The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGCO CORP | COM | 001084102 | 28 | 500 | SH | DFND | 21 | 500 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 162 | 2,300 | SH | DFND | 21 | 0 | 0 | 2,300 | |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 296 | 3,900 | SH | DFND | 21 | 0 | 0 | 3,900 | |
ALLY FINL INC | COM | 02005N100 | 163 | 7,000 | SH | DFND | 21 | 7,000 | 0 | 0 | |
AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | 206 | 11,800 | SH | DFND | 21 | 4,900 | 0 | 6,900 | |
ARAMARK | COM | 03852U106 | 85 | 2,700 | SH | DFND | 21 | 2,700 | 0 | 0 | |
ARES CAP CORP | COM | 04010L103 | 1,168 | 70,691 | SH | DFND | 21 | 0 | 0 | 70,691 | |
ARES CAP CORP | NOTE 5.750% 2/0 | 04010LAB9 | 2,445 | 2,400,000 | PRN | DFND | 21 | 2,400,000 | 0 | 0 | |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 81 | 1,500 | SH | DFND | 21 | 1,500 | 0 | 0 | |
AVIS BUDGET GROUP | COM | 053774105 | 74 | 1,600 | SH | DFND | 21 | 1,600 | 0 | 0 | |
BANK OF THE OZARKS INC | COM | 063904106 | 339 | 7,100 | SH | DFND | 21 | 0 | 0 | 7,100 | |
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738C778 | 0 | 460,000 | SH | DFND | 21 | 0 | 0 | 460,000 | |
BERRY PLASTICS GROUP INC | COM | 08579W103 | 111 | 3,300 | SH | DFND | 21 | 0 | 0 | 3,300 | |
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 63,941 | 2,298,400 | SH | DFND | 3 | 2,259,200 | 0 | 39,200 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 208 | 5,800 | SH | DFND | 21 | 0 | 0 | 5,800 | |
BROWN & BROWN INC | COM | 115236101 | 176 | 5,300 | SH | DFND | 21 | 0 | 0 | 5,300 | |
BURLINGTON STORES INC | COM | 122017106 | 196 | 3,700 | SH | DFND | 21 | 0 | 0 | 3,700 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 212 | 10,600 | SH | DFND | 21 | 0 | 0 | 10,600 | |
CARLISLE COS INC | COM | 142339100 | 172 | 1,700 | SH | DFND | 21 | 0 | 0 | 1,700 | |
CARRIZO OIL & GAS INC | COM | 144577103 | 112 | 2,200 | SH | DFND | 21 | 0 | 0 | 2,200 | |
CATHAY GEN BANCORP | COM | 149150104 | 247 | 7,400 | SH | DFND | 21 | 0 | 0 | 7,400 | |
CEPHEID | COM | 15670R107 | 140 | 2,300 | SH | DFND | 21 | 0 | 0 | 2,300 | |
CHATHAM LODGING TR | COM | 16208T102 | 222 | 8,200 | SH | DFND | 21 | 0 | 0 | 8,200 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 172 | 3,100 | SH | DFND | 21 | 0 | 0 | 3,100 | |
CORE MARK HOLDING CO INC | COM | 218681104 | 199 | 3,350 | SH | DFND | 21 | 0 | 0 | 3,350 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 2,713 | 33,790 | SH | DFND | 17 | 33,790 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 3,403 | 42,383 | SH | DFND | 21 | 42,000 | 0 | 383 | |
DHI GROUP INC | COM | 23331S100 | 30 | 3,408 | SH | DFND | 17 | 3,408 | 0 | 0 | |
DEPOMED INC | COM | 249908104 | 94 | 4,400 | SH | DFND | 21 | 0 | 0 | 4,400 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 24 | 900 | SH | DFND | 21 | 900 | 0 | 0 | |
DIAMOND RESORTS INTL INC | COM | 25272T104 | 271 | 8,400 | SH | DFND | 21 | 0 | 0 | 8,400 | |
