The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARI Network Services, Inc. | common | 001930205 | 939 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Acadia Pharmaceuticals, Inc. | common | 004225108 | 2,094 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Adept Technology, Inc. | common | 006854202 | 13,355 | 1,854,812 | SH | SOLE | 1,854,812 | 0 | 0 | ||
Aerovironment, Inc. | common | 008073108 | 8,767 | 336,159 | SH | SOLE | 336,159 | 0 | 0 | ||
Amber Road, Inc. | common | 02318Y108 | 1,824 | 259,864 | SH | SOLE | 259,864 | 0 | 0 | ||
Ameresco, Inc. | common | 02361E108 | 2,610 | 341,240 | SH | SOLE | 341,240 | 0 | 0 | ||
American Superconductor Corp. | common | 030111207 | 6,537 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
Amtech Systems, Inc. | common | 032332504 | 3,372 | 324,504 | SH | SOLE | 324,504 | 0 | 0 | ||
Aratana Therapeutics, Inc. | common | 03874P101 | 9,072 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Ardmore Shipping Corp. (Irelan | common | Y0207T100 | 6,718 | 554,710 | SH | SOLE | 554,710 | 0 | 0 | ||
Argos Therapeutics, Inc. | common | 040221103 | 5,137 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
Arrowhead Research Corporation | common | 042797209 | 7,529 | 1,053,031 | SH | SOLE | 1,053,031 | 0 | 0 | ||
Avinger, Inc. | common | 053734109 | 6,455 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 2,359 | 250,182 | SH | SOLE | 250,182 | 0 | 0 | ||
Biodel, Inc. | common | 09064M204 | 5,582 | 5,419,074 | SH | SOLE | 5,419,074 | 0 | 0 | ||
Brightcove, Inc. | common | 075097042 | 13,161 | 1,918,557 | SH | SOLE | 1,918,557 | 0 | 0 | ||
Broadwind Energy Inc. | common | 11161T108 | 6,231 | 1,469,550 | SH | SOLE | 1,469,550 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 24,576 | 1,264,846 | SH | SOLE | 1,264,846 | 0 | 0 | ||
CPI Aerostructures, Inc. | common | 125919308 | 9,320 | 931,040 | SH | SOLE | 931,040 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 3,777 | 338,466 | SH | SOLE | 338,466 | 0 | 0 | ||
Carbon Natural Gas Co. | common | 14115T109 | 8,058 | 10,888,889 | SH | SOLE | 10,888,889 | 0 | 0 | ||
Cellectar Biosciences, Inc. | common | 15117F203 | 3,290 | 1,142,368 | SH | SOLE | 1,142,368 | 0 | 0 | ||
Cidara Therapeutics Inc. | common | 171757107 | 702 | 50,075 | SH | SOLE | 50,075 | 0 | 0 | ||
Cipher Pharmaceuticals, Inc. | common | 17253X105 | 1,707 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Constant Contact Inc. | common | 210313102 | 689 | 23,967 | SH | SOLE | 23,967 | 0 | 0 | ||
Control4 Corp. | common | 21240D107 | 1,511 | 170,010 | SH | SOLE | 170,010 | 0 | 0 | ||
Crailar Technologies Inc. | common | 224248104 | 641 | 5,620,406 | SH | SOLE | 5,620,406 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 6,823 | 660,494 | SH | SOLE | 660,494 | 0 | 0 | ||
Dicerna Pharmaceuticals, Inc. | common | 253031108 | 1,116 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Dixie Group, Inc. | common | 255519100 | 3,993 | 380,244 | SH | SOLE | 380,244 | 0 | 0 | ||
