The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adesto Technologies Corporatio | common | 00687D101 | 12,227 | 2,778,968 | SH | SOLE | 2,778,968 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 2,677 | 1,898,524 | SH | SOLE | 1,898,524 | 0 | 0 | ||
American Superconductor Corpor | common | 030111207 | 15,447 | 1,385,341 | SH | SOLE | 1,385,341 | 0 | 0 | ||
Amyris, Inc. | common | 03236M200 | 1,684 | 504,250 | SH | SOLE | 504,250 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 3,573 | 1,963,386 | SH | SOLE | 1,963,386 | 0 | 0 | ||
Aspen Group, Inc. | common | 04530L203 | 2,544 | 464,156 | SH | SOLE | 464,156 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 4,189 | 1,459,450 | SH | SOLE | 1,459,450 | 0 | 0 | ||
AxoGen, Inc. | common | 05463X106 | 4,546 | 222,500 | SH | SOLE | 222,500 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 4,479 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Biofrontera AG ADR (Germany) | common | 09075G105 | 3,541 | 302,418 | SH | SOLE | 302,418 | 0 | 0 | ||
Boingo Wireless, Inc. | common | 09739C102 | 3,533 | 171,741 | SH | SOLE | 171,741 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T207 | 1,523 | 1,171,834 | SH | SOLE | 1,171,834 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 16,357 | 740,477 | SH | SOLE | 740,477 | 0 | 0 | ||
CPI Aerostructures, Inc. | common | 125919308 | 3,685 | 578,438 | SH | SOLE | 578,438 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 921 | 259,414 | SH | SOLE | 259,414 | 0 | 0 | ||
CareDx, Inc. | common | 14167L103 | 7,819 | 311,002 | SH | SOLE | 311,002 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 8,388 | 1,135,111 | SH | SOLE | 1,135,111 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 7,051 | 345,808 | SH | SOLE | 345,808 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 8,682 | 775,140 | SH | SOLE | 775,140 | 0 | 0 | ||
Del Frisco's Restaurant Group | common | 245077102 | 1,156 | 161,718 | SH | SOLE | 161,718 | 0 | 0 | ||
Destination XL Group, Inc. | common | 25065K104 | 619 | 285,176 | SH | SOLE | 285,176 | 0 | 0 | ||
Determine, Inc. | common | 250660107 | 335 | 1,455,220 | SH | SOLE | 1,455,220 | 0 | 0 | ||
Digimarc Corporation | common | 25381B101 | 635 | 43,772 | SH | SOLE | 43,772 | 0 | 0 | ||
Electrocore, LLC | common | 28531P103 | 1,684 | 268,997 | SH | SOLE | 268,997 | 0 | 0 | ||
Enservco Corporation | common | 29358Y102 | 1,560 | 4,217,450 | SH | SOLE | 4,217,450 | 0 | 0 | ||
Eton Pharmaceuticals, Inc. | common | 29772L108 | 2,601 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 8,879 | 1,582,742 | SH | SOLE | 1,582,742 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 3,388 | 327,034 | SH | SOLE | 327,034 | 0 | 0 | ||
Graham Corp. | common | 384556106 | 3,406 | 149,146 | SH | SOLE | 149,146 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622104 | 202 | 823,399 | SH | SOLE | 823,399 | 0 | 0 | ||
Immersion Corporation | common | 452521107 | 340 | 37,896 | SH | SOLE | 37,896 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 8,686 | 596,949 | SH | SOLE | 596,949 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 5,849 | 1,700,270 | SH | SOLE | 1,700,270 | 0 | 0 | ||
Inspired Entertainment, Inc. | common | 45782N108 | 4,702 | 979,483 | SH | SOLE | 979,483 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 1,249 | 334,769 | SH | SOLE | 334,769 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 6,558 | 6,564,694 | SH | SOLE | 6,564,694 | 0 | 0 | ||
Kornit Digital, Ltd. (Israel) | common | M6372Q113 | 5,406 | 288,796 | SH | SOLE | 288,796 | 0 | 0 | ||
LRAD Corporation | common | 50213V109 | 12,476 | 4,950,706 | SH | SOLE | 4,950,706 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 7,801 | 330,000 | SH | SOLE | 330,000 | 0 | 0 | ||
LiqTech International Inc. | common | 53632A102 | 6,352 | 4,636,182 | SH | SOLE | 4,636,182 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 26,988 | 1,430,959 | SH | SOLE | 1,430,959 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 13,984 | 609,600 | SH | SOLE | 609,600 | 0 | 0 | ||
Loxo Oncology, Inc. | common | 548862101 | 9,805 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Magal Security System, Ltd | common | 2544056US | 1,761 | 395,656 | SH | SOLE | 395,656 | 0 | 0 | ||
Manitex International, Inc. | common | 563420108 | 1,935 | 340,634 | SH | SOLE | 340,634 | 0 | 0 | ||
MasterCraft Boat Holdings Inc. | common | 57637H103 | 6,043 | 323,174 | SH | SOLE | 323,174 | 0 | 0 | ||
MaxLinear, Inc. | common | 57776J100 | 2,112 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
Maxwell Technologies, Inc. | common | 577767106 | 5,953 | 2,876,067 | SH | SOLE | 2,876,067 | 0 | 0 | ||