EAGLE BANCORP INC MD | COM | 268948106 | 111 | 2,465 | SH | DFND | 21 | 0 | 0 | 2,465 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 89 | 2,900 | SH | DFND | 21 | 2,900 | 0 | 0 | |
ECHO GLOBAL LOGISTICS INC | COM | 27875T101 | 114 | 3,500 | SH | DFND | 21 | 0 | 0 | 3,500 | |
EMBRAER S A | SP ADR REP 4 COM | 29082A107 | 981 | 32,389 | SH | DFND | 21 | 12,389 | 0 | 20,000 | |
ENDURANCE INTL GROUP HLDGS I | COM | 29272B105 | 228 | 11,200 | SH | DFND | 21 | 0 | 0 | 11,200 | |
EXAMWORKS GROUP INC | COM | 30066A105 | 225 | 5,600 | SH | DFND | 21 | 0 | 0 | 5,600 | |
EXTRA SPACE STORAGE INC | COM | 30225T102 | 171 | 2,600 | SH | DFND | 21 | 0 | 0 | 2,600 | |
FELCOR LODGING TR INC | COM | 31430F101 | 123 | 12,000 | SH | DFND | 21 | 0 | 0 | 12,000 | |
GENERAL CABLE CORP DEL NEW | COM | 369300108 | 105 | 5,000 | SH | DFND | 21 | 5,000 | 0 | 0 | |
GILDAN ACTIVEWEAR INC | COM | 375916103 | 164 | 4,000 | SH | DFND | 21 | 0 | 0 | 4,000 | |
GLOBUS MED INC | CL A | 379577208 | 196 | 7,500 | SH | DFND | 21 | 0 | 0 | 7,500 | |
GRAHAM HLDGS CO | COM | 384637104 | 5,066 | 7,800 | SH | DFND | 3 | 7,800 | 0 | 0 | |
GRAHAM HLDGS CO | COM | 384637104 | 430 | 662 | SH | DFND | 17 | 662 | 0 | 0 | |
GRAHAM HLDGS CO | COM | 384637104 | 6,540 | 10,068 | SH | DFND | 21 | 10,068 | 0 | 0 | |
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 87 | 1,600 | SH | DFND | 21 | 0 | 0 | 1,600 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 124 | 3,500 | SH | DFND | 21 | 0 | 0 | 3,500 | |
HFF INC | CL A | 40418F108 | 137 | 3,200 | SH | DFND | 21 | 0 | 0 | 3,200 | |
HERON THERAPEUTICS INC | COM | 427746102 | 1,277 | 40,990 | SH | DFND | 17 | 29,035 | 0 | 11,955 | |
HERON THERAPEUTICS INC | COM | 427746102 | 8,792 | 282,150 | SH | DFND | 21 | 282,150 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 3,615 | 116,000 | SH | DFND | 24 | 116,000 | 0 | 0 | |
HILTON WORLDWIDE HLDGS INC | COM | 43300A104 | 79 | 2,800 | SH | DFND | 21 | 2,800 | 0 | 0 | |
INFOBLOX INC | COM | 45672H104 | 112 | 4,098 | SH | DFND | 21 | 0 | 0 | 4,098 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 607 | 27,990 | SH | DFND | 17 | 0 | 0 | 27,990 | |
ISHARES | EM MK MINVOL ETF | 464286533 | 16,788 | 290,000 | SH | DFND | 21 | 0 | 0 | 290,000 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 18,620 | 162,000 | SH | DFND | 21 | 0 | 0 | 162,000 | |
ISHARES TR | PUT | 464287954 | 16,894 | 426,400 | SH | Put | DFND | 21 | 426,400 | 0 | 0 |
ISHARES | EAFE SML CP ETF | 464288273 | 19,719 | 386,500 | SH | DFND | 21 | 386,500 | 0 | 0 | |
ISHARES | JP MOR EM MK ETF | 464288281 | 17,589 | 160,000 | SH | DFND | 21 | 0 | 0 | 160,000 | |
ISHARES TR | USA MIN VOL ETF | 46429B697 | 9,671 | 236,000 | SH | DFND | 21 | 0 | 0 | 236,000 | |
ISHARES TR | MSCI USA QLT FAC | 46432F339 | 19,431 | 302,000 | SH | DFND | 21 | 0 | 0 | 302,000 | |
ISHARES TR | MSCI USAVALFCT | 46432F388 | 19,302 | 290,000 | SH | DFND | 21 | 0 | 0 | 290,000 | |
ISHARES TR | MSCI USAMOMFCT | 46432F396 | 10,016 | 138,000 | SH | DFND | 21 | 0 | 0 | 138,000 | |
