COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRAXAS PETE CORP | COM | 003830106 | 4,501 | 8,868,649 | SH | | SOLE | 0 | 8,868,649 | 0 | 0 |
ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 4,950 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 49 | 66,666 | SH | | SOLE | 0 | 66,666 | 0 | 0 |
ACT II GLOBAL ACQUISITION CO | CL A SHS | G0080J104 | 4,925 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
ACT II GLOBAL ACQUISITION CO | *W EXP 04/30/202 | G0080J120 | 93 | 100,000 | SH | | SOLE | 0 | 100,000 | 0 | 0 |
AK STL CORP | NOTE 5.000%11/1 | 001546AP5 | 4,010 | 4,000,000 | PRN | | SOLE | 0 | 4,000,000 | 0 | 0 |
AMCI ACQUISITION CORP | CLASS A | 00165R101 | 7,021 | 700,000 | SH | | SOLE | 0 | 700,000 | 0 | 0 |
AMCI ACQUISITION CORP | *W EXP 05/20/202 | 00165R119 | 245 | 700,000 | SH | | SOLE | 0 | 700,000 | 0 | 0 |
ANI PHARMACEUTICALS INC | NOTE 3.000%12/0 | 00182CAA1 | 20,140 | 18,779,000 | PRN | | SOLE | 0 | 18,779,000 | 0 | 0 |
ANI PHARMACEUTICALS INC | COM | 00182C103 | 37,165 | 509,952 | SH | | SOLE | 0 | 509,952 | 0 | 0 |
APEX TECHNOLOGY ACQUISITN CO | UNIT 06/11/2026 | 03768F201 | 5,095 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
ATLANTIC PWR CORP | COM NEW | 04878Q863 | 17,721 | 7,572,927 | SH | | SOLE | 0 | 7,572,927 | 0 | 0 |
BELLUS HEALTH INC NEW | COM NEW | 07987C204 | 2,005 | 313,849 | SH | | SOLE | 0 | 313,849 | 0 | 0 |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 45,266 | 2,021,700 | SH | | SOLE | 0 | 2,021,700 | 0 | 0 |
BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 | 26,045 | 2,628,156 | SH | | SOLE | 0 | 2,628,156 | 0 | 0 |
CAI INTERNATIONAL INC | COM | 12477X106 | 24,146 | 1,109,121 | SH | | SOLE | 0 | 1,109,121 | 0 | 0 |
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 3,495 | 711,737 | SH | | SOLE | 0 | 711,737 | 0 | 0 |
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 13,322 | 2,508,838 | SH | | SOLE | 0 | 2,508,838 | 0 | 0 |
CF FIN ACQUISITION CORP | COM CL A | 12528N107 | 7,098 | 700,000 | SH | | SOLE | 0 | 700,000 | 0 | 0 |
CF FIN ACQUISITION CORP | *W EXP 04/30/202 | 12528N115 | 341 | 525,000 | SH | | SOLE | 0 | 525,000 | 0 | 0 |
CHASERG TECHNLGY ACQUISITN C | *W EXP 04/10/202 | 16166A111 | 245 | 275,000 | SH | | SOLE | 0 | 275,000 | 0 | 0 |
CHASERG TECHNLGY ACQUISITN C | CLASS A | 16166A103 | 5,561 | 550,000 | SH | | SOLE | 0 | 550,000 | 0 | 0 |
CHURCHILL CAP CORP II | CL A | 17143G106 | 8,517 | 849,999 | SH | | SOLE | 0 | 849,999 | 0 | 0 |
CHURCHILL CAP CORP II | *W EXP 07/02/202 | 17143G114 | 425 | 283,333 | SH | | SOLE | 0 | 283,333 | 0 | 0 |
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 3,567 | 350,000 | SH | | SOLE | 0 | 350,000 | 0 | 0 |
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 87 | 66,666 | SH | | SOLE | 0 | 66,666 | 0 | 0 |
CONTURA ENERGY INC | COM | 21241B100 | 16,075 | 574,924 | SH | | SOLE | 0 | 574,924 | 0 | 0 |
CONYERS PK II ACQUISITION CO | UNIT 99/99/9999 | 212896203 | 266 | 25,000 | SH | | SOLE | 0 | 25,000 | 0 | 0 |
CRESCENT ACQUISITION CORP | COM CL A | 22564L105 | 4,950 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
DIAMOND EAGLE ACQUISITION CO | *W EXP 06/30/202 | 25258L117 | 27 | 33,333 | SH | | SOLE | 0 | 33,333 | 0 | 0 |
DIAMOND EAGLE ACQUISITION CO | COM CL A | 25258L109 | 985 | 100,000 | SH | | SOLE | 0 | 100,000 | 0 | 0 |
DIAMOND S SHIPPING INC | COM | Y20676105 | 5,597 | 507,871 | SH | | SOLE | 0 | 507,871 | 0 | 0 |
DIAMONDPEAK HLDGS COR | *W EXP 02/22/202 | 25280H118 | 57 | 66,666 | SH | | SOLE | 0 | 66,666 | 0 | 0 |
