UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-22641 |
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Franklin Alternative Strategies Funds |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 5/31 |
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Date of reporting period: 6/30/21_ |
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Item 1. Proxy Voting Records. |
Franklin K2 Alternative Strategies Fund-Master
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10X GENOMICS, INC. | ||||
Ticker: TXG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bryan E. Roberts | Management | For | For |
2 | Elect Kimberly J. Popovits | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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58.COM (WUBA) | ||||
Ticker: WUBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
S1. | IT IS RESOLVED, as a Special Resolution, THAT: the execution, delivery and performance of the agreement and plan of merger, dated as of June 15, 2020 (the "Merger Agreement"), among Quantum Bloom Group Ltd, an exempted company with limited liability incor | Management | For | For |
S2. | IT IS RESOLVED, as a Special Resolution, THAT: each of directors and officers of the Company be and are hereby authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the consummation of the Transactions, inclu | Management | For | For |
O3. | IT IS RESOLVED, as an Ordinary Resolution, THAT: the extraordinary general meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the extraordinary general | Management | For | For |
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ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Alpern | Management | For | For |
1.2 | Elect Roxanne S. Austin | Management | For | For |
1.3 | Elect Sally E. Blount | Management | For | For |
1.4 | Elect Robert B. Ford | Management | For | For |
1.5 | Elect Michelle A. Kumbier | Management | For | For |
1.6 | Elect Darren W. McDew | Management | For | For |
1.7 | Elect Nancy McKinstry | Management | For | For |
1.8 | Elect William A. Osborn | Management | For | For |
1.9 | Elect Michael F. Roman | Management | For | For |
1.10 | Elect Daniel J. Starks | Management | For | For |
1.11 | Elect John G. Stratton | Management | For | For |
1.12 | Elect Glenn F. Tilton | Management | For | For |
1.13 | Elect Miles D. White | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Elimination of Supermajority Requirement for Article Amendments | Management | For | For |
5 | Elimination of Supermajority Requirement for Approval of Certain Extraordinary Transactions | Management | For | For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Company Plan to Promote Racial Justice | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
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ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director Robert B. Ford | Management | For | For |
1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
1.6 | Elect Director Darren W. McDew | Management | For | For |
1.7 | Elect Director Nancy McKinstry | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Michael F. Roman | Management | For | For |
1.10 | Elect Director Daniel J. Starks | Management | For | For |
1.11 | Elect Director John G. Stratton | Management | For | For |
1.12 | Elect Director Glenn F. Tilton | Management | For | For |
1.13 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For |
4b | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Report on Racial Justice | Shareholder | Against | Against |
7 | Require Independent Board Chair | Shareholder | Against | For |
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ACACIA COMMUNICATIONS, INC. | ||||
Ticker: ACIA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Amended and Restated Agreement and Plan of Merger, dated as of January 14, 2021, as it may be amended from time to time, by and among Acacia Communications, Inc., Cisco Systems, Inc., and Amarone Acquisition Corp. (the "Amended and Restated A | Management | For | For |
2. | To approve, on a nonbinding advisory basis, the compensation that may be payable to Acacia Communications, Inc.'s named executive officers in connection with the merger. | Management | For | For |
3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Amended and Restated Agreement and Plan o | Management | For | For |
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ACCENTURE PLC | ||||
Ticker: ACN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jaime Ardila | Management | For | For |
1b | Elect Director Herbert Hainer | Management | For | For |
1c | Elect Director Nancy McKinstry | Management | For | For |
1d | Elect Director Beth E. Mooney | Management | For | For |
1e | Elect Director Gilles C. Pelisson | Management | For | For |
1f | Elect Director Paula A. Price | Management | For | For |
1g | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
1h | Elect Director David Rowland | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Julie Sweet | Management | For | For |
1k | Elect Director Frank K. Tang | Management | For | For |
1l | Elect Director Tracey T. Travis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
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ACCTON TECHNOLOGY CORP. | ||||
Ticker: 2345 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Election of Representative of Kuan Xin Investment Corp. | Management | For | Abstain |
4 | Elect HUANG Kuo-Hsiu | Management | For | For |
5 | Elect DU Heng-Yi | Management | For | For |
6 | Elect HUANG Shu-Chieh | Management | For | For |
7 | Elect LEE Fa-Yauh | Management | For | For |
8 | Elect KUO Ming-Jian | Management | For | For |
9 | Elect Eizo Kobayahi | Management | For | For |
10 | Elect Ankur Singla | Management | For | For |
11 | Elect Avigdor Willenz | Management | For | For |
12 | Relapse of Non-compete Restrictions | Management | For | For |
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ACTIVISION BLIZZARD, INC. | ||||
Ticker: ATVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reveta Bowers | Management | For | Against |
1b | Elect Director Robert Corti | Management | For | For |
1c | Elect Director Hendrik Hartong, III | Management | For | For |
1d | Elect Director Brian Kelly | Management | For | For |
1e | Elect Director Robert Kotick | Management | For | For |
1f | Elect Director Barry Meyer | Management | For | For |
1g | Elect Director Robert Morgado | Management | For | Against |
1h | Elect Director Peter Nolan | Management | For | For |
1i | Elect Director Dawn Ostroff | Management | For | Against |
1j | Elect Director Casey Wasserman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ADAPTIVE BIOTECHNOLOGIES CORPORATION | ||||
Ticker: ADPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michelle Griffin | Management | For | Withhold |
1.2 | Elect Director Peter Neupert | Management | For | Withhold |
1.3 | Elect Director Leslie Trigg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
7 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 828,030,120.54 SHALL BE APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE CARRIED FORWARD | Management | FOR | FOR |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
8 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | FOR | FOR |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
9 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | FOR | FOR |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
10 | RESOLUTION ON AN AMENDMENT TO SECTION 20 OF THE ARTICLES OF ASSOCIATION: SECTION 20 A NEW PARAGRAPH 4 SHALL BE ADDED TO ALLOW ELECTRONIC PARTICIPATION IN THE SHAREHOLDERS' MEETING | Management | FOR | FOR |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
11 | ELECTION OF CHRISTIAN KLEIN TO THE SUPERVISORY BOARD | Management | FOR | FOR |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
12 | APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: KPMG AG, BERLINKFURT TIME ON AUGUST 3, 2020 | Management | FOR | FOR |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY | Management | NON-VOTING | NON-VOTING |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED | Management | NON-VOTING | NON-VOTING |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES | Management | NON-VOTING | NON-VOTING |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN | Management | NON-VOTING | NON-VOTING |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
5 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTL | Management | NON-VOTING | NON-VOTING |
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ADIDAS AG | ||||
Ticker: ADS GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
6 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS: PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS | Management | NON-VOTING | NON-VOTING |
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ADOBE INC. | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Melanie Boulden | Management | For | For |
3 | Elect Frank A. Calderoni | Management | For | For |
4 | Elect James E. Daley | Management | For | For |
5 | Elect Laura Desmond | Management | For | For |
6 | Elect Shantanu Narayen | Management | For | For |
7 | Elect Kathleen Oberg | Management | For | For |
8 | Elect Dheeraj Pandey | Management | For | For |
9 | Elect David A. Ricks | Management | For | For |
10 | Elect Daniel Rosensweig | Management | For | For |
11 | Elect John E. Warnock | Management | For | For |
12 | Amendment to the 2019 Equity Incentive Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
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ADVANCED DISPOSAL SERVICES INC. | ||||
Ticker: ADSW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of April 14, 2019, as amended by Amendment No. 1 thereto, dated as of June 24, 2020, as may be further amended from time to time (the amended merger agreement), by and among Advanced Disposal Services, I | Management | For | For |
2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Advanced Disposal's named executive officers in connection with the merger and contemplated by the amended merger agreement. | Management | For | For |
3. | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the amended merger agreement. | Management | For | For |
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ADVANCED EMISSIONS SOLUTIONS, INC. | ||||
Ticker: ADES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol Eicher | Management | For | For |
1.2 | Elect Director Gilbert Li | Management | For | For |
1.3 | Elect Director J. Taylor Simonton | Management | For | For |
1.4 | Elect Director L. Spencer Wells | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
4 | Approve Tax Asset Protection Plan | Management | For | For |
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ADVANCED MICRO DEVICES, INC. | ||||
Ticker: AMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Xilinx Transaction | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
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ADVANCED MICRO DEVICES, INC. | ||||
Ticker: AMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John E. Caldwell | Management | For | Against |
2 | Elect Nora M. Denzel | Management | For | For |
3 | Elect D. Mark Durcan | Management | For | For |
4 | Elect Michael P. Gregoire | Management | For | For |
5 | Elect Joseph A. Householder | Management | For | For |
6 | Elect John W. Marren | Management | For | For |
7 | Elect Lisa T. Su | Management | For | For |
8 | Elect Abhijit Y. Talwalkar | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
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AEROJET ROCKETDYNE HOLDINGS, INC. | ||||
Ticker: AJRD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | For | Do Not Vote |
2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | For | Do Not Vote |
3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | For | Do Not Vote |
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AEROJET ROCKETDYNE HOLDINGS, INC. | ||||
Ticker: AJRD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
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AEROJET ROCKETDYNE HOLDINGS, INC. | ||||
Ticker: AJRD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR-Gen Kevin P. Chilton | Management | For | For |
1.2 | DIRECTOR-Thomas A. Corcoran | Management | For | For |
1.3 | DIRECTOR-Eileen P. Drake | Management | For | For |
1.4 | DIRECTOR-James R. Henderson | Management | For | For |
1.5 | DIRECTOR-Warren G. Lichtenstein | Management | For | For |
1.6 | DIRECTOR-Gen Lance W. Lord | Management | For | For |
1.7 | DIRECTOR-Audrey A. McNiff | Management | For | For |
1.8 | DIRECTOR-Martin Turchin | Management | For | For |
2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. | Management | For | For |
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AIRBNB, INC. | ||||
Ticker: ABNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela Ahrendts | Management | For | Withhold |
1.2 | Elect Director Brian Chesky | Management | For | Withhold |
1.3 | Elect Director Kenneth Chenault | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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ALIBABA GROUP HOLDING LIMITED | ||||
Ticker: BABA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to By-Laws to Allow for Virtual Meetings | Management | For | For |
2 | Elect Maggie Wei WU | Management | For | For |
3 | Elect Kabir MISRA | Management | For | For |
4 | Elect Walter Teh Ming KWAUK | Management | For | For |
5 | Appointment of Auditor | Management | For | For |
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ALIGN TECHNOLOGY, INC. | ||||
Ticker: ALGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kevin J. Dallas | Management | For | For |
2 | Elect Joseph M. Hogan | Management | For | For |
3 | Elect Joseph Lacob | Management | For | For |
4 | Elect C. Raymond Larkin, Jr. | Management | For | For |
5 | Elect George J. Morrow | Management | For | For |
6 | Elect Anne M. Myong | Management | For | For |
7 | Elect Andrea L. Saia | Management | For | For |
8 | Elect Greg J. Santora | Management | For | For |
9 | Elect Susan E. Siegel | Management | For | For |
10 | Elect Warren S. Thaler | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Exclusive Forum Provision | Management | For | Against |
13 | Amendment to the 2010 Employee Stock Purchase Plan | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
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ALLAKOS INC. | ||||
Ticker: ALLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Daniel Janney | Management | For | For |
1.2 | Elect Robert E. Andreatta | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
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ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Larry Page | Management | For | For |
2 | Elect Sergey Brin | Management | For | For |
3 | Elect Sundar Pichai | Management | For | For |
4 | Elect John L. Hennessy | Management | For | For |
5 | Elect Frances H. Arnold | Management | For | For |
6 | Elect L. John Doerr | Management | For | For |
7 | Elect Roger W. Ferguson, Jr. | Management | For | For |
8 | Elect Ann Mather | Management | For | Against |
9 | Elect Alan R. Mulally | Management | For | For |
10 | Elect K. Ram Shriram | Management | For | For |
11 | Elect Robin L. Washington | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Approval of the 2021 Stock Plan | Management | For | For |
14 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Anticompetitive Practices | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
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ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Casteen, III | Management | For | Against |
1b | Elect Director Dinyar S. Devitre | Management | For | For |
1c | Elect Director William F. Gifford, Jr. | Management | For | For |
1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1e | Elect Director W. Leo Kiely, III | Management | For | Against |
1f | Elect Director Kathryn B. McQuade | Management | For | Against |
1g | Elect Director George Munoz | Management | For | For |
1h | Elect Director Mark E. Newman | Management | For | For |
1i | Elect Director Nabil Y. Sakkab | Management | For | For |
1j | Elect Director Virginia E. Shanks | Management | For | Against |
1k | Elect Director Ellen R. Strahlman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Underage Tobacco Prevention Policies and Marketing Practices | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
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AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Keith B. Alexander | Management | For | For |
3 | Elect Jamie S. Gorelick | Management | For | For |
4 | Elect Daniel P. Huttenlocher | Management | For | For |
5 | Elect Judith A. McGrath | Management | For | For |
6 | Elect Indra K. Nooyi | Management | For | For |
7 | Elect Jonathan J. Rubinstein | Management | For | For |
8 | Elect Thomas O. Ryder | Management | For | For |
9 | Elect Patricia Q. Stonesifer | Management | For | For |
10 | Elect Wendell P. Weeks | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Report on Customer Due Diligence | Shareholder | Against | For |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Report on Promotion Data | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Plastic Packaging | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Anticompetitive Practices | Shareholder | Against | For |
21 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
22 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
23 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | Against | For |
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AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Keith B. Alexander | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | Against |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
7 | Report on Promotion Data | Shareholder | Against | For |
8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Against |
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | For |
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | Against |
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | For |
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | For |
| ||||
AMERICAN PUBLIC EDUCATION, INC. | ||||
Ticker: APEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eric C. Andersen | Management | For | For |
1b | Elect Director Granetta B. Blevins | Management | For | For |
1c | Elect Director Jean C. Halle | Management | For | For |
1d | Elect Director Barbara 'Bobbi' L. Kurshan | Management | For | For |
1e | Elect Director Timothy J. Landon | Management | For | For |
1f | Elect Director Daniel S. Pianko | Management | For | For |
1g | Elect Director William G. Robinson, Jr. | Management | For | For |
1h | Elect Director Angela K. Selden | Management | For | For |
1i | Elect Director Vincent R. Stewart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas A. Bartlett | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Kenneth R. Frank | Management | For | For |
1d | Elect Director Robert D. Hormats | Management | For | For |
1e | Elect Director Gustavo Lara Cantu | Management | For | For |
1f | Elect Director Grace D. Lieblein | Management | For | For |
1g | Elect Director Craig Macnab | Management | For | For |
1h | Elect Director JoAnn A. Reed | Management | For | For |
1i | Elect Director Pamela D.A. Reeve | Management | For | For |
1j | Elect Director David E. Sharbutt | Management | For | For |
1k | Elect Director Bruce L. Tanner | Management | For | For |
1l | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
5 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| ||||
AMICUS THERAPEUTICS, INC. | ||||
Ticker: FOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Craig A. Wheeler | Management | For | For |
1.2 | Elect Burke W. Whitman | Management | For | For |
2 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
ANTHEM, INC. | ||||
Ticker: ANTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Hay, III | Management | For | For |
1.2 | Elect Director Antonio F. Neri | Management | For | For |
1.3 | Elect Director Ramiro G. Peru | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
AON PLC | ||||
Ticker: AON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lester B. Knight | Management | For | For |
1.2 | Elect Director Gregory C. Case | Management | For | For |
1.3 | Elect Director Jin-Yong Cai | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Fulvio Conti | Management | For | For |
1.6 | Elect Director Cheryl A. Francis | Management | For | For |
1.7 | Elect Director J. Michael Losh | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Richard C. Notebaert | Management | For | For |
1.10 | Elect Director Gloria Santona | Management | For | For |
1.11 | Elect Director Byron O. Spruell | Management | For | For |
1.12 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Amend Articles of Association Re: Article 190 | Management | For | For |
7 | Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves | Management | For | For |
8 | Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 | Management | For | For |
| ||||
APELLIS PHARMACEUTICALS, INC. | ||||
Ticker: APLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Paul Fonteyne | Management | For | For |
1.2 | Elect Stephanie Monaghan O'Brien | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Andrea Jung | Management | For | For |
1e | Elect Director Art Levinson | Management | For | For |
1f | Elect Director Monica Lozano | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| ||||
APPLEGREEN PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Management | None | Did not vote |
1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For |
CMMT | 29 JAN 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM CRT TO SCH. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | None | Did not vote |
| ||||
APPLEGREEN PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Management | None | Did not vote |
1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For |
CMMT | 29 JAN 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM CRT TO SCH. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | None | Did not vote |
| ||||
APPLEGREEN PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Management | None | Did not vote |
1 | APPROVE ACQUISITION OF APPLEGREEN PLC BY CAUSEWAY CONSORTIUM LIMITED | Management | For | For |
2 | AMEND ARTICLES OF ASSOCIATION | Management | For | For |
3 | AMEND SHARE PLANS | Management | For | For |
| ||||
APPLIED MATERIALS, INC. | ||||
Ticker: AMAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rani Borkar | Management | For | For |
1b | Elect Director Judy Bruner | Management | For | For |
1c | Elect Director Xun (Eric) Chen | Management | For | For |
1d | Elect Director Aart J. de Geus | Management | For | For |
1e | Elect Director Gary E. Dickerson | Management | For | For |
1f | Elect Director Thomas J. Iannotti | Management | For | For |
1g | Elect Director Alexander A. Karsner | Management | For | For |
1h | Elect Director Adrianna C. Ma | Management | For | For |
1i | Elect Director Yvonne McGill | Management | For | For |
1j | Elect Director Scott A. McGregor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Improve Executive Compensation Program and Policy | Shareholder | Against | Against |
| ||||
ARGEN-X SE | ||||
Ticker: ARGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remuneration Policy | Management | For | For |
2 | Remuneration Report | Management | For | For |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Losses | Management | For | For |
5 | Ratification of Board Acts | Management | For | For |
6 | Elect Yvonne Greenstreet to the Board of Directors | Management | For | For |
7 | Elect Anthony A. Rosenberg to the Board of Directors | Management | For | For |
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
9 | Appointment of Auditor | Management | For | For |
| ||||
ARTISAN PARTNERS ASSET MANAGEMENT INC. | ||||
Ticker: APAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer A. Barbetta | Management | For | For |
1.2 | Elect Director Matthew R. Barger | Management | For | For |
1.3 | Elect Director Eric R. Colson | Management | For | For |
1.4 | Elect Director Tench Coxe | Management | For | For |
1.5 | Elect Director Stephanie G. DiMarco | Management | For | For |
1.6 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.7 | Elect Director Andrew A. Ziegler | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| ||||
ARTIUS ACQUISITION, INC. | ||||
Ticker: AACQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Jurisdiction of Incorporation from Cayman Islands to the State of Delaware | Management | For | Against |
2 | Approve SPAC Transaction | Management | For | Against |
3 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
4 | Approve Interim Certificate of Incorporation and Bylaws | Management | For | Against |
5 | Adopt New Certificate of Incorporation | Management | For | Against |
6 | Amend Organizational Documents Proposals | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
9.1 | Elect Director William Harvey | Management | For | Withhold |
9.2 | Elect Director Boon Sim | Management | For | Withhold |
9.3 | Elect Director Pia Heidenmark Cook | Management | For | Withhold |
9.4 | Elect Director Charles Drucker | Management | For | Withhold |
9.5 | Elect Director Kathleen B. Fish | Management | For | Withhold |
9.6 | Elect Director Rich Riley | Management | For | Withhold |
9.7 | Elect Director John Bissell | Management | For | Withhold |
9.8 | Elect Director Benno O. Dorer | Management | For | Withhold |
9.9 | Elect Director Karen Richardson | Management | For | Withhold |
10 | Adjourn Meeting | Management | For | Against |
| ||||
ARVINAS, INC. | ||||
Ticker: ARVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Wendy L. Dixon | Management | For | For |
1.2 | Elect Edward Kennedy Jr. | Management | For | For |
1.3 | Elect Bradley Margus | Management | For | For |
1.4 | Elect Briggs Morrison | Management | For | Withhold |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
| ||||
ASML HOLDING N.V. | ||||
Ticker: ASML | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remuneration Report | Management | For | For |
2 | Accounts and Reports | Management | For | For |
3 | Allocation of Profits/Dividends | Management | For | For |
4 | Ratification of Management Board Acts | Management | For | For |
5 | Ratification of Supervisory Board Acts | Management | For | For |
6 | Long-Term Incentive Plan; Authority to Issue Shares | Management | For | For |
7 | Management Board Remuneration Policy | Management | For | For |
8 | Supervisory Board Remuneration Policy | Management | For | For |
9 | Elect Birgit Conix to the Supervisory Board | Management | For | For |
10 | Appointment of Auditor | Management | For | For |
11 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
12 | Authority to Suppress Preemptive Rights | Management | For | For |
13 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Management | For | For |
14 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Management | For | For |
15 | Authority to Repurchase Shares | Management | For | For |
16 | Authority to Repurchase Additional Shares | Management | For | For |
17 | Authority to Cancel Repurchased Shares | Management | For | For |
| ||||
AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William E. Kennard | Management | For | Against |
1b | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1c | Elect Director Scott T. Ford | Management | For | For |
1d | Elect Director Glenn H. Hutchins | Management | For | For |
1e | Elect Director Debra L. Lee | Management | For | Against |
1f | Elect Director Stephen J. Luczo | Management | For | For |
1g | Elect Director Michael B. McCallister | Management | For | For |
1h | Elect Director Beth E. Mooney | Management | For | For |
1i | Elect Director Matthew K. Rose | Management | For | Against |
1j | Elect Director John T. Stankey | Management | For | For |
1k | Elect Director Cynthia B. Taylor | Management | For | Against |
1l | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
| ||||
ATLASSIAN CORPORATION PLC | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Shona L. Brown | Management | For | For |
6 | Elect Michael Cannon-Brookes | Management | For | For |
7 | Elect Scott Farquhar | Management | For | For |
8 | Elect Heather Mirjahangir Fernandez | Management | For | For |
9 | Elect Sasan Goodarzi | Management | For | For |
10 | Elect Jay Parikh | Management | For | For |
11 | Elect Enrique T. Salem | Management | For | For |
12 | Elect Steven J. Sordello | Management | For | For |
13 | Elect Richard Wong | Management | For | For |
14 | Authority to Repurchase Shares Off-Market | Management | For | For |
15 | Authority to Repurchase Shares (Securities Restriction Agreement Buyback) | Management | For | For |
| ||||
AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew Anagnost | Management | For | For |
1b | Elect Director Karen Blasing | Management | For | For |
1c | Elect Director Reid French | Management | For | For |
1d | Elect Director Ayanna Howard | Management | For | For |
1e | Elect Director Blake Irving | Management | For | For |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Stephen Milligan | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Elizabeth (Betsy) Rafael | Management | For | For |
1j | Elect Director Stacy J. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AVALARA, INC. | ||||
Ticker: AVLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Marion R. Foote | Management | For | For |
1.2 | Elect Rajeev Singh | Management | For | For |
1.3 | Elect Kathleen Zwickert | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
AVANTOR, INC. | ||||
Ticker: AVTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Matthew Holt | Management | For | Against |
2 | Elect Christi Shaw | Management | For | For |
3 | Elect Michael Severino | Management | For | For |
4 | Elect Gregory L. Summe | Management | For | For |
5 | Permit Shareholders to Call a Special Meeting | Management | For | For |
6 | Elimination of Supermajority Requirement | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
BALL CORPORATION | ||||
Ticker: BLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Bryant | Management | For | For |
1.2 | Elect Director Michael J. Cave | Management | For | For |
1.3 | Elect Director Daniel W. Fisher | Management | For | For |
1.4 | Elect Director Pedro Henrique Mariani | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1d | Elect Director Pierre J.P. de Weck | Management | For | For |
1e | Elect Director Arnold W. Donald | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Thomas J. May | Management | For | For |
1i | Elect Director Brian T. Moynihan | Management | For | For |
1j | Elect Director Lionel L. Nowell, III | Management | For | For |
1k | Elect Director Denise L. Ramos | Management | For | For |
1l | Elect Director Clayton S. Rose | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
1n | Elect Director Thomas D. Woods | Management | For | For |
1o | Elect Director R. David Yost | Management | For | For |
1p | Elect Director Maria T. Zuber | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Approve Change in Organizational Form | Shareholder | Against | Against |
