The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN STD GLOBAL INFRASTR | COM SHS BEN INT | 00326W106 | 366 | 17,815 | SH | SOLE | 17,815 | 0 | 0 | ||
ABRI SPAC I INC | COMMON STOCK | 00085X105 | 219 | 22,288 | SH | SOLE | 22,288 | 0 | 0 | ||
ACE GLOBAL BUSINESS ACQU LTD | ORDINARY SHARES | G0083E102 | 211 | 20,877 | SH | SOLE | 20,877 | 0 | 0 | ||
AFC GAMMA INC | COM | 00109K105 | 768 | 33,739 | SH | SOLE | 33,739 | 0 | 0 | ||
BENESSERE CAPITAL ACQUSTN CO | COM CL A | 08179B103 | 1,421 | 140,091 | SH | SOLE | 140,091 | 0 | 0 | ||
BETTER WORLD ACQUISITION COR | COM | 08772B104 | 262 | 25,731 | SH | SOLE | 25,731 | 0 | 0 | ||
BLACKROCK CAP ALLOCATION TR | COM | 09260U109 | 2,168 | 111,488 | SH | SOLE | 111,488 | 0 | 0 | ||
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 380 | 40,087 | SH | SOLE | 40,087 | 0 | 0 | ||
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 | 2,685 | 184,646 | SH | SOLE | 184,646 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 524 | 34,807 | SH | SOLE | 34,807 | 0 | 0 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 549 | 58,748 | SH | SOLE | 58,748 | 0 | 0 | ||
BLUE SAFARI GRP ACQUISITN CO | CLASS A ORD SHS | G1195R106 | 120 | 12,058 | SH | SOLE | 12,058 | 0 | 0 | ||
BREEZE HOLDINGS ACQUISITN CO | COM | 106762107 | 681 | 66,698 | SH | SOLE | 66,698 | 0 | 0 | ||
BRILLIANT ACQUISITION CORP | SHS | G1643W111 | 355 | 34,742 | SH | SOLE | 34,742 | 0 | 0 | ||
BROOKLINE CAP ACQUISITION CO | COM | 11374E104 | 675 | 67,416 | SH | SOLE | 67,416 | 0 | 0 | ||
BULL HORN HLDGS CORP | SHS | G1686P106 | 1,837 | 183,714 | SH | SOLE | 183,714 | 0 | 0 | ||
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 | 471 | 34,775 | SH | SOLE | 34,775 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 6,398 | 133,715 | SH | SOLE | 133,715 | 0 | 0 | ||
CHP MERGER CORP | COM CL A | 12558Y106 | 1,746 | 172,544 | SH | SOLE | 172,544 | 0 | 0 | ||
CLASS A ORD | ADDED | G7007D102 | 1,199 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
CLEANTECH ACQUISITION CORP | COM | 18453L107 | 2,739 | 274,980 | SH | SOLE | 274,980 | 0 | 0 | ||
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 | 1,721 | 78,814 | SH | SOLE | 78,814 | 0 | 0 | ||
COHEN & STEERS TAX ADVAN PFD | COM | 19249X108 | 2,010 | 83,567 | SH | SOLE | 83,567 | 0 | 0 | ||
CUSHING MLP & INFRASTRUCT | COM NEW | 231631300 | 223 | 7,320 | SH | SOLE | 7,320 | 0 | 0 | ||
DATA KNIGHTS ACQUISITION COR | CLASS A COM | 237699103 | 1,885 | 186,616 | SH | SOLE | 186,616 | 0 | 0 | ||
DIGITAL WORLD ACQUISITION CO | *W EXP 06/30/202 | 25400Q113 | 1,188 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 2,700 | 167,481 | SH | SOLE | 167,481 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | 1,618 | 86,502 | SH | SOLE | 86,502 | 0 | 0 | ||
EDOC ACQUISITION CORP | CL A | G4000A102 | 686 | 67,007 | SH | SOLE | 67,007 | 0 | 0 | ||
EDTECHX HOLDINGS ACQU CORP I | COM CL A | 28139A102 | 248 | 24,730 | SH | SOLE | 24,730 | 0 | 0 | ||
