The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
908 Devices, Inc. | common | 65443P102 | 3,739,630 | 561,506 | SH | SOLE | 561,506 | 0 | 0 | ||
ADMA Biologics, Inc. | common | 000899104 | 21,479,542 | 5,999,872 | SH | SOLE | 5,999,872 | 0 | 0 | ||
Achieve Life Sciences, Inc. | common | 004468500 | 1,171,750 | 272,500 | SH | SOLE | 272,500 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 54,743,253 | 1,197,883 | SH | SOLE | 1,197,883 | 0 | 0 | ||
Aerovironment, Inc. | common | 008073108 | 7,272,648 | 65,208 | SH | SOLE | 65,208 | 0 | 0 | ||
Akoustis Technologies, Inc. | common | 00973N102 | 293,631 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | ||
Altisource Portfolio Solutions | common | L0175J104 | 1,120,392 | 280,800 | SH | SOLE | 280,800 | 0 | 0 | ||
American Public Education, Inc | common | 02913V103 | 843,463 | 169,370 | SH | SOLE | 169,370 | 0 | 0 | ||
American Superconductor Corp | common | 030111207 | 13,999,520 | 1,854,241 | SH | SOLE | 1,854,241 | 0 | 0 | ||
Applied DNA Sciences, Inc. | common | 03815U300 | 994,830 | 808,805 | SH | SOLE | 808,805 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 1,017,000 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
Arbe Robotics, Ltd.(Israel) | common | M1R95N100 | 17,971,698 | 7,713,175 | SH | SOLE | 7,713,175 | 0 | 0 | ||
Aspen Aerogels, Inc. | common | 04523Y105 | 14,289,588 | 1,661,580 | SH | SOLE | 1,661,580 | 0 | 0 | ||
Aviat Networks, Inc. | common | 05366Y201 | 3,857,537 | 123,639 | SH | SOLE | 123,639 | 0 | 0 | ||
Avid Bioservices, Inc. | common | 05368M106 | 9,439,301 | 999,926 | SH | SOLE | 999,926 | 0 | 0 | ||
Backblaze, Inc. | common | 05637B105 | 5,870,535 | 1,067,370 | SH | SOLE | 1,067,370 | 0 | 0 | ||
Beam Global | common | 07373B109 | 4,371,639 | 592,363 | SH | SOLE | 592,363 | 0 | 0 | ||
Bitcoin Depot,Inc. | common | 09174P105 | 2,464,315 | 937,002 | SH | SOLE | 937,002 | 0 | 0 | ||
Bitfarms, Ltd. (Canada) - U.S. | common | 09173B107 | 206,498 | 192,989 | SH | SOLE | 192,989 | 0 | 0 | ||
BlackSky Technology, Inc. | common | 09263B108 | 3,259,235 | 2,785,671 | SH | SOLE | 2,785,671 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 8,867,861 | 457,342 | SH | SOLE | 457,342 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 8,433,910 | 1,644,037 | SH | SOLE | 1,644,037 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 5,905,365 | 265,768 | SH | SOLE | 265,768 | 0 | 0 | ||
Clene Inc. | common | 185634102 | 2,479,500 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
Crinetics Pharmaceuticals, Inc | common | 22663K107 | 446,100 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
DHI Group, Inc. | common | 23331S100 | 1,777,860 | 581,000 | SH | SOLE | 581,000 | 0 | 0 | ||
Destination XL Group, Inc. | common | 25065K104 | 42,108,851 | 9,399,297 | SH | SOLE | 9,399,297 | 0 | 0 | ||
EMCORE Corporation | common | 290846203 | 2,502,222 | 5,262,296 | SH | SOLE | 5,262,296 | 0 | 0 | ||
ElectroCore, Inc. | common | 28531P202 | 3,340,709 | 550,364 | SH | SOLE | 550,364 | 0 | 0 | ||
Enthusiast Gaming Holdings,Inc | common | 29385B109 | 307,339 | 897,100 | SH | SOLE | 897,100 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 19,721,349 | 2,006,241 | SH | SOLE | 2,006,241 | 0 | 0 | ||