8 | Request on Racial Equity Audit | Shareholder | Against | For |
| ||||
BATTALION OIL CORPORATION | ||||
Ticker: BATL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Little | Management | For | Withhold |
1.2 | Elect Director Jonathan D. Barrett | Management | For | Withhold |
1.3 | Elect Director David Chang | Management | For | For |
1.4 | Elect Director Gregory S. Hinds | Management | For | For |
1.5 | Elect Director Allen Li | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
BAUSCH HEALTH COMPANIES INC. | ||||
Ticker: BHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard U. De Schutter | Management | For | For |
1b | Elect Director D. Robert Hale | Management | For | For |
1c | Elect Director Brett Icahn | Management | For | For |
1d | Elect Director Argeris (Jerry) N. Karabelas | Management | For | For |
1e | Elect Director Sarah B. Kavanagh | Management | For | For |
1f | Elect Director Steven D. Miller | Management | For | For |
1g | Elect Director Joseph C. Papa | Management | For | For |
1h | Elect Director John A. Paulson | Management | For | For |
1i | Elect Director Robert N. Power | Management | For | For |
1j | Elect Director Russel C. Robertson | Management | For | For |
1k | Elect Director Thomas W. Ross, Sr. | Management | For | For |
1l | Elect Director Andrew C. von Eschenbach | Management | For | For |
1m | Elect Director Amy B. Wechsler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
BERKELEY LIGHTS, INC. | ||||
Ticker: BLI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gregory T. Lucier | Management | For | Withhold |
1.2 | Elect Elizabeth Nelson | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
BIOGEN INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alexander J. Denner | Management | For | For |
2 | Elect Caroline D. Dorsa | Management | For | For |
3 | Elect Maria C. Freire | Management | For | For |
4 | Elect William A. Hawkins | Management | For | For |
5 | Elect William D. Jones | Management | For | For |
6 | Elect Nancy L. Leaming | Management | For | For |
7 | Elect Jesus B. Mantas | Management | For | For |
8 | Elect Richard C. Mulligan | Management | For | For |
9 | Elect Stelios Papadopoulos | Management | For | For |
10 | Elect Brian S. Posner | Management | For | For |
11 | Elect Eric K. Rowinsky | Management | For | For |
12 | Elect Stephen A. Sherwin | Management | For | For |
13 | Elect Michel Vounatsos | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Approval of Federal Forum Provision | Management | For | Against |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
| ||||
BIONTECH SE | ||||
Ticker: BNTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratification of Management Board Acts | Management | For | For |
2 | Ratification of Supervisory Board Acts | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Increase in Authorised Capital | Management | For | For |
5 | Amendment to Stock Option Plan | Management | For | For |
6 | Stock Option Plan 2021; Increase in Conditional Capital | Management | For | For |
7 | Amendments to Authority to Repurchase and Reissue Shares (Technical) | Management | For | For |
8 | Amendments to Authority to Repurchase and Reissue Shares (Expansion of Repurchasing Authority) | Management | For | For |
9 | Management Board Remuneration Policy | Management | For | For |
10 | Supervisory Board Remuneration Policy | Management | For | For |
11 | Cancellation of Intra-Company Control Agreement with JPT Peptide Technologies GmbH | Management | For | For |
12 | Approval of Intra-Company Control Agreement with JPT Peptide Technologies GmbH | Management | For | For |
13 | Approval of Intra-Company Control Agreement with BioNTech Manufacturing Marburg GmbH | Management | For | For |
14 | Approval of Intra-Company Control Agreement with reSano GmbH | Management | For | For |
| ||||
BITAUTO HOLDINGS LTD. (BITA) | ||||
Ticker: BITA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
S1. | THAT the Agreement and Plan of Merger, dated as of June 12, 2020 (the "Merger Agreement"), by and between the Company, Yiche Holding Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands ("Parent") and Yiche | Management | None | For |
O2. | THAT each of the members of the special committee of the board of directors of the Company, the chief executive officer of the Company and the chief financial officer of the Company be authorized to do all things necessary to give effect to the Merger Agr | Management | None | For |
O3. | THAT the extraordinary general meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the extraordinary general meeting to pass the resolutions to be propos | Management | None | For |
| ||||
BLUEPRINT MEDICINES CORPORATION | ||||
Ticker: BPMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect George D. Demetri | Management | For | For |
1.2 | Elect Lynn Seely | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
BOINGO WIRELESS, INC. | ||||
Ticker: WIFI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Merger Agreement and Plan of Merger, dated as of February 26, 2021, by and among White Sands Parent, Inc., White Sands Bidco, Inc., and Boingo Wireless, Inc., as it may be amended from time to time. | Management | For | Do Not Vote |
2. | To approve the adoption of any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | Do Not Vote |
3. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Boingo Wireless, Inc. to its named executive officers in connection with the merger. | Management | For | Do Not Vote |
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BOMBARDIER INC. | ||||
Ticker: BBD.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Beaudoin | Management | For | For |
1.2 | Elect Director Joanne Bissonnette | Management | For | For |
1.3 | Elect Director Charles Bombardier | Management | For | For |
1.4 | Elect Director Diane Fontaine | Management | For | For |
1.5 | Elect Director Diane Giard | Management | For | For |
1.6 | Elect Director Anthony R. Graham | Management | For | For |
1.7 | Elect Director August W. Henningsen | Management | For | For |
1.8 | Elect Director Melindia Rogers-Hixon | Management | For | For |
1.9 | Elect Director Eric Martel | Management | For | For |
1.10 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.11 | Elect Director Eric Sprunk | Management | For | For |
1.12 | Elect Director Anthony N. Tyler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
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BOOKING HOLDINGS INC. | ||||
Ticker: BKNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Timothy M. Armstrong | Management | For | For |
1.2 | Elect Glenn D. Fogel | Management | For | For |
1.3 | Elect Mirian M. Graddick-Weir | Management | For | For |
1.4 | Elect Wei Hopeman | Management | For | For |
1.5 | Elect Robert J. Mylod Jr. | Management | For | For |
1.6 | Elect Charles H. Noski | Management | For | For |
1.7 | Elect Nicholas J. Read | Management | For | For |
1.8 | Elect Thomas E. Rothman | Management | For | For |
1.9 | Elect Bob van Dijk | Management | For | For |
1.10 | Elect Lynn M. Vojvodich | Management | For | For |
1.11 | Elect Vanessa A. Wittman | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to the 1999 Omnibus Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Permit Shareholders to Act by Written Consent | Management | For | For |
6 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Climate Transition Report | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Annual Advisory Vote on Climate Policies and Strategies | Shareholder | Against | Against |
| ||||
BOOKING HOLDINGS INC. | ||||
Ticker: BKNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Glenn D. Fogel | Management | For | For |
1.3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1.4 | Elect Director Wei Hopeman | Management | For | For |
1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Nicholas J. Read | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Bob van Dijk | Management | For | For |
1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Report on Annual Climate Transition | Shareholder | Against | For |
8 | Annual Investor Advisory Vote on Climate Plan | Shareholder | Against | Against |
| ||||
BOOKING HOLDINGS INC. | ||||
Ticker: BKNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Glenn D. Fogel | Management | For | For |
1.3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1.4 | Elect Director Wei Hopeman | Management | For | For |
1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Nicholas J. Read | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Bob van Dijk | Management | For | For |
1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Report on Annual Climate Transition | Shareholder | Against | For |
8 | Annual Investor Advisory Vote on Climate Plan | Shareholder | Against | For |
| ||||
BOSTON SCIENTIFIC CORPORATION | ||||
Ticker: BSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nelda J. Connors | Management | For | For |
2 | Elect Charles J. Dockendorff | Management | For | For |
3 | Elect Yoshiaki Fujimori | Management | For | For |
4 | Elect Donna A. James | Management | For | For |
5 | Elect Edward J. Ludwig | Management | For | For |
6 | Elect Michael F. Mahoney | Management | For | For |
7 | Elect David J. Roux | Management | For | For |
8 | Elect John E. Sununu | Management | For | For |
9 | Elect Ellen M. Zane | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Report on Non-Management Employee Participation in Company Governance | Shareholder | Against | Against |
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BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Michael W. Bonney | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Julia A. Haller | Management | For | For |
1E | Elect Director Paula A. Price | Management | For | For |
1F | Elect Director Derica W. Rice | Management | For | For |
1G | Elect Director Theodore R. Samuels | Management | For | For |
1H | Elect Director Gerald L. Storch | Management | For | For |
1I | Elect Director Karen H. Vousden | Management | For | For |
1J | Elect Director Phyllis R. Yale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Special Shareholder Meetings to 15% | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Reduce Ownership Threshold for Special Shareholder Meetings to 10% | Shareholder | Against | Against |
| ||||
C4 THERAPEUTICS, INC. | ||||
Ticker: CCCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Marc A. Cohen | Management | For | Withhold |
1.2 | Elect Kenneth C. Anderson | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
CAESARS ENTERTAINMENT CORPORATION | ||||
Ticker: CZR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: Thomas Benninger | Management | For | For |
1B. | Election of Director: Jan Jones Blackhurst | Management | For | For |
1C. | Election of Director: Juliana Chugg | Management | For | For |
1D. | Election of Director: Denise Clark | Management | For | For |
1E. | Election of Director: Keith Cozza | Management | For | For |
1F. | Election of Director: John Dionne | Management | For | For |
1G. | Election of Director: James Hunt | Management | For | For |
1H. | Election of Director: Don Kornstein | Management | For | For |
1I. | Election of Director: Courtney Mather | Management | For | For |
1J. | Election of Director: James Nelson | Management | For | For |
1K. | Election of Director: Anthony Rodio | Management | For | For |
2. | To approve, on an advisory, non-binding basis, named executive officer compensation. | Management | For | For |
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
| ||||
CALIFORNIA RESOURCES CORPORATION | ||||
Ticker: CRC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas E. Brooks | Management | For | For |
1.2 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | For |
1.3 | Elect Director James N. Chapman | Management | For | Withhold |
1.4 | Elect Director Mark A. (Mac) McFarland | Management | For | For |
1.5 | Elect Director Julio M. Quintana | Management | For | For |
1.6 | Elect Director William B. Roby | Management | For | Withhold |
1.7 | Elect Director Andrew Bremner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CALLAWAY GOLF COMPANY | ||||
Ticker: ELY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | For | For |
1.2 | Elect Director Erik J Anderson | Management | For | For |
1.3 | Elect Director Samuel H. Armacost | Management | For | For |
1.4 | Elect Director Scott H. Baxter | Management | For | For |
1.5 | Elect Director Thomas G. Dundon | Management | For | For |
1.6 | Elect Director Laura J. Flanagan | Management | For | For |
1.7 | Elect Director Russell L. Fleischer | Management | For | For |
1.8 | Elect Director John F. Lundgren | Management | For | For |
1.9 | Elect Director Scott M. Marimow | Management | For | For |
1.10 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1.11 | Elect Director Linda B. Segre | Management | For | For |
1.12 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
CARDLYTICS, INC. | ||||
Ticker: CDLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Balen | Management | For | For |
1.2 | Elect Aimee Lapic | Management | For | For |
1.3 | Elect Jessica Jensen | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
CARNIVAL PLC | ||||
Ticker: CCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
2 | Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
3 | Re-elect Jason Cahilly as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
4 | Re-elect Helen Deeble as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
5 | Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
6 | Elect Jeffery Gearhart as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
7 | Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
8 | Re-elect Katie Lahey as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
9 | Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
10 | Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
11 | Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
12 | Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
13 | Advisory Vote to Approve Executive Compensation | Management | For | For |
14 | Approve Remuneration Report | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation | Management | For | For |
16 | Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors | Management | For | For |
17 | Accept Financial Statements and Statutory Reports | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Amend 2020 Stock Plan | Management | For | For |
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CATALENT INC. | ||||
Ticker: CTLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Madhavan Balachandran | Management | For | For |
2 | Elect J. Martin Carroll | Management | For | For |
3 | Elect Rolf Classon | Management | For | For |
4 | Elect John J. Greisch | Management | For | For |
5 | Elect Christa Kreuzburg | Management | For | For |
6 | Elect Gregory T. Lucier | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
CEMEX SAB DE CV | ||||
Ticker: CEMEXCPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Present Share Repurchase Report | Management | For | For |
4 | Set Maximum Amount of Share Repurchase Reserve | Management | For | For |
5A | Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020 | Management | For | For |
5B | Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription | Management | For | For |
6 | Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees | Management | For | Against |
7 | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
1 | Amend Article 2 Re: Corporate Purpose | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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CERIDIAN HCM HOLDING INC. | ||||
Ticker: CDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect David D. Ossip | Management | For | For |
1.2 | Elect Andrea S. Rosen | Management | For | For |
1.3 | Elect Gerald C Throop | Management | For | For |
2 | Repeal of Classified Board | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Ratification of Auditor | Management | For | For |
| ||||
CERTARA, INC. | ||||
Ticker: CERT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mason P. Slaine | Management | For | For |
1.2 | Elect James E. Cashman III | Management | For | For |
1.3 | Elect Ethan Waxman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
CERVED GROUP S.P.A. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 539105 DUE TO RECEIPT OF-ADDITIONAL RESOLUTION O.1.bis. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE- REINSTRUCT ON THIS MEETIN | Management | None | Did not vote |
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE | Management | None | Did not vote |
o.1.a | THE ANNUAL FINANCIAL STATEMENTS AT 31 DECEMBER 2020; PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT 31 DECEMBER 2020; THE DIRECTORS', BOARD OF STATUTORY AUDITORS' AND INDEPENDENT AUDITORS' REPORTS: APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS; RE | Management | For | For |
o.1.b | THE ANNUAL FINANCIAL STATEMENTS AT 31 DECEMBER 2020; PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT 31 DECEMBER 2020; THE DIRECTORS', BOARD OF STATUTORY AUDITORS' AND INDEPENDENT AUDITORS' REPORTS: ALLOCATION OF THE ANNUAL RESULT; RELATED AND CO | Management | For | For |
o1bis | DISTRIBUTION TO THE SHAREHOLDERS OF AN EXTRAORDINARY DIVIDEND OF EUR0.50 (EURO FIFTY CENTS) FOR EACH OUTSTANDING SHARE, THROUGH THE USE OF THE AVAILABLE RESERVES, EVEN IN THE ABSENCE OF A DISTRIBUTABLE PROFIT; RELATED AND CONSEQUENT RESOLUTIONS | Management | For | Against |
o.2.a | REPORT ON REMUNERATION POLICY AND FEES PAID PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 6 OF LEGISLATIVE DECREE 58/98:BINDING RESOLUTION ON THE FIRST SECTION RELATING TO THE REMUNERATION POLICY, PREPARED PURSUANT TO ARTICLE 123-TER PARAGRAPH 3 OF LE | Management | For | For |
o.2.b | REPORT ON REMUNERATION POLICY AND FEES PAID PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 6 OF LEGISLATIVE DECREE 58/98:NON-BINDING RESOLUTION ON THE SECOND SECTION RELATING TO THE FEES PAID, PREPARED PURSUANT TO ARTICLE 123-TER PARAGRAPH 4 OF LEGISLA | Management | For | For |
o.3 | AUTHORISATION FOR PURCHASE AND DISPOSAL OF TREASURY SHARES, AFTER REVOCATION OF THE PREVIOUS AUTHORISATION GRANTED BY THE SHAREHOLDERS' MEETING ON 20 MAY 2020; RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For |
o.4 | APPOINTMENT OF THE INDEPENDENT AUDITOR FOR THE PERIOD 2023-2031 AND DETERMINATION OF THE FEE. RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For |
| ||||
CF FINANCE ACQUISITION CORP. | ||||
Ticker: CFFA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination to December 17, 2020 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
CF FINANCE ACQUISITION CORP. | ||||
Ticker: CFFA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2A | Increase Authorized Preferred and Common Stock and Authorize New Class of Common Stock | Management | For | Against |
2B | Amend Votes Per Share of Existing Stock | Management | For | Against |
2C | Authorize that Certain Provisions of the GCM PubCo Organizational Documents be Subject to the Stockholders' Agreement | Management | For | Against |
2D | Approve Other Changes in Connection with the GCM PubCo Organizational Documents | Management | For | Against |
3 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Adjourn Meeting | Management | For | Against |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Marillyn A. Hewson | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Debra Reed-Klages | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director D. James Umpleby, III | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Scope 3 Emissions | Shareholder | Against | Against |
5 | Report on Impacts of Net Zero 2050 Scenario | Shareholder | Against | For |
6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Require Independent Board Chair | Shareholder | Against | For |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
CHIPOTLE MEXICAN GRILL, INC. | ||||
Ticker: CMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Matthew A. Carey | Management | For | For |
1.3 | Elect Director Gregg L. Engles | Management | For | For |
1.4 | Elect Director Patricia Fili-Krushel | Management | For | For |
1.5 | Elect Director Neil W. Flanzraich | Management | For | For |
1.6 | Elect Director Mauricio Gutierrez | Management | For | For |
1.7 | Elect Director Robin Hickenlooper | Management | For | For |
1.8 | Elect Director Scott Maw | Management | For | For |
1.9 | Elect Director Ali Namvar | Management | For | For |
1.10 | Elect Director Brian Niccol | Management | For | For |
1.11 | Elect Director Mary Winston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
CIGNA CORPORATION | ||||
Ticker: CI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David M. Cordani | Management | For | For |
2 | Elect William J. DeLaney | Management | For | For |
3 | Elect Eric J. Foss | Management | For | For |
4 | Elect Elder Granger | Management | For | For |
5 | Elect Isaiah Harris, Jr. | Management | For | For |
6 | Elect George Kurian | Management | For | For |
7 | Elect Kathleen M. Mazzarella | Management | For | For |
8 | Elect Mark B. McClellan | Management | For | For |
9 | Elect John M. Partridge | Management | For | For |
10 | Elect Kimberly A. Ross | Management | For | For |
11 | Elect Eric C. Wiseman | Management | For | For |
12 | Elect Donna F. Zarcone | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Amendment to the Long-Term Incentive Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
| ||||
CINTAS CORPORATION | ||||
Ticker: CTAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald S. Adolph | Management | For | For |
1b | Elect Director John F. Barrett | Management | For | For |
1c | Elect Director Melanie W. Barstad | Management | For | For |
1d | Elect Director Karen L. Carnahan | Management | For | For |
1e | Elect Director Robert E. Coletti | Management | For | For |
1f | Elect Director Scott D. Farmer | Management | For | For |
1g | Elect Director Joseph Scaminace | Management | For | For |
1h | Elect Director Ronald W. Tysoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Mark Garrett | Management | For | For |
1e | Elect Director Kristina M. Johnson | Management | For | For |
1f | Elect Director Roderick C. McGeary | Management | For | For |
1g | Elect Director Charles H. Robbins | Management | For | For |
1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
1i | Elect Director Brenton L. Saunders | Management | For | Against |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Change State of Incorporation from California to Delaware | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen M. Costello | Management | For | For |
1b | Elect Director Grace E. Dailey | Management | For | For |
1c | Elect Director Barbara J. Desoer | Management | For | For |
1d | Elect Director John C. Dugan | Management | For | For |
1e | Elect Director Jane N. Fraser | Management | For | For |
1f | Elect Director Duncan P. Hennes | Management | For | For |
1g | Elect Director Peter B. Henry | Management | For | For |
1h | Elect Director S. Leslie Ireland | Management | For | For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1j | Elect Director Renee J. James | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Alexander R. Wynaendts | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
9 | Report on Racial Equity Audit | Shareholder | Against | For |
10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
CLEARWAY ENERGY, INC. | ||||
Ticker: CWEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Bram | Management | For | For |
1.2 | Elect Director Nathaniel Anschuetz | Management | For | For |
1.3 | Elect Director Brian R. Ford | Management | For | For |
1.4 | Elect Director Bruce MacLennan | Management | For | For |
1.5 | Elect Director Ferrell P. McClean | Management | For | For |
1.6 | Elect Director Daniel B. More | Management | For | For |
1.7 | Elect Director E. Stanley O'Neal | Management | For | For |
1.8 | Elect Director Christopher S. Sotos | Management | For | For |
1.9 | Elect Director Scott Stanley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zein Abdalla | Management | For | For |
2 | Elect Vinita K. Bali | Management | For | For |
3 | Elect Maureen Breakiron-Evans | Management | For | For |
4 | Elect Archana Deskus | Management | For | For |
5 | Elect John M. Dineen | Management | For | For |
6 | Elect Brian Humphries | Management | For | For |
7 | Elect Leo S. Mackay, Jr. | Management | For | For |
8 | Elect Michael Patsalos-Fox | Management | For | For |
9 | Elect Joseph M. Velli | Management | For | For |
10 | Elect Sandra S. Wijnberg | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
COHERENT, INC. | ||||
Ticker: COHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | Do Not Vote |
2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | Do Not Vote |
3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or | Management | For | Do Not Vote |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Naomi M. Bergman | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | For |
| ||||
CONSTELLATION PHARMACEUTICALS, INC. | ||||
Ticker: CNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Scott Braunstein | Management | For | For |
1.2 | Elect Mark A. Goldsmith | Management | For | For |
1.3 | Elect Jigar Raythatha | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
| ||||
CORELOGIC, INC. | ||||
Ticker: CLGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | To Remove J. David Chatham as director of the Company (For = remove director, Abstain/withhold = do not remove director) | Management | For | For |
1B. | To Remove Douglas C. Curling as director of the Company (For = remove director, Abstain/withhold = do not remove director) | Management | For | For |
1C. | To Remove John C. Dorman as director of the Company (For = remove director, Abstain/withhold = do not remove director) | Management | For | For |
1D. | To Remove Paul F. Folino as director of the Company (For = remove director, Abstain/withhold = do not remove director) | Management | For | For |
1E. | To Remove Thomas C. O'Brien as director of the Company (For = remove director, Abstain/withhold = do not remove director) | Management | For | For |
1F. | To Remove Pamela H. Patenaude as director of the Company (For = remove director, Abstain/withhold = do not remove director) | Management | For | For |
1G. | To Remove Vikrant Raina as director of the Company (For = remove director, Abstain/withhold = do not remove director) | Management | For | For |
1H. | To Remove J. Michael Shepherd as director of the Company (For = remove director, Abstain/withhold = do not remove director) | Management | For | For |
1I. | To Remove David F. Walker as director of the Company (For = remove director, Abstain/withhold = do not remove director) | Management | For | For |
2A. | To Nominate W. Steve Albrecht for appointment to the Board | Management | For | For |
2B. | To Nominate Martina Lewis Bradford for appointment to the Board | Management | For | For |
2C. | To Nominate Gail Landis for appointment to the Board | Management | For | For |
2D. | To Nominate Wendy Lane for appointment to the Board | Management | For | For |
2E. | To Nominate Ryan McKendrick for appointment to the Board | Management | For | For |
2F. | To Nominate Katherine "KT" Rabin for appointment to the Board | Management | For | For |
2G. | To Nominate Sreekanth Ravi for appointment to the Board | Management | For | For |
2H. | To Nominate Lisa Wardell for appointment to the Board | Management | For | For |
2I. | To Nominate Henry W. "Jay" Winship for appointment to the Board | Management | For | For |
3. | To Repeal Any Bylaw Amendment to the Version Filed on July 6, 2020 (other than any amendments to the Bylaws set forth in these Proposals) | Management | For | For |
4. | To Amend Article II, Section 2.2 of the Bylaws to provide mechanics for calling a special meeting if no or less than a majority of directors are then in office | Management | For | For |
| ||||
CORELOGIC, INC. | ||||
Ticker: CLGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | The repeal of each provision of, or amendment to, the Company's Amended and Restated Bylaws (the "Bylaws") adopted by the Company's board of directors (the "Board") without the approval of the Company's stockholders subsequent to July 6, 2020. | Management | Against | Do Not Vote |
2A. | The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): J. David Chatham | Management | Against | Do Not Vote |
2B. | The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Douglas C. Curling | Management | Against | Do Not Vote |
2C. | The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): John C. Dorman | Management | Against | Do Not Vote |
2D. | The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Paul F. Folino | Management | Against | Do Not Vote |
2E. | The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Thomas C. O'Brien | Management | Against | Do Not Vote |
2F. | The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Pamela H. Patenaude | Management | Against | Do Not Vote |
2G. | The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): Vikrant Raina | Management | Against | Do Not Vote |
2H. | The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): J. Michael Shepherd | Management | Against | Do Not Vote |
2I. | The removal from office as director of the Company of the following, (such directors, the "Incumbent Directors" and such proposal, the "Director Removal Proposal"): David F. Walker | Management | Against | Do Not Vote |
3A. | The nomination of the following individuals for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal | Management | Against | Do Not Vote |
3B. | The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal | Management | Against | Do Not Vote |
3C. | The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal | Management | Against | Do Not Vote |
3D. | The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal | Management | Against | Do Not Vote |
3E. | The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal | Management | Against | Do Not Vote |
3F. | The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal | Management | Against | Do Not Vote |
3G. | The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal | Management | Against | Do Not Vote |
3H. | The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal | Management | Against | Do Not Vote |
3I. | The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal | Management | Against | Do Not Vote |
4. | Amendment to add a new clause (which shall be designated clause b)) to Section 2.2 of Article II of the Bylaws to provide mechanics for calling a special meeting of stockholders if no directors or less than a majority of directors are in office following | Management | Against | Do Not Vote |
| ||||
CORELOGIC, INC. | ||||
Ticker: CLGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Repeal Bylaws Adopted by the Board Without Shareholder Approval Subsequent to July 6, 2020 | Shareholder | Against | Did Not Vote |
2A | Remove Director J. David Chatham | Shareholder | Against | Did Not Vote |
2B | Remove Director Douglas C. Curling | Shareholder | Against | Did Not Vote |
2C | Remove Director John C. Dorman | Shareholder | Against | Did Not Vote |
2D | Remove Director Paul F. Folino | Shareholder | Against | Did Not Vote |
