The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbot Labs | COM | 002824100 | 161 | 4,550 | SH | SOLE | 0 | 0 | 0 | 4,550 | |
Abbot Labs | COM | 002824100 | 73 | 2,071 | SH | OTR | 2 | 0 | 0 | 2,071 | |
Agrium | COM | 008916108 | 2,462 | 25,255 | SH | SOLE | 0 | 0 | 0 | 25,255 | |
AK Steel Hldg | COM | 001547108 | 36 | 10,800 | SH | SOLE | 0 | 0 | 0 | 10,800 | |
Allergan | COM | 018490102 | 357 | 3,200 | SH | SOLE | 0 | 0 | 0 | 3,200 | |
Amazon | COM | 023135106 | 297 | 1,113 | SH | SOLE | 0 | 0 | 0 | 1,113 | |
Amer 1st Tax Exempt Invest MLP | BEN UNIT | 02364V107 | 686 | 96,300 | SH | SOLE | 0 | 0 | 0 | 96,300 | |
American Intl Group | COM | 026874784 | 373 | 9,600 | SH | SOLE | 0 | 0 | 0 | 9,600 | |
Amgen | COM | 031162100 | 571 | 5,575 | SH | SOLE | 0 | 0 | 0 | 5,575 | |
Anadarko Pete | COM | 032511107 | 50 | 570 | SH | SOLE | 0 | 0 | 0 | 570 | |
Anadarko Pete | COM | 032511107 | 175 | 2,000 | SH | OTR | 2 | 0 | 0 | 2,000 | |
Anadarko Pete | COM | 032511107 | 9 | 100 | SH | OTR | 3 | 0 | 0 | 100 | |
Antares Pharma | COM | 036642106 | 148 | 41,234 | SH | SOLE | 0 | 0 | 0 | 41,234 | |
Apple | COM | 037833100 | 2,658 | 6,004 | SH | SOLE | 0 | 0 | 0 | 6,004 | |
Apple | COM | 037833100 | 98 | 221 | SH | OTR | 2 | 0 | 0 | 221 | |
Ares Capital | COM | 04010L103 | 678 | 37,480 | SH | SOLE | 0 | 0 | 0 | 37,480 | |
Armour Residential | COM | 042315101 | 377 | 57,790 | SH | SOLE | 0 | 0 | 0 | 57,790 | |
AT&T | COM | 00206R102 | 197 | 5,376 | SH | SOLE | 0 | 0 | 0 | 5,376 | |
AT&T | COM | 00206R102 | 92 | 2,515 | SH | OTR | 2 | 0 | 0 | 2,515 | |
Baidu.Com | ADR | 056752108 | 2,170 | 24,740 | SH | SOLE | 0 | 0 | 0 | 24,740 | |
Bank of America | COM | 060505104 | 671 | 55,125 | SH | SOLE | 0 | 0 | 0 | 55,125 | |
Biogen Idec | COM | 09062X103 | 603 | 3,130 | SH | SOLE | 0 | 0 | 0 | 3,130 | |
BJS Restaurants | COM | 09180C106 | 200 | 6,000 | SH | SOLE | 0 | 0 | 0 | 6,000 | |
Blackrock High Income | COM | 09250E107 | 86 | 36,472 | SH | SOLE | 0 | 0 | 0 | 36,472 | |
Boeing | COM | 097023105 | 67 | 775 | SH | SOLE | 0 | 0 | 0 | 775 | |
Boeing | COM | 097023105 | 206 | 2,400 | SH | OTR | 3 | 0 | 0 | 2,400 | |
Bonanza Creek Energy | COM | 097793103 | 730 | 18,875 | SH | SOLE | 0 | 0 | 0 | 18,875 | |
BorgWarner | COM | 099724106 | 3,438 | 44,455 | SH | SOLE | 0 | 0 | 0 | 44,455 | |
Box Ships Inc | SHS | y09675102 | 47 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
Buckeye Partners LP | UNIT LTD PARTN | 118230101 | 385 | 6,300 | SH | SOLE | 0 | 0 | 0 | 6,300 | |