Microvision, Inc. | common | 594960304 | 4,926 | 8,157,718 | SH | SOLE | 8,157,718 | 0 | 0 | ||
Millendo Therapeutics, Inc. | common | 60040X103 | 159 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NV5 Global, Inc. | common | 62945V109 | 908 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 15,098 | 2,330,000 | SH | SOLE | 2,330,000 | 0 | 0 | ||
Neonode, Inc. | common | 64051M402 | 532 | 320,279 | SH | SOLE | 320,279 | 0 | 0 | ||
Neuronetics, Inc. | common | 64131A105 | 2,419 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Nuvectra Corporation | common | 67075N108 | 4,397 | 269,089 | SH | SOLE | 269,089 | 0 | 0 | ||
OPKO Health, Inc. | common | 68375N103 | 1,806 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Ooma,Inc. | common | 683416101 | 17,998 | 1,296,706 | SH | SOLE | 1,296,706 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U105 | 15,006 | 1,367,925 | SH | SOLE | 1,367,925 | 0 | 0 | ||
OrthoPediatrics, Corp. | common | 68752L100 | 16,896 | 484,418 | SH | SOLE | 484,418 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 1,177 | 274,399 | SH | SOLE | 274,399 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 5,629 | 1,097,306 | SH | SOLE | 1,097,306 | 0 | 0 | ||
QuickLogic Corp. | common | 74837P108 | 1,928 | 2,626,153 | SH | SOLE | 2,626,153 | 0 | 0 | ||
RADCOM, Ltd. | common | M81865111 | 3,705 | 499,298 | SH | SOLE | 499,298 | 0 | 0 | ||
Reata Pharmaceuticals, Inc. | common | 75615P103 | 4,207 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Reed's, Inc. | common | 758338107 | 1,675 | 809,202 | SH | SOLE | 809,202 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 6,382 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
Sequans Communications - ADR | common | 817323108 | 7,188 | 9,214,784 | SH | SOLE | 9,214,784 | 0 | 0 | ||
SharpSpring, Inc. | common | 820054104 | 6,505 | 511,006 | SH | SOLE | 511,006 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 3,223 | 524,025 | SH | SOLE | 524,025 | 0 | 0 | ||
Tactile Systems Technology | common | 87357P100 | 8,300 | 182,208 | SH | SOLE | 182,208 | 0 | 0 | ||
Tuesday Morning Corporation | common | 899035505 | 2,723 | 1,601,989 | SH | SOLE | 1,601,989 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 7,414 | 519,543 | SH | SOLE | 519,543 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 7,284 | 860,000 | SH | SOLE | 860,000 | 0 | 0 | ||
Veru,Inc. | common | 92536C103 | 1,400 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
Vivint Solar, Inc. | common | 92854q106 | 2,687 | 705,354 | SH | SOLE | 705,354 | 0 | 0 | ||
Yatra Online, Inc. (India) | common | 999999999 | 2,457 | 611,100 | SH | SOLE | 611,100 | 0 | 0 | ||
Zafgen, Inc. | common | 98885E102 | 3,485 | 703,977 | SH | SOLE | 703,977 | 0 | 0 | ||
Zealand Pharma A/S (Denmark) | common | 999999999 | 5,189 | 410,185 | SH | SOLE | 410,185 | 0 | 0 | ||
Zealand Pharma A/S ADR(Denmark | common | 98920Y304 | 232 | 19,981 | SH | SOLE | 19,981 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 9,127 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 5,592 | 5,429,524 | SH | SOLE | 5,429,524 | 0 | 0 | ||
scPharmaceuticals, Inc. | common | 810648105 | 1,555 | 413,504 | SH | SOLE | 413,504 | 0 | 0 | ||
voxeljet AG, ADR (Germany) | common | 92912L107 | 4,736 | 2,785,927 | SH | SOLE | 2,785,927 | 0 | 0 | ||
Ideal Power, Inc. Series A PS | preferred | 999999999 | 199 | 810,000 | SH | SOLE | 810,000 | 0 | 0 | ||
Ideal Power, Inc. Series A PS | preferred | 999999999 | 174 | 708,430 | SH | SOLE | 708,430 | 0 | 0 | ||
Cellectar Biosciences @4.68 8/ | warrants | 15117F203 | 5 | 106,600 | SH | SOLE | 106,600 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 8 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Ideal Power @2.41 9/4/17-3/3/2 | warrants | 999999999 | 2 | 1,183,430 | SH | SOLE | 1,183,430 | 0 | 0 | ||
Neonode (Pre-fund $1) @.10 no | warrants | 999999999 | 562 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
Neonode Inc @11.20 2/17/17-2/1 | warrants | 999999999 | 64 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Sensus Healthcare, Inc @6.75 7 | warrants | 81728J117 | 480 | 494,939 | SH | SOLE | 494,939 | 0 | 0 | ||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 7,848 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
eMagin Corporation @1.55 1/29/ | warrants | 999999999 | 205 | 890,000 | SH | SOLE | 890,000 | 0 | 0 | ||
eMagin Corporation @2.45 5/24/ | warrants | 999999999 | 244 | 1,625,000 | SH | SOLE | 1,625,000 | 0 | 0 | ||
Corium International CVR rcv $ | rights | 999999999 | 403 | 2,240,461 | SH | SOLE | 2,240,461 | 0 | 0 |