2E | Remove Director Thomas C. O'Brien | Shareholder | Against | Did Not Vote |
2F | Remove Director Pamela H. Patenaude | Shareholder | Against | Did Not Vote |
2G | Remove Director Vikrant Raina | Shareholder | Against | Did Not Vote |
2H | Remove Director J. Michael Shepherd | Shareholder | Against | Did Not Vote |
2I | Remove Director David F. Walker | Shareholder | Against | Did Not Vote |
3A | Elect Director W. Steve Albrecht | Shareholder | Against | Did Not Vote |
3B | Elect Director Martina Lewis Bradford | Shareholder | Against | Did Not Vote |
3C | Elect Director Gail Landis | Shareholder | Against | Did Not Vote |
3D | Elect Director Wendy Lane | Shareholder | Against | Did Not Vote |
3E | Elect Director Ryan McKendrick | Shareholder | Against | Did Not Vote |
3F | Elect Director Katherine "KT" Rabin | Shareholder | Against | Did Not Vote |
3G | Elect Director Sreekanth Ravi | Shareholder | Against | Did Not Vote |
3H | Elect Director Lisa Wardell | Shareholder | Against | Did Not Vote |
3I | Elect Director Henry W. "Jay" Winship | Shareholder | Against | Did Not Vote |
4 | Amend Bylaws to Provide Mechanics for Calling a Special Meeting if No or Less Than a Majority of Directors are in Office Following the Passing of the Director Removal Proposal | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy) | ||||
1.1 | Remove Director J. David Chatham | Shareholder | For | For |
1.2 | Remove Director Douglas C. Curling | Shareholder | For | For |
1.3 | Remove Director John C. Dorman | Shareholder | For | For |
1.4 | Remove Director Paul F. Folino | Shareholder | For | For |
1.5 | Remove Director Thomas C. O'Brien | Shareholder | For | For |
1.6 | Remove Director Pamela H. Patenaude | Shareholder | For | For |
1.7 | Remove Director Vikrant Raina | Shareholder | For | For |
1.8 | Remove Director J. Michael Shepherd | Shareholder | For | For |
1.9 | Remove Director David F. Walker | Shareholder | For | For |
2.1 | Elect Director W. Steve Albrecht | Shareholder | For | For |
2.2 | Elect Director Martina Lewis Bradford | Shareholder | For | For |
2.3 | Elect Director Gail Landis | Shareholder | For | For |
2.4 | Elect Director Wendy Lane | Shareholder | For | For |
2.5 | Elect Director Ryan McKendrick | Shareholder | For | For |
2.6 | Elect Director Katherine "KT" Rabin | Shareholder | For | For |
2.7 | Elect Director Sreekanth Ravi | Shareholder | For | For |
2.8 | Elect Director Lisa Wardell | Shareholder | For | For |
2.9 | Elect Director Henry W. "Jay" Winship | Shareholder | For | For |
3 | Repeal Bylaws Adopted by the Board Without Shareholder Approval Subsequent to July 6, 2020 | Shareholder | For | For |
4 | Amend Bylaws to Provide Mechanics for Calling a Special Meeting if No or Less Than a Majority of Directors are in Office | Shareholder | For | For |
| ||||
CORELOGIC, INC. | ||||
Ticker: CLGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael R. Klein | Management | For | For |
2 | Elect Andrew C. Florance | Management | For | For |
3 | Elect Laura Cox Kaplan | Management | For | For |
4 | Elect Michael J. Glosserman | Management | For | For |
5 | Elect John W. Hill | Management | For | For |
6 | Elect Robert W. Musslewhite | Management | For | For |
7 | Elect Christopher J. Nassetta | Management | For | For |
8 | Elect Louise S. Sams | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Increase in Authorized Common Stock | Management | For | For |
12 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
13 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| ||||
COSTCO WHOLESALE CORPORATION | ||||
Ticker: COST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Kenneth D. Denman | Management | For | For |
1.3 | Elect Director Richard A. Galanti | Management | For | For |
1.4 | Elect Director W. Craig Jelinek | Management | For | For |
1.5 | Elect Director Sally Jewell | Management | For | For |
1.6 | Elect Director Charles T. Munger | Management | For | For |
1.7 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COVANTA HOLDING CORPORATION | ||||
Ticker: CVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barse | Management | For | For |
1.10 | Elect Director Jean Smith | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
1.2 | Elect Director Ronald J. Broglio | Management | For | For |
1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.4 | Elect Director Linda J. Fisher | Management | For | For |
1.5 | Elect Director Joseph M. Holsten | Management | For | For |
1.6 | Elect Director Owen Michaelson | Management | For | For |
1.7 | Elect Director Danielle Pletka | Management | For | For |
1.8 | Elect Director Michael W. Ranger | Management | For | For |
1.9 | Elect Director Robert S. Silberman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CRESCENT ACQUISITION CORP | ||||
Ticker: CRSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 12, 2021 to June 30, 2021 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
CRISPR THERAPEUTICS AG | ||||
Ticker: CRSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Ratification of Board and Management Acts | Management | For | For |
4 | Elect Rodger Novak | Management | For | For |
5 | Elect Samarth Kulkarni | Management | For | For |
6 | Elect Ali Behbahani | Management | For | Against |
7 | Elect Bradley J. Bolzon | Management | For | For |
8 | Elect Simeon J. George | Management | For | For |
9 | Elect John T. Greene | Management | For | For |
10 | Elect Katherine A. High | Management | For | For |
11 | Elect Douglas A. Treco | Management | For | For |
12 | Elect H. Edward Fleming Jr. | Management | For | For |
13 | Elect Ali Behbahani | Management | For | For |
14 | Elect Simeon J. George | Management | For | For |
15 | Elect John T. Greene | Management | For | For |
16 | Board Compensation (Fixed) | Management | For | For |
17 | Board Compensation (variable) | Management | For | For |
18 | Executive Compensation (Fixed) | Management | For | For |
19 | Executive Compensation (Short-Term Variable) | Management | For | For |
20 | Executive Compensation (Long-Term Variable) | Management | For | For |
21 | Increase in Conditional Share Capital For Employee Benefit Plans | Management | For | For |
22 | Approval of Increasing the Maximum Size of the Board | Management | For | For |
23 | Increase in Authorised Capital | Management | For | For |
24 | Election of Independent Voting Rights Representative | Management | For | For |
25 | Ratification of Auditor | Management | For | For |
| ||||
CROWN CASTLE INTERNATIONAL CORP. | ||||
Ticker: CCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Andrea J. Goldsmith | Management | For | For |
1f | Elect Director Lee W. Hogan | Management | For | For |
1g | Elect Director Tammy K. Jones | Management | For | For |
1h | Elect Director J. Landis Martin | Management | For | For |
1i | Elect Director Anthony J. Melone | Management | For | For |
1j | Elect Director W. Benjamin Moreland | Management | For | For |
1k | Elect Director Kevin A. Stephens | Management | For | For |
1l | Elect Director Matthew Thornton, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CROWN HOLDINGS, INC. | ||||
Ticker: CCK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Conway | Management | For | For |
1.2 | Elect Director Timothy J. Donahue | Management | For | For |
1.3 | Elect Director Richard H. Fearon | Management | For | For |
1.4 | Elect Director Andrea J. Funk | Management | For | For |
1.5 | Elect Director Stephen J. Hagge | Management | For | For |
1.6 | Elect Director Rose Lee | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Josef M. Muller | Management | For | For |
1.9 | Elect Director B. Craig Owens | Management | For | For |
1.10 | Elect Director Caesar F. Sweitzer | Management | For | For |
1.11 | Elect Director Jim L. Turner | Management | For | For |
1.12 | Elect Director William S. Urkiel | Management | For | For |
1.13 | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CSX CORPORATION | ||||
Ticker: CSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director Thomas P. Bostick | Management | For | For |
1c | Elect Director James M. Foote | Management | For | For |
1d | Elect Director Steven T. Halverson | Management | For | For |
1e | Elect Director Paul C. Hilal | Management | For | For |
1f | Elect Director David M. Moffett | Management | For | For |
1g | Elect Director Linda H. Riefler | Management | For | For |
1h | Elect Director Suzanne M. Vautrinot | Management | For | For |
1i | Elect Director James L. Wainscott | Management | For | For |
1j | Elect Director J. Steven Whisler | Management | For | For |
1k | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CUMMINS INC. | ||||
Ticker: CMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director Robert J. Bernhard | Management | For | For |
3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
5 | Elect Director Stephen B. Dobbs | Management | For | For |
6 | Elect Director Carla A. Harris | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Alexis M. Herman | Management | For | For |
9 | Elect Director Thomas J. Lynch | Management | For | For |
10 | Elect Director William I. Miller | Management | For | For |
11 | Elect Director Georgia R. Nelson | Management | For | For |
12 | Elect Director Kimberly A. Nelson | Management | For | For |
13 | Elect Director Karen H. Quintos | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
16 | Abolish Professional Services Allowance | Shareholder | Against | Against |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Anne M. Finucane | Management | For | For |
1h | Elect Director Edward J. Ludwig | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Jean-Pierre Millon | Management | For | For |
1k | Elect Director Mary L. Schapiro | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Anne M. Finucane | Management | For | For |
1h | Elect Director Edward J. Ludwig | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Jean-Pierre Millon | Management | For | For |
1k | Elect Director Mary L. Schapiro | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
CYTODYN INC. | ||||
Ticker: CYDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
CYTODYN INC. | ||||
Ticker: CYDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Kelly | Management | For | Abstain |
1.2 | Elect Director Nader Z. Pourhassan | Management | For | Abstain |
1.3 | Elect Director Alan P. Timmins | Management | For | Abstain |
1.4 | Elect Director Jordan G. Naydenov | Management | For | Abstain |
1.5 | Elect Director Samir R. Patel | Management | For | Abstain |
2 | Amend Omnibus Stock Plan | Management | For | Abstain |
3 | Ratify Warren Averett, LLC as Auditors | Management | For | Abstain |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Abstain |
| ||||
D.R. HORTON, INC. | ||||
Ticker: DHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald R. Horton | Management | For | For |
1b | Elect Director Barbara K. Allen | Management | For | Against |
1c | Elect Director Brad S. Anderson | Management | For | Against |
1d | Elect Director Michael R. Buchanan | Management | For | Against |
1e | Elect Director Michael W. Hewatt | Management | For | Against |
1f | Elect Director Maribess L. Miller | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rainer M. Blair | Management | For | For |
2 | Elect Linda P. Hefner Filler | Management | For | For |
3 | Elect Teri List | Management | For | For |
4 | Elect Walter G. Lohr, Jr. | Management | For | For |
5 | Elect Jessica L. Mega | Management | For | For |
6 | Elect Mitchell P. Rales | Management | For | For |
7 | Elect Steven M. Rales | Management | For | For |
8 | Elect Pardis C. Sabeti | Management | For | For |
9 | Elect John T. Schwieters | Management | For | For |
10 | Elect Alan G. Spoon | Management | For | For |
11 | Elect Raymond C. Stevens | Management | For | For |
12 | Elect Elias A. Zerhouni | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rainer M. Blair | Management | For | For |
1b | Elect Director Linda Hefner Filler | Management | For | For |
1c | Elect Director Teri List | Management | For | Against |
1d | Elect Director Walter G. Lohr, Jr. | Management | For | Against |
1e | Elect Director Jessica L. Mega | Management | For | For |
1f | Elect Director Mitchell P. Rales | Management | For | For |
1g | Elect Director Steven M. Rales | Management | For | For |
1h | Elect Director Pardis C. Sabeti | Management | For | For |
1i | Elect Director John T. Schwieters | Management | For | Against |
1j | Elect Director Alan G. Spoon | Management | For | For |
1k | Elect Director Raymond C. Stevens | Management | For | For |
1l | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
DARDEN RESTAURANTS, INC. | ||||
Ticker: DRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-Margaret Shan Atkins | Management | For | DNV |
1..2 | DIRECTOR-James P. Fogarty | Management | For | DNV |
1..3 | DIRECTOR-Cynthia T. Jamison | Management | For | DNV |
1..4 | DIRECTOR-Eugene I. Lee, Jr. | Management | For | DNV |
1..5 | DIRECTOR-Nana Mensah | Management | For | DNV |
1..6 | DIRECTOR-William S. Simon | Management | For | DNV |
1..7 | DIRECTOR-Charles M. Sonsteby | Management | For | DNV |
1..8 | DIRECTOR-Timothy J. Wilmott | Management | For | DNV |
2. | To obtain advisory approval of the Company's executive compensation. | Management | For | DNV |
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 30, 2021. | Management | For | DNV |
| ||||
DAVIDE CAMPARI-MILANO NV | ||||
Ticker: CPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Reduction in Share Capital and Amend Articles to Reflect Changes in Capital | Management | For | Against |
3 | Approve Implementation of Clause 13.11 and Amend Articles of Association | Management | For | Against |
4 | Elect Fabio Facchini as Director | Management | For | For |
5 | Approve Remuneration Policy | Management | For | Against |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
| ||||
DAVIDE CAMPARI-MILANO NV | ||||
Ticker: CPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Annual Report (Non-Voting) | Management | None | None |
2.b | Approve Remuneration Report | Management | For | For |
2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
2.d | Adopt Financial Statements | Management | For | For |
3.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3.b | Approve Dividends | Management | For | For |
4.a | Approve Discharge of Executive Directors | Management | For | For |
4.b | Approve Discharge of Non-Executive Directors | Management | For | For |
5 | Approve Employee Share Ownership Plan | Management | For | For |
6 | Approve Extra Mile Bonus Plan | Management | For | For |
7 | Approve Stock Option Plan | Management | For | Against |
8 | Authorize Repurchase of Shares | Management | For | For |
9 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| ||||
DEERE & COMPANY | ||||
Ticker: DE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tamra A. Erwin | Management | For | For |
1b | Elect Director Alan C. Heuberger | Management | For | For |
1c | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1d | Elect Director Dipak C. Jain | Management | For | For |
1e | Elect Director Michael O. Johanns | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director John C. May | Management | For | For |
1h | Elect Director Gregory R. Page | Management | For | For |
1i | Elect Director Sherry M. Smith | Management | For | For |
1j | Elect Director Dmitri L. Stockton | Management | For | For |
1k | Elect Director Sheila G. Talton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
DELL TECHNOLOGIES INC. | ||||
Ticker: DELL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Dell | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Egon Durban | Management | For | For |
1.4 | Elect Director William D. Green | Management | For | For |
1.5 | Elect Director Simon Patterson | Management | For | For |
1.6 | Elect Director Lynn M. Vojvodich | Management | For | For |
1.7 | Elect Director Ellen J. Kullman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DENALI THERAPEUTICS INC | ||||
Ticker: DNLI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Douglas G. Cole | Management | For | For |
1.2 | Elect Jay T. Flatley | Management | For | For |
1.3 | Elect Marc Tessier-Lavigne | Management | For | For |
1.4 | Elect Nancy A. Thornberry | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
DEUTSCHE POST AG | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR AN | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED | Management | None | Did not vote |
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES | Management | None | Did not vote |
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN | Management | None | Did not vote |
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECT | Management | None | Did not vote |
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Management | None | Did not vote |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.15 PER SHARE | Management | For | DNV |
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | For | DNV |
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | For | DNV |
5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL 2020 | Management | For | DNV |
6.1 | ELECT JOERG KUKIES TO THE SUPERVISORY BOARD | Management | For | DNV |
6.2 | ELECT LAWRENCE ROSEN TO THE SUPERVISORY BOARD | Management | For | DNV |
7 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES APPROVE CREATION OF EUR 12 MILLION POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | DNV |
8 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1.5 BILLION APPROVE CREATION OF EUR 40 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | DNV |
9.1 | AMEND ARTICLES RE: ONLINE PARTICIPATION | Management | For | DNV |
9.2 | AMEND ARTICLES RE: INTERIM DIVIDEND | Management | For | DNV |
CMMT | 04 AUGUST 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF-RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| ||||
DEXCOM, INC. | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kevin Sayer | Management | For | For |
2 | Elect Nicholas Augustinos | Management | For | For |
3 | Elect Bridgette P. Heller | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Repeal of Classified Board | Management | For | For |
| ||||
DIALOG SEMICONDUCTOR PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | THAT: (1) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 (THE "SCHEME") BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES O | Management | For | Do Not Vote |
CMMT | 12 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | None | Did not vote |
| ||||
DIALOG SEMICONDUCTOR PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | Do Not Vote |
CMMT | 10 MAR 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Management | None | Did not vote |
CMMT | 10 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | None | Did not vote |
| ||||
DIALOG SEMICONDUCTOR PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIPT OF THE COMPANY'S REPORT AND ACCOUNTS | Management | For | Do Not Vote |
2 | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Management | For | Do Not Vote |
3 | RE-APPOINTMENT OF DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | Do Not Vote |
4 | AUTHORITY TO AGREE THE AUDITOR'S REMUNERATION | Management | For | Do Not Vote |
5 | RE-APPOINTMENT OF ALAN CAMPBELL AS A DIRECTOR OF THE COMPANY | Management | For | Do Not Vote |
6 | RE-APPOINTMENT OF NICHOLAS JEFFERY AS A DIRECTOR OF THE COMPANY | Management | For | Do Not Vote |
7 | RE-APPOINTMENT OF EAMONN O'HARE AS A DIRECTOR OF THE COMPANY | Management | For | Do Not Vote |
8 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | Do Not Vote |
9 | ADDITIONAL AUTHORITY TO ALLOT SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | For | Do Not Vote |
10 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | Do Not Vote |
11 | ADDITIONAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | Do Not Vote |
12 | AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH BARCLAYS BANK PLC | Management | For | Do Not Vote |
13 | AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH GOLDMAN SACHS INTERNATIONAL | Management | For | Do Not Vote |
14 | AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH HSBC BANK PLC | Management | For | Do Not Vote |
15 | AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH MERRILL LYNCH INTERNATIONAL | Management | For | Do Not Vote |
16 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | Do Not Vote |
| ||||
DICERNA PHARMACEUTICALS, INC. | ||||
Ticker: DRNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Douglas M. Fambrough III | Management | For | For |
2 | Elect J. Kevin Buchi | Management | For | For |
3 | Elect Steven Doberstein | Management | For | For |
4 | Elect Martin Freed | Management | For | Against |
5 | Elect Patrick M. Gray | Management | For | For |
6 | Elect Stephen J. Hoffman | Management | For | For |
7 | Elect Adam M. Koppel | Management | For | For |
8 | Elect Marc D. Kozin | Management | For | For |
9 | Elect Cynthia Smith | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
DOLLAR GENERAL CORPORATION | ||||
Ticker: DG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1d | Elect Director Timothy I. McGuire | Management | For | For |
1e | Elect Director William C. Rhodes, III | Management | For | For |
1f | Elect Director Debra A. Sandler | Management | For | For |
1g | Elect Director Ralph E. Santana | Management | For | For |
1h | Elect Director Todd J. Vasos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock | Management | For | Abstain |
6 | Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock | Shareholder | Against | For |
| ||||
DOMINO'S PIZZA, INC. | ||||
Ticker: DPZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director Richard E. Allison, Jr. | Management | For | For |
1.3 | Elect Director C. Andrew Ballard | Management | For | For |
1.4 | Elect Director Andrew B. Balson | Management | For | For |
1.5 | Elect Director Corie S. Barry | Management | For | For |
1.6 | Elect Director Diana F. Cantor | Management | For | For |
1.7 | Elect Director Richard L. Federico | Management | For | For |
1.8 | Elect Director James A. Goldman | Management | For | For |
1.9 | Elect Director Patricia E. Lopez | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Browning | Management | For | For |
1.2 | Elect Director Annette K. Clayton | Management | For | For |
1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.4 | Elect Director Robert M. Davis | Management | For | For |
1.5 | Elect Director Caroline Dorsa | Management | For | For |
1.6 | Elect Director W. Roy Dunbar | Management | For | For |
1.7 | Elect Director Nicholas C. Fanandakis | Management | For | For |
1.8 | Elect Director Lynn J. Good | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director E. Marie McKee | Management | For | For |
1.11 | Elect Director Michael J. Pacilio | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| ||||
E*TRADE FINANCIAL CORPORATION | ||||
Ticker: ETFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kieran T. Gallahue | Management | For | For |
2 | Elect Leslie Stone Heisz | Management | For | For |
3 | Elect Paul A. LaViolette | Management | For | For |
4 | Elect Steven R. Loranger | Management | For | For |
5 | Elect Martha H. Marsh | Management | For | For |
6 | Elect Michael A. Mussallem | Management | For | For |
7 | Elect Ramona Sequeira | Management | For | For |
8 | Elect Nicholas J. Valeriani | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Amendment to the 2001 Employee Stock Purchase Plan for U.S. Employees | Management | For | For |
11 | Amendment to the 2001 Employee Stock Purchase Plan for International Employees | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
14 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | Shareholder | Against | Against |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Katherine Baicker | Management | For | For |
2 | Elect J. Erik Fyrwald | Management | For | For |
3 | Elect Jamere Jackson | Management | For | For |
4 | Elect Gabrielle Sulzberger | Management | For | For |
5 | Elect Jackson P. Tai | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Repeal of Classified Board | Management | For | For |
9 | Elimination of Supermajority Requirement | Management | For | For |
10 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
11 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | Against |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Katherine Baicker | Management | For | For |
2 | Elect J. Erik Fyrwald | Management | For | For |
3 | Elect Jamere Jackson | Management | For | For |
4 | Elect Gabrielle Sulzberger | Management | For | For |
5 | Elect Jackson P. Tai | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Repeal of Classified Board | Management | For | For |
9 | Elimination of Supermajority Requirement | Management | For | For |
10 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
12 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | For |
13 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine Baicker | Management | For | For |
1b | Elect Director J. Erik Fyrwald | Management | For | For |
1c | Elect Director Jamere Jackson | Management | For | For |
1d | Elect Director Gabrielle Sulzberger | Management | For | For |
1e | Elect Director Jackson P. Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Require Independent Board Chair | Shareholder | Against | For |
8 | Adopt Policy on Bonus Banking | Shareholder | Against | For |
9 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| ||||
EPR PROPERTIES | ||||
Ticker: EPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Bloch | Management | For | For |
1.2 | Elect Director Barrett Brady | Management | For | For |
1.3 | Elect Director Peter C. Brown | Management | For | For |
1.4 | Elect Director James B. Connor | Management | For | For |
1.5 | Elect Director Robert J. Druten | Management | For | For |
1.6 | Elect Director Jack A. Newman, Jr. | Management | For | For |
1.7 | Elect Director Virginia E. Shanks | Management | For | For |
1.8 | Elect Director Gregory K. Silvers | Management | For | For |
1.9 | Elect Director Robin P. Sterneck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
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ESH HOSPITALITY, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ||||
EVOLUTION GAMING GROUP AB | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Management | None | Did not vote |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R | Management | None | Did not vote |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QU | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Management | None | Did not vote |
1 | OPENING OF THE MEETING | Management | None | Did not vote |
2 | ELECTION OF CHAIRMAN OF THE MEETING | Management | None | Did not vote |
3 | PREPARATION AND APPROVAL OF VOTING REGISTER | Management | None | Did not vote |
4 | APPROVAL OF AGENDA | Management | None | Did not vote |
5 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES OF THE MEETING | Management | None | Did not vote |
6 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Management | None | Did not vote |
7 | RESOLUTION ON AN INCENTIVE PROGRAMME BY WAY OF A DIRECTED ISSUE OF WARRANTS WITH A SUBSEQUENT TRANSFER TO THE PARTICIPANTS | Management | For | Do Not Vote |
8 | CLOSING OF THE MEETING | Management | None | Did not vote |
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED C | Management | None | Did not vote |
| ||||
EXECUTIVE NETWORK PARTNERING CORPORATION | ||||
Ticker: ENPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Forward Stock Split and Amend Certain Terms of the Class B and Class F Common Stock | Management | For | For |
2 | Amend Warrant Agreement | Management | For | For |
3 | Adjourn Stockholder Meeting | Management | For | For |
4 | Adjourn Warrant Holder Meeting | Management | For | For |
| ||||
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. | ||||
Ticker: EXPD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Wright | Management | For | For |
1.2 | Elect Director Glenn M. Alger | Management | For | For |
1.3 | Elect Director Robert P. Carlile | Management | For | For |
1.4 | Elect Director James M. DuBois | Management | For | For |
1.5 | Elect Director Mark A. Emmert | Management | For | For |
1.6 | Elect Director Diane H. Gulyas | Management | For | For |
1.7 | Elect Director Jeffrey S. Musser | Management | For | For |
1.8 | Elect Director Liane J. Pelletier | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
EXPERIAN PLC | ||||
Ticker: EXPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Remuneration Policy (Advisory) | Management | For | For |
4 | Elect Ruba Borno | Management | For | For |
5 | Elect Brian Cassin | Management | For | For |
6 | Elect Caroline F. Donahue | Management | For | For |
7 | Elect Luiz Fernando Vendramini Fleury | Management | For | For |
8 | Elect Deirdre Mahlan | Management | For | For |
9 | Elect Lloyd Pitchford | Management | For | For |
10 | Elect Mike Rogers | Management | For | For |
11 | Elect George Rose | Management | For | For |
12 | Elect Kerry Williams | Management | For | For |
13 | Appointment of Auditor | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
18 | Authority to Repurchase Shares | Management | For | For |
| ||||
EXTENDED STAY AMERICA, INC. | ||||
Ticker: STAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | STAY's Merger Agreement Proposal | Management | Against | Do Not Vote |
2. | STAY's Compensation Proposal | Management | Against | Do Not Vote |
3. | STAY's Adjournment Proposal | Management | Against | Do Not Vote |
| ||||
EXTENDED STAY AMERICA, INC. | ||||
Ticker: STAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | Do Not Vote |
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers. | Management | For | Do Not Vote |
3. | To approve, any adjournment of the meeting for the purpose of soliciting additional proxies. | Management | For | Do Not Vote |
| ||||
EXTENDED STAY AMERICA, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Proposal to adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | Do Not Vote |
2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Hospitality's named executive officers that is based on or otherwise relates to the mergers. | Management | For | Do Not Vote |
| ||||
EXTENDED STAY AMERICA, INC. | ||||
Ticker: STAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | Do Not Vote |
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers. | Management | For | Do Not Vote |
3. | To approve, any adjournment of the meeting for the purpose of soliciting additional proxies. | Management | For | Do Not Vote |
| ||||
EXTENDED STAY AMERICA, INC. | ||||
Ticker: STAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy Card) | ||||
1 | Approve Merger Agreement | Management | Against | Did Not Vote |
2 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
3 | Adjourn Meeting | Management | Against | Did Not Vote |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Michael J. Angelakis | Management | For | Did Not Vote |
1.2 | Elect Director Susan K. Avery | Management | For | Did Not Vote |
1.3 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
1.4 | Elect Director Ursula M. Burns | Management | For | Did Not Vote |
1.5 | Elect Director Kenneth C. Frazier | Management | For | Did Not Vote |
1.6 | Elect Director Joseph L. Hooley | Management | For | Did Not Vote |
