The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARI Network Services, Inc. | common | 001930205 | 1,317 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Aerovironment, Inc. | common | 008073108 | 13,251 | 467,909 | SH | SOLE | 467,909 | 0 | 0 | ||
American Superconductor, Corp. | common | 030111207 | 10,472 | 1,377,838 | SH | SOLE | 1,377,838 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 8,337 | 1,253,650 | SH | SOLE | 1,253,650 | 0 | 0 | ||
Aratana Therapeutics, Inc. | common | 03874P101 | 6,733 | 1,219,835 | SH | SOLE | 1,219,835 | 0 | 0 | ||
Ardmore Shipping Corp. | common | Y0207T100 | 4,702 | 556,410 | SH | SOLE | 556,410 | 0 | 0 | ||
Avinger, Inc. | common | 053734109 | 5,052 | 527,400 | SH | SOLE | 527,400 | 0 | 0 | ||
Bazaarvoice Inc. | common | 073271108 | 3,218 | 1,021,453 | SH | SOLE | 1,021,453 | 0 | 0 | ||
BioAmber, Inc. | common | 09072Q106 | 220 | 52,280 | SH | SOLE | 52,280 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 1,694 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
Boingo Wireless, Inc. | common | 09739C102 | 2,696 | 349,226 | SH | SOLE | 349,226 | 0 | 0 | ||
Brightcove, Inc. | common | 075097042 | 12,128 | 1,943,630 | SH | SOLE | 1,943,630 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T108 | 4,448 | 1,477,722 | SH | SOLE | 1,477,722 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 25,751 | 1,144,474 | SH | SOLE | 1,144,474 | 0 | 0 | ||
CPI Aerostructures, Inc. | common | 125919308 | 6,173 | 842,149 | SH | SOLE | 842,149 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 2,428 | 288,700 | SH | SOLE | 288,700 | 0 | 0 | ||
ChannelAdvisor, Corp. | common | 159179100 | 1,009 | 89,686 | SH | SOLE | 89,686 | 0 | 0 | ||
Cidara Therapeutics Inc. | common | 171757107 | 3,365 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
Cipher Pharmaceuticals, Inc. | common | 17253X105 | 1,200 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
Concert Pharmaceuticals, Inc. | common | 206022105 | 1,366 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Corium International Inc. | common | 21887L107 | 1,466 | 379,682 | SH | SOLE | 379,682 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 6,782 | 743,639 | SH | SOLE | 743,639 | 0 | 0 | ||
Determine, Inc. | common | 250660107 | 1,520 | 821,760 | SH | SOLE | 821,760 | 0 | 0 | ||
ESSA Pharma Inc. | common | 29668H104 | 5,515 | 1,696,968 | SH | SOLE | 1,696,968 | 0 | 0 | ||
EVINE Live, Inc. | common | 300487105 | 1,309 | 1,118,487 | SH | SOLE | 1,118,487 | 0 | 0 | ||
Energous Corporation | common | 29272C103 | 13,772 | 1,363,588 | SH | SOLE | 1,363,588 | 0 | 0 | ||
Extreme Networks, Inc. | common | 30226D106 | 3,173 | 1,020,219 | SH | SOLE | 1,020,219 | 0 | 0 | ||
Five Prime Therapeutics, Inc. | common | 33830X104 | 4,802 | 118,199 | SH | SOLE | 118,199 | 0 | 0 | ||
Gaiam, Inc. | common | 36268Q103 | 1,248 | 195,000 | SH | SOLE | 195,000 | 0 | 0 | ||
Genocea Biosciences, Inc. | common | 372427104 | 6,695 | 865,000 | SH | SOLE | 865,000 | 0 | 0 | ||
Gigamon, Inc. | common | 37518B102 | 8,216 | 264,877 | SH | SOLE | 264,877 | 0 | 0 | ||
Good Times Restaurants, Inc. | common | 382140879 | 398 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Great Lakes Dredge & Dock Co. | common | 390607109 | 892 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
IZEA Inc. | common | 46603N202 | 7,168 | 1,018,216 | SH | SOLE | 1,018,216 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622104 | 7,602 | 1,681,935 | SH | SOLE | 1,681,935 | 0 | 0 | ||
Immersion Corporation | common | 452521107 | 776 | 94,000 | SH | SOLE | 94,000 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 4,949 | 1,405,854 | SH | SOLE | 1,405,854 | 0 | 0 | ||
Intellicheck Mobilisa, Inc. | common | 45817G201 | 3,176 | 1,985,022 | SH | SOLE | 1,985,022 | 0 | 0 | ||
Invuity, Inc. | common | 46187J205 | 1,155 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 1,306 | 535,369 | SH | SOLE | 535,369 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 10,989 | 6,619,921 | SH | SOLE | 6,619,921 | 0 | 0 | ||
LRAD Corporation | common | 50213V109 | 6,960 | 4,192,710 | SH | SOLE | 4,192,710 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 16,432 | 1,058,760 | SH | SOLE | 1,058,760 | 0 | 0 | ||
LendingTree, Inc. | common | 894675107 | 15,958 | 163,208 | SH | SOLE | 163,208 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 12,245 | 2,093,078 | SH | SOLE | 2,093,078 | 0 | 0 | ||
