The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adesto Technologies Corp. | common | 00687D101 | 16,652 | 2,798,612 | SH | SOLE | 2,798,612 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 4,001 | 1,802,226 | SH | SOLE | 1,802,226 | 0 | 0 | ||
American Superconductor | common | 030111207 | 10,398 | 1,496,068 | SH | SOLE | 1,496,068 | 0 | 0 | ||
Amyris Inc. | common | 03236M200 | 5,876 | 740,000 | SH | SOLE | 740,000 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 5,102 | 1,977,430 | SH | SOLE | 1,977,430 | 0 | 0 | ||
Aspen Group, Inc. | common | 04530L203 | 3,252 | 478,296 | SH | SOLE | 478,296 | 0 | 0 | ||
Asure Software, Inc. | common | 04649U102 | 6,202 | 499,327 | SH | SOLE | 499,327 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 5,299 | 886,062 | SH | SOLE | 886,062 | 0 | 0 | ||
AxoGen, Inc. | common | 05463X106 | 8,709 | 236,348 | SH | SOLE | 236,348 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 4,834 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Biofrontera AG (Germany) | common | 09075G105 | 4,111 | 302,418 | SH | SOLE | 302,418 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T207 | 2,555 | 1,171,834 | SH | SOLE | 1,171,834 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 20,675 | 719,123 | SH | SOLE | 719,123 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 1,595 | 259,414 | SH | SOLE | 259,414 | 0 | 0 | ||
CareDx, Inc. | common | 14167L103 | 8,972 | 311,002 | SH | SOLE | 311,002 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 5,376 | 720,689 | SH | SOLE | 720,689 | 0 | 0 | ||
Christopher & Banks Corp. | common | 171046105 | 417 | 547,960 | SH | SOLE | 547,960 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 10,065 | 349,845 | SH | SOLE | 349,845 | 0 | 0 | ||
Clearside Biomedical, Inc. | common | 185063104 | 5,382 | 875,126 | SH | SOLE | 875,126 | 0 | 0 | ||
Corium International Inc. | common | 21887L107 | 21,537 | 2,264,661 | SH | SOLE | 2,264,661 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 9,224 | 775,140 | SH | SOLE | 775,140 | 0 | 0 | ||
Del Frisco's Restaurant Group | common | 245077102 | 513 | 61,818 | SH | SOLE | 61,818 | 0 | 0 | ||
Destination XL Group, Inc. | common | 25065K104 | 664 | 265,461 | SH | SOLE | 265,461 | 0 | 0 | ||
Determine, Inc. | common | 250660107 | 1,033 | 1,455,220 | SH | SOLE | 1,455,220 | 0 | 0 | ||
Digimarc Corporation | common | 25381B101 | 1,377 | 43,772 | SH | SOLE | 43,772 | 0 | 0 | ||
Electrocore, LLC | common | 28531P103 | 4,341 | 310,062 | SH | SOLE | 310,062 | 0 | 0 | ||
Enservco Corp | common | 29358Y102 | 3,202 | 4,053,300 | SH | SOLE | 4,053,300 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 12,473 | 1,624,042 | SH | SOLE | 1,624,042 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 3,234 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
Graham Corp. | common | 384556106 | 2,747 | 97,507 | SH | SOLE | 97,507 | 0 | 0 | ||
IZEA Worldwide, Inc. | common | 46604H105 | 817 | 514,029 | SH | SOLE | 514,029 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622104 | 557 | 874,300 | SH | SOLE | 874,300 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 9,439 | 380,283 | SH | SOLE | 380,283 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 5,526 | 1,700,270 | SH | SOLE | 1,700,270 | 0 | 0 | ||
Inspired Entertainment, Inc. | common | 45782N108 | 6,737 | 1,104,483 | SH | SOLE | 1,104,483 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 1,801 | 334,769 | SH | SOLE | 334,769 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 16,006 | 6,614,094 | SH | SOLE | 6,614,094 | 0 | 0 | ||
Kornit Digital Ltd., Israel | common | M6372Q113 | 6,563 | 299,688 | SH | SOLE | 299,688 | 0 | 0 | ||
LRAD Corporation | common | 50213V109 | 15,149 | 4,950,706 | SH | SOLE | 4,950,706 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 12,784 | 330,000 | SH | SOLE | 330,000 | 0 | 0 | ||
LiqTech International Inc. | common | 53632A102 | 2,856 | 1,720,568 | SH | SOLE | 1,720,568 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 37,930 | 1,461,659 | SH | SOLE | 1,461,659 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 10,492 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
Loxo Oncology, Inc. | common | 548862101 | 11,958 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
MCBC Holdings, Inc. | common | 55276F107 | 7,983 | 222,500 | SH | SOLE | 222,500 | 0 | 0 | ||