ELLSWORTH GROWTH & INCOME FD | COM | 289074106 | 174 | 14,052 | SH | SOLE | 14,052 | 0 | 0 | ||
FAT PROJECTS ACQUISITION COR | CLASS A ORD SHS | G3400W102 | 560 | 57,400 | SH | SOLE | 57,400 | 0 | 0 | ||
FIRST TR SPECIALTY FIN & FIN | COM BEN INTR | 33733G109 | 105 | 25,604 | SH | SOLE | 25,604 | 0 | 0 | ||
G3 VRM ACQUISITION CORP | CLASS A COM | 362425100 | 127 | 12,725 | SH | SOLE | 12,725 | 0 | 0 | ||
GENERAL AMERN INVS CO INC | COM | 368802104 | 2,000 | 45,250 | SH | SOLE | 45,250 | 0 | 0 | ||
GIGINTERNATIONAL1 INC | COM | 37518W106 | 1,107 | 111,477 | SH | SOLE | 111,477 | 0 | 0 | ||
GLOBAL CONSUMER ACQUISITN CO | COM | 37892B108 | 319 | 32,201 | SH | SOLE | 32,201 | 0 | 0 | ||
GOLDEN PATH ACQUISITION CORP | ORDINARY SHARES | G4028H105 | 320 | 32,088 | SH | SOLE | 32,088 | 0 | 0 | ||
GOLDENBRIDGE ACQUISITION LTD | SHS | G3970D104 | 166 | 16,727 | SH | SOLE | 16,727 | 0 | 0 | ||
GREENCITY ACQUISITION CORP | COM | G4086B107 | 1,077 | 104,229 | SH | SOLE | 104,229 | 0 | 0 | ||
HERZFELD CARIBBEAN BASIN FD | COM | 42804T106 | 66 | 11,927 | SH | SOLE | 11,927 | 0 | 0 | ||
HHG CAPITAL CORPORATION | ORDINARY SHARES | G4R23P103 | 166 | 16,806 | SH | SOLE | 16,806 | 0 | 0 | ||
INDUSTRIAL HUMAN CAPITAL INC | COM | 45617P104 | 857 | 86,382 | SH | SOLE | 86,382 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,137 | 2,858 | SH | SOLE | 2,858 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,367 | 11,984 | SH | SOLE | 11,984 | 0 | 0 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 543 | 3,556 | SH | SOLE | 3,556 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 281 | 1,262 | SH | SOLE | 1,262 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 1,278 | 26,861 | SH | SOLE | 26,861 | 0 | 0 | ||
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 1,168 | 162,426 | SH | SOLE | 162,426 | 0 | 0 | ||
KINGSWOOD ACQUISITION CORP | COM CL A | 496861105 | 220 | 21,772 | SH | SOLE | 21,772 | 0 | 0 | ||
KINS TECHNOLOGY GROUP INC | COM CL A | 49714K109 | 372 | 37,248 | SH | SOLE | 37,248 | 0 | 0 | ||
LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 | 2,181 | 220,635 | SH | SOLE | 220,635 | 0 | 0 | ||
LMF ACQUISITION OPPORTUNIT I | CL A COM | 502015100 | 283 | 28,149 | SH | SOLE | 28,149 | 0 | 0 | ||
MALACCA STRAITS ACQUISITION | COM CL A | G5859B117 | 477 | 46,765 | SH | SOLE | 46,765 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 412 | 46,161 | SH | SOLE | 46,161 | 0 | 0 | ||
MORGAN STANLEY EMERGING MKTS | COM | 617477104 | 411 | 75,051 | SH | SOLE | 75,051 | 0 | 0 | ||
MORGAN STANLEY INDIA INVT FD | COM | 61745C105 | 1,260 | 47,209 | SH | SOLE | 47,209 | 0 | 0 | ||
MOUNTAIN CREST ACQSITN CORP | COM | 62404B107 | 98 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NEUBERGER BERMAN MLP & ENERG | COM | 64129H104 | 1,393 | 265,750 | SH | SOLE | 265,750 | 0 | 0 | ||