Carlisle Cos | COM | 142339100 | 4,097 | 60,433 | SH | SOLE | 0 | 0 | 0 | 60,433 | |
Caterpillar | COM | 149123101 | 467 | 5,365 | SH | SOLE | 0 | 0 | 0 | 5,365 | |
Chevron | COM | 166764100 | 76 | 642 | SH | OTR | 2 | 0 | 0 | 642 | |
Chevron | COM | 166764100 | 431 | 3,631 | SH | SOLE | 0 | 0 | 0 | 3,631 | |
Cisco Sys | COM | 17275R102 | 59 | 2,804 | SH | OTR | 0 | 0 | 0 | 2,804 | |
Cisco Sys | COM | 17275R102 | 726 | 34,750 | SH | SOLE | 2 | 0 | 0 | 34,750 | |
Clorox | COM | 189054109 | 354 | 4,000 | SH | SOLE | 0 | 0 | 0 | 4,000 | |
Columbia Banking Systems | COM | 197236102 | 334 | 15,217 | SH | SOLE | 0 | 0 | 0 | 15,217 | |
Companhia Brasileira Distr | ADR PFD | 20440T201 | 213 | 4,000 | SH | SOLE | 0 | 0 | 0 | 4,000 | |
Companhia De Bebidas | ADR PFD | 20111W203 | 212 | 5,000 | SH | SOLE | 0 | 0 | 0 | 5,000 | |
Costco Wholesale | COM | 22160K105 | 569 | 5,365 | SH | SOLE | 0 | 0 | 0 | 5,365 | |
Costco Wholesale | COM | 22160K105 | 77 | 723 | SH | OTR | 2 | 0 | 0 | 723 | |
Craft Brew Alliance | COM | 224122101 | 97 | 13,000 | SH | SOLE | 0 | 0 | 0 | 13,000 | |
CSX Corp | COM | 126408103 | 222 | 9,000 | SH | SOLE | 0 | 0 | 0 | 9,000 | |
Devry Inc | COM | 251893103 | 1,835 | 57,800 | SH | SOLE | 0 | 0 | 0 | 57,800 | |
Disney Walt Co | COM | 254687106 | 353 | 6,220 | SH | SOLE | 0 | 0 | 0 | 6,220 | |
Ecopetrol | SPON ADS | 279158109 | 1,199 | 22,000 | SH | SOLE | 0 | 0 | 0 | 22,000 | |
Emeritus Corp | COM | 291005106 | 550 | 19,800 | SH | SOLE | 0 | 0 | 0 | 19,800 | |
Empresas ICA | SPON ADS | 292448206 | 334 | 25,200 | SH | SOLE | 0 | 0 | 0 | 25,200 | |
Energy Transfer Ptnrs | UNIT LTD PRT | 29273R109 | 406 | 8,013 | SH | SOLE | 0 | 0 | 0 | 8,013 | |
Essex Ppty Tr | COM | 297178105 | 203 | 1,350 | SH | SOLE | 0 | 0 | 0 | 1,350 | |
EV Energy Partners | COM UNITS | 26926V107 | 218 | 4,000 | SH | SOLE | 0 | 0 | 0 | 4,000 | |
Expedia | COM | 302125109 | 240 | 7,000 | SH | SOLE | 0 | 0 | 0 | 7,000 | |
Exxon Mobil | COM | 30231G102 | 1,189 | 13,614 | SH | SOLE | 0 | 0 | 0 | 13,614 | |
Exxon Mobil | COM | 30231G102 | 153 | 1,700 | SH | OTR | 3 | 0 | 0 | 1,700 | |
Ferro Corp | COM | 315405100 | 416 | 61,700 | SH | SOLE | 0 | 0 | 0 | 61,700 | |
Fifth Street Finance | COM | 31678A103 | 389 | 35,300 | SH | SOLE | 0 | 0 | 0 | 35,300 | |
FleetCor Technologies | COM | 339041105 | 3,375 | 44,015 | SH | SOLE | 0 | 0 | 0 | 44,015 | |
Frontier Communications | COM | 35906A108 | 94 | 23,598 | SH | SOLE | 0 | 0 | 0 | 23,598 | |
Generac Hldgs | COM | 368736104 | 283 | 8,000 | SH | SOLE | 0 | 0 | 0 | 8,000 | |