DIAMONDPEAK HLDGS COR | COM CL A | 25280H100 | 1,980 | 199,998 | SH | | SOLE | 0 | 199,998 | 0 | 0 |
ECHOSTAR CORP | CL A | 278768106 | 60,445 | 1,525,609 | SH | | SOLE | 0 | 1,525,609 | 0 | 0 |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 8,685 | 847,284 | SH | | SOLE | 0 | 847,284 | 0 | 0 |
EXPERIENCE INVESTMENT CORP | UNIT 09/01/2026 | 30217C208 | 5,005 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 5,035 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
FINTECH ACQUISITION CORP III | *W EXP 12/01/202 | 31811A119 | 305 | 250,000 | SH | | SOLE | 0 | 250,000 | 0 | 0 |
FLY LEASING LTD | SPONSORED ADR | 34407D109 | 26,480 | 1,291,068 | SH | | SOLE | 0 | 1,291,068 | 0 | 0 |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 15,046 | 1,635,488 | SH | | SOLE | 0 | 1,635,488 | 0 | 0 |
GIGCAPITAL2 INC | *W EXP 02/28/202 | 375036118 | 140 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
GIGCAPITAL2 INC | COM | 375036100 | 4,915 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
GIGCAPITAL2 INC | RIGHT 02/28/2026 | 375036126 | 148 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
GORES METROPOULOS INC | COM CL A | 382872109 | 2,525 | 250,000 | SH | | SOLE | 0 | 250,000 | 0 | 0 |
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 332 | 850,000 | SH | | SOLE | 0 | 850,000 | 0 | 0 |
GRAF INDL CORP | COM | 384278107 | 8,569 | 850,000 | SH | | SOLE | 0 | 850,000 | 0 | 0 |
GREEN PLAINS INC | COM | 393222104 | 40,458 | 3,818,612 | SH | | SOLE | 0 | 3,818,612 | 0 | 0 |
GREENLIGHT CAPITAL RE LTD | CLASS A | G4095J109 | 7,052 | 671,648 | SH | | SOLE | 0 | 671,648 | 0 | 0 |
GX ACQUISITION CORP | COM CL A | 36251A107 | 6,965 | 700,000 | SH | | SOLE | 0 | 700,000 | 0 | 0 |
GX ACQUISITION CORP | *W EXP 05/24/202 | 36251A115 | 210 | 350,000 | SH | | SOLE | 0 | 350,000 | 0 | 0 |
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 7,231 | 700,000 | SH | | SOLE | 0 | 700,000 | 0 | 0 |
HEALTH SCIENCES ACQUSTN CORP | *W EXP 04/01/202 | 42227C110 | 84 | 100,000 | SH | | SOLE | 0 | 100,000 | 0 | 0 |
HEALTH SCIENCES ACQUSTN CORP | COM | 42227C102 | 1,002 | 100,000 | SH | | SOLE | 0 | 100,000 | 0 | 0 |
INTERNATIONAL SEAWAYS INC | COM | Y41053102 | 16,721 | 868,170 | SH | | SOLE | 0 | 868,170 | 0 | 0 |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 21,708 | 1,192,734 | SH | | SOLE | 0 | 1,192,734 | 0 | 0 |
LANDCADIA HLDGS II INC | CL A | 51476X105 | 4,905 | 499,998 | SH | | SOLE | 0 | 499,998 | 0 | 0 |
LANDCADIA HLDGS II INC | *W EXP 05/09/202 | 51476X113 | 132 | 166,666 | SH | | SOLE | 0 | 166,666 | 0 | 0 |
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 2,032 | 200,000 | SH | | SOLE | 0 | 200,000 | 0 | 0 |
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 76 | 200,000 | SH | | SOLE | 0 | 200,000 | 0 | 0 |
MENLO THERAPEUTICS INC | COM | 586858102 | 3,823 | 853,326 | SH | | SOLE | 0 | 853,326 | 0 | 0 |
MONOCLE ACQUISITION CORP | *W EXP 12/06/202 | 609754114 | 180 | 400,000 | SH | | SOLE | 0 | 400,000 | 0 | 0 |
MONOCLE ACQUISITION CORP | COM | 609754106 | 4,000 | 400,000 | SH | | SOLE | 0 | 400,000 | 0 | 0 |
NAVIOS MARITIME CONTAINERS L | COM UNIT RP LP | Y62151108 | 6,602 | 3,317,420 | SH | | SOLE | 0 | 3,317,420 | 0 | 0 |
NETFIN ACQUISITION CORP | SHS CL A | G6455A107 | 2,946 | 300,000 | SH | | SOLE | 0 | 300,000 | 0 | 0 |
NETFIN ACQUISITION CORP | *W EXP 08/01/202 | G6455A115 | 90 | 300,000 | SH | | SOLE | 0 | 300,000 | 0 | 0 |
NEW PROVIDENCE ACQUISITIN CO | UNIT 09/01/2024 | 64822P205 | 2,523 | 250,000 | SH | | SOLE | 0 | 250,000 | 0 | 0 |