Forza X1,Inc. | common | 34988N104 | 267,695 | 334,410 | SH | SOLE | 334,410 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 2,986,193 | 1,097,865 | SH | SOLE | 1,097,865 | 0 | 0 | ||
Gambling.com Group Ltd. | common | 63R239101 | 13,581,670 | 1,038,354 | SH | SOLE | 1,038,354 | 0 | 0 | ||
Gee Group, Inc. | common | 36165A102 | 946,777 | 1,600,096 | SH | SOLE | 1,600,096 | 0 | 0 | ||
Gen Restaurant Group, Inc. | common | 36870C104 | 4,415,040 | 379,299 | SH | SOLE | 379,299 | 0 | 0 | ||
Genasys, Inc. | common | 36872P103 | 11,556,583 | 5,749,544 | SH | SOLE | 5,749,544 | 0 | 0 | ||
Gossamer Bio, Inc. | common | 38341P102 | 510,530 | 613,028 | SH | SOLE | 613,028 | 0 | 0 | ||
GrowGeneration Corp. | common | 39986L109 | 2,484,021 | 850,692 | SH | SOLE | 850,692 | 0 | 0 | ||
INVO Bioscience, Inc. | common | 44984F302 | 25,286 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622203 | 1,598,521 | 163,281 | SH | SOLE | 163,281 | 0 | 0 | ||
Immunovant, Inc. | common | 45258J102 | 1,919,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 20,109,503 | 365,428 | SH | SOLE | 365,428 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 19,280,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 10,427,030 | 8,546,746 | SH | SOLE | 8,546,746 | 0 | 0 | ||
Lantronix, Inc. | common | 516548203 | 3,390,602 | 761,933 | SH | SOLE | 761,933 | 0 | 0 | ||
LeMaitre Vascular, Inc. | common | 525558201 | 12,530,400 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
Leonardo DRS, Inc. | common | 52661A108 | 14,296,670 | 856,088 | SH | SOLE | 856,088 | 0 | 0 | ||
LightPath Technologies, Inc. | common | 532257805 | 2,646,250 | 1,825,000 | SH | SOLE | 1,825,000 | 0 | 0 | ||
Lilium N.V. (Germany) | common | N52586109 | 1,609,365 | 2,256,225 | SH | SOLE | 2,256,225 | 0 | 0 | ||
LiqTech International, Inc. | common | 53632A102 | 967,500 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 8,108,612 | 2,084,476 | SH | SOLE | 2,084,476 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 10,292,584 | 516,696 | SH | SOLE | 516,696 | 0 | 0 | ||
Lulu's Fashion Lounge Holdings | common | 55003A108 | 402,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Mobilicom Limited (Australia) | common | 60742B102 | 424,653 | 326,656 | SH | SOLE | 326,656 | 0 | 0 | ||
Movano, Inc. | common | 62459M107 | 1,487,072 | 1,364,286 | SH | SOLE | 1,364,286 | 0 | 0 | ||
Nano Dimension, Ltd. ADR (Isra | common | 63008G203 | 1,803,703 | 663,126 | SH | SOLE | 663,126 | 0 | 0 | ||
Natural Gas Services Group,Inc | common | 63886Q109 | 11,200,032 | 769,233 | SH | SOLE | 769,233 | 0 | 0 | ||
NeoGames S.A. (Luxembourg) | common | L6673X107 | 6,467,391 | 239,533 | SH | SOLE | 239,533 | 0 | 0 | ||
NeuroOne Medical Technologies | common | 64130M100 | 1,380,120 | 1,550,000 | SH | SOLE | 1,550,000 | 0 | 0 | ||
Nuvation Bio, Inc. | common | 67080N101 | 1,909,500 | 1,425,000 | SH | SOLE | 1,425,000 | 0 | 0 | ||
OPKO Health, Inc. | common | 68375N103 | 1,600,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
OncoCyte Corporation | common | 68235C107 | 2,359,245 | 719,282 | SH | SOLE | 719,282 | 0 | 0 | ||
Ooma, Inc. | common | 683416101 | 18,343,423 | 1,409,948 | SH | SOLE | 1,409,948 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U204 | 6,088,402 | 782,571 | SH | SOLE | 782,571 | 0 | 0 | ||
