The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASV Holdings Inc. | common | 00215L104 | 4,195 | 514,143 | SH | SOLE | 514,143 | 0 | 0 | ||
Achaogen, Inc. | common | 004449104 | 1,917 | 120,200 | SH | SOLE | 120,200 | 0 | 0 | ||
Adesto Technologies Corp. | common | 00687D101 | 14,132 | 1,800,200 | SH | SOLE | 1,800,200 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 5,841 | 1,428,131 | SH | SOLE | 1,428,131 | 0 | 0 | ||
Aerovironment, Inc. | common | 008073108 | 8,368 | 154,621 | SH | SOLE | 154,621 | 0 | 0 | ||
American Superconductor, Corp. | common | 030111207 | 2,739 | 603,364 | SH | SOLE | 603,364 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 10,147 | 1,481,378 | SH | SOLE | 1,481,378 | 0 | 0 | ||
Aratana Therapeutics, Inc. | common | 03874P101 | 9,578 | 1,562,517 | SH | SOLE | 1,562,517 | 0 | 0 | ||
Asure Software, Inc. | common | 04649U102 | 3,411 | 274,667 | SH | SOLE | 274,667 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 3,262 | 838,585 | SH | SOLE | 838,585 | 0 | 0 | ||
Aurinia Pharmaceuticals Inc. | common | 05156V102 | 2,210 | 352,500 | SH | SOLE | 352,500 | 0 | 0 | ||
AxoGen, Inc. | common | 05463X106 | 6,521 | 337,006 | SH | SOLE | 337,006 | 0 | 0 | ||
Bazaarvoice Inc. | common | 073271108 | 3,189 | 644,230 | SH | SOLE | 644,230 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 3,273 | 99,189 | SH | SOLE | 99,189 | 0 | 0 | ||
Boingo Wireless, Inc. | common | 09739C102 | 7,563 | 353,891 | SH | SOLE | 353,891 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T207 | 4,590 | 1,416,734 | SH | SOLE | 1,416,734 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 35,878 | 838,277 | SH | SOLE | 838,277 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 3,147 | 288,700 | SH | SOLE | 288,700 | 0 | 0 | ||
Celcuity Inc. | common | 15102K100 | 3,672 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Christopher & Banks Corp. | common | 171046105 | 1,020 | 749,960 | SH | SOLE | 749,960 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 8,544 | 430,000 | SH | SOLE | 430,000 | 0 | 0 | ||
Clearside Biomedical, Inc. | common | 185063104 | 893 | 102,224 | SH | SOLE | 102,224 | 0 | 0 | ||
Corium International Inc. | common | 21887L107 | 25,484 | 2,300,000 | SH | SOLE | 2,300,000 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 9,667 | 743,639 | SH | SOLE | 743,639 | 0 | 0 | ||
Daseke Inc. | common | 23753F107 | 522 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Dermira, Inc. | common | 24983L104 | 2,025 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Determine, Inc. | common | 250660107 | 3,121 | 1,455,220 | SH | SOLE | 1,455,220 | 0 | 0 | ||
Digimarc Corporation | common | 25381B101 | 2,460 | 67,223 | SH | SOLE | 67,223 | 0 | 0 | ||
Enservco Corp | common | 29358Y102 | 2,101 | 3,938,797 | SH | SOLE | 3,938,797 | 0 | 0 | ||
Everspin Technology, Inc. | common | 3041T1014 | 11,725 | 686,075 | SH | SOLE | 686,075 | 0 | 0 | ||
Female Health Company | common | 92536C103 | 1,590 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Five Prime Therapeutics, Inc. | common | 33830X104 | 4,091 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Form Holdings Corporation | common | 34634E102 | 4,106 | 2,953,745 | SH | SOLE | 2,953,745 | 0 | 0 | ||
Great Lakes Dredge & Dock Co. | common | 390607109 | 531 | 109,391 | SH | SOLE | 109,391 | 0 | 0 | ||
IZEA Inc. | common | 46603N301 | 3,857 | 543,216 | SH | SOLE | 543,216 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622104 | 2,102 | 811,635 | SH | SOLE | 811,635 | 0 | 0 | ||
Identiv, Inc. | common | 45170X205 | 3,231 | 696,325 | SH | SOLE | 696,325 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 20,419 | 490,724 | SH | SOLE | 490,724 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 3,041 | 1,483,656 | SH | SOLE | 1,483,656 | 0 | 0 | ||
Intellicheck Mobilisa, Inc. | common | 45817G201 | 4,297 | 1,491,896 | SH | SOLE | 1,491,896 | 0 | 0 | ||
Invitae Corp. | common | 461852103 | 187 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 2,560 | 384,969 | SH | SOLE | 384,969 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 27,742 | 6,652,845 | SH | SOLE | 6,652,845 | 0 | 0 | ||
Kornit Digital Ltd., Israel | common | M6372Q113 | 5,358 | 350,198 | SH | SOLE | 350,198 | 0 | 0 | ||