Energous, Corp. | common | 29272C103 | 6,564 | 852,477 | SH | SOLE | 852,477 | 0 | 0 | ||
Extreme Networks, Inc. | common | 30226D106 | 2,989 | 1,111,099 | SH | SOLE | 1,111,099 | 0 | 0 | ||
Five Prime Therapeutics, Inc. | common | 33830X104 | 2,936 | 118,199 | SH | SOLE | 118,199 | 0 | 0 | ||
Flex Pharma Inc. | common | 33938A105 | 430 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Foundation Healthcare, Inc. | common | 350405106 | 1,430 | 357,422 | SH | SOLE | 357,422 | 0 | 0 | ||
Fuelcell Energy Inc. | common | 35952H106 | 3,111 | 3,184,885 | SH | SOLE | 3,184,885 | 0 | 0 | ||
Gaiam, Inc. | common | 36268Q103 | 654 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GeneNews, Ltd. (Canada) (CF) | common | 36870T107 | 2,679 | 9,705,553 | SH | SOLE | 9,705,553 | 0 | 0 | ||
Gigamon, Inc. | common | 37518B102 | 9,388 | 284,585 | SH | SOLE | 284,585 | 0 | 0 | ||
Global Power Equipment Group | common | 37941P306 | 504 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
Good Times Restaurants, Inc. | common | 382140879 | 881 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Great Lakes Dredge & Dock Co. | common | 390607109 | 596 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Hamilton Thorne, Ltd.(Canada) | common | 407891100 | 3,278 | 9,756,544 | SH | SOLE | 9,756,544 | 0 | 0 | ||
I.D. Systems Inc. | common | 449489103 | 387 | 63,397 | SH | SOLE | 63,397 | 0 | 0 | ||
IZEA Inc. | common | 46603N202 | 4,560 | 10,857,144 | SH | SOLE | 10,857,144 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622104 | 14,111 | 1,681,935 | SH | SOLE | 1,681,935 | 0 | 0 | ||
Immersion Corporation | common | 452521107 | 1,522 | 120,136 | SH | SOLE | 120,136 | 0 | 0 | ||
Incontact Inc. | common | 45336E109 | 8,320 | 842,949 | SH | SOLE | 842,949 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 3,742 | 1,173,102 | SH | SOLE | 1,173,102 | 0 | 0 | ||
Integral Vision, Inc. | common | 45811H106 | 4 | 1,850,000 | SH | SOLE | 1,850,000 | 0 | 0 | ||
Intellicheck Mobilisa, Inc. | common | 45817G201 | 2,739 | 1,985,022 | SH | SOLE | 1,985,022 | 0 | 0 | ||
Intermap Technologies Corp | common | 458977204 | 654 | 1,817,704 | SH | SOLE | 1,817,704 | 0 | 0 | ||
Interplay Entertainment Corp. | common | 460615107 | 110 | 9,133,000 | SH | SOLE | 9,133,000 | 0 | 0 | ||
Inventure Foods, Inc. | common | 461212102 | 2,469 | 243,227 | SH | SOLE | 243,227 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 1,036 | 585,369 | SH | SOLE | 585,369 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 21,137 | 6,126,598 | SH | SOLE | 6,126,598 | 0 | 0 | ||
LRAD Corporation | common | 50213V109 | 9,289 | 4,667,710 | SH | SOLE | 4,667,710 | 0 | 0 | ||
Lemaitre Vascular Inc. | common | 525558201 | 16,038 | 1,329,858 | SH | SOLE | 1,329,858 | 0 | 0 | ||
LendingTree, Inc. | common | 894675107 | 11,986 | 152,469 | SH | SOLE | 152,469 | 0 | 0 | ||
Lightbridge Corporation | common | 53224K104 | 709 | 633,434 | SH | SOLE | 633,434 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 18,594 | 1,895,455 | SH | SOLE | 1,895,455 | 0 | 0 | ||