NORTHERN LIGHTS ACQUISITN CO | CLASS A COM | 66538L105 | 281 | 27,863 | SH | SOLE | 27,863 | 0 | 0 | ||
NOVA VISION ACQUISITION CORP | COM | G6759A100 | 1,991 | 200,278 | SH | SOLE | 200,278 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 182 | 28,003 | SH | SOLE | 28,003 | 0 | 0 | ||
NUVEEN EMERGING MKTS DEBT 20 | COM | 67077P101 | 180 | 23,804 | SH | SOLE | 23,804 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 | 1,073 | 107,584 | SH | SOLE | 107,584 | 0 | 0 | ||
PETRA ACQUISITION INC | COM | 716421102 | 976 | 95,680 | SH | SOLE | 95,680 | 0 | 0 | ||
PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 | 413 | 22,400 | SH | SOLE | 22,400 | 0 | 0 | ||
PHP VENTURES ACQUISITION COR | CLASS A COM | 69291C106 | 104 | 10,455 | SH | SOLE | 10,455 | 0 | 0 | ||
RIVERNORTH FLEXIBLE MUN INCO | COM | 76883H104 | 210 | 9,582 | SH | SOLE | 9,582 | 0 | 0 | ||
SABA CAPITAL INCOME & OPRNT | SHARES | 78518H103 | 132 | 29,135 | SH | SOLE | 29,135 | 0 | 0 | ||
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 487 | 72,237 | SH | SOLE | 72,237 | 0 | 0 | ||
SCVX CORP | COM | G79448208 | 4,604 | 460,870 | SH | SOLE | 460,870 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 713 | 5,058 | SH | SOLE | 5,058 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,445 | 20,184 | SH | SOLE | 20,184 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,434 | 9,335 | SH | SOLE | 9,335 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG CONV | 78464A359 | 874 | 10,530 | SH | SOLE | 10,530 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 4,020 | 37,024 | SH | SOLE | 37,024 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 | 7,045 | 136,185 | SH | SOLE | 136,185 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 2,386 | 85,469 | SH | SOLE | 85,469 | 0 | 0 | ||
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 1,203 | 39,442 | SH | SOLE | 39,442 | 0 | 0 | ||
TREPONT ACQUISITION CORP I | SHS CL A | G9095M101 | 206 | 20,606 | SH | SOLE | 20,606 | 0 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 246 | 7,422 | SH | SOLE | 7,422 | 0 | 0 | ||
US WELL SERVICES INC | CL A | 91274U101 | 685 | 68,584 | SH | SOLE | 68,584 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,296 | 11,172 | SH | SOLE | 11,172 | 0 | 0 | ||
VENTOUX CCM ACQUISITION CORP | COM | 92280L101 | 1,653 | 165,183 | SH | SOLE | 165,183 | 0 | 0 | ||
VENUS ACQUISITION CORPORATIO | SHS | G9420F102 | 1,052 | 104,404 | SH | SOLE | 104,404 | 0 | 0 | ||
VIRTUS ALLIANZGI EQUITY & CO | COM | 92841M101 | 1,642 | 54,465 | SH | SOLE | 54,465 | 0 | 0 | ||
VIRTUS DIVIDEND INTEREST & P | COM | 92840R101 | 427 | 26,593 | SH | SOLE | 26,593 | 0 | 0 | ||
VISTAS MEDIA ACQUISITION CO | COM CL A | 92840T107 | 673 | 66,174 | SH | SOLE | 66,174 | 0 | 0 | ||
WINVEST ACQUISITION CORP | COMMON STOCK | 97655B109 | 325 | 33,079 | SH | SOLE | 33,079 | 0 | 0 | ||
ZANITE ACQUISITION CORP | COM CL A | 98907K103 | 1,415 | 139,044 | SH | SOLE | 139,044 | 0 | 0 |