Kratos Defense & Security Solu | common | 50077B207 | 228 | 17,407 | SH | SOLE | 17,407 | 0 | 0 | ||
LRAD Corporation | common | 50213V109 | 8,498 | 3,989,757 | SH | SOLE | 3,989,757 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 21,021 | 561,768 | SH | SOLE | 561,768 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 27,284 | 2,013,578 | SH | SOLE | 2,013,578 | 0 | 0 | ||
Loxo Oncology, Inc. | common | 548862101 | 11,515 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
MCBC Holdings, Inc. | common | 55276F107 | 7,052 | 346,008 | SH | SOLE | 346,008 | 0 | 0 | ||
Magal Security Sys Ltd (Israel | common | 2544056US | 50 | 10,450 | SH | SOLE | 10,450 | 0 | 0 | ||
Manitex Int'l Inc. | common | 563420108 | 4,379 | 487,682 | SH | SOLE | 487,682 | 0 | 0 | ||
MaxLinear, Inc. | common | 57776J100 | 6,175 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
Microvision, Inc. | common | 594960304 | 20,342 | 7,317,231 | SH | SOLE | 7,317,231 | 0 | 0 | ||
NTN Buzztime, Inc. | common | 629410606 | 1,905 | 311,076 | SH | SOLE | 311,076 | 0 | 0 | ||
NV5 Global Inc. | common | 62945V109 | 1,375 | 25,156 | SH | SOLE | 25,156 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 13,640 | 2,453,258 | SH | SOLE | 2,453,258 | 0 | 0 | ||
Neonode, Inc. | common | 64051M402 | 3,945 | 3,082,079 | SH | SOLE | 3,082,079 | 0 | 0 | ||
Netlist, Inc. | common | 64118P109 | 5,078 | 6,909,089 | SH | SOLE | 6,909,089 | 0 | 0 | ||
Ooma,Inc. | common | 683416101 | 14,212 | 1,347,149 | SH | SOLE | 1,347,149 | 0 | 0 | ||
Opko Health Inc. | common | 68375N103 | 1,749 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | ||
OvaScience, Inc. | common | 69014Q101 | 213 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 1,729 | 274,399 | SH | SOLE | 274,399 | 0 | 0 | ||
Park Electrochemical Corp. | common | 700416209 | 3,644 | 197,000 | SH | SOLE | 197,000 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 13,029 | 1,560,394 | SH | SOLE | 1,560,394 | 0 | 0 | ||
RADCOM Ltd. | common | M81865111 | 1,100 | 52,265 | SH | SOLE | 52,265 | 0 | 0 | ||
Reata Pharmaceuticals, Inc. | common | 75615P103 | 4,966 | 159,665 | SH | SOLE | 159,665 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 4,637 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
Revolution Lighting Technologi | common | 76155G206 | 2,638 | 405,846 | SH | SOLE | 405,846 | 0 | 0 | ||
Saia, Inc. | common | 78709Y105 | 814 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
Sensus Healthcare, Inc | common | 81728J109 | 2,450 | 491,938 | SH | SOLE | 491,938 | 0 | 0 | ||
Sequans Communications - ADR | common | 817323108 | 24,264 | 7,727,240 | SH | SOLE | 7,727,240 | 0 | 0 | ||
SharpSpring, Inc. | common | 820054104 | 1,725 | 530,734 | SH | SOLE | 530,734 | 0 | 0 | ||
Syros Pharmaceuticals, Inc. | common | 87184Q107 | 1,840 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Tactile Systems Technology, In | common | 87357P100 | 14,911 | 481,773 | SH | SOLE | 481,773 | 0 | 0 | ||
The Meet Group, Inc. | common | 58513U101 | 361 | 99,096 | SH | SOLE | 99,096 | 0 | 0 | ||
Trillium Therapeutics Corp. Ca | common | 89620X506 | 5,560 | 1,079,618 | SH | SOLE | 1,079,618 | 0 | 0 | ||
Tuesday Morning Corporation | common | 899035505 | 2,080 | 650,100 | SH | SOLE | 650,100 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 22,864 | 746,716 | SH | SOLE | 746,716 | 0 | 0 | ||
Vocera Communications, Inc. | common | 92857F107 | 13,356 | 425,759 | SH | SOLE | 425,759 | 0 | 0 | ||
XCel Brands Inc. | common | 98400M101 | 1,591 | 430,002 | SH | SOLE | 430,002 | 0 | 0 | ||
Xplore Technologies, Corp. | common | 983950700 | 544 | 154,521 | SH | SOLE | 154,521 | 0 | 0 | ||
YogaWorks, Inc. | common | 986005106 | 221 | 79,790 | SH | SOLE | 79,790 | 0 | 0 | ||
Zealand Pharma A/S ADR (Denmar | common | 98920Y304 | 5,380 | 280,201 | SH | SOLE | 280,201 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 2,244 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 7,337 | 3,261,000 | SH | SOLE | 3,261,000 | 0 | 0 | ||
Cellectar Biosciences @4.68 8/ | warrants | 15117F203 | 17 | 106,600 | SH | SOLE | 106,600 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 16 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Sensus Healthcare, Inc @6.75 6 | warrants | 81728J117 | 287 | 494,939 | SH | SOLE | 494,939 | 0 | 0 |