Loxo Oncology, Inc. | common | 548862101 | 1,352 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MagneTek, Inc. | common | 559424403 | 7,226 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
Manitex Int'l Inc. | common | 563420108 | 5,961 | 780,262 | SH | SOLE | 780,262 | 0 | 0 | ||
Marinus Pharmaceuticals, Inc. | common | 56854Q101 | 1,624 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
MaxLinear, Inc. | common | 57776J100 | 11,718 | 968,397 | SH | SOLE | 968,397 | 0 | 0 | ||
MoSys, Inc. | common | 619718109 | 11,470 | 6,036,615 | SH | SOLE | 6,036,615 | 0 | 0 | ||
NTN Buzztime, Inc. | common | 629410309 | 2,112 | 9,082,575 | SH | SOLE | 9,082,575 | 0 | 0 | ||
NV5 Holding Inc. | common | 62945V109 | 1,303 | 53,690 | SH | SOLE | 53,690 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 13,398 | 1,467,481 | SH | SOLE | 1,467,481 | 0 | 0 | ||
Neonode, Inc. | common | 64051M402 | 6,350 | 2,152,500 | SH | SOLE | 2,152,500 | 0 | 0 | ||
Netlist, Inc. | common | 64118P109 | 2,530 | 4,558,590 | SH | SOLE | 4,558,590 | 0 | 0 | ||
Novavax, Inc. | common | 670002104 | 4,456 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
Opko Health Inc. | common | 68375N103 | 5,628 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
Orchids Paper Products Co. | common | 68572N104 | 344 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | ||
Orion Marine Group, Inc. | common | 68628V308 | 668 | 92,500 | SH | SOLE | 92,500 | 0 | 0 | ||
Ossen Innovation Co. Spon-ADR | common | 688410109 | 161 | 164,619 | SH | SOLE | 164,619 | 0 | 0 | ||
OvaScience, Inc. | common | 69014Q101 | 1,736 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 1,756 | 244,545 | SH | SOLE | 244,545 | 0 | 0 | ||
Pacira Pharmaceuticals, Inc. | common | 695127100 | 7,427 | 105,018 | SH | SOLE | 105,018 | 0 | 0 | ||
ParkerVision, Inc. | common | 701354102 | 898 | 2,393,392 | SH | SOLE | 2,393,392 | 0 | 0 | ||
Pfenex, Inc. | common | 717071104 | 16,660 | 858,775 | SH | SOLE | 858,775 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 28,661 | 2,067,859 | SH | SOLE | 2,067,859 | 0 | 0 | ||
PowerSecure International, Inc | common | 73936N105 | 15,026 | 1,018,018 | SH | SOLE | 1,018,018 | 0 | 0 | ||
Precision Optics Corporation, | common | 740294301 | 952 | 1,269,213 | SH | SOLE | 1,269,213 | 0 | 0 | ||
Presbia, PLC (Ireland) | common | G7234P100 | 3,722 | 452,781 | SH | SOLE | 452,781 | 0 | 0 | ||
Pure Technologies, Ltd. (Canad | common | 745915108 | 10,843 | 1,869,300 | SH | SOLE | 1,869,300 | 0 | 0 | ||
Quantum Fuel Systems Tech Worl | common | 74765E109 | 3,201 | 1,448,619 | SH | SOLE | 1,448,619 | 0 | 0 | ||
Qumu Corporation | common | 749063103 | 173 | 20,971 | SH | SOLE | 20,971 | 0 | 0 | ||
Rand logistics Inc. | common | 752182105 | 708 | 218,400 | SH | SOLE | 218,400 | 0 | 0 | ||
Regulus Therapeutics, Inc. | common | 75915K101 | 571 | 52,100 | SH | SOLE | 52,100 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 7,841 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
