | For | None | 10734 | 0 | 0 | 0 | ||
9 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 10734 | 0 | 0 | 0 | ||
10 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR 2017 | For | None | 10734 | 0 | 0 | 0 | ||
11 | APPROVAL OF THE CHEMOURS COMPANY 2017 EQUITY AND INCENTIVE PLAN | For | None | 10734 | 0 | 0 | 0 | ||
12 | APPROVAL OF THE CHEMOURS COMPANY EMPLOYEE STOCK PURCHASE PLAN | For | None | 10734 | 0 | 0 | 0 | ||
13 | STOCKHOLDER PROPOSAL FOR REPORT ON EXECUTIVE COMPENSATION | Against | None | 0 | 10734 | 0 | 0 | ||
THE COCA-COLA COMPANY | |||||||||
Security: | 191216100 | Meeting Type: | Annual | ||||||
Ticker: | KO | Meeting Date: | 26-Apr-2017 | ||||||
ISIN | US1912161007 | Vote Deadline Date: | 25-Apr-2017 | ||||||
Agenda | 934538589 | Management | Total Ballot Shares: | 1513094.682 | |||||
Last Vote Date: | 10-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | For | None | 4846 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RONALD W. ALLEN | For | None | 4846 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: MARC BOLLAND | For | None | 4846 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ANA BOTIN | For | None | 4846 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: RICHARD M. DALEY | For | None | 4846 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: BARRY DILLER | For | None | 4846 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: HELENE D. GAYLE | For | None | 4846 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | For | None | 4846 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MUHTAR KENT | For | None | 4846 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ROBERT A. KOTICK | For | None | 4846 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | For | None | 4846 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: SAM NUNN | For | None | 4846 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: JAMES QUINCEY | For | None | 4846 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: DAVID B. WEINBERG | For | None | 4846 | 0 | 0 | 0 | ||
15 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 4846 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | None | 4846 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | None | 4846 | 0 | 0 | 0 | ||
18 | SHAREOWNER PROPOSAL REGARDING A HUMAN RIGHTS REVIEW | Against | None | 0 | 4846 | 0 | 0 | ||
BANCO DO BRASIL S.A. | |||||||||
Security: | 059578104 | Meeting Type: | Annual | ||||||
Ticker: | BDORY | Meeting Date: | 27-Apr-2017 | ||||||
ISIN | US0595781040 | Vote Deadline Date: | 21-Apr-2017 | ||||||
Agenda | 934588166 | Management | Total Ballot Shares: | 214039 | |||||
Last Vote Date: | 19-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO DELIBERATE ABOUT BANCO DO BRASIL'S ADHESION TO THE STATE-OWNED ENTERPRISE GOVERNANCE PROGRAM OF BM&FBOVESPA. | For | Abstain | 14698 | 0 | 0 | 0 | ||
2 | TO DELIBERATE ABOUT BANCO DO BRASIL'S BYLAWS REVIEW. | For | Abstain | 14698 | 0 | 0 | 0 | ||
3 | TO DELIBERATE ABOUT THE CREATION OF THE MATCHING PROGRAM FOR THE EXECUTIVE BOARD MEMBERS. | For | Abstain | 14698 | 0 | 0 | 0 | ||
4 | TO TAKE NOTE OF THE MANAGEMENT ACCOUNTS, TO EXAMINE, TO DISCUSS AND TO VOTE THE COMPANY'S 2016 FINANCIAL STATEMENTS. | For | Abstain | 14698 | 0 | 0 | 0 | ||
5 | TO DELIBERATE ABOUT THE DESTINATION OF THE NET INCOME FROM 2016. | For | Abstain | 14698 | 0 | 0 | 0 | ||
6 | TO ELECT THE FISCAL COUNCIL MEMBER: ALDO CESAR MARTINS BRAIDO (EFFECTIVE) AND IEDA APARECIDA MOURA CAGNI (ALTERNATE) | For | Abstain | 14698 | 0 | 0 | 0 | ||
7 | TO ELECT THE FISCAL COUNCIL MEMBER: GIORGIO BAMPI (EFFECTIVE) AND PAULO ROBERTO FRANCESCHI (ALTERNATE) | For | Abstain | 14698 | 0 | 0 | 0 | ||
8 | TO ELECT THE FISCAL COUNCIL MEMBER: MAURICIO GRACCHO DE SEVERIANO CARDOSO (EFFECTIVE) AND ALEXANDRE GIMENEZ NEVES (ALTERNATE) | For | Abstain | 14698 | 0 | 0 | 0 | ||
9 | TO ELECT THE FISCAL COUNCIL MEMBER: CHRISTIANE DIAS FERREIRA (EFFECTIVE) AND RAFAEL REZENDE BRIGOLIN (ALTERNATE) | For | Abstain | 14698 | 0 | 0 | 0 | ||
10 | TO ELECT THE FISCAL COUNCIL MEMBER: FELIPE PALMEIRA BARDELLA (EFFECTIVE) AND LUIZ FERNANDO ALVES (ALTERNATE) | For | Abstain | 14698 | 0 | 0 | 0 | ||
11 | TO ELECT THE BOARD OF DIRECTOR MEMBER: BENY PARNES | For | Abstain | 14698 | 0 | 0 | 0 | ||
12 | TO ELECT THE BOARD OF DIRECTOR MEMBER: DANIEL SIGELMANN | For | Abstain | 14698 | 0 | 0 | 0 | ||
13 | TO ELECT THE BOARD OF DIRECTOR MEMBER: FABIANO FELIX DO NASCIMENTO | For | Abstain | 14698 | 0 | 0 | 0 | ||
14 | TO ELECT THE BOARD OF DIRECTOR MEMBER: FABRICIO DA SOLLER | For | Abstain | 14698 | 0 | 0 | 0 | ||
15 | TO ELECT THE BOARD OF DIRECTOR MEMBER: JULIO CESAR COSTA PINTO | For | Abstain | 14698 | 0 | 0 | 0 | ||
16 | TO ELECT THE BOARD OF DIRECTOR MEMBER: LUIZ SERAFIM SPINOLA SANTOS | For | Abstain | 14698 | 0 | 0 | 0 | ||
17 | TO ELECT THE BOARD OF DIRECTOR MEMBER: ODAIR LUCIETTO | For | Abstain | 14698 | 0 | 0 | 0 | ||
18 | TO ELECT THE BOARD OF DIRECTOR MEMBER: PAULO ROGERIO CAFFARELLI | For | Abstain | 14698 | 0 | 0 | 0 | ||
19 | TO FIX THE FISCAL COUNCIL REMUNERATION. | For | Abstain | 14698 | 0 | 0 | 0 | ||
20 | TO FIX THE OVERALL ANNUAL AMOUNT OF THE REMUNERATION OF THE MEMBERS OF THE MANAGEMENT BODIES. | For | Abstain | 14698 | 0 | 0 | 0 | ||
21 | TO FIX THE AUDIT COMMITTEE REMUNERATION. | For | Abstain | 14698 | 0 | 0 | 0 | ||
ELDORADO GOLD CORPORATION | |||||||||
Security: | 284902103 | Meeting Type: | Annual | ||||||
Ticker: | EGO | Meeting Date: | 27-Apr-2017 | ||||||
ISIN | CA2849021035 | Vote Deadline Date: | 24-Apr-2017 | ||||||
Agenda | 934551905 | Management | Total Ballot Shares: | 30004 | |||||
Last Vote Date: | 28-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | GEORGE ALBINO | 1 | 0 | 0 | 0 | ||||
2 | GEORGE BURNS | 1 | 0 | 0 | 0 | ||||
3 | PAMELA M. GIBSON | 1 | 0 | 0 | 0 | ||||
4 | ROBERT R. GILMORE | 1 | 0 | 0 | 0 | ||||
5 | GEOFFREY A. HANDLEY | 1 | 0 | 0 | 0 | ||||
6 | MICHAEL A. PRICE | 1 | 0 | 0 | 0 | ||||
7 | STEVEN P. REID | 1 | 0 | 0 | 0 | ||||
8 | JONATHAN A. RUBENSTEIN | 1 | 0 | 0 | 0 | ||||
9 | JOHN WEBSTER | 1 | 0 | 0 | 0 | ||||
10 | PAUL N. WRIGHT | 1 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF KPMG LLP AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR. | For | None | 1 | 0 | 0 | 0 | ||
3 | AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S PAY. | For | None | 1 | 0 | 0 | 0 | ||
4 | APPROVE AN ORDINARY RESOLUTION AS SET OUT ON PAGE 14 OF THE MANAGEMENT PROXY CIRCULAR SUPPORTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. | For | None | 1 | 0 | 0 | 0 | ||
ENEL AMERICAS S.A. | |||||||||
Security: | 29274F104 | Meeting Type: | Annual | ||||||
Ticker: | ENIA | Meeting Date: | 27-Apr-2017 | ||||||
ISIN | US29274F1049 | Vote Deadline Date: | 21-Apr-2017 | ||||||
Agenda | 934580829 | Management | Total Ballot Shares: | 896218 | |||||
Last Vote Date: | 07-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORTS OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE YEAR ENDED DECEMBER 31, 2016. | None | For | 144816 | 0 | 0 | 0 | ||
2 | DISTRIBUTION OF PROFITS FOR THE YEAR AND PAYMENT OF DIVIDENDS. | None | For | 144816 | 0 | 0 | 0 | ||
3 | SETTING OF THE DIRECTORS' COMPENSATION. | None | For | 144816 | 0 | 0 | 0 | ||
4 | SETTING OF THE COMPENSATION OF THE MEMBERS OF THE DIRECTORS COMMITTEE AND DETERMINATION OF THE COMMITTEE'S BUDGET FOR THE YEAR 2017. | None | For | 144816 | 0 | 0 | 0 | ||
5 | APPOINTMENT OF AN EXTERNAL AUDITING FIRM REGULATED BY TITLE XXVIII OF LAW 18,045. | None | For | 144816 | 0 | 0 | 0 | ||
6 | APPOINTMENT OF TWO ACCOUNT INSPECTORS AND TWO ALTERNATES AND DETERMINATION OF THEIR COMPENSATION. | None | For | 144816 | 0 | 0 | 0 | ||
7 | DESIGNATION OF RISK RATINGS AGENCIES. | None | For | 144816 | 0 | 0 | 0 | ||
8 | APPROVAL OF THE INVESTMENT AND FINANCING POLICY. | None | For | 144816 | 0 | 0 | 0 | ||
9 | OTHER RELEVANT MATTERS THAT ARE OF INTEREST TO AND THE COMPETENCE OF THE ORDINARY SHAREHOLDERS' MEETING. | None | For | 144816 | 0 | 0 | 0 | ||
10 | ADOPTION OF ALL OTHER APPROVALS NECESSARY FOR THE PROPER IMPLEMENTATION OF ADOPTED RESOLUTIONS. | None | For | 144816 | 0 | 0 | 0 | ||
11 | CANCELLATION OF THE COMPANY'S SHARES ACQUIRED AS A RESULT OF THE MERGER OF ENDESA AMERICAS AND CHILECTRA AMERICAS INTO ENEL AMERICAS EFFECTIVE AS OF DECEMBER 1, 2016 AND THE RESULTING REDUCTION OF SHARE CAPITAL FROM 4,621,809,178,631 CHILEAN PESOS DIVIDED INTO 58,324,975,387 REGISTERED ORDINARY SHARES, ALL OF THE SAME SERIES AND WITH NO PAR VALUE, TO 4,527,762,465,556 CHILEAN PESOS DIVIDED INTO 57,452,641,516 REGISTERED ORDINARY SHARES, ALL OF THE SAME SERIES AND WITH NO PAR VALUE. | None | For | 144816 | 0 | 0 | 0 | ||
12 | CHANGE IN THE FUNCTIONAL CURRENCY OF THE COMPANY FROM CHILEAN PESOS TO UNITED STATES DOLLARS, BY AMENDING THE FIFTH PERMANENT ARTICLE AND THE FIRST TRANSITORY ARTICLE OF THE BYLAWS AS FOLLOWS: " FIFTH ARTICLE: THE CAPITAL OF THE COMPANY IS US$ 6,763,204,424 (SIX BILLION SEVEN HUNDRED AND SIXTY THREE MILLION TWO HUNDRED AND FOUR THOUSAND FOUR HUNDRED AND TWENTY FOUR) DIVIDED INTO 57,452,641,516 (FIFTY SEVEN BILLION FOUR HUNDRED AND FIFTY TWO MILLION SIX HUNDRED AND FORTY ONE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | None | For | 144816 | 0 | 0 | 0 | ||
13 | TO APPROVE THE AMENDMENT OF THE FOLLOWING ARTICLES OF THE BYLAWS OF ENEL AMERICAS S.A.: (I) IN ARTICLE 15 OF THE BY-LAWS, THE FOLLOWING SENTENCE IS DELETED: "AND A VICE-PRESIDENT WHO WILL REPLACE HIM IN CASE OF ABSENCE". (II) IN ARTICLE 16 OF THE BYLAWS, THE FOLLOWING SENTENCE IS DELETED: "THE VICE- PRESIDENT SHALL BE ENTITLED TO ONE AND A HALF TIMES WHAT EACH DIRECTOR SHALL RECEIVE." | None | For | 144816 | 0 | 0 | 0 | ||
14 | ADOPTION OF THE APPROVALS NECESSARY TO CARRY OUT THE PROPOSED CHANGES TO THE BYLAWS, UNDER THE TERMS AND CONDITIONS DEFINITIVELY APPROVED BY THE MEETING AND THE GRANTING OF POWERS DEEMED NECESSARY, ESPECIALLY TO LEGALIZE, REALIZE, AND CARRY FORWARD THE RESOLUTIONS ADOPTED BY THE MEETING. | None | For | 144816 | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | |||||||||
Security: | 478160104 | Meeting Type: | Annual | ||||||
Ticker: | JNJ | Meeting Date: | 27-Apr-2017 | ||||||
ISIN | US4781601046 | Vote Deadline Date: | 26-Apr-2017 | ||||||
Agenda | 934537284 | Management | Total Ballot Shares: | 1498378.1505 | |||||
Last Vote Date: | 10-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: MARY C. BECKERLE | For | None | 38463 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: D. SCOTT DAVIS | For | None | 38463 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: IAN E. L. DAVIS | For | None | 38463 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ALEX GORSKY | For | None | 38463 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | For | None | 38463 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ANNE M. MULCAHY | For | None | 38463 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | For | None | 38463 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: CHARLES PRINCE | For | None | 38463 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | For | None | 38463 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | For | None | 38463 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | None | 38463 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
12 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 38463 | 0 | 0 | 0 | ||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | For | None | 38463 | 0 | 0 | 0 | ||
14 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | For | None | 38463 | 0 | 0 | 0 | ||
15 | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Against | None | 0 | 38463 | 0 | 0 | ||
LOCKHEED MARTIN CORPORATION | |||||||||
Security: | 539830109 | Meeting Type: | Annual | ||||||
Ticker: | LMT | Meeting Date: | 27-Apr-2017 | ||||||
ISIN | US5398301094 | Vote Deadline Date: | 26-Apr-2017 | ||||||
Agenda | 934547704 | Management | Total Ballot Shares: | 122516 | |||||
Last Vote Date: | 18-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DANIEL F. AKERSON | For | None | 1768 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD | For | None | 1768 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ROSALIND G. BREWER | For | None | 1768 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DAVID B. BURRITT | For | None | 1768 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: BRUCE A. CARLSON | For | None | 1768 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | For | None | 1768 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: THOMAS J. FALK | For | None | 1768 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ILENE S. GORDON | For | None | 1768 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | For | None | 1768 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: JAMES M. LOY | For | None | 1768 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: JOSEPH W. RALSTON | For | None | 1768 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: ANNE STEVENS | For | None | 1768 | 0 | 0 | 0 | ||
13 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017 | For | None | 1768 | 0 | 0 | 0 | ||
14 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY) | For | None | 1768 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
15 | ADVISORY VOTE ON FREQUENCY OF HOLDING VOTES ON SAY-ON-PAY | None | 1768 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
16 | STOCKHOLDER PROPOSAL REQUESTING THAT THE CORPORATION ADOPT THE HOLY LAND PRINCIPLES | Against | None | 0 | 1768 | 0 | 0 | ||
PFIZER INC. | |||||||||
Security: | 717081103 | Meeting Type: | Annual | ||||||
Ticker: | PFE | Meeting Date: | 27-Apr-2017 | ||||||
ISIN | US7170811035 | Vote Deadline Date: | 26-Apr-2017 | ||||||
Agenda | 934540798 | Management | Total Ballot Shares: | 2430182.0377 | |||||
Last Vote Date: | 10-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | For | None | 113379 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | For | None | 113379 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: W. DON CORNWELL | For | None | 113379 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | For | None | 113379 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | For | None | 113379 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: HELEN H. HOBBS | For | None | 113379 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JAMES M. KILTS | For | None | 113379 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: SHANTANU NARAYEN | For | None | 113379 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | For | None | 113379 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: IAN C. READ | For | None | 113379 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | For | None | 113379 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: JAMES C. SMITH | For | None | 113379 | 0 | 0 | 0 | ||
13 | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | For | None | 113379 | 0 | 0 | 0 | ||
14 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | For | None | 113379 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
15 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | None | 113379 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
16 | SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES | Against | None | 0 | 113379 | 0 | 0 | ||
17 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Against | None | 0 | 113379 | 0 | 0 | ||
18 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY | Against | None | 0 | 113379 | 0 | 0 | ||
SOUTHERN COPPER CORPORATION | |||||||||
Security: | 84265V105 | Meeting Type: | Annual | ||||||
Ticker: | SCCO | Meeting Date: | 27-Apr-2017 | ||||||
ISIN | US84265V1052 | Vote Deadline Date: | 26-Apr-2017 | ||||||
Agenda | 934577000 | Management | Total Ballot Shares: | 90152 | |||||
Last Vote Date: | 06-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | GERMAN L. MOTA-VELASCO | 1 | 0 | 0 | 0 | ||||
2 | OSCAR GONZALEZ ROCHA | 1 | 0 | 0 | 0 | ||||
3 | EMILIO CARRILLO GAMBOA | 1 | 0 | 0 | 0 | ||||
4 | ALFREDO CASAR PEREZ | 1 | 0 | 0 | 0 | ||||
5 | ENRIQUE C.S. MEJORADA | 1 | 0 | 0 | 0 | ||||
6 | XAVIER G. DE Q. TOPETE | 1 | 0 | 0 | 0 | ||||
7 | DANIEL M. QUINTANILLA | 1 | 0 | 0 | 0 | ||||
8 | LUIS M.P. BONILLA | 1 | 0 | 0 | 0 | ||||
9 | GILBERTO P.CIFUENTES | 1 | 0 | 0 | 0 | ||||
10 | CARLOS RUIZ SACRISTAN | 1 | 0 | 0 | 0 | ||||
2 | APPROVE THE EXTENSION OF THE DIRECTORS' STOCK AWARD PLAN. | For | None | 1 | 0 | 0 | 0 | ||
3 | RATIFY THE AUDIT COMMITTEE'S SELECTION OF GALAZ,YAMAZAKI, RUIZ URQUIZA S.C., A MEMBER FIRM OF DELOITTE TOUCHE TOHMATSU LIMITED, AS OUR INDEPENDENT ACCOUNTANTS FOR 2017. | For | None | 1 | 0 | 0 | 0 | ||
4 | APPROVE BY, NON-BINDING VOTE, EXECUTIVE COMPENSATION. | For | None | 1 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | RECOMMEND BY, NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 1 | 0 | 0 | 0 | 0 | ||
TORCHMARK CORPORATION | |||||||||
Security: | 891027104 | Meeting Type: | Annual | ||||||
Ticker: | TMK | Meeting Date: | 27-Apr-2017 | ||||||
ISIN | US8910271043 | Vote Deadline Date: | 26-Apr-2017 | ||||||
Agenda | 934547881 | Management | Total Ballot Shares: | 83210 | |||||
Last Vote Date: | 18-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: CHARLES E. ADAIR | For | None | 4204 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MARILYN A. ALEXANDER | For | None | 4204 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: DAVID L. BOREN | For | None | 4204 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JANE M. BUCHAN | For | None | 4204 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: GARY L. COLEMAN | For | None | 4204 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: LARRY M. HUTCHISON | For | None | 4204 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ROBERT W. INGRAM | For | None | 4204 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: STEVEN P. JOHNSON | For | None | 4204 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: LLOYD W. NEWTON | For | None | 4204 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: DARREN M. REBELEZ | For | None | 4204 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: LAMAR C. SMITH | For | None | 4204 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: PAUL J. ZUCCONI | For | None | 4204 | 0 | 0 | 0 | ||
13 | RATIFICATION OF AUDITORS. | For | None | 4204 | 0 | 0 | 0 | ||
14 | ADVISORY APPROVAL OF 2016 EXECUTIVE COMPENSATION. | For | None | 4204 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
15 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION FREQUENCY VOTING. | None | 4204 | 0 | 0 | 0 | 0 | ||
WEIS MARKETS, INC. | |||||||||
Security: | 948849104 | Meeting Type: | Annual | ||||||
Ticker: | WMK | Meeting Date: | 27-Apr-2017 | ||||||
ISIN | US9488491047 | Vote Deadline Date: | 26-Apr-2017 | ||||||
Agenda | 934540192 | Management | Total Ballot Shares: | 22608 | |||||
Last Vote Date: | 17-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JONATHAN H. WEIS | 2046 | 0 | 0 | 0 | ||||
2 | HAROLD G. GRABER | 2046 | 0 | 0 | 0 | ||||
3 | DENNIS G. HATCHELL | 2046 | 0 | 0 | 0 | ||||
4 | EDWARD J. LAUTH III | 2046 | 0 | 0 | 0 | ||||
5 | GERRALD B. SILVERMAN | 2046 | 0 | 0 | 0 | ||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF RSM US LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | For | None | 2046 | 0 | 0 | 0 | ||
3 | PROPOSAL TO PROVIDE AN ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | None | 2046 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | PROPOSAL TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | None | 2046 | 0 | 0 | 0 | 0 | ||
AGNICO EAGLE MINES LIMITED | |||||||||
Security: | 008474108 | Meeting Type: | Annual | ||||||
Ticker: | AEM | Meeting Date: | 28-Apr-2017 | ||||||
ISIN | CA0084741085 | Vote Deadline Date: | 25-Apr-2017 | ||||||
Agenda | 934564483 | Management | Total Ballot Shares: | 169789 | |||||
Last Vote Date: | 31-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | LEANNE M. BAKER | 13389 | 0 | 0 | 0 | ||||
2 | SEAN BOYD | 13389 | 0 | 0 | 0 | ||||
3 | MARTINE A. CELEJ | 13389 | 0 | 0 | 0 | ||||
4 | ROBERT J. GEMMELL | 13389 | 0 | 0 | 0 | ||||
5 | MEL LEIDERMAN | 13389 | 0 | 0 | 0 | ||||
6 | DEBORAH A. MCCOMBE | 13389 | 0 | 0 | 0 | ||||
7 | JAMES D. NASSO | 13389 | 0 | 0 | 0 | ||||
8 | SEAN RILEY | 13389 | 0 | 0 | 0 | ||||
9 | J. MERFYN ROBERTS | 13389 | 0 | 0 | 0 | ||||
10 | JAMIE C. SOKALSKY | 13389 | 0 | 0 | 0 | ||||
11 | HOWARD R. STOCKFORD | 13389 | 0 | 0 | 0 | ||||
12 | PERTTI VOUTILAINEN | 13389 | 0 | 0 | 0 | ||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | For | None | 13389 | 0 | 0 | 0 | ||
3 | A NON-BINDING, ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | For | None | 13389 | 0 | 0 | 0 | ||
AMERICAN NATIONAL INSURANCE COMPANY | |||||||||
Security: | 028591105 | Meeting Type: | Annual | ||||||
Ticker: | ANAT | Meeting Date: | 28-Apr-2017 | ||||||
ISIN | US0285911055 | Vote Deadline Date: | 27-Apr-2017 | ||||||
Agenda | 934586895 | Management | Total Ballot Shares: | 185780 | |||||
Last Vote Date: | 12-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: WILLIAM C. ANSELL | For | None | 24958 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ARTHUR O. DUMMER | For | None | 24958 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: FRANCES A. MOODY-DAHLBERG | For | None | 24958 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JAMES P. PAYNE | For | None | 24958 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: E.J. PEDERSON | For | None | 24958 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JAMES E. POZZI | For | None | 24958 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JAMES D. YARBROUGH | For | None | 24958 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ROSS R. MOODY | For | None | 24958 | 0 | 0 | 0 | ||
9 | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS DISCLOSED IN THE "EXECUTIVE COMPENSATION" SECTION OF THE PROXY STATEMENT. | For | None | 24958 | 0 | 0 | 0 | ||
10 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS AUDITORS FOR 2017 | For | None | 24958 | 0 | 0 | 0 | ||
AT&T INC. | |||||||||
Security: | 00206R102 | Meeting Type: | Annual | ||||||
Ticker: | T | Meeting Date: | 28-Apr-2017 | ||||||
ISIN | US00206R1023 | Vote Deadline Date: | 27-Apr-2017 | ||||||
Agenda | 934539935 | Management | Total Ballot Shares: | 2420402.3206 | |||||
Last Vote Date: | 10-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | For | None | 132209 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | For | None | 132209 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: RICHARD W. FISHER | For | None | 132209 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: SCOTT T. FORD | For | None | 132209 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | For | None | 132209 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | For | None | 132209 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | For | None | 132209 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: BETH E. MOONEY | For | None | 132209 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JOYCE M. ROCHE | For | None | 132209 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: MATTHEW K. ROSE | For | None | 132209 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | For | None | 132209 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | For | None | 132209 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | For | None | 132209 | 0 | 0 | 0 | ||
14 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | For | None | 132209 | 0 | 0 | 0 | ||
15 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | For | None | 132209 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | None | 132209 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | PREPARE POLITICAL SPENDING REPORT. | Against | None | 0 | 132209 | 0 | 0 | ||
18 | PREPARE LOBBYING REPORT. | Against | None | 0 | 132209 | 0 | 0 | ||
19 | MODIFY PROXY ACCESS REQUIREMENTS. | Against | None | 0 | 132209 | 0 | 0 | ||
20 | REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. | Against | None | 0 | 132209 | 0 | 0 | ||
BANK OF HAWAII CORPORATION | |||||||||
Security: | 062540109 | Meeting Type: | Annual | ||||||
Ticker: | BOH | Meeting Date: | 28-Apr-2017 | ||||||
ISIN | US0625401098 | Vote Deadline Date: | 27-Apr-2017 | ||||||
Agenda | 934536472 | Management | Total Ballot Shares: | 104052 | |||||
Last Vote Date: | 18-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: S. HAUNANI APOLIONA | For | None | 2329 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MARY G. F. BITTERMAN | For | None | 2329 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: MARK A. BURAK | For | None | 2329 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MICHAEL J. CHUN | For | None | 2329 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: CLINTON R. CHURCHILL | For | None | 2329 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: PETER S. HO | For | None | 2329 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ROBERT HURET | For | None | 2329 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: KENT T. LUCIEN | For | None | 2329 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: ALICIA E. MOY | For | None | 2329 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: VICTOR K. NICHOLS | For | None | 2329 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: BARBARA J. TANABE | For | None | 2329 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: RAYMOND P. VARA, JR. | For | None | 2329 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: ROBERT W. WO | For | None | 2329 | 0 | 0 | 0 | ||
14 | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 2329 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
15 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 2329 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
16 | APPROVAL OF AMENDMENT TO THE BANK OF HAWAII CORPORATION 2014 STOCK AND INCENTIVE PLAN. | For | None | 2329 | 0 | 0 | 0 | ||
17 | RATIFICATION OF RE-APPOINTMENT OF ERNST & YOUNG LLP FOR 2017. | For | None | 2329 | 0 | 0 | 0 | ||
HSBC HOLDINGS PLC | |||||||||
Security: | 404280406 | Meeting Type: | Annual | ||||||
Ticker: | HSBC | Meeting Date: | 28-Apr-2017 | ||||||
ISIN | US4042804066 | Vote Deadline Date: | 19-Apr-2017 | ||||||
Agenda | 934552351 | Management | Total Ballot Shares: | 646369 | |||||
Last Vote Date: | 14-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE THE ANNUAL REPORT & ACCOUNTS 2016 | For | None | 1 | 0 | 0 | 0 | ||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | For | None | 1 | 0 | 0 | 0 | ||
3 | TO ELECT DAVID NISH AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
4 | TO ELECT JACKSON TAI AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
5 | TO RE-ELECT PHILLIP AMEEN AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
6 | TO RE-ELECT KATHLEEN CASEY AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
7 | TO RE-ELECT LAURA CHA AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
8 | TO RE-ELECT HENRI DE CASTRIES AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
9 | TO RE-ELECT LORD EVANS OF WEARDALE AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
10 | TO RE-ELECT JOACHIM FABER AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
11 | TO RE-ELECT DOUGLAS FLINT AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
12 | TO RE-ELECT STUART GULLIVER AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
13 | TO RE-ELECT IRENE LEE AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
14 | TO RE-ELECT JOHN LIPSKY AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
15 | TO RE-ELECT IAIN MACKAY AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
16 | TO RE-ELECT HEIDI MILLER AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
17 | TO RE-ELECT MARC MOSES AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
18 | TO RE-ELECT JONATHAN SYMONDS AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
19 | TO RE-ELECT PAULINE VAN DER MEER MOHR AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
20 | TO RE-ELECT PAUL WALSH AS A DIRECTOR | For | None | 1 | 0 | 0 | 0 | ||
21 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | For | None | 1 | 0 | 0 | 0 | ||
22 | TO AUTHORISE THE GROUP AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 1 | 0 | 0 | 0 | ||
23 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | For | None | 1 | 0 | 0 | 0 | ||
24 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 1 | 0 | 0 | 0 | ||
25 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | For | None | 1 | 0 | 0 | 0 | ||
26 | TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS (SPECIAL RESOLUTION) | For | None | 1 | 0 | 0 | 0 | ||
27 | TO AUTHORISE THE DIRECTORS TO ALLOT ANY REPURCHASED SHARES | For | None | 1 | 0 | 0 | 0 | ||
28 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES (SPECIAL RESOLUTION) | For | None | 1 | 0 | 0 | 0 | ||
29 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN RELATION TO CONTINGENT CONVERTIBLE SECURITIES | For | None | 1 | 0 | 0 | 0 | ||
30 | TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE ISSUE OF CONTINGENT CONVERTIBLE SECURITIES (SPECIAL RESOLUTION) | For | None | 1 | 0 | 0 | 0 | ||
31 | TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) BEING CALLED ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) | For | None | 1 | 0 | 0 | 0 | ||
LUXOTTICA GROUP S.P.A. | |||||||||
Security: | 55068R202 | Meeting Type: | Annual | ||||||
Ticker: | LUX | Meeting Date: | 28-Apr-2017 | ||||||
ISIN | US55068R2022 | Vote Deadline Date: | 20-Apr-2017 | ||||||
Agenda | 934562833 | Management | Total Ballot Shares: | 117530 | |||||
Last Vote Date: | 29-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | THE ALLOCATION OF NET INCOME AND THE DISTRIBUTION OF DIVIDENDS. | None | None | 1019 | 0 | 0 | 0 | ||
2 | AN ADVISORY VOTE ON THE FIRST SECTION OF THE COMPANY'S REMUNERATION REPORT IN ACCORDANCE WITH ARTICLE 123-TER, PARAGRAPH 6 OF LEGISLATIVE DECREE NO. 58/1998. | None | None | 1019 | 0 | 0 | 0 | ||
AFLAC INCORPORATED | |||||||||
Security: | 001055102 | Meeting Type: | Annual | ||||||
Ticker: | AFL | Meeting Date: | 01-May-2017 | ||||||
ISIN | US0010551028 | Vote Deadline Date: | 28-Apr-2017 | ||||||
Agenda | 934545077 | Management | Total Ballot Shares: | 220193 | |||||
Last Vote Date: | 17-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DANIEL P. AMOS | For | None | 6084 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: PAUL S. AMOS II | For | None | 6084 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: W. PAUL BOWERS | For | None | 6084 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: KRISS CLONINGER III | For | None | 6084 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: TOSHIHIKO FUKUZAWA | For | None | 6084 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | For | None | 6084 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | For | None | 6084 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | For | None | 6084 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: THOMAS J. KENNY | For | None | 6084 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: CHARLES B. KNAPP | For | None | 6084 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: KAROLE F. LLOYD | For | None | 6084 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: JOSEPH L. MOSKOWITZ | For | None | 6084 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | For | None | 6084 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: MELVIN T. STITH | For | None | 6084 | 0 | 0 | 0 | ||
15 | TO CONSIDER THE FOLLOWING NON- BINDING ADVISORY PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT" | For | None | 6084 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY | None | 6084 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017 | For | None | 6084 | 0 | 0 | 0 | ||
18 | TO APPROVE THE ADOPTION OF THE AFLAC INCORPORATED LONG-TERM INCENTIVE PLAN (AS AMENDED AND RESTATED FEBRUARY 14, 2017) ("2017 LTIP") WITH ADDITIONAL SHARES AUTHORIZED UNDER THE 2017 LTIP | For | None | 6084 | 0 | 0 | 0 | ||
19 | TO APPROVE THE ADOPTION OF THE 2018 MANAGEMENT INCENTIVE PLAN ("2018 MIP") | For | None | 6084 | 0 | 0 | 0 | ||
ELI LILLY AND COMPANY | |||||||||
Security: | 532457108 | Meeting Type: | Annual | ||||||
Ticker: | LLY | Meeting Date: | 01-May-2017 | ||||||
ISIN | US5324571083 | Vote Deadline Date: | 28-Apr-2017 | ||||||
Agenda | 934535494 | Management | Total Ballot Shares: | 333586 | |||||
Last Vote Date: | 24-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: M. L. ESKEW | For | None | 8003 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: W. G. KAELIN, JR. | For | None | 8003 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: J. C. LECHLEITER | For | None | 8003 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: D. A. RICKS | For | None | 8003 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: M. S. RUNGE | For | None | 8003 | 0 | 0 | 0 | ||
6 | ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | None | 8003 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
7 | ADVISORY VOTE REGARDING THE FREQUENCY OF ADVISORY VOTES ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | None | 8003 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
8 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2017. | For | None | 8003 | 0 | 0 | 0 | ||
9 | APPROVE AMENDMENT TO THE LILLY DIRECTORS' DEFERRAL PLAN. | For | None | 8003 | 0 | 0 | 0 | ||
10 | CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING DIRECT AND INDIRECT POLITICAL CONTRIBUTIONS. | Against | None | 0 | 8003 | 0 | 0 | ||
TOOTSIE ROLL INDUSTRIES, INC. | |||||||||
Security: | 890516107 | Meeting Type: | Annual | ||||||
Ticker: | TR | Meeting Date: | 01-May-2017 | ||||||
ISIN | US8905161076 | Vote Deadline Date: | 28-Apr-2017 | ||||||
Agenda | 934554165 | Management | Total Ballot Shares: | 28299 | |||||
Last Vote Date: | 23-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | ELLEN R. GORDON | 1 | 0 | 0 | 0 | ||||
2 | LANA JANE LEWIS-BRENT | 1 | 0 | 0 | 0 | ||||
3 | BARRE A. SEIBERT | 1 | 0 | 0 | 0 | ||||
4 | PAULA M. WARDYNSKI | 1 | 0 | 0 | 0 | ||||
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2017. | For | None | 1 | 0 | 0 | 0 | ||
3 | APPROVAL OF NON-BINDING RESOLUTION REGARDING EXECUTIVE COMPENSATION. | For | None | 1 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | None | 1 | 0 | 0 | 0 | 0 | ||
BAXTER INTERNATIONAL INC. | |||||||||
Security: | 071813109 | Meeting Type: | Annual | ||||||
Ticker: | BAX | Meeting Date: | 02-May-2017 | ||||||
ISIN | US0718131099 | Vote Deadline Date: | 01-May-2017 | ||||||
Agenda | 934548960 | Management | Total Ballot Shares: | 541871 | |||||
Last Vote Date: | 17-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JOSE (JOE) ALMEIDA | For | None | 3226 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: THOMAS F. CHEN | For | None | 3226 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JOHN D. FORSYTH | For | None | 3226 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MUNIB ISLAM | For | None | 3226 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MICHAEL F. MAHONEY | For | None | 3226 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN | For | None | 3226 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: THOMAS T. STALLKAMP | For | None | 3226 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN | For | None | 3226 | 0 | 0 | 0 | ||
9 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 3226 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
10 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES | None | 3226 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
11 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 3226 | 0 | 0 | 0 | ||
12 | STOCKHOLDER PROPOSAL - PROXY ACCESS BYLAW AMENDMENT TO INCREASE AGGREGATION CAP | Against | None | 0 | 3226 | 0 | 0 | ||
EXPEDITORS INT'L OF WASHINGTON, INC. | |||||||||
Security: | 302130109 | Meeting Type: | Annual | ||||||
Ticker: | EXPD | Meeting Date: | 02-May-2017 | ||||||
ISIN | US3021301094 | Vote Deadline Date: | 01-May-2017 | ||||||
Agenda | 934546081 | Management | Total Ballot Shares: | 156463 | |||||
Last Vote Date: | 24-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ROBERT R. WRIGHT | For | None | 4786 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: GLENN M. ALGER | For | None | 4786 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JAMES M. DUBOIS | For | None | 4786 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MARK A. EMMERT | For | None | 4786 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DIANE H. GULYAS | For | None | 4786 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS | For | None | 4786 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: RICHARD B. MCCUNE | For | None | 4786 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ALAIN MONIE | For | None | 4786 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JEFFREY S. MUSSER | For | None | 4786 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: LIANE J. PELLETIER | For | None | 4786 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: TAY YOSHITANI | For | None | 4786 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 4786 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | None | 4786 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | APPROVE 2017 OMNIBUS INCENTIVE PLAN | For | None | 4786 | 0 | 0 | 0 | ||
15 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 4786 | 0 | 0 | 0 | ||
16 | SHAREHOLDER PROPOSAL: LINK EXECUTIVE COMPENSATION TO SUSTAINABILITY PERFORMANCE | Against | None | 0 | 4786 | 0 | 0 | ||
RANDGOLD RESOURCES LIMITED | |||||||||
Security: | 752344309 | Meeting Type: | Annual | ||||||
Ticker: | GOLD | Meeting Date: | 02-May-2017 | ||||||
ISIN | US7523443098 | Vote Deadline Date: | 24-Apr-2017 | ||||||
Agenda | 934582986 | Management | Total Ballot Shares: | 110555 | |||||
Last Vote Date: | 08-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT ON THE FINANCIAL STATEMENTS ('2016 ANNUAL REPORT'). | For | None | 715 | 0 | 0 | 0 | ||
2 | TO DECLARE A FINAL DIVIDEND OF $1.00 PER ORDINARY SHARE RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO BE PAID TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 17 MARCH 2017 IN RESPECT OF ORDINARY SHARES THEN REGISTERED IN THEIR NAMES. | For | None | 715 | 0 | 0 | 0 | ||
3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) AS SET OUT IN THE 2016 ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016. | For | None | 715 | 0 | 0 | 0 | ||
4 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REMUNERATION REPORT OF THE 2016 ANNUAL REPORT. | For | None | 715 | 0 | 0 | 0 | ||
5 | TO RE-ELECT SAFIATOU BA-N'DAW AS A DIRECTOR OF THE COMPANY. | For | None | 715 | 0 | 0 | 0 | ||
6 | TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF THE COMPANY. | For | None | 715 | 0 | 0 | 0 | ||
7 | TO RE-ELECT CHRISTOPHER COLEMAN AS A DIRECTOR OF THE COMPANY. | For | None | 715 | 0 | 0 | 0 | ||
8 | TO RE-ELECT JEMAL-UD-DIN KASSUM (JAMIL KASSUM) AS A DIRECTOR OF THE COMPANY. | For | None | 715 | 0 | 0 | 0 | ||
9 | TO ELECT OLIVIA KIRTLEY AS A DIRECTOR OF THE COMPANY. | For | None | 715 | 0 | 0 | 0 | ||
10 | TO RE-ELECT JEANINE MABUNDA LIOKO AS A DIRECTOR OF THE COMPANY. | For | None | 715 | 0 | 0 | 0 | ||
11 | TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF THE COMPANY. | For | None | 715 | 0 | 0 | 0 | ||
12 | TO RE-ELECT GRAHAM SHUTTLEWORTH AS A DIRECTOR OF THE COMPANY. | For | None | 715 | 0 | 0 | 0 | ||
13 | TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. | For | None | 715 | 0 | 0 | 0 | ||
14 | TO AUTHORISE THE AUDIT COMMITTEE OF THE COMPANY TO DETERMINE THE REMUNERATION OF THE AUDITORS. | For | None | 715 | 0 | 0 | 0 | ||
15 | AUTHORITY TO ALLOT SHARES. | For | None | 715 | 0 | 0 | 0 | ||
16 | TO RESOLVE THAT AS PART OF THEIR FEES AS DIRECTORS OF THE COMPANY EACH NON-EXECUTIVE DIRECTOR (OTHER THAN THE SENIOR INDEPENDENT DIRECTOR AND THE CHAIRMAN) ELECTED AND/OR RE- ELECTED AT THIS MEETING BE AWARDED 1,500 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT. | For | None | 715 | 0 | 0 | 0 | ||
17 | TO RESOLVE THAT AS PART OF HIS FEE AS SENIOR INDEPENDENT DIRECTOR OF THE COMPANY, THE SENIOR INDEPENDENT DIRECTOR IN OFFICE AT THIS MEETING WILL BE AWARDED 2,000 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT. | For | None | 715 | 0 | 0 | 0 | ||
18 | TO RESOLVE THAT AS PART OF HIS FEE AS CHAIRMAN OF THE COMPANY, THE CHAIRMAN IN OFFICE AT THIS MEETING WILL BE AWARDED 2,500 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT. | For | None | 715 | 0 | 0 | 0 | ||
19 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. | For | None | 715 | 0 | 0 | 0 | ||
20 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES AND ADSS. | For | None | 715 | 0 | 0 | 0 | ||
ALLIANZ SE | |||||||||
Security: | 018805101 | Meeting Type: | Annual | ||||||
Ticker: | AZSEY | Meeting Date: | 03-May-2017 | ||||||
ISIN | US0188051017 | Vote Deadline Date: | 21-Apr-2017 | ||||||
Agenda | 934586150 | Management | Total Ballot Shares: | 726270 | |||||
Last Vote Date: | 11-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROPRIATION OF NET EARNINGS | For | Abstain | 7890 | 0 | 0 | 0 | ||
2 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE MANAGEMENT BOARD | For | Abstain | 7890 | 0 | 0 | 0 | ||
3 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | For | Abstain | 7890 | 0 | 0 | 0 | ||
4 | APPROVAL OF CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN ALLIANZ SE AND ALLIANZ GLOBAL HEALTH GMBH | For | Abstain | 7890 | 0 | 0 | 0 | ||
5 | ELECTION TO THE SUPERVISORY BOARD: DR. HELMUT PERLET | For | Abstain | 7890 | 0 | 0 | 0 | ||
6 | ELECTION TO THE SUPERVISORY BOARD: MICHAEL DIEKMANN | For | Abstain | 7890 | 0 | 0 | 0 | ||
7 | ELECTION TO THE SUPERVISORY BOARD: SOPHIE BOISSARD | For | Abstain | 7890 | 0 | 0 | 0 | ||
8 | ELECTION TO THE SUPERVISORY BOARD: CHRISTINE BOSSE | For | Abstain | 7890 | 0 | 0 | 0 | ||
9 | ELECTION TO THE SUPERVISORY BOARD: DR. FRIEDRICH EICHINER | For | Abstain | 7890 | 0 | 0 | 0 | ||
10 | ELECTION TO THE SUPERVISORY BOARD: HERBERT HAINER | For | Abstain | 7890 | 0 | 0 | 0 | ||
11 | ELECTION TO THE SUPERVISORY BOARD: JIM HAGEMANN SNABE | For | Abstain | 7890 | 0 | 0 | 0 | ||
ALLIANZ SE | |||||||||
Security: | 018805101 | Meeting Type: | Annual | ||||||
Ticker: | AZSEY | Meeting Date: | 03-May-2017 | ||||||
ISIN | US0188051017 | Vote Deadline Date: | 21-Apr-2017 | ||||||
Agenda | 934592646 | Management | Total Ballot Shares: | 722507 | |||||
Last Vote Date: | 14-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROPRIATION OF NET EARNINGS | For | Abstain | 7890 | 0 | 0 | 0 | ||
2 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE MANAGEMENT BOARD | For | Abstain | 7890 | 0 | 0 | 0 | ||
3 | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | For | Abstain | 7890 | 0 | 0 | 0 | ||
4 | APPROVAL OF CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN ALLIANZ SE AND ALLIANZ GLOBAL HEALTH GMBH | For | Abstain | 7890 | 0 | 0 | 0 | ||
5 | ELECTION TO THE SUPERVISORY BOARD: DR. HELMUT PERLET | For | Abstain | 7890 | 0 | 0 | 0 | ||
6 | ELECTION TO THE SUPERVISORY BOARD: MICHAEL DIEKMANN | For | Abstain | 7890 | 0 | 0 | 0 | ||
7 | ELECTION TO THE SUPERVISORY BOARD: SOPHIE BOISSARD | For | Abstain | 7890 | 0 | 0 | 0 | ||
8 | ELECTION TO THE SUPERVISORY BOARD: CHRISTINE BOSSE | For | Abstain | 7890 | 0 | 0 | 0 | ||
9 | ELECTION TO THE SUPERVISORY BOARD: DR. FRIEDRICH EICHINER | For | Abstain | 7890 | 0 | 0 | 0 | ||
10 | ELECTION TO THE SUPERVISORY BOARD: HERBERT HAINER | For | Abstain | 7890 | 0 | 0 | 0 | ||
11 | ELECTION TO THE SUPERVISORY BOARD: JIM HAGEMANN SNABE | For | Abstain | 7890 | 0 | 0 | 0 | ||
ASSURED GUARANTY LTD. | |||||||||
Security: | G0585R106 | Meeting Type: | Annual | ||||||
Ticker: | AGO | Meeting Date: | 03-May-2017 | ||||||
ISIN | BMG0585R1060 | Vote Deadline Date: | 01-May-2017 | ||||||
Agenda | 934552832 | Management | Total Ballot Shares: | 627925 | |||||
Last Vote Date: | 23-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: FRANCISCO L. BORGES | For | None | 14636 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: G. LAWRENCE BUHL | For | None | 14636 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: DOMINIC J. FREDERICO | For | None | 14636 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: BONNIE L. HOWARD | For | None | 14636 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: THOMAS W. JONES | For | None | 14636 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: PATRICK W. KENNY | For | None | 14636 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ALAN J. KRECZKO | For | None | 14636 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: SIMON W. LEATHES | For | None | 14636 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MICHAEL T. O'KANE | For | None | 14636 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: YUKIKO OMURA | For | None | 14636 | 0 | 0 | 0 | ||
11 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | None | 14636 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION PAID TO AGL'S NAMED EXECUTIVE OFFICERS. | None | 14636 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
13 | TO APPOINT PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH ITS AUDIT COMMITTEE, TO SET THE FEES OF THE INDEPENDENT AUDITOR. | For | None | 14636 | 0 | 0 | 0 | ||
14 | TO AUTHORIZE THE COMPANY TO VOTE FOR DIRECTORS OF OUR SUBSIDIARY, ASSURED GUARANTY RE LTD. ("AG RE"): HOWARD W. ALBERT | For | None | 14636 | 0 | 0 | 0 | ||
15 | TO AUTHORIZE THE COMPANY TO VOTE FOR DIRECTORS OF OUR SUBSIDIARY, ASSURED GUARANTY RE LTD. ("AG RE"): ROBERT A. BAILENSON | For | None | 14636 | 0 | 0 | 0 | ||
16 | TO AUTHORIZE THE COMPANY TO VOTE FOR DIRECTORS OF OUR SUBSIDIARY ASSURED GUARANTY RE LTD. ("AG RE"): RUSSELL B. BREWER II | For | None | 14636 | 0 | 0 | 0 | ||
17 | TO AUTHORIZE THE COMPANY TO VOTE FOR DIRECTORS OF OUR SUBSIDIARY ASSURED GUARANTY RE LTD. ("AG RE"): GARY BURNET | For | None | 14636 | 0 | 0 | 0 | ||
18 | TO AUTHORIZE THE COMPANY TO VOTE FOR DIRECTORS OF OUR SUBSIDIARY ASSURED GUARANTY RE LTD. ("AG RE"): STEPHEN DONNARUMMA | For | None | 14636 | 0 | 0 | 0 | ||
19 | TO AUTHORIZE THE COMPANY TO VOTE FOR DIRECTORS OF OUR SUBSIDIARY ASSURED GUARANTY RE LTD. ("AG RE"): DOMINIC J. FREDERICO | For | None | 14636 | 0 | 0 | 0 | ||
20 | TO AUTHORIZE THE COMPANY TO VOTE FOR DIRECTORS OF OUR SUBSIDIARY ASSURED GUARANTY RE LTD. ("AG RE"): JAMES M. MICHENER | For | None | 14636 | 0 | 0 | 0 | ||
21 | TO AUTHORIZE THE COMPANY TO VOTE FOR DIRECTORS OF OUR SUBSIDIARY ASSURED GUARANTY RE LTD. ("AG RE"): WALTER A. SCOTT | For | None | 14636 | 0 | 0 | 0 | ||
22 | TO AUTHORIZE THE COMPANY TO APPOINT PWC AS AG RE'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 14636 | 0 | 0 | 0 | ||
GENERAL DYNAMICS CORPORATION | |||||||||
Security: | 369550108 | Meeting Type: | Annual | ||||||
Ticker: | GD | Meeting Date: | 03-May-2017 | ||||||
ISIN | US3695501086 | Vote Deadline Date: | 02-May-2017 | ||||||
Agenda | 934551866 | Management | Total Ballot Shares: | 159829.5673 | |||||