NII HLDGS INC | COM PAR | 62913F508 | 15,438 | 7,876,506 | SH | | SOLE | 0 | 7,876,506 | 0 | 0 |
OAKTREE ACQUISITION CORP | UNIT 99/99/9999 | G67145121 | 1,016 | 100,000 | SH | | SOLE | 0 | 100,000 | 0 | 0 |
PEABODY ENERGY CORP NEW | COM | 704551100 | 20,375 | 1,384,162 | SH | | SOLE | 0 | 1,384,162 | 0 | 0 |
PENN VA CORP NEW | COM | 70788V102 | 50,273 | 1,729,382 | SH | | SOLE | 0 | 1,729,382 | 0 | 0 |
PENSARE ACQUISITION CORP | COM | 70957E105 | 1,016 | 100,000 | SH | | SOLE | 0 | 100,000 | 0 | 0 |
PIVOTAL ACQUISITION CORP | CL A COM | 72583A101 | 1,018 | 100,000 | SH | | SOLE | 0 | 100,000 | 0 | 0 |
PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 5,090 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
RAMACO RES INC | COM | 75134P303 | 2,889 | 773,553 | SH | | SOLE | 0 | 773,553 | 0 | 0 |
RMG ACQUISITION CORP | CL A | 749641106 | 2,463 | 250,000 | SH | | SOLE | 0 | 250,000 | 0 | 0 |
RMG ACQUISITION CORP | *W EXP 02/21/202 | 749641114 | 62 | 83,333 | SH | | SOLE | 0 | 83,333 | 0 | 0 |
SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 2,885 | 278,734 | SH | | SOLE | 0 | 278,734 | 0 | 0 |
SCHULTZE SPL PURP ACQUSTN CO | *W EXP 12/31/202 | 80821R117 | 175 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
SCHULTZE SPL PURP ACQUSTN CO | COM | 80821R109 | 5,020 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
SIERRA ONCOLOGY INC | COM | 82640U107 | 1,440 | 3,688,609 | SH | | SOLE | 0 | 3,688,609 | 0 | 0 |
SILVER SPIKE ACQUISITION COR | UNIT 99/99/9999 | G8136L122 | 4,036 | 400,000 | SH | | SOLE | 0 | 400,000 | 0 | 0 |
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 5,250 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
SPARTAN ENERGY ACQUISITON CO | *W EXP 08/27/202 | 846784122 | 180 | 300,000 | SH | | SOLE | 0 | 300,000 | 0 | 0 |
SPARTAN ENERGY ACQUISITON CO | CL A COM STK | 846784106 | 9,090 | 900,000 | SH | | SOLE | 0 | 900,000 | 0 | 0 |
SPIRIT MTA REIT | COM SHS BEN IN | 84861U105 | 21,895 | 2,594,157 | SH | | SOLE | 0 | 2,594,157 | 0 | 0 |
SRC ENERGY INC | COM | 78470V108 | 56,412 | 12,105,522 | SH | | SOLE | 0 | 12,105,522 | 0 | 0 |
SUNCOKE ENERGY INC | COM | 86722A103 | 27,694 | 4,910,359 | SH | | SOLE | 0 | 4,910,359 | 0 | 0 |
SWITCHBACK ENERGY ACQUISITIO | UNIT 99/99/9999 | 87105M201 | 6,000 | 600,000 | SH | | SOLE | 0 | 600,000 | 0 | 0 |
TEEKAY TANKERS LTD | CL A | Y8565N102 | 4,880 | 3,754,115 | SH | | SOLE | 0 | 3,754,115 | 0 | 0 |
TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 3,563 | 350,000 | SH | | SOLE | 0 | 350,000 | 0 | 0 |
TKK SYMPHONY ACQUISITION COR | RIGHT 02/20/2020 | G88950137 | 84 | 350,000 | SH | | SOLE | 0 | 350,000 | 0 | 0 |
TKK SYMPHONY ACQUISITION COR | *W EXP 02/20/202 | G88950129 | 32 | 350,000 | SH | | SOLE | 0 | 350,000 | 0 | 0 |
TOCAGEN INC | COM | 888846102 | 40 | 60,000 | SH | Call | SOLE | 0 | 60,000 | 0 | 0 |
TRINE ACQUISITION CORP | COM CL A | 89628U108 | 3,455 | 350,000 | SH | | SOLE | 0 | 350,000 | 0 | 0 |
TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 138 | 175,000 | SH | | SOLE | 0 | 175,000 | 0 | 0 |
TUSCAN HLDGS CORP II | UNIT 04/01/2026 | 90070A202 | 2,010 | 200,000 | SH | | SOLE | 0 | 200,000 | 0 | 0 |
TUSCAN HOLDINGS CORP | COM | 90069K104 | 4,900 | 500,000 | SH | | SOLE | 0 | 500,000 | 0 | 0 |
VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 22,964 | 207,687 | SH | | SOLE | 0 | 207,687 | 0 | 0 |
ZAFGEN INC | COM | 98885E103 | 1,313 | 1,776,644 | SH | | SOLE | 0 | 1,776,644 | 0 | 0 |