Response Genetics, Inc. | common | 76123U105 | 484 | 1,484,467 | SH | SOLE | 1,484,467 | 0 | 0 | ||
SCYNEXIS, Inc. | common | 811292101 | 2,683 | 305,200 | SH | SOLE | 305,200 | 0 | 0 | ||
SMART Technologies, Inc.(Canad | common | 83172R108 | 3,330 | 3,483,053 | SH | SOLE | 3,483,053 | 0 | 0 | ||
SMTP, Inc. | common | 784589202 | 3,094 | 530,734 | SH | SOLE | 530,734 | 0 | 0 | ||
Saia, Inc. | common | 78709Y105 | 884 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
Sangamo BioSciences, Inc. | common | 800677106 | 1,799 | 162,200 | SH | SOLE | 162,200 | 0 | 0 | ||
SeaChange International, Inc. | common | 811699107 | 6,659 | 949,913 | SH | SOLE | 949,913 | 0 | 0 | ||
Selectica, Inc. | common | 816288104 | 4,035 | 768,569 | SH | SOLE | 768,569 | 0 | 0 | ||
Sequans Communications - ADR | common | 817323108 | 3,999 | 2,338,486 | SH | SOLE | 2,338,486 | 0 | 0 | ||
Silicon Motion Technology Corp | common | 82706C108 | 3,030 | 87,537 | SH | SOLE | 87,537 | 0 | 0 | ||
StarTek, inc. | common | 85569C107 | 708 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
Streamline Health Solutions | common | 86323X106 | 4,506 | 1,609,318 | SH | SOLE | 1,609,318 | 0 | 0 | ||
Sucampo Pharmaceuticals, Inc. | common | 864909106 | 4,929 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Summit Therapeutics PLC (ADR) | common | 86627R102 | 451 | 42,693 | SH | SOLE | 42,693 | 0 | 0 | ||
Support.com, Inc. | common | 86858W101 | 3,577 | 2,537,120 | SH | SOLE | 2,537,120 | 0 | 0 | ||
Synergetics USA, Inc. | common | 87160G107 | 4,873 | 1,036,727 | SH | SOLE | 1,036,727 | 0 | 0 | ||
Tivo, Inc. | common | 888706108 | 2,057 | 202,908 | SH | SOLE | 202,908 | 0 | 0 | ||
Trillium Therapeutics Corp. | common | 89620X100 | 8,049 | 368,874 | SH | SOLE | 368,874 | 0 | 0 | ||
Truett-Hurst, Inc. | common | 897871109 | 714 | 313,000 | SH | SOLE | 313,000 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 10,279 | 1,650,000 | SH | SOLE | 1,650,000 | 0 | 0 | ||
Unwired Planet, Inc. | common | 91531F103 | 1,064 | 1,715,578 | SH | SOLE | 1,715,578 | 0 | 0 | ||
UrtheCast Corporation (Canada) | common | 91731X102 | 7,726 | 2,450,900 | SH | SOLE | 2,450,900 | 0 | 0 | ||
UrtheCast Corporation (Cnd) | common | 91731X110 | 5,517 | 1,750,000 | SH | SOLE | 1,750,000 | 0 | 0 | ||
Verastem, Inc. | common | 92337C104 | 3,016 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
Visualant, Inc. | common | 928449107 | 578 | 106,005 | SH | SOLE | 106,005 | 0 | 0 | ||
Vitae Pharmaceuticals, Inc. | common | 92847N103 | 12,557 | 872,000 | SH | SOLE | 872,000 | 0 | 0 | ||
Vocera Communications, Inc. | common | 92857F107 | 27,209 | 2,376,325 | SH | SOLE | 2,376,325 | 0 | 0 | ||
WaferGen Bio-systems Inc. | common | 93041P308 | 4,410 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
XEBEC Adsorption, Inc. (Canada | common | 983891102 | 215 | 3,356,761 | SH | SOLE | 3,356,761 | 0 | 0 | ||
Xplore Technologies, Corp. | common | 983950700 | 1,102 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