Last Vote Date: | 24-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | For | None | 2299 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JAMES S. CROWN | For | None | 2299 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: RUDY F. DELEON | For | None | 2299 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JOHN M. KEANE | For | None | 2299 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: LESTER L. LYLES | For | None | 2299 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: MARK M. MALCOLM | For | None | 2299 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC | For | None | 2299 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | For | None | 2299 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: CATHERINE B. REYNOLDS | For | None | 2299 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: LAURA J. SCHUMACHER | For | None | 2299 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: PETER A. WALL | For | None | 2299 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE ON THE SELECTION OF INDEPENDENT AUDITORS | For | None | 2299 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 2299 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES | None | 2299 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
15 | APPROVAL OF THE GENERAL DYNAMICS CORPORATION AMENDED AND RESTATED 2012 EQUITY COMPENSATION PLAN | For | None | 2299 | 0 | 0 | 0 | ||
PEPSICO, INC. | |||||||||
Security: | 713448108 | Meeting Type: | Annual | ||||||
Ticker: | PEP | Meeting Date: | 03-May-2017 | ||||||
ISIN | US7134481081 | Vote Deadline Date: | 02-May-2017 | ||||||
Agenda | 934545419 | Management | Total Ballot Shares: | 707327.5743 | |||||
Last Vote Date: | 17-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: SHONA L. BROWN | For | None | 6841 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | For | None | 6841 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: CESAR CONDE | For | None | 6841 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: IAN M. COOK | For | None | 6841 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DINA DUBLON | For | None | 6841 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | For | None | 6841 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: RICHARD W. FISHER | For | None | 6841 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | For | None | 6841 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: INDRA K. NOOYI | For | None | 6841 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: DAVID C. PAGE | For | None | 6841 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: ROBERT C. POHLAD | For | None | 6841 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: DANIEL VASELLA | For | None | 6841 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: DARREN WALKER | For | None | 6841 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: ALBERTO WEISSER | For | None | 6841 | 0 | 0 | 0 | ||
15 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | For | None | 6841 | 0 | 0 | 0 | ||
16 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 6841 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
17 | ADVISORY VOTE ON FREQUENCY OF FUTURE SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | None | 6841 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
18 | REPORT REGARDING PESTICIDE POLLUTION. | Against | None | 0 | 6841 | 0 | 0 | ||
19 | IMPLEMENTATION OF HOLY LAND PRINCIPLES. | Against | None | 0 | 6841 | 0 | 0 | ||
STRYKER CORPORATION | |||||||||
Security: | 863667101 | Meeting Type: | Annual | ||||||
Ticker: | SYK | Meeting Date: | 03-May-2017 | ||||||
ISIN | US8636671013 | Vote Deadline Date: | 02-May-2017 | ||||||
Agenda | 934547956 | Management | Total Ballot Shares: | 120980 | |||||
Last Vote Date: | 17-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: HOWARD E. COX, JR. | For | None | 5344 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D. | For | None | 5344 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM | For | None | 5344 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI | For | None | 5344 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ALLAN C. GOLSTON (LEAD INDEPENDENT DIRECTOR) | For | None | 5344 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: KEVIN A. LOBO(CHAIRMAN OF THE BOARD) | For | None | 5344 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL | For | None | 5344 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: RONDA E. STRYKER | For | None | 5344 | 0 | 0 | 0 | ||
9 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 5344 | 0 | 0 | 0 | ||
10 | APPROVE THE 2011 LONG-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED. | For | None | 5344 | 0 | 0 | 0 | ||
11 | APPROVE THE 2011 PERFORMANCE INCENTIVE AWARD PLAN, AS AMENDED AND RESTATED. | For | None | 5344 | 0 | 0 | 0 | ||
12 | APPROVE THE 2008 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED. | For | None | 5344 | 0 | 0 | 0 | ||
13 | RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE BONUS PLAN. | For | None | 5344 | 0 | 0 | 0 | ||
14 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 5344 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
15 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | None | 5344 | 0 | 0 | 0 | 0 | ||
TENARIS, S.A. | |||||||||
Security: | 88031M109 | Meeting Type: | Annual | ||||||
Ticker: | TS | Meeting Date: | 03-May-2017 | ||||||
ISIN | US88031M1099 | Vote Deadline Date: | 26-Apr-2017 | ||||||
Agenda | 934580944 | Management | Total Ballot Shares: | 115698 | |||||
Last Vote Date: | 20-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016, AND ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016, AND OF THE INDEPENDENT AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | None | None | 9872 | 0 | 0 | 0 | ||
2 | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016. | None | None | 9872 | 0 | 0 | 0 | ||
3 | APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016. | None | None | 9872 | 0 | 0 | 0 | ||
4 | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2016. | None | None | 9872 | 0 | 0 | 0 | ||
5 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR ENDED DECEMBER 31, 2016. | None | None | 9872 | 0 | 0 | 0 | ||
6 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | None | None | 9872 | 0 | 0 | 0 | ||
7 | AUTHORIZATION OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | None | None | 9872 | 0 | 0 | 0 | ||
8 | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, AND APPROVAL OF THEIR FEES. | None | None | 9872 | 0 | 0 | 0 | ||
9 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | None | None | 9872 | 0 | 0 | 0 | ||
TENARIS, S.A. | |||||||||
Security: | 88031M109 | Meeting Type: | Annual | ||||||
Ticker: | TS | Meeting Date: | 03-May-2017 | ||||||
ISIN | US88031M1099 | Vote Deadline Date: | 26-Apr-2017 | ||||||
Agenda | 934604679 | Management | Total Ballot Shares: | 114033 | |||||
Last Vote Date: | 25-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016, AND ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016, AND OF THE INDEPENDENT AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | None | None | 9872 | 0 | 0 | 0 | ||
2 | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016. | None | None | 9872 | 0 | 0 | 0 | ||
3 | APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016. | None | None | 9872 | 0 | 0 | 0 | ||
4 | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2016. | None | None | 9872 | 0 | 0 | 0 | ||
5 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR ENDED DECEMBER 31, 2016. | None | None | 9872 | 0 | 0 | 0 | ||
6 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | None | None | 9872 | 0 | 0 | 0 | ||
7 | AUTHORIZATION OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | None | None | 9872 | 0 | 0 | 0 | ||
8 | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, AND APPROVAL OF THEIR FEES. | None | None | 9872 | 0 | 0 | 0 | ||
9 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | None | None | 9872 | 0 | 0 | 0 | ||
THE HERSHEY COMPANY | |||||||||
Security: | 427866108 | Meeting Type: | Annual | ||||||
Ticker: | HSY | Meeting Date: | 03-May-2017 | ||||||
ISIN | US4278661081 | Vote Deadline Date: | 02-May-2017 | ||||||
Agenda | 934545091 | Management | Total Ballot Shares: | 86813 | |||||
Last Vote Date: | 24-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | P. M. ARWAY | 1060 | 0 | 0 | 0 | ||||
2 | J. P. BILBREY | 1060 | 0 | 0 | 0 | ||||
3 | J. W. BROWN | 1060 | 0 | 0 | 0 | ||||
4 | M. G. BUCK | 1060 | 0 | 0 | 0 | ||||
5 | C. A. DAVIS | 1060 | 0 | 0 | 0 | ||||
6 | M. K. HABEN | 1060 | 0 | 0 | 0 | ||||
7 | M. D. KOKEN | 1060 | 0 | 0 | 0 | ||||
8 | R. M. MALCOLM | 1060 | 0 | 0 | 0 | ||||
9 | J. M. MEAD | 1060 | 0 | 0 | 0 | ||||
10 | A. J. PALMER | 1060 | 0 | 0 | 0 | ||||
11 | T. J. RIDGE | 1060 | 0 | 0 | 0 | ||||
12 | D. L. SHEDLARZ | 1060 | 0 | 0 | 0 | ||||
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017. | For | None | 1060 | 0 | 0 | 0 | ||
3 | APPROVE NAMED EXECUTIVE OFFICER COMPENSATION ON A NON-BINDING ADVISORY BASIS. | For | None | 1060 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | None | 1060 | 0 | 0 | 0 | 0 | ||
VALERO ENERGY CORPORATION | |||||||||
Security: | 91913Y100 | Meeting Type: | Annual | ||||||
Ticker: | VLO | Meeting Date: | 03-May-2017 | ||||||
ISIN | US91913Y1001 | Vote Deadline Date: | 02-May-2017 | ||||||
Agenda | 934543528 | Management | Total Ballot Shares: | 225880 | |||||
Last Vote Date: | 24-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: H. PAULETT EBERHART | For | None | 5676 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOSEPH W. GORDER | For | None | 5676 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: KIMBERLY S. GREENE | For | None | 5676 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | For | None | 5676 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DONALD L. NICKLES | For | None | 5676 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | For | None | 5676 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | For | None | 5676 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | For | None | 5676 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: STEPHEN M. WATERS | For | None | 5676 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | For | None | 5676 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | For | None | 5676 | 0 | 0 | 0 | ||
12 | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 5676 | 0 | 0 | 0 | ||
13 | APPROVE, BY NON-BINDING VOTE, THE 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 5676 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | None | 5676 | 0 | 0 | 0 | 0 | ||
ARCH CAPITAL GROUP LTD. | |||||||||
Security: | G0450A105 | Meeting Type: | Annual | ||||||
Ticker: | ACGL | Meeting Date: | 04-May-2017 | ||||||
ISIN | BMG0450A1053 | Vote Deadline Date: | 03-May-2017 | ||||||
Agenda | 934542843 | Management | Total Ballot Shares: | 219286 | |||||
Last Vote Date: | 25-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO ELECT THE NOMINEES LISTED AS CLASS I DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS: KEWSONG LEE | For | None | 11359 | 0 | 0 | 0 | ||
2 | TO ELECT THE NOMINEES LISTED AS CLASS I DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS: LOUIS J. PAGLIA | For | None | 11359 | 0 | 0 | 0 | ||
3 | TO ELECT THE NOMINEES LISTED AS CLASS I DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS: BRIAN S. POSNER | For | None | 11359 | 0 | 0 | 0 | ||
4 | TO ELECT THE NOMINEES LISTED AS CLASS I DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS: JOHN D. VOLLARO | For | None | 11359 | 0 | 0 | 0 | ||
5 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ROBERT APPLEBY | For | None | 11359 | 0 | 0 | 0 | ||
6 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ANTHONY ASQUITH | For | None | 11359 | 0 | 0 | 0 | ||
7 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: DENNIS R. BRAND | For | None | 11359 | 0 | 0 | 0 | ||
8 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: IAN BRITCHFIELD | For | None | 11359 | 0 | 0 | 0 | ||
9 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PIERRE-ANDRE CAMPS | For | None | 11359 | 0 | 0 | 0 | ||
10 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PAUL COLE | For | None | 11359 | 0 | 0 | 0 | ||
11 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: GRAHAM B.R. COLLIS | For | None | 11359 | 0 | 0 | 0 | ||
12 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL CONSTANTINIDES | For | None | 11359 | 0 | 0 | 0 | ||
13 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: STEPHEN J. CURLEY | For | None | 11359 | 0 | 0 | 0 | ||
14 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: NICK DENNISTON | For | None | 11359 | 0 | 0 | 0 | ||
15 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: SEAMUS FEARON | For | None | 11359 | 0 | 0 | 0 | ||
16 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL FEETHAM | For | None | 11359 | 0 | 0 | 0 | ||
17 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: BEAU H. FRANKLIN | For | None | 11359 | 0 | 0 | 0 | ||
18 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: GIULIANO GIOVANNETTI | For | None | 11359 | 0 | 0 | 0 | ||
19 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL HAMMER | For | None | 11359 | 0 | 0 | 0 | ||
20 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: W. PRESTON HUTCHINGS | For | None | 11359 | 0 | 0 | 0 | ||
21 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: CONSTANTINE IORDANOU | For | None | 11359 | 0 | 0 | 0 | ||
22 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL H. KIER | For | None | 11359 | 0 | 0 | 0 | ||
23 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: JASON KITTINGER | For | None | 11359 | 0 | 0 | 0 | ||
24 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: GERALD KONIG | For | None | 11359 | 0 | 0 | 0 | ||
25 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MARK D. LYONS | For | None | 11359 | 0 | 0 | 0 | ||
26 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PATRICK MAILLOUX | For | None | 11359 | 0 | 0 | 0 | ||
27 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: PAUL MARTIN | For | None | 11359 | 0 | 0 | 0 | ||
28 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ROBERT MCDOWELL | For | None | 11359 | 0 | 0 | 0 | ||
29 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: DAVID H. MCELROY | For | None | 11359 | 0 | 0 | 0 | ||
30 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: FRANCOIS MORIN | For | None | 11359 | 0 | 0 | 0 | ||
31 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: DAVID J. MULHOLLAND | For | None | 11359 | 0 | 0 | 0 | ||
32 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MARK NOLAN | For | None | 11359 | 0 | 0 | 0 | ||
33 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: NICOLAS PAPADOPOULO | For | None | 11359 | 0 | 0 | 0 | ||
34 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MICHAEL PRICE | For | None | 11359 | 0 | 0 | 0 | ||
35 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ELISABETH QUINN | For | None | 11359 | 0 | 0 | 0 | ||
36 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MAAMOUN RAJEH | For | None | 11359 | 0 | 0 | 0 | ||
37 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ANDREW T. RIPPERT | For | None | 11359 | 0 | 0 | 0 | ||
38 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ARTHUR SCACE | For | None | 11359 | 0 | 0 | 0 | ||
39 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: SOREN SCHEUER | For | None | 11359 | 0 | 0 | 0 | ||
40 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: MATTHEW SHULMAN | For | None | 11359 | 0 | 0 | 0 | ||
41 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: BUDHI SINGH | For | None | 11359 | 0 | 0 | 0 | ||
42 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: WILLIAM A. SOARES | For | None | 11359 | 0 | 0 | 0 | ||
43 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: SCOTT STIRLING | For | None | 11359 | 0 | 0 | 0 | ||
44 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: HUGH STURGESS | For | None | 11359 | 0 | 0 | 0 | ||
45 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: ROSS TOTTEN | For | None | 11359 | 0 | 0 | 0 | ||
46 | TO ELECT THE NOMINEES LISTED AS DESIGNATED COMPANY DIRECTOR SO THAT THEY MAY BE ELECTED DIRECTORS OF CERTAIN OF OUR NON-U.S. SUBSIDIARIES: GERALD WOLFE | For | None | 11359 | 0 | 0 | 0 | ||
47 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 11359 | 0 | 0 | 0 | ||
48 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 11359 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
49 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. | None | 11359 | 0 | 0 | 0 | 0 | ||
ARCHER-DANIELS-MIDLAND COMPANY | |||||||||
Security: | 039483102 | Meeting Type: | Annual | ||||||
Ticker: | ADM | Meeting Date: | 04-May-2017 | ||||||
ISIN | US0394831020 | Vote Deadline Date: | 03-May-2017 | ||||||
Agenda | 934553771 | Management | Total Ballot Shares: | 181420 | |||||
Last Vote Date: | 25-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: A.L. BOECKMANN | For | None | 2506 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: T.K. CREWS | For | None | 2506 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: P. DUFOUR | For | None | 2506 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: D.E. FELSINGER | For | None | 2506 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: S.F. HARRISON | For | None | 2506 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: J.R.LUCIANO | For | None | 2506 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: P.J. MOORE | For | None | 2506 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: F.J. SANCHEZ | For | None | 2506 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: D.A. SANDLER | For | None | 2506 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: D.T. SHIH | For | None | 2506 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: K.R. WESTBROOK | For | None | 2506 | 0 | 0 | 0 | ||
12 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 2506 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | None | 2506 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 2506 | 0 | 0 | 0 | 0 | ||
CHURCH & DWIGHT CO., INC. | |||||||||
Security: | 171340102 | Meeting Type: | Annual | ||||||
Ticker: | CHD | Meeting Date: | 04-May-2017 | ||||||
ISIN | US1713401024 | Vote Deadline Date: | 03-May-2017 | ||||||
Agenda | 934547653 | Management | Total Ballot Shares: | 172520 | |||||
Last Vote Date: | 23-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JAMES R. CRAIGIE | For | None | 5174 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ROBERT D. LEBLANC | For | None | 5174 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JANET S. VERGIS | For | None | 5174 | 0 | 0 | 0 | ||
4 | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 5174 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | AN ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 5174 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
6 | APPROVAL OF OUR SECOND AMENDED AND RESTATED ANNUAL INCENTIVE PLAN. | For | None | 5174 | 0 | 0 | 0 | ||
7 | PROPOSAL TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 300,000,000 TO 600,000,000 SHARES. | For | None | 5174 | 0 | 0 | 0 | ||
8 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 5174 | 0 | 0 | 0 | ||
DTE ENERGY COMPANY | |||||||||
Security: | 233331107 | Meeting Type: | Annual | ||||||
Ticker: | DTE | Meeting Date: | 04-May-2017 | ||||||
ISIN | US2333311072 | Vote Deadline Date: | 03-May-2017 | ||||||
Agenda | 934542653 | Management | Total Ballot Shares: | 57376 | |||||
Last Vote Date: | 21-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | GERARD M. ANDERSON | 1766 | 0 | 0 | 0 | ||||
2 | DAVID A. BRANDON | 1766 | 0 | 0 | 0 | ||||
3 | W. FRANK FOUNTAIN, JR. | 1766 | 0 | 0 | 0 | ||||
4 | CHARLES G. MCCLURE, JR. | 1766 | 0 | 0 | 0 | ||||
5 | GAIL J. MCGOVERN | 1766 | 0 | 0 | 0 | ||||
6 | MARK A. MURRAY | 1766 | 0 | 0 | 0 | ||||
7 | JAMES B. NICHOLSON | 1766 | 0 | 0 | 0 | ||||
8 | CHARLES W. PRYOR, JR. | 1766 | 0 | 0 | 0 | ||||
9 | JOSUE ROBLES, JR. | 1766 | 0 | 0 | 0 | ||||
10 | RUTH G. SHAW | 1766 | 0 | 0 | 0 | ||||
11 | DAVID A. THOMAS | 1766 | 0 | 0 | 0 | ||||
12 | JAMES H. VANDENBERGHE | 1766 | 0 | 0 | 0 | ||||
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP | For | None | 1766 | 0 | 0 | 0 | ||
3 | ADVISORY PROPOSAL - NONBINDING VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 1766 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | ADVISORY PROPOSAL - FREQUENCY OF ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | None | 1766 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
5 | SHAREHOLDER PROPOSAL - PUBLISH AN ASSESSMENT OF PUBLIC POLICIES AND TECHNOLOGICAL ADVANCES CONSISTENT WITH TWO DEGREE GLOBAL WARMING LIMIT | Against | None | 0 | 1766 | 0 | 0 | ||
DUKE ENERGY CORPORATION | |||||||||
Security: | 26441C204 | Meeting Type: | Annual | ||||||
Ticker: | DUK | Meeting Date: | 04-May-2017 | ||||||
ISIN | US26441C2044 | Vote Deadline Date: | 03-May-2017 | ||||||
Agenda | 934544102 | Management | Total Ballot Shares: | 255520 | |||||
Last Vote Date: | 21-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | MICHAEL J. ANGELAKIS | 17458 | 0 | 0 | 0 | ||||
2 | MICHAEL G. BROWNING | 17458 | 0 | 0 | 0 | ||||
3 | THEODORE F. CRAVER, JR. | 17458 | 0 | 0 | 0 | ||||
4 | DANIEL R. DIMICCO | 17458 | 0 | 0 | 0 | ||||
5 | JOHN H. FORSGREN | 17458 | 0 | 0 | 0 | ||||
6 | LYNN J. GOOD | 17458 | 0 | 0 | 0 | ||||
7 | JOHN T. HERRON | 17458 | 0 | 0 | 0 | ||||
8 | JAMES B. HYLER, JR. | 17458 | 0 | 0 | 0 | ||||
9 | WILLIAM E. KENNARD | 17458 | 0 | 0 | 0 | ||||
10 | E. MARIE MCKEE | 17458 | 0 | 0 | 0 | ||||
11 | CHARLES W. MOORMAN IV | 17458 | 0 | 0 | 0 | ||||
12 | CARLOS A. SALADRIGAS | 17458 | 0 | 0 | 0 | ||||
13 | THOMAS E. SKAINS | 17458 | 0 | 0 | 0 | ||||
14 | WILLIAM E. WEBSTER, JR. | 17458 | 0 | 0 | 0 | ||||
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | For | None | 17458 | 0 | 0 | 0 | ||
3 | ADVISORY VOTE TO APPROVE DUKE ENERGY CORPORATION'S NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 17458 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | None | 17458 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
5 | AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DUKE ENERGY CORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS | For | None | 0 | 17458 | 0 | 0 | ||
6 | SHAREHOLDER PROPOSAL REGARDING PROVIDING AN ANNUAL REPORT ON DUKE ENERGY'S LOBBYING EXPENSES | Against | None | 0 | 17458 | 0 | 0 | ||
7 | SHAREHOLDER PROPOSAL REGARDING PREPARING AN ASSESSMENT OF THE IMPACTS ON DUKE ENERGY'S PORTFOLIO OF CLIMATE CHANGE CONSISTENT WITH A TWO DEGREE SCENARIO | Against | None | 0 | 17458 | 0 | 0 | ||
8 | SHAREHOLDER PROPOSAL REGARDING PROVIDING A REPORT ON THE PUBLIC HEALTH RISKS OF DUKE ENERGY'S COAL USE | Against | None | 0 | 17458 | 0 | 0 | ||
NVR, INC. | |||||||||
Security: | 62944T105 | Meeting Type: | Annual | ||||||
Ticker: | NVR | Meeting Date: | 04-May-2017 | ||||||
ISIN | US62944T1051 | Vote Deadline Date: | 03-May-2017 | ||||||
Agenda | 934579460 | Management | Total Ballot Shares: | 1124 | |||||
Last Vote Date: | 07-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: C. E. ANDREWS | For | None | 38 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | For | None | 38 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: THOMAS D. ECKERT | For | None | 38 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ALFRED E. FESTA | For | None | 38 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ED GRIER | For | None | 38 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: MANUEL H. JOHNSON | For | None | 38 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: MEL MARTINEZ | For | None | 38 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: WILLIAM A. MORAN | For | None | 38 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: DAVID A. PREISER | For | None | 38 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: W. GRADY ROSIER | For | None | 38 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: SUSAN WILLIAMSON ROSS | For | None | 38 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: DWIGHT C. SCHAR | For | None | 38 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: PAUL W. WHETSELL | For | None | 38 | 0 | 0 | 0 | ||
14 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 38 | 0 | 0 | 0 | ||
15 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 38 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | None | 38 | 0 | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC. | |||||||||
Security: | 92343V104 | Meeting Type: | Annual | ||||||
Ticker: | VZ | Meeting Date: | 04-May-2017 | ||||||
ISIN | US92343V1044 | Vote Deadline Date: | 03-May-2017 | ||||||
Agenda | 934546461 | Management | Total Ballot Shares: | 1012082.2064 | |||||
Last Vote Date: | 25-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | For | None | 18566 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MARK T. BERTOLINI | For | None | 18566 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: RICHARD L. CARRION | For | None | 18566 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MELANIE L. HEALEY | For | None | 18566 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: M. FRANCES KEETH | For | None | 18566 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | For | None | 18566 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | For | None | 18566 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | For | None | 18566 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: RODNEY E. SLATER | For | None | 18566 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | For | None | 18566 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: GREGORY D. WASSON | For | None | 18566 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: GREGORY G. WEAVER | For | None | 18566 | 0 | 0 | 0 | ||
13 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 18566 | 0 | 0 | 0 | ||
14 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 18566 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
15 | ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION | None | 18566 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
16 | APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN | For | None | 18566 | 0 | 0 | 0 | ||
17 | HUMAN RIGHTS COMMITTEE | Against | None | 0 | 18566 | 0 | 0 | ||
18 | REPORT ON GREENHOUSE GAS REDUCTION TARGETS | Against | None | 18566 | 0 | 0 | 0 | ||
19 | SPECIAL SHAREOWNER MEETINGS | Against | None | 0 | 18566 | 0 | 0 | ||
20 | EXECUTIVE COMPENSATION CLAWBACK POLICY | Against | None | 0 | 18566 | 0 | 0 | ||
21 | STOCK RETENTION POLICY | Against | None | 0 | 18566 | 0 | 0 | ||
22 | LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES | Against | None | 0 | 18566 | 0 | 0 | ||
WEC ENERGY GROUP, INC. | |||||||||
Security: | 92939U106 | Meeting Type: | Annual | ||||||
Ticker: | WEC | Meeting Date: | 04-May-2017 | ||||||
ISIN | US92939U1060 | Vote Deadline Date: | 03-May-2017 | ||||||
Agenda | 934551121 | Management | Total Ballot Shares: | 163754 | |||||
Last Vote Date: | 24-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | For | None | 2132 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: BARBARA L. BOWLES | For | None | 2132 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WILLIAM J. BRODSKY | For | None | 2132 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ALBERT J. BUDNEY, JR. | For | None | 2132 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: PATRICIA W. CHADWICK | For | None | 2132 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: CURT S. CULVER | For | None | 2132 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: THOMAS J. FISCHER | For | None | 2132 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: PAUL W. JONES | For | None | 2132 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: GALE E. KLAPPA | For | None | 2132 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: HENRY W. KNUEPPEL | For | None | 2132 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: ALLEN L. LEVERETT | For | None | 2132 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: ULICE PAYNE, JR. | For | None | 2132 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: MARY ELLEN STANEK | For | None | 2132 | 0 | 0 | 0 | ||
14 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2017 | For | None | 2132 | 0 | 0 | 0 | ||
15 | ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | For | None | 2132 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE TO ESTABLISH THE FREQUENCY OF "SAY-ON-PAY" ADVISORY VOTES | None | 2132 | 0 | 0 | 0 | 0 | ||
ENTERGY CORPORATION | |||||||||
Security: | 29364G103 | Meeting Type: | Annual | ||||||
Ticker: | ETR | Meeting Date: | 05-May-2017 | ||||||
ISIN | US29364G1031 | Vote Deadline Date: | 04-May-2017 | ||||||
Agenda | 934547475 | Management | Total Ballot Shares: | 140340 | |||||
Last Vote Date: | 21-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: M. S. BATEMAN | For | None | 44951 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: P. J. CONDON | For | None | 44951 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: L. P. DENAULT | For | None | 44951 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: K. H. DONALD | For | None | 44951 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: P. L. FREDERICKSON | For | None | 44951 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: A. M. HERMAN | For | None | 44951 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: D. C. HINTZ | For | None | 44951 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: S. L. LEVENICK | For | None | 44951 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: B. L. LINCOLN | For | None | 44951 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: K. A. PUCKETT | For | None | 44951 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: W. J. TAUZIN | For | None | 44951 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 44951 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. | None | 44951 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | For | None | 44951 | 0 | 0 | 0 | ||
15 | SHAREHOLDER PROPOSAL REGARDING REPORT ON DISTRIBUTED RENEWABLE GENERATION RESOURCES. | Against | None | 0 | 44951 | 0 | 0 | ||
HAWAIIAN ELECTRIC INDUSTRIES, INC. | |||||||||
Security: | 419870100 | Meeting Type: | Annual | ||||||
Ticker: | HE | Meeting Date: | 05-May-2017 | ||||||
ISIN | US4198701009 | Vote Deadline Date: | 04-May-2017 | ||||||
Agenda | 934549152 | Management | Total Ballot Shares: | 99773 | |||||
Last Vote Date: | 24-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | PEGGY Y. FOWLER* | 11717 | 0 | 0 | 0 | ||||
2 | KEITH P. RUSSELL* | 11717 | 0 | 0 | 0 | ||||
3 | BARRY K. TANIGUCHI* | 11717 | 0 | 0 | 0 | ||||
4 | RICHARD J. DAHL# | 11717 | 0 | 0 | 0 | ||||
2 | ADVISORY VOTE TO APPROVE HEI'S EXECUTIVE COMPENSATION | For | None | 11717 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON HEI'S EXECUTIVE COMPENSATION | None | 11717 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HEI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | For | None | 11717 | 0 | 0 | 0 | ||
OWENS & MINOR, INC. | |||||||||
Security: | 690732102 | Meeting Type: | Annual | ||||||
Ticker: | OMI | Meeting Date: | 05-May-2017 | ||||||
ISIN | US6907321029 | Vote Deadline Date: | 04-May-2017 | ||||||
Agenda | 934551183 | Management | Total Ballot Shares: | 62720 | |||||
Last Vote Date: | 23-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: STUART M. ESSIG | For | None | 13404 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOHN W. GERDELMAN | For | None | 13404 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: BARBARA B. HILL | For | None | 13404 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: LEMUEL E. LEWIS | For | None | 13404 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MARTHA H. MARSH | For | None | 13404 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: EDDIE N. MOORE, JR. | For | None | 13404 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: P. CODY PHIPPS | For | None | 13404 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JAMES E. ROGERS | For | None | 13404 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: DAVID S. SIMMONS | For | None | 13404 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ROBERT C. SLEDD | For | None | 13404 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | For | None | 13404 | 0 | 0 | 0 | ||
12 | VOTE TO APPROVE THE OWENS & MINOR, INC. 2017 TEAMMATE STOCK PURCHASE PLAN. | For | None | 13404 | 0 | 0 | 0 | ||
13 | VOTE TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 13404 | 0 | 0 | 0 | ||
14 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 13404 | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. | |||||||||
Security: | 084670702 | Meeting Type: | Annual | ||||||
Ticker: | BRKB | Meeting Date: | 06-May-2017 | ||||||
ISIN | US0846707026 | Vote Deadline Date: | 05-May-2017 | ||||||
Agenda | 934542196 | Management | Total Ballot Shares: | 690535 | |||||
Last Vote Date: | 18-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | WARREN E. BUFFETT | 431 | 0 | 0 | 0 | ||||
2 | CHARLES T. MUNGER | 431 | 0 | 0 | 0 | ||||
3 | HOWARD G. BUFFETT | 431 | 0 | 0 | 0 | ||||
4 | STEPHEN B. BURKE | 431 | 0 | 0 | 0 | ||||
5 | SUSAN L. DECKER | 431 | 0 | 0 | 0 | ||||
6 | WILLIAM H. GATES III | 431 | 0 | 0 | 0 | ||||
7 | DAVID S. GOTTESMAN | 431 | 0 | 0 | 0 | ||||
8 | CHARLOTTE GUYMAN | 431 | 0 | 0 | 0 | ||||
9 | THOMAS S. MURPHY | 431 | 0 | 0 | 0 | ||||
10 | RONALD L. OLSON | 431 | 0 | 0 | 0 | ||||
11 | WALTER SCOTT, JR. | 431 | 0 | 0 | 0 | ||||
12 | MERYL B. WITMER | 431 | 0 | 0 | 0 | ||||
2 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT. | For | None | 431 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 431 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Against | None | 0 | 431 | 0 | 0 | ||
5 | SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. | Against | None | 431 | 0 | 0 | 0 | ||
6 | SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS. | Against | None | 431 | 0 | 0 | 0 | ||
NATIONAL HEALTHCARE CORPORATION | |||||||||
Security: | 635906100 | Meeting Type: | Annual | ||||||
Ticker: | NHC | Meeting Date: | 09-May-2017 | ||||||
ISIN | US6359061008 | Vote Deadline Date: | 08-May-2017 | ||||||
Agenda | 934579446 | Management | Total Ballot Shares: | 8332 | |||||
Last Vote Date: | 07-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RE-ELECTION OF DIRECTOR TO HOLD OFFICE FOR A THREE YEAR TERM: W. ANDREW ADAMS | For | None | 1128 | 0 | 0 | 0 | ||
2 | RE-ELECTION OF DIRECTOR TO HOLD OFFICE FOR A THREE YEAR TERM: ERNEST G. BURGESS III | For | None | 1128 | 0 | 0 | 0 | ||
3 | RE-ELECTION OF DIRECTOR TO HOLD OFFICE FOR A THREE YEAR TERM: EMIL E. HASSAN | For | None | 1128 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR TO HOLD OFFICE FOR A TWO YEAR TERM: STEPHEN F. FLATT | For | None | 1128 | 0 | 0 | 0 | ||
5 | TO AUTHORIZE AND APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF THE COMPANY TO INCREASE THE NUMBER OF AUTHORIZED SHARES FROM THIRTY MILLION TO FORTY- FIVE MILLION. | For | None | 1128 | 0 | 0 | 0 | ||
6 | TO RATIFY THE "2017 NHC EXECUTIVE OFFICER PERFORMANCE BASED COMPENSATION PLAN" (THE "2017 COMPENSATION PLAN"). | For | None | 1128 | 0 | 0 | 0 | ||
7 | TO CONSIDER AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 1128 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
8 | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 1128 | 0 | 0 | 0 | 0 | ||
NATIONAL INSTRUMENTS CORPORATION | |||||||||
Security: | 636518102 | Meeting Type: | Annual | ||||||
Ticker: | NATI | Meeting Date: | 09-May-2017 | ||||||
ISIN | US6365181022 | Vote Deadline Date: | 08-May-2017 | ||||||
Agenda | 934554254 | Management | Total Ballot Shares: | 22916 | |||||
Last Vote Date: | 31-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JEFFREY L. KODOSKY | 6043 | 0 | 0 | 0 | ||||
2 | MICHAEL E. MCGRATH | 6043 | 0 | 0 | 0 | ||||
3 | ALEXANDER M. DAVERN | 6043 | 0 | 0 | 0 | ||||
2 | TO INCREASE THE NUMBER OF SHARES RESERVED UNDER NI'S 1994 EMPLOYEE STOCK PURCHASE PLAN BY 3,000,000 SHARES. | For | None | 6043 | 0 | 0 | 0 | ||
3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS NATIONAL INSTRUMENTS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 6043 | 0 | 0 | 0 | ||
4 | TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL CONCERNING OUR EXECUTIVE COMPENSATION PROGRAM. | For | None | 6043 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL CONCERNING THE FREQUENCY OF STOCKHOLDER VOTES ON OUR EXECUTIVE COMPENSATION PROGRAM. | None | 6043 | 0 | 0 | 0 | 0 | ||
WERNER ENTERPRISES, INC. | |||||||||
Security: | 950755108 | Meeting Type: | Annual | ||||||
Ticker: | WERN | Meeting Date: | 09-May-2017 | ||||||
ISIN | US9507551086 | Vote Deadline Date: | 08-May-2017 | ||||||
Agenda | 934576630 | Management | Total Ballot Shares: | 294598 | |||||
Last Vote Date: | 06-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | GREGORY L. WERNER | 34736 | 0 | 0 | 0 | ||||
2 | GERALD H. TIMMERMAN | 34736 | 0 | 0 | 0 | ||||
3 | DIANE K. DUREN | 34736 | 0 | 0 | 0 | ||||
2 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | None | 34736 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 34736 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WERNER ENTERPRISES, INC. FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 34736 | 0 | 0 | 0 | ||
CHINA UNICOM LIMITED | |||||||||
Security: | 16945R104 | Meeting Type: | Annual | ||||||
Ticker: | CHU | Meeting Date: | 10-May-2017 | ||||||
ISIN | US16945R1041 | Vote Deadline Date: | 01-May-2017 | ||||||
Agenda | 934594145 | Management | Total Ballot Shares: | 401490 | |||||
Last Vote Date: | 15-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016. | For | None | 26953 | 0 | 0 | 0 | ||
2 | TO RE-ELECT MR. SHAO GUANGLU AS A DIRECTOR. | For | None | 26953 | 0 | 0 | 0 | ||
3 | TO RE-ELECT MR. CESAREO ALIERTA IZUEL AS A DIRECTOR. | For | None | 26953 | 0 | 0 | 0 | ||
4 | TO RE-ELECT MR. CHEUNG WING LAM LINUS AS A DIRECTOR. | For | None | 26953 | 0 | 0 | 0 | ||
5 | TO RE-ELECT MR. WONG WAI MING AS A DIRECTOR. | For | None | 26953 | 0 | 0 | 0 | ||
6 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS. | For | None | 26953 | 0 | 0 | 0 | ||
7 | TO RE-APPOINT AUDITOR, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2017. | For | None | 26953 | 0 | 0 | 0 | ||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | None | 26953 | 0 | 0 | 0 | ||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF THE EXISTING SHARES IN THE COMPANY IN ISSUE. | For | None | 26953 | 0 | 0 | 0 | ||
10 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK. | For | None | 26953 | 0 | 0 | 0 | ||
DEAN FOODS COMPANY | |||||||||
Security: | 242370203 | Meeting Type: | Annual | ||||||
Ticker: | DF | Meeting Date: | 10-May-2017 | ||||||
ISIN | US2423702032 | Vote Deadline Date: | 09-May-2017 | ||||||
Agenda | 934557298 | Management | Total Ballot Shares: | 100130 | |||||
Last Vote Date: | 01-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JANET HILL | For | None | 20264 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: J. WAYNE MAILLOUX | For | None | 20264 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: HELEN E. MCCLUSKEY | For | None | 20264 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JOHN R. MUSE | For | None | 20264 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: B. CRAIG OWENS | For | None | 20264 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: RALPH P. SCOZZAFAVA | For | None | 20264 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JIM L. TURNER | For | None | 20264 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ROBERT T. WISEMAN | For | None | 20264 | 0 | 0 | 0 | ||
9 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 | For | None | 20264 | 0 | 0 | 0 | ||
10 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION | For | None | 20264 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | None | 20264 | 0 | 0 | 0 | 0 | ||
MERCURY GENERAL CORPORATION | |||||||||
Security: | 589400100 | Meeting Type: | Annual | ||||||
Ticker: | MCY | Meeting Date: | 10-May-2017 | ||||||
ISIN | US5894001008 | Vote Deadline Date: | 09-May-2017 | ||||||
Agenda | 934557224 | Management | Total Ballot Shares: | 7391 | |||||
Last Vote Date: | 01-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | GEORGE JOSEPH | 1 | 0 | 0 | 0 | ||||
2 | MARTHA E. MARCON | 1 | 0 | 0 | 0 | ||||
3 | DONALD R. SPUEHLER | 1 | 0 | 0 | 0 | ||||
4 | GLENN S. SCHAFER | 1 | 0 | 0 | 0 | ||||
5 | JOSHUA E. LITTLE | 1 | 0 | 0 | 0 | ||||
6 | JOHN G. NACKEL | 1 | 0 | 0 | 0 | ||||
7 | MICHAEL D. CURTIUS | 1 | 0 | 0 | 0 | ||||
8 | GABRIEL TIRADOR | 1 | 0 | 0 | 0 | ||||
9 | JAMES G. ELLIS | 1 | 0 | 0 | 0 | ||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | None | 1 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 1 | 0 | 0 | 0 | 0 | ||
VALIDUS HOLDINGS LTD | |||||||||
Security: | G9319H102 | Meeting Type: | Annual | ||||||
Ticker: | VR | Meeting Date: | 10-May-2017 | ||||||
ISIN | BMG9319H1025 | Vote Deadline Date: | 09-May-2017 | ||||||
Agenda | 934545293 | Management | Total Ballot Shares: | 422265 | |||||
Last Vote Date: | 17-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | MATTHEW J. GRAYSON | 32900 | 0 | 0 | 0 | ||||
2 | JEAN-MARIE NESSI | 32900 | 0 | 0 | 0 | ||||
3 | MANDAKINI PURI | 32900 | 0 | 0 | 0 | ||||
2 | TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 32900 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | TO SELECT THE FREQUENCY AT WHICH SHAREHOLDERS WILL BE ASKED TO APPROVE THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | None | 32900 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS LTD., HAMILTON, BERMUDA TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 32900 | 0 | 0 | 0 | ||
C.H. ROBINSON WORLDWIDE, INC. | |||||||||
Security: | 12541W209 | Meeting Type: | Annual | ||||||
Ticker: | CHRW | Meeting Date: | 11-May-2017 | ||||||
ISIN | US12541W2098 | Vote Deadline Date: | 10-May-2017 | ||||||
Agenda | 934554836 | Management | Total Ballot Shares: | 107808 | |||||
Last Vote Date: | 29-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: SCOTT P. ANDERSON | For | None | 2206 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ROBERT EZRILOV | For | None | 2206 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WAYNE M. FORTUN | For | None | 2206 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MARY J.STEELE GUILFOILE | For | None | 2206 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JODEE A. KOZLAK | For | None | 2206 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: BRIAN P. SHORT | For | None | 2206 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JAMES B. STAKE | For | None | 2206 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JOHN P. WIEHOFF | For | None | 2206 | 0 | 0 | 0 | ||
9 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 2206 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
10 | TO APPROVE, ON AN ADVISORY BASIS, THAT AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS BE CONDUCTED ON AN ANNUAL BASIS. | None | 2206 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
11 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 2206 | 0 | 0 | 0 | ||
12 | REPORT ON THE FEASIBILITY OF GHG DISCLOSURE AND MANAGEMENT | Against | None | 0 | 2206 | 0 | 0 | ||
MAGNA INTERNATIONAL INC. | |||||||||
Security: | 559222401 | Meeting Type: | Annual | ||||||
Ticker: | MGA | Meeting Date: | 11-May-2017 | ||||||
ISIN | CA5592224011 | Vote Deadline Date: | 08-May-2017 | ||||||
Agenda | 934575397 | Management | Total Ballot Shares: | 210334 | |||||
Last Vote Date: | 07-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | SCOTT B. BONHAM | 10318 | 0 | 0 | 0 | ||||
2 | PETER G. BOWIE | 10318 | 0 | 0 | 0 | ||||
3 | LADY BARBARA JUDGE | 10318 | 0 | 0 | 0 | ||||
4 | DR. KURT J. LAUK | 10318 | 0 | 0 | 0 | ||||
5 | CYNTHIA A. NIEKAMP | 10318 | 0 | 0 | 0 | ||||
6 | WILLIAM A. RUH | 10318 | 0 | 0 | 0 | ||||
7 | DR. I.V. SAMARASEKERA | 10318 | 0 | 0 | 0 | ||||
8 | DONALD J. WALKER | 10318 | 0 | 0 | 0 | ||||
9 | LAWRENCE D. WORRALL | 10318 | 0 | 0 | 0 | ||||
10 | WILLIAM L. YOUNG | 10318 | 0 | 0 | 0 | ||||
2 | REAPPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION. | For | None | 10318 | 0 | 0 | 0 | ||
3 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/PROXY STATEMENT. | For | None | 10318 | 0 | 0 | 0 | ||
REPUBLIC SERVICES, INC. | |||||||||
Security: | 760759100 | Meeting Type: | Annual | ||||||
Ticker: | RSG | Meeting Date: | 12-May-2017 | ||||||
ISIN | US7607591002 | Vote Deadline Date: | 11-May-2017 | ||||||
Agenda | 934562061 | Management | Total Ballot Shares: | 249234 | |||||
Last Vote Date: | 31-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: MANUEL KADRE | For | None | 10706 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: TOMAGO COLLINS | For | None | 10706 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WILLIAM J. FLYNN | For | None | 10706 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: THOMAS W. HANDLEY | For | None | 10706 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JENNIFER M. KIRK | For | None | 10706 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: MICHAEL LARSON | For | None | 10706 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ | For | None | 10706 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: DONALD W. SLAGER | For | None | 10706 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JOHN M. TRANI | For | None | 10706 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: SANDRA M. VOLPE | For | None | 10706 | 0 | 0 | 0 | ||
11 | ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 10706 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | None | 10706 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
13 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 10706 | 0 | 0 | 0 | ||
ZIMMER BIOMET HOLDINGS, INC. | |||||||||
Security: | 98956P102 | Meeting Type: | Annual | ||||||
Ticker: | ZBH | Meeting Date: | 12-May-2017 | ||||||
ISIN | US98956P1021 | Vote Deadline Date: | 11-May-2017 | ||||||
Agenda | 934556676 | Management | Total Ballot Shares: | 81397 | |||||
Last Vote Date: | 29-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY | For | None | 5712 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: BETSY J. BERNARD | For | None | 5712 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: GAIL K. BOUDREAUX | For | None | 5712 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DAVID C. DVORAK | For | None | 5712 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MICHAEL J. FARRELL | For | None | 5712 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | For | None | 5712 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ROBERT A. HAGEMANN | For | None | 5712 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | For | None | 5712 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MICHAEL W. MICHELSON | For | None | 5712 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. | For | None | 5712 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: JEFFREY K. RHODES | For | None | 5712 | 0 | 0 | 0 | ||
12 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | For | None | 5712 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY) | For | None | 5712 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY VOTES | None | 5712 | 0 | 0 | 0 | 0 | ||
CHEMED CORPORATION | |||||||||
Security: | 16359R103 | Meeting Type: | Annual | ||||||
Ticker: | CHE | Meeting Date: | 15-May-2017 | ||||||