Magal Security Sys Ltd(Israel) | common | 2544056US | 2,123 | 377,784 | SH | SOLE | 377,784 | 0 | 0 | ||
Manitex Int'l Inc. | common | 563420108 | 3,620 | 343,825 | SH | SOLE | 343,825 | 0 | 0 | ||
MaxLinear, Inc. | common | 57776J100 | 2,386 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
Maxwell Technologies, Inc. | common | 577767106 | 8,488 | 2,431,963 | SH | SOLE | 2,431,963 | 0 | 0 | ||
Microvision, Inc. | common | 594960304 | 9,063 | 7,489,678 | SH | SOLE | 7,489,678 | 0 | 0 | ||
NTN Buzztime, Inc. | common | 629410606 | 1,269 | 285,112 | SH | SOLE | 285,112 | 0 | 0 | ||
NV5 Global Inc. | common | 62945V109 | 1,300 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 19,681 | 2,371,183 | SH | SOLE | 2,371,183 | 0 | 0 | ||
Neuronetics, Inc. | common | 64131A105 | 4,007 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Nuvectra Corporation | common | 67075N108 | 5,495 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
OPKO Health Inc. | common | 68375N103 | 2,076 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Ooma,Inc. | common | 683416101 | 21,933 | 1,321,281 | SH | SOLE | 1,321,281 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U105 | 24,623 | 1,367,925 | SH | SOLE | 1,367,925 | 0 | 0 | ||
OrthoPediatrics, Corp. | common | 68752L100 | 16,833 | 459,418 | SH | SOLE | 459,418 | 0 | 0 | ||
OvaScience, Inc. | common | 69014Q101 | 219 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 1,276 | 274,399 | SH | SOLE | 274,399 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 7,748 | 1,047,058 | SH | SOLE | 1,047,058 | 0 | 0 | ||
QuickLogic Corp. | common | 74837P108 | 2,700 | 2,700,000 | SH | SOLE | 2,700,000 | 0 | 0 | ||
RADCOM Ltd. | common | M81865111 | 4,372 | 388,662 | SH | SOLE | 388,662 | 0 | 0 | ||
Reata Pharmaceuticals, Inc. | common | 75615P103 | 5,723 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Reed's, Inc. | common | 758338107 | 2,857 | 879,112 | SH | SOLE | 879,112 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 6,711 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
SITO Mobile Ltd. | common | 82988R203 | 538 | 302,495 | SH | SOLE | 302,495 | 0 | 0 | ||
Saia, Inc. | common | 78709Y105 | 918 | 12,010 | SH | SOLE | 12,010 | 0 | 0 | ||
Sensus Healthcare, Inc | common | 81728J109 | 5,547 | 661,938 | SH | SOLE | 661,938 | 0 | 0 | ||
Sequans Communications - ADR | common | 817323108 | 13,155 | 9,264,157 | SH | SOLE | 9,264,157 | 0 | 0 | ||
SharpSpring, Inc. | common | 820054104 | 7,164 | 511,006 | SH | SOLE | 511,006 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 5,680 | 540,474 | SH | SOLE | 540,474 | 0 | 0 | ||
Sutro Biopharma, Inc. | common | 869367102 | 1,672 | 111,483 | SH | SOLE | 111,483 | 0 | 0 | ||
Tactile Systems Technology | common | 87357P100 | 15,824 | 222,714 | SH | SOLE | 222,714 | 0 | 0 | ||
Trillium Therapeutics Inc. | common | 89620X506 | 4,067 | 701,138 | SH | SOLE | 701,138 | 0 | 0 | ||
Tuesday Morning Corporation | common | 899035505 | 4,211 | 1,315,839 | SH | SOLE | 1,315,839 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 10,360 | 519,543 | SH | SOLE | 519,543 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 9,538 | 760,000 | SH | SOLE | 760,000 | 0 | 0 | ||
Veru,Inc. | common | 92536C103 | 1,420 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
Vivint Solar Inc. | common | 92854q106 | 2,145 | 412,556 | SH | SOLE | 412,556 | 0 | 0 | ||
Yatra Online, Inc. (India) | common | 999999999 | 3,348 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Zafgen Inc. | common | 98885E102 | 8,229 | 703,977 | SH | SOLE | 703,977 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 7,205 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 8,144 | 5,429,524 | SH | SOLE | 5,429,524 | 0 | 0 | ||
scPharmaceuticals, Inc. | common | 810648105 | 2,758 | 469,799 | SH | SOLE | 469,799 | 0 | 0 | ||
Ideal Power, Inc. Series A PS | preferred | 999999999 | 516 | 810,000 | SH | SOLE | 810,000 | 0 | 0 | ||
Ideal Power, Inc. Series A PS | preferred | 999999999 | 451 | 708,430 | SH | SOLE | 708,430 | 0 | 0 | ||
Cellectar Biosciences @4.68 8/ | warrants | 15117F203 | 9 | 106,600 | SH | SOLE | 106,600 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 7 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Sensus Healthcare, Inc @6.75 7 | warrants | 81728J117 | 1,079 | 494,939 | SH | SOLE | 494,939 | 0 | 0 |