General Electric | COM | 369604103 | 210 | 9,093 | SH | SOLE | 0 | 0 | 0 | 8,000 | |
General Electric | COM | 369604103 | 13 | 576 | SH | OTR | 2 | 0 | 0 | 576 | |
General Electric | COM | 369604103 | 206 | 8,900 | SH | OTR | 3 | 0 | 0 | 8,900 | |
Golub Capital | COM | 38173M102 | 165 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
COM | 38259P508 | 972 | 1,224 | SH | SOLE | 0 | 0 | 0 | 1,224 | ||
Government Pptys Income Tr | COM | 38376A103 | 293 | 11,400 | SH | SOLE | 0 | 0 | 0 | 11,400 | |
Grand Canyon Education | COM | 38526M106 | 1,351 | 53,200 | SH | SOLE | 0 | 0 | 0 | 53,200 | |
GSV Cap Corp | COM | 36191J101 | 87 | 10,505 | SH | OTR | 3 | 0 | 0 | 10,505 | |
Halliburton | COM | 406216101 | 1,267 | 31,345 | SH | SOLE | 0 | 0 | 0 | 31,345 | |
Home Depot | COM | 437076102 | 305 | 4,378 | SH | SOLE | 0 | 0 | 0 | 4,378 | |
Honeywell | COM | 438516106 | 433 | 5,750 | SH | OTR | 2 | 0 | 0 | 5,750 | |
Honeywell | COM | 438516106 | 75 | 990 | SH | SOLE | 0 | 0 | 0 | 990 | |
Humana | COM | 444859102 | 1,108 | 16,035 | SH | SOLE | 0 | 0 | 0 | 16,035 | |
IBM | COM | 459200101 | 341 | 1,600 | SH | SOLE | 0 | 0 | 0 | 1,600 | |
IBM | COM | 459200101 | 74 | 348 | SH | OTR | 2 | 0 | 0 | 348 | |
IHS | COM | 451734107 | 314 | 3,000 | SH | SOLE | 0 | 0 | 0 | 3,000 | |
Intel Corp | COM | 458140100 | 310 | 14,219 | SH | SOLE | 0 | 0 | 0 | 14,219 | |
IsharesTr Turkey Index Fd | COM | 464286715 | 1,501 | 21,078 | SH | SOLE | 0 | 0 | 0 | 21,078 | |
Ishares Tr 20+ Treas Index | COM | 464287432 | 3,236 | 27,479 | SH | SOLE | 0 | 0 | 0 | 27,479 | |
Ishares Tr Barclays Tips | COM | 464287176 | 256 | 2,107 | SH | SOLE | 0 | 0 | 0 | 2,107 | |
Javelin Mtg Invt | COM | 47200B104 | 214 | 10,900 | SH | SOLE | 0 | 0 | 0 | 10,900 | |
Jazz Pharmaceuticals | COM | G50871105 | 301 | 5,375 | SH | SOLE | 0 | 0 | 0 | 5,375 | |
Johnson&Johnson | COM | 478160104 | 236 | 2,898 | SH | SOLE | 0 | 0 | 0 | 2,898 | |
Johnson&Johnson | COM | 478160104 | 78 | 958 | SH | OTR | 0 | 0 | 0 | 958 | |
Kinder Morgan Inc | COM | 49455P101 | 302 | 3,000 | SH | SOLE | 2 | 0 | 0 | 3,000 | |
Kinder Morgan Inc | COM | 49455P101 | 155 | 4,000 | SH | OTR | 3 | 0 | 0 | 4,000 | |
Kinder Morgan Energy | UT LTD PARTN | 494550106 | 457 | 5,090 | SH | SOLE | 0 | 0 | 0 | 5,090 | |
Kinder Morgan Mgmt | SHS | 49455U100 | 644 | 7,328 | SH | SOLE | 0 | 0 | 0 | 7,328 | |
L-3 communications | COM | 502424104 | 405 | 5,000 | SH | SOLE | 0 | 0 | 0 | 5,000 | |
Legacy Reserves LP | UNIT LP INT | 524707304 | 214 | 7,750 | SH | SOLE | 0 | 0 | 0 | 7,750 | |