1.7 | Elect Director Steven A. Kandarian | Management | For | Did Not Vote |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | Did Not Vote |
1.9 | Elect Director Samuel J. Palmisano | Management | For | Did Not Vote |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | Did Not Vote |
1.11 | Elect Director Darren W. Woods | Management | For | Did Not Vote |
1.12 | Elect Director Wan Zulkiflee | Management | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Require Independent Board Chair | Shareholder | Against | Did Not Vote |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Did Not Vote |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | Against | Did Not Vote |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | Against | Did Not Vote |
8 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Gregory J. Goff | Shareholder | For | For |
1.2 | Elect Director Kaisa Hietala | Shareholder | For | Withhold |
1.3 | Elect Director Alexander A. Karsner | Shareholder | For | For |
1.4 | Elect Director Anders Runevad | Shareholder | For | Withhold |
1.5 | Management Nominee Michael J. Angelakis | Shareholder | For | For |
1.6 | Management Nominee Susan K. Avery | Shareholder | For | For |
1.7 | Management Nominee Angela F. Braly | Shareholder | For | For |
1.8 | Management Nominee Ursula M. Burns | Shareholder | For | For |
1.9 | Management Nominee Kenneth C. Frazier | Shareholder | For | For |
1.10 | Management Nominee Joseph L. Hooley | Shareholder | For | For |
1.11 | Management Nominee Jeffrey W. Ubben | Shareholder | For | For |
1.12 | Management Nominee Darren W. Woods | Shareholder | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
4 | Require Independent Board Chair | Shareholder | None | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | None | Against |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | None | For |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | None | Against |
8 | Report on Political Contributions | Shareholder | None | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | None | For |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | None | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peggy Alford | Management | For | Withhold |
1.2 | Elect Marc L. Andreessen | Management | For | For |
1.3 | Elect Andrew W. Houston | Management | For | For |
1.4 | Elect Nancy Killefer | Management | For | For |
1.5 | Elect Robert M. Kimmitt | Management | For | For |
1.6 | Elect Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Peter A. Thiel | Management | For | For |
1.8 | Elect Tracey T. Travis | Management | For | For |
1.9 | Elect Mark Zuckerberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the Director Compensation Policy | Management | For | For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Report on Reducing False and Divisive Information | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
FATE THERAPEUTICS, INC. | ||||
Ticker: FATE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert M. Hershberg | Management | For | For |
1.2 | Elect Michael Lee | Management | For | For |
1.3 | Elect William H. Rastetter | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Increase in Authorized Common Stock | Management | For | For |
| ||||
FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: MARVIN R. ELLISON | Management | For | For |
1B. | Election of Director: SUSAN PATRICIA GRIFFITH | Management | For | For |
1C. | Election of Director: JOHN C. ("CHRIS") INGLIS | Management | For | For |
1D. | Election of Director: KIMBERLY A. JABAL | Management | For | For |
1E. | Election of Director: SHIRLEY ANN JACKSON | Management | For | For |
1F. | Election of Director: R. BRAD MARTIN | Management | For | For |
1G. | Election of Director: JOSHUA COOPER RAMO | Management | For | For |
1H. | Election of Director: SUSAN C. SCHWAB | Management | For | For |
1I. | Election of Director: FREDERICK W. SMITH | Management | For | For |
1J. | Election of Director: DAVID P. STEINER | Management | For | For |
1K. | Election of Director: RAJESH SUBRAMANIAM | Management | For | For |
1L. | Election of Director: PAUL S. WALSH | Management | For | For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | For |
3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
4. | Stockholder proposal regarding lobbying activity and expenditure report. | Shareholder | Against | Against |
5. | Stockholder proposal regarding political disclosure. | Shareholder | Against | Against |
6. | Stockholder proposal regarding employee representation on the Board of Directors. | Shareholder | Against | Against |
7. | Stockholder proposal regarding shareholder right to act by written consent. | Shareholder | Against | Against |
8. | Stockholder proposal regarding integrating ESG metrics into executive compensation. | Shareholder | Against | Against |
| ||||
FIFTH THIRD BANCORP | ||||
Ticker: FITB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nicholas K. Akins | Management | For | For |
1b | Elect Director B. Evan Bayh, III | Management | For | For |
1c | Elect Director Jorge L. Benitez | Management | For | For |
1d | Elect Director Katherine B. Blackburn | Management | For | For |
1e | Elect Director Emerson L. Brumback | Management | For | For |
1f | Elect Director Greg D. Carmichael | Management | For | For |
1g | Elect Director Linda W. Clement-Holmes | Management | For | For |
1h | Elect Director C. Bryan Daniels | Management | For | For |
1i | Elect Director Mitchell S. Feiger | Management | For | For |
1j | Elect Director Thomas H. Harvey | Management | For | For |
1k | Elect Director Gary R. Heminger | Management | For | For |
1l | Elect Director Jewell D. Hoover | Management | For | For |
1m | Elect Director Eileen A. Mallesch | Management | For | For |
1n | Elect Director Michael B. McCallister | Management | For | For |
1o | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Eliminate Cumulative Voting | Management | For | For |
| ||||
FINSERV ACQUISITION CORP. | ||||
Ticker: FSRV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aris Kekedjian | Management | For | Withhold |
2 | Ratify WithumSmith+Brown, PC as Auditors | Management | For | For |
| ||||
FIRSTENERGY CORP. | ||||
Ticker: FE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Anderson | Management | For | For |
1.2 | Elect Director Steven J. Demetriou | Management | For | For |
1.3 | Elect Director Julia L. Johnson | Management | For | For |
1.4 | Elect Director Jesse A. Lynn | Management | For | For |
1.5 | Elect Director Donald T. Misheff | Management | For | For |
1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
1.7 | Elect Director James F. O'Neil, III | Management | For | For |
1.8 | Elect Director Christopher D. Pappas | Management | For | For |
1.9 | Elect Director Luis A. Reyes | Management | For | For |
1.10 | Elect Director John W. Somerhalder, II | Management | For | For |
1.11 | Elect Director Steven E. Strah | Management | For | For |
1.12 | Elect Director Andrew Teno | Management | For | For |
1.13 | Elect Director Leslie M. Turner | Management | For | For |
1.14 | Elect Director Melvin Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FIVE BELOW, INC. | ||||
Ticker: FIVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dinesh S. Lathi | Management | For | For |
1b | Elect Director Richard L. Markee | Management | For | For |
1c | Elect Director Thomas G. Vellios | Management | For | For |
1d | Elect Director Zuhairah S. Washington | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
FLEETCOR TECHNOLOGIES, INC. | ||||
Ticker: FLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven T. Stull | Management | For | For |
2 | Elect Michael Buckman | Management | For | For |
3 | Elect Thomas M. Hagerty | Management | For | For |
4 | Elect Mark A. Johnson | Management | For | For |
5 | Elect Archie L. Jones Jr. | Management | For | For |
6 | Elect Hala G. Moddelmog | Management | For | For |
7 | Elect Jeffrey S. Sloan | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
FLEX LTD. | ||||
Ticker: FLEX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Revathi Advaithi | Management | For | For |
2 | Elect Michael D. Capellas | Management | For | For |
3 | Elect Jennifer Xin-Zhe Li | Management | For | For |
4 | Elect Marc A. Onetto | Management | For | For |
5 | Elect Erin L. McSweeney | Management | For | For |
6 | Elect Willy C. Shih | Management | For | For |
7 | Elect Charles K. Stevens III | Management | For | For |
8 | Elect Lay Koon Tan | Management | For | For |
9 | Elect William D. Watkins | Management | For | For |
10 | Elect Lawrence A. Zimmerman | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2017 Equity Incentive Plan | Management | For | For |
14 | Authority to Issue Ordinary Shares | Management | For | For |
15 | Renewal of Share Purchase Mandate | Management | For | For |
| ||||
FLUTTER ENTERTAINMENT PLC | ||||
Ticker: FLTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | FanDuel Transaction | Management | For | For |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Non-Voting Meeting Note | Management | N/A | N/A |
5 | Non-Voting Meeting Note | Management | N/A | N/A |
| ||||
FLUTTER ENTERTAINMENT PLC | ||||
Ticker: FLTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Approve Migration of Electronic Settlement | Management | For | For |
3 | Amendments to Articles | Management | For | For |
4 | Adoption of New Articles (Migration) | Management | For | For |
5 | Adoption of New Articles (Migration) | Management | For | For |
6 | Authority to Implement the Migration | Management | For | For |
7 | Non-Voting Meeting Note | Management | N/A | N/A |
8 | Non-Voting Meeting Note | Management | N/A | N/A |
| ||||
FLYING EAGLE ACQUISITION CORP. | ||||
Ticker: FEAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Amend Charter | Management | For | Against |
3a | Increase Authorized Preferred and Common Stock | Management | For | Against |
3b | Amend Votes Per Share of Class B Common Stock | Management | For | Against |
3c | Declassify the Board of Directors | Management | For | For |
3d | Restrict Right to Act by Written Consent | Management | For | Against |
3e | Adopt Supermajority Vote Requirement to Amend Charter | Management | For | Against |
3f | Adopt Supermajority Vote Requirement to Amend Bylaws | Management | For | Against |
3g | Amend Vote Requirement to Change Number of Directors | Management | For | Against |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
7 | Adjourn Meeting | Management | For | Against |
| ||||
FORTRESS VALUE ACQUISITION CORP. II | ||||
Ticker: FAII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
3 | Amend Certificate of Incorporation | Management | For | Against |
4a | Increase Authorized Class A Common Stock | Management | For | For |
4b | Classify the Board of Directors | Management | For | Against |
4c | Opt Out of Section 203 of the DGCL | Management | For | Against |
4d | Adopt Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | Against |
4e | Adopt Supermajority Vote Requirement to Amend Bylaws | Management | For | Against |
5a | Elect Director Joshua A. Pack | Management | For | Withhold |
5b | Elect Director Andrew A. McKnight | Management | For | Withhold |
5c | Elect Director Marc Furstein | Management | For | Withhold |
5d | Elect Director Leslee Cowen | Management | For | Withhold |
5e | Elect Director Aaron F. Hood | Management | For | For |
5f | Elect Director Carmen A. Policy | Management | For | For |
5g | Elect Director Rakefet Russak-Aminoach | Management | For | For |
5h | Elect Director Sunil Gulati | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary T. Barra | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Linda R. Gooden | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Jane L. Mendillo | Management | For | For |
1f | Elect Director Judith A. Miscik | Management | For | For |
1g | Elect Director Patricia F. Russo | Management | For | For |
1h | Elect Director Thomas M. Schoewe | Management | For | For |
1i | Elect Director Carol M. Stephenson | Management | For | For |
1j | Elect Director Mark A. Tatum | Management | For | For |
1k | Elect Director Devin N. Wenig | Management | For | For |
1l | Elect Director Margaret C. Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Link Executive Pay to Social Criteria | Shareholder | Against | Against |
| ||||
GENPACT LIMITED | ||||
Ticker: G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect N.V. Tyagarajan | Management | For | For |
2 | Elect James C. Madden | Management | For | For |
3 | Elect Ajay Agrawal | Management | For | For |
4 | Elect Stacey Cartwright | Management | For | For |
5 | Elect Laura Conigliaro | Management | For | For |
6 | Elect Tamara Franklin | Management | For | For |
7 | Elect Carol Lindstrom | Management | For | For |
8 | Elect CeCelia Morken | Management | For | For |
9 | Elect Mark Nunnelly | Management | For | For |
10 | Elect Brian M. Stevens | Management | For | For |
11 | Elect Mark Verdi | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jacqueline K. Barton | Management | For | For |
2 | Elect Jeffrey A. Bluestone | Management | For | For |
3 | Elect Sandra J. Horning | Management | For | For |
4 | Elect Kelly A. Kramer | Management | For | For |
5 | Elect Kevin E. Lofton | Management | For | For |
6 | Elect Harish Manwani | Management | For | For |
7 | Elect Daniel P. O'Day | Management | For | For |
8 | Elect Javier J. Rodriguez | Management | For | For |
9 | Elect Anthony Welters | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jacqueline K. Barton | Management | For | For |
1b | Elect Director Jeffrey A. Bluestone | Management | For | For |
1c | Elect Director Sandra J. Horning | Management | For | For |
1d | Elect Director Kelly A. Kramer | Management | For | For |
1e | Elect Director Kevin E. Lofton | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Daniel P. O'Day | Management | For | For |
1h | Elect Director Javier J. Rodriguez | Management | For | For |
1i | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
GLOBAL PAYMENTS INC. | ||||
Ticker: GPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect F. Thaddeus Arroyo | Management | For | For |
2 | Elect Robert H.B. Baldwin, Jr. | Management | For | For |
3 | Elect John G. Bruno | Management | For | For |
4 | Elect Kriss Cloninger III | Management | For | For |
5 | Elect William I Jacobs | Management | For | For |
6 | Elect Joia M. Johnson | Management | For | For |
7 | Elect Ruth Ann Marshall | Management | For | For |
8 | Elect Connie D. McDaniel | Management | For | For |
9 | Elect William B. Plummer | Management | For | For |
10 | Elect Jeffrey S. Sloan | Management | For | For |
11 | Elect John T. Turner | Management | For | For |
12 | Elect M. Troy Woods | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
GLU MOBILE INC. | ||||
Ticker: GLUU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of February 8, 2021, by and among Electronic Arts Inc. ("Electronic Arts"), a Delaware corporation, Giants Acquisition Sub, Inc., a Delawa | Management | For | For |
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the Merger. | Management | For | For |
3. | To approve the adjournment of the virtual special meeting to a later date or dates, if our board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to (i) solicit additional proxies if (a) there is not a | Management | For | For |
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GODADDY INC. | ||||
Ticker: GDDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Herald Y. Chen | Management | For | For |
1.2 | Elect Brian H. Sharples | Management | For | For |
1.3 | Elect Leah Sweet | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
GUARDANT HEALTH, INC. | ||||
Ticker: GH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Helmy Eltoukhy | Management | For | For |
2 | Elect AmirAli Talasaz | Management | For | For |
3 | Elect Bahija Jallal | Management | For | Abstain |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
GUIDEWIRE SOFTWARE INC | ||||
Ticker: GWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew Brown | Management | For | For |
2 | Elect Margaret Dillon | Management | For | For |
3 | Elect Michael Keller | Management | For | For |
4 | Elect Catherine P. Lego | Management | For | For |
5 | Elect Michael Rosenbaum | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
8 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
9 | Approval of the 2020 Stock Plan | Management | For | For |
10 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | For | For |
| ||||
GW PHARMACEUTICALS PLC | ||||
Ticker: GWPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
C1 | To approve (with or without modification) a scheme of arrangement pursuant to Part 26 of the UK Companies Act 2006 (the "Scheme"). | Management | For | Do Not Vote |
S1 | Special Resolution: To authorize the Board of Directors of GW Pharmaceuticals plc (the "Company") to take all such action to give effect to the Scheme, including the amendments to the Articles of Association of the Company. | Management | For | Do Not Vote |
O1 | Ordinary Resolution: To approve (on a non- binding, advisory basis) certain compensation arrangements that may be paid or become payable to the Company's named executive officers. | Management | For | Do Not Vote |
| ||||
HCA HEALTHCARE, INC. | ||||
Ticker: HCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Frist, III | Management | For | For |
1b | Elect Director Samuel N. Hazen | Management | For | For |
1c | Elect Director Meg G. Crofton | Management | For | For |
1d | Elect Director Robert J. Dennis | Management | For | For |
1e | Elect Director Nancy-Ann DeParle | Management | For | For |
1f | Elect Director William R. Frist | Management | For | For |
1g | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1h | Elect Director Michael W. Michelson | Management | For | For |
1i | Elect Director Wayne J. Riley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Assess Feasibility of Increasing the Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation | Shareholder | Against | Against |
| ||||
HP INC. | ||||
Ticker: HPQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director Shumeet Banerji | Management | For | For |
1c | Elect Director Robert R. Bennett | Management | For | For |
1d | Elect Director Charles "Chip" V. Bergh | Management | For | For |
1e | Elect Director Stacy Brown-Philpot | Management | For | For |
1f | Elect Director Stephanie A. Burns | Management | For | For |
1g | Elect Director Mary Anne Citrino | Management | For | For |
1h | Elect Director Richard L. Clemmer | Management | For | For |
1i | Elect Director Enrique J. Lores | Management | For | For |
1j | Elect Director Judith "Jami" Miscik | Management | For | For |
1k | Elect Director Subra Suresh | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
HUBSPOT, INC. | ||||
Ticker: HUBS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Brian Halligan | Management | For | For |
2 | Elect Ron Gill | Management | For | For |
3 | Elect Jill Ward | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
HUDSON EXECUTIVE INVESTMENT CORP. | ||||
Ticker: HEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Business Combination with Talkspace | Management | For | For |
2 | Charter Proposal | Management | For | For |
3 | Governance Proposal | Management | For | For |
4 | Approval of 2021 Incentive Award Plan | Management | For | For |
5 | Approval of the 2021 Employee Stock Purchase Plan | Management | For | For |
6 | Election of Directors (slate) | Management | For | For |
7 | Nasdaq Issuance | Management | For | For |
8 | Adjournment | Management | For | For |
| ||||
HUMANA INC. | ||||
Ticker: HUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kurt J. Hilzinger | Management | For | For |
2 | Elect Raquel C. Bono | Management | For | For |
3 | Elect Bruce D. Broussard | Management | For | For |
4 | Elect Frank A. D'Amelio | Management | For | For |
5 | Elect Wayne A.I. Frederick | Management | For | For |
6 | Elect John W. Garratt | Management | For | For |
7 | Elect David A. Jones Jr. | Management | For | For |
8 | Elect Karen W. Katz | Management | For | For |
9 | Elect Marcy S. Klevorn | Management | For | For |
10 | Elect William J. McDonald | Management | For | For |
11 | Elect Jorge S. Mesquita | Management | For | For |
12 | Elect James J. O'Brien | Management | For | For |
13 | Elect Marissa T. Peterson | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
HUMANA INC. | ||||
Ticker: HUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Raquel C. Bono | Management | For | For |
1c | Elect Director Bruce D. Broussard | Management | For | For |
1d | Elect Director Frank A. D'Amelio | Management | For | For |
1e | Elect Director Wayne A. I. Frederick | Management | For | For |
1f | Elect Director John W. Garratt | Management | For | For |
1g | Elect Director David A. Jones, Jr. | Management | For | For |
1h | Elect Director Karen W. Katz | Management | For | For |
1i | Elect Director Marcy S. Klevorn | Management | For | For |
1j | Elect Director William J. McDonald | Management | For | For |
1k | Elect Director Jorge S. Mesquita | Management | For | For |
1l | Elect Director James J. O'Brien | Management | For | For |
1m | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IHS MARKIT LTD | ||||
Ticker: INFO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Approval and Adoption of the Merger Agreement, the Statutory Merger Agreement and the Transactions Contemplated Thereby. To vote on a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 29, 2020, as amended by Amendment No | Management | For | Do Not Vote |
2. | IHS Markit Ltd. Merger-Related Compensation. To vote on a proposal to approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to IHS Markit Ltd.'s named executive officers in connection with the merger | Management | For | Do Not Vote |
| ||||
IHS MARKIT LTD | ||||
Ticker: INFO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: Lance Uggla | Management | For | For |
1B. | Election of Director: John Browne (The Lord Browne of Madingley) | Management | For | For |
1C. | Election of Director: Dinyar S. Devitre | Management | For | For |
1D. | Election of Director: Ruann F. Ernst | Management | For | For |
1E. | Election of Director: Jacques Esculier | Management | For | For |
1F. | Election of Director: Gay Huey Evans | Management | For | For |
1G. | Election of Director: William E. Ford | Management | For | For |
1H. | Election of Director: Nicoletta Giadrossi | Management | For | For |
1I. | Election of Director: Robert P. Kelly | Management | For | For |
1J. | Election of Director: Deborah Doyle McWhinney | Management | For | For |
1K. | Election of Director: Jean-Paul L. Montupet | Management | For | For |
1L. | Election of Director: Deborah K. Orida | Management | For | For |
1M. | Election of Director: James A. Rosenthal | Management | For | For |
2. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For |
3. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, | Management | For | For |
| ||||
II-VI INCORPORATED | ||||
Ticker: IIVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Caroline D. Dorsa | Management | For | For |
2 | Elect Robert S. Epstein | Management | For | For |
3 | Elect Scott Gottlieb | Management | For | For |
4 | Elect Gary S. Guthart | Management | For | For |
5 | Elect Philip W. Schiller | Management | For | For |
6 | Elect John W. Thompson | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
INNOVENT BIOLOGICS, INC. | ||||
Ticker: 1801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Grant Restricted Shares to Michael YU De-Chao | Management | For | For |
4 | Board Authority to Allot, Issue and Deal with Ordinary Shares except of Dr. Yu | Management | For | For |
5 | Grant Restricted Shares to Ronald EDE Hao Xi | Management | For | For |
6 | Board Authority to Allot, Issue and Deal with Ordinary Shares except of Mr. Ede | Management | For | For |
7 | Grant Restricted Shares to Charles Leland Cooney | Management | For | For |
8 | Board Authority to Allot, Issue and Deal with Ordinary Shares except of Dr. Cooney | Management | For | For |
9 | Grant Restricted Shares to Joyce HSU I-Yin | Management | For | For |
10 | Board Authority to Allot, Issue and Deal with Ordinary Shares except of Ms. Hsu | Management | For | For |
11 | Grant Restricted Shares to CHEN Kaixian | Management | For | For |
12 | Board Authority to Allot, Issue and Deal with Ordinary Shares except of Dr. Chen | Management | For | For |
| ||||
INNOVENT BIOLOGICS, INC. | ||||
Ticker: 1801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Accounts and Reports | Management | For | For |
4 | Elect CHEN Shuyun | Management | For | For |
5 | Elect CHEN Kaixian | Management | For | For |
6 | Directors' Fees | Management | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
8 | Authority to Repurchase Shares | Management | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
10 | Authority to Issue Repurchased Shares | Management | For | For |
| ||||
INSU ACQUISITION CORP. II | ||||
Ticker: INAQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Charter in Connection with the Merger | Management | For | Against |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
7A | Elect Director Daniel G. Cohen | Management | For | Abstain |
7B | Elect Director John C. Chrystal | Management | For | For |
8A | Elect Director Colin Bryant | Management | For | For |
8B | Elect Director Vikas Singhal | Management | For | For |
8C | Elect Director David Friedberg | Management | For | For |
8D | Elect Director Ryan Graves | Management | For | For |
8E | Elect Director Dan Preston | Management | For | For |
8F | Elect Director Betsy Cohen | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
| ||||
INSULET CORPORATION | ||||
Ticker: PODD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Wayne A.I. Frederick | Management | For | For |
1.2 | Elect Shacey Petrovic | Management | For | For |
1.3 | Elect Timothy J. Scannell | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick P. Gelsinger | Management | For | For |
1b | Elect Director James J. Goetz | Management | For | For |
1c | Elect Director Alyssa Henry | Management | For | Against |
1d | Elect Director Omar Ishrak | Management | For | Against |
1e | Elect Director Risa Lavizzo-Mourey | Management | For | Against |
1f | Elect Director Tsu-Jae King Liu | Management | For | For |
1g | Elect Director Gregory D. Smith | Management | For | For |
1h | Elect Director Dion J. Weisler | Management | For | Against |
1i | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| ||||
INTELLIA THERAPEUTICS, INC. | ||||
Ticker: NTLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Fred E. Cohen | Management | For | For |
1.2 | Elect Jean-Francois Formela | Management | For | For |
1.3 | Elect Frank Verwiel | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Ticker: IBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Buberl | Management | For | For |
1b | Elect Director Michael L. Eskew | Management | For | For |
1c | Elect Director David N. Farr | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | Against |
1e | Elect Director Michelle J. Howard | Management | For | For |
1f | Elect Director Arvind Krishna | Management | For | For |
1g | Elect Director Andrew N. Liveris | Management | For | Against |
1h | Elect Director Frederick William McNabb, III | Management | For | For |
1i | Elect Director Martha E. Pollack | Management | For | Against |
1j | Elect Director Joseph R. Swedish | Management | For | Against |
1k | Elect Director Peter R. Voser | Management | For | For |
1l | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
6 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | For | For |
| ||||
INTUIT INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eve Burton | Management | For | For |
2 | Elect Scott D. Cook | Management | For | For |
3 | Elect Richard Dalzell | Management | For | For |
4 | Elect Sasan Goodarzi | Management | For | For |
5 | Elect Deborah Liu | Management | For | For |
6 | Elect Tekedra Mawakana | Management | For | For |
7 | Elect Suzanne Nora Johnson | Management | For | For |
8 | Elect Dennis D. Powell | Management | For | For |
9 | Elect Brad D. Smith | Management | For | For |
10 | Elect Thomas J. Szkutak | Management | For | For |
11 | Elect Raul Vazquez | Management | For | For |
12 | Elect Jeff Weiner | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
| ||||
INTUIT INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eve Burton | Management | For | For |
1b | Elect Director Scott D. Cook | Management | For | For |
1c | Elect Director Richard L. Dalzell | Management | For | For |
1d | Elect Director Sasan K. Goodarzi | Management | For | For |
1e | Elect Director Deborah Liu | Management | For | For |
1f | Elect Director Tekedra Mawakana | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Brad D. Smith | Management | For | For |
1j | Elect Director Thomas Szkutak | Management | For | For |
1k | Elect Director Raul Vazquez | Management | For | For |
1l | Elect Director Jeff Weiner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Craig H. Barratt | Management | For | For |
2 | Elect Joseph C. Beery | Management | For | For |
3 | Elect Gary S. Guthart | Management | For | For |
4 | Elect Amal M. Johnson | Management | For | For |
5 | Elect Don R. Kania | Management | For | For |
6 | Elect Amy L. Ladd | Management | For | For |
7 | Elect Keith R. Leonard, Jr. | Management | For | For |
8 | Elect Alan J. Levy | Management | For | For |
9 | Elect Jami Dover Nachtsheim | Management | For | For |
10 | Elect Monica P. Reed | Management | For | For |
11 | Elect Mark J. Rubash | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the 2010 Incentive Award Plan | Management | For | For |
| ||||
INVITAE CORP | ||||
Ticker: NVTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Issuance of Shares for a Private Placement Issuance of Warrants | Management | For | For |
3 | Right to Adjourn Meeting | Management | For | For |
| ||||
IQVIA HOLDINGS INC. | ||||
Ticker: IQV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ari Bousbib | Management | For | For |
1.2 | Elect John M. Leonard | Management | For | For |
1.3 | Elect Todd B. Sisitsky | Management | For | For |
2 | Frequency of Advisory Vote on Executive Compensation | Management | None | 1 Year |
3 | Elimination of Supermajority Requirement for Bylaw Amendments | Management | For | For |
4 | Elimination of Supermajority Requirement for Director Removals | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | Against |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | Against |
1g | Elect Director Hubert Joly | Management | For | Against |
1h | Elect Director Mark B. McClellan | Management | For | For |
1i | Elect Director Anne M. Mulcahy | Management | For | For |
1j | Elect Director Charles Prince | Management | For | Against |
1k | Elect Director A. Eugene Washington | Management | For | Against |
1l | Elect Director Mark A. Weinberger | Management | For | For |
1m | Elect Director Nadja Y. West | Management | For | For |
1n | Elect Director Ronald A. Williams | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Report on Civil Rights Audit | Shareholder | Against | For |