Zafgen Inc. | common | 98885E102 | 6,150 | 177,598 | SH | SOLE | 177,598 | 0 | 0 | ||
diaDexus, Inc. | common | 25245P106 | 150 | 440,634 | SH | SOLE | 440,634 | 0 | 0 | ||
hopTo Inc. | common | 440271104 | 849 | 8,524,700 | SH | SOLE | 8,524,700 | 0 | 0 | ||
iPass, Inc. | common | 46261V108 | 3,128 | 2,979,509 | SH | SOLE | 2,979,509 | 0 | 0 | ||
iRadimed,Corp. | common | 46266A109 | 4,893 | 210,285 | SH | SOLE | 210,285 | 0 | 0 | ||
Digital Guardian Ser A1 cvt pf | preferred | 999999999 | 1,120 | 1,898,146 | SH | SOLE | 1,898,146 | 0 | 0 | ||
Digital Guardian Ser B-1 cvt p | preferred | 999999999 | 886 | 430,113 | SH | SOLE | 430,113 | 0 | 0 | ||
Selectica Inc. Series F cvrt @ | preferred | 999999999 | 279 | 5,319 | SH | SOLE | 5,319 | 0 | 0 | ||
Trillium Therapeutics @19.50 U | preferred | 98620X506 | 7,838 | 359,202 | SH | SOLE | 359,202 | 0 | 0 | ||
Trillium Therapeutics @6.30Cd | preferred | 89620X100 | 8,107 | 11,664,286 | SH | SOLE | 11,664,286 | 0 | 0 | ||
ARI Network Service 2.00 3/12/ | warrants | 999999999 | 123 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Aeterna Zentaris @.14 1/14/19 | warrants | 999999999 | 57 | 333,334 | SH | SOLE | 333,334 | 0 | 0 | ||
Altair Nanotech @.58 5/28/16 * | warrants | 03820G106 | 19 | 939,973 | SH | SOLE | 939,973 | 0 | 0 | ||
Benitec Biopharma @1.59A 2/28/ | warrants | 999999999 | 63 | 1,051,402 | SH | SOLE | 1,051,402 | 0 | 0 | ||
CYREN Ltd. @3.08 1/30/15-1/30/ | warrants | 999999999 | 149 | 496,242 | SH | SOLE | 496,242 | 0 | 0 | ||
Cellectar Biosciences@1.00 2/6 | warrants | 15117F203 | 831 | 1,066,000 | SH | SOLE | 1,066,000 | 0 | 0 | ||
Cerus Corporation @3.20 5/16/1 | warrants | 999999999 | 846 | 421,052 | SH | SOLE | 421,052 | 0 | 0 | ||
Crailar Tech Inc.@.535 8/6/19 | warrants | 999999999 | 300 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | ||
CytRx Corporation R/R 8/1/16 @ | warrants | 232828301 | 130 | 342,858 | SH | SOLE | 342,858 | 0 | 0 | ||
Derma Sciences, Inc. (R/R) @9. | warrants | 999999999 | 13 | 60,606 | SH | SOLE | 60,606 | 0 | 0 | ||
EnteroMedics, Inc (RR) @2.19 6 | warrants | 999999999 | 30 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
EnteroMedics, Inc. (R/R) @1.14 | warrants | 999999999 | 17 | 132,140 | SH | SOLE | 132,140 | 0 | 0 | ||
EnteroMedics, Inc. (R/R) @1.90 | warrants | 999999999 | 7 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
Essa Pharmaceutical @2.75 9/16 | warrants | 999999999 | 8,204 | 727,272 | SH | SOLE | 727,272 | 0 | 0 | ||
Foundation Health @12.42 6/20/ | warrants | 999999999 | 39 | 431,307 | SH | SOLE | 431,307 | 0 | 0 | ||
Galena Biopharma R/R @.65 4/21 | warrants | 999999999 | 335 | 307,393 | SH | SOLE | 307,393 | 0 | 0 | ||
Hamilton Thorne @.20c 10/10/15 | warrants | 999999999 | 252 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
IZEA Inc. (R/R) @.35 2/21/19 1 | warrants | 999999999 | 923 | 5,428,572 | SH | SOLE | 5,428,572 | 0 | 0 | ||
IZEA Inc. (R/R) @.50 2/21/19 1 | warrants | 999999999 | 597 | 5,428,572 | SH | SOLE | 5,428,572 | 0 | 0 | ||