COM | 53578A108 | 4,116 | 23,280 | SH | SOLE | 0 | 0 | 0 | 23,380 | ||
MagneGas | COM | 55939L202 | 11 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
Managed High Yield Plus Fd In | COM | 561911108 | 260 | 120,582 | SH | SOLE | 0 | 0 | 0 | 120,582 | |
MarkWest Energy | UNIT LP PARTN | 570759100 | 487 | 8,018 | SH | SOLE | 0 | 0 | 0 | 8,018 | |
Masco Corp | COM | 574599106 | 680 | 33,575 | SH | SOLE | 0 | 0 | 0 | 33,575 | |
MFA Financial | COM | 55272X102 | 445 | 47,700 | SH | SOLE | 0 | 0 | 0 | 47,700 | |
MGIC Invt Corp | COM | 552848103 | 87 | 17,600 | SH | SOLE | 0 | 0 | 0 | 17,600 | |
Microsoft | COM | 594918104 | 462 | 16,160 | SH | SOLE | 0 | 0 | 0 | 16,160 | |
Microsoft | COM | 594918104 | 326 | 11,400 | SH | OTR | 3 | 0 | 0 | 11,400 | |
Molycorp | COM | 608753109 | 684 | 131,610 | SH | SOLE | 0 | 0 | 0 | 131,610 | |
Netflix | COM | 64110L106 | 2,642 | 13,960 | SH | SOLE | 0 | 0 | 0 | 13,960 | |
Nike | COM | 654106103 | 1,067 | 18,078 | SH | SOLE | 0 | 0 | 0 | 18,078 | |
Nike | COM | 654106103 | 63 | 1,070 | SH | OTR | 2 | 0 | 0 | 1,070 | |
Niska Gas Storage | UNIT LTD | 654678101 | 342 | 26,570 | SH | SOLE | 0 | 0 | 0 | 26,570 | |
Northstar Rlty Fin | COM | 66704R100 | 296 | 31,200 | SH | SOLE | 0 | 0 | 0 | 31,200 | |
Ocwen Finl Corp | COM | 675746309 | 1,342 | 35,400 | SH | SOLE | 0 | 0 | 0 | 35,400 | |
Owens Illinois | COM | 690768403 | 240 | 9,000 | SH | SOLE | 0 | 0 | 0 | 9,000 | |
PennyMac Mortgage | COM | 70931T103 | 585 | 22,600 | SH | SOLE | 0 | 0 | 0 | 22,600 | |
Pfizer | COM | 717081103 | 216 | 7,488 | SH | SOLE | 0 | 0 | 0 | 7,488 | |
Pimco ETF Tr 0-5 Yr High Yield | COM | 72201H108 | 293 | 2,800 | SH | SOLE | 0 | 0 | 0 | 2,800 | |
Pioneer Natural Res | COM | 723787107 | 1,171 | 9,422 | SH | SOLE | 0 | 0 | 0 | 9,422 | |
Plum Creek Timber | COM | 729251108 | 238 | 4,550 | SH | SOLE | 0 | 0 | 0 | 4,550 | |
Procter & Gamble | COM | 742718109 | 244 | 3,166 | SH | SOLE | 0 | 0 | 0 | 3,166 | |
Proshares Tr PSHS SHRT S&P500 | COM | 74347R503 | 512 | 16,677 | SH | OTR | 3 | 0 | 0 | 16,677 | |
Prospect GLobal Res Inc | COM | 74348X103 | 3 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
Qualcomm Inc | COM | 747525103 | 431 | 6,440 | SH | SOLE | 0 | 0 | 0 | 6,440 | |
Qualcomm Inc | COM | 747525103 | 78 | 1,160 | SH | OTR | 2 | 0 | 0 | 1,160 | |
Radian Group | COM | 750236101 | 688 | 64,200 | SH | SOLE | 0 | 0 | 0 | 64,200 | |
Realty Income | COM | 756109104 | 662 | 14,600 | SH | SOLE | 0 | 0 | 0 | 14,600 | |