KBR INC | COM | 48242W106 | 14 | 700 | SH | DFND | 21 | 700 | 0 | 0 | |
KENNEDY-WILSON HLDGS INC | COM | 489398107 | 182 | 7,200 | SH | DFND | 21 | 0 | 0 | 7,200 | |
LDR HLDG CORP | COM | 50185U105 | 198 | 4,700 | SH | DFND | 21 | 0 | 0 | 4,700 | |
LA QUINTA HLDGS INC | COM | 50420D108 | 175 | 7,500 | SH | DFND | 21 | 0 | 0 | 7,500 | |
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 25 | 475 | SH | DFND | 21 | 475 | 0 | 0 | |
LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | 129 | 1,300 | SH | DFND | 21 | 0 | 0 | 1,300 | |
MDC PARTNERS INC | CL A SUB VTG | 552697104 | 118 | 4,700 | SH | DFND | 21 | 0 | 0 | 4,700 | |
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 280 | 3,300 | SH | DFND | 21 | 0 | 0 | 3,300 | |
MATADOR RES CO | COM | 576485205 | 99 | 3,900 | SH | DFND | 21 | 0 | 0 | 3,900 | |
MAXIMUS INC | COM | 577933104 | 202 | 3,000 | SH | DFND | 21 | 0 | 0 | 3,000 | |
MIDDLEBY CORP | COM | 596278101 | 137 | 1,200 | SH | DFND | 21 | 0 | 0 | 1,200 | |
MOTORCAR PTS AMER INC | COM | 620071100 | 81 | 2,600 | SH | DFND | 21 | 0 | 0 | 2,600 | |
MUELLER WTR PRODS INC | COM SER A | 624758108 | 114 | 12,200 | SH | DFND | 21 | 0 | 0 | 12,200 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 64 | 2,800 | SH | DFND | 21 | 2,800 | 0 | 0 | |
OFG BANCORP | COM | 67103X102 | 1,027 | 73,065 | SH | DFND | 21 | 0 | 0 | 73,065 | |
OLD DOMINION FGHT LINES INC | COM | 679580100 | 4,371 | 63,463 | SH | DFND | 21 | 0 | 0 | 63,463 | |
OLD REP INTL CORP | COM | 680223104 | 86 | 5,400 | SH | DFND | 21 | 5,400 | 0 | 0 | |
OMNICELL INC | COM | 68213N109 | 106 | 2,800 | SH | DFND | 21 | 0 | 0 | 2,800 | |
ORBITAL ATK INC | COM | 68557N103 | 79,760 | 1,087,240 | SH | DFND | 3 | 1,070,635 | 0 | 16,605 | |
ORBITAL ATK INC | COM | 68557N103 | 1,324 | 18,044 | SH | DFND | 17 | 18,044 | 0 | 0 | |
OWENS CORNING NEW | COM | 690742101 | 89 | 2,100 | SH | DFND | 21 | 2,100 | 0 | 0 | |
PHH CORP | COM NEW | 693320202 | 88 | 3,300 | SH | DFND | 21 | 3,300 | 0 | 0 | |
PTC INC | COM | 69370C100 | 142 | 3,400 | SH | DFND | 21 | 0 | 0 | 3,400 | |
PHIBRO ANIMAL HEALTH CORP | CL A COM | 71742Q106 | 166 | 4,500 | SH | DFND | 21 | 0 | 0 | 4,500 | |
PRIVATEBANCORP INC | COM | 742962103 | 276 | 6,700 | SH | DFND | 21 | 0 | 0 | 6,700 | |
RELIANCE STEEL & ALUMINUM CO | COM | 759509102 | 83 | 1,300 | SH | DFND | 21 | 1,300 | 0 | 0 | |
SLM CORP | COM | 78442P106 | 79 | 7,900 | SH | DFND | 21 | 7,900 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 18,013 | 85,850 | SH | DFND | 21 | 0 | 0 | 85,850 | |
SELECT COMFORT CORP | COM | 81616X103 | 110 | 3,600 | SH | DFND | 21 | 0 | 0 | 3,600 | |
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 137 | 3,000 | SH | DFND | 21 | 0 | 0 | 3,000 | |
SOUTH ST CORP | COM | 840441109 | 261 | 3,400 | SH | DFND | 21 | 0 | 0 | 3,400 | |
SPRINGLEAF HLDGS INC | COM | 85172J101 | 93 | 2,000 | SH | DFND | 21 | 0 | 0 | 2,000 | |
STRATEGIC HOTELS & RESORTS I | COM | 86272T106 | 259 | 21,100 | SH | DFND | 21 | 0 | 0 | 21,100 | |
