COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFC GAMMA INC | COM | 00109K105 | 609 | 39,808 | SH | | SOLE | | 39,808 | 0 | 0 |
ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 301 | 29,042 | SH | | SOLE | | 29,042 | 0 | 0 |
ALTITUDE ACQUISITION CORP | COM CL A | 02156Y103 | 1,694 | 168,565 | SH | | SOLE | | 168,565 | 0 | 0 |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 688 | 54,991 | SH | | SOLE | | 54,991 | 0 | 0 |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 1,256 | 106,609 | SH | | SOLE | | 106,609 | 0 | 0 |
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 354 | 30,113 | SH | | SOLE | | 30,113 | 0 | 0 |
ATHLON ACQUISITION CORP | COM CL A | 04748A106 | 349 | 35,400 | SH | | SOLE | | 35,400 | 0 | 0 |
AUSTERLITZ ACQUISITION CORP | SHS CL A | G0633D109 | 3,356 | 342,100 | SH | | SOLE | | 342,100 | 0 | 0 |
AUSTERLITZ ACQUISITION CORP | COM CL A | G0633U101 | 3,004 | 306,207 | SH | | SOLE | | 306,207 | 0 | 0 |
BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | 259 | 21,173 | SH | | SOLE | | 21,173 | 0 | 0 |
BENESSERE CAPITAL ACQUSTN CO | COM CL A | 08179B103 | 335 | 32,308 | SH | | SOLE | | 32,308 | 0 | 0 |
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 460 | 44,764 | SH | | SOLE | | 44,764 | 0 | 0 |
BLACKROCK CAP ALLOCATION TR | COM | 09260U109 | 6,514 | 478,629 | SH | | SOLE | | 478,629 | 0 | 0 |
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 247 | 25,853 | SH | | SOLE | | 25,853 | 0 | 0 |
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 669 | 75,003 | SH | | SOLE | | 75,003 | 0 | 0 |
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 115 | 10,634 | SH | | SOLE | | 10,634 | 0 | 0 |
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 194 | 17,580 | SH | | SOLE | | 17,580 | 0 | 0 |
BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 | 3,789 | 253,756 | SH | | SOLE | | 253,756 | 0 | 0 |
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 | 1,510 | 207,701 | SH | | SOLE | | 207,701 | 0 | 0 |
BLACKROCK MUNICIPAL INCOME | COM | 09253X102 | 551 | 50,744 | SH | | SOLE | | 50,744 | 0 | 0 |
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 964 | 98,379 | SH | | SOLE | | 98,379 | 0 | 0 |
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 157 | 23,701 | SH | | SOLE | | 23,701 | 0 | 0 |
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 348 | 35,020 | SH | | SOLE | | 35,020 | 0 | 0 |
BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | 1,730 | 183,460 | SH | | SOLE | | 183,460 | 0 | 0 |
BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 | 117 | 11,945 | SH | | SOLE | | 11,945 | 0 | 0 |
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 155 | 17,888 | SH | | SOLE | | 17,888 | 0 | 0 |
BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 09260K101 | 290 | 16,412 | SH | | SOLE | | 16,412 | 0 | 0 |
BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 09257D102 | 943 | 86,522 | SH | | SOLE | | 86,522 | 0 | 0 |
BLACKSTONE SENIOR FLOATNG RA | COM | 09256U105 | 815 | 64,882 | SH | | SOLE | | 64,882 | 0 | 0 |
BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 | 1,120 | 105,409 | SH | | SOLE | | 105,409 | 0 | 0 |
BNY MELLON ALCENTRA GLOBAL C | COM | 05588N108 | 82 | 12,000 | SH | | SOLE | | 12,000 | 0 | 0 |
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 126 | 59,680 | SH | | SOLE | | 59,680 | 0 | 0 |
BNY MELLON MUN INCOME INC | COM | 05589T104 | 676 | 112,408 | SH | | SOLE | | 112,408 | 0 | 0 |
BNY MELLON STRATEGIC MUN BD | COM | 09662E109 | 78 | 13,800 | SH | | SOLE | | 13,800 | 0 | 0 |
BRILLIANT ACQUISITION CORP | SHS | G1643W111 | 1,034 | 97,807 | SH | | SOLE | | 97,807 | 0 | 0 |