ISIN | US16359R1032 | Vote Deadline Date: | 12-May-2017 | ||||||
Agenda | 934584738 | Management | Total Ballot Shares: | 12314 | |||||
Last Vote Date: | 11-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: KEVIN J. MCNAMARA | For | None | 2871 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOEL F. GEMUNDER | For | None | 2871 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: PATRICK P. GRACE | For | None | 2871 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: THOMAS C. HUTTON | For | None | 2871 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: WALTER L. KREBS | For | None | 2871 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ANDREA R. LINDELL | For | None | 2871 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: THOMAS P. RICE | For | None | 2871 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: DONALD E. SAUNDERS | For | None | 2871 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: GEORGE J. WALSH III | For | None | 2871 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: FRANK E. WOOD | For | None | 2871 | 0 | 0 | 0 | ||
11 | RATIFICATION OF AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR 2017. | For | None | 2871 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 2871 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION. | None | 2871 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | SHAREHOLDER PROPOSAL TO AMEND OUR BYLAWS TO ALLOW HOLDERS OF 10% OF CHEMED CORPORATION CAPITAL STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. | Against | None | 0 | 2871 | 0 | 0 | ||
CONSOLIDATED EDISON, INC. | |||||||||
Security: | 209115104 | Meeting Type: | Annual | ||||||
Ticker: | ED | Meeting Date: | 15-May-2017 | ||||||
ISIN | US2091151041 | Vote Deadline Date: | 12-May-2017 | ||||||
Agenda | 934559848 | Management | Total Ballot Shares: | 497192 | |||||
Last Vote Date: | 04-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: VINCENT A. CALARCO | For | None | 19727 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. | For | None | 19727 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: MICHAEL J. DEL GIUDICE | For | None | 19727 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ELLEN V. FUTTER | For | None | 19727 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JOHN F. KILLIAN | For | None | 19727 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JOHN MCAVOY | For | None | 19727 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ARMANDO J. OLIVERA | For | None | 19727 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: MICHAEL W. RANGER | For | None | 19727 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: LINDA S. SANFORD | For | None | 19727 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: L. FREDERICK SUTHERLAND | For | None | 19727 | 0 | 0 | 0 | ||
11 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. | For | None | 19727 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 19727 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | None | 19727 | 0 | 0 | 0 | 0 | ||
MOTOROLA SOLUTIONS, INC. | |||||||||
Security: | 620076307 | Meeting Type: | Annual | ||||||
Ticker: | MSI | Meeting Date: | 15-May-2017 | ||||||
ISIN | US6200763075 | Vote Deadline Date: | 12-May-2017 | ||||||
Agenda | 934555004 | Management | Total Ballot Shares: | 85900 | |||||
Last Vote Date: | 28-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: GREGORY Q. BROWN | For | None | 2858 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: KENNETH D. DENMAN | For | None | 2858 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: EGON P. DURBAN | For | None | 2858 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: CLAYTON M. JONES | For | None | 2858 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JUDY C. LEWENT | For | None | 2858 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: GREGORY K. MONDRE | For | None | 2858 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE | For | None | 2858 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III | For | None | 2858 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | For | None | 2858 | 0 | 0 | 0 | ||
10 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 2858 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | ADVISORY APPROVAL OF THE FREQUENCY OF THE ADVISORY VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION. | None | 2858 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
12 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 2858 | 0 | 0 | 0 | ||
13 | STOCKHOLDER PROPOSAL RE: LOBBYING DISCLOSURE. | Against | None | 0 | 2858 | 0 | 0 | ||
14 | STOCKHOLDER PROPOSAL RE: ETHICAL RECRUITMENT IN GLOBAL SUPPLY CHAINS. | Against | None | 0 | 2858 | 0 | 0 | ||
HUANENG POWER INTERNATIONAL, INC. | |||||||||
Security: | 443304100 | Meeting Type: | Special | ||||||
Ticker: | HNP | Meeting Date: | 16-May-2017 | ||||||
ISIN | US4433041005 | Vote Deadline Date: | 05-May-2017 | ||||||
Agenda | 934592557 | Management | Total Ballot Shares: | 45339 | |||||
Last Vote Date: | 14-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S FULFILLMENT OF THE CONDITIONS FOR NON-PUBLIC ISSUANCE OF A SHARES. | For | None | 6685 | 0 | 0 | 0 | ||
2 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: ISSUING METHODS AND ISSUING TIME | For | None | 6685 | 0 | 0 | 0 | ||
3 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: TYPE AND FACE VALUE OF THE SHARES TO BE ISSUED | For | None | 6685 | 0 | 0 | 0 | ||
4 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: TARGET INVESTORS AND SUBSCRIPTION METHOD | For | None | 6685 | 0 | 0 | 0 | ||
5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: PRICING EX-DATE, ISSUE PRICE AND PRICING PRINCIPLES | For | None | 6685 | 0 | 0 | 0 | ||
6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: NUMBER OF SHARES TO BE ISSUED | For | None | 6685 | 0 | 0 | 0 | ||
7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: LOCK-UP PERIOD | For | None | 6685 | 0 | 0 | 0 | ||
8 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: AMOUNT AND USE OF PROCEEDS TO BE RAISED | For | None | 6685 | 0 | 0 | 0 | ||
9 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: THE ARRANGEMENT OF THE UNDISTRIBUTED PROFITS BEFORE THE NON- PUBLIC ISSUANCE | For | None | 6685 | 0 | 0 | 0 | ||
10 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: THE VALID PERIOD OF THE APPROVAL OF THE ISSUANCE | For | None | 6685 | 0 | 0 | 0 | ||
11 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON-PUBLIC ISSUANCE OF A SHARES: PLACE OF LISTING | For | None | 6685 | 0 | 0 | 0 | ||
12 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE COMPANY'S PLAN FOR NON-PUBLIC ISSUANCE OF A SHARES. | For | None | 6685 | 0 | 0 | 0 | ||
13 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE FEASIBILITY ANALYSIS REPORT ON THE INVESTMENT PROJECTS WITH THE PROCEEDS OF THE COMPANY'S NON-PUBLIC ISSUANCE OF A SHARES. | For | None | 6685 | 0 | 0 | 0 | ||
14 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE REPORT ON THE USE OF THE PROCEEDS RAISED IN THE LATEST SHARE OFFERING OF THE COMPANY. | For | None | 6685 | 0 | 0 | 0 | ||
15 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE RISK WARNINGS AND MAKE-UP MEASURES FOR THE COMPANY'S DILUTED IMMEDIATE RETURN ON NON-PUBLIC ISSUANCE OF A SHARES. | For | None | 6685 | 0 | 0 | 0 | ||
16 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMMITMENTS OF THE CONTROLLING SHAREHOLDERS, DIRECTORS AND SENIOR MANAGEMENT ON ADOPTING MAKE-UP MEASURES FOR THE DILUTED IMMEDIATE RETURN ON NON- PUBLIC ISSUANCE OF A SHARES. | For | None | 6685 | 0 | 0 | 0 | ||
17 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS (2017-2019). | For | None | 6685 | 0 | 0 | 0 | ||
18 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE CONVENING A GENERAL MEETING TO AUTHORIZE THE BOARD OF DIRECTORS TO DEAL WITH THE ISSUES RELATED TO THE NON-PUBLIC ISSUANCE OF A SHARES. | For | None | 6685 | 0 | 0 | 0 | ||
NORDSTROM, INC. | |||||||||
Security: | 655664100 | Meeting Type: | Annual | ||||||
Ticker: | JWN | Meeting Date: | 16-May-2017 | ||||||
ISIN | US6556641008 | Vote Deadline Date: | 15-May-2017 | ||||||
Agenda | 934559052 | Management | Total Ballot Shares: | 61338 | |||||
Last Vote Date: | 01-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | For | None | 3709 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: STACY BROWN- PHILPOT | For | None | 3709 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: TANYA L. DOMIER | For | None | 3709 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | For | None | 3709 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | For | None | 3709 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: PETER E. NORDSTROM | For | None | 3709 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: PHILIP G. SATRE | For | None | 3709 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: BRAD D. SMITH | For | None | 3709 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: GORDON A. SMITH | For | None | 3709 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: BRADLEY D. TILDEN | For | None | 3709 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: B. KEVIN TURNER | For | None | 3709 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: ROBERT D. WALTER | For | None | 3709 | 0 | 0 | 0 | ||
13 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 3709 | 0 | 0 | 0 | ||
14 | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION: SAY ON PAY. | For | None | 3709 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
15 | ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 3709 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
16 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NORDSTROM, INC. 2010 EQUITY INCENTIVE PLAN. | For | None | 3709 | 0 | 0 | 0 | ||
THE HANOVER INSURANCE GROUP, INC. | |||||||||
Security: | 410867105 | Meeting Type: | Annual | ||||||
Ticker: | THG | Meeting Date: | 16-May-2017 | ||||||
ISIN | US4108671052 | Vote Deadline Date: | 15-May-2017 | ||||||
Agenda | 934554773 | Management | Total Ballot Shares: | 11639 | |||||
Last Vote Date: | 31-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: MICHAEL P. ANGELINI (ONE - YEAR TERM EXPIRING IN 2018) | For | None | 1395 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JANE D. CARLIN (THREE - YEAR TERM EXPIRING IN 2020) | For | None | 1395 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: DANIEL T. HENRY (THREE - YEAR TERM EXPIRING IN 2020) | For | None | 1395 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: WENDELL J. KNOX (THREE - YEAR TERM EXPIRING IN 2020) | For | None | 1395 | 0 | 0 | 0 | ||
5 | THE ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 1395 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
6 | ADVISORY VOTE ON THE FREQUENCY WITH WHICH TO HOLD FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 1395 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
7 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE HANOVER INSURANCE GROUP, INC. FOR 2017. | For | None | 1395 | 0 | 0 | 0 | ||
EVEREST RE GROUP, LTD. | |||||||||
Security: | G3223R108 | Meeting Type: | Annual | ||||||
Ticker: | RE | Meeting Date: | 17-May-2017 | ||||||
ISIN | BMG3223R1088 | Vote Deadline Date: | 16-May-2017 | ||||||
Agenda | 934593307 | Management | Total Ballot Shares: | 274662 | |||||
Last Vote Date: | 15-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DOMINIC J. ADDESSO | For | None | 11083 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOHN J. AMORE | For | None | 11083 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WILLIAM F. GALTNEY, JR. | For | None | 11083 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JOHN A. GRAF | For | None | 11083 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: GERRI LOSQUADRO | For | None | 11083 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ROGER M. SINGER | For | None | 11083 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JOSEPH V. TARANTO | For | None | 11083 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JOHN A. WEBER | For | None | 11083 | 0 | 0 | 0 | ||
9 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM TO ACT AS THE COMPANY'S AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 11083 | 0 | 0 | 0 | ||
10 | ADVISORY VOTE TO APPROVE 2016 EXECUTIVE COMPENSATION. | For | None | 11083 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 11083 | 0 | 0 | 0 | 0 | ||
F.N.B. CORPORATION | |||||||||
Security: | 302520101 | Meeting Type: | Annual | ||||||
Ticker: | FNB | Meeting Date: | 17-May-2017 | ||||||
ISIN | US3025201019 | Vote Deadline Date: | 16-May-2017 | ||||||
Agenda | 934556715 | Management | Total Ballot Shares: | 45488 | |||||
Last Vote Date: | 01-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | WILLIAM B. CAMPBELL | 17701 | 0 | 0 | 0 | ||||
2 | JAMES D. CHIAFULLO | 17701 | 0 | 0 | 0 | ||||
3 | VINCENT J. DELIE, JR. | 17701 | 0 | 0 | 0 | ||||
4 | LAURA E. ELLSWORTH | 17701 | 0 | 0 | 0 | ||||
5 | STEPHEN J. GURGOVITS | 17701 | 0 | 0 | 0 | ||||
6 | ROBERT A. HORMELL | 17701 | 0 | 0 | 0 | ||||
7 | DAVID J. MALONE | 17701 | 0 | 0 | 0 | ||||
8 | D. STEPHEN MARTZ | 17701 | 0 | 0 | 0 | ||||
9 | ROBERT J. MCCARTHY, JR. | 17701 | 0 | 0 | 0 | ||||
10 | FRANK C. MENCINI | 17701 | 0 | 0 | 0 | ||||
11 | DAVID L. MOTLEY | 17701 | 0 | 0 | 0 | ||||
12 | HEIDI A. NICHOLAS | 17701 | 0 | 0 | 0 | ||||
13 | JOHN S. STANIK | 17701 | 0 | 0 | 0 | ||||
14 | WILLIAM J. STRIMBU | 17701 | 0 | 0 | 0 | ||||
2 | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 17701 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | ADOPTION OF AN ADVISORY (NON-BINDING) RESOLUTION ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 17701 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS F.N.B.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | For | None | 17701 | 0 | 0 | 0 | ||
FOOT LOCKER, INC. | |||||||||
Security: | 344849104 | Meeting Type: | Annual | ||||||
Ticker: | FL | Meeting Date: | 17-May-2017 | ||||||
ISIN | US3448491049 | Vote Deadline Date: | 16-May-2017 | ||||||
Agenda | 934566538 | Management | Total Ballot Shares: | 71620.098 | |||||
Last Vote Date: | 08-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: MAXINE CLARK | For | None | 9876 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ALAN D. FELDMAN | For | None | 9876 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. | For | None | 9876 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | For | None | 9876 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: GUILLERMO G. MARMOL | For | None | 9876 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: MATTHEW M. MCKENNA | For | None | 9876 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: STEVEN OAKLAND | For | None | 9876 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ULICE PAYNE, JR. | For | None | 9876 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: CHERYL NIDO TURPIN | For | None | 9876 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: KIMBERLY UNDERHILL | For | None | 9876 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: DONA D. YOUNG | For | None | 9876 | 0 | 0 | 0 | ||
12 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 9876 | 0 | 0 | 0 | ||
13 | APPROVAL OF AN AMENDMENT TO THE BY- LAWS TO ADOPT MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | For | None | 9876 | 0 | 0 | 0 | ||
14 | APPROVAL OF AN AMENDMENT TO THE FOOT LOCKER ANNUAL INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | For | None | 9876 | 0 | 0 | 0 | ||
15 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 9876 | 0 | 0 | 0 | ||
PINNACLE WEST CAPITAL CORPORATION | |||||||||
Security: | 723484101 | Meeting Type: | Annual | ||||||
Ticker: | PNW | Meeting Date: | 17-May-2017 | ||||||
ISIN | US7234841010 | Vote Deadline Date: | 16-May-2017 | ||||||
Agenda | 934560954 | Management | Total Ballot Shares: | 258513 | |||||
Last Vote Date: | 05-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | DONALD E. BRANDT | 14475 | 0 | 0 | 0 | ||||
2 | DENIS A. CORTESE, M.D. | 14475 | 0 | 0 | 0 | ||||
3 | RICHARD P. FOX | 14475 | 0 | 0 | 0 | ||||
4 | MICHAEL L. GALLAGHER | 14475 | 0 | 0 | 0 | ||||
5 | R.A. HERBERGER, JR. PHD | 14475 | 0 | 0 | 0 | ||||
6 | DALE E. KLEIN, PH.D. | 14475 | 0 | 0 | 0 | ||||
7 | HUMBERTO S. LOPEZ | 14475 | 0 | 0 | 0 | ||||
8 | KATHRYN L. MUNRO | 14475 | 0 | 0 | 0 | ||||
9 | BRUCE J. NORDSTROM | 14475 | 0 | 0 | 0 | ||||
10 | PAULA J. SIMS | 14475 | 0 | 0 | 0 | ||||
11 | DAVID P. WAGENER | 14475 | 0 | 0 | 0 | ||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2017 PROXY STATEMENT. | For | None | 14475 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 14475 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | VOTE ON RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER, AND APPROVAL OF AN AMENDMENT TO, THE 2012 LONG-TERM INCENTIVE PLAN. | For | None | 14475 | 0 | 0 | 0 | ||
5 | RATIFY THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 14475 | 0 | 0 | 0 | ||
RENAISSANCERE HOLDINGS LTD. | |||||||||
Security: | G7496G103 | Meeting Type: | Annual | ||||||
Ticker: | RNR | Meeting Date: | 17-May-2017 | ||||||
ISIN | BMG7496G1033 | Vote Deadline Date: | 16-May-2017 | ||||||
Agenda | 934556626 | Management | Total Ballot Shares: | 233423 | |||||
Last Vote Date: | 01-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DAVID C. BUSHNELL | For | None | 8438 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JAMES L. GIBBONS | For | None | 8438 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JEAN D. HAMILTON | For | None | 8438 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | For | None | 8438 | 0 | 0 | 0 | ||
5 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF RENAISSANCERE HOLDINGS LTD. AS DISCLOSED IN THE PROXY STATEMENT. | For | None | 8438 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
6 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF RENAISSANCERE HOLDINGS LTD. | None | 8438 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
7 | TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LTD. AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RENAISSANCERE HOLDINGS LTD. FOR THE 2017 FISCAL YEAR AND TO REFER THE DETERMINATION OF THE AUDITORS' REMUNERATION TO THE BOARD OF DIRECTORS. | For | None | 8438 | 0 | 0 | 0 | ||
TWO HARBORS INVESTMENT CORP. | |||||||||
Security: | 90187B101 | Meeting Type: | Annual | ||||||
Ticker: | TWO | Meeting Date: | 17-May-2017 | ||||||
ISIN | US90187B1017 | Vote Deadline Date: | 16-May-2017 | ||||||
Agenda | 934566146 | Management | Total Ballot Shares: | 598133 | |||||
Last Vote Date: | 31-Mar-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: E. SPENCER ABRAHAM | For | None | 5581 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JAMES J. BENDER | For | None | 5581 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: STEPHEN G. KASNET | For | None | 5581 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: LISA A. POLLINA | For | None | 5581 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: WILLIAM ROTH | For | None | 5581 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: W. REID SANDERS | For | None | 5581 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: THOMAS E. SIERING | For | None | 5581 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: BRIAN C. TAYLOR | For | None | 5581 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: HOPE B. WOODHOUSE | For | None | 5581 | 0 | 0 | 0 | ||
10 | ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | For | None | 5581 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | ADVISORY VOTE RELATING TO THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 5581 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
12 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 5581 | 0 | 0 | 0 | ||
ANTHEM, INC. | |||||||||
Security: | 036752103 | Meeting Type: | Annual | ||||||
Ticker: | ANTM | Meeting Date: | 18-May-2017 | ||||||
ISIN | US0367521038 | Vote Deadline Date: | 17-May-2017 | ||||||
Agenda | 934566223 | Management | Total Ballot Shares: | 161962 | |||||
Last Vote Date: | 01-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: R. KERRY CLARK | For | None | 8176 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ROBERT L. DIXON, JR. | For | None | 8176 | 0 | 0 | 0 | ||
3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 8176 | 0 | 0 | 0 | ||
4 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 8176 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 8176 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
6 | TO APPROVE PROPOSED AMENDMENTS TO OUR ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND OUR BY- LAWS. | For | None | 8176 | 0 | 0 | 0 | ||
7 | TO APPROVE THE 2017 ANTHEM INCENTIVE COMPENSATION PLAN. | For | None | 8176 | 0 | 0 | 0 | ||
APPLE HOSPITALITY REIT, INC. | |||||||||
Security: | 03784Y200 | Meeting Type: | Annual | ||||||
Ticker: | APLE | Meeting Date: | 18-May-2017 | ||||||
ISIN | US03784Y2000 | Vote Deadline Date: | 17-May-2017 | ||||||
Agenda | 934566007 | Management | Total Ballot Shares: | 62276 | |||||
Last Vote Date: | 06-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | GLENN W. BUNTING | 14222 | 0 | 0 | 0 | ||||
2 | GLADE M. KNIGHT | 14222 | 0 | 0 | 0 | ||||
3 | DARYL A. NICKEL | 14222 | 0 | 0 | 0 | ||||
2 | APPROVAL ON AN ADVISORY BASIS OF EXECUTIVE COMPENSATION PAID BY THE COMPANY. | For | None | 14222 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | APPROVAL ON AN ADVISORY BASIS ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 14222 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE FOR 2017. | For | None | 14222 | 0 | 0 | 0 | ||
5 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S CHARTER TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE FOR ANNUAL ELECTIONS OF DIRECTORS. | For | None | 14222 | 0 | 0 | 0 | ||
6 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S CHARTER TO REQUIRE A MAJORITY VOTE FOR ALL CHARTER AMENDMENTS. | For | None | 14222 | 0 | 0 | 0 | ||
7 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S CHARTER TO ELIMINATE THE SUPERMAJORITY VOTING REQUIREMENT FOR AFFILIATED TRANSACTIONS. | For | None | 0 | 14222 | 0 | 0 | ||
8 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S CHARTER TO ELIMINATE PROVISIONS THAT ARE NO LONGER APPLICABLE. | For | None | 14222 | 0 | 0 | 0 | ||
CHUBB LIMITED | |||||||||
Security: | H1467J104 | Meeting Type: | Annual | ||||||
Ticker: | CB | Meeting Date: | 18-May-2017 | ||||||
ISIN | CH0044328745 | Vote Deadline Date: | 16-May-2017 | ||||||
Agenda | 934577872 | Management | Total Ballot Shares: | 346467 | |||||
Last Vote Date: | 07-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF THE MANAGEMENT REPORT, STANDALONE FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB LIMITED FOR THE YEAR ENDED DECEMBER 31, 2016 | For | None | 14259 | 0 | 0 | 0 | ||
2 | ALLOCATION OF DISPOSABLE PROFIT | For | None | 14259 | 0 | 0 | 0 | ||
3 | DISTRIBUTION OF A DIVIDEND OUT OF LEGAL RESERVES (BY WAY OF RELEASE AND ALLOCATION TO A DIVIDEND RESERVE) | For | None | 14259 | 0 | 0 | 0 | ||
4 | DISCHARGE OF THE BOARD OF DIRECTORS | For | None | 14259 | 0 | 0 | 0 | ||
5 | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR | For | None | 14259 | 0 | 0 | 0 | ||
6 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UNITED STATES) AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF U.S. SECURITIES LAW REPORTING | For | None | 14259 | 0 | 0 | 0 | ||
7 | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDIT FIRM | For | None | 14259 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: EVAN G. GREENBERG | For | None | 14259 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | For | None | 14259 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH | For | None | 14259 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: SHEILA P. BURKE | For | None | 14259 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: JAMES I. CASH | For | None | 14259 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: MARY CIRILLO | For | None | 14259 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | For | None | 14259 | 0 | 0 | 0 | ||
15 | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | For | None | 14259 | 0 | 0 | 0 | ||
16 | ELECTION OF DIRECTOR: LEO F. MULLIN | For | None | 14259 | 0 | 0 | 0 | ||
17 | ELECTION OF DIRECTOR: KIMBERLY A. ROSS | For | None | 14259 | 0 | 0 | 0 | ||
18 | ELECTION OF DIRECTOR: ROBERT W. SCULLY | For | None | 14259 | 0 | 0 | 0 | ||
19 | ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. | For | None | 14259 | 0 | 0 | 0 | ||
20 | ELECTION OF DIRECTOR: THEODORE E. SHASTA | For | None | 14259 | 0 | 0 | 0 | ||
21 | ELECTION OF DIRECTOR: DAVID H. SIDWELL | For | None | 14259 | 0 | 0 | 0 | ||
22 | ELECTION OF DIRECTOR: OLIVIER STEIMER | For | None | 14259 | 0 | 0 | 0 | ||
23 | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | For | None | 14259 | 0 | 0 | 0 | ||
24 | ELECTION OF EVAN G. GREENBERG AS CHAIRMAN OF THE BOARD OF DIRECTORS | For | None | 14259 | 0 | 0 | 0 | ||
25 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MICHAEL P. CONNORS | For | None | 14259 | 0 | 0 | 0 | ||
26 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MARY CIRILLO | For | None | 14259 | 0 | 0 | 0 | ||
27 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ | For | None | 14259 | 0 | 0 | 0 | ||
28 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT W. SCULLY | For | None | 14259 | 0 | 0 | 0 | ||
29 | ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN | For | None | 14259 | 0 | 0 | 0 | ||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | For | None | 14259 | 0 | 0 | 0 | ||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | For | None | 14259 | 0 | 0 | 0 | ||
32 | COMPENSATION OF THE BOARD OF DIRECTORS UNTIL THE NEXT ANNUAL GENERAL MEETING | For | None | 14259 | 0 | 0 | 0 | ||
33 | COMPENSATION OF EXECUTIVE MANAGEMENT FOR THE NEXT CALENDAR YEAR | For | None | 14259 | 0 | 0 | 0 | ||
34 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES LAW REQUIREMENTS | For | None | 14259 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
35 | ADVISORY VOTE ON FREQUENCY OF SUBMISSION OF THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES LAW REQUIREMENTS | None | 14259 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
36 | IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM IS PUT BEFORE THE MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK "FOR " TO VOTE IN ACCORDANCE WITH THE POSITION OF OUR BOARD OF DIRECTORS, MARK "AGAINST" TO VOTE AGAINST NEW ITEMS AND PROPOSALS, MARK "ABSTAIN" TO ABSTAIN. | For | None | 14259 | 0 | 0 | 0 | ||
DR PEPPER SNAPPLE GROUP, INC. | |||||||||
Security: | 26138E109 | Meeting Type: | Annual | ||||||
Ticker: | DPS | Meeting Date: | 18-May-2017 | ||||||
ISIN | US26138E1091 | Vote Deadline Date: | 17-May-2017 | ||||||
Agenda | 934558454 | Management | Total Ballot Shares: | 102197 | |||||
Last Vote Date: | 05-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DAVID E. ALEXANDER | For | None | 396 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ANTONIO CARRILLO | For | None | 396 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JOSE M. GUTIERREZ | For | None | 396 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: PAMELA H. PATSLEY | For | None | 396 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: RONALD G. ROGERS | For | None | 396 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: WAYNE R. SANDERS | For | None | 396 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: DUNIA A. SHIVE | For | None | 396 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: M. ANNE SZOSTAK | For | None | 396 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: LARRY D. YOUNG | For | None | 396 | 0 | 0 | 0 | ||
10 | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 396 | 0 | 0 | 0 | ||
11 | TO APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN PROXY STATEMENT. | For | None | 396 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | TO VOTE, ON NON-BINDING ADVISORY BASIS, ON FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 396 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
13 | TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REQUESTING THE COMPANY TO PUBLICLY REPORT ON STRATEGIES AND/OR POLICY OPTIONS TO PROTECT PUBLIC HEALTH AND POLLINATORS THROUGH REDUCED PESTICIDE USAGE IN THE COMPANY'S SUPPLY CHAIN. | Against | None | 0 | 396 | 0 | 0 | ||
INTEL CORPORATION | |||||||||
Security: | 458140100 | Meeting Type: | Annual | ||||||
Ticker: | INTC | Meeting Date: | 18-May-2017 | ||||||
ISIN | US4581401001 | Vote Deadline Date: | 17-May-2017 | ||||||
Agenda | 934568431 | Management | Total Ballot Shares: | 1794557.8932 | |||||
Last Vote Date: | 05-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | For | None | 37566 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ANEEL BHUSRI | For | None | 37566 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ANDY D. BRYANT | For | None | 37566 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: REED E. HUNDT | For | None | 37566 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: OMAR ISHRAK | For | None | 37566 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | For | None | 37566 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: TSU-JAE KING LIU | For | None | 37566 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | For | None | 37566 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: GREGORY D. SMITH | For | None | 37566 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: FRANK D. YEARY | For | None | 37566 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: DAVID B. YOFFIE | For | None | 37566 | 0 | 0 | 0 | ||
12 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | For | None | 37566 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 37566 | 0 | 0 | 0 | ||
14 | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2006 EQUITY INCENTIVE PLAN | For | None | 37566 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
15 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | None | 37566 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
16 | STOCKHOLDER PROPOSAL REQUESTING AN ANNUAL ADVISORY STOCKHOLDER VOTE ON POLITICAL CONTRIBUTIONS | Against | None | 0 | 37566 | 0 | 0 | ||
17 | STOCKHOLDER PROPOSAL REQUESTING THAT VOTES COUNTED ON STOCKHOLDER PROPOSALS EXCLUDE ABSTENTIONS | Against | None | 0 | 37566 | 0 | 0 | ||
THE HOME DEPOT, INC. | |||||||||
Security: | 437076102 | Meeting Type: | Annual | ||||||
Ticker: | HD | Meeting Date: | 18-May-2017 | ||||||
ISIN | US4370761029 | Vote Deadline Date: | 17-May-2017 | ||||||
Agenda | 934559204 | Management | Total Ballot Shares: | 485086.5671 | |||||
Last Vote Date: | 05-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: GERARD J. ARPEY | For | None | 2212 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ARI BOUSBIB | For | None | 2212 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JEFFERY H. BOYD | For | None | 2212 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | For | None | 2212 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: J. FRANK BROWN | For | None | 2212 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ALBERT P. CAREY | For | None | 2212 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: ARMANDO CODINA | For | None | 2212 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: HELENA B. FOULKES | For | None | 2212 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: LINDA R. GOODEN | For | None | 2212 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: WAYNE M. HEWETT | For | None | 2212 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: KAREN L. KATEN | For | None | 2212 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: CRAIG A. MENEAR | For | None | 2212 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: MARK VADON | For | None | 2212 | 0 | 0 | 0 | ||
14 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | For | None | 2212 | 0 | 0 | 0 | ||
15 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | For | None | 2212 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | None | 2212 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT. | Against | None | 0 | 2212 | 0 | 0 | ||
18 | SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON POLITICAL CONTRIBUTIONS. | Against | None | 0 | 2212 | 0 | 0 | ||
19 | SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES. | Against | None | 0 | 2212 | 0 | 0 | ||
THE TRAVELERS COMPANIES, INC. | |||||||||
Security: | 89417E109 | Meeting Type: | Annual | ||||||
Ticker: | TRV | Meeting Date: | 18-May-2017 | ||||||
ISIN | US89417E1091 | Vote Deadline Date: | 17-May-2017 | ||||||
Agenda | 934566576 | Management | Total Ballot Shares: | 293404.0876 | |||||
Last Vote Date: | 05-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ALAN L. BELLER | For | None | 6241 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOHN H. DASBURG | For | None | 6241 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JANET M. DOLAN | For | None | 6241 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | For | None | 6241 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | For | None | 6241 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: WILLIAM J. KANE | For | None | 6241 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. | For | None | 6241 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: PHILIP T. RUEGGER III | For | None | 6241 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: TODD C. SCHERMERHORN | For | None | 6241 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ALAN D. SCHNITZER | For | None | 6241 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: DONALD J. SHEPARD | For | None | 6241 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | For | None | 6241 | 0 | 0 | 0 | ||
13 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE TRAVELERS COMPANIES, INC. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 6241 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | None | 6241 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
15 | NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 6241 | 0 | 0 | 0 | ||
16 | APPROVE AN AMENDMENT TO THE TRAVELERS COMPANIES, INC. AMENDED AND RESTATED 2014 STOCK INCENTIVE PLAN. | For | None | 6241 | 0 | 0 | 0 | ||
17 | SHAREHOLDER PROPOSAL RELATING TO INCREASED DISCLOSURE OF LOBBYING, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. | Against | None | 0 | 6241 | 0 | 0 | ||
18 | SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF A GENDER PAY EQUITY REPORT, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. | Against | None | 0 | 6241 | 0 | 0 | ||
19 | SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF A DIVERSITY REPORT, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. | Against | None | 0 | 6241 | 0 | 0 | ||
AEGON N.V. | |||||||||
Security: | 007924103 | Meeting Type: | Annual | ||||||
Ticker: | AEG | Meeting Date: | 19-May-2017 | ||||||
ISIN | US0079241032 | Vote Deadline Date: | 11-May-2017 | ||||||
Agenda | 934587467 | Management | Total Ballot Shares: | 714363 | |||||
Last Vote Date: | 12-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ADOPTION OF THE ANNUAL ACCOUNTS 2016 | For | None | 36400 | 0 | 0 | 0 | ||
2 | APPROVAL OF THE FINAL DIVIDEND 2016 | For | None | 36400 | 0 | 0 | 0 | ||
3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITOR FOR THE ANNUAL ACCOUNTS 2017 AND 2018 | For | None | 36400 | 0 | 0 | 0 | ||
4 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR DUTIES PERFORMED DURING 2016 | For | None | 36400 | 0 | 0 | 0 | ||
5 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR DUTIES PERFORMED DURING 2016 | For | None | 36400 | 0 | 0 | 0 | ||
6 | REAPPOINTMENT OF DONA YOUNG | For | None | 36400 | 0 | 0 | 0 | ||
7 | APPOINTMENT OF WILLIAM CONNELLY | For | None | 36400 | 0 | 0 | 0 | ||
8 | APPOINTMENT OF MARK ELLMAN | For | None | 36400 | 0 | 0 | 0 | ||
9 | APPOINTMENT OF MATTHEW RIDER | For | None | 36400 | 0 | 0 | 0 | ||
10 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES | For | None | 36400 | 0 | 0 | 0 | ||
11 | AUTHORIZATION OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING COMMON SHARES | For | None | 36400 | 0 | 0 | 0 | ||
12 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES UNDER INCENTIVE PLANS | For | None | 36400 | 0 | 0 | 0 | ||
13 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | For | None | 36400 | 0 | 0 | 0 | ||
AEGON N.V. | |||||||||
Security: | 007924103 | Meeting Type: | Annual | ||||||
Ticker: | AEG | Meeting Date: | 19-May-2017 | ||||||
ISIN | US0079241032 | Vote Deadline Date: | 11-May-2017 | ||||||
Agenda | 934610583 | Management | Total Ballot Shares: | 712198 | |||||
Last Vote Date: | 09-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ADOPTION OF THE ANNUAL ACCOUNTS 2016 | For | None | 36400 | 0 | 0 | 0 | ||
2 | APPROVAL OF THE FINAL DIVIDEND 2016 | For | None | 36400 | 0 | 0 | 0 | ||
3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITOR FOR THE ANNUAL ACCOUNTS 2017 AND 2018 | For | None | 36400 | 0 | 0 | 0 | ||
4 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR DUTIES PERFORMED DURING 2016 | For | None | 36400 | 0 | 0 | 0 | ||
5 | RELEASE FROM LIABILITY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR DUTIES PERFORMED DURING 2016 | For | None | 36400 | 0 | 0 | 0 | ||
6 | REAPPOINTMENT OF DONA YOUNG | For | None | 36400 | 0 | 0 | 0 | ||
7 | APPOINTMENT OF WILLIAM CONNELLY | For | None | 36400 | 0 | 0 | 0 | ||
8 | APPOINTMENT OF MARK ELLMAN | For | None | 36400 | 0 | 0 | 0 | ||
9 | APPOINTMENT OF MATTHEW RIDER | For | None | 36400 | 0 | 0 | 0 | ||
10 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES | For | None | 36400 | 0 | 0 | 0 | ||
11 | AUTHORIZATION OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING COMMON SHARES | For | None | 36400 | 0 | 0 | 0 | ||
12 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES UNDER INCENTIVE PLANS | For | None | 36400 | 0 | 0 | 0 | ||
13 | AUTHORIZATION OF THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | For | None | 36400 | 0 | 0 | 0 | ||
AETNA INC. | |||||||||
Security: | 00817Y108 | Meeting Type: | Annual | ||||||
Ticker: | AET | Meeting Date: | 19-May-2017 | ||||||
ISIN | US00817Y1082 | Vote Deadline Date: | 18-May-2017 | ||||||
Agenda | 934574698 | Management | Total Ballot Shares: | 164744.2707 | |||||
Last Vote Date: | 08-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: FERNANDO AGUIRRE | For | None | 12706 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MARK T. BERTOLINI | For | None | 12706 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: FRANK M. CLARK | For | None | 12706 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: BETSY Z. COHEN | For | None | 12706 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | For | None | 12706 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ROGER N. FARAH | For | None | 12706 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JEFFREY E. GARTEN | For | None | 12706 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | For | None | 12706 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | For | None | 12706 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | For | None | 12706 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | For | None | 12706 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | For | None | 12706 | 0 | 0 | 0 | ||
13 | COMPANY PROPOSAL - APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 12706 | 0 | 0 | 0 | ||
14 | COMPANY PROPOSAL - APPROVAL OF AMENDMENT TO AMENDED AETNA INC. 2010 STOCK INCENTIVE PLAN TO INCREASE NUMBER OF SHARES AUTHORIZED TO BE ISSUED | For | None | 12706 | 0 | 0 | 0 | ||
15 | COMPANY PROPOSAL - APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS | For | None | 12706 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | COMPANY PROPOSAL - NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | None | 12706 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | SHAREHOLDER PROPOSAL - ANNUAL REPORT ON DIRECT AND INDIRECT LOBBYING | Against | None | 0 | 12706 | 0 | 0 | ||
18 | SHAREHOLDER PROPOSAL - ANNUAL REPORT ON GENDER PAY GAP | Against | None | 12706 | 0 | 0 | 0 | ||
DEVRY EDUCATION GROUP INC. | |||||||||
Security: | 251893103 | Meeting Type: | Special | ||||||
Ticker: | DV | Meeting Date: | 22-May-2017 | ||||||
ISIN | US2518931033 | Vote Deadline Date: | 19-May-2017 | ||||||
Agenda | 934619620 | Management | Total Ballot Shares: | 87957 | |||||
Last Vote Date: | 06-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO CHANGE ITS NAME TO ADTALEM GLOBAL EDUCATION INC. | For | None | 7272 | 0 | 0 | 0 | ||
ENSCO PLC | |||||||||
Security: | G3157S106 | Meeting Type: | Annual | ||||||
Ticker: | ESV | Meeting Date: | 22-May-2017 | ||||||
ISIN | GB00B4VLR192 | Vote Deadline Date: | 19-May-2017 | ||||||
Agenda | 934575032 | Management | Total Ballot Shares: | 81628 | |||||
Last Vote Date: | 11-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: J. RODERICK CLARK | For | None | 3304 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ROXANNE J. DECYK | For | None | 3304 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: MARY E. FRANCIS CBE | For | None | 3304 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: C. CHRISTOPHER GAUT | For | None | 3304 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: GERALD W. HADDOCK | For | None | 3304 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: FRANCIS S. KALMAN | For | None | 3304 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: KEITH O. RATTIE | For | None | 3304 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: PAUL E. ROWSEY, III | For | None | 3304 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: CARL G. TROWELL | For | None | 3304 | 0 | 0 | 0 | ||
10 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP (U.S.) AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING 31 DECEMBER 2017. | For | None | 3304 | 0 | 0 | 0 | ||
11 | TO APPOINT KPMG LLP (U.K.) AS OUR U.K. STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). | For | None | 3304 | 0 | 0 | 0 | ||
12 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION. | For | None | 3304 | 0 | 0 | 0 | ||
13 | TO APPROVE AN AMENDMENT TO THE ENSCO 2012 LONG-TERM INCENTIVE PLAN. | For | None | 3304 | 0 | 0 | 0 | ||
14 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY. | For | None | 3304 | 0 | 0 | 0 | ||
15 | A NON-BINDING ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 (EXCLUDING THE DIRECTORS' REMUNERATION POLICY). | For | None | 3304 | 0 | 0 | 0 | ||
16 | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 3304 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
17 | A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE NON-BINDING ADVISORY SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 3304 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
18 | A NON-BINDING ADVISORY VOTE TO APPROVE THE REPORTS OF THE AUDITORS AND THE DIRECTORS AND THE U.K. STATUTORY ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016. | For | None | 3304 | 0 | 0 | 0 | ||
19 | TO AUTHORISE THE BOARD OF DIRECTORS TO ALLOT SHARES, THE FULL TEXT OF WHICH CAN BE FOUND IN "RESOLUTION 11" OF THE ACCOMPANYING PROXY STATEMENT. | For | None | 3304 | 0 | 0 | 0 | ||
20 | TO APPROVE THE GENERAL DISAPPLICATION OF PRE-EMPTION RIGHTS, THE FULL TEXT OF WHICH CAN BE FOUND IN "RESOLUTION 12" OF THE ACCOMPANYING PROXY STATEMENT. | For | None | 3304 | 0 | 0 | 0 | ||
21 | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT, THE FULL TEXT OF WHICH CAN BE FOUND IN "RESOLUTION 13" OF THE ACCOMPANYING PROXY STATEMENT. | For | None | 3304 | 0 | 0 | 0 | ||
AMAZON.COM, INC. | |||||||||
Security: | 023135106 | Meeting Type: | Annual | ||||||
Ticker: | AMZN | Meeting Date: | 23-May-2017 | ||||||
ISIN | US0231351067 | Vote Deadline Date: | 22-May-2017 | ||||||
Agenda | 934583596 | Management | Total Ballot Shares: | 122052 | |||||
Last Vote Date: | 11-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | For | None | 349 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: TOM A. ALBERG | For | None | 349 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JOHN SEELY BROWN | For | None | 349 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JAMIE S. GORELICK | For | None | 349 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | For | None | 349 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | For | None | 349 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | For | None | 349 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: THOMAS O. RYDER | For | None | 349 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | For | None | 349 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: WENDELL P. WEEKS | For | None | 349 | 0 | 0 | 0 | ||
11 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | None | 349 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 349 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | None | 349 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED | For | None | 349 | 0 | 0 | 0 | ||
15 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS | Against | None | 0 | 349 | 0 | 0 | ||
16 | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE | Against | None | 0 | 349 | 0 | 0 | ||
17 | SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Against | None | 0 | 349 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS, INC. | |||||||||
Security: | 02553E106 | Meeting Type: | Annual | ||||||
Ticker: | AEO | Meeting Date: | 23-May-2017 | ||||||
ISIN | US02553E1064 | Vote Deadline Date: | 22-May-2017 | ||||||
Agenda | 934582316 | Management | Total Ballot Shares: | 153298 | |||||
Last Vote Date: | 14-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN | For | None | 7386 | 0 | 0 | 0 | ||
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. | For | None | 7386 | 0 | 0 | 0 | ||
3 | APPROVE THE COMPANY'S 2017 STOCK AWARD AND INCENTIVE PLAN. | For | None | 7386 | 0 | 0 | 0 | ||
4 | HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 7386 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 7386 | 0 | 0 | 0 | 0 | ||
AMERICAN FINANCIAL GROUP, INC. | |||||||||
Security: | 025932104 | Meeting Type: | Annual | ||||||
Ticker: | AFG | Meeting Date: | 23-May-2017 | ||||||
ISIN | US0259321042 | Vote Deadline Date: | 22-May-2017 | ||||||
Agenda | 934573987 | Management | Total Ballot Shares: | 67875 | |||||
Last Vote Date: | 12-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | CARL H. LINDNER III | 9218 | 0 | 0 | 0 | ||||
2 | S. CRAIG LINDNER | 9218 | 0 | 0 | 0 | ||||
3 | KENNETH C. AMBRECHT | 9218 | 0 | 0 | 0 | ||||
4 | JOHN B. BERDING | 9218 | 0 | 0 | 0 | ||||
5 | JOSEPH E. CONSOLINO | 9218 | 0 | 0 | 0 | ||||
6 | VIRGINIA C. DROSOS | 9218 | 0 | 0 | 0 | ||||
7 | JAMES E. EVANS | 9218 | 0 | 0 | 0 | ||||
8 | TERRY S. JACOBS | 9218 | 0 | 0 | 0 | ||||
9 | GREGORY G. JOSEPH | 9218 | 0 | 0 | 0 | ||||
10 | WILLIAM W. VERITY | 9218 | 0 | 0 | 0 | ||||
11 | JOHN I. VON LEHMAN | 9218 | 0 | 0 | 0 | ||||
2 | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 9218 | 0 | 0 | 0 | ||
3 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | For | None | 9218 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | None | 9218 | 0 | 0 | 0 | 0 | ||
CHINA TELECOM CORPORATION LIMITED | |||||||||
Security: | 169426103 | Meeting Type: | Annual | ||||||