OrthoPediatrics Corporation | common | 68752L100 | 12,072,832 | 377,276 | SH | SOLE | 377,276 | 0 | 0 | ||
Orthofix Medical Inc. | common | 68752M108 | 7,696,234 | 598,463 | SH | SOLE | 598,463 | 0 | 0 | ||
Outbrain, Inc. | common | 69002R103 | 2,451,733 | 503,436 | SH | SOLE | 503,436 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 11,496,310 | 1,545,203 | SH | SOLE | 1,545,203 | 0 | 0 | ||
PowerFleet, Inc. | common | 73931J109 | 6,158,138 | 2,974,946 | SH | SOLE | 2,974,946 | 0 | 0 | ||
Profire Energy, Inc. | common | 74316X101 | 7,217,314 | 2,596,156 | SH | SOLE | 2,596,156 | 0 | 0 | ||
Progyny, Inc. | common | 74340E103 | 1,701,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PureTech Health PLC-ADR (Brita | common | 746237106 | 1,610,000 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Purple Innovation, Inc. | common | 74640Y106 | 393,300 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
QuickLogic Corporation | common | 74837P405 | 3,570,978 | 415,230 | SH | SOLE | 415,230 | 0 | 0 | ||
Quipt Home Medical Corp. | common | 74880P104 | 1,499,514 | 294,600 | SH | SOLE | 294,600 | 0 | 0 | ||
RADCOM, Ltd. (Israel) | common | M81865111 | 6,551,643 | 753,929 | SH | SOLE | 753,929 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 15,901,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Reservoir Media, Inc. | common | 76119X105 | 4,280,138 | 701,662 | SH | SOLE | 701,662 | 0 | 0 | ||
Rocket Lab USA, Inc. | common | 773122106 | 884,760 | 202,000 | SH | SOLE | 202,000 | 0 | 0 | ||
Sequans Communications S.A. AD | common | 817323207 | 7,332,742 | 2,591,075 | SH | SOLE | 2,591,075 | 0 | 0 | ||
Shapeways Holdings, Inc. | common | 81947T102 | 992,118 | 310,037 | SH | SOLE | 310,037 | 0 | 0 | ||
Sigma Additive Solutions, Inc. | common | 826598500 | 61,197 | 19,999 | SH | SOLE | 19,999 | 0 | 0 | ||
Societal CDMO, Inc. | common | 75629F109 | 4,814,822 | 10,266,144 | SH | SOLE | 10,266,144 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 403,414 | 333,400 | SH | SOLE | 333,400 | 0 | 0 | ||
Synchronoss Technologies, Inc. | common | 87157B103 | 4,227,447 | 4,403,591 | SH | SOLE | 4,403,591 | 0 | 0 | ||
Tactile Systems Technology,Inc | common | 87357P100 | 2,037,250 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
Talkspace, Inc. | common | 87427V103 | 4,461,062 | 2,287,724 | SH | SOLE | 2,287,724 | 0 | 0 | ||
Tela Bio, Inc. | common | 208077520 | 3,266,768 | 408,346 | SH | SOLE | 408,346 | 0 | 0 | ||
The Real Good Food Company,Inc | common | 75601G109 | 2,939,133 | 877,353 | SH | SOLE | 877,353 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 5,239,778 | 577,386 | SH | SOLE | 577,386 | 0 | 0 | ||
Twin Vee PowerCats Co. | common | 90177C101 | 1,333,630 | 939,176 | SH | SOLE | 939,176 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 3,923,798 | 132,248 | SH | SOLE | 132,248 | 0 | 0 | ||
Universal Technical Institute | common | 913915104 | 9,411,184 | 1,123,053 | SH | SOLE | 1,123,053 | 0 | 0 | ||
Usio,Inc. | common | 917313108 | 2,223,599 | 1,270,628 | SH | SOLE | 1,270,628 | 0 | 0 | ||
Vicor Corporation | common | 925815102 | 12,070,094 | 204,960 | SH | SOLE | 204,960 | 0 | 0 | ||