BULL HORN HLDGS CORP | SHS | G1686P106 | 939 | 92,115 | SH | | SOLE | | 92,115 | 0 | 0 |
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 | 192 | 11,581 | SH | | SOLE | | 11,581 | 0 | 0 |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 | 1,949 | 77,914 | SH | | SOLE | | 77,914 | 0 | 0 |
COHEN & STEERS LTD DURATION | COM | 19248C105 | 625 | 34,529 | SH | | SOLE | | 34,529 | 0 | 0 |
COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 167 | 14,831 | SH | | SOLE | | 14,831 | 0 | 0 |
COHEN & STEERS SELECT PFD & | COM | 19248Y107 | 494 | 27,530 | SH | | SOLE | | 27,530 | 0 | 0 |
COHEN & STEERS TAX ADVAN PFD | COM | 19249X108 | 2,137 | 118,090 | SH | | SOLE | | 118,090 | 0 | 0 |
CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 | 79 | 45,133 | SH | | SOLE | | 45,133 | 0 | 0 |
CUSHING MLP & INFRASTRUCT | COM NEW | 231631300 | 455 | 13,968 | SH | | SOLE | | 13,968 | 0 | 0 |
DELAWARE IVY HIGH INCOME OPP | COM | 246107106 | 662 | 65,630 | SH | | SOLE | | 65,630 | 0 | 0 |
DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | 918 | 68,077 | SH | | SOLE | | 68,077 | 0 | 0 |
DWS MUN INCOME TR | COM | 233368109 | 241 | 28,997 | SH | | SOLE | | 28,997 | 0 | 0 |
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 384 | 48,596 | SH | | SOLE | | 48,596 | 0 | 0 |
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 763 | 89,623 | SH | | SOLE | | 89,623 | 0 | 0 |
EATON VANCE CALIF MUN INCOM | SH BEN INT | 27826F101 | 513 | 53,485 | SH | | SOLE | | 53,485 | 0 | 0 |
EATON VANCE FLTING RATE INC | COM | 278279104 | 249 | 21,935 | SH | | SOLE | | 21,935 | 0 | 0 |
EATON VANCE MUN BD FD | COM | 27827X101 | 255 | 26,318 | SH | | SOLE | | 26,318 | 0 | 0 |
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 436 | 51,570 | SH | | SOLE | | 51,570 | 0 | 0 |
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 991 | 89,171 | SH | | SOLE | | 89,171 | 0 | 0 |
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 168 | 31,895 | SH | | SOLE | | 31,895 | 0 | 0 |
EDOC ACQUISITION CORP | CL A | G4000A102 | 737 | 71,671 | SH | | SOLE | | 71,671 | 0 | 0 |
EDTECHX HOLDINGS ACQU CORP I | COM CL A | 28139A102 | 304 | 29,701 | SH | | SOLE | | 29,701 | 0 | 0 |
EMERGING MARKETS HORIZON COR | CLASS A ORD SHS | G3033X105 | 200 | 20,011 | SH | | SOLE | | 20,011 | 0 | 0 |
FEDERATED HERMES PREM MUNI I | COM | 31423P108 | 229 | 22,153 | SH | | SOLE | | 22,153 | 0 | 0 |
FIRST LT ACQUISITION GROUP I | CL A | 320703101 | 1,474 | 149,600 | SH | | SOLE | | 149,600 | 0 | 0 |
FIRST TR HIGH INCOME LONG / | COM | 33738E109 | 141 | 13,007 | SH | | SOLE | | 13,007 | 0 | 0 |
FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 | 573 | 42,506 | SH | | SOLE | | 42,506 | 0 | 0 |
FIRST TR INTER DURATN PFD & | COM | 33718W103 | 968 | 58,409 | SH | | SOLE | | 58,409 | 0 | 0 |
FIRST TR SPECIALTY FIN & FIN | COM BEN INTR | 33733G109 | 31 | 10,744 | SH | | SOLE | | 10,744 | 0 | 0 |
FIRST TR SR FLTG RATE INCOME | COM | 33733U108 | 203 | 20,303 | SH | | SOLE | | 20,303 | 0 | 0 |
FLAHERTY & CRUMRINE PFD SECS | COM | 338478100 | 379 | 25,500 | SH | | SOLE | | 25,500 | 0 | 0 |
FLAHERTY & CRUMRINE TOTAL RE | COM | 338479108 | 215 | 13,744 | SH | | SOLE | | 13,744 | 0 | 0 |
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 187 | 45,411 | SH | | SOLE | | 45,411 | 0 | 0 |
HPX CORP | SHS CL A | G32219100 | 114 | 11,510 | SH | | SOLE | | 11,510 | 0 | 0 |
INSIGHT SELECT INCOME FD | COM | 45781W109 | 399 | 25,952 | SH | | SOLE | | 25,952 | 0 | 0 |
INVESCO CALIF VALUE MUN INCO | COM | 46132H106 | 842 | 93,652 | SH | | SOLE | | 93,652 | 0 | 0 |
