The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARI Network Services, Inc. | common | 001930205 | 2,115 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ASV Holdings Inc. | common | BBG00GLTQ | 5,909 | 725,000 | SH | SOLE | 725,000 | 0 | 0 | ||
Achaogen, Inc. | common | 004449104 | 2,829 | 130,200 | SH | SOLE | 130,200 | 0 | 0 | ||
Adesto Technologies Corp. | common | 00687D101 | 8,190 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
Adverum Biotechnologies, Inc. | common | 00773U108 | 500 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 4,998 | 1,332,890 | SH | SOLE | 1,332,890 | 0 | 0 | ||
Aerovironment, Inc. | common | 008073108 | 12,731 | 333,272 | SH | SOLE | 333,272 | 0 | 0 | ||
American Superconductor, Corp. | common | 030111207 | 7,018 | 1,519,124 | SH | SOLE | 1,519,124 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 18,331 | 1,460,637 | SH | SOLE | 1,460,637 | 0 | 0 | ||
Aratana Therapeutics, Inc. | common | 03874P101 | 11,478 | 1,587,620 | SH | SOLE | 1,587,620 | 0 | 0 | ||
Ardelyx, Inc. | common | 039697107 | 510 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Asure Software, Inc. | common | 04649U102 | 2,595 | 177,624 | SH | SOLE | 177,624 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 3,676 | 852,985 | SH | SOLE | 852,985 | 0 | 0 | ||
Aurinia Pharmaceuticals Inc. | common | 05156V102 | 2,161 | 352,500 | SH | SOLE | 352,500 | 0 | 0 | ||
Avinger, Inc. | common | 053734109 | 516 | 1,150,000 | SH | SOLE | 1,150,000 | 0 | 0 | ||
AxoGen, Inc. | common | 05463X106 | 5,645 | 337,006 | SH | SOLE | 337,006 | 0 | 0 | ||
Bazaarvoice Inc. | common | 073271108 | 3,189 | 644,230 | SH | SOLE | 644,230 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 3,318 | 99,189 | SH | SOLE | 99,189 | 0 | 0 | ||
Boingo Wireless, Inc. | common | 09739C102 | 5,305 | 354,591 | SH | SOLE | 354,591 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T108 | 7,270 | 1,442,434 | SH | SOLE | 1,442,434 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 39,857 | 876,931 | SH | SOLE | 876,931 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 3,196 | 288,700 | SH | SOLE | 288,700 | 0 | 0 | ||
Christopher & Banks Corp. | common | 171046105 | 982 | 749,960 | SH | SOLE | 749,960 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 9,125 | 430,000 | SH | SOLE | 430,000 | 0 | 0 | ||
Clearside Biomedical, Inc. | common | 185063104 | 3,657 | 401,433 | SH | SOLE | 401,433 | 0 | 0 | ||
Corium International Inc. | common | 21887L107 | 16,984 | 2,276,700 | SH | SOLE | 2,276,700 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 8,626 | 743,639 | SH | SOLE | 743,639 | 0 | 0 | ||
Determine, Inc. | common | 250660107 | 3,871 | 1,455,220 | SH | SOLE | 1,455,220 | 0 | 0 | ||
Digimarc Corporation | common | 25381B101 | 2,169 | 54,023 | SH | SOLE | 54,023 | 0 | 0 | ||
ESSA Pharma Inc. | common | 29668H104 | 792 | 1,440,269 | SH | SOLE | 1,440,269 | 0 | 0 | ||
Enservco Corp | common | 29358Y102 | 1,202 | 3,839,415 | SH | SOLE | 3,839,415 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T101 | 15,104 | 755,954 | SH | SOLE | 755,954 | 0 | 0 | ||
Female Health Co. | common | 314462102 | 630 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Five Prime Therapeutics, Inc. | common | 33830X104 | 3,011 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Health Insurance Innovations, | common | 42225K106 | 2,546 | 108,347 | SH | SOLE | 108,347 | 0 | 0 | ||
IZEA Inc. (F4) | common | 46603N202 | 1,945 | 1,018,216 | SH | SOLE | 1,018,216 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622104 | 2,828 | 1,346,635 | SH | SOLE | 1,346,635 | 0 | 0 | ||
Identiv, Inc. | common | 45170X205 | 3,293 | 627,271 | SH | SOLE | 627,271 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 23,694 | 487,024 | SH | SOLE | 487,024 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 2,544 | 1,413,201 | SH | SOLE | 1,413,201 | 0 | 0 | ||
Intellicheck Mobilisa, Inc. | common | 45817G201 | 6,318 | 1,628,341 | SH | SOLE | 1,628,341 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 3,330 | 535,369 | SH | SOLE | 535,369 | 0 | 0 | ||
Juniper Pharmaceuticals, Inc | common | 48203L107 | 505 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 24,765 | 6,675,282 | SH | SOLE | 6,675,282 | 0 | 0 | ||
Kornit Digital Ltd., Israel | common | M6372Q113 | 6,774 | 350,098 | SH | SOLE | 350,098 | 0 | 0 | ||