Ticker: | CHA | Meeting Date: | 23-May-2017 | ||||||
ISIN | US1694261033 | Vote Deadline Date: | 12-May-2017 | ||||||
Agenda | 934599258 | Management | Total Ballot Shares: | 221512 | |||||
Last Vote Date: | 20-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | THAT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE BOARD OF DIRECTORS, THE REPORT OF THE SUPERVISORY COMMITTEE AND THE REPORT OF THE INTERNATIONAL AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016 BE CONSIDERED AND APPROVED, AND THE BOARD OF DIRECTORS OF THE COMPANY BE AUTHORISED TO PREPARE THE BUDGET OF THE COMPANY FOR THE YEAR 2017. | For | None | 4821 | 0 | 0 | 0 | ||
2 | THAT THE PROFIT DISTRIBUTION PROPOSAL AND THE DECLARATION AND PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 BE CONSIDERED AND APPROVED. | For | None | 4821 | 0 | 0 | 0 | ||
3 | THAT THE RE-APPOINTMENT OF DELOITTE TOUCHE TOHMATSU AND DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE INTERNATIONAL AUDITOR AND DOMESTIC AUDITOR OF THE COMPANY RESPECTIVELY FOR THE YEAR ENDING ON 31 DECEMBER 2017 BE CONSIDERED AND APPROVED, AND THE BOARD BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS. | For | None | 4821 | 0 | 0 | 0 | ||
4 | TO APPROVE THE RE-ELECTION OF MR. YANG JIE AS A DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
5 | TO APPROVE THE RE-ELECTION OF MR. YANG XIAOWEI AS A DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
6 | TO APPROVE THE RE-ELECTION OF MR. KE RUIWEN AS A DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
7 | TO APPROVE THE RE-ELECTION OF MR. SUN KANGMIN AS A DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
8 | TO APPROVE THE ELECTION OF MR. ZHEN CAIJI AS A DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
9 | TO APPROVE THE ELECTION OF MR. GAO TONGQING AS A DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
10 | TO APPROVE THE ELECTION OF MR. CHEN ZHONGYUE AS A DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
11 | TO APPROVE THE ELECTION OF MR. CHEN SHENGGUANG AS A DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
12 | TO APPROVE THE RE-ELECTION OF MR. TSE HAU YIN, ALOYSIUS AS AN INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
13 | TO APPROVE THE RE-ELECTION OF MADAM CHA MAY LUNG, LAURA AS AN INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
14 | TO APPROVE THE RE-ELECTION OF MR. XU ERMING AS AN INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
15 | TO APPROVE THE RE-ELECTION OF MADAM WANG HSUEHMING AS AN INDEPENDENT DIRECTOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
16 | TO APPROVE THE RE-ELECTION OF MR. SUI YIXUN AS A SUPERVISOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
17 | TO APPROVE THE RE-ELECTION OF MR. HU JING AS A SUPERVISOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
18 | TO APPROVE THE RE-ELECTION OF MR. YE ZHONG AS A SUPERVISOR OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
19 | TO APPROVE THE AMENDMENTS TO ARTICLE 1 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
20 | TO APPROVE THE AMENDMENTS TO ARTICLE 13 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
21 | TO AUTHORISE ANY DIRECTOR OF THE COMPANY TO COMPLETE REGISTRATION OR FILING OF THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | For | None | 4821 | 0 | 0 | 0 | ||
22 | TO CONSIDER AND APPROVE THE ISSUE OF DEBENTURES BY THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
23 | TO AUTHORISE THE BOARD TO ISSUE DEBENTURES AND DETERMINE THE SPECIFIC TERMS, CONDITIONS AND OTHER MATTERS OF THE DEBENTURES | For | None | 4821 | 0 | 0 | 0 | ||
24 | TO CONSIDER AND APPROVE THE CENTRALISED REGISTRATION OF DEBENTURES BY THE COMPANY | For | None | 4821 | 0 | 0 | 0 | ||
25 | TO CONSIDER AND APPROVE THE ISSUE OF COMPANY BONDS IN THE PEOPLE'S REPUBLIC OF CHINA | For | None | 4821 | 0 | 0 | 0 | ||
26 | TO AUTHORISE THE BOARD TO ISSUE COMPANY BONDS AND DETERMINE THE SPECIFIC TERMS, CONDITIONS AND OTHER MATTERS OF THE COMPANY BONDS IN THE PEOPLE'S REPUBLIC OF CHINA | For | None | 4821 | 0 | 0 | 0 | ||
27 | TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF THE EXISTING DOMESTIC SHARES AND H SHARES IN ISSUE. | For | None | 4821 | 0 | 0 | 0 | ||
28 | TO AUTHORISE THE BOARD TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO REFLECT SUCH INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY UNDER THE GENERAL MANDATE. | For | None | 4821 | 0 | 0 | 0 | ||
MERCK & CO., INC. | |||||||||
Security: | 58933Y105 | Meeting Type: | Annual | ||||||
Ticker: | MRK | Meeting Date: | 23-May-2017 | ||||||
ISIN | US58933Y1055 | Vote Deadline Date: | 22-May-2017 | ||||||
Agenda | 934581439 | Management | Total Ballot Shares: | 1080543.2065 | |||||
Last Vote Date: | 10-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: LESLIE A. BRUN | For | None | 18583 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: THOMAS R. CECH | For | None | 18583 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: PAMELA J. CRAIG | For | None | 18583 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | For | None | 18583 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: THOMAS H. GLOCER | For | None | 18583 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | For | None | 18583 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY | For | None | 18583 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | For | None | 18583 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | For | None | 18583 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | For | None | 18583 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | For | None | 18583 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: WENDELL P. WEEKS | For | None | 18583 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: PETER C. WENDELL | For | None | 18583 | 0 | 0 | 0 | ||
14 | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 18583 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
15 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 18583 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
16 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 18583 | 0 | 0 | 0 | ||
17 | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. | Against | None | 0 | 18583 | 0 | 0 | ||
18 | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. | Against | None | 0 | 18583 | 0 | 0 | ||
19 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT-AFFECTED AREAS. | Against | None | 0 | 18583 | 0 | 0 | ||
20 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. | Against | None | 0 | 18583 | 0 | 0 | ||
REINSURANCE GROUP OF AMERICA, INC. | |||||||||
Security: | 759351604 | Meeting Type: | Annual | ||||||
Ticker: | RGA | Meeting Date: | 23-May-2017 | ||||||
ISIN | US7593516047 | Vote Deadline Date: | 22-May-2017 | ||||||
Agenda | 934579408 | Management | Total Ballot Shares: | 93154 | |||||
Last Vote Date: | 13-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: PATRICIA L. GUINN | For | None | 1959 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ARNOUD W.A. BOOT | For | None | 1959 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JOHN F. DANAHY | For | None | 1959 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: J. CLIFF EASON | For | None | 1959 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ANNA MANNING | For | None | 1959 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
6 | VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | None | 1959 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
7 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 1959 | 0 | 0 | 0 | ||
8 | VOTE TO APPROVE THE COMPANY'S AMENDED & RESTATED FLEXIBLE STOCK PLAN. | For | None | 1959 | 0 | 0 | 0 | ||
9 | VOTE TO APPROVE THE COMPANY'S AMENDED & RESTATED FLEXIBLE STOCK PLAN FOR DIRECTORS. | For | None | 1959 | 0 | 0 | 0 | ||
10 | VOTE TO APPROVE THE COMPANY'S AMENDED & RESTATED PHANTOM STOCK PLAN FOR DIRECTORS. | For | None | 1959 | 0 | 0 | 0 | ||
11 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 1959 | 0 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | |||||||||
Security: | 780259206 | Meeting Type: | Annual | ||||||
Ticker: | RDSA | Meeting Date: | 23-May-2017 | ||||||
ISIN | US7802592060 | Vote Deadline Date: | 12-May-2017 | ||||||
Agenda | 934604580 | Management | Total Ballot Shares: | 648282 | |||||
Last Vote Date: | 11-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RECEIPT OF ANNUAL REPORT & ACCOUNTS | For | None | 19352 | 0 | 0 | 0 | ||
2 | APPROVAL OF DIRECTORS' REMUNERATION POLICY | For | None | 19352 | 0 | 0 | 0 | ||
3 | APPROVAL OF DIRECTORS' REMUNERATION REPORT | For | None | 19352 | 0 | 0 | 0 | ||
4 | APPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | For | None | 19352 | 0 | 0 | 0 | ||
5 | APPOINTMENT OF ROBERTO SETUBAL AS A DIRECTOR OF THE COMPANY | For | None | 19352 | 0 | 0 | 0 | ||
6 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | For | None | 19352 | 0 | 0 | 0 | ||
7 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT | For | None | 19352 | 0 | 0 | 0 | ||
8 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH | For | None | 19352 | 0 | 0 | 0 | ||
9 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | For | None | 19352 | 0 | 0 | 0 | ||
10 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | For | None | 19352 | 0 | 0 | 0 | ||
11 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | For | None | 19352 | 0 | 0 | 0 | ||
12 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | For | None | 19352 | 0 | 0 | 0 | ||
13 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: JESSICA UHL | For | None | 19352 | 0 | 0 | 0 | ||
14 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS | For | None | 19352 | 0 | 0 | 0 | ||
15 | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | For | None | 19352 | 0 | 0 | 0 | ||
16 | REAPPOINTMENT OF AUDITOR | For | None | 19352 | 0 | 0 | 0 | ||
17 | REMUNERATION OF AUDITOR | For | None | 19352 | 0 | 0 | 0 | ||
18 | AUTHORITY TO ALLOT SHARES | For | None | 19352 | 0 | 0 | 0 | ||
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 19352 | 0 | 0 | 0 | ||
20 | AUTHORITY TO PURCHASE OWN SHARES | For | None | 19352 | 0 | 0 | 0 | ||
21 | SHAREHOLDER RESOLUTION | Against | None | 0 | 19352 | 0 | 0 | ||
XEROX CORPORATION | |||||||||
Security: | 984121103 | Meeting Type: | Annual | ||||||
Ticker: | XRX | Meeting Date: | 23-May-2017 | ||||||
ISIN | US9841211033 | Vote Deadline Date: | 22-May-2017 | ||||||
Agenda | 934574129 | Management | Total Ballot Shares: | 894631 | |||||
Last Vote Date: | 10-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: GREGORY Q. BROWN | For | None | 169842 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | For | None | 169842 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | For | None | 169842 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: WILLIAM CURT HUNTER | For | None | 169842 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JEFFREY JACOBSON | For | None | 169842 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ROBERT J. KEEGAN | For | None | 169842 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: CHERYL GORDON KRONGARD | For | None | 169842 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: CHARLES PRINCE | For | None | 169842 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: ANN N. REESE | For | None | 169842 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | For | None | 169842 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER | For | None | 169842 | 0 | 0 | 0 | ||
12 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 169842 | 0 | 0 | 0 | ||
13 | APPROVAL, ON AN ADVISORY BASIS, OF THE 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 169842 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 169842 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
15 | APPROVE A REVERSE STOCK SPLIT AND CORRESPONDING PROPORTIONATE REDUCTION IN OUR AUTHORIZED STOCK. | For | None | 169842 | 0 | 0 | 0 | ||
16 | SHAREHOLDER PROPOSAL REGARDING HOLY LAND PRINCIPLES. | Against | None | 0 | 169842 | 0 | 0 | ||
DENBURY RESOURCES INC. | |||||||||
Security: | 247916208 | Meeting Type: | Annual | ||||||
Ticker: | DNR | Meeting Date: | 24-May-2017 | ||||||
ISIN | US2479162081 | Vote Deadline Date: | 23-May-2017 | ||||||
Agenda | 934587758 | Management | Total Ballot Shares: | 185379 | |||||
Last Vote Date: | 14-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JOHN P. DIELWART | 41601 | 0 | 0 | 0 | ||||
2 | MICHAEL B. DECKER | 41601 | 0 | 0 | 0 | ||||
3 | GREGORY L. MCMICHAEL | 41601 | 0 | 0 | 0 | ||||
4 | KEVIN O. MEYERS | 41601 | 0 | 0 | 0 | ||||
5 | LYNN A. PETERSON | 41601 | 0 | 0 | 0 | ||||
6 | PHIL RYKHOEK | 41601 | 0 | 0 | 0 | ||||
7 | RANDY STEIN | 41601 | 0 | 0 | 0 | ||||
8 | LAURA A. SUGG | 41601 | 0 | 0 | 0 | ||||
2 | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 41601 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE STOCKHOLDER VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | None | 41601 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | TO VOTE ON THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2004 OMNIBUS STOCK AND INCENTIVE PLAN, PRINCIPALLY TO INCREASE THE NUMBER OF RESERVED SHARES AND FOR INTERNAL REVENUE CODE SECTION 162(M) PERFORMANCE-BASED COMPENSATION QUALIFICATION. | For | None | 41601 | 0 | 0 | 0 | ||
5 | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 41601 | 0 | 0 | 0 | ||
6 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | For | None | 41601 | 0 | 0 | 0 | ||
DSW INC. | |||||||||
Security: | 23334L102 | Meeting Type: | Annual | ||||||
Ticker: | DSW | Meeting Date: | 24-May-2017 | ||||||
ISIN | US23334L1026 | Vote Deadline Date: | 23-May-2017 | ||||||
Agenda | 934583801 | Management | Total Ballot Shares: | 18190 | |||||
Last Vote Date: | 14-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | CAROLEE LEE | 4442 | 0 | 0 | 0 | ||||
2 | HARVEY L. SONNENBERG | 4442 | 0 | 0 | 0 | ||||
3 | ALLAN J. TANENBAUM | 4442 | 0 | 0 | 0 | ||||
4 | JOANNE ZAIAC | 4442 | 0 | 0 | 0 | ||||
2 | ADVISORY NON-BINDING VOTE, TO APPROVE EXECUTIVE COMPENSATION. | For | None | 4442 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | ADVISORY NON-BINDING VOTE, ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 4442 | 0 | 0 | 0 | 0 | ||
MCDONALD'S CORPORATION | |||||||||
Security: | 580135101 | Meeting Type: | Annual | ||||||
Ticker: | MCD | Meeting Date: | 24-May-2017 | ||||||
ISIN | US5801351017 | Vote Deadline Date: | 23-May-2017 | ||||||
Agenda | 934584168 | Management | Total Ballot Shares: | 383137.698 | |||||
Last Vote Date: | 12-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: LLOYD DEAN | For | None | 7071 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: STEPHEN EASTERBROOK | For | None | 7071 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ROBERT ECKERT | For | None | 7071 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MARGARET GEORGIADIS | For | None | 7071 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | For | None | 7071 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JEANNE JACKSON | For | None | 7071 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: RICHARD LENNY | For | None | 7071 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JOHN MULLIGAN | For | None | 7071 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: SHEILA PENROSE | For | None | 7071 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: JOHN ROGERS, JR. | For | None | 7071 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: MILES WHITE | For | None | 7071 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 7071 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | None | 7071 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR AWARDS UNDER THE MCDONALD'S CORPORATION 2012 OMNIBUS STOCK OWNERSHIP PLAN. | For | None | 7071 | 0 | 0 | 0 | ||
15 | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2017. | For | None | 7071 | 0 | 0 | 0 | ||
16 | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A CHANGE TO THE VOTE-COUNTING STANDARD FOR SHAREHOLDER PROPOSALS, IF PROPERLY PRESENTED. | Against | None | 0 | 7071 | 0 | 0 | ||
17 | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REGARDING THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS, IF PROPERLY PRESENTED. | Against | None | 0 | 7071 | 0 | 0 | ||
18 | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL TO ISSUE A CLASS OF PREFERRED STOCK WITH THE RIGHT TO ELECT ITS OWN DIRECTOR, IF PROPERLY PRESENTED. | Against | None | 0 | 7071 | 0 | 0 | ||
19 | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD MAKE ALL LAWFUL EFFORTS TO IMPLEMENT AND/OR INCREASE ACTIVITY ON THE HOLY LAND PRINCIPLES, IF PROPERLY PRESENTED. | Against | None | 0 | 7071 | 0 | 0 | ||
20 | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO UPDATE THE COMPANY'S POLICY REGARDING USE OF ANTIBIOTICS BY ITS MEAT SUPPLIERS, IF PROPERLY PRESENTED. | Against | None | 0 | 7071 | 0 | 0 | ||
21 | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF POLYSTYRENE FOAM BEVERAGE CUPS, IF PROPERLY PRESENTED. | Against | None | 0 | 7071 | 0 | 0 | ||
22 | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS, IF PROPERLY PRESENTED. | Against | None | 7071 | 0 | 0 | 0 | ||
MFA FINANCIAL, INC. | |||||||||
Security: | 55272X102 | Meeting Type: | Annual | ||||||
Ticker: | MFA | Meeting Date: | 24-May-2017 | ||||||
ISIN | US55272X1028 | Vote Deadline Date: | 23-May-2017 | ||||||
Agenda | 934579434 | Management | Total Ballot Shares: | 3208308 | |||||
Last Vote Date: | 12-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: STEPHEN R. BLANK | For | None | 407884 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: LAURIE GOODMAN | For | None | 407884 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: WILLIAM S. GORIN | For | None | 407884 | 0 | 0 | 0 | ||
4 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MFA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 407884 | 0 | 0 | 0 | ||
5 | APPROVAL OF THE ADVISORY (NON- BINDING) RESOLUTION TO APPROVE MFA'S EXECUTIVE COMPENSATION. | For | None | 407884 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
6 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON MFA'S EXECUTIVE COMPENSATION. | None | 407884 | 0 | 0 | 0 | 0 | ||
THE SOUTHERN COMPANY | |||||||||
Security: | 842587107 | Meeting Type: | Annual | ||||||
Ticker: | SO | Meeting Date: | 24-May-2017 | ||||||
ISIN | US8425871071 | Vote Deadline Date: | 23-May-2017 | ||||||
Agenda | 934580083 | Management | Total Ballot Shares: | 446008.2235 | |||||
Last Vote Date: | 08-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JUANITA POWELL BARANCO | For | None | 15163 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JON A. BOSCIA | For | None | 15163 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: HENRY A. CLARK III | For | None | 15163 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: THOMAS A. FANNING | For | None | 15163 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DAVID J. GRAIN | For | None | 15163 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: VERONICA M. HAGEN | For | None | 15163 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: WARREN A. HOOD, JR. | For | None | 15163 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: LINDA P. HUDSON | For | None | 15163 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: DONALD M. JAMES | For | None | 15163 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: JOHN D. JOHNS | For | None | 15163 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: DALE E. KLEIN | For | None | 15163 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: WILLIAM G. SMITH, JR. | For | None | 15163 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: STEVEN R. SPECKER | For | None | 15163 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: LARRY D. THOMPSON | For | None | 15163 | 0 | 0 | 0 | ||
15 | ELECTION OF DIRECTOR: E. JENNER WOOD III | For | None | 15163 | 0 | 0 | 0 | ||
16 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE TO REDUCE THE SUPERMAJORITY VOTE REQUIREMENTS TO A MAJORITY VOTE | For | None | 0 | 15163 | 0 | 0 | ||
17 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | None | 15163 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
18 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | None | 15163 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
19 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | For | None | 15163 | 0 | 0 | 0 | ||
20 | STOCKHOLDER PROPOSAL ON 2° CELSIUS SCENARIO REPORT | Against | None | 0 | 15163 | 0 | 0 | ||
BANCFIRST CORPORATION | |||||||||
Security: | 05945F103 | Meeting Type: | Annual | ||||||
Ticker: | BANF | Meeting Date: | 25-May-2017 | ||||||
ISIN | US05945F1030 | Vote Deadline Date: | 24-May-2017 | ||||||
Agenda | 934608071 | Management | Total Ballot Shares: | 1478 | |||||
Last Vote Date: | 27-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | DENNIS L. BRAND | 969 | 0 | 0 | 0 | ||||
2 | C.L. CRAIG, JR. | 969 | 0 | 0 | 0 | ||||
3 | WILLIAM H. CRAWFORD | 969 | 0 | 0 | 0 | ||||
4 | JAMES R DANIEL | 969 | 0 | 0 | 0 | ||||
5 | F. FORD DRUMMOND | 969 | 0 | 0 | 0 | ||||
6 | DAVID R. HARLOW | 969 | 0 | 0 | 0 | ||||
7 | WILLIAM O. JOHNSTONE | 969 | 0 | 0 | 0 | ||||
8 | FRANK KEATING | 969 | 0 | 0 | 0 | ||||
9 | DAVE R. LOPEZ | 969 | 0 | 0 | 0 | ||||
10 | TOM H. MCCASLAND III | 969 | 0 | 0 | 0 | ||||
11 | RONALD J. NORICK | 969 | 0 | 0 | 0 | ||||
12 | DAVID E. RAINBOLT | 969 | 0 | 0 | 0 | ||||
13 | H.E. RAINBOLT | 969 | 0 | 0 | 0 | ||||
14 | MICHAEL S. SAMIS | 969 | 0 | 0 | 0 | ||||
15 | DARRYL SCHMIDT | 969 | 0 | 0 | 0 | ||||
16 | NATALIE SHIRLEY | 969 | 0 | 0 | 0 | ||||
17 | MICHAEL K. WALLACE | 969 | 0 | 0 | 0 | ||||
18 | GREGORY G. WEDEL | 969 | 0 | 0 | 0 | ||||
19 | G. RAINEY WILLIAMS, JR. | 969 | 0 | 0 | 0 | ||||
2 | TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK TO 40,000,000 SHARES. | For | None | 969 | 0 | 0 | 0 | ||
3 | TO RATIFY BKD LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 969 | 0 | 0 | 0 | ||
4 | ADVISORY VOTE TO APPROVE THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | For | None | 969 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICERS' COMPENSATION. | None | 969 | 0 | 0 | 0 | 0 | ||
BIG LOTS, INC. | |||||||||
Security: | 089302103 | Meeting Type: | Annual | ||||||
Ticker: | BIG | Meeting Date: | 25-May-2017 | ||||||
ISIN | US0893021032 | Vote Deadline Date: | 24-May-2017 | ||||||
Agenda | 934576957 | Management | Total Ballot Shares: | 45385 | |||||
Last Vote Date: | 12-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JEFFREY P. BERGER | 1 | 0 | 0 | 0 | ||||
2 | DAVID J. CAMPISI | 1 | 0 | 0 | 0 | ||||
3 | JAMES R. CHAMBERS | 1 | 0 | 0 | 0 | ||||
4 | MARLA C. GOTTSCHALK | 1 | 0 | 0 | 0 | ||||
5 | CYNTHIA T. JAMISON | 1 | 0 | 0 | 0 | ||||
6 | PHILIP E. MALLOTT | 1 | 0 | 0 | 0 | ||||
7 | NANCY A. REARDON | 1 | 0 | 0 | 0 | ||||
8 | WENDY L. SCHOPPERT | 1 | 0 | 0 | 0 | ||||
9 | RUSSELL E. SOLT | 1 | 0 | 0 | 0 | ||||
2 | APPROVAL OF THE BIG LOTS 2017 LONG- TERM INCENTIVE PLAN. | For | None | 1 | 0 | 0 | 0 | ||
3 | APPROVAL OF THE COMPENSATION OF BIG LOTS' NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S- K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION ACCOMPANYING THE TABLES. | For | None | 1 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | ADVISORY VOTE ON THE COMPENSATION OF BIG LOTS' NAMED EXECUTIVE OFFICERS EVERY 1 YEAR. | None | 1 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
5 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BIG LOTS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | For | None | 1 | 0 | 0 | 0 | ||
CHINA MOBILE LIMITED | |||||||||
Security: | 16941M109 | Meeting Type: | Annual | ||||||
Ticker: | CHL | Meeting Date: | 25-May-2017 | ||||||
ISIN | US16941M1099 | Vote Deadline Date: | 16-May-2017 | ||||||
Agenda | 934604718 | Management | Total Ballot Shares: | 709993 | |||||
Last Vote Date: | 11-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2016. | For | None | 75471 | 0 | 0 | 0 | ||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016. | For | None | 75471 | 0 | 0 | 0 | ||
3 | TO RE-ELECT MR. DONG XIN AS EXECUTIVE DIRECTOR OF THE COMPANY. | For | None | 75471 | 0 | 0 | 0 | ||
4 | RE-ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: MR. FRANK WONG KWONG SHING | For | None | 75471 | 0 | 0 | 0 | ||
5 | RE-ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: DR. MOSES CHENG MO CHI | For | None | 75471 | 0 | 0 | 0 | ||
6 | RE-ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: MR. PAUL CHOW MAN YIU | For | None | 75471 | 0 | 0 | 0 | ||
7 | RE-ELECTION OF INDEPENDENT NON- EXECUTIVE DIRECTOR: MR. STEPHEN YIU KIN WAH | For | None | 75471 | 0 | 0 | 0 | ||
8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | None | 75471 | 0 | 0 | 0 | ||
9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | None | 75471 | 0 | 0 | 0 | ||
10 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | None | 75471 | 0 | 0 | 0 | ||
11 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | None | 75471 | 0 | 0 | 0 | ||
ONE GAS, INC | |||||||||
Security: | 68235P108 | Meeting Type: | Annual | ||||||
Ticker: | OGS | Meeting Date: | 25-May-2017 | ||||||
ISIN | US68235P1084 | Vote Deadline Date: | 24-May-2017 | ||||||
Agenda | 934581720 | Management | Total Ballot Shares: | 67615 | |||||
Last Vote Date: | 08-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ROBERT B. EVANS | For | None | 318 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MICHAEL G. HUTCHINSON | For | None | 318 | 0 | 0 | 0 | ||
3 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONE GAS, INC. FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 318 | 0 | 0 | 0 | ||
4 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 318 | 0 | 0 | 0 | ||
5 | APPROVAL OF THE MATERIAL TERMS OF OUR ANNUAL OFFICER INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | For | None | 318 | 0 | 0 | 0 | ||
RAYTHEON COMPANY | |||||||||
Security: | 755111507 | Meeting Type: | Annual | ||||||
Ticker: | RTN | Meeting Date: | 25-May-2017 | ||||||
ISIN | US7551115071 | Vote Deadline Date: | 24-May-2017 | ||||||
Agenda | 934602029 | Management | Total Ballot Shares: | 229279.2127 | |||||
Last Vote Date: | 22-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: TRACY A. ATKINSON | For | None | 4899 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | For | None | 4899 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: VERNON E. CLARK | For | None | 4899 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | For | None | 4899 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: THOMAS A. KENNEDY | For | None | 4899 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: LETITIA A. LONG | For | None | 4899 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: GEORGE R. OLIVER | For | None | 4899 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: DINESH C. PALIWAL | For | None | 4899 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | For | None | 4899 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: JAMES A. WINNEFELD, JR. | For | None | 4899 | 0 | 0 | 0 | ||
11 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 4899 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | None | 4899 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
13 | APPROVAL OF THE RAYTHEON 2017 INCENTIVE PLAN FOR SECTION 162(M) PURPOSES | For | None | 4899 | 0 | 0 | 0 | ||
14 | RATIFICATION OF INDEPENDENT AUDITORS | For | None | 4899 | 0 | 0 | 0 | ||
THE ALLSTATE CORPORATION | |||||||||
Security: | 020002101 | Meeting Type: | Annual | ||||||
Ticker: | ALL | Meeting Date: | 25-May-2017 | ||||||
ISIN | US0200021014 | Vote Deadline Date: | 24-May-2017 | ||||||
Agenda | 934584257 | Management | Total Ballot Shares: | 159833 | |||||
Last Vote Date: | 12-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: KERMIT R. CRAWFORD | For | None | 796 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | For | None | 796 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA | For | None | 796 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JACQUES P. PEROLD | For | None | 796 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ANDREA REDMOND | For | None | 796 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JOHN W. ROWE | For | None | 796 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | For | None | 796 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | For | None | 796 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | For | None | 796 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: THOMAS J. WILSON | For | None | 796 | 0 | 0 | 0 | ||
11 | ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | None | 796 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | None | 796 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
13 | APPROVAL OF THE ALLSTATE CORPORATION 2017 EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | For | None | 796 | 0 | 0 | 0 | ||
14 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2017. | For | None | 796 | 0 | 0 | 0 | ||
15 | STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN. | Against | None | 0 | 796 | 0 | 0 | ||
16 | STOCKHOLDER PROPOSAL ON LEAD DIRECTOR QUALIFICATIONS. | Against | None | 0 | 796 | 0 | 0 | ||
17 | STOCKHOLDER PROPOSAL ON REPORTING POLITICAL CONTRIBUTIONS. | Against | None | 0 | 796 | 0 | 0 | ||
PG&E CORPORATION | |||||||||
Security: | 69331C108 | Meeting Type: | Annual | ||||||
Ticker: | PCG | Meeting Date: | 30-May-2017 | ||||||
ISIN | US69331C1080 | Vote Deadline Date: | 26-May-2017 | ||||||
Agenda | 934592937 | Management | Total Ballot Shares: | 154341 | |||||
Last Vote Date: | 16-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: LEWIS CHEW | For | None | 6999 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. | For | None | 6999 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: FRED J. FOWLER | For | None | 6999 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JEH C. JOHNSON | For | None | 6999 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: RICHARD C. KELLY | For | None | 6999 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ROGER H. KIMMEL | For | None | 6999 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: RICHARD A. MESERVE | For | None | 6999 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: FORREST E. MILLER | For | None | 6999 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: ERIC D. MULLINS | For | None | 6999 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: ROSENDO G. PARRA | For | None | 6999 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: BARBARA L. RAMBO | For | None | 6999 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: ANNE SHEN SMITH | For | None | 6999 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: GEISHA J. WILLIAMS | For | None | 6999 | 0 | 0 | 0 | ||
14 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | None | 6999 | 0 | 0 | 0 | ||
15 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | For | None | 6999 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | None | 6999 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | SHAREHOLDER PROPOSAL: CUSTOMER APPROVAL OF CHARITABLE GIVING PROGRAM | Against | None | 6999 | 0 | 0 | 0 | ||
EXXON MOBIL CORPORATION | |||||||||
Security: | 30231G102 | Meeting Type: | Annual | ||||||
Ticker: | XOM | Meeting Date: | 31-May-2017 | ||||||
ISIN | US30231G1022 | Vote Deadline Date: | 30-May-2017 | ||||||
Agenda | 934588673 | Management | Total Ballot Shares: | 1131502.8931 | |||||
Last Vote Date: | 14-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | SUSAN K. AVERY | 14279 | 0 | 0 | 0 | ||||
2 | MICHAEL J. BOSKIN | 14279 | 0 | 0 | 0 | ||||
3 | ANGELA F. BRALY | 14279 | 0 | 0 | 0 | ||||
4 | URSULA M. BURNS | 14279 | 0 | 0 | 0 | ||||
5 | HENRIETTA H. FORE | 14279 | 0 | 0 | 0 | ||||
6 | KENNETH C. FRAZIER | 14279 | 0 | 0 | 0 | ||||
7 | DOUGLAS R. OBERHELMAN | 14279 | 0 | 0 | 0 | ||||
8 | SAMUEL J. PALMISANO | 14279 | 0 | 0 | 0 | ||||
9 | STEVEN S REINEMUND | 14279 | 0 | 0 | 0 | ||||
10 | WILLIAM C. WELDON | 14279 | 0 | 0 | 0 | ||||
11 | DARREN W. WOODS | 14279 | 0 | 0 | 0 | ||||
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) | For | None | 14279 | 0 | 0 | 0 | ||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 25) | For | None | 14279 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 25) | None | 14279 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
5 | INDEPENDENT CHAIRMAN (PAGE 53) | Against | None | 0 | 14279 | 0 | 0 | ||
6 | MAJORITY VOTE FOR DIRECTORS (PAGE 54) | Against | None | 0 | 14279 | 0 | 0 | ||
7 | SPECIAL SHAREHOLDER MEETINGS (PAGE 55) | Against | None | 0 | 14279 | 0 | 0 | ||
8 | RESTRICT PRECATORY PROPOSALS (PAGE 56) | Against | None | 0 | 14279 | 0 | 0 | ||
9 | REPORT ON COMPENSATION FOR WOMEN (PAGE 57) | Against | None | 0 | 14279 | 0 | 0 | ||
10 | REPORT ON LOBBYING (PAGE 59) | Against | None | 0 | 14279 | 0 | 0 | ||
11 | INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF INVESTMENT (PAGE 60) | Against | None | 0 | 14279 | 0 | 0 | ||
12 | REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 62) | Against | None | 0 | 14279 | 0 | 0 | ||
13 | REPORT ON METHANE EMISSIONS (PAGE 64) | Against | None | 14279 | 0 | 0 | 0 | ||
HENRY SCHEIN, INC. | |||||||||
Security: | 806407102 | Meeting Type: | Annual | ||||||
Ticker: | HSIC | Meeting Date: | 31-May-2017 | ||||||
ISIN | US8064071025 | Vote Deadline Date: | 30-May-2017 | ||||||
Agenda | 934586782 | Management | Total Ballot Shares: | 32704 | |||||
Last Vote Date: | 15-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: BARRY J. ALPERIN | For | None | 174 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: LAWRENCE S. BACOW, PH.D. | For | None | 174 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: GERALD A. BENJAMIN | For | None | 174 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: STANLEY M. BERGMAN | For | None | 174 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JAMES P. BRESLAWSKI | For | None | 174 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: PAUL BRONS | For | None | 174 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: JOSEPH L. HERRING | For | None | 174 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: DONALD J. KABAT | For | None | 174 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: KURT P. KUEHN | For | None | 174 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: PHILIP A. LASKAWY | For | None | 174 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: MARK E. MLOTEK | For | None | 174 | 0 | 0 | 0 | ||
12 | ELECTION OF DIRECTOR: STEVEN PALADINO | For | None | 174 | 0 | 0 | 0 | ||
13 | ELECTION OF DIRECTOR: CAROL RAPHAEL | For | None | 174 | 0 | 0 | 0 | ||
14 | ELECTION OF DIRECTOR: E. DIANNE REKOW, DDS, PH.D. | For | None | 174 | 0 | 0 | 0 | ||
15 | ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D. | For | None | 174 | 0 | 0 | 0 | ||
16 | PROPOSAL TO AMEND THE COMPANY'S SECTION 162(M) CASH BONUS PLAN TO EXTEND THE TERM OF THE PLAN TO DECEMBER 31, 2021 AND TO RE-APPROVE THE PERFORMANCE GOALS THEREUNDER. | For | None | 174 | 0 | 0 | 0 | ||
17 | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2016 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | None | 174 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
18 | PROPOSAL TO RECOMMEND, BY NON- BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 174 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
19 | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2017. | For | None | 174 | 0 | 0 | 0 | ||
PROASSURANCE CORPORATION | |||||||||
Security: | 74267C106 | Meeting Type: | Annual | ||||||
Ticker: | PRA | Meeting Date: | 31-May-2017 | ||||||
ISIN | US74267C1062 | Vote Deadline Date: | 30-May-2017 | ||||||
Agenda | 934590767 | Management | Total Ballot Shares: | 75664 | |||||
Last Vote Date: | 18-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | SAMUEL A. DI PIAZZA, JR | 5118 | 0 | 0 | 0 | ||||
2 | ROBERT E. FLOWERS | 5118 | 0 | 0 | 0 | ||||
3 | KATISHA T. VANCE | 5118 | 0 | 0 | 0 | ||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | For | None | 5118 | 0 | 0 | 0 | ||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | None | 5118 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | AN ADVISORY VOTE TO DETERMINE THE FREQUENCY (WHETHER EVERY ONE, TWO OR THREE YEARS) WITH WHICH STOCKHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | None | 5118 | 0 | 0 | 0 | 0 | ||
CHIMERA INVESTMENT CORPORATION | |||||||||
Security: | 16934Q208 | Meeting Type: | Annual | ||||||
Ticker: | CIM | Meeting Date: | 01-Jun-2017 | ||||||
ISIN | US16934Q2084 | Vote Deadline Date: | 31-May-2017 | ||||||
Agenda | 934589372 | Management | Total Ballot Shares: | 1064324 | |||||
Last Vote Date: | 18-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: PAUL DONLIN | For | None | 9760 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MARK ABRAMS | For | None | 9760 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: GERARD CREAGH | For | None | 9760 | 0 | 0 | 0 | ||
4 | THE PROPOSAL TO APPROVE A NON- BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | None | 9760 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | THE PROPOSAL TO APPROVE A NON- BINDING ADVISORY RESOLUTION ON THE FREQUENCY OF STOCKHOLDER VOTING ON THE COMPANY'S EXECUTIVE COMPENSATION. | None | 9760 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
6 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2017 FISCAL YEAR. | For | None | 9760 | 0 | 0 | 0 | ||
FACEBOOK INC. | |||||||||
Security: | 30303M102 | Meeting Type: | Annual | ||||||
Ticker: | FB | Meeting Date: | 01-Jun-2017 | ||||||
ISIN | US30303M1027 | Vote Deadline Date: | 31-May-2017 | ||||||
Agenda | 934590870 | Management | Total Ballot Shares: | 627043 | |||||
Last Vote Date: | 22-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | MARC L. ANDREESSEN | 3406 | 0 | 0 | 0 | ||||
2 | ERSKINE B. BOWLES | 3406 | 0 | 0 | 0 | ||||
3 | S.D.DESMOND-HELLMANN | 3406 | 0 | 0 | 0 | ||||
4 | REED HASTINGS | 3406 | 0 | 0 | 0 | ||||
5 | JAN KOUM | 3406 | 0 | 0 | 0 | ||||
6 | SHERYL K. SANDBERG | 3406 | 0 | 0 | 0 | ||||
7 | PETER A. THIEL | 3406 | 0 | 0 | 0 | ||||
8 | MARK ZUCKERBERG | 3406 | 0 | 0 | 0 | ||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 3406 | 0 | 0 | 0 | ||
3 | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Against | None | 0 | 3406 | 0 | 0 | ||
4 | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Against | None | 0 | 3406 | 0 | 0 | ||
5 | A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. | Against | None | 0 | 3406 | 0 | 0 | ||
6 | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Against | None | 0 | 3406 | 0 | 0 | ||
7 | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Against | None | 0 | 3406 | 0 | 0 | ||
BUFFALO WILD WINGS, INC. | |||||||||
Security: | 119848109 | Meeting Type: | Contested-Annual | ||||||
Ticker: | BWLD | Meeting Date: | 02-Jun-2017 | ||||||
ISIN | US1198481095 | Vote Deadline Date: | 01-Jun-2017 | ||||||
Agenda | 934602396 | Management | Total Ballot Shares: | 17604 | |||||
Last Vote Date: | 22-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | CYNTHIA L. DAVIS | 4665 | 0 | 0 | 0 | ||||
2 | ANDRE J. FERNANDEZ | 4665 | 0 | 0 | 0 | ||||
3 | JANICE L. FIELDS | �� | 4665 | 0 | 0 | 0 | |||
4 | HARRY A. LAWTON | 4665 | 0 | 0 | 0 | ||||
5 | J. OLIVER MAGGARD | 4665 | 0 | 0 | 0 | ||||
6 | JERRY R. ROSE | 4665 | 0 | 0 | 0 | ||||
7 | SAM B. ROVIT | 4665 | 0 | 0 | 0 | ||||
8 | HARMIT J. SINGH | 4665 | 0 | 0 | 0 | ||||
9 | SALLY J. SMITH | 4665 | 0 | 0 | 0 | ||||
2 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S 2017 PROXY STATEMENT | For | None | 4665 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | None | 4665 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. | For | None | 4665 | 0 | 0 | 0 | ||
5 | RATIFY THE APPOINTMENT OF KPMG LLP. | For | None | 4665 | 0 | 0 | 0 | ||
WAL-MART STORES, INC. | |||||||||
Security: | 931142103 | Meeting Type: | Annual | ||||||
Ticker: | WMT | Meeting Date: | 02-Jun-2017 | ||||||
ISIN | US9311421039 | Vote Deadline Date: | 01-Jun-2017 | ||||||
Agenda | 934598713 | Management | Total Ballot Shares: | 1309615.123 | |||||
Last Vote Date: | 19-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | For | None | 58585 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | For | None | 58585 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: CARLA A. HARRIS | For | None | 58585 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: THOMAS W. HORTON | For | None | 58585 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MARISSA A. MAYER | For | None | 58585 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | For | None | 58585 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: GREGORY B. PENNER | For | None | 58585 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: STEVEN S REINEMUND | For | None | 58585 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: KEVIN Y. SYSTROM | For | None | 58585 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: S. ROBSON WALTON | For | None | 58585 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: STEUART L. WALTON | For | None | 58585 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | None | 58585 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
13 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 58585 | 0 | 0 | 0 | ||
14 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | For | None | 58585 | 0 | 0 | 0 | ||
15 | REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY | Against | None | 0 | 58585 | 0 | 0 | ||
16 | SHAREHOLDER PROXY ACCESS | Against | None | 0 | 58585 | 0 | 0 | ||
17 | REQUEST FOR INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Against | None | 0 | 58585 | 0 | 0 | ||
UNITEDHEALTH GROUP INCORPORATED | |||||||||
Security: | 91324P102 | Meeting Type: | Annual | ||||||
Ticker: | UNH | Meeting Date: | 05-Jun-2017 | ||||||
ISIN | US91324P1021 | Vote Deadline Date: | 02-Jun-2017 | ||||||
Agenda | 934600013 | Management | Total Ballot Shares: | 516141.1772 | |||||
Last Vote Date: | 23-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | For | None | 4121 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RICHARD T. BURKE | For | None | 4121 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | For | None | 4121 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | For | None | 4121 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: MICHELE J. HOOPER | For | None | 4121 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: RODGER A. LAWSON | For | None | 4121 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: GLENN M. RENWICK | For | None | 4121 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | For | None | 4121 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | For | None | 4121 | 0 | 0 | 0 | ||
10 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | For | None | 4121 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE SAY-ON-PAY VOTES. | None | 4121 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
12 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 4121 | 0 | 0 | 0 | ||
13 | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Against | None | 0 | 4121 | 0 | 0 | ||
WATSCO, INC. | |||||||||
Security: | 942622200 | Meeting Type: | Annual | ||||||
Ticker: | WSO | Meeting Date: | 05-Jun-2017 | ||||||
ISIN | US9426222009 | Vote Deadline Date: | 02-Jun-2017 | ||||||
Agenda | 934611662 | Management | Total Ballot Shares: | 4215 | |||||
Last Vote Date: | 04-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JASON EPSTEIN | 336 | 0 | 0 | 0 | ||||
2 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 336 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
3 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE FREQUENCY OF THE NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | None | 336 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | For | None | 336 | 0 | 0 | 0 | ||
GENERAL MOTORS COMPANY | |||||||||
Security: | 37045V100 | Meeting Type: | Contested-Annual | ||||||
Ticker: | GM | Meeting Date: | 06-Jun-2017 | ||||||
ISIN | US37045V1008 | Vote Deadline Date: | 05-Jun-2017 | ||||||
Agenda | 934594955 | Management | Total Ballot Shares: | 1666624 | |||||
Last Vote Date: | 02-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | JOSEPH J. ASHTON | 55158 | 0 | 0 | 0 | ||||
2 | MARY T. BARRA | 55158 | 0 | 0 | 0 | ||||
3 | LINDA R. GOODEN | 55158 | 0 | 0 | 0 | ||||
4 | JOSEPH JIMENEZ | 55158 | 0 | 0 | 0 | ||||
5 | JANE L. MENDILLO | 55158 | 0 | 0 | 0 | ||||
6 | MICHAEL G. MULLEN | 55158 | 0 | 0 | 0 | ||||
7 | JAMES J. MULVA | 55158 | 0 | 0 | 0 | ||||
8 | PATRICIA F. RUSSO | 55158 | 0 | 0 | 0 | ||||
9 | THOMAS M. SCHOEWE | 55158 | 0 | 0 | 0 | ||||
10 | THEODORE M. SOLSO | 55158 | 0 | 0 | 0 | ||||
11 | CAROL M. STEPHENSON | 55158 | 0 | 0 | 0 | ||||
2 | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION | For | None | 55158 | 0 | 0 | 0 | ||
3 | APPROVE THE GENERAL MOTORS COMPANY 2017 SHORT-TERM INCENTIVE PLAN | For | None | 55158 | 0 | 0 | 0 | ||
4 | APPROVE THE GENERAL MOTORS COMPANY 2017 LONG-TERM INCENTIVE PLAN | For | None | 55158 | 0 | 0 | 0 | ||
5 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | For | None | 55158 | 0 | 0 | 0 | ||
6 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | Against | None | 55158 | 0 | 0 | 0 | ||
7 | GREENLIGHT PROPOSAL REGARDING CREATION OF DUAL-CLASS COMMON STOCK | Against | None | 0 | 55158 | 0 | 0 | ||
THE TJX COMPANIES, INC. | |||||||||
Security: | 872540109 | Meeting Type: | Annual | ||||||
Ticker: | TJX | Meeting Date: | 06-Jun-2017 | ||||||
ISIN | US8725401090 | Vote Deadline Date: | 05-Jun-2017 | ||||||
Agenda | 934614947 | Management | Total Ballot Shares: | 347817 | |||||
Last Vote Date: | 24-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: ZEIN ABDALLA | For | None | 1739 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | For | None | 1739 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ALAN M. BENNETT | For | None | 1739 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DAVID T. CHING | For | None | 1739 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: ERNIE HERRMAN | For | None | 1739 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: MICHAEL F. HINES | For | None | 1739 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: AMY B. LANE | For | None | 1739 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: CAROL MEYROWITZ | For | None | 1739 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JACKWYN L. NEMEROV | For | None | 1739 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | For | None | 1739 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: WILLOW B. SHIRE | For | None | 1739 | 0 | 0 | 0 | ||
12 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS TJX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018 | For | None | 1739 | 0 | 0 | 0 | ||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | For | None | 1739 | 0 | 0 | 0 | ||
14 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE CASH INCENTIVE PLANS | For | None | 1739 | 0 | 0 | 0 | ||
15 | ADVISORY APPROVAL OF TJX'S EXECUTIVE COMPENSATION (THE SAY-ON-PAY VOTE) | For | None | 1739 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
16 | ADVISORY APPROVAL OF THE FREQUENCY OF TJX'S SAY-ON-PAY VOTES | None | 1739 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