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 509 | 26,924 | SH | | SOLE | | 26,924 | 0 | 0 |
INVESCO HIG INCM 2023 TARG T | COM | 46135X108 | 88 | 10,922 | SH | | SOLE | | 10,922 | 0 | 0 |
INVESCO PA VALUE MUN INC TR | COM | 46132K109 | 151 | 15,641 | SH | | SOLE | | 15,641 | 0 | 0 |
INVESCO SR INCOME TR | COM | 46131H107 | 853 | 229,301 | SH | | SOLE | | 229,301 | 0 | 0 |
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 580 | 60,651 | SH | | SOLE | | 60,651 | 0 | 0 |
IRON SPARK I INC | CLASS A COM | 46301G103 | 3,922 | 394,926 | SH | | SOLE | | 394,926 | 0 | 0 |
ISHARES TR | SELECT DIVID ETF | 464287168 | 271 | 2,525 | SH | | SOLE | | 2,525 | 0 | 0 |
ISHARES TR | CORE US AGGBD ET | 464287226 | 6,532 | 67,800 | SH | | SOLE | | 67,800 | 0 | 0 |
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,443 | 43,613 | SH | | SOLE | | 43,613 | 0 | 0 |
ISHARES TR | GLB INFRASTR ETF | 464288372 | 842 | 20,123 | SH | | SOLE | | 20,123 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 7,867 | 110,195 | SH | | SOLE | | 110,195 | 0 | 0 |
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 885 | 125,179 | SH | | SOLE | | 125,179 | 0 | 0 |
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 1,164 | 101,717 | SH | | SOLE | | 101,717 | 0 | 0 |
KLUDEIN I ACQUISITION CORP | CL A | 49878L109 | 232 | 23,129 | SH | | SOLE | | 23,129 | 0 | 0 |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 9,782 | 627,468 | SH | | SOLE | | 627,468 | 0 | 0 |
LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | 12,781 | 338,934 | SH | | SOLE | | 338,934 | 0 | 0 |
LIGHTJUMP ACQUISITION CORP | COM | 53228M106 | 248 | 24,684 | SH | | SOLE | | 24,684 | 0 | 0 |
MACQUARIE GLOBAL INFRASTRUCT | COM | 55608D101 | 249 | 13,075 | SH | | SOLE | | 13,075 | 0 | 0 |
MALACCA STRAITS ACQUISITION | COM CL A | G5859B117 | 1,249 | 121,842 | SH | | SOLE | | 121,842 | 0 | 0 |
MEXICO EQUITY & INCOME FD | COM | 592834105 | 239 | 31,705 | SH | | SOLE | | 31,705 | 0 | 0 |
MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 | 144 | 42,797 | SH | | SOLE | | 42,797 | 0 | 0 |
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 779 | 258,700 | SH | | SOLE | | 258,700 | 0 | 0 |
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 616 | 91,572 | SH | | SOLE | | 91,572 | 0 | 0 |
MFS MUN INCOME TR | SH BEN INT | 552738106 | 583 | 120,448 | SH | | SOLE | | 120,448 | 0 | 0 |
MORGAN STANLEY EMERGING MKTS | COM | 617477104 | 174 | 43,254 | SH | | SOLE | | 43,254 | 0 | 0 |
MOUNTAIN CREST ACQUSITN CRP | COM | 62403K108 | 1,922 | 194,316 | SH | | SOLE | | 194,316 | 0 | 0 |
NEUBERGER BERMAN MLP & ENERG | COM | 64129H104 | 1,384 | 226,182 | SH | | SOLE | | 226,182 | 0 | 0 |
NEUBERGER BERMAN N Y MUN FD | COM | 64124K102 | 118 | 12,745 | SH | | SOLE | | 12,745 | 0 | 0 |
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 302 | 28,782 | SH | | SOLE | | 28,782 | 0 | 0 |
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 263 | 40,379 | SH | | SOLE | | 40,379 | 0 | 0 |
NEWBURY STREET ACQUISITN COR | COM | 65101L104 | 113 | 11,500 | SH | | SOLE | | 11,500 | 0 | 0 |
NUVEEN CORPORATE INCOME 2023 | COM | 67079F101 | 244 | 27,080 | SH | | SOLE | | 27,080 | 0 | 0 |
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 3,481 | 681,299 | SH | | SOLE | | 681,299 | 0 | 0 |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 202 | 24,892 | SH | | SOLE | | 24,892 | 0 | 0 |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 258 | 24,504 | SH | | SOLE | | 24,504 | 0 | 0 |
NUVEEN MORTGAGE AND INCOME F | COM | 670735109 | 645 | 40,083 | SH | | SOLE | | 40,083 | 0 | 0 |