Idera Pharmaceuticals (R/R) @3 | warrants | 999999999 | 35 | 216,000 | SH | SOLE | 216,000 | 0 | 0 | ||
LRAD Corporation (R/R) @2.67 2 | warrants | 999999999 | 24 | 788,090 | SH | SOLE | 788,090 | 0 | 0 | ||
Lightbridge @2.31 5/17/15-5/17 | warrants | 999999999 | 1,176 | 2,734,590 | SH | SOLE | 2,734,590 | 0 | 0 | ||
Lightbridge Corp R/R@9.00 7/28 | warrants | 999999999 | 32 | 454,546 | SH | SOLE | 454,546 | 0 | 0 | ||
Lightbridge RR @2.30 4/25/14-4 | warrants | 999999999 | 229 | 571,428 | SH | SOLE | 571,428 | 0 | 0 | ||
Mast Therap (2w=1cs) @1.10 11/ | warrants | 999999999 | 10 | 3,750,000 | SH | SOLE | 3,750,000 | 0 | 0 | ||
Palatin RR@1.00 3/2/12-3/2/17 | warrants | 999999999 | 630 | 4,500,000 | SH | SOLE | 4,500,000 | 0 | 0 | ||
Palatin(RR) @1.00 3/1/16 *.086 | warrants | 999999999 | 35 | 4,500,000 | SH | SOLE | 4,500,000 | 0 | 0 | ||
Parkervision, Inc. (R/R) @.535 | warrants | 999999999 | 37 | 1,229,104 | SH | SOLE | 1,229,104 | 0 | 0 | ||
Power Solutions R/R @13.00 4/2 | warrants | 999999999 | 10,318 | 251,416 | SH | SOLE | 251,416 | 0 | 0 | ||
Precision Optics (R/R) @1.50 2 | warrants | 999999999 | 80 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
Precision Optics R/R @1.03 5/1 | warrants | 999999999 | 173 | 493,398 | SH | SOLE | 493,398 | 0 | 0 | ||
Precision Optics R/R @1.11 9/2 | warrants | 999999999 | 173 | 481,733 | SH | SOLE | 481,733 | 0 | 0 | ||
Remark Media @5.22 8/29/17 R/R | warrants | 999999999 | 62 | 147,222 | SH | SOLE | 147,222 | 0 | 0 | ||
Selectica @6.00 8/6/15-8/6/20 | warrants | 999999999 | 23 | 26,595 | SH | SOLE | 26,595 | 0 | 0 | ||
Selectica @7.00 7/24/14-1/24/1 | warrants | 999999999 | 37 | 67,319 | SH | SOLE | 67,319 | 0 | 0 | ||
Selectica @7.00 8/27/14-8/27/1 | warrants | 999999999 | 41 | 65,625 | SH | SOLE | 65,625 | 0 | 0 | ||
Selectica @7.75 11/30/13-5/31/ | warrants | 999999999 | 72 | 185,714 | SH | SOLE | 185,714 | 0 | 0 | ||
Threshold Pharmaceutical R/R @ | warrants | 999999999 | 305 | 190,476 | SH | SOLE | 190,476 | 0 | 0 | ||
Transgenomic @1.08 2/7/17 (R/R | warrants | 999999999 | 17 | 1,750,000 | SH | SOLE | 1,750,000 | 0 | 0 | ||
Trillium @.28Cd 12/13/18 R/R 1 | warrants | 999999999 | 10,000 | 17,857,143 | SH | SOLE | 17,857,143 | 0 | 0 | ||
Visualant @.15 6/10/18 (R/R) 5 | warrants | 999999999 | 159 | 15,900,000 | SH | SOLE | 15,900,000 | 0 | 0 | ||
Visualant @.20 6/10/18 (R/R) 5 | warrants | 999999999 | 159 | 15,900,000 | SH | SOLE | 15,900,000 | 0 | 0 | ||
WaferGen Bio-systems @5.00 8/2 | warrants | 999999999 | 882 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
XEBEC Adsorption @.45C 11/1/15 | warrants | 999999999 | 7 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
hopTo Inc. @1.00 6/18/18 9.99% | warrants | 999999999 | 10 | 1,375,000 | SH | SOLE | 1,375,000 | 0 | 0 | ||
iCo Therapeutics Inc @.539C 1/ | warrants | 999999999 | 122 | 4,051,621 | SH | SOLE | 4,051,621 | 0 | 0 | ||
Overland Storage, Inc. 20% of | Rights | 999999999 | 2,250 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 |