7 | Adopt Policy on Bonus Banking | Shareholder | Against | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director James Dimon | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Mellody Hobson | Management | For | For |
1h | Elect Director Michael A. Neal | Management | For | For |
1i | Elect Director Phebe N. Novakovic | Management | For | For |
1j | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
6 | Report on Racial Equity Audit | Shareholder | Against | For |
7 | Require Independent Board Chair | Shareholder | Against | For |
8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| ||||
KANSAS CITY SOUTHERN | ||||
Ticker: KSU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lydia I. Beebe | Management | For | For |
1.2 | Elect Director Lu M. Cordova | Management | For | For |
1.3 | Elect Director Robert J. Druten | Management | For | For |
1.4 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
1.5 | Elect Director David Garza-Santos | Management | For | For |
1.6 | Elect Director Janet H. Kennedy | Management | For | For |
1.7 | Elect Director Mitchell J. Krebs | Management | For | For |
1.8 | Elect Director Henry J. Maier | Management | For | For |
1.9 | Elect Director Thomas A. McDonnell | Management | For | For |
1.10 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
KENSINGTON CAPITAL ACQUISITION CORP. | ||||
Ticker: KCAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Increase Authorized Preferred and Common Stock | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Certificate of Incorporation Re: Dual Class Stock Structure | Management | For | Against |
5 | Amend Certificate of Incorporation Re: Additional Charter | Management | For | Against |
6.1 | Elect Director Jagdeep Singh | Management | For | For |
6.2 | Elect Director Justin Mirro | Management | For | For |
6.3 | Elect Director Frank Blome | Management | For | For |
6.4 | Elect Director Brad Buss | Management | For | For |
6.5 | Elect Director John Doerr | Management | For | For |
6.6 | Elect Director Jurgen Leohold | Management | For | For |
6.7 | Elect Director Fritz Prinz | Management | For | For |
6.8 | Elect Director Dipender Saluja | Management | For | For |
6.9 | Elect Director J.B. Straubel | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Approve Issuance of Shares for a Private Placement | Management | For | For |
9 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
10 | Adjourn Meeting | Management | For | Against |
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KION GROUP AG | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE | Management | None | Did not vote |
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN | Management | None | Did not vote |
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE | Management | None | Did not vote |
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Management | None | Did not vote |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.04 PER SHARE | Management | For | DNV |
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | For | DNV |
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | For | DNV |
5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2020 | Management | For | DNV |
6.1 | ELECT JIANG KUI TO THE SUPERVISORY BOARD | Management | For | DNV |
6.2 | ELECT CHRISTINA REUTER TO THE SUPERVISORY BOARD | Management | For | DNV |
6.3 | ELECT HANS RING TO THE SUPERVISORY BOARD | Management | For | DNV |
6.4 | ELECT XU PING TO THE SUPERVISORY BOARD | Management | For | DNV |
7 | APPROVE CREATION OF EUR 11.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | DNV |
8 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION APPROVE CREATION OF EUR 11.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | DNV |
9 | AMEND CORPORATE PURPOSE | Management | For | DNV |
10 | AMEND ARTICLES RE: SUPERVISORY BOARD REMUNERATION | Management | For | DNV |
11 | APPROVE AFFILIATION AGREEMENT WITH DEMATIC HOLDINGS GMBH | Management | For | DNV |
| ||||
KION GROUP AG | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE | Management | None | Did not vote |
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE | Management | None | Did not vote |
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY | Management | None | Did not vote |
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Management | None | Did not vote |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.04 PER SHARE | Management | For | Do Not Vote |
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | For | Do Not Vote |
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | For | Do Not Vote |
5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2020 | Management | For | Do Not Vote |
6.1 | ELECT JIANG KUI TO THE SUPERVISORY BOARD | Management | For | Do Not Vote |
6.2 | ELECT CHRISTINA REUTER TO THE SUPERVISORY BOARD | Management | For | Do Not Vote |
6.3 | ELECT HANS RING TO THE SUPERVISORY BOARD | Management | For | Do Not Vote |
6.4 | ELECT XU PING TO THE SUPERVISORY BOARD | Management | For | Do Not Vote |
7 | APPROVE CREATION OF EUR 11.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | Do Not Vote |
8 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION APPROVE CREATION OF EUR 11.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | Do Not Vote |
9 | AMEND CORPORATE PURPOSE | Management | For | Do Not Vote |
10 | AMEND ARTICLES RE: SUPERVISORY BOARD REMUNERATION | Management | For | Do Not Vote |
11 | APPROVE AFFILIATION AGREEMENT WITH DEMATIC HOLDINGS GMBH | Management | For | Do Not Vote |
| ||||
KLA CORPORATION | ||||
Ticker: KLAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Barnholt | Management | For | For |
1.2 | Elect Director Robert Calderoni | Management | For | For |
1.3 | Elect Director Jeneanne Hanley | Management | For | For |
1.4 | Elect Director Emiko Higashi | Management | For | For |
1.5 | Elect Director Kevin Kennedy | Management | For | For |
1.6 | Elect Director Gary Moore | Management | For | For |
1.7 | Elect Director Marie Myers | Management | For | For |
1.8 | Elect Director Kiran Patel | Management | For | For |
1.9 | Elect Director Victor Peng | Management | For | For |
1.10 | Elect Director Robert Rango | Management | For | For |
1.11 | Elect Director Richard Wallace | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
KOHL'S CORPORATION | ||||
Ticker: KSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bender | Management | For | For |
1.2 | Elect Director Peter Boneparth | Management | For | For |
1.3 | Elect Director Steven A. Burd | Management | For | For |
1.4 | Elect Director Yael Cosset | Management | For | For |
1.5 | Elect Director H. Charles Floyd | Management | For | For |
1.6 | Elect Director Michelle Gass | Management | For | For |
1.7 | Elect Director Robbin Mitchell | Management | For | For |
1.8 | Elect Director Jonas Prising | Management | For | For |
1.9 | Elect Director John E. Schlifske | Management | For | For |
1.10 | Elect Director Adrianne Shapira | Management | For | For |
1.11 | Elect Director Frank V. Sica | Management | For | For |
1.12 | Elect Director Stephanie A. Streeter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
KYMERA THERAPEUTICS, INC. | ||||
Ticker: KYMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pamela Esposito | Management | For | For |
1.2 | Elect Gorjan Hrustanovic | Management | For | For |
1.3 | Elect Donald Nicholson | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
1.2 | Elect Director Timothy M. Archer | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Bethany J. Mayer | Management | For | For |
1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
1.9 | Elect Director Leslie F. Varon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
LIVANOVA PLC | ||||
Ticker: LIVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francesco Bianchi | Management | For | For |
1.2 | Elect Director Stacy Enxing Seng | Management | For | For |
1.3 | Elect Director William Kozy | Management | For | For |
1.4 | Elect Director Damien McDonald | Management | For | For |
1.5 | Elect Director Daniel Moore | Management | For | For |
1.6 | Elect Director Alfred Novak | Management | For | For |
1.7 | Elect Director Sharon O'Kane | Management | For | For |
1.8 | Elect Director Arthur L. Rosenthal | Management | For | For |
1.9 | Elect Director Andrea Saia | Management | For | For |
1.10 | Elect Director Todd Schermerhorn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Authorise Issue of Equity | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as UK Statutory Auditor | Management | For | For |
9 | Authorize Board to Fix Remuneration of Auditor | Management | For | For |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director David B. Burritt | Management | For | For |
1.3 | Elect Director Bruce A. Carlson | Management | For | Against |
1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Ilene S. Gordon | Management | For | For |
1.8 | Elect Director Vicki A. Hollub | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.11 | Elect Director James D. Taiclet | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Human Rights Due Diligence | Shareholder | Against | Against |
| ||||
LOWE'S COMPANIES, INC. | ||||
Ticker: LOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marvin R. Ellison | Management | For | For |
1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
1.9 | Elect Director Brian C. Rogers | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Mary Beth West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
LVMH MOET HENNESSY LOUIS VUITTON SE | ||||
Ticker: MC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Antoine Arnault as Director | Management | For | For |
6 | Reelect Nicolas Bazire as Director | Management | For | For |
7 | Reelect Charles de Croisset as Director | Management | For | Against |
8 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
9 | Appoint Olivier Lenel as Alternate Auditor | Management | For | For |
10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Management | For | For |
11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Management | For | Against |
12 | Approve Compensation of Corporate Officers | Management | For | Against |
13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | Against |
14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Against |
15 | Approve Remuneration Policy of Directors | Management | For | For |
16 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
17 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Management | For | Against |
26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Management | For | For |
30 | Amend Article 22 of Bylaws Re: Auditors | Management | For | For |
| ||||
LVMH MOET HENNESSY LOUIS VUITTON SE | ||||
Ticker: MC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| ||||
MACQUARIE INFRASTRUCTURE CORPORATION | ||||
Ticker: MIC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Reorganization | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
MACQUARIE INFRASTRUCTURE CORPORATION | ||||
Ticker: MIC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amanda Brock | Management | For | For |
1b | Elect Director Norman H. Brown, Jr. | Management | For | For |
1c | Elect Director Christopher Frost | Management | For | For |
1d | Elect Director Maria Jelescu-Dreyfus | Management | For | For |
1e | Elect Director Ronald Kirk | Management | For | For |
1f | Elect Director H.E. (Jack) Lentz | Management | For | For |
1g | Elect Director Ouma Sananikone | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MAGNACHIP SEMICONDUCTOR CORP | ||||
Ticker: MX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of March 25, 2021, among Magnachip Semiconductor Corporation ("Magnachip"), South Dearborn Limited and Michigan Merger Sub, Inc., and appr | Management | For | Do Not Vote |
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Magnachip's named executive officers that is based on or otherwise relates to the Merger. | Management | For | Do Not Vote |
3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if (a) there is not a quorum present in person or represented by proxy or (b) there are insufficient votes to | Management | For | Do Not Vote |
| ||||
MARVELL TECHNOLOGY GROUP LTD. | ||||
Ticker: MRVL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William Tudor Brown | Management | For | For |
2 | Elect Brad W. Buss | Management | For | For |
3 | Elect Edward H. Frank | Management | For | For |
4 | Elect Richard S. Hill | Management | For | For |
5 | Elect Bethany J. Mayer | Management | For | For |
6 | Elect Matthew J. Murphy | Management | For | For |
7 | Elect Michael G. Strachan | Management | For | For |
8 | Elect Robert E. Switz | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | Against |
10 | Ratification of Auditor | Management | For | For |
| ||||
MARVELL TECHNOLOGY GROUP LTD. | ||||
Ticker: MRVL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elimination of Supermajority Requirement | Management | For | For |
2 | Inphi Transaction | Management | For | For |
3 | Right to Adjourn Meeting | Management | For | For |
| ||||
MASCO CORPORATION | ||||
Ticker: MAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark R. Alexander | Management | For | For |
1b | Elect Director Marie A. Ffolkes | Management | For | For |
1c | Elect Director John C. Plant | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
MASMOVIL IBERCOM SA | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 09TH JULY 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL- REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' | Management | None | Did not vote |
1 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF THE CHANGES IN THE NET EQUITY, CASH FLOW STATEMENT AND NOTES) AND THE INDIVIDUAL MANAGEMENT REPORT WITH RESPECT TO THE FINANC | Management | For | For |
2 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE CONSOLIDATED ANNUAL ACCOUNTS (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN THE NET EQUITY, CONSOLIDATED CASH FLOW STATEM | Management | For | For |
3 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE CONSOLIDATED STATEMENT OF NON-FINANCIAL INFORMATION WITH RESPECT TO THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For |
4 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE PROPOSAL OF APPLICATION OF THE COMPANY'S RESULTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For |
5 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For |
6 | REELECTION OF KPMG AUDITORES, S.L. AS AUDITORS OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR THE FINANCIAL YEAR 2020 | Management | For | For |
7.1 | REELECTION OF MR. JOHN CARL HAHN AS PROPRIETARY DIRECTOR | Management | For | For |
7.2 | REELECTION OF MR. BORJA FERNANDEZ ESPEJEL AS INDEPENDENT DIRECTOR | Management | For | For |
7.3 | REELECTION OF MS. PILAR ZULUETA DE OYA AS INDEPENDENT DIRECTOR | Management | For | For |
7.4 | RATIFICATION OF THE APPOINTMENT OF MS. CRISTINA ALDAMIZ- ECHEVARRIA GONZALEZ DE DURANA AS INDEPENDENT DIRECTOR, APPOINTED BY COOPTATION BY RESOLUTION OF THE BOARD OF DECEMBER 27TH, 2019 | Management | For | For |
8 | APPROVAL, IN ACCORDANCE WITH ARTICLES 219 OF THE SPANISH CORPORATE ENTERPRISES ACT AND 38 OF THE BY-LAWS, OF A SHARES APPRECIATION RIGHTS' PLAN IN FAVOUR OF THE CHIEF EXECUTIVE OFFICER, MANAGEMENT TEAM AND EMPLOYEES OF GRUPO MASMOVIL | Management | For | For |
9 | AMENDMENT OF THE DIRECTORS' REMUNERATION POLICY FOR THE FINANCIAL YEARS 2018, 2019 Y 2020 | Management | For | For |
10 | APPROVAL OF THE DIRECTORS' REMUNERATION POLICY FOR THE FINANCIAL YEARS 2021, 2022 AND 2023 | Management | For | For |
11 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON DIRECTORS' REMUNERATION FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For |
12.1 | AMENDMENT OF ARTICLE 22 ("ATTENDANCE AT MEETINGS") | Management | For | For |
12.2 | AMENDMENT OF ARTICLE 23 ("REPRESENTATION") | Management | For | For |
13 | APPROVAL OF THE ADDITION OF A NEW ARTICLE 12 BIS ("ATTENDANCE AT THE GENERAL MEETING THROUGH REAL-TIME REMOTE PROCEDURES") OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS' MEETING | Management | For | For |
14 | AUTHORISATION TO THE BOARD OF DIRECTORS TO AGREE SHARE CAPITAL INCREASES, IN ACCORDANCE WITH ARTICLES 297.1.B) AND 506 OF THE SPANISH CORPORATE ENTERPRISES ACT, WITH THE LIMIT OF 20% OF THE CURRENT SHARE CAPITAL, WITHIN THE LEGAL PERIOD OF FIVE YEARS FROM | Management | For | For |
15 | AUTHORISATION TO SHORTEN THE PERIOD FOR CALLING EXTRAORDINARY GENERAL MEETINGS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 515 OF THE SPANISH CORPORATE ENTERPRISES ACT | Management | For | For |
16 | RATIFICATION, PURSUANT TO THE PROVISIONS OF ARTICLE 160.F) OF THE SPANISH CORPORATE ENTERPRISES ACT, OF THE PLEDGE GRANTED OVER THE SHARES OF THE WHOLLY-OWNED SUBSIDIARY OF MASMOVIL IBERCOM, S.A., THAT IS, MASMOVIL PHONE & INTERNET, S.A.U., AS WELL AS ALL | Management | For | For |
17 | DELEGATION OF POWERS FOR THE FORMALIZATION, REMEDY, REGISTRATION, INTERPRETATION, DEVELOPMENT AND EXECUTION OF THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING AND POWER OF ATTORNEY TO FORMALIZE THE DEPOSIT OF THE ANNUAL ACCOUNTS | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ajay Banga | Management | For | For |
2 | Elect Merit E. Janow | Management | For | For |
3 | Elect Richard K. Davis | Management | For | For |
4 | Elect Steven J. Freiberg | Management | For | For |
5 | Elect Julius Genachowski | Management | For | For |
6 | Elect GOH Choon Phong | Management | For | For |
7 | Elect Oki Matsumoto | Management | For | For |
8 | Elect Michael Miebach | Management | For | For |
9 | Elect Youngme E. Moon | Management | For | For |
10 | Elect Rima Qureshi | Management | For | For |
11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
12 | Elect Gabrielle Sulzberger | Management | For | For |
13 | Elect Jackson P. Tai | Management | For | For |
14 | Elect Lance Uggla | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Amendment to the 2006 Long-Term Incentive Plan | Management | For | For |
18 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Management | For | For |
19 | Elimination of Supermajority Requirements | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Merit E. Janow | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Steven J. Freiberg | Management | For | For |
1e | Elect Director Julius Genachowski | Management | For | For |
1f | Elect Director Choon Phong Goh | Management | For | For |
1g | Elect Director Oki Matsumoto | Management | For | For |
1h | Elect Director Michael Miebach | Management | For | For |
1i | Elect Director Youngme Moon | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Gabrielle Sulzberger | Management | For | For |
1m | Elect Director Jackson Tai | Management | For | For |
1n | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Merit E. Janow | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Steven J. Freiberg | Management | For | For |
1e | Elect Director Julius Genachowski | Management | For | For |
1f | Elect Director Choon Phong Goh | Management | For | For |
1g | Elect Director Oki Matsumoto | Management | For | For |
1h | Elect Director Michael Miebach | Management | For | For |
1i | Elect Director Youngme Moon | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Gabrielle Sulzberger | Management | For | For |
1m | Elect Director Jackson Tai | Management | For | For |
1n | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| ||||
MATCH GROUP, INC. | ||||
Ticker: MTCH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wendi Murdoch | Management | For | For |
2 | Elect Glenn H. Schiffman | Management | For | For |
3 | Elect Pamela S. Seymon | Management | For | For |
4 | Approval of the 2021 Employee Stock Purchase Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
MATCH GROUP, INC. | ||||
Ticker: MTCH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wendi Murdoch | Management | For | For |
1b | Elect Director Glenn H. Schiffman | Management | For | For |
1c | Elect Director Pamela S. Seymon | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MCDONALD'S CORPORATION | ||||
Ticker: MCD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Robert Eckert | Management | For | For |
1c | Elect Director Catherine Engelbert | Management | For | For |
1d | Elect Director Margaret Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | Against |
1f | Elect Director Christopher Kempczinski | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | Against |
1h | Elect Director John Mulligan | Management | For | For |
1i | Elect Director Sheila Penrose | Management | For | For |
1j | Elect Director John Rogers, Jr. | Management | For | For |
1k | Elect Director Paul Walsh | Management | For | For |
1l | Elect Director Miles White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Sugar and Public Health | Shareholder | Against | Against |
5 | Report on Antibiotics and Public Health Costs | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
MEDIATEK INC. | ||||
Ticker: 2454 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | 2020 Business Report and Financial Statements | Management | For | For |
2 | Distribution of 2020 Profits | Management | For | For |
3 | Cash Distribution from Capital Reserve | Management | For | For |
4 | Issuance of Restricted Stock Awards | Management | For | For |
5 | Elect TSAI Ming-Kai | Management | For | For |
6 | Elect TSAI Rick | Management | For | For |
7 | Elect SUN Cheng-Yaw | Management | For | For |
8 | Elect KIN Lian-Fang | Management | For | For |
9 | Elect CHEN Joe | Management | For | For |
10 | Elect WU Chung-Yu | Management | For | For |
11 | Elect CHANG Peng-Heng | Management | For | For |
12 | Elect TANG Ming-Che | Management | For | For |
13 | Release of the Non-competition Restrictions on the 9th Session Directors of the Company | Management | For | For |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Mary Ellen Coe | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1g | Elect Director Stephen L. Mayo | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Domitille Doat-Le Bigot | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Elisha W. Finney | Management | For | For |
1.6 | Elect Director Richard Francis | Management | For | For |
1.7 | Elect Director Michael A. Kelly | Management | For | For |
1.8 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MICRON TECHNOLOGY, INC. | ||||
Ticker: MU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard M. Beyer | Management | For | For |
2 | Elect Lynn A. Dugle | Management | For | For |
3 | Elect Steven J. Gomo | Management | For | For |
4 | Elect Mary Pat McCarthy | Management | For | For |
5 | Elect Sanjay Mehrotra | Management | For | For |
6 | Elect Robert E. Switz | Management | For | For |
7 | Elect MaryAnn Wright | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Reid G. Hoffman | Management | For | For |
2 | Elect Hugh F. Johnston | Management | For | For |
3 | Elect Teri L. List-Stoll | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Sandra E. Peterson | Management | For | For |
6 | Elect Penny S. Pritzker | Management | For | For |
7 | Elect Charles W. Scharf | Management | For | For |
8 | Elect Arne M. Sorenson | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Emma N. Walmsley | Management | For | For |
12 | Elect Padmasree Warrior | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Against |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Charles W. Scharf | Management | For | For |
1.8 | Elect Director Arne M. Sorenson | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| ||||
MIRATI THERAPEUTICS, INC. | ||||
Ticker: MRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charles M. Baum | Management | For | For |
1.2 | Elect Bruce L.A. Carter | Management | For | For |
1.3 | Elect Julie M. Cherrington | Management | For | For |
1.4 | Elect Aaron I. Davis | Management | For | For |
1.5 | Elect Henry J. Fuchs | Management | For | Withhold |
1.6 | Elect Michael Grey | Management | For | Withhold |
1.7 | Elect Faheem Hasnain | Management | For | For |
1.8 | Elect Craig A. Johnson | Management | For | For |
1.9 | Elect Maya Martinez-Davis | Management | For | For |
1.10 | Elect Shalini Sharp | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| ||||
MONGODB, INC. | ||||
Ticker: MDB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roelof F. Botha | Management | For | For |
1.2 | Elect Dev Ittycheria | Management | For | For |
1.3 | Elect John D. McMahon | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
MONOCLE ACQUISITION CORPORATION | ||||
Ticker: MNCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Adjourn Meeting | Management | For | Against |
| ||||
MONOCLE ACQUISITION CORPORATION | ||||
Ticker: MNCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination to February 11, 2021 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jorge A. Bermudez | Management | For | For |
1b | Elect Director Therese Esperdy | Management | For | For |
1c | Elect Director Robert Fauber | Management | For | For |
1d | Elect Director Vincent A. Forlenza | Management | For | For |
1e | Elect Director Kathryn M. Hill | Management | For | For |
1f | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
1g | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
1h | Elect Director Leslie F. Seidman | Management | For | For |
1i | Elect Director Bruce Van Saun | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve 2020 Decarbonization Plan | Management | For | For |
| ||||
MORGAN STANLEY | ||||
Ticker: MS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Elizabeth Corley | Management | For | For |
1b | Elect Director Alistair Darling | Management | For | For |
1c | Elect Director Thomas H. Glocer | Management | For | For |
1d | Elect Director James P. Gorman | Management | For | For |
1e | Elect Director Robert H. Herz | Management | For | For |
1f | Elect Director Nobuyuki Hirano | Management | For | For |
1g | Elect Director Hironori Kamezawa | Management | For | For |
1h | Elect Director Shelley B. Leibowitz | Management | For | For |
1i | Elect Director Stephen J. Luczo | Management | For | For |
1j | Elect Director Jami Miscik | Management | For | For |
1k | Elect Director Dennis M. Nally | Management | For | For |
1l | Elect Director Mary L. Schapiro | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
NATERA, INC. | ||||
Ticker: NTRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roelof F. Botha | Management | For | For |
1.2 | Elect Steve Chapman | Management | For | For |
1.3 | Elect Todd Cozzens | Management | For | For |
1.4 | Elect Matthew Rabinowitz | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
NELES CORPORATION | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R | Management | None | Did not vote |
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Management | None | Did not vote |
1 | OPENING OF THE MEETING | Management | None | Did not vote |
2 | CALLING THE MEETING TO ORDER | Management | None | Did not vote |
3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Management | None | Did not vote |
4 | RECORDING THE LEGALITY OF THE MEETING | Management | None | Did not vote |
5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Management | None | Did not vote |
6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF A NEW MEMBER TO THE BOARD OF DIRECTORS: THE COMPANY'S SHAREHOLDER, VALMET CORPORATION, REPRESENTING OVER 15% OF ALL VOTES CONFERRED BY THE COMPANY'S SHARES, PROPOSES TO THE EXTRAORDIN | Shareholder | None | Do Not Vote |
7 | CLOSING OF THE MEETING | Management | None | Did not vote |
| ||||
NETENT AB | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Management | None | Did not vote |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R | Management | None | Did not vote |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QU | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Management | None | Did not vote |
1 | ELECT CHAIRMAN OF MEETING | Management | None | Did not vote |
2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | None | Did not vote |
3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | None | Did not vote |
4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | None | Did not vote |
5 | APPROVE AGENDA OF MEETING SHAREHOLDER PROPOSALS SUBMITTED BY EVOLUTION GAMING- GROUP AB (PUBL) | Management | None | Did not vote |
6 | DETERMINE NUMBER OF MEMBERS (3) AND DEPUTY MEMBERS (0) OF BOARD | Management | For | Do Not Vote |
7 | APPROVE OMISSION OF REMUNERATION OF DIRECTORS | Management | For | Do Not Vote |
8.1 | ELECT MARTIN CARLESUND AS NEW DIRECTOR | Management | For | Do Not Vote |
8.2 | ELECT JESPER VON BAHR AS NEW DIRECTOR | Management | For | Do Not Vote |
8.3 | ELECT JACOB KAPLAN AS NEW DIRECTOR | Management | For | Do Not Vote |
9 | APPROVE TO ABOLISH THE PRINCIPLES REGARDING THE APPOINTMENT OF MEMBERS OF THE NOMINATING COMMITTEE | Management | For | Do Not Vote |
10 | APPROVE TO ABOLISH THE GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | For | Do Not Vote |
CMMT | 27 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN TH | Management | None | Did not vote |
CMMT | 07 DEC 2020: DELETION OF COMMENT | Management | None | Did not vote |
CMMT | 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE | Management | None | Did not vote |
CMMT | 07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT-AND ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Management | None | Did not vote |
| ||||
NETFIN ACQUISITION CORP. | ||||
Ticker: NFIN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2 | Approve Merger Agreement | Management | For | Against |
3A | Change Company Name to Triterras, Inc. | Management | For | Against |
3B | Increase Authorized Preferred and Common Stock | Management | For | Against |
3C | Amend Charter to Eliminate Blank Check Company Provisions | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
| ||||
NETFLIX, INC. | ||||
Ticker: NFLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard N. Barton | Management | For | Abstain |
2 | Elect Rodolphe Belmer | Management | For | Abstain |
3 | Elect Bradford L. Smith | Management | For | Abstain |
4 | Elect Anne M. Sweeney | Management | For | Abstain |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | Against |
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | Shareholder | Against | Against |
| ||||
NEVRO CORP. | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael DeMane | Management | For | For |
1.2 | Elect Frank Fischer | Management | For | Withhold |
1.3 | Elect Shawn T. McCormick | Management | For | For |
1.4 | Elect Kevin C. O'Boyle | Management | For | For |
1.5 | Elect Karen N. Prange | Management | For | Withhold |
1.6 | Elect Brad Vale | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
NEWMONT CORPORATION | ||||
Ticker: NEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick G. Awuah, Jr. | Management | For | For |
1.2 | Elect Director Gregory H. Boyce | Management | For | For |
1.3 | Elect Director Bruce R. Brook | Management | For | For |
1.4 | Elect Director Maura Clark | Management | For | For |
1.5 | Elect Director Matthew Coon Come | Management | For | For |
1.6 | Elect Director Jose Manuel Madero | Management | For | For |
1.7 | Elect Director Rene Medori | Management | For | For |
1.8 | Elect Director Jane Nelson | Management | For | For |
1.9 | Elect Director Thomas Palmer | Management | For | For |