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 264 | 23,258 | SH | | SOLE | | 23,258 | 0 | 0 |
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 341 | 30,940 | SH | | SOLE | | 30,940 | 0 | 0 |
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 1,068 | 108,776 | SH | | SOLE | | 108,776 | 0 | 0 |
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 745 | 71,203 | SH | | SOLE | | 71,203 | 0 | 0 |
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 1,335 | 113,619 | SH | | SOLE | | 113,619 | 0 | 0 |
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 638 | 58,176 | SH | | SOLE | | 58,176 | 0 | 0 |
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 558 | 80,298 | SH | | SOLE | | 80,298 | 0 | 0 |
NUVEEN PFD & INCOME SECS FD | COM | 67072C105 | 2,690 | 409,477 | SH | | SOLE | | 409,477 | 0 | 0 |
NUVEEN PREFERRED AND INCOME | COM SHS BEN INT | 67075T105 | 509 | 27,733 | SH | | SOLE | | 27,733 | 0 | 0 |
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 296 | 26,905 | SH | | SOLE | | 26,905 | 0 | 0 |
NUVEEN SR INCOME FD | COM | 67067Y104 | 274 | 58,629 | SH | | SOLE | | 58,629 | 0 | 0 |
OXBRIDGE ACQUISITION CORP | COM CL A | G6855L109 | 1,516 | 150,700 | SH | | SOLE | | 150,700 | 0 | 0 |
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 300 | 25,958 | SH | | SOLE | | 25,958 | 0 | 0 |
PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 | 205 | 14,284 | SH | | SOLE | | 14,284 | 0 | 0 |
PIONEER FLOATING RATE FUND I | COM | 72369J102 | 501 | 58,152 | SH | | SOLE | | 58,152 | 0 | 0 |
PIONEER HIGH INCOME FUND INC | COM | 72369H106 | 251 | 38,929 | SH | | SOLE | | 38,929 | 0 | 0 |
PIONEER MUNICIPAL HIGH INCOM | COM | 723762100 | 162 | 21,435 | SH | | SOLE | | 21,435 | 0 | 0 |
PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 | 161 | 19,613 | SH | | SOLE | | 19,613 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 924 | 14,106 | SH | | SOLE | | 14,106 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8,211 | 22,989 | SH | | SOLE | | 22,989 | 0 | 0 |
SPDR SER TR | BBG CONV SEC ETF | 78464A359 | 1,789 | 28,267 | SH | | SOLE | | 28,267 | 0 | 0 |
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 5,929 | 64,730 | SH | | SOLE | | 64,730 | 0 | 0 |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 838 | 27,969 | SH | | SOLE | | 27,969 | 0 | 0 |
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 547 | 16,949 | SH | | SOLE | | 16,949 | 0 | 0 |
TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 | 1,107 | 113,200 | SH | | SOLE | | 113,200 | 0 | 0 |
VIRTUS CONVERTIBLE & INC FD | COM | 92838U108 | 46 | 16,338 | SH | | SOLE | | 16,338 | 0 | 0 |
VIRTUS DIVERSIFIED INCM & CO | COM | 92840N100 | 248 | 14,135 | SH | | SOLE | | 14,135 | 0 | 0 |
VIRTUS DIVIDEND INTEREST & P | COM | 92840R101 | 192 | 17,981 | SH | | SOLE | | 17,981 | 0 | 0 |
WESTERN ASSET EMERGING MKTS | COM | 95766A101 | 212 | 26,543 | SH | | SOLE | | 26,543 | 0 | 0 |
WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | 124 | 33,586 | SH | | SOLE | | 33,586 | 0 | 0 |
WESTERN ASSET INTER MUNI FD | COM | 958435109 | 549 | 74,698 | SH | | SOLE | | 74,698 | 0 | 0 |
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 110 | 11,300 | SH | | SOLE | | 11,300 | 0 | 0 |
WESTERN ASSET MTG DEFINED OP | COM | 95790B109 | 809 | 72,805 | SH | | SOLE | | 72,805 | 0 | 0 |
WESTERN ASSET MUN PARTNERS F | COM | 95766P108 | 260 | 23,212 | SH | | SOLE | | 23,212 | 0 | 0 |
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 534 | 59,626 | SH | | SOLE | | 59,626 | 0 | 0 |
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 1,050 | 115,722 | SH | | SOLE | | 115,722 | 0 | 0 |