17 | SHAREHOLDER PROPOSAL FOR INCLUSION OF DIVERSITY AS A CEO PERFORMANCE MEASURE | Against | None | 0 | 1739 | 0 | 0 | ||
18 | SHAREHOLDER PROPOSAL FOR A REVIEW AND SUMMARY REPORT ON EXECUTIVE COMPENSATION POLICIES | Against | None | 1739 | 0 | 0 | 0 | ||
19 | SHAREHOLDER PROPOSAL FOR A REPORT ON COMPENSATION DISPARITIES BASED ON RACE, GENDER, OR ETHNICITY | Against | None | 1739 | 0 | 0 | 0 | ||
20 | SHAREHOLDER PROPOSAL FOR A REPORT ON NET-ZERO GREENHOUSE GAS EMISSIONS | Against | None | 0 | 1739 | 0 | 0 | ||
ALPHABET INC | |||||||||
Security: | 02079K305 | Meeting Type: | Annual | ||||||
Ticker: | GOOGL | Meeting Date: | 07-Jun-2017 | ||||||
ISIN | US02079K3059 | Vote Deadline Date: | 06-Jun-2017 | ||||||
Agenda | 934604946 | Management | Total Ballot Shares: | 148403 | |||||
Last Vote Date: | 26-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | LARRY PAGE | 978 | 0 | 0 | 0 | ||||
2 | SERGEY BRIN | 978 | 0 | 0 | 0 | ||||
3 | ERIC E. SCHMIDT | 978 | 0 | 0 | 0 | ||||
4 | L. JOHN DOERR | 978 | 0 | 0 | 0 | ||||
5 | ROGER W. FERGUSON, JR. | 978 | 0 | 0 | 0 | ||||
6 | DIANE B. GREENE | 978 | 0 | 0 | 0 | ||||
7 | JOHN L. HENNESSY | 978 | 0 | 0 | 0 | ||||
8 | ANN MATHER | 978 | 0 | 0 | 0 | ||||
9 | ALAN R. MULALLY | 978 | 0 | 0 | 0 | ||||
10 | PAUL S. OTELLINI | 978 | 0 | 0 | 0 | ||||
11 | K. RAM SHRIRAM | 978 | 0 | 0 | 0 | ||||
12 | SHIRLEY M. TILGHMAN | 978 | 0 | 0 | 0 | ||||
2 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 978 | 0 | 0 | 0 | ||
3 | THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. | For | None | 978 | 0 | 0 | 0 | ||
4 | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | For | None | 978 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | None | 978 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
6 | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Against | None | 0 | 978 | 0 | 0 | ||
7 | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Against | None | 0 | 978 | 0 | 0 | ||
8 | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Against | None | 0 | 978 | 0 | 0 | ||
9 | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. | Against | None | 978 | 0 | 0 | 0 | ||
10 | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Against | None | 0 | 978 | 0 | 0 | ||
11 | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. | Against | None | 0 | 978 | 0 | 0 | ||
12 | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. | Against | None | 0 | 978 | 0 | 0 | ||
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | |||||||||
Security: | M22465104 | Meeting Type: | Annual | ||||||
Ticker: | CHKP | Meeting Date: | 07-Jun-2017 | ||||||
ISIN | IL0010824113 | Vote Deadline Date: | 06-Jun-2017 | ||||||
Agenda | 934618591 | Management | Total Ballot Shares: | 158555 | |||||
Last Vote Date: | 05-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: GIL SHWED | For | None | 14052 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: MARIUS NACHT | For | None | 14052 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: JERRY UNGERMAN | For | None | 14052 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DAN PROPPER | For | None | 14052 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: DAVID RUBNER | For | None | 14052 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DR. TAL SHAVIT | For | None | 14052 | 0 | 0 | 0 | ||
7 | ELECTION OF OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE-YEAR TERM: IRWIN FEDERMAN | For | None | 14052 | 0 | 0 | 0 | ||
8 | ELECTION OF OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE-YEAR TERM: RAY ROTHROCK | For | None | 14052 | 0 | 0 | 0 | ||
9 | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 14052 | 0 | 0 | 0 | ||
10 | APPROVE COMPENSATION TO CHECK POINT'S CHIEF EXECUTIVE OFFICER. | For | None | 14052 | 0 | 0 | 0 | ||
11 | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 2. | None | None | 14052 | 0 | 0 | 0 | ||
12 | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 4. | None | None | 14052 | 0 | 0 | 0 | ||
DICK'S SPORTING GOODS, INC. | |||||||||
Security: | 253393102 | Meeting Type: | Annual | ||||||
Ticker: | DKS | Meeting Date: | 07-Jun-2017 | ||||||
ISIN | US2533931026 | Vote Deadline Date: | 06-Jun-2017 | ||||||
Agenda | 934601914 | Management | Total Ballot Shares: | 27428 | |||||
Last Vote Date: | 06-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: EDWARD W. STACK | For | None | 3592 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JACQUALYN A. FOUSE | For | None | 3592 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: LAWRENCE J. SCHORR | For | None | 3592 | 0 | 0 | 0 | ||
4 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | For | None | 3592 | 0 | 0 | 0 | ||
5 | NON-BINDING ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S 2017 PROXY STATEMENT. | For | None | 3592 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
6 | NON-BINDING ADVISORY VOTE TO APPROVE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | None | 3592 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
7 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2012 STOCK AND INCENTIVE PLAN, AS DESCRIBED IN THE COMPANY'S 2017 PROXY STATEMENT. | For | None | 3592 | 0 | 0 | 0 | ||
TECH DATA CORPORATION | |||||||||
Security: | 878237106 | Meeting Type: | Annual | ||||||
Ticker: | TECD | Meeting Date: | 07-Jun-2017 | ||||||
ISIN | US8782371061 | Vote Deadline Date: | 06-Jun-2017 | ||||||
Agenda | 934603401 | Management | Total Ballot Shares: | 39076 | |||||
Last Vote Date: | 04-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: CHARLES E. ADAIR | For | None | 3144 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: KAREN M. DAHUT | For | None | 3144 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ROBERT M. DUTKOWSKY | For | None | 3144 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: HARRY J. HARCZAK, JR. | For | None | 3144 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: BRIDGETTE P. HELLER | For | None | 3144 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: KATHLEEN MISUNAS | For | None | 3144 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: THOMAS I. MORGAN | For | None | 3144 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: PATRICK G. SAYER | For | None | 3144 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: SAVIO W. TUNG | For | None | 3144 | 0 | 0 | 0 | ||
10 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | For | None | 3144 | 0 | 0 | 0 | ||
11 | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION FOR FISCAL 2017. | For | None | 3144 | 0 | 0 | 0 | ||
12 | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE BONUS PLAN. | For | None | 3144 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY SHAREHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | None | 3144 | 0 | 0 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||
Security: | 874039100 | Meeting Type: | Annual | ||||||
Ticker: | TSM | Meeting Date: | 08-Jun-2017 | ||||||
ISIN | US8740391003 | Vote Deadline Date: | 01-Jun-2017 | ||||||
Agenda | 934625356 | Management | Total Ballot Shares: | 1623932 | |||||
Last Vote Date: | 30-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO ACCEPT 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 124553 | 0 | 0 | 0 | ||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2016 EARNINGS | For | None | 124553 | 0 | 0 | 0 | ||
3 | TO REVISE THE ARTICLES OF INCORPORATION | For | None | 124553 | 0 | 0 | 0 | ||
4 | TO REVISE THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS | For | None | 124553 | 0 | 0 | 0 | ||
5 | DIRECTORS | For | None | ||||||
1 | MARK LIU | 124553 | 0 | 0 | 0 | ||||
2 | C.C. WEI | 124553 | 0 | 0 | 0 | ||||
THE CHEESECAKE FACTORY INCORPORATED | |||||||||
Security: | 163072101 | Meeting Type: | Annual | ||||||
Ticker: | CAKE | Meeting Date: | 08-Jun-2017 | ||||||
ISIN | US1630721017 | Vote Deadline Date: | 07-Jun-2017 | ||||||
Agenda | 934601825 | Management | Total Ballot Shares: | 181884 | |||||
Last Vote Date: | 26-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DAVID OVERTON | For | None | 13220 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: EDIE AMES | For | None | 13220 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO | For | None | 13220 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: JEROME I. KRANSDORF | For | None | 13220 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: LAURENCE B. MINDEL | For | None | 13220 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: DAVID B. PITTAWAY | For | None | 13220 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: HERBERT SIMON | For | None | 13220 | 0 | 0 | 0 | ||
8 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | None | 13220 | 0 | 0 | 0 | ||
9 | TO APPROVE AN AMENDMENT TO THE CHEESECAKE FACTORY INCORPORATED 2010 STOCK INCENTIVE PLAN. | For | None | 13220 | 0 | 0 | 0 | ||
10 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | For | None | 13220 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
11 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (A "SAY-ON- PAY VOTE") ON A THREE-, TWO- OR ONE- YEAR BASIS. | None | 13220 | 0 | 0 | 0 | 0 | ||
UNITED MICROELECTRONICS CORPORATION | |||||||||
Security: | 910873405 | Meeting Type: | Annual | ||||||
Ticker: | UMC | Meeting Date: | 08-Jun-2017 | ||||||
ISIN | US9108734057 | Vote Deadline Date: | 31-May-2017 | ||||||
Agenda | 934625320 | Management | Total Ballot Shares: | 7472438 | |||||
Last Vote Date: | 30-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | THE COMPANY'S 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | Abstain | 298257 | 0 | 0 | 0 | ||
2 | THE COMPANY'S 2016 EARNINGS DISTRIBUTION | For | Abstain | 298257 | 0 | 0 | 0 | ||
3 | TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION | For | Abstain | 298257 | 0 | 0 | 0 | ||
4 | TO AMEND THE COMPANY'S "ACQUISITION OR DISPOSAL OF ASSETS PROCEDURE" | For | Abstain | 298257 | 0 | 0 | 0 | ||
5 | TO AMEND THE COMPANY'S "FINANCIAL DERIVATIVES TRANSACTION PROCEDURE" | For | Abstain | 298257 | 0 | 0 | 0 | ||
6 | TO AMEND THE COMPANY'S "LOAN PROCEDURE" | For | Abstain | 298257 | 0 | 0 | 0 | ||
7 | TO AMEND THE COMPANY'S "ENDORSEMENTS AND GUARANTEES PROCEDURE" | For | Abstain | 298257 | 0 | 0 | 0 | ||
8 | TO PROPOSE THE ISSUANCE PLAN OF PRIVATE PLACEMENT FOR COMMON SHARES, ADR/GDR OR CB/ECB, INCLUDING SECURED OR UNSECURED CORPORATE BONDS. THE AMOUNT OF SHARES ISSUED OR CONVERTIBLE IS PROPOSED TO BE NO MORE THAN 10% OF REGISTERED CAPITAL. | For | Abstain | 298257 | 0 | 0 | 0 | ||
GARMIN LTD | |||||||||
Security: | H2906T109 | Meeting Type: | Annual | ||||||
Ticker: | GRMN | Meeting Date: | 09-Jun-2017 | ||||||
ISIN | CH0114405324 | Vote Deadline Date: | 08-Jun-2017 | ||||||
Agenda | 934597999 | Management | Total Ballot Shares: | 33902 | |||||
Last Vote Date: | 27-Apr-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROVAL OF GARMIN LTD.'S 2016 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 AND THE STATUTORY FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 | For | None | 6065 | 0 | 0 | 0 | ||
2 | APPROVAL OF THE APPROPRIATION OF AVAILABLE EARNINGS | For | None | 6065 | 0 | 0 | 0 | ||
3 | APPROVAL OF THE PAYMENT OF A CASH DIVIDEND IN THE AGGREGATE AMOUNT OF US $2.04 PER OUTSTANDING SHARE OUT OF GARMIN LTD.'S RESERVE FROM CAPITAL CONTRIBUTION IN FOUR EQUAL INSTALLMENTS | For | None | 6065 | 0 | 0 | 0 | ||
4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF EXECUTIVE MANAGEMENT FROM LIABILITY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 | For | None | 6065 | 0 | 0 | 0 | ||
5 | RE-ELECTION OF DIRECTOR: DONALD H. ELLER | For | None | 6065 | 0 | 0 | 0 | ||
6 | RE-ELECTION OF DIRECTOR: JOSEPH J. HARTNETT | For | None | 6065 | 0 | 0 | 0 | ||
7 | RE-ELECTION OF DIRECTOR: MIN H. KAO | For | None | 6065 | 0 | 0 | 0 | ||
8 | RE-ELECTION OF DIRECTOR: CHARLES W. PEFFER | For | None | 6065 | 0 | 0 | 0 | ||
9 | RE-ELECTION OF DIRECTOR: CLIFTON A. PEMBLE | For | None | 6065 | 0 | 0 | 0 | ||
10 | RE-ELECTION OF DIRECTOR: REBECCA R. TILDEN | For | None | 6065 | 0 | 0 | 0 | ||
11 | RE-ELECTION OF MIN H. KAO AS EXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | For | None | 6065 | 0 | 0 | 0 | ||
12 | RE-ELECTION OF COMPENSATION COMMITTEE MEMBER: DONALD H. ELLER | For | None | 6065 | 0 | 0 | 0 | ||
13 | RE-ELECTION OF COMPENSATION COMMITTEE MEMBER: JOSEPH J. HARTNETT | For | None | 6065 | 0 | 0 | 0 | ||
14 | RE-ELECTION OF COMPENSATION COMMITTEE MEMBER: CHARLES W. PEFFER | For | None | 6065 | 0 | 0 | 0 | ||
15 | RE-ELECTION OF COMPENSATION COMMITTEE MEMBER: REBECCA R. TILDEN | For | None | 6065 | 0 | 0 | 0 | ||
16 | RE-ELECTION OF THE LAW FIRM OF REISS+PREUSS LLP AS INDEPENDENT VOTING RIGHTS REPRESENTATIVE FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | For | None | 6065 | 0 | 0 | 0 | ||
17 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GARMIN LTD.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR AND RE-ELECTION OF ERNST & YOUNG LTD AS GARMIN LTD.'S STATUTORY AUDITOR FOR ANOTHER ONE-YEAR TERM | For | None | 6065 | 0 | 0 | 0 | ||
18 | BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION FOR THE EXECUTIVE MANAGEMENT | For | None | 6065 | 0 | 0 | 0 | ||
19 | BINDING VOTE TO APPROVE MAXIMUM AGGREGATE COMPENSATION FOR THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE 2017 ANNUAL GENERAL MEETING AND THE 2018 ANNUAL GENERAL MEETING | For | None | 6065 | 0 | 0 | 0 | ||
20 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | None | 6065 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
21 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | None | 6065 | 0 | 0 | 0 | 0 | ||
HUANENG POWER INTERNATIONAL, INC. | |||||||||
Security: | 443304100 | Meeting Type: | Annual | ||||||
Ticker: | HNP | Meeting Date: | 13-Jun-2017 | ||||||
ISIN | US4433041005 | Vote Deadline Date: | 02-Jun-2017 | ||||||
Agenda | 934629087 | Management | Total Ballot Shares: | 45460 | |||||
Last Vote Date: | 02-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE BOARD OF DIRECTORS OF THE COMPANY FOR 2016 | For | None | 6685 | 0 | 0 | 0 | ||
2 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2016 | For | None | 6685 | 0 | 0 | 0 | ||
3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR 2016 | For | None | 6685 | 0 | 0 | 0 | ||
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2016 | For | None | 6685 | 0 | 0 | 0 | ||
5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE APPOINTMENT OF THE COMPANY'S AUDITORS FOR 2017 | For | None | 6685 | 0 | 0 | 0 | ||
6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUE OF SHORT-TERM DEBENTURES BY THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUE OF SUPER SHORT-TERM DEBENTURES BY THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
8 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS (BY WAY OF NON- PUBLIC PLACEMENT) | For | None | 6685 | 0 | 0 | 0 | ||
9 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GRANTING OF THE GENERAL MANDATE OF ISSUE DOMESTIC AND/OR OVERSEAS DEBT FINANCING INSTRUMENTS | For | None | 6685 | 0 | 0 | 0 | ||
10 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GRANTING OF GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DOMESTIC SHARES AND/OR OVERSEAS LISTED FOREIGN SHARES | For | None | 6685 | 0 | 0 | 0 | ||
11 | TO ELECT MR. CAO PEIXI AS THE EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
12 | TO ELECT MR. GUO JUNMING AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
13 | TO ELECT MR. LIU GUOYUE AS THE EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
14 | TO ELECT MR. FAN XIAXIA AS THE EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
15 | TO ELECT MR. HUANG JIAN AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
16 | TO ELECT MR. WANG YONGXIANG AS THE NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
17 | TO ELECT MR. MI DABIN AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
18 | TO ELECT MR. GUO HONGBO AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
19 | TO ELECT MR. CHENG HENG AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
20 | TO ELECT MR. LIN CHONG AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
21 | TO ELECT MR. YUE HENG AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
22 | TO ELECT MR. GENG JIANXIN AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
23 | TO ELECT MR. XU MENGZHOU AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
24 | TO ELECT MR. LIU JIZHEN AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
25 | TO ELECT MR. XU HAIFENG AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
26 | TO ELECT MR. YE XIANGDONG AS THE SHAREHOLDER SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
27 | TO ELECT MR. MU XUAN AS THE SHAREHOLDER SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
28 | TO ELECT MR. ZHANG MENGJIAO AS THE SHAREHOLDER SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
29 | TO ELECT MR. GU JIANGUO AS THE SHAREHOLDER SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | For | None | 6685 | 0 | 0 | 0 | ||
METLIFE, INC. | |||||||||
Security: | 59156R108 | Meeting Type: | Annual | ||||||
Ticker: | MET | Meeting Date: | 13-Jun-2017 | ||||||
ISIN | US59156R1086 | Vote Deadline Date: | 12-Jun-2017 | ||||||
Agenda | 934609011 | Management | Total Ballot Shares: | 299024 | |||||
Last Vote Date: | 29-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: CHERYL W. GRISE | For | None | 13600 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | For | None | 13600 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: DAVID L. HERZOG | For | None | 13600 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: R. GLENN HUBBARD, PH.D. | For | None | 13600 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | For | None | 13600 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | For | None | 13600 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: EDWARD J. KELLY, III | For | None | 13600 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | For | None | 13600 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: JAMES M. KILTS | For | None | 13600 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | For | None | 13600 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: DENISE M. MORRISON | For | None | 13600 | 0 | 0 | 0 | ||
12 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017 | For | None | 13600 | 0 | 0 | 0 | ||
13 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | For | None | 13600 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
14 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | None | 13600 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
15 | SHAREHOLDER PROPOSAL TO REDUCE THE OWNERSHIP REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING | Against | None | 0 | 13600 | 0 | 0 | ||
TOYOTA MOTOR CORPORATION | |||||||||
Security: | 892331307 | Meeting Type: | Annual | ||||||
Ticker: | TM | Meeting Date: | 14-Jun-2017 | ||||||
ISIN | US8923313071 | Vote Deadline Date: | 06-Jun-2017 | ||||||
Agenda | 934634254 | Management | Total Ballot Shares: | 241895 | |||||
Last Vote Date: | 05-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA | None | None | 5771 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: SHIGERU HAYAKAWA | None | None | 5771 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: AKIO TOYODA | None | None | 5771 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DIDIER LEROY | None | None | 5771 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: SHIGEKI TERASHI | None | None | 5771 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: OSAMU NAGATA | None | None | 5771 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: IKUO UNO | None | None | 5771 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: HARUHIKO KATO | None | None | 5771 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: MARK T. HOGAN | None | None | 5771 | 0 | 0 | 0 | ||
10 | ELECTION OF 1 SUBSTITUTE AUDIT & SUPERVISORY BOARD MEMBER: RYUJI SAKAI | None | None | 5771 | 0 | 0 | 0 | ||
11 | PAYMENT OF BONUSES TO MEMBERS OF THE BOARD OF DIRECTORS | None | None | 5771 | 0 | 0 | 0 | ||
12 | REVISION OF THE AMOUNT OF COMPENSATION PAYABLE TO MEMBERS OF THE BOARD OF DIRECTORS | None | None | 5771 | 0 | 0 | 0 | ||
AU OPTRONICS CORP. | |||||||||
Security: | 002255107 | Meeting Type: | Annual | ||||||
Ticker: | AUO | Meeting Date: | 15-Jun-2017 | ||||||
ISIN | US0022551073 | Vote Deadline Date: | 08-Jun-2017 | ||||||
Agenda | 934624289 | Management | Total Ballot Shares: | 1752891 | |||||
Last Vote Date: | 07-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | TO ACCEPT 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 1 | 0 | 0 | 0 | ||
2 | TO ACCEPT THE PROPOSAL FOR THE DISTRIBUTION OF 2016 EARNINGS | For | None | 1 | 0 | 0 | 0 | ||
3 | TO APPROVE THE AMENDMENT TO ARTICLES OF INCORPORATION | For | None | 1 | 0 | 0 | 0 | ||
4 | TO APPROVE THE AMENDMENT TO HANDLING PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS | For | None | 1 | 0 | 0 | 0 | ||
5 | TO APPROVE ISSUANCE OF NEW COMMON SHARES FOR CASH TO SPONSOR ISSUANCE OF THE OVERSEAS DEPOSITARY SHARES AND/OR ISSUANCE OF NEW COMMON SHARES FOR CASH IN PUBLIC OFFERING AND/OR ISSUANCE OF NEW COMMON SHARES FOR CASH IN PRIVATE PLACEMENT AND/OR ISSUANCE OF OVERSEAS OR DOMESTIC CONVERTIBLE BONDS IN PRIVATE PLACEMENT | For | None | 1 | 0 | 0 | 0 | ||
TIME WARNER INC. | |||||||||
Security: | 887317303 | Meeting Type: | Annual | ||||||
Ticker: | TWX | Meeting Date: | 15-Jun-2017 | ||||||
ISIN | US8873173038 | Vote Deadline Date: | 14-Jun-2017 | ||||||
Agenda | 934609299 | Management | Total Ballot Shares: | 271257 | |||||
Last Vote Date: | 12-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: WILLIAM P. BARR | For | None | 1638 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | For | None | 1638 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ROBERT C. CLARK | For | None | 1638 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: MATHIAS DOPFNER | For | None | 1638 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JESSICA P. EINHORN | For | None | 1638 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | For | None | 1638 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: FRED HASSAN | For | None | 1638 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: PAUL D. WACHTER | For | None | 1638 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | For | None | 1638 | 0 | 0 | 0 | ||
10 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. | For | None | 1638 | 0 | 0 | 0 | ||
11 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 1638 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | None | 1638 | 0 | 0 | 0 | 0 | ||
MONSTER BEVERAGE CORPORATION | |||||||||
Security: | 61174X109 | Meeting Type: | Annual | ||||||
Ticker: | MNST | Meeting Date: | 19-Jun-2017 | ||||||
ISIN | US61174X1090 | Vote Deadline Date: | 16-Jun-2017 | ||||||
Agenda | 934613870 | Management | Total Ballot Shares: | 81115 | |||||
Last Vote Date: | 06-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | RODNEY C. SACKS | 375 | 0 | 0 | 0 | ||||
2 | HILTON H. SCHLOSBERG | 375 | 0 | 0 | 0 | ||||
3 | MARK J. HALL | 375 | 0 | 0 | 0 | ||||
4 | NORMAN C. EPSTEIN | 375 | 0 | 0 | 0 | ||||
5 | GARY P. FAYARD | 375 | 0 | 0 | 0 | ||||
6 | BENJAMIN M. POLK | 375 | 0 | 0 | 0 | ||||
7 | SYDNEY SELATI | 375 | 0 | 0 | 0 | ||||
8 | HAROLD C. TABER, JR. | 375 | 0 | 0 | 0 | ||||
9 | KATHY N. WALLER | 375 | 0 | 0 | 0 | ||||
10 | MARK S. VIDERGAUZ | 375 | 0 | 0 | 0 | ||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | For | None | 375 | 0 | 0 | 0 | ||
3 | PROPOSAL TO APPROVE THE MONSTER BEVERAGE CORPORATION 2017 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | For | None | 375 | 0 | 0 | 0 | ||
4 | PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | None | 375 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | PROPOSAL TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE FREQUENCY WITH WHICH STOCKHOLDERS WILL APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | None | 375 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
6 | STOCKHOLDER PROPOSAL REQUESTING THE COMPANY'S BOARD OF DIRECTORS ADOPT A "PROXY ACCESS" BYLAW. | Against | None | 375 | 0 | 0 | 0 | ||
7 | STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT RELATED TO KEY ENVIRONMENTAL, SOCIAL AND GOVERNANCE RISKS AND OPPORTUNITIES INCLUDING AN ANALYSIS OF MATERIAL WATER-RELATED RISKS. | Against | None | 375 | 0 | 0 | 0 | ||
NTT DOCOMO, INC. | |||||||||
Security: | 62942M201 | Meeting Type: | Annual | ||||||
Ticker: | DCM | Meeting Date: | 20-Jun-2017 | ||||||
ISIN | US62942M2017 | Vote Deadline Date: | 12-Jun-2017 | ||||||
Agenda | 934640738 | Management | Total Ballot Shares: | 1358980 | |||||
Last Vote Date: | 08-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | APPROPRIATION OF RETAINED EARNINGS | None | None | 8086 | 0 | 0 | 0 | ||
2 | PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION | None | None | 8086 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: HIROSHI NAKAMURA | None | None | 8086 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: HOZUMI TAMURA | None | None | 8086 | 0 | 0 | 0 | ||
5 | ELECTION OF AUDIT & SUPERVISORY BOARD MEMBER: SHOJI SUTO | None | None | 8086 | 0 | 0 | 0 | ||
6 | ELECTION OF AUDIT & SUPERVISORY BOARD MEMBER: HIRONOBU SAGAE | None | None | 8086 | 0 | 0 | 0 | ||
ALLIED WORLD ASSURANCE COMPANY HLDGS, AG | |||||||||
Security: | H01531104 | Meeting Type: | Annual | ||||||
Ticker: | AWH | Meeting Date: | 21-Jun-2017 | ||||||
ISIN | CH0121032772 | Vote Deadline Date: | 20-Jun-2017 | ||||||
Agenda | 934641172 | Management | Total Ballot Shares: | 45322 | |||||
Last Vote Date: | 20-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2018 ANNUAL MEETING: BARBARA T. ALEXANDER | For | None | 1483 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2018 ANNUAL MEETING: SCOTT A. CARMILANI | For | None | 1483 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2018 ANNUAL MEETING: BART FRIEDMAN | For | None | 0 | 1483 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2018 ANNUAL MEETING: PATRICIA L. GUINN | For | None | 1483 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2018 ANNUAL MEETING: FIONA E. LUCK | For | None | 1483 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2018 ANNUAL MEETING: PATRICK DE SAINT-AIGNAN | For | None | 1483 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2018 ANNUAL MEETING: ERIC S. SCHWARTZ | For | None | 1483 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2018 ANNUAL MEETING: SAMUEL J. WEINHOFF | For | None | 1483 | 0 | 0 | 0 | ||
9 | TO ELECT SCOTT A. CARMILANI AS THE CHAIRMAN OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN 2018. | For | None | 1483 | 0 | 0 | 0 | ||
10 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: BARBARA T. ALEXANDER | For | None | 1483 | 0 | 0 | 0 | ||
11 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: BART FRIEDMAN | For | None | 1483 | 0 | 0 | 0 | ||
12 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: FIONA E. LUCK | For | None | 1483 | 0 | 0 | 0 | ||
13 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: PATRICK DE SAINT-AIGNAN | For | None | 1483 | 0 | 0 | 0 | ||
14 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: ERIC S. SCHWARTZ | For | None | 1483 | 0 | 0 | 0 | ||
15 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL MEETING: SAMUEL J. WEINHOFF | For | None | 1483 | 0 | 0 | 0 | ||
16 | TO ELECT BUIS BUERGI AG AS THE INDEPENDENT PROXY TO SERVE UNTIL THE CONCLUSION OF THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN 2018. | For | None | 1483 | 0 | 0 | 0 | ||
17 | ADVISORY VOTE ON 2016 NAMED EXECUTIVE OFFICER COMPENSATION, AS REQUIRED UNDER U.S. SECURITIES LAWS. | For | None | 1483 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
18 | ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION, AS REQUIRED UNDER U.S. SECURITIES LAWS. | None | 1483 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
19 | TO APPROVE THE COMPANY'S ANNUAL REPORT AND ITS CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2016. | For | None | 1483 | 0 | 0 | 0 | ||
20 | TO APPROVE THE COMPANY'S RETENTION OF DISPOSABLE PROFITS. | For | None | 1483 | 0 | 0 | 0 | ||
21 | TO ELECT DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR AND DELOITTE AG AS THE COMPANY'S STATUTORY AUDITOR TO SERVE UNTIL THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN 2018. | For | None | 1483 | 0 | 0 | 0 | ||
22 | TO ELECT PRICEWATERHOUSECOOPERS AG AS THE COMPANY'S SPECIAL AUDITOR TO SERVE UNTIL THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN 2018. | For | None | 1483 | 0 | 0 | 0 | ||
23 | TO APPROVE A DISCHARGE OF THE COMPANY'S BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITIES FOR THEIR ACTIONS DURING THE YEAR ENDED DECEMBER 31, 2016. | For | None | 1483 | 0 | 0 | 0 | ||
24 | ANY NEW PROPOSALS: (IF NO INSTRUCTION OR AN UNCLEAR INSTRUCTION IS GIVEN, YOUR VOTE WILL BE IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS). | For | None | 1483 | 0 | 0 | 0 | ||
AVANGRID, INC. | |||||||||
Security: | 05351W103 | Meeting Type: | Annual | ||||||
Ticker: | AGR | Meeting Date: | 22-Jun-2017 | ||||||
ISIN | US05351W1036 | Vote Deadline Date: | 21-Jun-2017 | ||||||
Agenda | 934615583 | Management | Total Ballot Shares: | 193642 | |||||
Last Vote Date: | 14-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | IGNACIO SANCHEZ GALAN | 0 | 0 | 34062 | 0 | ||||
2 | JOHN E. BALDACCI | 0 | 0 | 34062 | 0 | ||||
3 | PEDRO AZAGRA BLAZQUEZ | 0 | 0 | 34062 | 0 | ||||
4 | FELIPE CALDERON | 0 | 0 | 34062 | 0 | ||||
5 | ARNOLD L. CHASE | 0 | 0 | 34062 | 0 | ||||
6 | ALFREDO ELIAS AYUB | 0 | 0 | 34062 | 0 | ||||
7 | CAROL L. FOLT | 0 | 0 | 34062 | 0 | ||||
8 | JOHN L. LAHEY | 0 | 0 | 34062 | 0 | ||||
9 | SANTIAGO M. GARRIDO | 0 | 0 | 34062 | 0 | ||||
10 | JUAN CARLOS R. LICEAGA | 0 | 0 | 34062 | 0 | ||||
11 | JOSE SAINZ ARMADA | 0 | 0 | 34062 | 0 | ||||
12 | ALAN D. SOLOMONT | 0 | 0 | 34062 | 0 | ||||
13 | ELIZABETH TIMM | 0 | 0 | 34062 | 0 | ||||
14 | JAMES P. TORGERSON | 0 | 0 | 34062 | 0 | ||||
2 | RATIFICATION OF THE SELECTION OF KPMG US LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | For | None | 34062 | 0 | 0 | 0 | ||
3 | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | None | 34062 | 0 | 0 | 0 | ||
4 | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. BY-LAWS TO ADOPT A MAJORITY VOTING STANDARD IN THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS. | For | None | 34062 | 0 | 0 | 0 | ||
5 | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. BY-LAWS TO INCREASE THE MINIMUM NUMBER OF INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS FROM THREE (3) TO FIVE (5). | For | None | 34062 | 0 | 0 | 0 | ||
CHICO'S FAS, INC. | |||||||||
Security: | 168615102 | Meeting Type: | Annual | ||||||
Ticker: | CHS | Meeting Date: | 22-Jun-2017 | ||||||
ISIN | US1686151028 | Vote Deadline Date: | 21-Jun-2017 | ||||||
Agenda | 934611826 | Management | Total Ballot Shares: | 33774 | |||||
Last Vote Date: | 10-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DAVID F. WALKER | For | None | 8795 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: JOHN J. MAHONEY | For | None | 8795 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: STEPHEN E. WATSON | For | None | 8795 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: DEBORAH L. KERR | For | None | 8795 | 0 | 0 | 0 | ||
5 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS. | For | None | 8795 | 0 | 0 | 0 | ||
6 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | For | None | 8795 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
7 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 8795 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
8 | PROPOSAL TO APPROVE THE CHICO'S FAS, INC. AMENDED AND RESTATED 2012 OMNIBUS STOCK AND INCENTIVE PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN. | For | None | 8795 | 0 | 0 | 0 | ||
THE KROGER CO. | |||||||||
Security: | 501044101 | Meeting Type: | Annual | ||||||
Ticker: | KR | Meeting Date: | 22-Jun-2017 | ||||||
ISIN | US5010441013 | Vote Deadline Date: | 21-Jun-2017 | ||||||
Agenda | 934615242 | Management | Total Ballot Shares: | 294031 | |||||
Last Vote Date: | 09-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: NORA A. AUFREITER | For | None | 486 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: ROBERT D. BEYER | For | None | 486 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: ANNE GATES | For | None | 486 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: SUSAN J. KROPF | For | None | 486 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: W. RODNEY MCMULLEN | For | None | 486 | 0 | 0 | 0 | ||
6 | ELECTION OF DIRECTOR: JORGE P. MONTOYA | For | None | 486 | 0 | 0 | 0 | ||
7 | ELECTION OF DIRECTOR: CLYDE R. MOORE | For | None | 486 | 0 | 0 | 0 | ||
8 | ELECTION OF DIRECTOR: JAMES A. RUNDE | For | None | 486 | 0 | 0 | 0 | ||
9 | ELECTION OF DIRECTOR: RONALD L. SARGENT | For | None | 486 | 0 | 0 | 0 | ||
10 | ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | For | None | 486 | 0 | 0 | 0 | ||
11 | ELECTION OF DIRECTOR: MARK S. SUTTON | For | None | 486 | 0 | 0 | 0 | ||
12 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 486 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
13 | ADVISORY VOTE TO SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | None | 486 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
14 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. | For | None | 486 | 0 | 0 | 0 | ||
15 | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF USING UNRECYCLABLE PACKAGING FOR PRIVATE LABEL BRANDS. | Against | None | 0 | 486 | 0 | 0 | ||
16 | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE CLIMATE BENEFITS AND FEASIBILITY OF ADOPTING ENTERPRISE- WIDE, QUANTITATIVE, TIME BOUND TARGETS FOR INCREASING RENEWABLE ENERGY SOURCING. | Against | None | 0 | 486 | 0 | 0 | ||
17 | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT PROVIDING QUANTITATIVE METRICS ON SUPPLY CHAIN IMPACTS ON DEFORESTATION, INCLUDING PROGRESS ON TIME BOUND GOALS FOR REDUCING SUCH IMPACTS. | Against | None | 0 | 486 | 0 | 0 | ||
18 | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ADOPT A POLICY AND AMEND THE BYLAWS AS NECESSARY TO REQUIRE THE CHAIR OF THE BOARD TO BE INDEPENDENT. | Against | None | 486 | 0 | 0 | 0 | ||
CHUNGHWA TELECOM CO. LTD. | |||||||||
Security: | 17133Q502 | Meeting Type: | Annual | ||||||
Ticker: | CHT | Meeting Date: | 23-Jun-2017 | ||||||
ISIN | US17133Q5027 | Vote Deadline Date: | 15-Jun-2017 | ||||||
Agenda | 934631032 | Management | Total Ballot Shares: | 856824 | |||||
Last Vote Date: | 13-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RATIFICATION OF 2016 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | Abstain | 145522 | 0 | 0 | 0 | ||
2 | RATIFICATION OF 2016 PROFIT ALLOCATION PROPOSAL | For | Abstain | 145522 | 0 | 0 | 0 | ||
3 | THE AMENDMENT TO THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS | For | Abstain | 145522 | 0 | 0 | 0 | ||
4 | THE SUPPLEMENTARY ELECTION OF THE COMPANY'S INDEPENDENT DIRECTOR OF 8TH BOARD OF DIRECTORS YU-FEN LIN (INDEPENDENT DIRECTOR) | For | Abstain | 145522 | 0 | 0 | 0 | ||
5 | RELEASE OF RESTRICTIONS ON COMPETITIVE ACTIVITIES ON DIRECTOR YIH- YU LEI | For | Abstain | 145522 | 0 | 0 | 0 | ||
INFOSYS LIMITED | |||||||||
Security: | 456788108 | Meeting Type: | Annual | ||||||
Ticker: | INFY | Meeting Date: | 24-Jun-2017 | ||||||
ISIN | US4567881085 | Vote Deadline Date: | 16-Jun-2017 | ||||||
Agenda | 934647504 | Management | Total Ballot Shares: | 693640 | |||||
Last Vote Date: | 14-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ADOPTION OF FINANCIAL STATEMENTS | None | None | 40054 | 0 | 0 | 0 | ||
2 | DECLARATION OF DIVIDEND | None | None | 40054 | 0 | 0 | 0 | ||
3 | APPOINTMENT OF U. B. PRAVIN RAO AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | None | None | 40054 | 0 | 0 | 0 | ||
4 | APPOINTMENT OF AUDITORS | None | None | 40054 | 0 | 0 | 0 | ||
5 | APPOINTMENT OF BRANCH AUDITORS | None | None | 40054 | 0 | 0 | 0 | ||
DELL TECHNOLOGIES INC. | |||||||||
Security: | 24703L103 | Meeting Type: | Annual | ||||||
Ticker: | DVMT | Meeting Date: | 26-Jun-2017 | ||||||
ISIN | US24703L1035 | Vote Deadline Date: | 23-Jun-2017 | ||||||
Agenda | 934624152 | Management | Total Ballot Shares: | 130961 | |||||
Last Vote Date: | 13-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DIRECTOR | For | None | ||||||
1 | DAVID W. DORMAN | 4067 | 0 | 0 | 0 | ||||
2 | WILLIAM D. GREEN | 4067 | 0 | 0 | 0 | ||||
3 | ELLEN J. KULLMAN | 4067 | 0 | 0 | 0 | ||||
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DELL TECHNOLOGIES INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING FEBRUARY 2, 2018. | For | None | 4067 | 0 | 0 | 0 | ||
3 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF DELL TECHNOLOGIES' NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | For | None | 4067 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
4 | ADVISORY VOTE ON WHETHER DELL TECHNOLOGIES SHOULD HOLD AN ADVISORY VOTE BY STOCKHOLDERS TO APPROVE THE COMPENSATION OF DELL TECHNOLOGIES' NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS. | None | 4067 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
5 | ADOPTION OF AMENDMENT TO DELL TECHNOLOGIES' CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK AS DESCRIBED IN THE PROXY STATEMENT. | For | None | 4067 | 0 | 0 | 0 | ||
SYNGENTA AG | |||||||||
Security: | 87160A100 | Meeting Type: | Special | ||||||
Ticker: | SYT | Meeting Date: | 26-Jun-2017 | ||||||
ISIN | US87160A1007 | Vote Deadline Date: | 15-Jun-2017 | ||||||
Agenda | 934649471 | Management | Total Ballot Shares: | 186283 | |||||
Last Vote Date: | 14-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ANNUAL REPORT 2016: APPROVAL OF THE ANNUAL REPORT, INCLUDING THE ANNUAL FINANCIAL STATEMENTS AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2016 | For | None | 15785 | 0 | 0 | 0 | ||
2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT FOR THE YEAR 2016 | For | None | 15785 | 0 | 0 | 0 | ||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
4 | APPROPRIATION OF THE AVAILABLE EARNINGS AS PER 2016 BALANCE SHEET | For | None | 15785 | 0 | 0 | 0 | ||
5 | RE-ELECTION OF GUNNAR BROCK AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
6 | RE-ELECTION OF MICHEL DEMARE AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
7 | RE-ELECTION OF EVELINE SAUPPER AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
8 | RE-ELECTION OF JURG WITMER AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
9 | ELECTION OF JIANXIN REN TO THE BOARD OF DIRECTOR AND AS CHAIRMAN OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
10 | ELECTION OF HONGBO CHEN AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
11 | ELECTION OF OLIVIER T. DE CLERMONT- TONNERRE AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
12 | ELECTION OF DIETER GERICKE AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
13 | RE-ELECTION OF JURG WITMER AS A MEMBER OF THE COMPENSATION COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
14 | ELECTION OF OLIVIER T. DE CLERMONT- TONNERRE AS A MEMBER OF THE COMPENSATION COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
15 | ELECTION OF DIETER GERICKE AS A MEMBER OF THE COMPENSATION COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
16 | MAXIMUM TOTAL COMPENSATION OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
17 | MAXIMUM TOTAL COMPENSATION OF THE EXECUTIVE COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
18 | ELECTION OF THE INDEPENDENT PROXY | For | None | 15785 | 0 | 0 | 0 | ||
19 | ELECTION OF THE EXTERNAL AUDITOR | For | None | 15785 | 0 | 0 | 0 | ||
20 | PROPOSALS OF SHAREHOLDERS IN CASE ADDITIONAL AND/OR COUNTER-PROPOSALS ARE PRESENTED AT THE MEETING | Against | None | 0 | 15785 | 0 | 0 | ||
SYNGENTA AG | |||||||||
Security: | 87160A100 | Meeting Type: | Special | ||||||
Ticker: | SYT | Meeting Date: | 26-Jun-2017 | ||||||
ISIN | US87160A1007 | Vote Deadline Date: | 15-Jun-2017 | ||||||
Agenda | 934640233 | Management | Total Ballot Shares: | 185194 | |||||
Last Vote Date: | 14-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ANNUAL REPORT 2016: APPROVAL OF THE ANNUAL REPORT, INCLUDING THE ANNUAL FINANCIAL STATEMENTS AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2016 | For | None | 15785 | 0 | 0 | 0 | ||
2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT FOR THE YEAR 2016 | For | None | 15785 | 0 | 0 | 0 | ||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
4 | APPROPRIATION OF THE AVAILABLE EARNINGS AS PER 2016 BALANCE SHEET | For | None | 15785 | 0 | 0 | 0 | ||
5 | RE-ELECTION OF GUNNAR BROCK AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
6 | RE-ELECTION OF MICHEL DEMARE AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
7 | RE-ELECTION OF EVELINE SAUPPER AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
8 | RE-ELECTION OF JURG WITMER AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
9 | ELECTION OF JIANXIN REN TO THE BOARD OF DIRECTOR AND AS CHAIRMAN OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
10 | ELECTION OF HONGBO CHEN AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
11 | ELECTION OF OLIVIER T. DE CLERMONT- TONNERRE AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
12 | ELECTION OF DIETER GERICKE AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
13 | RE-ELECTION OF JURG WITMER AS A MEMBER OF THE COMPENSATION COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
14 | ELECTION OF OLIVIER T. DE CLERMONT- TONNERRE AS A MEMBER OF THE COMPENSATION COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
15 | ELECTION OF DIETER GERICKE AS A MEMBER OF THE COMPENSATION COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
16 | MAXIMUM TOTAL COMPENSATION OF THE BOARD OF DIRECTORS | For | None | 15785 | 0 | 0 | 0 | ||
17 | MAXIMUM TOTAL COMPENSATION OF THE EXECUTIVE COMMITTEE | For | None | 15785 | 0 | 0 | 0 | ||
18 | ELECTION OF THE INDEPENDENT PROXY | For | None | 15785 | 0 | 0 | 0 | ||
19 | ELECTION OF THE EXTERNAL AUDITOR | For | None | 15785 | 0 | 0 | 0 | ||
20 | PROPOSALS OF SHAREHOLDERS IN CASE ADDITIONAL AND/OR COUNTER-PROPOSALS ARE PRESENTED AT THE MEETING | Against | None | 0 | 15785 | 0 | 0 | ||
GAMESTOP CORP. | |||||||||
Security: | 36467W109 | Meeting Type: | Annual | ||||||
Ticker: | GME | Meeting Date: | 27-Jun-2017 | ||||||
ISIN | US36467W1099 | Vote Deadline Date: | 26-Jun-2017 | ||||||
Agenda | 934624227 | Management | Total Ballot Shares: | 286448 | |||||
Last Vote Date: | 16-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | RE-ELECTION OF DIRECTOR: DANIEL A. DEMATTEO | For | None | 35956 | 0 | 0 | 0 | ||
2 | RE-ELECTION OF DIRECTOR: J. PAUL RAINES | For | None | 35956 | 0 | 0 | 0 | ||
3 | RE-ELECTION OF DIRECTOR: JEROME L. DAVIS | For | None | 35956 | 0 | 0 | 0 | ||
4 | RE-ELECTION OF DIRECTOR: THOMAS N. KELLY JR. | For | None | 35956 | 0 | 0 | 0 | ||
5 | RE-ELECTION OF DIRECTOR: SHANE S. KIM | For | None | 35956 | 0 | 0 | 0 | ||
6 | RE-ELECTION OF DIRECTOR: STEVEN R. KOONIN | For | None | 35956 | 0 | 0 | 0 | ||
7 | RE-ELECTION OF DIRECTOR: STEPHANIE M. SHERN | For | None | 35956 | 0 | 0 | 0 | ||
8 | RE-ELECTION OF DIRECTOR: GERALD R. SZCZEPANSKI | For | None | 35956 | 0 | 0 | 0 | ||
9 | RE-ELECTION OF DIRECTOR: KATHY P. VRABECK | For | None | 35956 | 0 | 0 | 0 | ||
10 | RE-ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY | For | None | 35956 | 0 | 0 | 0 | ||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | None | 35956 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
12 | ADVISORY VOTE ON FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | None | 35956 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
13 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT, REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017 | For | None | 35956 | 0 | 0 | 0 | ||
14 | AMEND AND RESTATE THE CERTIFICATE OF INCORPORATION TO CHANGE THE SHAREHOLDER VOTING REQUIREMENT FOR REMOVAL OF DIRECTORS ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | For | None | 35956 | 0 | 0 | 0 | ||
NICE LTD. | |||||||||
Security: | 653656108 | Meeting Type: | Annual | ||||||
Ticker: | NICE | Meeting Date: | 27-Jun-2017 | ||||||
ISIN | US6536561086 | Vote Deadline Date: | 20-Jun-2017 | ||||||
Agenda | 934641499 | Management | Total Ballot Shares: | 101012 | |||||
Last Vote Date: | 20-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: DAVID KOSTMAN | For | For | 14801 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: RIMON BEN- SHAOUL | For | For | 14801 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: YEHOSHUA (SHUKI) EHRLICH | For | For | 14801 | 0 | 0 | 0 | ||
4 | ELECTION OF DIRECTOR: LEO APOTHEKER | For | For | 14801 | 0 | 0 | 0 | ||
5 | ELECTION OF DIRECTOR: JOE COWAN | For | For | 14801 | 0 | 0 | 0 | ||
6 | TO APPROVE A GRANT OF OPTIONS AND RESTRICTED SHARE UNITS TO THE COMPANY'S NON-EXECUTIVE DIRECTORS. | For | For | 14801 | 0 | 0 | 0 | ||
7 | TO APPROVE A ONE-TIME GRANT OF OPTIONS TO THE CHAIRMAN OF THE BOARD OF DIRECTORS. | None | None | 14801 | 0 | 0 | 0 | ||
8 | INDICATE WHETHER YOU ARE A "CONTROLLING SHAREHOLDER" OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL INTEREST IN THIS PROPOSAL. IF YOU MARK "YES", PLEASE CONTACT THE COMPANY AS SPECIFIED IN THE PROXY STATEMENT. MARK "FOR" = YES OR "AGAINST" = NO. | None | None | 14801 | 0 | 0 | 0 | ||
9 | TO APPROVE CERTAIN COMPONENTS OF OUR CHIEF EXECUTIVE OFFICER'S COMPENSATION. | None | None | 14801 | 0 | 0 | 0 | ||
10 | INDICATE WHETHER YOU ARE A "CONTROLLING SHAREHOLDER" OR HAVE A PERSONAL BENEFIT OR OTHER PERSONAL INTEREST IN THIS PROPOSAL. IF YOU MARK "YES", PLEASE CONTACT THE COMPANY AS SPECIFIED IN THE PROXY STATEMENT. MARK "FOR" = YES OR "AGAINST" = NO. | None | None | 14801 | 0 | 0 | 0 | ||
11 | TO RE-APPOINT THE COMPANY'S INDEPENDENT AUDITORS AND TO ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | For | For | 14801 | 0 | 0 | 0 | ||
NIPPON TELEGRAPH & TELEPHONE CORPORATION | |||||||||
Security: | 654624105 | Meeting Type: | Annual | ||||||
Ticker: | NTTYY | Meeting Date: | 27-Jun-2017 | ||||||
ISIN | US6546241059 | Vote Deadline Date: | 20-Jun-2017 | ||||||
Agenda | 934643190 | Management | Total Ballot Shares: | 1024687 | |||||
Last Vote Date: | 20-Jun-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | DISTRIBUTION OF EARNED SURPLUS | For | Abstain | 70368 | 0 | 0 | 0 | ||
UNITED THERAPEUTICS CORPORATION | |||||||||
Security: | 91307C102 | Meeting Type: | Annual | ||||||
Ticker: | UTHR | Meeting Date: | 28-Jun-2017 | ||||||
ISIN | US91307C1027 | Vote Deadline Date: | 27-Jun-2017 | ||||||
Agenda | 934619226 | Management | Total Ballot Shares: | 60727 | |||||
Last Vote Date: | 11-May-2017 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | ELECTION OF DIRECTOR: RAYMOND DWEK | For | None | 3087 | 0 | 0 | 0 | ||
2 | ELECTION OF DIRECTOR: CHRISTOPHER PATUSKY | For | None | 3087 | 0 | 0 | 0 | ||
3 | ELECTION OF DIRECTOR: TOMMY THOMPSON | For | None | 3087 | 0 | 0 | 0 | ||
4 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | For | None | 3087 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |
5 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | None | 3087 | 0 | 0 | 0 | 0 | ||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