1.10 | Elect Director Julio M. Quintana | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEXSTAR MEDIA GROUP, INC. | ||||
Ticker: NXST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Perry A. Sook | Management | For | For |
1.2 | Elect Director Geoff D. Armstrong | Management | For | For |
1.3 | Elect Director Jay M. Grossman | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
1b | Elect Director Peter B. Henry | Management | For | For |
1c | Elect Director Michelle A. Peluso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| ||||
NIKOLA CORPORATION | ||||
Ticker: NKLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Russell | Management | For | For |
1.2 | Elect Director Stephen J. Girsky | Management | For | Withhold |
1.3 | Elect Director Sooyean (Sophia) Jin | Management | For | For |
1.4 | Elect Director Michael L. Mansuetti | Management | For | For |
1.5 | Elect Director Gerrit A. Marx | Management | For | For |
1.6 | Elect Director Mary L. Petrovich | Management | For | For |
1.7 | Elect Director Steven M. Shindler | Management | For | For |
1.8 | Elect Director Bruce L. Smith | Management | For | For |
1.9 | Elect Director DeWitt C. Thompson, V | Management | For | For |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NISOURCE INC. | ||||
Ticker: NI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
1a | Elect Director Peter A. Altabef | Management | For | For |
1b | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
1c | Elect Director Eric L. Butler | Management | For | For |
1d | Elect Director Aristides S. Candris | Management | For | For |
1e | Elect Director Wayne S. DeVeydt | Management | For | For |
1f | Elect Director Joseph Hamrock | Management | For | For |
1g | Elect Director Deborah A. Henretta | Management | For | For |
1h | Elect Director Deborah A. P. Hersman | Management | For | For |
1i | Elect Director Michael E. Jesanis | Management | For | For |
1j | Elect Director Kevin T. Kabat | Management | For | For |
1k | Elect Director Carolyn Y. Woo | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
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NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of July 20, 2020 (as may be amended from time to time, the "merger agreement"), by and among Chevron Corporation, Chelsea Merger Sub Inc. and Noble Energy, Inc. ("Noble Energy"). | Management | For | For |
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Noble Energy's named executive officers that is based on or otherwise related to the merger. | Management | For | For |
3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. | Management | For | For |
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NORTONLIFELOCK INC. | ||||
Ticker: NLOK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sue Barsamian | Management | For | Against |
1b | Elect Director Eric K. Brandt | Management | For | For |
1c | Elect Director Frank E. Dangeard | Management | For | For |
1d | Elect Director Nora M. Denzel | Management | For | Against |
1e | Elect Director Peter A. Feld | Management | For | Against |
1f | Elect Director Kenneth Y. Hao | Management | For | For |
1g | Elect Director David W. Humphrey | Management | For | For |
1h | Elect Director Vincent Pilette | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| ||||
NOVAVAX, INC. | ||||
Ticker: NVAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard H. Douglas | Management | For | For |
2 | Elect Margaret G. McGlynn | Management | For | For |
3 | Elect David M. Mott | Management | For | Abstain |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Amendment to the 2015 Stock Incentive Plan | Management | For | For |
6 | Ratification of April 2020 Equity Grants | Management | For | For |
7 | Ratification of June 2020 Equity Grants | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
| ||||
NUANCE COMMUNICATIONS, INC. | ||||
Ticker: NUAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, by and among Microsoft Corporation, Big Sky Merger Sub Inc. ("Sub") and Nuance Communications, Inc. (the "Company"), pursuant to which Sub will merge with and into the Company (the "Me | Management | For | Do Not Vote |
2. | To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the Company's named executive officers in connection with the Merger. | Management | For | Do Not Vote |
| ||||
NUANCE COMMUNICATIONS, INC. | ||||
Ticker: NUAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
NURIX THERAPEUTICS, INC. | ||||
Ticker: NRIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect David L. Lacey | Management | For | For |
1.2 | Elect Julia P. Gregory | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
| ||||
NUVASIVE, INC. | ||||
Ticker: NUVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Vickie L. Capps | Management | For | For |
2 | Elect John A. DeFord | Management | For | For |
3 | Elect R. Scott Huennekens | Management | For | For |
4 | Elect Siddhartha C. Kadia | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
NUVEI CORPORATION | ||||
Ticker: NVEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Elect Philip Fayer | Management | For | For |
3 | Elect Michael S. Hanley | Management | For | For |
4 | Elect David Lewin | Management | For | For |
5 | Elect Daniela A. Mielke | Management | For | For |
6 | Elect Pascal Tremblay | Management | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| ||||
NVIDIA CORPORATION | ||||
Ticker: NVDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director John O. Dabiri | Management | For | For |
1d | Elect Director Persis S. Drell | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director Stephen C. Neal | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Aarti Shah | Management | For | For |
1m | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
NXP SEMICONDUCTORS N.V. | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Kurt Sievers as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Elect Annette Clayton as Non-Executive Director | Management | For | For |
3d | Elect Anthony Foxx as Non-Executive Director | Management | For | For |
3e | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3f | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect Lena Olving as Non-Executive Director | Management | For | For |
3h | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3i | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3j | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
3k | Reelect Gregory L. Summe as Non-Executive Director | Management | For | For |
3l | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
8 | Approve Remuneration of the Non Executive Members of the Board | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Safra A. Catz | Management | For | Withhold |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director George H. Conrades | Management | For | Withhold |
1.6 | Elect Director Lawrence J. Ellison | Management | For | Withhold |
1.7 | Elect Director Rona A. Fairhead | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | Withhold |
1.9 | Elect Director Renee J. James | Management | For | Withhold |
1.10 | Elect Director Charles W. Moorman, IV | Management | For | Withhold |
1.11 | Elect Director Leon E. Panetta | Management | For | Withhold |
1.12 | Elect Director William G. Parrett | Management | For | For |
1.13 | Elect Director Naomi O. Seligman | Management | For | Withhold |
1.14 | Elect Director Vishal Sikka | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Gender Pay Gap | Shareholder | Against | For |
6 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
ORANGE BELGIUM S.A. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R | Management | None | Did not vote |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE AN | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Management | None | Did not vote |
A | PRESENTATION AND DISCUSSION OF THE BOARD OF DIRECTORS' MANAGEMENT REPORT ON-THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | None | Did not vote |
B | PRESENTATION AND DISCUSSION OF THE STATUTORY AUDITOR'S REPORT ON THE-COMPANY'S SAID ANNUAL ACCOUNTS | Management | None | Did not vote |
1 | THE GENERAL MEETING APPROVES THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | Do Not Vote |
2 | THE GENERAL MEETING APPROVES THE REMUNERATION POLICY ESTABLISHED PURSUANT TO ARTICLE 7:89/1 OF THE CODE ON COMPANIES AND ASSOCIATIONS | Management | For | Do Not Vote |
3 | THE GENERAL MEETING APPROVES THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, INCLUDING THE APPROPRIATION OF THE RESULT AS PROPOSED, IN PARTICULAR DISTRIBUTION OF AN ORDINARY GROSS DIVIDEND OF FIFTY EUROCENTS (EUR 0.50) PER SHA | Management | For | Do Not Vote |
4 | THE GENERAL MEETING GRANTS THE DIRECTORS DISCHARGE FOR THE PERFORMANCE OF THEIR FUNCTION UP TO AND INCLUDING 31 DECEMBER 2020 | Management | For | Do Not Vote |
5 | THE GENERAL MEETING GRANTS THE STATUTORY AUDITOR DISCHARGE FOR THE PERFORMANCE OF ITS FUNCTION UP TO AND INCLUDING 31 DECEMBER 2020 | Management | For | Do Not Vote |
6 | THE GENERAL MEETING RESOLVES TO PROCEED TO THE APPOINTMENT OF MR MATTHIEU BOUCHERY AS DIRECTOR OF THE COMPANY, WITH EFFECT AS OF TODAY, FOR A TERM OF TWO YEARS. HIS MANDATE WILL BE UNREMUNERATED AND WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | For | Do Not Vote |
7 | THE GENERAL MEETING RESOLVES TO RE-APPOINT MRS CLARISSE HERIARD DUBREUIL AS DIRECTOR FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | For | Do Not Vote |
8 | THE GENERAL MEETING RESOLVES TO PROCEED TO THE FINAL APPOINTMENT OF MRS MARI-NOELLE JEGO- LAVEISSIERE (CO-OPTED BY THE BOARD OF DIRECTORS ON 23 JULY 2020, WITH EFFECT AS OF 1 SEPTEMBER 2020, IN REPLACEMENT OF MRS VALERIE LE BOULANGER, RESIGNING DIRECTOR) | Management | For | Do Not Vote |
9 | THE GENERAL MEETING RESOLVES TO RE-APPOINT BVBA K2A MANAGEMENT AND INVESTMENT SERVICES REPRESENTED BY MR WILFRIED VERSTRAETE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT | Management | For | Do Not Vote |
10 | THE GENERAL MEETING RESOLVES TO RE-APPOINT SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES (LMAS) REPRESENTED BY MR GREGOIRE DALLEMAGNE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT APPEARS FR | Management | For | Do Not Vote |
11 | THE GENERAL MEETING RESOLVES TO RE-APPOINT MRS BEATRICE MANDINE AS DIRECTOR FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | For | Do Not Vote |
12 | THE GENERAL MEETING RESOLVES TO RE-APPOINT MR CHRISTOPHE NAULLEAU AS DIRECTOR FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | For | Do Not Vote |
13 | THE GENERAL MEETING RESOLVES TO PROCEED TO THE FINAL APPOINTMENT OF MR XAVIER PICHON (CO-OPTED BY THE BOARD OF DIRECTORS ON 23 JULY 2020, WITH EFFECT AS OF 1 SEPTEMBER 2020, IN REPLACEMENT OF MR ICHAEL TRABBIA, RESIGNING DIRECTOR) AS DIRECTOR OF THE COMPA | Management | For | Do Not Vote |
14 | THE GENERAL MEETING RESOLVES TO RE-APPOINT BVBA THE HOUSE OF VALUE - ADVISORY & SOLUTIONS REPRESENTED BY MR JOHAN DESCHUYFFELEER AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | For | Do Not Vote |
15 | THE GENERAL MEETING RESOLVES TO RE-APPOINT SPRL SOCIETE DE CONSEIL EN GESTION ET STRATEGIE D'ENTREPRISES (SOGESTRA) REPRESENTED BY MRS NADINE ROZENCWZEIG-LEMAITRE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEET | Management | For | Do Not Vote |
16 | THE GENERAL MEETING RESOLVES TO RE-APPOINT MR JEAN-MARC VIGNOLLES AS DIRECTOR FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ANNUAL GENERAL MEETING IN 2023 | Management | For | Do Not Vote |
17 | ON THE PROPOSAL OF THE BOARD OF DIRECTORS, THE GENERAL MEETING RESOLVES AS FOLLOWS: - THE REMUNERATION OF EACH INDEPENDENT DIRECTOR IS FIXED AT A LUMP SUM OF THIRTY-SIX THOUSAND EURO (EUR 36,000) PER FULL FINANCIAL YEAR. ADDITIONAL REMUNERATION OF TWO THO | Management | For | Do Not Vote |
18 | THE GENERAL MEETING GRANTS FULL POWERS TO B-DOCS SPRL HAVING ITS REGISTERED OFFICE AT RUE DU TACITURNE 27, 1000 BRUSSELS, AS WELL AS TO ITS RESPECTIVE EMPLOYEES, SERVANTS AND AGENTS, WITH RIGHT OF SUBSTITUTION, TO FULFIL ALL REQUIRED AND/OR NECESSARY ACTI | Management | For | Do Not Vote |
| ||||
ORIC PHARMACEUTICALS, INC. | ||||
Ticker: ORIC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard A. Heyman | Management | For | Withhold |
1.2 | Elect Lori Kunkel | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
OSRAM LICHT AG | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR AN | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED | Management | None | Did not vote |
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES | Management | None | Did not vote |
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN | Management | None | Did not vote |
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECT | Management | None | Did not vote |
1 | RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN OSRAM LICHT AG AND AMS OFFER GMBH, A WHOLLY- OWNED SUBSIDIARY OF AMS AG, PREMSTATTEN (AUSTRIA)THE CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN OSRAM LICHT AG AND AMS OFFER GM | Management | For | Do Not Vote |
2.1 | ELECTION TO THE SUPERVISORY BOARD: THOMAS STOCKMEIER | Management | For | Do Not Vote |
2.2 | ELECTION TO THE SUPERVISORY BOARD: JOHANN PETER METZLER | Management | For | Do Not Vote |
2.3 | ELECTION TO THE SUPERVISORY BOARD: JOHANN CHRISTIAN EITNER | Management | For | Do Not Vote |
CMMT | 23 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| ||||
OUTSET MEDICAL, INC. | ||||
Ticker: OM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leslie Trigg | Management | For | For |
2 | Elect Karen Drexler | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rodney C. Adkins | Management | For | For |
2 | Elect Jonathan Christodoro | Management | For | For |
3 | Elect John J. Donahoe II | Management | For | For |
4 | Elect David W. Dorman | Management | For | For |
5 | Elect Belinda J. Johnson | Management | For | For |
6 | Elect Gail J. McGovern | Management | For | For |
7 | Elect Deborah M. Messemer | Management | For | For |
8 | Elect David M. Moffett | Management | For | For |
9 | Elect Ann M. Sarnoff | Management | For | For |
10 | Elect Daniel H. Schulman | Management | For | For |
11 | Elect Frank D. Yeary | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Report on Racism in Company Culture | Shareholder | Against | Against |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Belinda J. Johnson | Management | For | For |
1f | Elect Director Gail J. McGovern | Management | For | For |
1g | Elect Director Deborah M. Messemer | Management | For | For |
1h | Elect Director David M. Moffett | Management | For | For |
1i | Elect Director Ann M. Sarnoff | Management | For | For |
1j | Elect Director Daniel H. Schulman | Management | For | For |
1k | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| ||||
PERSPECTA INC. | ||||
Ticker: PRSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of January 27, 2021, as amended from time to time (the "Merger Agreement"), among (i) Perspecta Inc. (the "Company"), (ii) Jaguar ParentCo Inc., and (iii) Jaguar Merger Sub Inc. ("Merger Sub"), pursuant | Management | For | For |
2. | To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | For | For |
3. | To approve the adjournment of the Special Meeting, if necessary or appropriate, including adjournment to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement. | Management | For | For |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Albert Bourla | Management | For | For |
1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Scott Gottlieb | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Susan Hockfield | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
6 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| ||||
PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Abstain |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Abstain |
4 | Approve Omnibus Stock Plan | Management | For | Abstain |
1a | Elect Director Cheryl F. Campbell | Management | For | Abstain |
1b | Elect Director Kerry W. Cooper | Management | For | Abstain |
1c | Elect Director Arno L. Harris | Management | For | Abstain |
1d | Elect Director Michael R. Niggli | Management | For | Abstain |
1e | Elect Director Oluwadara (Dara) J. Treseder | Management | For | Abstain |
1f | Elect Director Benjamin F. Wilson | Management | For | Abstain |
| ||||
PHILIP MORRIS INTERNATIONAL INC. | ||||
Ticker: PM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brant Bonin Bough | Management | For | For |
1b | Elect Director Andre Calantzopoulos | Management | For | For |
1c | Elect Director Michel Combes | Management | For | For |
1d | Elect Director Juan Jose Daboub | Management | For | For |
1e | Elect Director Werner Geissler | Management | For | For |
1f | Elect Director Lisa A. Hook | Management | For | Against |
1g | Elect Director Jun Makihara | Management | For | For |
1h | Elect Director Kalpana Morparia | Management | For | For |
1i | Elect Director Lucio A. Noto | Management | For | For |
1j | Elect Director Jacek Olczak | Management | For | For |
1k | Elect Director Frederik Paulsen | Management | For | For |
1l | Elect Director Robert B. Polet | Management | For | For |
1m | Elect Director Shlomo Yanai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| ||||
PHREESIA, INC. | ||||
Ticker: PHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Chaim Indig | Management | For | For |
1.2 | Elect Michael Weintraub | Management | For | For |
1.3 | Elect Edward L. Cahill | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
PLURALSIGHT, INC. | ||||
Ticker: PS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
1 | Approve Merger Agreement | Management | Against | Do Not Vote |
2 | Adjourn Meeting | Management | For | Against |
2 | Adjourn Meeting | Management | Against | Do Not Vote |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | Against | Do Not Vote |
| ||||
PLURALSIGHT, INC. | ||||
Ticker: PS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Pluralsight's Merger Agreement Proposal. | Management | Against | Do Not Vote |
2. | Pluralsight's Adjournment Proposal. | Management | Against | Do Not Vote |
3. | Pluralsight's Compensation Proposal. | Management | Against | Do Not Vote |
| ||||
PLURALSIGHT, INC. | ||||
Ticker: PS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of December 11, 2020, as it may be amended from time to time, by and among Pluralsight, Inc., Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC and Pluralsight Hold | Management | For | Do Not Vote |
2. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting. | Management | For | Do Not Vote |
3. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable by Pluralsight, Inc. to its named executive officers in connection with the mergers. | Management | For | Do Not Vote |
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PMV PHARMACEUTICALS, INC. | ||||
Ticker: PMVP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thilo Schroeder | Management | For | For |
1.2 | Elect Peter Thompson | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
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POOL CORPORATION | ||||
Ticker: POOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter D. Arvan | Management | For | For |
1b | Elect Director Timothy M. Graven | Management | For | For |
1c | Elect Director Debra S. Oler | Management | For | For |
1d | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1e | Elect Director Harlan F. Seymour | Management | For | For |
1f | Elect Director Robert C. Sledd | Management | For | For |
1g | Elect Director John E. Stokely | Management | For | For |
1h | Elect Director David G. Whalen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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PPD, INC. | ||||
Ticker: PPD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Stephen Ensley | Management | For | For |
1.2 | Elect Maria Teresa Hilado | Management | For | For |
1.3 | Elect David Simmons | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
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PRA HEALTH SCIENCES, INC. | ||||
Ticker: PRAH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of February 24, 2021, by and among ICON plc ("ICON"), PRA Health Sciences, Inc. ("PRA"), ICON US Holdings Inc., a wholly owned subsidiary of ICON ("US HoldCo"), and Indigo Merger Sub, Inc., a wholly owne | Management | For | Do Not Vote |
2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to PRA's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the "PRA compensa | Management | For | Do Not Vote |
3. | To approve the adjournment of the PRA stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the PRA stockholder meeting to approve the PRA merger agreement proposal or to ensure that any supplement or amendment | Management | For | Do Not Vote |
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PRAXIS PRECISION MEDICINES, INC. | ||||
Ticker: PRAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dean J. Mitchell | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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PRIMO WATER CORPORATION | ||||
Ticker: PRMW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Britta Bomhard | Management | For | For |
1.2 | Elect Director Susan E. Cates | Management | For | For |
1.3 | Elect Director Jerry Fowden | Management | For | For |
1.4 | Elect Director Stephen H. Halperin | Management | For | For |
1.5 | Elect Director Thomas J. Harrington | Management | For | For |
1.6 | Elect Director Betty Jane (BJ) Hess | Management | For | For |
1.7 | Elect Director Gregory Monahan | Management | For | For |
1.8 | Elect Director Mario Pilozzi | Management | For | For |
1.9 | Elect Director Billy D. Prim | Management | For | For |
1.10 | Elect Director Eric Rosenfeld | Management | For | For |
1.11 | Elect Director Graham W. Savage | Management | For | For |
1.12 | Elect Director Steven P. Stanbrook | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Approve Continuance of Company | Management | For | For |
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PROQR THERAPEUTICS N.V. | ||||
Ticker: PRQR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Ratification of Management Acts | Management | For | For |
3 | Ratification of Supervisory Board Acts | Management | For | For |
4 | Elect Antoine Papiernik | Management | For | For |
5 | Appointment of Auditor | Management | For | For |
6 | Amendment to Articles | Management | For | For |
7 | Increase in Authorized Capital | Management | For | For |
8 | Amendments to the Supervisory Board Remuneration Policy | Management | For | For |
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
10 | Authority to Repurchase Shares | Management | For | For |
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QIAGEN N.V. | ||||
Ticker: QGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report | Management | For | Against |
3 | Ratification of Management Board Acts | Management | For | For |
4 | Ratification of Supervisory Board Acts | Management | For | For |
5 | Elect Metin Colpan | Management | For | For |
6 | Elect Thomas Ebeling | Management | For | For |
7 | Elect Toralf Haag | Management | For | For |
8 | Elect Ross L. Levine | Management | For | For |
9 | Elect Elaine Mardis | Management | For | For |
10 | Elect Lawrence A. Rosen | Management | For | For |
11 | Elect Elizabeth E. Tallett | Management | For | For |
12 | Elect Thierry Bernard | Management | For | For |
13 | Elect Roland Sackers | Management | For | For |
14 | Management Board Remuneration Policy | Management | For | Against |
15 | Supervisory Board Remuneration Policy | Management | For | Against |
16 | Supervisory Board Members' Fees | Management | For | Against |
17 | Appointment of Auditor | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Suppress Preemptive Rights | Management | For | For |
20 | Authority to Suppress Preemptive Rights for Mergers, Acquisitions and Strategic Alliances | Management | For | For |
21 | Authority to Repurchase Shares | Management | For | For |
22 | Amendment to Articles In Connection with Changes to Dutch Law | Management | For | For |
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QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sylvia Acevedo | Management | For | For |
1b | Elect Director Mark Fields | Management | For | For |
1c | Elect Director Jeffrey W. Henderson | Management | For | For |
1d | Elect Director Gregory N. Johnson | Management | For | For |
1e | Elect Director Ann M. Livermore | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Jamie S. Miller | Management | For | For |
1i | Elect Director Steve Mollenkopf | Management | For | For |
1j | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1k | Elect Director Irene B. Rosenfeld | Management | For | For |
1l | Elect Director Kornelis "Neil" Smit | Management | For | For |
1m | Elect Director Jean-Pascal Tricoire | Management | For | For |
1n | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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REALPAGE, INC. | ||||
Ticker: RP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve the adoption of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2020, by and among Mirasol Parent, LLC, Mirasol Merger Sub, Inc., and RealPage, Inc. ("RealPage"). | Management | For | For |
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to RealPage's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreem | Management | For | For |
3. | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | For | For |
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REALPAGE, INC. | ||||
Ticker: RP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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REPLIGEN CORPORATION | ||||
Ticker: RGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tony J. Hunt | Management | For | For |
2 | Elect Karen Dawes | Management | For | For |
3 | Elect Nicolas M. Barthelemy | Management | For | For |
4 | Elect Carrie Eglinton Manner | Management | For | For |
5 | Elect Rohin Mhatre | Management | For | For |
6 | Elect Glenn P. Muir | Management | For | For |
7 | Elect Thomas F. Ryan, Jr. | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
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REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Michael A. Duffy | Management | For | For |
1d | Elect Director Thomas W. Handley | Management | For | For |
1e | Elect Director Jennifer M. Kirk | Management | For | For |
1f | Elect Director Michael Larson | Management | For | For |
1g | Elect Director Kim S. Pegula | Management | For | For |
1h | Elect Director James P. Snee | Management | For | For |
1i | Elect Director Brian S. Tyler | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
1k | Elect Director Katharine B. Weymouth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
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REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Angus C. Russell | Management | For | For |
1.2 | Elect Julian S. Gangolli | Management | For | For |
1.3 | Elect Olivia C. Ware | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Increase in Authorized Common Stock | Management | For | For |
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RINGCENTRAL, INC. | ||||
Ticker: RNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Vladimir Shmunis | Management | For | For |
1.2 | Elect Kenneth A. Goldman | Management | For | For |
1.3 | Elect Michelle R. McKenna | Management | For | For |
1.4 | Elect Robert Theis | Management | For | For |
1.5 | Elect Allan Thygesen | Management | For | For |
1.6 | Elect Neil Williams | Management | For | For |
1.7 | Elect Mignon L. Clyburn | Management | For | For |
1.8 | Elect Arne Duncan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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RYDER SYSTEM, INC. | ||||
Ticker: R | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert J. Eck | Management | For | For |
1b | Elect Director Robert A. Hagemann | Management | For | For |
1c | Elect Director Michael F. Hilton | Management | For | For |
1d | Elect Director Tamara L. Lundgren | Management | For | For |
1e | Elect Director Luis P. Nieto, Jr. | Management | For | For |
1f | Elect Director David G. Nord | Management | For | For |
1g | Elect Director Robert E. Sanchez | Management | For | For |
1h | Elect Director Abbie J. Smith | Management | For | For |
1i | Elect Director E. Follin Smith | Management | For | For |
1j | Elect Director Dmitri L. Stockton | Management | For | For |
1k | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
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S&P GLOBAL INC. | ||||
Ticker: SPGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
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S&P GLOBAL INC. | ||||
Ticker: SPGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marco Alvera | Management | For | For |
1.2 | Elect Director William J. Amelio | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Stephanie C. Hill | Management | For | For |
1.5 | Elect Director Rebecca J. Jacoby | Management | For | For |
1.6 | Elect Director Monique F. Leroux | Management | For | For |
1.7 | Elect Director Ian P. Livingston | Management | For | For |
1.8 | Elect Director Maria R. Morris | Management | For | For |
1.9 | Elect Director Douglas L. Peterson | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Greenhouse Gas (GHG) Emissions Reduction Plan | Management | For | Abstain |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
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SAGE THERAPEUTICS, INC. | ||||
Ticker: SAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Elizabeth Barrett | Management | For | For |
1.2 | Elect Geno Germano | Management | For | Withhold |
1.3 | Elect Steven M. Paul | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
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SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc R. Benioff | Management | For | For |
2 | Elect Craig A. Conway | Management | For | For |
3 | Elect Parker Harris | Management | For | For |
4 | Elect Alan G. Hassenfeld | Management | For | For |
5 | Elect Neelie Kroes | Management | For | For |
6 | Elect Colin L. Powell | Management | For | For |
7 | Elect Sanford R. Robertson | Management | For | For |
8 | Elect John V. Roos | Management | For | For |
9 | Elect Robin L. Washington | Management | For | For |
10 | Elect Maynard G. Webb | Management | For | For |
11 | Elect Susan D. Wojcicki | Management | For | For |
12 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Against |
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SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Craig Conway | Management | For | For |
1c | Elect Director Parker Harris | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | Against |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | Against |
1g | Elect Director Sanford Robertson | Management | For | Against |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Robin Washington | Management | For | Against |
1j | Elect Director Maynard Webb | Management | For | Against |
1k | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
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SARTORIUS STEDIM BIOTECH S.A. | ||||
Ticker: DIM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Non-Voting Meeting Note | Management | None | Do Not Vote |