Kratos Defense & Security Solu | common | 50077B207 | 389 | 32,807 | SH | SOLE | 32,807 | 0 | 0 | ||
LRAD Corporation | common | 50213V109 | 6,743 | 3,989,757 | SH | SOLE | 3,989,757 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 20,743 | 664,428 | SH | SOLE | 664,428 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 22,149 | 2,013,578 | SH | SOLE | 2,013,578 | 0 | 0 | ||
Loxo Oncology, Inc. | common | 548862101 | 12,830 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
MCBC Holdings, Inc. | common | 55276F107 | 8,274 | 423,232 | SH | SOLE | 423,232 | 0 | 0 | ||
Manitex Int'l Inc. | common | 563420108 | 3,404 | 487,682 | SH | SOLE | 487,682 | 0 | 0 | ||
MaxLinear, Inc. | common | 57776J100 | 7,251 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
Microvision, Inc. | common | 594960106 | 13,997 | 6,602,231 | SH | SOLE | 6,602,231 | 0 | 0 | ||
NTN Buzztime, Inc. | common | 629410309 | 2,204 | 324,191 | SH | SOLE | 324,191 | 0 | 0 | ||
NV5 Global Inc. | common | 62945V109 | 1,452 | 34,156 | SH | SOLE | 34,156 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 17,492 | 2,265,838 | SH | SOLE | 2,265,838 | 0 | 0 | ||
Neonode, Inc. | common | 64051M402 | 3,376 | 3,126,315 | SH | SOLE | 3,126,315 | 0 | 0 | ||
Netlist, Inc. | common | 64118P109 | 5,671 | 5,560,089 | SH | SOLE | 5,560,089 | 0 | 0 | ||
Ooma,Inc. | common | 683416101 | 10,752 | 1,343,950 | SH | SOLE | 1,343,950 | 0 | 0 | ||
Opko Health Inc. | common | 68375N103 | 2,303 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
OvaScience, Inc. | common | 69014Q101 | 234 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 1,943 | 274,399 | SH | SOLE | 274,399 | 0 | 0 | ||
Park Electrochemical Corp. | common | 700416209 | 3,629 | 197,000 | SH | SOLE | 197,000 | 0 | 0 | ||
Pfenex, Inc. | common | 717071104 | 2,259 | 563,255 | SH | SOLE | 563,255 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 12,889 | 1,560,394 | SH | SOLE | 1,560,394 | 0 | 0 | ||
RADCOM Ltd. | common | M81865111 | 610 | 31,500 | SH | SOLE | 31,500 | 0 | 0 | ||
Rand logistics Inc. | common | 752182105 | 128 | 328,835 | SH | SOLE | 328,835 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 4,973 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
Revolution Lighting Technologi | common | 76155G107 | 6,095 | 924,941 | SH | SOLE | 924,941 | 0 | 0 | ||
Roka Bioscience Inc. | common | BBG000P8K | 352 | 132,297 | SH | SOLE | 132,297 | 0 | 0 | ||
Saia, Inc. | common | 78709Y105 | 769 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Sensus Healthcare, Inc | common | 81728J109 | 1,978 | 491,938 | SH | SOLE | 491,938 | 0 | 0 | ||
Sequans Communications - ADR | common | 817323108 | 25,577 | 7,727,240 | SH | SOLE | 7,727,240 | 0 | 0 | ||
SharpSpring, Inc. | common | 784589202 | 2,404 | 530,734 | SH | SOLE | 530,734 | 0 | 0 | ||
Sierra Oncology, Inc. | common | 74346L101 | 585 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
Syros Pharmaceuticals, Inc. | common | 87184Q107 | 1,957 | 121,624 | SH | SOLE | 121,624 | 0 | 0 | ||
Tactile Systems Technology, | common | 87357P100 | 15,719 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
The Meet Group, Inc. | common | 585141104 | 728 | 144,096 | SH | SOLE | 144,096 | 0 | 0 | ||
Trillium Therapeutics Corp. | common | 89620X100 | 4,415 | 1,003,522 | SH | SOLE | 1,003,522 | 0 | 0 | ||
Tuesday Morning Corporation | common | 899035505 | 1,235 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 16,312 | 870,000 | SH | SOLE | 870,000 | 0 | 0 | ||
Verastem, Inc. | common | 92337C104 | 109 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Vocera Communications, Inc. | common | 92857F107 | 12,784 | 483,857 | SH | SOLE | 483,857 | 0 | 0 | ||
XCel Brands Inc. | common | 98400M101 | 1,312 | 430,002 | SH | SOLE | 430,002 | 0 | 0 | ||
Xactly Corporation | common | 98386L101 | 734 | 46,928 | SH | SOLE | 46,928 | 0 | 0 | ||
Xplore Technologies, Corp. | common | 983950700 | 301 | 154,521 | SH | SOLE | 154,521 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 2,121 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 7,989 | 3,261,000 | SH | SOLE | 3,261,000 | 0 | 0 | ||
Cellectar Biosciences @4.68 8/ | warrants | 15117F203 | 23 | 106,600 | SH | SOLE | 106,600 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 11 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Sensus Healthcare, Inc @6.75 6 | warrants | 81728J117 | 297 | 494,939 | SH | SOLE | 494,939 | 0 | 0 |