UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): July 1, 2014
iShares® Commodity Optimized Trust
(Exact name of registrant as specified in its charter)
New York |
| 333-153099 |
| 26-4632352 |
(State or other jurisdiction of incorporation) |
| (Commission File Number) |
| (I.R.S. Employer Identification No.) |
c/o iShares® Delaware Trust Sponsor LLC
400 Howard Street
San Francisco, California 94105
Attn: Product Management Team
iShares® Research & Development
(Address of Principal Executive Offices)
Registrant’s telephone number, including area code: (415) 597-2000
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. Other Events
On July 1, 2014, iShares® Delaware Trust Sponsor LLC., in its capacity as the sponsor of the registrant, BlackRock Institutional Trust Company, N.A., as administrative trustee (the “Trustee”), and Wilmington Trust Company, as Delaware trustee (the “Delaware Trustee”), executed the Amended and Restated Trust Agreement to change the registrant’s name from iShares® Dow Jones-UBS Roll Select Commodity Index Trust to iShares® Commodity Optimized Trust and to reflect related conforming changes. Also, on July 1, 2014, the Trustee and Delaware Trustee executed a Restated Certificate of Trust to reflect the name change described above.
Item 9.01. Financial Statements and Exhibits
Copies of the Amended and Restated Trust Agreement and the Restated Certificate of Trust are filed as Exhibits 4.1 and 3.1, respectively, and are incorporated by reference into this item.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 7, 2014
iShares® Commodity Optimized Trust | ||
(Registrant) | ||
By: | iShares® Delaware Trust Sponsor LLC, the sponsor of the registrant | |
By: | BlackRock Asset Management International Inc., managing member | |
By: | /s/ Jack Gee | |
Name: | Jack Gee | |
Title: | Managing Director | |
By: | /s/ Raymund Santiago | |
Name: | Raymund Santiago | |
Title: | Director |