4 | Non-Voting Meeting Note | Management | None | Do Not Vote |
5 | Non-Voting Meeting Note | Management | None | Do Not Vote |
6 | Accounts and Reports; Non-tax Deductible Expenses; Ratification of Acts | Management | For | For |
7 | Consolidated Accounts and Reports | Management | For | For |
8 | Allocation of Profits/Dividends | Management | For | For |
9 | Special Auditors Report on Regulated Agreements | Management | For | Against |
10 | 2021 Directors' Fees | Management | For | For |
11 | 2020 Remuneration Report | Management | For | Abstain |
12 | 2020 Remuneration of Joachim Kreuzburg, Chair and CEO | Management | For | For |
13 | 2021 Remuneration Policy (Corporate Officers) | Management | For | Abstain |
14 | Authority to Repurchase and Reissue Shares | Management | For | For |
15 | Elect Anne-Marie Graffin | Management | For | For |
16 | Elect Susan Dexter | Management | For | For |
17 | Appointment of Auditor | Management | For | For |
18 | Non-Renewal of Alternate Auditor | Management | For | For |
19 | Authorisation of Legal Formalities | Management | For | For |
20 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
21 | Authorisation of Legal Formalities | Management | For | For |
22 | Non-Voting Meeting Note | Management | None | Do Not Vote |
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SCIENTIFIC GAMES CORPORATION | ||||
Ticker: SGMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jamie R. Odell | Management | For | For |
1.2 | Elect Director Barry L. Cottle | Management | For | For |
1.3 | Elect Director Antonia Korsanos | Management | For | For |
1.4 | Elect Director Jack A. Markell | Management | For | For |
1.5 | Elect Director Hamish R. McLennan | Management | For | For |
1.6 | Elect Director Michael J. Regan | Management | For | For |
1.7 | Elect Director Timothy Throsby | Management | For | For |
1.8 | Elect Director Maria T. Vullo | Management | For | For |
1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
1.10 | Elect Director Virginia E. Shanks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
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SCIPLAY CORPORATION | ||||
Ticker: SCPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry L. Cottle | Management | For | Withhold |
1.2 | Elect Director Joshua J. Wilson | Management | For | Withhold |
1.3 | Elect Director Gerald D. Cohen | Management | For | Withhold |
1.4 | Elect Director Michael Marchetti | Management | For | Withhold |
1.5 | Elect Director William C. Thompson, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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SEAGEN INC. | ||||
Ticker: SGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Felix J. Baker | Management | For | For |
2 | Elect Clay B. Siegall | Management | For | For |
3 | Elect Nancy A. Simonian | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
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SEER, INC. | ||||
Ticker: SEER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Catherine J. Friedman | Management | For | For |
1.2 | Elect Omead Ostadan | Management | For | For |
1.3 | Elect Mostafa Ronaghi | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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SELECTQUOTE INC | ||||
Ticker: SLQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Timothy ""Tim"" Danker | Management | For | For |
1.2 | Elect Kavita Patel | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan L. Bostrom | Management | For | For |
2 | Elect Jonathan C. Chadwick | Management | For | For |
3 | Elect Lawrence J Jackson, Jr. | Management | For | For |
4 | Elect Frederic B. Luddy | Management | For | For |
5 | Elect Jeffrey A. Miller | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Adoption of Shareholder Right to Call Special Meetings | Management | For | For |
9 | Approval of the 2021 Equity Incentive Plan | Management | For | For |
10 | Amendment to the 2012 Employee Stock Purchase Plan | Management | For | For |
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SHOCKWAVE MEDICAL, INC. | ||||
Ticker: SWAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Antoine Papiernik | Management | For | For |
1.2 | Elect Sara Toyloy | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
SHOPIFY INC. | ||||
Ticker: SHOP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tobias Lutke | Management | For | For |
2 | Elect Robert G. Ashe | Management | For | For |
3 | Elect Gail Goodman | Management | For | For |
4 | Elect Colleen M. Johnston | Management | For | For |
5 | Elect Jeremy Levine | Management | For | For |
6 | Elect John Phillips | Management | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
8 | Amendment of Stock Option Plan | Management | For | Against |
9 | Amendment to the Long-Term Incentive Plan | Management | For | Against |
10 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
SILK ROAD MEDICAL, INC. | ||||
Ticker: SILK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Erica J. Rogers | Management | For | For |
2 | Elect Jack W. Lasersohn | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
SKYWORKS SOLUTIONS, INC. | ||||
Ticker: SWKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan S. Batey | Management | For | For |
2 | Elect Kevin L. Beebe | Management | For | For |
3 | Elect Timothy R. Furey | Management | For | For |
4 | Elect Liam K. Griffin | Management | For | For |
5 | Elect Christine King | Management | For | For |
6 | Elect David P. McGlade | Management | For | For |
7 | Elect Robert A. Schriesheim | Management | For | For |
8 | Elect Kimberly S. Stevenson | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Amendment to the 2015 Long-Term Incentive Plan | Management | For | For |
12 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | N/A | For |
| ||||
SKYWORKS SOLUTIONS, INC. | ||||
Ticker: SWKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan S. Batey | Management | For | Against |
1b | Elect Director Kevin L. Beebe | Management | For | Against |
1c | Elect Director Timothy R. Furey | Management | For | Against |
1d | Elect Director Liam K. Griffin | Management | For | For |
1e | Elect Director Christine King | Management | For | Against |
1f | Elect Director David P. McGlade | Management | For | Against |
1g | Elect Director Robert A. Schriesheim | Management | For | Against |
1h | Elect Director Kimberly S. Stevenson | Management | For | Against |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Simple Majority Vote | Shareholder | None | For |
| ||||
SLACK TECHNOLOGIES, INC. | ||||
Ticker: WORK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | A proposal to adopt the Agreement and Plan of Merger, dated as of December 1, 2020 (as it may be amended from time to time, the "merger agreement"), among salesforce.com, inc., Skyline Strategies I Inc., Skyline Strategies II LLC and Slack Technologies, I | Management | For | For |
2. | A proposal to approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Slack's named executive officers that is based on or otherwise relates to the mergers contemplated by the merger agreement. | Management | For | For |
| ||||
SLACK TECHNOLOGIES, INC. | ||||
Ticker: WORK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP. III | ||||
Ticker: IPOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Change Jurisdiction of Incorporation from Cayman Islands to Delaware | Management | For | For |
3 | Increase Authorized Preferred and Common Stock | Management | For | For |
4 | Approve Issuance of Clover Health Preferred Stock in One or More Classes or Series | Management | For | Against |
5 | Provide Clover Health Class A Common Stockholders to Cast One Vote per Share of Clover Health Class A Common Stock and Clover Health Class B Common Stockholders to 10 votes per share of Clover Health Class B Common Stock | Management | For | Against |
6 | Classify the Board of Directors | Management | For | Against |
7 | Adopt New Certificate of Incorporation and By-Laws | Management | For | Against |
8 | Elect Lee A. Shapiro, Vivek Garipalli, Andrew Toy, Chelsea Clinton, and Nathaniel S. Turner as Directors | Management | For | Against |
9 | Approve Issuance of Shares in One or More Private Placements | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
11 | Approve Restricted Stock Plan | Management | For | For |
12 | Approve Employee Stock Purchase Plan | Management | For | Against |
13 | Adjourn Meeting | Management | For | For |
| ||||
SPRINGWORKS THERAPEUTICS, INC. | ||||
Ticker: SWTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Freda C. Lewis-Hall | Management | For | Withhold |
1.2 | Elect Jeffrey Schwartz | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
STANLEY BLACK & DECKER, INC. | ||||
Ticker: SWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrea J. Ayers | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Patrick D. Campbell | Management | For | For |
1d | Elect Director Carlos M. Cardoso | Management | For | For |
1e | Elect Director Robert B. Coutts | Management | For | For |
1f | Elect Director Debra A. Crew | Management | For | For |
1g | Elect Director Michael D. Hankin | Management | For | For |
1h | Elect Director James M. Loree | Management | For | For |
1i | Elect Director Jane M. Palmieri | Management | For | For |
1j | Elect Director Mojdeh Poul | Management | For | For |
1k | Elect Director Dmitri L. Stockton | Management | For | For |
1l | Elect Director Irving Tan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act | Management | For | For |
6 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
7 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| ||||
STARBUCKS CORPORATION | ||||
Ticker: SBUX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard E. Allison, Jr. | Management | For | Against |
1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | None | None |
1c | Elect Director Andrew Campion | Management | For | For |
1d | Elect Director Mary N. Dillon | Management | For | Against |
1e | Elect Director Isabel Ge Mahe | Management | For | For |
1f | Elect Director Mellody Hobson | Management | For | For |
1g | Elect Director Kevin R. Johnson | Management | For | For |
1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
1i | Elect Director Satya Nadella | Management | For | Against |
1j | Elect Director Joshua Cooper Ramo | Management | For | For |
1k | Elect Director Clara Shih | Management | For | Against |
1l | Elect Director Javier G. Teruel | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| ||||
STONECO LTD | ||||
Ticker: STNE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Andre Street | Management | For | For |
1.2 | Elect Eduardo Cunha Monnerat Solon de Pontes | Management | For | For |
1.3 | Elect Roberto Moses Thompson Motta | Management | For | For |
1.4 | Elect Thomas A. Patterson | Management | For | For |
1.5 | Elect Ali Mazanderani | Management | For | For |
1.6 | Elect Silvio Jose Morais | Management | For | For |
1.7 | Elect Luciana Ibiapina Lira Aguiar | Management | For | For |
2 | Adoption and Ratification of the Financial Statements | Management | For | For |
| ||||
SUNRISE COMMUNICATIONS GROUP AG | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Management | None | Did not vote |
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE S | Management | None | Did not vote |
1.1.1 | ELECT MIKE FRIES AS DIRECTOR | Management | For | Do Not Vote |
1.1.2 | ELECT BAPTIEST COOPMANS AS DIRECTOR | Management | For | Do Not Vote |
1.1.3 | ELECT MIRANDA CURTIS AS DIRECTOR | Management | For | Do Not Vote |
1.1.4 | ELECT MANUEL KOHNSTAMM AS DIRECTOR | Management | For | Do Not Vote |
1.1.5 | ELECT ANDREA SALVATO AS DIRECTOR | Management | For | Do Not Vote |
1.1.6 | ELECT MARISA DREW AS DIRECTOR | Management | For | Do Not Vote |
1.1.7 | ELECT THOMAS MEYER AS DIRECTOR | Management | For | Do Not Vote |
1.1.8 | ELECT JOSEPH DEISS AS DIRECTOR | Management | For | Do Not Vote |
1.1.9 | ELECT MIKE FRIES AS BOARD CHAIRMAN | Management | For | Do Not Vote |
1.2.1 | APPOINT MIRANDA CURTIS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | Do Not Vote |
1.2.2 | APPOINT MANUEL KOHNSTAMM AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | Do Not Vote |
1.2.3 | APPOINT ANDREA SALVATO AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | Do Not Vote |
1.2.4 | APPOINT MIRANDA CURTIS AS CHAIRMAN OF THE COMPENSATION COMMITTEE | Management | For | Do Not Vote |
2 | APPROVE DELISTING OF SHARES FROM SIX SWISS EXCHANGE | Management | For | Do Not Vote |
| ||||
SUNRISE COMMUNICATIONS GROUP AG | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Management | None | Did not vote |
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE S | Management | None | Did not vote |
1.1.1 | ELECTION OF MIKE FRIES AS A MEMBER TO THE BOARD OF DIRECTORS | Management | For | Do Not Vote |
1.1.2 | ELECTION OF BAPTIEST COOPMANS AS A MEMBER TO THE BOARD OF DIRECTORS | Management | For | Do Not Vote |
1.1.3 | ELECTION OF MIRANDA CURTIS AS A MEMBER TO THE BOARD OF DIRECTORS | Management | For | Do Not Vote |
1.1.4 | ELECTION OF MANUEL KOHNSTAMM AS A MEMBER TO THE BOARD OF DIRECTORS | Management | For | Do Not Vote |
1.1.5 | ELECTION OF ANDREA SALVATO AS A MEMBER TO THE BOARD OF DIRECTORS | Management | For | Do Not Vote |
1.1.6 | ELECTION OF MARISA DREW AS A MEMBER TO THE BOARD OF DIRECTORS | Management | For | Do Not Vote |
1.1.7 | ELECTION OF THOMAS D. MEYER AS A MEMBER TO THE BOARD OF DIRECTORS | Management | For | Do Not Vote |
1.1.8 | ELECTION OF JOSEPH DEISS AS A MEMBER TO THE BOARD OF DIRECTORS | Management | For | Do Not Vote |
1.1.9 | ELECTION OF MIKE FREIS AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | Do Not Vote |
1.2.1 | ELECTION OF MIRANDA CURTIS AS A MEMBER TO THE COMPENSATION COMMITTEE | Management | For | Do Not Vote |
1.2.2 | ELECTION OF MANUEL KOHNSTAMM AS A MEMBER TO THE COMPENSATION COMMITTEE | Management | For | Do Not Vote |
1.2.3 | ELECTION OF ANDREA SALVATO AS A MEMBER TO THE COMPENSATION COMMITTEE | Management | For | Do Not Vote |
1.2.4 | ELECTION OF MIRANDA CURTIS AS CHAIR OF THE COMPENSATION COMMITTEE | Management | For | Do Not Vote |
2 | DELISTING OF THE COMPANY'S SHARES FROM THE SIX SWISS EXCHANGE | Management | For | Do Not Vote |
| ||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||
Ticker: TTWO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: Strauss Zelnick | Management | For | DNV |
1B. | Election of Director: Michael Dornemann | Management | For | DNV |
1C. | Election of Director: J. Moses | Management | For | DNV |
1D. | Election of Director: Michael Sheresky | Management | For | DNV |
1E. | Election of Director: LaVerne Srinivasan | Management | For | DNV |
1F. | Election of Director: Susan Tolson | Management | For | DNV |
1G. | Election of Director: Paul Viera | Management | For | DNV |
1H. | Election of Director: Roland Hernandez | Management | For | DNV |
2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | DNV |
3. | Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | For | DNV |
4. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | DNV |
| ||||
TANDEM DIABETES CARE, INC. | ||||
Ticker: TNDM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dick P. Allen | Management | For | Against |
2 | Elect Rebecca B. Robertson | Management | For | For |
3 | Elect Rajwant S. Sodhi | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
TARGET CORPORATION | ||||
Ticker: TGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director George S. Barrett | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Robert L. Edwards | Management | For | For |
1e | Elect Director Melanie L. Healey | Management | For | For |
1f | Elect Director Donald R. Knauss | Management | For | For |
1g | Elect Director Christine A. Leahy | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Mary E. Minnick | Management | For | For |
1j | Elect Director Derica W. Rice | Management | For | For |
1k | Elect Director Kenneth L. Salazar | Management | For | For |
1l | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
TARGET CORPORATION | ||||
Ticker: TGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director George S. Barrett | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Robert L. Edwards | Management | For | For |
1e | Elect Director Melanie L. Healey | Management | For | For |
1f | Elect Director Donald R. Knauss | Management | For | For |
1g | Elect Director Christine A. Leahy | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Mary E. Minnick | Management | For | For |
1j | Elect Director Derica W. Rice | Management | For | For |
1k | Elect Director Kenneth L. Salazar | Management | For | For |
1l | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
| ||||
TAUBMAN CENTERS, INC. | ||||
Ticker: TCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mayree C. Clark | Management | For | For |
1.2 | Elect Director Michael J. Embler | Management | For | For |
1.3 | Elect Director Janice L. Fields | Management | For | For |
1.4 | Elect Director Michelle J. Goldberg | Management | For | For |
1.5 | Elect Director Nancy Killefer | Management | For | For |
1.6 | Elect Director Cia Buckley Marakovits | Management | For | For |
1.7 | Elect Director Robert S. Taubman | Management | For | For |
1.8 | Elect Director Ronald W. Tysoe | Management | For | For |
1.9 | Elect Director Myron E. Ullman, III | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TAUBMAN CENTERS, INC. | ||||
Ticker: TCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
TELADOC HEALTH, INC. | ||||
Ticker: TDOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Livongo Issuance | Management | For | For |
2 | Increase in Authorized Common Stock | Management | For | For |
3 | Right to Adjourn Meeting | Management | For | For |
| ||||
TELADOC HEALTH, INC. | ||||
Ticker: TDOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Christopher Bischoff | Management | For | For |
2 | Elect Karen L. Daniel | Management | For | For |
3 | Elect Sandra Fenwick | Management | For | For |
4 | Elect William H. Frist | Management | For | Against |
5 | Elect Jason Gorevic | Management | For | For |
6 | Elect Catherine A. Jacobson | Management | For | For |
7 | Elect Thomas G. McKinley | Management | For | For |
8 | Elect Kenneth H. Paulus | Management | For | For |
9 | Elect David L. Shedlarz | Management | For | For |
10 | Elect Mark Douglas Smith | Management | For | For |
11 | Elect David B. Snow, Jr. | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
| ||||
TELECOM ITALIA SPA | ||||
Ticker: TIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Abstain |
2 | Approve Allocation of Income | Management | For | Abstain |
3 | Approve Remuneration Policy | Management | For | Abstain |
4 | Approve Second Section of the Remuneration Report | Management | For | Abstain |
5 | Fix Number of Directors | Management | For | Abstain |
6 | Fix Board Terms for Directors | Management | For | Abstain |
7.1 | Slate Submitted by Management | Management | For | Abstain |
7.2 | Slate Submitted by a Group of Fund Managers and SICAVs | Shareholder | None | Abstain |
8 | Approve Remuneration of Directors | Management | For | Abstain |
9.1 | Slate Submitted by Vivendi SA | Shareholder | None | Abstain |
9.2 | Slate Submitted by a Group of Fund Managers and SICAVs | Shareholder | None | Abstain |
9.3 | Slate Submitted by Cassa Depositi e Prestiti SpA | Shareholder | None | Abstain |
11 | Approve Internal Auditors' Remuneration | Shareholder | None | Abstain |
10.a | Appoint Angelo Rocco Bonissoni as Chairman of Internal Statutory Auditors | Shareholder | None | Abstain |
10.b | Appoint Francesco Fallacara as Chairman of Internal Statutory Auditors | Shareholder | None | Abstain |
10.c | Appoint Franco Luciano Tutino as Chairman of Internal Statutory Auditors | Shareholder | None | Abstain |
7-bis | Appoint Unelected Candidates Who Are Included in Properly Submitted Slates | Management | None | Abstain |
9-bis | Appoint Unelected Candidates Who Are Included in Properly Submitted Slates | Shareholder | None | Abstain |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Abstain |
| ||||
TELEFLEX INCORPORATED | ||||
Ticker: TFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Candace H. Duncan | Management | For | For |
2 | Elect Stephen K. Klasko | Management | For | For |
3 | Elect Stuart A. Randle | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Shareholder Proposal Regarding Board Declassification | Shareholder | Abstain | For |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Adopt the Share Option Plan of a Subsidiary | Management | For | Against |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Profits/Dividends | Management | For | For |
5 | Elect YANG Siu Shun | Management | For | For |
6 | Directors' Fees | Management | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
9 | Authority to Repurchase Shares | Management | For | For |
10 | Authority to Issue Repurchased Shares | Management | For | Against |
11 | Non-Voting Meeting Note | Management | N/A | N/A |
| ||||
TERRAFORM POWER, INC. | ||||
Ticker: TERP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2a | Elect Director Brian Lawson | Management | For | Against |
2b | Elect Director Carolyn Burke | Management | For | For |
2c | Elect Director Christian S. Fong | Management | For | For |
2d | Elect Director Harry Goldgut | Management | For | Against |
2e | Elect Director Richard Legault | Management | For | Against |
2f | Elect Director Mark McFarland | Management | For | For |
2g | Elect Director Sachin Shah | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adjourn Meeting | Management | For | For |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Michael D. Hsu | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | For |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
THE ALLSTATE CORPORATION | ||||
Ticker: ALL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald E. Brown | Management | For | For |
1b | Elect Director Kermit R. Crawford | Management | For | For |
1c | Elect Director Michael L. Eskew | Management | For | For |
1d | Elect Director Richard T. Hume | Management | For | For |
1e | Elect Director Margaret M. Keane | Management | For | For |
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1g | Elect Director Jacques P. Perold | Management | For | For |
1h | Elect Director Andrea Redmond | Management | For | For |
1i | Elect Director Gregg M. Sherrill | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Perry M. Traquina | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
THE CHARLES SCHWAB CORPORATION | ||||
Ticker: SCHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter W. Bettinger, II | Management | For | For |
1b | Elect Director Joan T. Dea | Management | For | For |
1c | Elect Director Christopher V. Dodds | Management | For | For |
1d | Elect Director Mark A. Goldfarb | Management | For | For |
1e | Elect Director Bharat B. Masrani | Management | For | For |
1f | Elect Director Charles A. Ruffel | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
THE COCA-COLA COMPANY | ||||
Ticker: KO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Marc Bolland | Management | For | For |
1.3 | Elect Director Ana Botin | Management | For | For |
1.4 | Elect Director Christopher C. Davis | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Helene D. Gayle | Management | For | For |
1.7 | Elect Director Alexis M. Herman | Management | For | For |
1.8 | Elect Director Robert A. Kotick | Management | For | For |
1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.10 | Elect Director James Quincey | Management | For | For |
1.11 | Elect Director Caroline J. Tsay | Management | For | For |
1.12 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Report on Sugar and Public Health | Shareholder | Against | Against |
| ||||
THE COOPER COMPANIES, INC. | ||||
Ticker: COO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Colleen E. Jay | Management | For | For |
2 | Elect William A. Kozy | Management | For | Against |
3 | Elect Jody S. Lindell | Management | For | For |
4 | Elect Teresa S. Madden | Management | For | For |
5 | Elect Gary S. Petersmeyer | Management | For | For |
6 | Elect Robert S. Weiss | Management | For | For |
7 | Elect Albert G. White III | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
THE ESTEE LAUDER COMPANIES INC. | ||||
Ticker: EL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | Withhold |
1b | Elect Director Wei Sun Christianson | Management | For | For |
1c | Elect Director Fabrizio Freda | Management | For | Withhold |
1d | Elect Director Jane Lauder | Management | For | Withhold |
1e | Elect Director Leonard A. Lauder | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | Against |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | For |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| ||||
THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||
Ticker: IPG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joceyln Carter-Miller | Management | For | For |
1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1.3 | Elect Director Dawn Hudson | Management | For | For |
1.4 | Elect Director Philippe Krakowsky | Management | For | For |
1.5 | Elect Director Jonathan F. Miller | Management | For | For |
1.6 | Elect Director Patrick Q. Moore | Management | For | For |
1.7 | Elect Director Michael I. Roth | Management | For | For |
1.8 | Elect Director Linda S. Sanford | Management | For | For |
1.9 | Elect Director David M. Thomas | Management | For | For |
1.10 | Elect Director E. Lee Wyatt, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Amy L. Chang | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Debra L. Lee | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director Christine M. McCarthy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director David S. Taylor | Management | For | For |
1k | Elect Director Margaret C. Whitman | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Efforts to Eliminate Deforestation | Shareholder | Against | Against |
6 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | Against |
| ||||
THE PROGRESSIVE CORPORATION | ||||
Ticker: PGR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip Bleser | Management | For | For |
1b | Elect Director Stuart B. Burgdoerfer | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Charles A. Davis | Management | For | For |
1e | Elect Director Roger N. Farah | Management | For | For |
1f | Elect Director Lawton W. Fitt | Management | For | For |
1g | Elect Director Susan Patricia Griffith | Management | For | For |
1h | Elect Director Devin C. Johnson | Management | For | For |
1i | Elect Director Jeffrey D. Kelly | Management | For | For |
1j | Elect Director Barbara R. Snyder | Management | For | For |
1k | Elect Director Jan E. Tighe | Management | For | For |
1l | Elect Director Kahina Van Dyke | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| ||||
THE REALREAL, INC | ||||
Ticker: REAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert Krolik | Management | For | For |
1.2 | Elect Niki Leondakis | Management | For | For |
1.3 | Elect Emma Grede | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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THE SHERWIN-WILLIAMS COMPANY | ||||
Ticker: SHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Arthur F. Anton | Management | For | For |
1c | Elect Director Jeff M. Fettig | Management | For | For |
1d | Elect Director Richard J. Kramer | Management | For | For |
1e | Elect Director John G. Morikis | Management | For | For |
1f | Elect Director Christine A. Poon | Management | For | For |
1g | Elect Director Aaron M. Powell | Management | For | For |
1h | Elect Director Michael H. Thaman | Management | For | For |
1i | Elect Director Matthew Thornton, III | Management | For | For |
1j | Elect Director Steven H. Wunning | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
THE TORO COMPANY | ||||
Ticker: TTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet K. Cooper | Management | For | For |
1.2 | Elect Director Gary L. Ellis | Management | For | For |
1.3 | Elect Director Michael G. Vale | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director R. Alexandra Keith | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | Against |
1g | Elect Director Jim P. Manzi | Management | For | Against |
1h | Elect Director James C. Mullen | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Debora L. Spar | Management | For | For |
1k | Elect Director Scott M. Sperling | Management | For | Against |
1l | Elect Director Dion J. Weisler | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Provide Right to Call A Special Meeting | Shareholder | Against | For |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director R. Alexandra Keith | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director James C. Mullen | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Debora L. Spar | Management | For | For |
1k | Elect Director Scott M. Sperling | Management | For | For |
1l | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Provide Right to Call A Special Meeting | Shareholder | Against | For |
| ||||
THOMA BRAVO ADVANTAGE | ||||
Ticker: TBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Approve Merger Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
THUNDER BRIDGE ACQUISITION II, LTD. | ||||
Ticker: THBR US | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | An ordinary resolution to ratify the selection by our audit committee of Grant Thornton LLP | Management | For | For |
| ||||
TIFFANY & CO. | ||||
Ticker: TIF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, (the "merger agreement"), by and among the Tiffany & Co. (the "Company"), LVMH Moet Hennessy- Louis Vuitton SE, a societas Europaea (European company) organized | Management | For | For |
2. | The compensation proposal - To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger. | Management | For | For |
3. | N/A | Management | None | For |
| ||||
TIFFANY & CO. | ||||
Ticker: TIF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
TIKKURILA OYJ | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R | Management | None | Did not vote |
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 581297 DUE TO RESOLUTION-16 IS SINGLE VOTABLE ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Management | None | Did not vote |
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE | Management | None | Did not vote |
1 | OPENING OF THE MEETING | Management | None | Did not vote |
2 | CALLING THE MEETING TO ORDER | Management | None | Did not vote |
3 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF-VOTES | Management | None | Did not vote |
4 | RECORDING THE LEGALITY OF THE MEETING | Management | None | Did not vote |
5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Management | None | Did not vote |
6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE BOARD OF DIRECTORS' REPORT, AND THE AUDITOR'S REPORT FOR 2020 | Management | None | Did not vote |
7 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENT | Management | For | For |
8 | DUE TO THE ONGOING TENDER OFFER FOR ALL THE ISSUED AND OUTSTANDING SHARES OF THE COMPANY BY PPG INDUSTRIES, INC., THE BOARD OF DIRECTORS PROPOSES THAT TIKKURILA'S ANNUAL GENERAL MEETING DECIDES THAT NO DIVIDEND BE PAID FROM THE FINANCIAL YEAR 2020 RESOLUT | Management | For | For |