Loxo Oncology, Inc. | common | 548862101 | 5,468 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MCBC Holdings, Inc. | common | 55276F107 | 2,816 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Manitex Int'l Inc. | common | 563420108 | 4,087 | 781,362 | SH | SOLE | 781,362 | 0 | 0 | ||
MaxLinear, Inc. | common | 57776J100 | 6,379 | 344,823 | SH | SOLE | 344,823 | 0 | 0 | ||
MoSys, Inc. | common | 619718109 | 3,785 | 5,822,957 | SH | SOLE | 5,822,957 | 0 | 0 | ||
NTN Buzztime, Inc. | common | 629410309 | 1,362 | 9,082,575 | SH | SOLE | 9,082,575 | 0 | 0 | ||
NV5 Global Inc. | common | 62945V109 | 1,073 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 25,528 | 1,818,236 | SH | SOLE | 1,818,236 | 0 | 0 | ||
Neonode, Inc. | common | 64051M402 | 8,210 | 4,024,446 | SH | SOLE | 4,024,446 | 0 | 0 | ||
Netlist, Inc. | common | 64118P109 | 6,808 | 4,969,543 | SH | SOLE | 4,969,543 | 0 | 0 | ||
Opko Health Inc. | common | 68375N103 | 3,636 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
OvaScience, Inc. | common | 69014Q101 | 474 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 1,511 | 316,053 | SH | SOLE | 316,053 | 0 | 0 | ||
Pacira Pharmaceuticals, Inc. | common | 695127100 | 2,951 | 55,699 | SH | SOLE | 55,699 | 0 | 0 | ||
ParkerVision, Inc. | common | 701354102 | 827 | 264,072 | SH | SOLE | 264,072 | 0 | 0 | ||
Pfenex, Inc. | common | 717071104 | 9,376 | 953,775 | SH | SOLE | 953,775 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 21,486 | 1,637,638 | SH | SOLE | 1,637,638 | 0 | 0 | ||
PowerSecure International, Inc | common | 73936N105 | 11,214 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Presbia, PLC (Ireland) | common | G7234P100 | 1,824 | 416,394 | SH | SOLE | 416,394 | 0 | 0 | ||
QuinStreet, Inc. | common | 74874Q100 | 1,085 | 317,130 | SH | SOLE | 317,130 | 0 | 0 | ||
Rand logistics Inc. | common | 752182105 | 615 | 647,235 | SH | SOLE | 647,235 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 5,364 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SCYNEXIS, Inc. | common | 811292101 | 752 | 186,608 | SH | SOLE | 186,608 | 0 | 0 | ||
Saia, Inc. | common | 78709Y105 | 633 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
Sangamo BioSciences, Inc. | common | 800677106 | 558 | 92,200 | SH | SOLE | 92,200 | 0 | 0 | ||
SeaChange International, Inc. | common | 811699107 | 5,289 | 958,066 | SH | SOLE | 958,066 | 0 | 0 | ||
Sequans Communications - ADR | common | 817323108 | 11,241 | 4,132,540 | SH | SOLE | 4,132,540 | 0 | 0 | ||
SharpSpring, Inc. | common | 784589202 | 1,858 | 530,734 | SH | SOLE | 530,734 | 0 | 0 | ||
StarTek, inc. | common | 85569C107 | 138 | 32,853 | SH | SOLE | 32,853 | 0 | 0 | ||
Streamline Health Solutions | common | 86323X106 | 2,205 | 1,563,734 | SH | SOLE | 1,563,734 | 0 | 0 | ||
Support.com, Inc. | common | 86858W101 | 1,114 | 1,295,320 | SH | SOLE | 1,295,320 | 0 | 0 | ||
Tivo, Inc. | common | 888706108 | 1,930 | 202,908 | SH | SOLE | 202,908 | 0 | 0 | ||
Trillium Therapeutics Corp. | common | 89620X100 | 2,215 | 239,477 | SH | SOLE | 239,477 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450107 | 530 | 465,016 | SH | SOLE | 465,016 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 7,894 | 1,472,701 | SH | SOLE | 1,472,701 | 0 | 0 | ||
Unwired Planet, Inc. | common | 91531F103 | 1,408 | 142,963 | SH | SOLE | 142,963 | 0 | 0 | ||
Verastem, Inc. | common | 92337C104 | 1,580 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
Vitae Pharmaceuticals, Inc. | common | 92847N103 | 7,981 | 1,203,821 | SH | SOLE | 1,203,821 | 0 | 0 | ||
Vocera Communications, Inc. | common | 92857F107 | 19,919 | 1,562,292 | SH | SOLE | 1,562,292 | 0 | 0 | ||
XCel Brands Inc. | common | 98400M101 | 2,077 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
Xactly Corporation | common | 98386L101 | 1,728 | 252,321 | SH | SOLE | 252,321 | 0 | 0 | ||
Xplore Technologies, Corp. | common | 983950700 | 575 | 164,775 | SH | SOLE | 164,775 | 0 | 0 | ||
hopTo Inc. | common | 440271104 | 1,403 | 981,166 | SH | SOLE | 981,166 | 0 | 0 | ||
iRadimed Corporation | common | 46266A109 | 3,477 | 181,487 | SH | SOLE | 181,487 | 0 | 0 | ||
inContact Inc. | common | 45336E109 | 11,560 | 1,300,365 | SH | SOLE | 1,300,365 | 0 | 0 | ||
Cellectar Biosciences @4.68 2/ | warrants | 15117F203 | 77 | 106,600 | SH | SOLE | 106,600 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 103 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Overland Storage, Inc. 20% of | Rights | 999999999 | 2,250 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 |