SUPERVALU INC | COM | 868536103 | 78 | 9,200 | SH | DFND | 21 | 9,200 | 0 | 0 | |
SYNERGY RES CORP | COM | 87164P103 | 86 | 7,300 | SH | DFND | 21 | 0 | 0 | 7,300 | |
T MOBILE US INC | COM | 872590104 | 4,624 | 119,270 | SH | DFND | 21 | 119,000 | 0 | 270 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 86 | 3,000 | SH | DFND | 21 | 0 | 0 | 3,000 | |
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 229 | 3,400 | SH | DFND | 21 | 0 | 0 | 3,400 | |
TEGNA INC | COM | 87901J105 | 6,924 | 215,900 | SH | DFND | 3 | 215,900 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 1,471 | 45,871 | SH | DFND | 17 | 45,871 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 17,575 | 551,169 | SH | DFND | 21 | 500,956 | 0 | 50,213 | |
TELEDYNE TECHNOLOGIES INC | COM | 879360105 | 2,420 | 22,583 | SH | DFND | 21 | 0 | 0 | 22,583 | |
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 84 | 2,800 | SH | DFND | 21 | 2,800 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 98 | 1,700 | SH | DFND | 21 | 1,700 | 0 | 0 | |
TEXAS ROADHOUSE INC | COM | 882681109 | 151 | 4,000 | SH | DFND | 21 | 0 | 0 | 4,000 | |
TWO HBRS INVT CORP | COM | 90187B101 | 1,125 | 113,899 | SH | DFND | 21 | 0 | 0 | 113,899 | |
UGI CORP NEW | COM | 902681105 | 84 | 2,400 | SH | DFND | 21 | 2,400 | 0 | 0 | |
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 133 | 800 | SH | DFND | 21 | 0 | 0 | 800 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 9,281 | 225,000 | SH | DFND | 21 | 0 | 0 | 225,000 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 16,946 | 200,000 | SH | DFND | 21 | 0 | 0 | 200,000 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 13,469 | 70,000 | SH | DFND | 21 | 0 | 0 | 70,000 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 24,819 | 327,000 | SH | DFND | 21 | 0 | 0 | 327,000 | |
VERIFONE SYS INC | COM | 92342Y109 | 107 | 3,000 | SH | DFND | 21 | 0 | 0 | 3,000 | |
VONAGE HLDGS CORP | COM | 92886T201 | 121 | 24,200 | SH | DFND | 21 | 0 | 0 | 24,200 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 87 | 1,000 | SH | DFND | 21 | 1,000 | 0 | 0 | |
WEX INC | COM | 96208T104 | 105 | 900 | SH | DFND | 21 | 0 | 0 | 900 | |
WHITING PETE CORP NEW | COM | 966387102 | 18 | 500 | SH | DFND | 21 | 500 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 183 | 4,000 | SH | DFND | 21 | 0 | 0 | 4,000 | |
OM ASSET MGMT PLC | SHS | G67506108 | 22,000 | 1,236,640 | SH | DFND | 3 | 1,221,211 | 0 | 15,429 | |
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 8,297 | 132,070 | SH | DFND | 17 | 113,960 | 0 | 18,110 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 121 | 2,500 | SH | DFND | 21 | 0 | 0 | 2,500 | |
ASM INTL N V | NY REGISTER SH | N07045102 | 852 | 16,200 | SH | DFND | 3 | 16,200 | 0 | 0 | |
ASM INTL N V | NY REGISTER SH | N07045102 | 215 | 4,089 | SH | DFND | 17 | 4,089 | 0 | 0 | |
ASM INTL N V | NY REGISTER SH | N07045102 | 18,096 | 341,508 | SH | DFND | 21 | 207,841 | 0 | 133,667 |