Viemed Healthcare, Inc. (Canad | common | 92663R105 | 5,737,797 | 854,875 | SH | SOLE | 854,875 | 0 | 0 | ||
Viemed Healthcare, Inc. (US) | common | 92663R105 | 2,317,475 | 344,350 | SH | SOLE | 344,350 | 0 | 0 | ||
Westport Fuel Systems, Inc. | common | 960908309 | 2,314,540 | 383,202 | SH | SOLE | 383,202 | 0 | 0 | ||
Xtant Medical Holdings, Inc. | common | 98420P308 | 515,548 | 468,680 | SH | SOLE | 468,680 | 0 | 0 | ||
Zynex, Inc. | common | 98986M103 | 1,367,056 | 170,882 | SH | SOLE | 170,882 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 14,748,900 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 1,372,433 | 689,665 | SH | SOLE | 689,665 | 0 | 0 | ||
nLight, Inc. | common | 65487K100 | 5,105,173 | 490,882 | SH | SOLE | 490,882 | 0 | 0 | ||
urban-gro, Inc. | common | 91704K202 | 1,548,851 | 1,138,861 | SH | SOLE | 1,138,861 | 0 | 0 | ||
voxeljet AG, ADR (Germany) | common | 92912L106 | 1,429,463 | 1,361,393 | SH | SOLE | 1,361,393 | 0 | 0 | ||
Applied DNA Sciences, Inc. @4 | warrants | 999999999 | 125,000 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
BlackSky Tech R/R @2.2002 9/8/ | warrants | 999999999 | 752,131 | 2,785,671 | SH | SOLE | 2,785,671 | 0 | 0 | ||
Clene Inc @1.50 6/16/30 (60day | warrants | 999999999 | 650,000 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
Clene Inc. @1.10 6/16/26 (60da | warrants | 999999999 | 350,000 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
ElectroCore Inc. @4.35 2/1/24 | warrants | 999999999 | 1,253,256 | 396,600 | SH | SOLE | 396,600 | 0 | 0 | ||
ElectroCore, Inc. Pre-funded @ | warrants | 999999999 | 3,034,500 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
Emcore Corp. pre-funded @.0000 | warrants | 999999999 | 1,902,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
Ideal Power @.001 (pre-funded) | warrants | 999999999 | 2,484,742 | 253,830 | SH | SOLE | 253,830 | 0 | 0 | ||
Ideal Power @2.32 11/13/24 9.9 | warrants | 999999999 | 3,311,417 | 439,180 | SH | SOLE | 439,180 | 0 | 0 | ||
Ideal Power @8.90 8/5/25 9.99 | warrants | 999999999 | 80,700 | 39,366 | SH | SOLE | 39,366 | 0 | 0 | ||
Kopin Corporation pre-funded @ | warrants | 999999999 | 7,260,000 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | ||
Medicenna Therapeutics, Corp.@ | warrants | 192775965 | 39,900 | 1,330,000 | SH | SOLE | 1,330,000 | 0 | 0 | ||
Mobilicom Ltd. @5.00 8/31/27 A | warrants | 60742B110 | 58,060 | 363,100 | SH | SOLE | 363,100 | 0 | 0 | ||
Movano, Inc. wts @ 1.57 exp. 1 | warrants | 999999999 | 107,143 | 357,143 | SH | SOLE | 357,143 | 0 | 0 | ||
OncoCyte Corp @1.53 4/19/27 4 | warrants | 999999999 | 7,880 | 3,752,345 | SH | SOLE | 3,752,345 | 0 | 0 | ||
ReShape Lifesc @8=1.5cs or $0 | warrants | 999999999 | 22,860 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
Societal CDMO pre-funded @.000 | warrants | 999999999 | 2,279,340 | 4,860,000 | SH | SOLE | 4,860,000 | 0 | 0 | ||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 4,991,250 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
VIQ Solutions @1.39 1/21/23-7/ | warrants | 999999999 | 68,000 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | ||
eMagin Corp @.78 10/9/19-10/9/ | warrants | 999999999 | 2,356,464 | 1,947,491 | SH | SOLE | 1,947,491 | 0 | 0 |