6 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | For | None | 3087 | 0 | 0 | 0 |
Location Name | Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 2 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 3 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 4 | Approve Auditors' Special Report on Related-Party Transactions | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 370,000 | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 6 | Advisory Vote on Compensation of Denis Thiery, Chairman and CEO | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 7 | Reelect Catherine Pourre as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 8 | Reelect Eric Courteille as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 9 | Reelect Denis Thiery as Director | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 10 | Reelect William Hoover Jr as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 11 | Reelect Jean-Paul Villot as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 12 | Decision not to Renew the Mandate of Jacques Clay | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 13 | Elect Richard Troksa as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 14 | Decision not to Renew the Mandate of Agnes Touraine | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 15 | Elect Virginie Fauvel as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 16 | Renew Appointment of Finexsi Audit as Auditor | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 17 | Appoint Olivier Courau as Alternate Auditor | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 20 | Authorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 3.4 Million | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 21 | Approve Issuance of Equity for Private Placements, up to Aggregate Nominal Amount of EUR 3.4 Million | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 22 | Authorize Issuance of Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 3.4 million | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 23 | Approve Issuance of Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 3.4 Million | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 25 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 27 | Authorize Capital Increase for Future Exchange Offers | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 29 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 30 | Authorize up to 400,000 Shares for Use in Restricted Stock Plans | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 31 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 32 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 500 Million | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Neopost | NEO | France | F65196119 | Annual/Special | 01-Jul-16 | 28-Jun-16 | Management | 33 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | London Stock Exchange Group plc | LSE | United Kingdom | G5689U103 | Special | 04-Jul-16 | 30-Jun-16 | Management | 1 | Approve the Deutsche Borse Acquisition by HoldCo in Connection with the Merger | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | London Stock Exchange Group plc | LSE | United Kingdom | G5689U103 | Special | 04-Jul-16 | 30-Jun-16 | Management | 2 | Authorise Directors to Implement the Scheme and Amend Articles of Association | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | London Stock Exchange Group plc | LSE | United Kingdom | G5689U103 | Court | 04-Jul-16 | 30-Jun-16 | Management | 1 | Approve Scheme of Arrangement | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Hang Fat Ginseng Holdings Company Ltd | 911 | Cayman Islands | G4288W115 | Special | 06-Jul-16 | 29-Jun-16 | Management | 1 | Approve Share Consolidation | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Yes | No | ||
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.36 per Share | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 3 | Approve Discharge of Management Board | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 4 | Approve Discharge of Supervisory Board | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 5 | Approve Remuneration of Supervisory Board Members | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 6 | Receive Management Board Report on Repurchase and Use of Own Shares (Non-Voting) | Yes | No | ||
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 7 | Amend Articles Re: Supervisory Board Terms | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 8.1 | Elect Georg Riedl as Supervisory Board Member | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 8.2 | Elect Regina Prehofer as Supervisory Board Member | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 8.3 | Elect Karin Schaupp as Supervisory Board Member | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | AT & S Austria Technologie & Systemtechnik AG | AUS | Austria | A05345110 | Annual | 07-Jul-16 | 27-Jun-16 | Management | 9 | Ratify PwC Wirtschaftspruefung GmbH as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 2 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 3 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 4 | Re-elect Toby Courtauld as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 5 | Re-elect Nick Sanderson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 6 | Re-elect Neil Thompson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 7 | Re-elect Martin Scicluna as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 8 | Re-elect Elizabeth Holden as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 9 | Re-elect Charles Philipps as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 10 | Re-elect Jonathan Short as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 11 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 13 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 14 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 16 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Great Portland Estates plc | GPOR | United Kingdom | G40712179 | Annual | 07-Jul-16 | 05-Jul-16 | Management | 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 2 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 3 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 4 | Re-elect Sir Michael Rake as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 5 | Re-elect Gavin Patterson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 6 | Re-elect Tony Ball as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 7 | Re-elect Iain Conn as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 8 | Re-elect Isabel Hudson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 9 | Re-elect Karen Richardson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 10 | Re-elect Nick Rose as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 11 | Re-elect Jasmine Whitbread as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 12 | Elect Mike Inglis as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 13 | Elect Tim Hottges as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 14 | Elect Simon Lowth as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 16 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 17 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | BT Group plc | BT.A | United Kingdom | G16612106 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 21 | Approve Political Donations | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 2 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 3 | Elect Stuart Bridges as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 4 | Re-elect Charles Gregson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 5 | Re-elect Michael Spencer as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 6 | Re-elect John Sievwright as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 7 | Re-elect Ivan Ritossa as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 8 | Re-elect Robert Standing as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 10 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 11 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 12 | Authorise EU Political Donations and Expenditure | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 13 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 14 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | ICAP plc | IAP | United Kingdom | G46981117 | Annual | 13-Jul-16 | 11-Jul-16 | Management | 15 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 2 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 3 | Elect Alan Marnie as Director and Approve His Remuneration | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 4 | Elect Dai Quanfa as Director and Approve His Remuneration | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 5 | Elect Chau Shing Yim, David as Director and Approve His Remuneration | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 6 | Elect Kan Chung Nin, Tony as Director and Approve His Remuneration | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 7 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 8 | Approve Bonus Issue of Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 10 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Man Wah Holdings Ltd. | 1999 | Bermuda | G5800U107 | Annual | 13-Jul-16 | 07-Jul-16 | Management | 11 | Authorize Reissuance of Repurchased Shares | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1a | Elect Director Roland C. Smith | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1b | Elect Director Warren F. Bryant | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1c | Elect Director Rakesh Gangwal | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1d | Elect Director Cynthia T. Jamison | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1e | Elect Director V. James Marino | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1f | Elect Director Francesca Ruiz de Luzuriaga | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1g | Elect Director Michael J. Massey | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1h | Elect Director David M. Szymanski | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1i | Elect Director Nigel Travis | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 1j | Elect Director Joseph S. Vassalluzzo | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Office Depot, Inc. | ODP | USA | 676220106 | Annual | 13-Jul-16 | 09-Jun-16 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 2 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 3 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 4 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 5 | Re-elect Patrick Vaughan as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 6 | Re-elect Andrew Jones as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 7 | Re-elect Martin McGann as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 8 | Re-elect Valentine Beresford as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 9 | Re-elect Mark Stirling as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 10 | Re-elect James Dean as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 11 | Re-elect Alec Pelmore as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 12 | Re-elect Andrew Varley as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 13 | Re-elect Philip Watson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 14 | Re-elect Rosalyn Wilton as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 15 | Re-elect Charles Cayzer as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 16 | Elect Andrew Livingston as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 17 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 18 | Approve Scrip Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 20 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | LondonMetric Property plc | LMP | United Kingdom | G5689W109 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 2 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 3 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 4 | Re-elect Daniel Kitchen as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 5 | Re-elect Jamie Hopkins as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 6 | Re-elect Graham Clemett as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 7 | Re-elect Dr Maria Moloney as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 8 | Re-elect Chris Girling as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 9 | Re-elect Damon Russell as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 10 | Re-elect Stephen Hubbard as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 11 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 13 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 14 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 15 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 16 | Adopt New Articles of Association | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Workspace Group plc | WKP | United Kingdom | G5595E136 | Annual | 14-Jul-16 | 12-Jul-16 | Management | 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Logistics Trust | M44U | Singapore | Y5759Q107 | Annual | 18-Jul-16 | Management | 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Logistics Trust | M44U | Singapore | Y5759Q107 | Annual | 18-Jul-16 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Logistics Trust | M44U | Singapore | Y5759Q107 | Annual | 18-Jul-16 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Industrial Trust | ME8U | Singapore | Y5759S103 | Annual | 19-Jul-16 | Management | 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Industrial Trust | ME8U | Singapore | Y5759S103 | Annual | 19-Jul-16 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize the Manager to Fix Their Remuneration | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Industrial Trust | ME8U | Singapore | Y5759S103 | Annual | 19-Jul-16 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 2 | Approve Final Dividend | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 3 | Elect Alexander Charles Hungate as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 4 | Elect Koh Poh Tiong as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 5 | Elect Thierry Breton as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 6 | Elect Tan Soo Nan as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 7 | Approve Directors' Fees | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 8 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 10 | Approve Issuance of Shares and/or Grant of Awards Under the SATS Performance Share Plan, SATS Restricted Share Plan, and SATS Employee Share Option Plan | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 11 | Approve Mandate for Interested Person Transactions | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 12 | Authorize Share Repurchase Program | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SATS Ltd | S58 | Singapore | Y7992U101 | Annual | 19-Jul-16 | Management | 13 | Adopt New Constitution | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 2 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 4 | Re-elect Aubrey Adams as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 5 | Re-elect Lucinda Bell as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 6 | Re-elect Simon Borrows as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 7 | Re-elect John Gildersleeve as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 8 | Re-elect Lynn Gladden as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 9 | Re-elect Chris Grigg as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 10 | Re-elect William Jackson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 11 | Re-elect Charles Maudsley as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 12 | Re-elect Tim Roberts as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 13 | Re-elect Tim Score as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 14 | Re-elect Lord Turnbull as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 15 | Re-elect Laura Wade-Gery as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 17 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 18 | Approve Scrip Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 19 | Approve Political Donations and Expenditures | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 20 | Amend 2013 Long-Term Incentive Plan | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 21 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 22 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 23 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 24 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | The British Land Company plc | BLND | United Kingdom | G15540118 | Annual | 19-Jul-16 | 15-Jul-16 | Management | 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 1.1 | Elect Director Brendan Bell | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 1.2 | Elect Director Graham G. Clow | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 1.3 | Elect Director Robert A. Gannicott | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 1.4 | Elect Director James K. Gowans | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 1.5 | Elect Director David S. Smith | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 1.6 | Elect Director Chuck Strahl | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 1.7 | Elect Director Josef Vejvoda | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 1.8 | Elect Director Thomas A. Andruskevich | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Dominion Diamond Corp. | DDC | Canada | 257287102 | Annual | 20-Jul-16 | 01-Jun-16 | Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Investec plc | INVP | United Kingdom | G49188116 | Special | 20-Jul-16 | 18-Jul-16 | Management | 1 | Authorise Off-Market Purchase of Preference Shares from Computershare Company Nominees Limited and Computershare Nominees (Pty) Limited | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1a | Elect Director Donald R. Chappel | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1b | Elect Director Irwin S. Cohen | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1c | Elect Director Philip L. Francis | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1d | Elect Director Mark Gross | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1e | Elect Director Eric G. Johnson | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1f | Elect Director Mathew M. Pendo | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1g | Elect Director Francesca Ruiz de Luzuriaga | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1h | Elect Director Wayne C. Sales | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1i | Elect Director Frank A. Savage | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1j | Elect Director Gerald L. Storch | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 1k | Elect Director Mary A. Winston | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SUPERVALU INC. | SVU | USA | 868536103 | Annual | 20-Jul-16 | 23-May-16 | Share Holder | 5 | Proxy Access | Against | For | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | DO & CO AG | DOC | Austria | A1447E107 | Annual | 21-Jul-16 | 11-Jul-16 | Management | 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Yes | No | ||
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | DO & CO AG | DOC | Austria | A1447E107 | Annual | 21-Jul-16 | 11-Jul-16 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | DO & CO AG | DOC | Austria | A1447E107 | Annual | 21-Jul-16 | 11-Jul-16 | Management | 3 | Approve Discharge of Management Board for Fiscal 2015/16 | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | DO & CO AG | DOC | Austria | A1447E107 | Annual | 21-Jul-16 | 11-Jul-16 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2015/16 | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | DO & CO AG | DOC | Austria | A1447E107 | Annual | 21-Jul-16 | 11-Jul-16 | Management | 5 | Approve Remuneration of Supervisory Board Members | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | DO & CO AG | DOC | Austria | A1447E107 | Annual | 21-Jul-16 | 11-Jul-16 | Management | 6 | Ratify PKF CENTURION as Auditors for Fiscal 2016/17 | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | DO & CO AG | DOC | Austria | A1447E107 | Annual | 21-Jul-16 | 11-Jul-16 | Management | 7.1 | Increase Size of Supervisory Board to Six Members | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | DO & CO AG | DOC | Austria | A1447E107 | Annual | 21-Jul-16 | 11-Jul-16 | Management | 7.2 | Elect Andreas Bierwirth to the Supervisory Board | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | DO & CO AG | DOC | Austria | A1447E107 | Annual | 21-Jul-16 | 11-Jul-16 | Management | 7.3 | Elect Cem Kozlu to the Supervisory Board | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 2 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 3 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 4 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 6 | Re-elect Kevin Parry as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 7 | Re-elect Peter Gibbs as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 8 | Re-elect Kim Wahl as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 9 | Re-elect Kathryn Purves as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 10 | Re-elect Christophe Evain as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 11 | Re-elect Philip Keller as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 12 | Re-elect Benoit Durteste as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 13 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 14 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 15 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 17 | Approve Special Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 18 | Approve Share Consolidation | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Intermediate Capital Group plc | ICP | United Kingdom | G4807D184 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 19 | Approve Increase in the Maximum Aggregate Directors' Fees | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 2 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 3 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 4 | Re-elect Dame Alison Carnwath as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 5 | Re-elect Robert Noel as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 6 | Re-elect Martin Greenslade as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 7 | Re-elect Kevin O'Byrne as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 8 | Re-elect Simon Palley as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 9 | Re-elect Christopher Bartram as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 10 | Re-elect Stacey Rauch as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 11 | Re-elect Cressida Hogg as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 12 | Re-elect Edward Bonham Carter as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 13 | Reappoint Ernst & Young LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 14 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 15 | Approve Political Donations and Expenditures | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 16 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Land Securities Group plc | LAND | United Kingdom | G5375M118 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 2 | Approve Remuneration Policy | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 3 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 4 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 5 | Re-elect Peter Long as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 6 | Re-elect Moya Greene as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 7 | Re-elect Matthew Lester as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 8 | Re-elect Nick Horler as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 9 | Re-elect Cath Keers as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 10 | Re-elect Paul Murray as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 11 | Re-elect Orna Ni-Chionna as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 12 | Re-elect Les Owen as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 13 | Reappoint KPMG LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 14 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 15 | Authorise EU Political Donations and Expenditure | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 16 | Approve Long Term Incentive Plan | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 17 | Approve Deferred Share Bonus Plan | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 18 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Royal Mail plc | RMG | United Kingdom | G7368G108 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 22 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 2 | Approve Remuneration Report | For | Abstain | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 3 | Re-elect Jan du Plessis as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 4 | Re-elect Alan Clark as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 5 | Elect Domenic De Lorenzo as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 6 | Re-elect Mark Armour as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 7 | Re-elect Dave Beran as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 8 | Re-elect Geoffrey Bible as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 9 | Re-elect Dinyar Devitre as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 10 | Re-elect Guy Elliott as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 11 | Re-elect Lesley Knox as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 12 | Re-elect Trevor Manuel as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 13 | Re-elect Dr Dambisa Moyo as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 14 | Re-elect Carlos Perez Davila as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 15 | Re-elect Alejandro Santo Domingo Davila as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 16 | Re-elect Helen Weir as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 17 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 19 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 20 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 22 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | SABMiller plc | SAB | United Kingdom | G77395104 | Annual | 21-Jul-16 | 19-Jul-16 | Management | 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 2 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 3 | Approve Final Dividend | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 4 | Re-elect Tim Clark as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 5 | Re-elect Richard Cotton as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 6 | Re-elect James Gibson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 7 | Re-elect Georgina Harvey as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 8 | Re-elect Steve Johnson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 9 | Re-elect Adrian Lee as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 10 | Re-elect Mark Richardson as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 11 | Re-elect John Trotman as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 12 | Re-elect Nicholas Vetch as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 13 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 14 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 15 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Big Yellow Group plc | BYG | United Kingdom | G1093E108 | Annual | 22-Jul-16 | 20-Jul-16 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Commercial Trust | N2IU | Singapore | Y5759T101 | Annual | 25-Jul-16 | Management | 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Commercial Trust | N2IU | Singapore | Y5759T101 | Annual | 25-Jul-16 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Commercial Trust | N2IU | Singapore | Y5759T101 | Annual | 25-Jul-16 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Commercial Trust | N2IU | Singapore | Y5759T101 | Special | 25-Jul-16 | Management | 1 | Approve Acquisition of the Property as an Interested Person Transaction | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Commercial Trust | N2IU | Singapore | Y5759T101 | Special | 25-Jul-16 | Management | 2 | Approve Issuance of New Units Under the Equity Fund Raising | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Commercial Trust | N2IU | Singapore | Y5759T101 | Special | 25-Jul-16 | Management | 3 | Approve Whitewash Resolution | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 1 | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 2 | Adopt Two-Tiered Board Structure | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 3 | Change Corporate Purpose and Amend Article 2 of Bylaws Accordingly | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 4 | Amend Article 8 of Bylaws Re: Indivisibility of Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 5 | Pursuant to Items Above, Adopt New Bylaws | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 6 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 7 | Elect Alice Cavalier-Feuillet as Supervisory Board Member | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 8 | Elect Severine Feuillet as Supervisory Board Member | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 9 | Elect Guido Carissimo as Supervisory Board Member | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 10 | Elect Jean-Luc Gerard as Supervisory Board Member | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 11 | Acknowledge Convening of Supervisory Board Meeting on Sep. 1, 2016 | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 12 | Transfer a Board of Directors Delegation (Item 6 of the General Meeting, Jan. 5, 2016 ) to the Management Board | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Trigano | TRI | France | F93488108 | Special | 26-Jul-16 | 21-Jul-16 | Management | 13 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 27-Jul-16 | 22-Jul-16 | Management | 1 | Note the Financial Statements and Statutory Report | Yes | No | ||
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 27-Jul-16 | 22-Jul-16 | Management | 2 | Note the Appointment of Auditor and Fixing of Their Remuneration | Yes | No | ||
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 27-Jul-16 | 22-Jul-16 | Management | 3.1 | Elect William Chan Chak Cheung as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 27-Jul-16 | 22-Jul-16 | Management | 3.2 | Elect David Charles Watt as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 27-Jul-16 | 22-Jul-16 | Management | 4.1 | Elect Poh Lee Tan as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 27-Jul-16 | 22-Jul-16 | Management | 4.2 | Elect Nicholas Charles Allen as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 27-Jul-16 | 22-Jul-16 | Management | 4.3 | Elect Ed Chan Yiu Cheong as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 27-Jul-16 | 22-Jul-16 | Management | 4.4 | Elect Blair Chilton Pickerell as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 27-Jul-16 | 22-Jul-16 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Programmed Maintenance Services Ltd. | PRG | Australia | Q7762R105 | Annual | 27-Jul-16 | 25-Jul-16 | Management | 1 | Approve the Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Programmed Maintenance Services Ltd. | PRG | Australia | Q7762R105 | Annual | 27-Jul-16 | 25-Jul-16 | Management | 2 | Elect James Walker as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Programmed Maintenance Services Ltd. | PRG | Australia | Q7762R105 | Annual | 27-Jul-16 | 25-Jul-16 | Management | 3 | Elect Lisa Paul as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Programmed Maintenance Services Ltd. | PRG | Australia | Q7762R105 | Annual | 27-Jul-16 | 25-Jul-16 | Management | 4 | Elect Bruce Brook as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Programmed Maintenance Services Ltd. | PRG | Australia | Q7762R105 | Annual | 27-Jul-16 | 25-Jul-16 | Management | 5 | Elect Andrea Grant as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Programmed Maintenance Services Ltd. | PRG | Australia | Q7762R105 | Annual | 27-Jul-16 | 25-Jul-16 | Management | 6 | Approve the Programmed Managing Director Long Term Incentive Plan and Grant of Performance Rights to the Managing Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.1 | Elect Director Otani, Kiichi | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.2 | Elect Director Kato, Hiromi | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.3 | Elect Director Sakurai, Masahito | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.4 | Elect Director Shudo, Shoichi | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.5 | Elect Director Mizushima, Toshihide | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.6 | Elect Director Oishi, Miya | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.7 | Elect Director Kimei, Rieko | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.8 | Elect Director Mori, Ko | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.9 | Elect Director Sato, Seiichiro | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 2.10 | Elect Director Hamada, Yasuyuki | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 3.1 | Appoint Statutory Auditor Kawamura, Koichi | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 3.2 | Appoint Statutory Auditor Ibayashi, Akira | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Ain Holdings Inc | 9627 | Japan | J00602102 | Annual | 28-Jul-16 | 30-Apr-16 | Management | 3.3 | Appoint Statutory Auditor Muramatsu, Osamu | For | Against | Yes | Yes |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 3 | Approve Consolidated Financial Statements and Annual Accounts | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 4 | Approve Unconsolidated Financial Statements and Annual Accounts | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 5 | Approve Allocation of Income | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 6 | Approve Dividends | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 7 | Approve Transfer to the Legal Reserve of the Company out of the Share Premium Account | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 8 | Approve Remuneration Report | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 9 | Approve Discharge of Directors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 10 | Re-elect Sir Terry Leahy as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 11 | Re-elect Simon Arora as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 12 | Re-elect David Novak as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 13 | Re-elect Paul McDonald as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 14 | Re-elect Thomas Hubner as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 15 | Re-elect Kathleen Guion as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 16 | Re-elect Ron McMillan as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 17 | Re-elect Harry Brouwer as Director | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 18 | Re-elect Thomas Hubner as Director by Independent Shareholders | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 19 | Re-elect Kathleen Guion as Director by Independent Shareholders | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 20 | Re-elect Ron McMillan as Director by Independent Shareholders | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 21 | Re-elect Harry Brouwer as Director by Independent Shareholders | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 22 | Approve Discharge of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 23 | Appoint KPMG Luxembourg Societe Cooperative as Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 24 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 25 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Annual | 29-Jul-16 | 15-Jul-16 | Management | 26 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Special | 29-Jul-16 | 15-Jul-16 | Management | 1 | Amend Articles of Association | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | B&M European Value Retail SA | BME | Luxembourg | L1175H106 | Special | 29-Jul-16 | 15-Jul-16 | Management | 2 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 1.1 | Elect Adam Tan as Director and Board Chairman | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 1.2 | Elect Di Xin as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 1.3 | Elect Frank Nang as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 1.4 | Elect Stewart Gordon Smith as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 1.5 | Elect Xavier Rossinyol as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 1.6 | Reelect Frederick W. Reid as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 2.1 | Appoint Adam Tan as Member of the Compensation Committee | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 2.2 | Appoint Di Xin as Member of the Compensation Committee | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 2.3 | Appoint Frederick W. Reid as Member of the Compensation Committee | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | GateGroup Holding AG | GATE | Switzerland | ADPV34580 | Special | 29-Jul-16 | Management | 3 | Transact Other Business (Voting) | For | Against | Yes | Yes | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Greater China Commercial Trust | RW0U | Singapore | Y5759X102 | Annual | 29-Jul-16 | Management | 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Greater China Commercial Trust | RW0U | Singapore | Y5759X102 | Annual | 29-Jul-16 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize the Manager to Fix Their Remuneration | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Mapletree Greater China Commercial Trust | RW0U | Singapore | Y5759X102 | Annual | 29-Jul-16 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 2 | Approve Final Dividend | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 3a | Elect Gautam Banerjee as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 3b | Elect Goh Choon Phong as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 3c | Elect Hsieh Tsun-yan as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 4 | Elect Peter Seah Lim Huat as Director | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 5 | Approve Directors' Fees | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 6 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 8 | Approve Grant of Awards and Issuance of Shares Under the SIA Performance Share Plan 2014 and/or the SIA Restricted Share Plan 2014 | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 9 | Approve Mandate for Interested Person Transactions | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 10 | Authorize Share Repurchase Program | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Singapore Airlines Limited | C6L | Singapore | Y7992P128 | Annual | 29-Jul-16 | Management | 11 | Adopt New Constitution | For | For | Yes | No | |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Snam SpA | SRG | Italy | T8578N103 | Special | 01-Aug-16 | 21-Jul-16 | Management | 1 | Approve Plan for the Partial and Proportional Demerger of Snam SpA | For | For | Yes | No |
AQR Capital Management | Aspiriant Risk Managed Global Equity Fund/Global Enhanced Strategy | ASPRNT | Snam SpA | SRG | Italy | T8578N103 | Special | 01-Aug-16 | 21-Jul-16 | Management | 1 | Authorize Share Repurchase Program | For | For | Yes | No |
Investment Company Report | |||||||||
BED BATH & BEYOND INC. | |||||||||
Security | 075896100 | Meeting Type | Annual | ||||||
Ticker Symbol | BBBY | Meeting Date | 01-Jul-2016 | ||||||
ISIN | US0758961009 | Agenda | 934440289 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Preferred Provider Recommendation | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||
3. | 14A Executive Compensation | Management | Against | Against | Against | ||||
Comments-Pay and performance disconnect | |||||||||
4. | S/H Proposal - Access To Proxy | Shareholder | For | Against | For | ||||
Comments-Large, long-term shareholders should be able to nominate a director | |||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | ||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | For | ||||
Comments-Shareholders should be consulted before the Company enters into severance agreements that provide benefits exceeding 2.99 times salary and bonus | |||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
2 P 26306 | ASPIRIANT RISK MANAGED GLOBAL EQUITY - EQUITY INVE | P26306 | JPMORGAN | 16,775 | 0 | 17-Jun-2016 | 18-Jun-2016 | ||
THE PROCTER & GAMBLE COMPANY | |||||||||
Security | 742718109 | Meeting Type | Annual | ||||||
Ticker Symbol | PG | Meeting Date | 11-Oct-2016 | ||||||
ISIN | US7427181091 | Agenda | 934472616 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Preferred Provider Recommendation | ||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||
3. | 14A Executive Compensation | Management | For | For | For | ||||
4. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | ||||
5. | S/H Proposal - Human Rights Related | Shareholder | Against | For | Against | ||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
2 P 26306 | ASPIRIANT RISK MANAGED GLOBAL EQUITY - EQUITY INVE | P26306 | JPMORGAN | 22,000 | 0 | 23-Sep-2016 | 12-Oct-2016 |