S&P 500 Depository Receipt | COM | 78462F103 | 332 | 2,118 | SH | SOLE | 0 | 0 | 0 | 2,118 | |
SBA Communications | COM | 78388J106 | 1,740 | 24,165 | SH | SOLE | 0 | 0 | 0 | 24,165 | |
Senior Hsg PPTYS Tr | SH BEN INT | 81721M109 | 215 | 8,000 | SH | SOLE | 0 | 0 | 0 | 8,000 | |
Sherwin Williams | COM | 824348106 | 321 | 1,900 | SH | SOLE | 0 | 0 | 0 | 1,900 | |
Solar Cap | COM | 83413U100 | 216 | 9,200 | SH | SOLE | 0 | 0 | 0 | 9,200 | |
Southwest Airlines | COM | 844741108 | 2 | 136 | SH | SOLE | 0 | 0 | 0 | 136 | |
Southwest Airlines | COM | 844741108 | 136 | 10,100 | SH | OTR | 3 | 0 | 0 | 10,100 | |
SPDR Gold Trust | GOLD SHS | 78463V107 | 210 | 1,360 | SH | SOLE | 0 | 0 | 0 | 1,360 | |
SPDR Gold Trust | GOLD SHS | 78463V107 | 139 | 900 | SH | OTR | 3 | 0 | 0 | 900 | |
Spirit Realty Capital | COM | 84860F109 | 357 | 18,800 | SH | SOLE | 0 | 0 | 0 | 18,800 | |
Sprott Physical Gold Tr | UNIT | 85207H104 | 135 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
Starbucks | COM | 855244109 | 349 | 6,125 | SH | SOLE | 0 | 0 | 0 | 6,125 | |
Syngenta | SPONSORED ADR | 87160A100 | 1,005 | 12,000 | SH | SOLE | 0 | 0 | 0 | 12,000 | |
Tal Intl Group | COM | 874083108 | 421 | 9,300 | SH | SOLE | 0 | 0 | 0 | 9,300 | |
THL Credit | COM | 872438106 | 193 | 12,900 | SH | SOLE | 0 | 0 | 0 | 12,900 | |
Trimas | COM | 896215209 | 2,230 | 68,675 | SH | SOLE | 0 | 0 | 0 | 68,675 | |
TRW Automotive | COM | 87264S106 | 396 | 7,200 | SH | SOLE | 0 | 0 | 0 | 7,200 | |
Turkcell Iletisim Hizmetleri | SPON ADR NEW | 900111204 | 966 | 58,050 | SH | SOLE | 0 | 0 | 0 | 58,050 | |
U S Silica | COM | 90346E103 | 942 | 39,950 | SH | SOLE | 0 | 0 | 0 | 39,950 | |
Unitedhealth Group | COM | 91324P102 | 1,425 | 24,905 | SH | SOLE | 0 | 0 | 0 | 24,905 | |
US Bancorp | COM | 902973304 | 687 | 20,251 | SH | SOLE | 0 | 0 | 0 | 20,251 | |
US Bancorp | COM | 902973304 | 73 | 2,142 | SH | OTR | 2 | 0 | 0 | 2,142 | |
US Bancorp | COM | 902973304 | 163 | 4,800 | SH | OTR | 3 | 0 | 0 | 4,800 | |
Verizon Comm | COM | 92343V104 | 552 | 11,236 | SH | SOLE | 0 | 0 | 0 | 11,236 | |
Visa | COM | 92826C839 | 238 | 1,400 | SH | SOLE | 0 | 0 | 0 | 1,400 | |
Williams Partners | COM | 96950F104 | 818 | 15,800 | SH | SOLE | 0 | 0 | 0 | 15,800 | |
Williams Sonoma | COM | 969904101 | 1,281 | 25,855 | SH | SOLE | 0 | 0 | 0 | 24,855 | |
Yahoo | COM | 984332106 | 152 | 6,475 | SH | SOLE | 0 | 0 | 0 | 56,475 | |
Yahoo | COM | 984332106 | 306 | 13,000 | SH | OTR | 3 | 0 | 0 | 13,000 | |
Zoetis | COM | 98978V103 | 354 | 10,600 | SH | SOLE | 0 | 0 | 0 | 10,600 |