Fund ID | Fund Name | Company Name | Country | Meeting Date | Meeting Type | Record Date | Ticker | Security Symbol Type | SecurityID | Item Number | Ballot Issue Description | Proponent | MgtRec Vote | Vote Cast | ForAgainst Management |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 1 | Elect Jaime Ardila Gómez | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 2 | Elect Charles H. Giancarlo | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 3 | Elect Herbert Hainer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 4 | Elect William L. Kimsey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 5 | Elect Marjorie Magner | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 6 | Elect Nancy McKinstry | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 7 | Elect Pierre Nanterme | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 8 | Elect Gilles Pélisson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 9 | Elect Paula A. Price | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 10 | Elect Arun Sarin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 11 | Elect Frank K. Tang | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 14 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Accenture plc | United States | 02/10/2017 | Annual | 12/12/2016 | ACN | CUSIP | G1151C101 | 17 | Issuance of Treasury Shares | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | AGNC Investment Corp | United States | 04/20/2017 | Annual | 02/24/2017 | AGNC | CUSIP | 00123Q104 | 1 | Elect Gary Kain | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | AGNC Investment Corp | United States | 04/20/2017 | Annual | 02/24/2017 | AGNC | CUSIP | 00123Q104 | 2 | Elect Morris A. Davis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | AGNC Investment Corp | United States | 04/20/2017 | Annual | 02/24/2017 | AGNC | CUSIP | 00123Q104 | 3 | Elect Larry K. Harvey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | AGNC Investment Corp | United States | 04/20/2017 | Annual | 02/24/2017 | AGNC | CUSIP | 00123Q104 | 4 | Elect Prue B. Larocca | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | AGNC Investment Corp | United States | 04/20/2017 | Annual | 02/24/2017 | AGNC | CUSIP | 00123Q104 | 5 | Elect Paul E. Mullings | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | AGNC Investment Corp | United States | 04/20/2017 | Annual | 02/24/2017 | AGNC | CUSIP | 00123Q104 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | AGNC Investment Corp | United States | 04/20/2017 | Annual | 02/24/2017 | AGNC | CUSIP | 00123Q104 | 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | AGNC Investment Corp | United States | 04/20/2017 | Annual | 02/24/2017 | AGNC | CUSIP | 00123Q104 | 8 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 1 | Elect Kermit R. Crawford | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 2 | Elect Michael L. Eskew | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 3 | Elect Siddharth N. Mehta | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 4 | Elect Jacques P. Perold | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 5 | Elect Andrea Redmond | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 6 | Elect John W. Rowe | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 7 | Elect Judith A. Sprieser | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 8 | Elect Mary Alice Taylor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 9 | Elect Perry M. Traquina | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 10 | Elect Thomas J. Wilson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 13 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 14 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 16 | Shareholder Proposal Regarding Lead Director Tenure | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Allstate Corp (The) | United States | 05/25/2017 | Annual | 03/27/2017 | ALL | CUSIP | 20002101 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 1 | Elect Gerald L. Baliles | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 2 | Elect Martin J. Barrington | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 3 | Elect John T. Casteen III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 4 | Elect Dinyar S. Devitre | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 7 | Elect W. Leo Kiely III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 8 | Elect Kathryn B. McQuade | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 9 | Elect George Muñoz | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 11 | Elect Virginia E. Shanks | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 12 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Altria Group Inc. | United States | 05/18/2017 | Annual | 03/27/2017 | MO | CUSIP | 02209S103 | 15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 1 | Elect Ornella Barra | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 2 | Elect Steven H. Collis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 3 | Elect Douglas R. Conant | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 4 | Elect D. Mark Durcan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 5 | Elect Richard W. Gochnauer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 6 | Elect Lon R. Greenberg | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 7 | Elect Jane E. Henney | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 8 | Elect Kathleen Hyle | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 9 | Elect Michael J. Long | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 10 | Elect Henry W. McGee | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 11 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Amerisource Bergen Corp. | United States | 03/02/2017 | Annual | 01/03/2017 | ABC | CUSIP | 3.07E+108 | 14 | Amendments to Certificate of Incorporation To Permit Removal of Directors Without Cause | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 1.1 | Elect Glenn W. Bunting | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 1.2 | Elect Glade M. Knight | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 1.3 | Elect Daryl A. Nickel | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 4 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 5 | Repeal of Classified Board | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 6 | Elimination of Supermajority Requirements Regarding Charter Amendments | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 7 | Elimination of Supermajority Requirements Regarding Affiliated Transactions | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Apple Hospitality REIT Inc | United States | 05/18/2017 | Annual | 03/24/2017 | APLE | CUSIP | 03784Y200 | 8 | Technical Amendments to Charter | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.1 | Elect Eric J. Foss | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.2 | Elect Pierre-Olivier Beckers-Vieujant | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.3 | Elect Lisa G. Bisaccia | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.4 | Elect Richard W. Dreiling | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.5 | Elect Irene M. Esteves | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.6 | Elect Daniel J. Heinrich | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.7 | Elect Sanjeev Mehra | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.8 | Elect Patricia Morrison | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.9 | Elect John A. Quelch | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 1.1 | Elect Stephen I. Sadove | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 4 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Aramark Corporation | United States | 02/01/2017 | Annual | 12/13/2016 | ARMK | CUSIP | 03852U106 | 5 | Amendment to the Senior Executive Performance Bonus Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Axis Capital Holdings Ltd | United States | 05/04/2017 | Annual | 03/10/2017 | AXS | CUSIP | G0692U109 | 1.1 | Elect Robert L. Friedman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Axis Capital Holdings Ltd | United States | 05/04/2017 | Annual | 03/10/2017 | AXS | CUSIP | G0692U109 | 1.2 | Elect Cheryl-Ann Lister | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Axis Capital Holdings Ltd | United States | 05/04/2017 | Annual | 03/10/2017 | AXS | CUSIP | G0692U109 | 1.3 | Elect Thomas C. Ramey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Axis Capital Holdings Ltd | United States | 05/04/2017 | Annual | 03/10/2017 | AXS | CUSIP | G0692U109 | 1.4 | Elect Wilhelm Zeller | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Axis Capital Holdings Ltd | United States | 05/04/2017 | Annual | 03/10/2017 | AXS | CUSIP | G0692U109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Axis Capital Holdings Ltd | United States | 05/04/2017 | Annual | 03/10/2017 | AXS | CUSIP | G0692U109 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Axis Capital Holdings Ltd | United States | 05/04/2017 | Annual | 03/10/2017 | AXS | CUSIP | G0692U109 | 4 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Axis Capital Holdings Ltd | United States | 05/04/2017 | Annual | 03/10/2017 | AXS | CUSIP | G0692U109 | 5 | Approval of the 2017 Long-Term Equity Compensation Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.1 | Elect John A. Kanas | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.2 | Elect Rajinder P. Singh | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.3 | Elect Tere Blanca | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.4 | Elect Eugene F. DeMark | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.5 | Elect Michael J. Dowling | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.6 | Elect Douglas J. Pauls | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.7 | Elect A. Gail Prudenti | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.8 | Elect Sanjiv Sobti | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.9 | Elect A. Robert Towbin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 1.1 | Elect Lynne Wines | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BankUnited Inc | United States | 05/16/2017 | Annual | 03/24/2017 | BKU | CUSIP | 06652K103 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 1 | Elect José E. Almeida | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 2 | Elect Thomas F. Chen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 3 | Elect John D. Forsyth | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 4 | Elect Munib Islam | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 5 | Elect Michael F. Mahoney | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 6 | Elect Carole J. Shapazian | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 7 | Elect Thomas T. Stallkamp | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 8 | Elect Albert P.L. Stroucken | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 11 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Baxter International Inc. | United States | 05/02/2017 | Annual | 03/09/2017 | BAX | CUSIP | 71813109 | 12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.1 | Elect William F. Austen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.2 | Elect Ronald J. Floto | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.3 | Elect Adele M. Gulfo | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.4 | Elect David S. Haffner | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.5 | Elect Timothy M. Manganello | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.6 | Elect William L. Mansfield | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.7 | Elect Arun Nayar | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.8 | Elect David T. Szczupak | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.9 | Elect Holly A. Van Deursen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 1.1 | Elect Philip G. Weaver | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bemis Co. Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | BMS | CUSIP | 81437105 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Blue Buffalo Pet Products Inc | United States | 06/01/2017 | Annual | 04/06/2017 | BUFF | CUSIP | 09531U102 | 1.1 | Elect Philippe J. Amouyal | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Blue Buffalo Pet Products Inc | United States | 06/01/2017 | Annual | 04/06/2017 | BUFF | CUSIP | 09531U102 | 1.2 | Elect Afalo Guimaraes | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Blue Buffalo Pet Products Inc | United States | 06/01/2017 | Annual | 04/06/2017 | BUFF | CUSIP | 09531U102 | 1.3 | Elect Amy W. Schulman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Blue Buffalo Pet Products Inc | United States | 06/01/2017 | Annual | 04/06/2017 | BUFF | CUSIP | 09531U102 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Blue Buffalo Pet Products Inc | United States | 06/01/2017 | Annual | 04/06/2017 | BUFF | CUSIP | 09531U102 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.1 | Elect Alan S. Armstrong | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.2 | Elect C. Fred Ball, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.3 | Elect Peter C. Boylan, III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.4 | Elect Steven G. Bradshaw | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.5 | Elect Chester Cadieux, III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.6 | Elect Joseph W. Craft III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.7 | Elect Jack Finley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.8 | Elect John W. Gibson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.9 | Elect David F. Griffin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.1 | Elect V. Burns Hargis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.11 | Elect Douglas D Hawthorne | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.12 | Elect Kimberley D. Henry | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.13 | Elect E. Carey Joullian, IV | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.14 | Elect George B. Kaiser | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.15 | Elect Robert J. LaFortune | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.16 | Elect Stanley A. Lybarger | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.17 | Elect Steven J. Malcolm | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.18 | Elect E.C. Richards | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.19 | Elect Michael C. Turpen | Mgmt | For | Withhold | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 1.2 | Elect R.A. Walker | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | BOK Financial Corp. | United States | 04/25/2017 | Annual | 03/01/2017 | BOKF | CUSIP | 05561Q201 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 1 | Elect Peter J. Arduini | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 2 | Elect Robert J. Bertolini | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 3 | Elect Giovanni Caforio | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 4 | Elect Matthew W. Emmens | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 5 | Elect Laurie H. Glimcher | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 6 | Elect Michael Grobstein | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 7 | Elect Alan J. Lacy | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 8 | Elect Dinesh Paliwal | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 9 | Elect Theodore R. Samuels | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 10 | Elect Gerald Storch | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 11 | Elect Vicki L. Sato | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 16 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bristol-Myers Squibb Co. | United States | 05/02/2017 | Annual | 03/14/2017 | BMY | CUSIP | 110122108 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 1 | Elect Ernest G. Bachrach | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 2 | Elect Enrique H. Boilini | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 3 | Elect Carol M. Browner | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 4 | Elect Paul Cornet de Ways-Ruart | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 5 | Elect Andrew A. Ferrier | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 6 | Elect Andreas Fibig | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 7 | Elect Kathleen Hyle | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 8 | Elect L. Patrick Lupo | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 9 | Elect John E. McGlade | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 10 | Elect Soren Schroder | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 11 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Bunge Ltd. | United States | 05/25/2017 | Annual | 03/30/2017 | BG | CUSIP | G16962105 | 14 | Approval of the 2017 Non-Employee Directors Equity Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 1 | Elect David M. Barrett | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 2 | Elect Robert M. Davis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 3 | Elect Herbert L. Henkel | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 4 | Elect John C. Kelly | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 5 | Elect David F. Melcher | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 6 | Elect Gail K. Naughton | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 7 | Elect Timothy M. Ring | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 8 | Elect Tommy G. Thompson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 9 | Elect John H. Weiland | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 10 | Elect Anthony Welters | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 11 | Elect Tony L. White | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 12 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | C.R. Bard Inc. | United States | 04/19/2017 | Annual | 02/27/2017 | BCR | CUSIP | 67383109 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Chimera Investment Corp | United States | 06/01/2017 | Annual | 04/03/2017 | CIM | CUSIP | 16934Q208 | 1 | Elect Paul Donlin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Chimera Investment Corp | United States | 06/01/2017 | Annual | 04/03/2017 | CIM | CUSIP | 16934Q208 | 2 | Elect Mark Abrams | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Chimera Investment Corp | United States | 06/01/2017 | Annual | 04/03/2017 | CIM | CUSIP | 16934Q208 | 3 | Elect Gerard Creagh | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Chimera Investment Corp | United States | 06/01/2017 | Annual | 04/03/2017 | CIM | CUSIP | 16934Q208 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Chimera Investment Corp | United States | 06/01/2017 | Annual | 04/03/2017 | CIM | CUSIP | 16934Q208 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Chimera Investment Corp | United States | 06/01/2017 | Annual | 04/03/2017 | CIM | CUSIP | 16934Q208 | 6 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Church & Dwight Co., Inc. | United States | 05/04/2017 | Annual | 03/07/2017 | CHD | CUSIP | 171340102 | 1 | Elect James R. Craigie | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Church & Dwight Co., Inc. | United States | 05/04/2017 | Annual | 03/07/2017 | CHD | CUSIP | 171340102 | 2 | Elect Robert D. LeBlanc | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Church & Dwight Co., Inc. | United States | 05/04/2017 | Annual | 03/07/2017 | CHD | CUSIP | 171340102 | 3 | Elect Janet S. Vergis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Church & Dwight Co., Inc. | United States | 05/04/2017 | Annual | 03/07/2017 | CHD | CUSIP | 171340102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Church & Dwight Co., Inc. | United States | 05/04/2017 | Annual | 03/07/2017 | CHD | CUSIP | 171340102 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Church & Dwight Co., Inc. | United States | 05/04/2017 | Annual | 03/07/2017 | CHD | CUSIP | 171340102 | 6 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Church & Dwight Co., Inc. | United States | 05/04/2017 | Annual | 03/07/2017 | CHD | CUSIP | 171340102 | 7 | Increase of Authorized Common Stock | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Church & Dwight Co., Inc. | United States | 05/04/2017 | Annual | 03/07/2017 | CHD | CUSIP | 171340102 | 8 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Cinemark Holdings Inc | United States | 05/25/2017 | Annual | 03/30/2017 | CNK | CUSIP | 17243V102 | 1.1 | Elect Steven P. Rosenberg | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Cinemark Holdings Inc | United States | 05/25/2017 | Annual | 03/30/2017 | CNK | CUSIP | 17243V102 | 1.2 | Elect Enrique F. Senior | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Cinemark Holdings Inc | United States | 05/25/2017 | Annual | 03/30/2017 | CNK | CUSIP | 17243V102 | 1.3 | Elect Nina G. Vaca | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Cinemark Holdings Inc | United States | 05/25/2017 | Annual | 03/30/2017 | CNK | CUSIP | 17243V102 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Cinemark Holdings Inc | United States | 05/25/2017 | Annual | 03/30/2017 | CNK | CUSIP | 17243V102 | 3 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Cinemark Holdings Inc | United States | 05/25/2017 | Annual | 03/30/2017 | CNK | CUSIP | 17243V102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Cinemark Holdings Inc | United States | 05/25/2017 | Annual | 03/30/2017 | CNK | CUSIP | 17243V102 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 1 | Elect Herbert A. Allen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 2 | Elect Ronald W. Allen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 3 | Elect Marc Bolland | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 4 | Elect Ana Patricia Botín | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 5 | Elect Richard M. Daley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 6 | Elect Barry Diller | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 7 | Elect Helene D. Gayle | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 8 | Elect Alexis M. Herman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 9 | Elect Muhtar Kent | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 10 | Elect Robert A. Kotick | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 12 | Elect Sam Nunn | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 13 | Elect James Quincey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 14 | Elect David B. Weinberg | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 17 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Coca-Cola Co | United States | 04/26/2017 | Annual | 02/27/2017 | KO | CUSIP | 191216100 | 18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 1 | Elect Charles A. Bancroft | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 2 | Elect John P. Bilbrey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 3 | Elect John T. Cahill | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 4 | Elect Ian M. Cook | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 5 | Elect Helene D. Gayle | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 6 | Elect Ellen M. Hancock | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 7 | Elect C. Martin Harris | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 8 | Elect Lorrie Norrington | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 9 | Elect Michael B. Polk | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 10 | Elect Stephen I. Sadove | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 11 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Colgate-Palmolive Co. | United States | 05/12/2017 | Annual | 03/13/2017 | CL | CUSIP | 194162103 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Compass Minerals International Inc | United States | 05/03/2017 | Annual | 03/06/2017 | CMP | CUSIP | 20451N101 | 1 | Elect Valdemar L. Fischer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Compass Minerals International Inc | United States | 05/03/2017 | Annual | 03/06/2017 | CMP | CUSIP | 20451N101 | 2 | Elect Richard S. Grant | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Compass Minerals International Inc | United States | 05/03/2017 | Annual | 03/06/2017 | CMP | CUSIP | 20451N101 | 3 | Elect Amy J. Yoder | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Compass Minerals International Inc | United States | 05/03/2017 | Annual | 03/06/2017 | CMP | CUSIP | 20451N101 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Compass Minerals International Inc | United States | 05/03/2017 | Annual | 03/06/2017 | CMP | CUSIP | 20451N101 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Compass Minerals International Inc | United States | 05/03/2017 | Annual | 03/06/2017 | CMP | CUSIP | 20451N101 | 6 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 1 | Elect Richard M. Bracken | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 2 | Elect C. David Brown II | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 5 | Elect David W. Dorman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 6 | Elect Anne M. Finucane | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 7 | Elect Larry J. Merlo | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 9 | Elect Mary L. Schapiro | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 10 | Elect Richard J. Swift | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 11 | Elect William C. Weldon | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 12 | Elect Tony L. White | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | CVS Health Corp | United States | 05/10/2017 | Annual | 03/14/2017 | CVS | CUSIP | 126650100 | 19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 1 | Elect Warren F. Bryant | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 2 | Elect Michael M. Calbert | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 3 | Elect Sandra B. Cochran | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 5 | Elect Paula A. Price | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 6 | Elect William C. Rhodes III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 7 | Elect David B. Rickard | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 8 | Elect Todd J. Vasos | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 9 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 10 | Reapproval of the Material Terms under the Annual Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Dollar General Corp. | United States | 05/31/2017 | Annual | 03/23/2017 | DG | CUSIP | 256677105 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 1 | Elect David E. Alexander | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 2 | Elect Antonio Carrillo | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 3 | Elect Jose M. Gutiérrez | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 4 | Elect Pamela H. Patsley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 5 | Elect Ronald G. Rogers | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 6 | Elect Wayne R. Sanders | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 7 | Elect Dunia A. Shive | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 8 | Elect M. Anne Szostak | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 9 | Elect Larry D. Young | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 10 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Dr Pepper Snapple Group Inc | United States | 05/18/2017 | Annual | 03/20/2017 | DPS | CUSIP | 2.61E+113 | 13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | DST Systems Inc. | United States | 05/09/2017 | Annual | 03/17/2017 | DST | CUSIP | 233326107 | 1.1 | Elect Joseph C. Antonellis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | DST Systems Inc. | United States | 05/09/2017 | Annual | 03/17/2017 | DST | CUSIP | 233326107 | 1.2 | Elect Jerome H. Bailey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | DST Systems Inc. | United States | 05/09/2017 | Annual | 03/17/2017 | DST | CUSIP | 233326107 | 1.3 | Elect Lynn Dorsey Bleil | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | DST Systems Inc. | United States | 05/09/2017 | Annual | 03/17/2017 | DST | CUSIP | 233326107 | 1.4 | Elect Gary D. Forsee | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | DST Systems Inc. | United States | 05/09/2017 | Annual | 03/17/2017 | DST | CUSIP | 233326107 | 1.5 | Elect Stephen C. Hooley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | DST Systems Inc. | United States | 05/09/2017 | Annual | 03/17/2017 | DST | CUSIP | 233326107 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | DST Systems Inc. | United States | 05/09/2017 | Annual | 03/17/2017 | DST | CUSIP | 233326107 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | DST Systems Inc. | United States | 05/09/2017 | Annual | 03/17/2017 | DST | CUSIP | 233326107 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 2 | Elect Edward W. Barnholt | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 3 | Elect Anthony J. Bates | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 4 | Elect Logan D. Green | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 5 | Elect Bonnie S. Hammer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 6 | Elect Kathleen C. Mitic | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 7 | Elect Pierre M. Omidyar | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 8 | Elect Paul S. Pressler | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 9 | Elect Robert H. Swan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 10 | Elect Thomas J. Tierney | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 11 | Elect Perry M. Traquina | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 12 | Elect Devin N. Wenig | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | EBay Inc. | United States | 05/18/2017 | Annual | 03/20/2017 | EBAY | CUSIP | 278642103 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 1 | Elect Dominic J. Addesso | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 2 | Elect John J. Amore | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 3 | Elect William F. Galtney, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 4 | Elect John A. Graf | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 5 | Elect Gerri Losquadro | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 6 | Elect Roger M. Singer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 7 | Elect Joseph V. Taranto | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 8 | Elect John A. Weber | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 9 | Appointment of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Everest Re Group Ltd | United States | 05/17/2017 | Annual | 03/21/2017 | RE | CUSIP | G3223R108 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 1 | Elect Robert R. Wright | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 2 | Elect Glenn M. Alger | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 3 | Elect James M. DuBois | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 4 | Elect Mark A. Emmert | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 5 | Elect Diane H. Gulyas | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 6 | Elect Dan P. Kourkoumelis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 7 | Elect Richard B. McCune | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 8 | Elect Alain Monié | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 9 | Elect Jeffrey S. Musser | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 10 | Elect Liane J. Pelletier | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 11 | Elect Tay Yoshitani | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 14 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Expeditors International Of Washington, Inc. | United States | 05/02/2017 | Annual | 03/07/2017 | EXPD | CUSIP | 302130109 | 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 1 | Elect George E. Deese | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 2 | Elect Rhonda Gass | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 3 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 4 | Elect Richard Lan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 5 | Elect Margaret G. Lewis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 6 | Elect Amos R. McMullian | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 7 | Elect J.V. Shields, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 8 | Elect Allen L. Shiver | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 9 | Elect David V. Singer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 10 | Elect James T. Spear | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 11 | Elect Melvin T. Stith | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 12 | Elect C. Martin Wood, III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Flowers Foods, Inc. | United States | 05/25/2017 | Annual | 03/23/2017 | FLO | CUSIP | 343498101 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Hawaiian Electric Industries, Inc. | United States | 05/05/2017 | Annual | 02/24/2017 | HE | CUSIP | 419870100 | 1.1 | Elect Peggy Y. Fowler | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hawaiian Electric Industries, Inc. | United States | 05/05/2017 | Annual | 02/24/2017 | HE | CUSIP | 419870100 | 1.2 | Elect Keith P. Russell | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hawaiian Electric Industries, Inc. | United States | 05/05/2017 | Annual | 02/24/2017 | HE | CUSIP | 419870100 | 1.3 | Elect Barry K. Taniguchi | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hawaiian Electric Industries, Inc. | United States | 05/05/2017 | Annual | 02/24/2017 | HE | CUSIP | 419870100 | 1.4 | Elect Richard J. Dahl | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hawaiian Electric Industries, Inc. | United States | 05/05/2017 | Annual | 02/24/2017 | HE | CUSIP | 419870100 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hawaiian Electric Industries, Inc. | United States | 05/05/2017 | Annual | 02/24/2017 | HE | CUSIP | 419870100 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hawaiian Electric Industries, Inc. | United States | 05/05/2017 | Annual | 02/24/2017 | HE | CUSIP | 419870100 | 4 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.1 | Elect Pamela M. Arway | Mgmt | For | Withhold | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.2 | Elect John P. Bilbrey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.3 | Elect James W. Brown | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.4 | Elect Michele G. Buck | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.5 | Elect Charles A. Davis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.6 | Elect Mary Kay Haben | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.7 | Elect M. Diane Koken | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.9 | Elect James M. Mead | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.1 | Elect Anthony J. Palmer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.11 | Elect Thomas J. Ridge | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 1.12 | Elect David L. Shedlarz | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hershey Company | United States | 05/03/2017 | Annual | 03/06/2017 | HSY | CUSIP | 427866108 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 1 | Elect Gary C. Bhojwani | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 2 | Elect Terrell K. Crews | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 3 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 4 | Elect Glenn S. Forbes | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 5 | Elect Stephen M. Lacy | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 6 | Elect John L. Morrison | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 7 | Elect Elsa A. Murano | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 8 | Elect Robert C. Nakasone | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 9 | Elect Susan K. Nestegard | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 10 | Elect Dakota A. Pippins | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 11 | Elect Christopher J. Policinski | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 12 | Elect Sally J. Smith | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 13 | Elect James P. Snee | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 14 | Elect Steven A. White | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Hormel Foods Corp. | United States | 01/31/2017 | Annual | 12/02/2016 | HRL | CUSIP | 440452100 | 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 1 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 2 | Elect David B. Fischer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 3 | Elect Ilene S. Gordon | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 4 | Elect Paul Hanrahan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 5 | Elect Rhonda L. Jordan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 6 | Elect Gregory B. Kenny | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 7 | Elect Barbara A. Klein | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 8 | Elect Victoria J. Reich | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 9 | Elect Jorge A. Uribe | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 10 | Elect Dwayne A. Wilson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ingredion Inc | United States | 05/17/2017 | Annual | 03/21/2017 | INGR | CUSIP | 457187102 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 1 | Elect Kenneth I. Chenault | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 2 | Elect Michael L. Eskew | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 3 | Elect David N. Farr | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 4 | Elect Mark Fields | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 5 | Elect Alex Gorsky | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 6 | Elect Shirley Ann Jackson | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 7 | Elect Andrew N. Liveris | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 9 | Elect Hutham S. Olayan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 10 | Elect James W. Owens | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 11 | Elect Virginia M. Rometty | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 12 | Elect Sidney Taurel | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 13 | Elect Peter R. Voser | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 14 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | International Business Machines Corp. | United States | 04/25/2017 | Annual | 02/24/2017 | IBM | CUSIP | 459200101 | 19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 1 | Elect Mary C. Beckerle | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 2 | Elect D. Scott Davis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 4 | Elect Alex Gorsky | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 5 | Elect Mark B. McClellan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 6 | Elect Anne M. Mulcahy | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 7 | Elect William D. Perez | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 8 | Elect Charles Prince | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 9 | Elect A. Eugene Washington | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 10 | Elect Ronald A. Williams | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 14 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Johnson & Johnson | United States | 04/27/2017 | Annual | 02/28/2017 | JNJ | CUSIP | 478160104 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Kellogg Co | United States | 04/28/2017 | Annual | 03/01/2017 | K | CUSIP | 487836108 | 1.1 | Elect John Bryant | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kellogg Co | United States | 04/28/2017 | Annual | 03/01/2017 | K | CUSIP | 487836108 | 1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kellogg Co | United States | 04/28/2017 | Annual | 03/01/2017 | K | CUSIP | 487836108 | 1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kellogg Co | United States | 04/28/2017 | Annual | 03/01/2017 | K | CUSIP | 487836108 | 1.4 | Elect La June Montgomery Tabron | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kellogg Co | United States | 04/28/2017 | Annual | 03/01/2017 | K | CUSIP | 487836108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kellogg Co | United States | 04/28/2017 | Annual | 03/01/2017 | K | CUSIP | 487836108 | 3 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kellogg Co | United States | 04/28/2017 | Annual | 03/01/2017 | K | CUSIP | 487836108 | 4 | Approval of 2017 LTIP | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kellogg Co | United States | 04/28/2017 | Annual | 03/01/2017 | K | CUSIP | 487836108 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kellogg Co | United States | 04/28/2017 | Annual | 03/01/2017 | K | CUSIP | 487836108 | 6 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 1 | Elect John F. Bergstrom | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 2 | Elect Abelardo E. Bru | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 3 | Elect Robert W. Decherd | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 4 | Elect Thomas J. Falk | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 5 | Elect Fabian T. Garcia | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 6 | Elect Michael D. Hsu | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 7 | Elect Mae C. Jemison | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 8 | Elect James M. Jenness | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 9 | Elect Nancy J. Karch | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 10 | Elect Christa Quarles | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 11 | Elect Ian C. Read | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 12 | Elect Marc J. Shapiro | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 13 | Elect Michael D. White | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 14 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Kimberly-Clark Corp. | United States | 04/20/2017 | Annual | 02/21/2017 | KMB | CUSIP | 494368103 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 1 | Elect Kerrii B. Anderson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 2 | Elect Jean-Luc Bélingard | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 3 | Elect D. Gary Gilliland | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 4 | Elect David P. King | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 5 | Elect Garheng Kong | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 6 | Elect Robert E. Mittelstaedt, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 7 | Elect Peter M. Neupert | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 8 | Elect Richelle P. Parham | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 9 | Elect Adam H. Schechter | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 10 | Elect R. Sanders Williams | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Laboratory Corp. Of America Holdings | United States | 05/11/2017 | Annual | 03/14/2017 | LH | CUSIP | 50540R409 | 14 | Shareholder Proposal Regarding Zika Virus Report | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Landstar System, Inc. | United States | 05/23/2017 | Annual | 03/28/2017 | LSTR | CUSIP | 515098101 | 1.1 | Elect David G. Bannister | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Landstar System, Inc. | United States | 05/23/2017 | Annual | 03/28/2017 | LSTR | CUSIP | 515098101 | 1.2 | Elect George P. Scanlon | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Landstar System, Inc. | United States | 05/23/2017 | Annual | 03/28/2017 | LSTR | CUSIP | 515098101 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Landstar System, Inc. | United States | 05/23/2017 | Annual | 03/28/2017 | LSTR | CUSIP | 515098101 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Landstar System, Inc. | United States | 05/23/2017 | Annual | 03/28/2017 | LSTR | CUSIP | 515098101 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Landstar System, Inc. | United States | 05/23/2017 | Annual | 03/28/2017 | LSTR | CUSIP | 515098101 | 5 | Approval of the Executive Incentive Compensation Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 1 | Elect Michael L. Eskew | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 3 | Elect John C. Lechleiter | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 4 | Elect David A. Ricks | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 5 | Elect Marschall S. Runge | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 8 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lilly(Eli) & Co | United States | 05/01/2017 | Annual | 02/24/2017 | LLY | CUSIP | 532457108 | 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 1 | Elect Daniel F. Akerson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 2 | Elect Nolan D. Archibald | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 3 | Elect Rosalind G. Brewer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 4 | Elect David B. Burritt | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 5 | Elect Bruce A. Carlson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 7 | Elect Thomas J. Falk | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 8 | Elect Ilene S. Gordon | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 9 | Elect Marillyn A. Hewson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 10 | Elect James M. Loy | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 11 | Elect Joseph W. Ralston | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 12 | Elect Anne Stevens | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Lockheed Martin Corp. | United States | 04/27/2017 | Annual | 02/24/2017 | LMT | CUSIP | 539830109 | 16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Macquarie Infrastructure Co LLC | United States | 05/17/2017 | Annual | 03/22/2017 | MIC | CUSIP | 55608B105 | 1 | Elect Norman H. Brown, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Macquarie Infrastructure Co LLC | United States | 05/17/2017 | Annual | 03/22/2017 | MIC | CUSIP | 55608B105 | 2 | Elect George W. Carmany, III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Macquarie Infrastructure Co LLC | United States | 05/17/2017 | Annual | 03/22/2017 | MIC | CUSIP | 55608B105 | 3 | Elect Ronald Kirk | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Macquarie Infrastructure Co LLC | United States | 05/17/2017 | Annual | 03/22/2017 | MIC | CUSIP | 55608B105 | 4 | Elect Henry E. Lentz | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Macquarie Infrastructure Co LLC | United States | 05/17/2017 | Annual | 03/22/2017 | MIC | CUSIP | 55608B105 | 5 | Elect Ouma Sananikone | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Macquarie Infrastructure Co LLC | United States | 05/17/2017 | Annual | 03/22/2017 | MIC | CUSIP | 55608B105 | 6 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Macquarie Infrastructure Co LLC | United States | 05/17/2017 | Annual | 03/22/2017 | MIC | CUSIP | 55608B105 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Macquarie Infrastructure Co LLC | United States | 05/17/2017 | Annual | 03/22/2017 | MIC | CUSIP | 55608B105 | 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 1 | Elect Lloyd H. Dean | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 3 | Elect Robert A. Eckert | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 6 | Elect Jeanne P. Jackson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 7 | Elect Richard H. Lenny | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 8 | Elect John Mulligan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 9 | Elect Sheila A. Penrose | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 11 | Elect Miles D. White | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 14 | Approval of the Material Terms of the Performance Goals for Awards Under the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 18 | Shareholder Proposal Regarding Franchisee Directors | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 20 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 21 | Shareholder Proposal Regarding Environmental Impacts of Polystyrene Beverage Cups | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | McDonald`s Corp | United States | 05/24/2017 | Annual | 03/27/2017 | MCD | CUSIP | 580135101 | 22 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 1 | Elect Leslie A. Brun | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 2 | Elect Thomas R. Cech | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 3 | Elect Pamela J. Craig | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 5 | Elect Thomas H. Glocer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 7 | Elect John H. Noseworthy | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 8 | Elect Carlos E. Represas | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 9 | Elect Paul B. Rothman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 10 | Elect Patricia F. Russo | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 11 | Elect Craig B. Thompson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 13 | Elect Peter C. Wendell | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 16 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Merck & Co Inc | United States | 05/23/2017 | Annual | 03/27/2017 | MRK | CUSIP | 58933Y105 | 20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MFA Financial Inc | United States | 05/24/2017 | Annual | 03/29/2017 | MFA | CUSIP | 55272X102 | 1 | Elect Stephen R. Blank | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MFA Financial Inc | United States | 05/24/2017 | Annual | 03/29/2017 | MFA | CUSIP | 55272X102 | 2 | Elect Laurie Goodman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MFA Financial Inc | United States | 05/24/2017 | Annual | 03/29/2017 | MFA | CUSIP | 55272X102 | 3 | Elect William S. Gorin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MFA Financial Inc | United States | 05/24/2017 | Annual | 03/29/2017 | MFA | CUSIP | 55272X102 | 4 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MFA Financial Inc | United States | 05/24/2017 | Annual | 03/29/2017 | MFA | CUSIP | 55272X102 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MFA Financial Inc | United States | 05/24/2017 | Annual | 03/29/2017 | MFA | CUSIP | 55272X102 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 1 | Elect Joe Mansueto | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 2 | Elect Kunal Kapoor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 3 | Elect Robin Diamonte | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 4 | Elect Cheryl Francis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 5 | Elect Steven Kaplan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 6 | Elect Gail Landis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 7 | Elect Bill Lyons | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 8 | Elect Jack Noonan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 9 | Elect Caroline J. Tsay | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 10 | Elect Hugh Zentmyer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Morningstar Inc | United States | 05/12/2017 | Annual | 03/13/2017 | MORN | CUSIP | 617700109 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 1 | Elect Gregory Q. Brown | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 2 | Elect Kenneth D. Denman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 3 | Elect Egon P. Durban | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 4 | Elect Clayton M. Jones | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 5 | Elect Judy C. Lewent | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 6 | Elect Gregory K. Mondre | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 8 | Elect Samuel C. Scott III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 9 | Elect Joseph M. Tucci | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 12 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Motorola Solutions Inc | United States | 05/15/2017 | Annual | 03/17/2017 | MOT | CUSIP | 620076307 | 14 | Shareholder Proposal Regarding Supply Chain Labor Standards | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 1.2 | Elect Erik Gershwind | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 1.4 | Elect Roger Fradin | Mgmt | For | Withhold | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 1.5 | Elect Louise K. Goeser | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 1.6 | Elect Michael Kaufmann | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 1.7 | Elect Denis Kelly | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 1.8 | Elect Steven Paladino | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 1.9 | Elect Philip R. Peller | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | MSC Industrial Direct Co., Inc. | United States | 01/26/2017 | Annual | 12/07/2016 | MSM | CUSIP | 553530106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Murphy USA Inc | United States | 05/04/2017 | Annual | 03/06/2017 | MUSA | CUSIP | 626755102 | 1.1 | Elect Claiborne P. Deming | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Murphy USA Inc | United States | 05/04/2017 | Annual | 03/06/2017 | MUSA | CUSIP | 626755102 | 1.2 | Elect Thomas M. Gattle, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Murphy USA Inc | United States | 05/04/2017 | Annual | 03/06/2017 | MUSA | CUSIP | 626755102 | 1.3 | Elect Jack T. Taylor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Murphy USA Inc | United States | 05/04/2017 | Annual | 03/06/2017 | MUSA | CUSIP | 626755102 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Murphy USA Inc | United States | 05/04/2017 | Annual | 03/06/2017 | MUSA | CUSIP | 626755102 | 3 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 1 | Elect Melissa M. Arnoldi | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 2 | Elect Charlene T. Begley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 3 | Elect Steven D. Black | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 4 | Elect Adena T. Friedman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 6 | Elect Essa Kazim | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 7 | Elect Thomas A. Kloet | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 8 | Elect Michael R. Splinter | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 9 | Elect Lars Wedenborn | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 12 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Nasdaq Inc | United States | 05/10/2017 | Annual | 03/13/2017 | NDAQ | CUSIP | 631103108 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 1 | Elect John P. Barnes | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 2 | Elect Collin P. Baron | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 3 | Elect Kevin T. Bottomley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 4 | Elect George P. Carter | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 5 | Elect William F. Cruger | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 6 | Elect John K. Dwight | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 7 | Elect Jerry Franklin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 8 | Elect Janet M. Hansen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 9 | Elect Nancy McAllister | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 10 | Elect Mark W. Richards | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 11 | Elect Kirk W. Walters | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 14 | Approval of Short-Term Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 15 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 16 | Technical Amendment to Articles | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | People`s United Financial Inc | United States | 04/20/2017 | Annual | 02/24/2017 | PBCT | CUSIP | 712704105 | 17 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 1 | Elect Shona L. Brown | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 2 | Elect George W. Buckley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 3 | Elect Cesar Conde | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 4 | Elect Ian M. Cook | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 5 | Elect Dina Dublon | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 6 | Elect Rona A. Fairhead | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 7 | Elect Richard W. Fisher | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 8 | Elect William R. Johnson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 9 | Elect Indra K. Nooyi | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 10 | Elect David C. Page | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 11 | Elect Robert C. Pohlad | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 12 | Elect Daniel Vasella | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 13 | Elect Darren Walker | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 14 | Elect Alberto Weisser | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pepsico Inc. | United States | 05/03/2017 | Annual | 03/01/2017 | PEP | CUSIP | 713448108 | 19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 2 | Elect Ronald E. Blaylock | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 3 | Elect W. Don Cornwell | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 4 | Elect Joseph J. Echevarria | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 5 | Elect Frances D. Fergusson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 6 | Elect Helen H. Hobbs | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 7 | Elect James M. Kilts | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 8 | Elect Shantanu Narayen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 10 | Elect Ian C. Read | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 11 | Elect Stephen W. Sanger | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 12 | Elect James C. Smith | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Pfizer Inc. | United States | 04/27/2017 | Annual | 02/28/2017 | PFE | CUSIP | 717081103 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 1 | Elect Lewis Chew | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 3 | Elect Fred J. Fowler | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 4 | Elect Jeh C. Johnson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 5 | Elect Richard C. Kelly | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 6 | Elect Roger H. Kimmel | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 7 | Elect Richard A. Meserve | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 8 | Elect Forrest E. Miller | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 9 | Elect Eric D. Mullins | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 10 | Elect Rosendo G. Parra | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 11 | Elect Barbara L. Rambo | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 12 | Elect Anne Shen Smith | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 13 | Elect Geisha J. Williams | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 14 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | PG&E Corporation | United States | 05/30/2017 | Annual | 03/31/2017 | PCG | CUSIP | 69331C108 | 17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 1 | Elect Harold Brown | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 2 | Elect Andre Calantzopoulos | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 3 | Elect Louis C. Camilleri | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 4 | Elect Massimo Ferragamo | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 5 | Elect Werner Geissler | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 6 | Elect Jennifer Li | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 7 | Elect Jun Makihara | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 8 | Elect Sergio Marchionne | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 9 | Elect Kalpana Morparia | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 10 | Elect Lucio A. Noto | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 11 | Elect Frederik Paulsen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 12 | Elect Robert B. Polet | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 13 | Elect Stephen M. Wolf | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 18 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Philip Morris International Inc | United States | 05/03/2017 | Annual | 03/10/2017 | PM | CUSIP | 718172109 | 20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle Foods Inc | United States | 05/23/2017 | Annual | 03/27/2017 | PF | CUSIP | 72348P104 | 1.1 | Elect Jane Nielsen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle Foods Inc | United States | 05/23/2017 | Annual | 03/27/2017 | PF | CUSIP | 72348P104 | 1.2 | Elect Muktesh Pant | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle Foods Inc | United States | 05/23/2017 | Annual | 03/27/2017 | PF | CUSIP | 72348P104 | 1.3 | Elect Raymond P. Silcock | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle Foods Inc | United States | 05/23/2017 | Annual | 03/27/2017 | PF | CUSIP | 72348P104 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle Foods Inc | United States | 05/23/2017 | Annual | 03/27/2017 | PF | CUSIP | 72348P104 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.1 | Elect Donald E. Brandt | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.2 | Elect Denis A. Cortese | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.3 | Elect Richard P. Fox | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.4 | Elect Michael L. Gallagher | Mgmt | For | Withhold | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.5 | Elect Roy A. Herberger, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.6 | Elect Dale E. Klein | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.7 | Elect Humberto S. Lopez | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.8 | Elect Kathryn L. Munro | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.9 | Elect Bruce J. Nordstrom | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.1 | Elect Paula J. Sims | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 1.11 | Elect David Wagener | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 4 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Pinnacle West Capital Corp. | United States | 05/17/2017 | Annual | 03/09/2017 | PNW | CUSIP | 723484101 | 5 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Proassurance Corporation | United States | 05/31/2017 | Annual | 04/07/2017 | PRA | CUSIP | 74267C106 | 1.1 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Proassurance Corporation | United States | 05/31/2017 | Annual | 04/07/2017 | PRA | CUSIP | 74267C106 | 1.2 | Elect Robert E. Flowers | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Proassurance Corporation | United States | 05/31/2017 | Annual | 04/07/2017 | PRA | CUSIP | 74267C106 | 1.3 | Elect Katisha T. Vance | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Proassurance Corporation | United States | 05/31/2017 | Annual | 04/07/2017 | PRA | CUSIP | 74267C106 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Proassurance Corporation | United States | 05/31/2017 | Annual | 04/07/2017 | PRA | CUSIP | 74267C106 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Proassurance Corporation | United States | 05/31/2017 | Annual | 04/07/2017 | PRA | CUSIP | 74267C106 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 1 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 2 | Elect Charles A. Davis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 3 | Elect Roger N. Farah | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 4 | Elect Lawton W. Fitt | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 5 | Elect Susan Patricia Griffith | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 6 | Elect Jeffrey D. Kelly | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 7 | Elect Patrick H. Nettles | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 8 | Elect Glenn M. Renwick | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 9 | Elect Bradley T. Sheares | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 10 | Elect Barbara R. Snyder | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 11 | Approval of the 2017 Executive Annual Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 12 | Approval of the 2017 Directors Equity Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Progressive Corp. | United States | 05/12/2017 | Annual | 03/17/2017 | PGR | CUSIP | 743315103 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 1 | Elect Willie A. Deese | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 2 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 3 | Elect William V. Hickey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 4 | Elect Ralph Izzo | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 5 | Elect Shirley Ann Jackson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 6 | Elect David Lilley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 7 | Elect Thomas A. Renyi | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 8 | Elect Hak Cheol Shin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 9 | Elect Richard J. Swift | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 10 | Elect Susan Tomasky | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 11 | Elect Alfred W. Zollar | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Public Service Enterprise Group Inc. | United States | 04/18/2017 | Annual | 02/17/2017 | PEG | CUSIP | 744573106 | 14 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 1 | Elect Jenne K. Britell | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 2 | Elect Vicky B. Gregg | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 3 | Elect Jeffrey M. Leiden | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 4 | Elect Timothy L. Main | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 5 | Elect Gary M. Pfeiffer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 6 | Elect Timothy M. Ring | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 7 | Elect Stephen H. Rusckowski | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 8 | Elect Daniel C. Stanzione | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 9 | Elect Gail R. Wilensky | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 12 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quest Diagnostics, Inc. | United States | 05/16/2017 | Annual | 03/17/2017 | DGX | CUSIP | 74834L100 | 13 | Amendment to the Long-Term Incentive Plan for Non-Employee Directors | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Quintiles IMS Holdings Inc | United States | 04/06/2017 | Annual | 02/15/2017 | Q | CUSIP | 74876Y101 | 1.1 | Elect Jonathan J. Coslet | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quintiles IMS Holdings Inc | United States | 04/06/2017 | Annual | 02/15/2017 | Q | CUSIP | 74876Y101 | 1.2 | Elect Michael J. Evanisko | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quintiles IMS Holdings Inc | United States | 04/06/2017 | Annual | 02/15/2017 | Q | CUSIP | 74876Y101 | 1.3 | Elect Dennis B. Gillings | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quintiles IMS Holdings Inc | United States | 04/06/2017 | Annual | 02/15/2017 | Q | CUSIP | 74876Y101 | 1.4 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quintiles IMS Holdings Inc | United States | 04/06/2017 | Annual | 02/15/2017 | Q | CUSIP | 74876Y101 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quintiles IMS Holdings Inc | United States | 04/06/2017 | Annual | 02/15/2017 | Q | CUSIP | 74876Y101 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Quintiles IMS Holdings Inc | United States | 04/06/2017 | Annual | 02/15/2017 | Q | CUSIP | 74876Y101 | 4 | Approval of the 2017 Incentive and Stock Award Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Quintiles IMS Holdings Inc | United States | 04/06/2017 | Annual | 02/15/2017 | Q | CUSIP | 74876Y101 | 5 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 1 | Elect Tracy A Atkinson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 2 | Elect Robert E. Beauchamp | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 3 | Elect Vernon E. Clark | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 4 | Elect Stephen J. Hadley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 5 | Elect Thomas A. Kennedy | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 6 | Elect Letitia A. Long | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 7 | Elect George R. Oliver | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 9 | Elect William R. Spivey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Raytheon Co. | United States | 05/25/2017 | Annual | 04/04/2017 | RTN | CUSIP | 755111507 | 14 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Regal Entertainment Group | United States | 05/03/2017 | Annual | 03/15/2017 | RGC | CUSIP | 758766109 | 1.1 | Elect Stephen A. Kaplan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Regal Entertainment Group | United States | 05/03/2017 | Annual | 03/15/2017 | RGC | CUSIP | 758766109 | 1.2 | Elect Jack Tyrrell | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Regal Entertainment Group | United States | 05/03/2017 | Annual | 03/15/2017 | RGC | CUSIP | 758766109 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Regal Entertainment Group | United States | 05/03/2017 | Annual | 03/15/2017 | RGC | CUSIP | 758766109 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Regal Entertainment Group | United States | 05/03/2017 | Annual | 03/15/2017 | RGC | CUSIP | 758766109 | 4 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | RenaissanceRe Holdings Ltd | United States | 05/17/2017 | Annual | 03/17/2017 | RNR | CUSIP | G7496G103 | 1 | Elect David C. Bushnell | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | RenaissanceRe Holdings Ltd | United States | 05/17/2017 | Annual | 03/17/2017 | RNR | CUSIP | G7496G103 | 2 | Elect James L. Gibbons | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | RenaissanceRe Holdings Ltd | United States | 05/17/2017 | Annual | 03/17/2017 | RNR | CUSIP | G7496G103 | 3 | Elect Jean D. Hamilton | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | RenaissanceRe Holdings Ltd | United States | 05/17/2017 | Annual | 03/17/2017 | RNR | CUSIP | G7496G103 | 4 | Elect Anthony M. Santomero | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | RenaissanceRe Holdings Ltd | United States | 05/17/2017 | Annual | 03/17/2017 | RNR | CUSIP | G7496G103 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | RenaissanceRe Holdings Ltd | United States | 05/17/2017 | Annual | 03/17/2017 | RNR | CUSIP | G7496G103 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | RenaissanceRe Holdings Ltd | United States | 05/17/2017 | Annual | 03/17/2017 | RNR | CUSIP | G7496G103 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 1 | Elect Manuel Kadre | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 2 | Elect Tomago Collins | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 3 | Elect William J. Flynn | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 4 | Elect Thomas W. Handley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 5 | Elect Jennifer M Kirk | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 6 | Elect Michael Larson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 8 | Elect Donald W. Slager | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 9 | Elect John M. Trani | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 10 | Elect Sandra M Volpe | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Republic Services, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | RSG | CUSIP | 760759100 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 1 | Elect Marco Alvera | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 2 | Elect William D. Green | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 4 | Elect Stephanie C. Hill | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 5 | Elect Rebecca Jacoby | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 6 | Elect Monique F. Leroux | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 7 | Elect Maria R. Morris | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 8 | Elect Douglas L. Peterson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 9 | Elect Sir Michael Rake | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 11 | Elect Kurt L. Schmoke | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 12 | Elect Richard E. Thornburgh | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | S&P Global Inc | United States | 04/26/2017 | Annual | 03/06/2017 | SPGI | CUSIP | 78409V104 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 1.1 | Elect Katherine Button Bell | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 1.2 | Elect Christian A. Brickman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 1.3 | Elect Erin Nealy Cox | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 1.4 | Elect Marshall E. Eisenberg | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 1.5 | Elect David W. Gibbs | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 1.6 | Elect Robert R. McMaster | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 1.7 | Elect John A. Miller | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 1.8 | Elect Susan R. Mulder | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 1.9 | Elect Edward W. Rabin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Sally Beauty Holdings Inc | United States | 01/26/2017 | Annual | 12/01/2016 | SBH | CUSIP | 7.95E+108 | 4 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 1.1 | Elect Kurt M. Cellar | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 1.2 | Elect John M. Duffey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 1.3 | Elect Nancy A. Krejsa | Mgmt | For | Withhold | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 1.4 | Elect Jon L. Luther | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 1.5 | Elect Usman Nabi | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 1.6 | Elect Stephen D. Owens | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 1.7 | Elect James Reid-Anderson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 1.8 | Elect Richard W. Roedel | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 3 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Six Flags Inc | United States | 05/03/2017 | Annual | 03/08/2017 | SIX | CUSIP | 83001A102 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.1 | Elect Aart J. de Geus | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.3 | Elect Janice D. Chaffin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.6 | Elect Mercedes Johnson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.7 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.8 | Elect John Schwarz | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.9 | Elect Roy A. Vallee | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 1.1 | Elect Steven C. Walske | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 3 | Approval of the Non-employee Director Equity Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Synopsys, Inc. | United States | 04/06/2017 | Annual | 02/10/2017 | SNPS | CUSIP | 871607107 | 6 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Teleflex Incorporated | United States | 05/05/2017 | Annual | 03/06/2017 | TFX | CUSIP | 879369106 | 1 | Elect George Babich, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Teleflex Incorporated | United States | 05/05/2017 | Annual | 03/06/2017 | TFX | CUSIP | 879369106 | 2 | Elect Gretchen R. Haggerty | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Teleflex Incorporated | United States | 05/05/2017 | Annual | 03/06/2017 | TFX | CUSIP | 879369106 | 3 | Elect Benson F. Smith | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Teleflex Incorporated | United States | 05/05/2017 | Annual | 03/06/2017 | TFX | CUSIP | 879369106 | 4 | Elect Richard A. Packer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Teleflex Incorporated | United States | 05/05/2017 | Annual | 03/06/2017 | TFX | CUSIP | 879369106 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Teleflex Incorporated | United States | 05/05/2017 | Annual | 03/06/2017 | TFX | CUSIP | 879369106 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Teleflex Incorporated | United States | 05/05/2017 | Annual | 03/06/2017 | TFX | CUSIP | 879369106 | 7 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 1 | Elect Charles E. Adair | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 2 | Elect Marilyn A. Alexander | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 3 | Elect David L. Boren | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 4 | Elect Jane M. Buchan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 5 | Elect Gary L. Coleman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 6 | Elect Larry M. Hutchison | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 7 | Elect Robert W. Ingram | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 8 | Elect Steven P. Johnson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 9 | Elect Lloyd W. Newton | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 10 | Elect Darren M. Rebelez | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 11 | Elect Lamar C. Smith | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 12 | Elect Paul J. Zucconi | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Torchmark Corp. | United States | 04/27/2017 | Annual | 03/02/2017 | TMK | CUSIP | 891027104 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 1 | Elect Alan L. Beller | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 2 | Elect John H. Dasburg | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 3 | Elect Janet M. Dolan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 5 | Elect Patricia L. Higgins | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 6 | Elect William J. Kane | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 7 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 8 | Elect Philip T. Ruegger III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 10 | Elect Alan D. Schnitzer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 11 | Elect Donald J. Shepard | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 12 | Elect Laurie J. Thomsen | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Travelers Companies Inc. | United States | 05/18/2017 | Annual | 03/21/2017 | TRV | CUSIP | 8.94E+113 | 19 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 1 | Elect John H. Tyson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 2 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 3 | Elect Mike Beebe | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 4 | Elect Mikel A. Durham | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 5 | Elect Tom Hayes | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 6 | Elect Kevin M. McNamara | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 7 | Elect Cheryl S. Miller | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 8 | Elect Brad T. Sauer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 9 | Elect Jeffrey K. Schomburger | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 10 | Elect Robert Thurber | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 11 | Elect Barbara A. Tyson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 12 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 16 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Tyson Foods, Inc. | United States | 02/09/2017 | Annual | 12/12/2016 | TSN | CUSIP | 902494103 | 18 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 2 | Elect Warner L. Baxter | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 3 | Elect Marc N. Casper | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 4 | Elect Andrew Cecere | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 5 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 6 | Elect Richard K. Davis | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 7 | Elect Kimberly J. Harris | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 8 | Elect Roland Hernandez | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 9 | Elect Doreen Woo Ho | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 10 | Elect Olivia F. Kirtley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 11 | Elect Karen S. Lynch | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 12 | Elect David B. O'Maley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 13 | Elect O'dell M. Owens | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 14 | Elect Craig D. Schnuck | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 15 | Elect Scott W. Wine | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 16 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | U S Bancorp | United States | 04/18/2017 | Annual | 02/21/2017 | USB | CUSIP | 902973304 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Ulta Salon Cosmetics & Fragrance Inc | United States | 06/01/2017 | Annual | 04/03/2017 | ULTA | CUSIP | 90384S303 | 1.1 | Elect Michelle L. Collins | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ulta Salon Cosmetics & Fragrance Inc | United States | 06/01/2017 | Annual | 04/03/2017 | ULTA | CUSIP | 90384S303 | 1.2 | Elect Dennis K. Eck | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ulta Salon Cosmetics & Fragrance Inc | United States | 06/01/2017 | Annual | 04/03/2017 | ULTA | CUSIP | 90384S303 | 1.3 | Elect Charles J. Philippin | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ulta Salon Cosmetics & Fragrance Inc | United States | 06/01/2017 | Annual | 04/03/2017 | ULTA | CUSIP | 90384S303 | 1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ulta Salon Cosmetics & Fragrance Inc | United States | 06/01/2017 | Annual | 04/03/2017 | ULTA | CUSIP | 90384S303 | 2 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ulta Salon Cosmetics & Fragrance Inc | United States | 06/01/2017 | Annual | 04/03/2017 | ULTA | CUSIP | 90384S303 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Ulta Salon Cosmetics & Fragrance Inc | United States | 06/01/2017 | Annual | 04/03/2017 | ULTA | CUSIP | 90384S303 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 1 | Elect David P. Abney | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 2 | Elect Rodney C. Adkins | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 3 | Elect Michael J. Burns | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 4 | Elect William R. Johnson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 5 | Elect Candace Kendle | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 6 | Elect Ann M. Livermore | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 7 | Elect Rudy H.P. Markham | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 8 | Elect Franck J. Moison | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 10 | Elect John T. Stankey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 11 | Elect Carol B. Tomé | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 12 | Elect Kevin M. Warsh | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | United Parcel Service, Inc. | United States | 05/04/2017 | Annual | 03/06/2017 | UPS | CUSIP | 911312106 | 18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 2 | Elect Mark T. Bertolini | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 3 | Elect Richard L. Carrión | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 4 | Elect Melanie L. Healey | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 5 | Elect M. Frances Keeth | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 7 | Elect Lowell C. McAdam | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 9 | Elect Rodney E. Slater | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 10 | Elect Kathryn A. Tesija | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 11 | Elect Gregory D. Wasson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 12 | Elect Gregory G. Weaver | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 13 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Verizon Communications Inc | United States | 05/04/2017 | Annual | 03/06/2017 | VZ | CUSIP | 92343V104 | 22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 1 | Elect James I. Cash, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 2 | Elect Timothy P. Flynn | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 3 | Elect Carla A. Harris | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 4 | Elect Thomas W. Horton | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 5 | Elect Marissa A. Mayer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 6 | Elect C. Douglas McMillon | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 7 | Elect Gregory B. Penner | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 8 | Elect Steven S Reinemund | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 9 | Elect Kevin Y. Systrom | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 10 | Elect S. Robson Walton | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 11 | Elect Steuart Walton | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 14 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Wal-Mart Stores, Inc. | United States | 06/02/2017 | Annual | 04/07/2017 | WMT | CUSIP | 931142103 | 17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 1 | Elect Bradbury H. Anderson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 3 | Elect James C Fish | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 4 | Elect Andrés R. Gluski | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 5 | Elect Patrick W. Gross | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 6 | Elect Victoria M. Holt | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 8 | Elect John C. Pope | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 10 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Waste Management, Inc. | United States | 05/12/2017 | Annual | 03/15/2017 | WM | CUSIP | 94106L109 | 13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 1 | Elect Gail K. Boudreaux | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 2 | Elect Richard K. Davis | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 3 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 4 | Elect Richard T. O'Brien | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 5 | Elect Christopher J. Policinski | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 6 | Elect James T. Prokopanko | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 7 | Elect A. Patricia Sampson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 8 | Elect James J. Sheppard | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 9 | Elect David A. Westerlund | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 10 | Elect Kim Williams | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 11 | Elect Timothy V. Wolf | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 12 | Elect Daniel Yohannes | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 15 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Xcel Energy, Inc. | United States | 05/17/2017 | Annual | 03/21/2017 | XEL | CUSIP | 98389B100 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 1 | Elect Paget L. Alves | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 2 | Elect Michael J. Cavanagh | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 3 | Elect Christopher M. Connor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 4 | Elect Brian C. Cornell | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 5 | Elect Greg Creed | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 6 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 7 | Elect Thomas C. Nelson | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 8 | Elect P. Justin Skala | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 9 | Elect Elane B. Stock | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 10 | Elect Robert D. Walter | Mgmt | For | Against | Against |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 11 | Ratification of Auditor | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6089 | Aspiriant Risk Managed Global Equity Fund | Yum Brands Inc. | United States | 05/19/2017 | Annual | 03/21/2017 | YUM | CUSIP | 988498101 | 14 | Shareholder Proposal Regarding Deforestation and Human Rights Policy | ShrHoldr | Against | Against | For |
Vote Summary Report
Reporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): Aspiriant
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
BlackRock Long-Term Municipal Advantage Trust | BTA | 07/26/2016 | USA | 09250B103 | Annual | 05/31/2016 | 8,184 | 1.1 | Elect Director Catherine A. Lynch | Mgmt | For | For | For |
BlackRock Long-Term Municipal Advantage Trust | BTA | 07/26/2016 | USA | 09250B103 | Annual | 05/31/2016 | 8,184 | 1.2 | Elect Director Richard E. Cavanagh | Mgmt | For | For | For |
BlackRock Long-Term Municipal Advantage Trust | BTA | 07/26/2016 | USA | 09250B103 | Annual | 05/31/2016 | 8,184 | 1.3 | Elect Director Cynthia L. Egan | Mgmt | For | For | For |
BlackRock Long-Term Municipal Advantage Trust | BTA | 07/26/2016 | USA | 09250B103 | Annual | 05/31/2016 | 8,184 | 1.4 | Elect Director Jerrold B. Harris | Mgmt | For | For | For |
BlackRock Long-Term Municipal Advantage Trust | BTA | 07/26/2016 | USA | 09250B103 | Annual | 05/31/2016 | 8,184 | 1.5 | Elect Director Barbara G. Novick | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc. | MVF | 07/26/2016 | USA | 09253R105 | Annual | 05/31/2016 | 53,753 | 1.1 | Elect Director Michael J. Castellano | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc. | MVF | 07/26/2016 | USA | 09253R105 | Annual | 05/31/2016 | 53,753 | 1.2 | Elect Director Richard E. Cavanagh | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc. | MVF | 07/26/2016 | USA | 09253R105 | Annual | 05/31/2016 | 53,753 | 1.3 | Elect Director Cynthia L. Egan | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc. | MVF | 07/26/2016 | USA | 09253R105 | Annual | 05/31/2016 | 53,753 | 1.5 | Elect Director Jerrold B. Harris | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc. | MVF | 07/26/2016 | USA | 09253R105 | Annual | 05/31/2016 | 53,753 | 1.6 | Elect Director R. Glenn Hubbard | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc. | MVF | 07/26/2016 | USA | 09253R105 | Annual | 05/31/2016 | 53,753 | 1.8 | Elect Director Catherine A. Lynch | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc. | MVF | 07/26/2016 | USA | 09253R105 | Annual | 05/31/2016 | 53,753 | 1.9 | Elect Director Barbara G. Novick | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc. | MVF | 07/26/2016 | USA | 09253R105 | Annual | 05/31/2016 | 53,753 | 1.10 | Elect Director John M. Perlowski | Mgmt | For | For | For |
BlackRock MuniVest Fund, Inc. | MVF | 07/26/2016 | USA | 09253R105 | Annual | 05/31/2016 | 53,753 | 1.11 | Elect Director Karen P. Robards | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund, Inc. | MQY | 07/26/2016 | USA | 09254F100 | Annual | 05/31/2016 | 31,817 | 1.1 | Elect Director Michael J. Castellano | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund, Inc. | MQY | 07/26/2016 | USA | 09254F100 | Annual | 05/31/2016 | 31,817 | 1.2 | Elect Director Richard E. Cavanagh | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund, Inc. | MQY | 07/26/2016 | USA | 09254F100 | Annual | 05/31/2016 | 31,817 | 1.3 | Elect Director Cynthia L. Egan | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund, Inc. | MQY | 07/26/2016 | USA | 09254F100 | Annual | 05/31/2016 | 31,817 | 1.5 | Elect Director Jerrold B. Harris | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund, Inc. | MQY | 07/26/2016 | USA | 09254F100 | Annual | 05/31/2016 | 31,817 | 1.6 | Elect Director R. Glenn Hubbard | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund, Inc. | MQY | 07/26/2016 | USA | 09254F100 | Annual | 05/31/2016 | 31,817 | 1.8 | Elect Director Catherine A. Lynch | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund, Inc. | MQY | 07/26/2016 | USA | 09254F100 | Annual | 05/31/2016 | 31,817 | 1.9 | Elect Director Barbara G. Novick | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund, Inc. | MQY | 07/26/2016 | USA | 09254F100 | Annual | 05/31/2016 | 31,817 | 1.10 | Elect Director John M. Perlowski | Mgmt | For | For | For |
BlackRock MuniYield Quality Fund, Inc. | MQY | 07/26/2016 | USA | 09254F100 | Annual | 05/31/2016 | 31,817 | 1.11 | Elect Director Karen P. Robards | Mgmt | For | For | For |
Invesco Advantage Municipal Income Trust II | VKI | 08/26/2016 | USA | 46132E103 | Annual | 06/20/2016 | 19,205 | 1a.1 | Elect Director Albert R. Dowden | Mgmt | For | For | For |
Invesco Advantage Municipal Income Trust II | VKI | 08/26/2016 | USA | 46132E103 | Annual | 06/20/2016 | 19,205 | 1a.2 | Elect Director Eli Jones | Mgmt | For | For | For |
Invesco Advantage Municipal Income Trust II | VKI | 08/26/2016 | USA | 46132E103 | Annual | 06/20/2016 | 19,205 | 1a.3 | Elect Director Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco Municipal Opportunity Trust | VMO | 08/26/2016 | USA | 46132C107 | Annual | 06/20/2016 | 17,008 | 1a.1 | Elect Director Albert R. Dowden | Mgmt | For | For | For |
Invesco Municipal Opportunity Trust | VMO | 08/26/2016 | USA | 46132C107 | Annual | 06/20/2016 | 17,008 | 1a.2 | Elect Director Eli Jones | Mgmt | For | For | For |
Invesco Municipal Opportunity Trust | VMO | 08/26/2016 | USA | 46132C107 | Annual | 06/20/2016 | 17,008 | 1a.3 | Elect Director Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco Municipal Trust | VKQ | 08/26/2016 | USA | 46131J103 | Annual | 06/20/2016 | 23,118 | 1a.1 | Elect Director Albert R. Dowden | Mgmt | For | For | For |
Invesco Municipal Trust | VKQ | 08/26/2016 | USA | 46131J103 | Annual | 06/20/2016 | 23,118 | 1a.2 | Elect Director Eli Jones | Mgmt | For | For | For |
Invesco Municipal Trust | VKQ | 08/26/2016 | USA | 46131J103 | Annual | 06/20/2016 | 23,118 | 1a.3 | Elect Director Raymond Stickel, Jr. | Mgmt | For | For | For |
Invesco Trust for Investment Grade Municipals | VGM | 08/26/2016 | USA | 46131M106 | Annual | 06/20/2016 | 11,819 | 1a.1 | Elect Director Albert R. Dowden | Mgmt | For | For | For |
Invesco Trust for Investment Grade Municipals | VGM | 08/26/2016 | USA | 46131M106 | Annual | 06/20/2016 | 11,819 | 1a.2 | Elect Director Eli Jones | Mgmt | For | For | For |
Invesco Trust for Investment Grade Municipals | VGM | 08/26/2016 | USA | 46131M106 | Annual | 06/20/2016 | 11,819 | 1a.3 | Elect Director Raymond Stickel, Jr. | Mgmt | For | For | For |
Neuberger Berman Intermediate Municipal Fund Inc. | NBH | 09/07/2016 | USA | 64124P101 | Annual | 08/09/2016 | 8,572 | 1.1 | Elect Director Faith Colish | Mgmt | For | For | For |
Neuberger Berman Intermediate Municipal Fund Inc. | NBH | 09/07/2016 | USA | 64124P101 | Annual | 08/09/2016 | 8,572 | 1.2 | Elect Director Michael J. Cosgrove | Mgmt | For | For | For |
Neuberger Berman Intermediate Municipal Fund Inc. | NBH | 09/07/2016 | USA | 64124P101 | Annual | 08/09/2016 | 8,572 | 1.3 | Elect Director Deborah C. McLean | Mgmt | For | For | For |
Neuberger Berman Intermediate Municipal Fund Inc. | NBH | 09/07/2016 | USA | 64124P101 | Annual | 08/09/2016 | 8,572 | 1.4 | Elect Director Tom D. Seip | Mgmt | For | For | For |
Pioneer Municipal High Income Advantage Trust | MAV | 09/20/2016 | USA | 723762100 | Annual | 07/08/2016 | 37,184 | 1.1 | Elect Director Lisa M. Jones | Mgmt | For | For | For |
Pioneer Municipal High Income Advantage Trust | MAV | 09/20/2016 | USA | 723762100 | Annual | 07/08/2016 | 37,184 | 1.2 | Elect Director Lorraine H. Monchak | Mgmt | For | For | For |
Pioneer Municipal High Income Trust | MHI | 09/20/2016 | USA | 723763108 | Annual | 07/08/2016 | 100,236 | 1.1 | Elect Director Lisa M. Jones | Mgmt | For | For | For |
Pioneer Municipal High Income Trust | MHI | 09/20/2016 | USA | 723763108 | Annual | 07/08/2016 | 100,236 | 1.2 | Elect Director Lorraine H. Monchak | Mgmt | For | For | For |
Deutsche Municipal Income Trust | KTF | 09/30/2016 | USA | 25160C106 | Annual | 07/20/2016 | 87,593 | 1.1 | Elect Director Henry P. Becton, Jr. | Mgmt | For | For | For |
Deutsche Municipal Income Trust | KTF | 09/30/2016 | USA | 25160C106 | Annual | 07/20/2016 | 87,593 | 1.2 | Elect Director William McClayton | Mgmt | For | For | For |
Deutsche Municipal Income Trust | KTF | 09/30/2016 | USA | 25160C106 | Annual | 07/20/2016 | 87,593 | 1.3 | Elect Director Jean Gleason Stromberg | Mgmt | For | For | For |
Western Asset Managed Municipals Fund Inc. | MMU | 09/30/2016 | USA | 95766M105 | Annual | 07/25/2016 | 108,457 | 1.1 | Elect Director Daniel P. Cronin | Mgmt | For | For | For |
Western Asset Managed Municipals Fund Inc. | MMU | 09/30/2016 | USA | 95766M105 | Annual | 07/25/2016 | 108,457 | 1.2 | Elect Director Eileen A. Kamerick | Mgmt | For | For | For |
DTF Tax-Free Income Inc. | DTF | 03/14/2017 | USA | 23334J107 | Annual | 01/23/2017 | 23,539 | 1 | Elect Director David J. Vitale | Mgmt | For | For | For |
Western Asset Municipal Partners Fund Inc. | MNP | 03/31/2017 | USA | 95766P108 | Annual | 01/23/2017 | 8,828 | 1.1 | Elect Director Daniel P. Cronin | Mgmt | For | For | For |
Western Asset Municipal Partners Fund Inc. | MNP | 03/31/2017 | USA | 95766P108 | Annual | 01/23/2017 | 8,828 | 1.2 | Elect Director Paolo M. Cucchi | Mgmt | For | For | For |
Dreyfus Strategic Municipal Bond Fund, Inc. | DSM | 06/08/2017 | USA | 26202F107 | Annual | 04/08/2017 | 127,431 | 1.1 | Elect Director Burton N. Wallack | Mgmt | For | For | For |
Dreyfus Strategic Municipal Bond Fund, Inc. | DSM | 06/08/2017 | USA | 26202F107 | Annual | 04/08/2017 | 127,431 | 1.2 | Elect Director Benaree Pratt Wiley | Mgmt | For | For | For |
Dreyfus Strategic Municipals, Inc. | LEO | 06/08/2017 | USA | 261932107 | Annual | 04/08/2017 | 30,359 | 1.1 | Elect Director Ehud Houminer | Mgmt | For | For | For |
Dreyfus Strategic Municipals, Inc. | LEO | 06/08/2017 | USA | 261932107 | Annual | 04/08/2017 | 30,359 | 1.2 | Elect Director Gordon J. Davis | Mgmt | For | For | For |
Pioneer Municipal High Income Advantage Trust | MAV | 06/13/2017 | USA | 723762100 | Special | 03/27/2017 | 37,184 | 1 | Approve Investment Advisory Agreement with Pioneer Investment Management, Inc. | Mgmt | For | For | For |
Pioneer Municipal High Income Trust | MHI | 06/13/2017 | USA | 723763108 | Special | 03/27/2017 | 123,034 | 1 | Approve Investment Advisory Agreement with Pioneer Investment Management, Inc. | Mgmt | For | For | For |
Dreyfus Municipal Income, Inc. | DMF | 06/20/2017 | USA | 26201R102 | Annual | 04/21/2017 | 72,299 | 1.1 | Elect Director Joseph S. DiMartino | Mgmt | For | For | For |
Dreyfus Municipal Income, Inc. | DMF | 06/20/2017 | USA | 26201R102 | Annual | 04/21/2017 | 72,299 | 1.2 | Elect Director Isabel P. Dunst | Mgmt | For | For | For |
Aspiriant Defensive Allocation Fund
The Aspiriant Defensive Allocation Fund did not cast any proxy votes during the reporting period. Accordingly, there are no proxy votes to report.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Aspiriant Trust | |
By (Signature and Title)* | /s/ Robert J. Francais | |
Robert J. Francais, President | ||
Date | August 28, 2017 |