9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | For | For |
10 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING ADOPTS THE REMUNERATION REPORT FOR THE YEAR 2020 ADOPTION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | For | For |
11 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WOULD REMAIN UNCHANGED AND THAT THE ANNUAL | Management | For | For |
12 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BE SEVEN (7). RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For |
13 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE PRESENT MEMBERS LARS PETER LINDFORS, RIITTA MYNTTINEN, JARI PAASIKIVI, ANDREY PANTYUKHOV, CATHERINE SAHLGREN, PETTERI WALLD N AND HEIKKI WESTERLUND WOULD BE RE-ELECTED FOR A TERM ENDING | Management | For | For |
14 | THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUDITOR'S FEES BE PAID AGAINST AN INVOICE APPROVED BY THE COMPANY. RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | For | For |
15 | THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUTHORIZED PUBLIC ACCOUNTANT FIRM ERNST & YOUNG OY BE RE- ELECTED AS THE COMPANY'S AUDITOR FOR THE TERM THAT ENDS AT THE END OF THE NEXT | Management | For | For |
16 | DUE TO THE PENDING TENDER OFFER, THE NOMINATION BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES CONDITIONALLY ON THE MATTERS SET FORTH IN ITEMS 16 (A) - (B) BELOW. THE PROPOSALS OF THE NOMINATION BOARD SET FORTH IN ITEMS 16 (A) - (B) BELOW FORM AN | Management | For | For |
17 | DUE TO THE ONGOING THE TENDER OFFER, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE ANNUAL GENERAL MEETING DECIDES TO DISBAND THE NOMINATION BOARD, SUCH RESOLUTION BEING CONDITIONAL AND BECOMING EFFECTIVE UPON PPG INDUSTRIES, INC. | Management | For | For |
18 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE UPON THE REPURCHASE OF A MAXIMUM 4,400,000 OF THE COMPANY'S OWN SHARES WITH ASSETS PERTAINING TO THE COMPANY'S UNRESTRICTED EQUITY IN ONE OR SEVERAL | Management | For | For |
19 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE TO TRANSFER THE COMPANY'S OWN SHARES HELD BY THE COMPANY OR TO ISSUE NEW SHARES IN ONE OR SEVERAL TRANCHES LIMITED TO A MAXIMUM OF 4,400,000 SHARES | Management | For | For |
20 | CLOSING OF THE MEETING | Management | None | Did not vote |
| ||||
TRACTOR SUPPLY COMPANY | ||||
Ticker: TSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
1.2 | Elect Director Joy Brown | Management | For | For |
1.3 | Elect Director Ricardo Cardenas | Management | For | For |
1.4 | Elect Director Denise L. Jackson | Management | For | For |
1.5 | Elect Director Thomas A. Kingsbury | Management | For | For |
1.6 | Elect Director Ramkumar Krishnan | Management | For | For |
1.7 | Elect Director Edna K. Morris | Management | For | For |
1.8 | Elect Director Mark J. Weikel | Management | For | For |
1.9 | Elect Director Harry A. Lawton, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
TRANSUNION | ||||
Ticker: TRU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Billy Bosworth | Management | For | For |
2 | Elect Suzanne P. Clark | Management | For | For |
3 | Elect Kermit R. Crawford | Management | For | For |
4 | Elect Russell P. Fradin | Management | For | For |
5 | Elect Pamela A. Joseph | Management | For | For |
6 | Elect Thomas L. Monahan III | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
| ||||
TRINET GROUP, INC. | ||||
Ticker: TNET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Katherine August-deWilde | Management | For | For |
1.2 | Elect H. Raymond Bingham | Management | For | For |
1.3 | Elect Ralph A. Clark | Management | For | For |
1.4 | Elect Maria Contreras-Sweet | Management | For | For |
1.5 | Elect Shawn Guertin | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
| ||||
TRUPANION, INC. | ||||
Ticker: TRUP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jacqueline Davidson | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
TURNING POINT THERAPEUTICS, INC. | ||||
Ticker: TPTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Simeon J. George | Management | For | For |
1.2 | Elect Carol Gallagher | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
| ||||
TWIST BIOSCIENCE CORPORATION | ||||
Ticker: TWST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Emily M. Leproust | Management | For | For |
1.2 | Elect William Banyai | Management | For | For |
1.3 | Elect Robert B. Chess | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
| ||||
UBER TECHNOLOGIES, INC. | ||||
Ticker: UBER | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ronald D. Sugar | Management | For | For |
2 | Elect Revathi Advaithi | Management | For | For |
3 | Elect Ursula M. Burns | Management | For | For |
4 | Elect Robert A. Eckert | Management | For | For |
5 | Elect Amanda Ginsberg | Management | For | For |
6 | Elect Dara Kosorowshahi | Management | For | For |
7 | Elect Wan Ling Martello | Management | For | For |
8 | Elect Yasir bin Othman Al-Rumayyan | Management | For | For |
9 | Elect John A. Thain | Management | For | For |
10 | Elect David Trujillo | Management | For | For |
11 | Elect Alexander R. Wynaendts | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Elimination of Supermajority Requirement | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on EEO | Shareholder | Against | For |
7 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
8 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
| ||||
UNITED PARCEL SERVICE, INC. | ||||
Ticker: UPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol B. Tome | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Eva C. Boratto | Management | For | For |
1d | Elect Director Michael J. Burns | Management | For | For |
1e | Elect Director Wayne M. Hewett | Management | For | For |
1f | Elect Director Angela Hwang | Management | For | For |
1g | Elect Director Kate E. Johnson | Management | For | For |
1h | Elect Director William R. Johnson | Management | For | For |
1i | Elect Director Ann M. Livermore | Management | For | For |
1j | Elect Director Franck J. Moison | Management | For | For |
1k | Elect Director Christiana Smith Shi | Management | For | For |
1l | Elect Director Russell Stokes | Management | For | For |
1m | Elect Director Kevin Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
7 | Report on Climate Change | Shareholder | Against | For |
8 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
9 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard T. Burke | Management | For | For |
2 | Elect Timothy P. Flynn | Management | For | For |
3 | Elect Stephen J. Hemsley | Management | For | For |
4 | Elect Michele J. Hooper | Management | For | For |
5 | Elect F. William McNabb, III | Management | For | For |
6 | Elect Valerie C. Montgomery Rice | Management | For | For |
7 | Elect John H. Noseworthy | Management | For | For |
8 | Elect Gail R. Wilensky | Management | For | For |
9 | Elect Andrew Witty | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Amendment to the 1993 Employee Stock Purchase Plan | Management | For | For |
13 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard T. Burke | Management | For | For |
2 | Elect Timothy P. Flynn | Management | For | For |
3 | Elect Stephen J. Hemsley | Management | For | For |
4 | Elect Michele J. Hooper | Management | For | For |
5 | Elect F. William McNabb, III | Management | For | For |
6 | Elect Valerie C. Montgomery Rice | Management | For | For |
7 | Elect John H. Noseworthy | Management | For | For |
8 | Elect Gail R. Wilensky | Management | For | For |
9 | Elect Andrew Witty | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Amendment to the 1993 Employee Stock Purchase Plan | Management | For | For |
13 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard T. Burke | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Stephen J. Hemsley | Management | For | For |
1d | Elect Director Michele J. Hooper | Management | For | For |
1e | Elect Director F. William McNabb, III | Management | For | For |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Gail R. Wilensky | Management | For | For |
1i | Elect Director Andrew Witty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
VARIAN MEDICAL SYSTEMS, INC. | ||||
Ticker: VAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 2, 2020 (as it may be amended from time to time, the "merger agreement"). | Management | For | For |
2. | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement if there are not sufficient votes at the time of such adjournment to approve and adopt the merger | Management | For | For |
3. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Varian's named executive officers that is based on or otherwise relates to the merger. | Management | For | For |
| ||||
VARONIS SYSTEMS, INC. | ||||
Ticker: VRNS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gili Iohan | Management | For | For |
1.2 | Elect Rachel Prishkolnik | Management | For | For |
1.3 | Elect Ofer Segev | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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VERISIGN, INC. | ||||
Ticker: VRSN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect D. James Bidzos | Management | For | For |
2 | Elect Yehuda Ari Buchalter | Management | For | For |
3 | Elect Kathleen A. Cote | Management | For | Against |
4 | Elect Thomas F. Frist, III | Management | For | For |
5 | Elect Jamie S. Gorelick | Management | For | For |
6 | Elect Roger H. Moore | Management | For | For |
7 | Elect Louis A. Simpson | Management | For | For |
8 | Elect Timothy Tomlinson | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
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VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shellye L. Archambeau | Management | For | For |
1b | Elect Director Roxanne S. Austin | Management | For | For |
1c | Elect Director Mark T. Bertolini | Management | For | For |
1d | Elect Director Melanie L. Healey | Management | For | For |
1e | Elect Director Clarence Otis, Jr. | Management | For | For |
1f | Elect Director Daniel H. Schulman | Management | For | For |
1g | Elect Director Rodney E. Slater | Management | For | For |
1h | Elect Director Hans E. Vestberg | Management | For | For |
1i | Elect Director Gregory G. Weaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
5 | Amend Senior Executive Compensation Clawback Policy | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| ||||
VERTEX PHARMACEUTICALS INCORPORATED | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sangeeta N. Bhatia | Management | For | For |
2 | Elect Lloyd A. Carney | Management | For | For |
3 | Elect Alan M. Garber | Management | For | For |
4 | Elect Terrence C. Kearney | Management | For | For |
5 | Elect Reshma Kewalramani | Management | For | For |
6 | Elect Yuchun Lee | Management | For | For |
7 | Elect Jeffrey M. Leiden | Management | For | For |
8 | Elect Margaret G. McGlynn | Management | For | For |
9 | Elect Diana McKenzie | Management | For | For |
10 | Elect Bruce I. Sachs | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
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VICI PROPERTIES INC. | ||||
Ticker: VICI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
1a | Elect Director James R. Abrahamson | Management | For | For |
1b | Elect Director Diana F. Cantor | Management | For | For |
1c | Elect Director Monica H. Douglas | Management | For | For |
1d | Elect Director Elizabeth I. Holland | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director Edward B. Pitoniak | Management | For | For |
1g | Elect Director Michael D. Rumbolz | Management | For | For |
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VIRTUSA CORPORATION | ||||
Ticker: VRTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To adopt the Agreement and Plan of Merger, dated as of September 9, 2020 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Austin HoldCo Inc., a Delaware corporation ("Parent"), Austin BidCo | Management | For | For |
2. | To approve an advisory, non-binding proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with the consummation of the merger. | Management | For | For |
3. | To approve a proposal to adjourn or postpone the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adj | Management | For | For |
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VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd A. Carney | Management | For | For |
2 | Elect Mary B. Cranston | Management | For | For |
3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Alfred F. Kelly, Jr. | Management | For | For |
5 | Elect Ramon L. Laguarta | Management | For | For |
6 | Elect John F. Lundgren | Management | For | For |
7 | Elect Robert W. Matschullat | Management | For | For |
8 | Elect Denise M. Morrison | Management | For | For |
9 | Elect Suzanne Nora Johnson | Management | For | For |
10 | Elect Linda J. Rendle | Management | For | For |
11 | Elect John A.C. Swainson | Management | For | For |
12 | Elect Maynard G. Webb | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Ratification of Auditor | Management | For | For |
15 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
16 | Shareholder Right to Call Special Meetings | Management | For | For |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Ramon Laguarta | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Denise M. Morrison | Management | For | For |
1i | Elect Director Suzanne Nora Johnson | Management | For | For |
1j | Elect Director Linda J. Rendle | Management | For | For |
1k | Elect Director John A. C. Swainson | Management | For | For |
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
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VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Jean-Francois van Boxmeer as Director | Management | For | For |
3 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
4 | Re-elect Nick Read as Director | Management | For | For |
5 | Re-elect Margherita Della Valle as Director | Management | For | For |
6 | Re-elect Sir Crispin Davis as Director | Management | For | For |
7 | Re-elect Michel Demare as Director | Management | For | For |
8 | Re-elect Dame Clara Furse as Director | Management | For | For |
9 | Re-elect Valerie Gooding as Director | Management | For | For |
10 | Re-elect Renee James as Director | Management | For | For |
11 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
12 | Re-elect Sanjiv Ahuja as Director | Management | For | For |
13 | Re-elect David Thodey as Director | Management | For | Against |
14 | Re-elect David Nish as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
19 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise EU Political Donations and Expenditure | Management | For | For |
25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
26 | Approve Share Incentive Plan | Management | For | For |
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VROOM, INC. | ||||
Ticker: VRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.2 | Elect Director Scott A. Dahnke | Management | For | Withhold |
1.3 | Elect Director Michael J. Farello | Management | For | For |
1.4 | Elect Director Paul J. Hennessy | Management | For | For |
1.5 | Elect Director Laura W. Lang | Management | For | For |
1.6 | Elect Director Laura G. O'Shaughnessy | Management | For | Withhold |
1.7 | Elect Director Paula B. Pretlow | Management | For | For |
1.8 | Elect Director Frederick O. Terrell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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WALMART INC. | ||||
Ticker: WMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cesar Conde | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | Against |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | Against |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | Against |
1j | Elect Director Randall L. Stephenson | Management | For | Against |
1k | Elect Director S. Robson Walton | Management | For | For |
1l | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Refrigerants Released from Operations | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Report on Alignment of Racial Justice Goals and Starting Wages | Shareholder | Against | Against |
7 | Approve Creation of a Pandemic Workforce Advisory Council | Shareholder | Against | Against |
8 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| ||||
WEX INC. | ||||
Ticker: WEX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nancy Altobello | Management | For | For |
2 | Elect Bhavana Bartholf | Management | For | For |
3 | Elect Derrick Roman | Management | For | For |
4 | Elect Regina O. Sommer | Management | For | For |
5 | Elect Jack VanWoerkom | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Amendment to the 2019 Equity and Incentive Plan | Management | For | For |
8 | Repeal of Classified Board | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
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WHITING PETROLEUM CORPORATION | ||||
Ticker: WLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet L. Carrig | Management | For | For |
1.2 | Elect Director Susan M. Cunningham | Management | For | For |
1.3 | Elect Director Paul J. Korus | Management | For | For |
1.4 | Elect Director Kevin S. McCarthy | Management | For | Withhold |
1.5 | Elect Director Lynn A. Peterson | Management | For | For |
1.6 | Elect Director Daniel J. Rice, IV | Management | For | Withhold |
1.7 | Elect Director Anne Taylor | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| ||||
WILLIS TOWERS WATSON PLC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | To approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland. | Management | For | Do Not Vote |
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WILLIS TOWERS WATSON PLC | ||||
Ticker: WLTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Ordinary Resolution to approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland, and to authorize the direct | Management | For | For |
2. | Special Resolution to amend the constitution of WTW, referred to as the "WTW Constitution," so that any WTW Shares that are issued on or after the WTW Voting Record Time will either be subject to the terms of the scheme or will be immediately and automati | Management | For | For |
3. | Ordinary Resolution to approve, on a non- binding, advisory basis, specified compensatory arrangements between WTW and its named executive officers relating to the transaction. | Management | For | For |
4. | Ordinary Resolution to approve any motion by the chairman of the WTW EGM to adjourn the WTW EGM, or any adjournments thereof, to solicit additional proxies in favour of the approval of the resolutions if there are insufficient votes at the time of the WTW | Management | For | For |
| ||||
WILLIS TOWERS WATSON PLC | ||||
Ticker: WLTW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Election of Director: Anna C. Catalano | Management | For | Do Not Vote |
1B. | Election of Director: Victor F. Ganzi | Management | For | Do Not Vote |
1C. | Election of Director: John J. Haley | Management | For | Do Not Vote |
1D. | Election of Director: Wendy E. Lane | Management | For | Do Not Vote |
1E. | Election of Director: Brendan R. O'Neill | Management | For | Do Not Vote |
1F. | Election of Director: Jaymin B. Patel | Management | For | Do Not Vote |
1G. | Election of Director: Linda D. Rabbitt | Management | For | Do Not Vote |
1H. | Election of Director: Paul D. Thomas | Management | For | Do Not Vote |
1I. | Election of Director: Wilhelm Zeller | Management | For | Do Not Vote |
2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committ | Management | For | Do Not Vote |
3. | Approve, on an advisory basis, the named executive officer compensation. | Management | For | Do Not Vote |
4. | Renew the Board's existing authority to issue shares under Irish law. | Management | For | Do Not Vote |
5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Management | For | Do Not Vote |
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WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Aneel Bhusri | Management | For | For |
1.2 | Elect Ann-Marie Campbell | Management | For | For |
1.3 | Elect David A. Duffield | Management | For | For |
1.4 | Elect Lee J. Styslinger III | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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WRIGHT MEDICAL GROUP N V | ||||
Ticker: WMGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Appointment of Robert J. Palmisano for executive director. Mark "For" to appoint Palmisano. | Management | For | Do Not Vote |
1B. | Appointment of David D. Stevens for non- executive director. Mark "For" to appoint Stevens. | Management | For | Do Not Vote |
1C. | Appointment of Gary D. Blackford for non- executive director. Mark "For" to appoint Blackford. | Management | For | Do Not Vote |
1D. | Appointment of J. Patrick Mackin for non- executive director. Mark "For" to appoint Mackin. | Management | For | Do Not Vote |
1E. | Appointment of John L. Miclot for non- executive director. Mark "For" to appoint Miclot. | Management | For | Do Not Vote |
1F. | Appointment of Kevin C. O'Boyle for non- executive director. Mark "For" to appoint O'Boyle. | Management | For | Do Not Vote |
1G. | Appointment of Amy S. Paul for non- executive director. Mark "For" to appoint Paul. | Management | For | Do Not Vote |
1H. | Appointment of Richard F. Wallman for non- executive director. Mark "For" to appoint Wallman. | Management | For | Do Not Vote |
1I. | Appointment of Elizabeth H. Weatherman for non-executive director. Mark "For" to appoint Weatherman. | Management | For | Do Not Vote |
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | Do Not Vote |
3. | Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 27, 2020. | Management | For | Do Not Vote |
4. | Adoption of our Dutch statutory annual accounts for the fiscal year ended December 29, 2019. | Management | For | Do Not Vote |
5. | Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 29, 2019. | Management | For | Do Not Vote |
6. | Renewal of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until April 28, 2022 on the open market, through privately negotiated transactions or in one or mo | Management | For | Do Not Vote |
7. | Renewal of the authority of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until October 28, 2022. | Management | For | Do Not Vote |
8. | Renewal of the authority of our board of directors to resolve to exclude or restrict our shareholders' pre-emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant p | Management | For | Do Not Vote |
9. | Approval, on an advisory basis, of our executive compensation. | Management | For | Do Not Vote |
| ||||
WRIGHT MEDICAL GROUP N V | ||||
Ticker: WMGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | Appointment of Robert J. Palmisano for executive director. Mark "For" to appoint Palmisano. | Management | For | For |
1B. | Appointment of David D. Stevens for non- executive director. Mark "For" to appoint Stevens. | Management | For | For |
1C. | Appointment of Gary D. Blackford for non- executive director. Mark "For" to appoint Blackford. | Management | For | For |
1D. | Appointment of J. Patrick Mackin for non- executive director. Mark "For" to appoint Mackin. | Management | For | For |
1E. | Appointment of John L. Miclot for non- executive director. Mark "For" to appoint Miclot. | Management | For | For |
1F. | Appointment of Kevin C. O'Boyle for non- executive director. Mark "For" to appoint O'Boyle. | Management | For | For |
1G. | Appointment of Amy S. Paul for non- executive director. Mark "For" to appoint Paul. | Management | For | For |
1H. | Appointment of Richard F. Wallman for non- executive director. Mark "For" to appoint Wallman. | Management | For | For |
1I. | Appointment of Elizabeth H. Weatherman for non-executive director. Mark "For" to appoint Weatherman. | Management | For | For |
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For |
3. | Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 27, 2020. | Management | For | For |
4. | Adoption of our Dutch statutory annual accounts for the fiscal year ended December 29, 2019. | Management | For | For |
5. | Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 29, 2019. | Management | For | For |
6. | Renewal of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until April 28, 2022 on the open market, through privately negotiated transactions or in one or mo | Management | For | For |
7. | Renewal of the authority of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until October 28, 2022. | Management | For | For |
8. | Renewal of the authority of our board of directors to resolve to exclude or restrict our shareholders' pre-emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant p | Management | For | For |
9. | Approval, on an advisory basis, of our executive compensation. | Management | For | For |
| ||||
WRIGHT MEDICAL GROUP N.V. | ||||
Ticker: WMGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert J. Palmisano | Management | For | For |
1b | Elect Director David D. Stevens | Management | For | For |
1c | Elect Director Gary D. Blackford | Management | For | For |
1d | Elect Director J. Patrick Mackin | Management | For | For |
1e | Elect Director John L. Miclot | Management | For | For |
1f | Elect Director Kevin C. O'Boyle | Management | For | For |
1g | Elect Director Amy S. Paul | Management | For | For |
1h | Elect Director Richard F. Wallman | Management | For | For |
1i | Elect Director Elizabeth H. Weatherman | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Ratify KPMG N.V. as Auditor | Management | For | For |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Board to Issue Shares | Management | For | Against |
8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Share Subdivision | Management | For | For |
| ||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Accounts and Reports | Management | For | For |
4 | Elect William Robert Keller | Management | For | For |
5 | Elect KWAUK Teh Ming, Walter | Management | For | For |
6 | Elect Ning Zhao | Management | For | For |
7 | Directors' Fees | Management | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
10 | Authority to Repurchase Shares | Management | For | For |
11 | Authority to Issue Repurchased Shares | Management | For | For |
12 | Specific Mandate to Issue Connected Awarded Shares | Management | For | For |
13 | Grant of 945,200 Connected Rewarded Shares to Zhisheng Chen | Management | For | For |
14 | Grant of 263,679 Connected Restricted Shares to Weichang Zhou | Management | For | For |
15 | Grant of 2,467 Connected Restricted Shares to William Robert Keller | Management | For | For |
16 | Grant of 4,934 Connected Restricted Shares to Walter KWAUK Teh-Ming | Management | For | For |
17 | Grant of 4,934 Connected Restricted Shares to Kenneth Walton Hitchner III | Management | For | For |
18 | Grant of 156,202 Connected Restricted Shares to Jian Dong | Management | For | For |
19 | Grant of 98,305 Connected Restricted Shares to Angus Scott Marshall Turner | Management | For | For |
20 | Grant of 17,420 Connected Restricted Shares to Brendan McGrath | Management | For | For |
| ||||
XILINX, INC. | ||||
Ticker: XLNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Proposal to adopt the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, which is referred to as the "merger agreement," among Advanced Micro Devices, Inc., which is referred to as "AMD," Thrones Merger Sub, Inc. | Management | For | For |
2. | Proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Xilinx's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal i | Management | For | For |
3. | Proposal to approve the adjournment of the Xilinx special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Xilinx special meeting to approve the Xilinx merger proposal or to ensure that | Management | For | For |
| ||||
XPO LOGISTICS, INC. | ||||
Ticker: XPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brad Jacobs | Management | For | For |
1.2 | Elect Director Gena Ashe | Management | For | For |
1.3 | Elect Director Marlene Colucci | Management | For | For |
1.4 | Elect Director AnnaMaria DeSalva | Management | For | For |
1.5 | Elect Director Michael Jesselson | Management | For | For |
1.6 | Elect Director Adrian Kingshott | Management | For | For |
1.7 | Elect Director Jason Papastavrou | Management | For | For |
1.8 | Elect Director Oren Shaffer | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | For |
| ||||
ZAI LAB LIMITED | ||||
Ticker: ZLAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase in Authorized Capital | Management | For | For |
2 | Amended and Restated Bylaws | Management | For | For |
| ||||
ZAI LAB LIMITED | ||||
Ticker: ZLAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Repeal of Classified Board | Management | For | For |
2 | Amendments to Articles to Reflect Changes Required or Recommended by the Hong Kong Stock Exchange | Management | For | For |
3 | Adoption of Fifth Amended and Restated Articles of Association | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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ZIMMER BIOMET HOLDINGS, INC. | ||||
Ticker: ZBH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Christopher B. Begley | Management | For | For |
2 | Elect Betsy J. Bernard | Management | For | For |
3 | Elect Michael J. Farrell | Management | For | For |
4 | Elect Robert A. Hagemann | Management | For | For |
5 | Elect Bryan C. Hanson | Management | For | For |
6 | Elect Arthur J. Higgins | Management | For | For |
7 | Elect Maria Teresa Hilado | Management | For | For |
8 | Elect Syed Jafry | Management | For | For |
9 | Elect Sreelakshmi Kolli | Management | For | For |
10 | Elect Michael W. Michelson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2009 Stock Incentive Plan | Management | For | For |
14 | Amendment to the Stock Plan for Non-Employee Directors | Management | For | For |
15 | Amendment to the Directors' Deferred Compensation Plan | Management | For | For |
16 | Permit Shareholders to Call a Special Meeting | Management | For | For |
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ZOETIS INC. | ||||
Ticker: ZTS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sanjay Khosla | Management | For | For |
1b | Elect Director Antoinette R. Leatherberry | Management | For | For |
1c | Elect Director Willie M. Reed | Management | For | For |
1d | Elect Director Linda Rhodes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditor | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | For |
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ZSCALER, INC. | ||||
Ticker: ZS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jagtar J. Chaudhry | Management | For | For |
1.2 | Elect Amit Sinha | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
Franklin K2 Long Short Credit Fund-Master
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ADVANCED EMISSIONS SOLUTIONS, INC. | ||||
Ticker: ADES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol Eicher | Management | For | For |
1.2 | Elect Director Gilbert Li | Management | For | For |
1.3 | Elect Director J. Taylor Simonton | Management | For | For |
1.4 | Elect Director L. Spencer Wells | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
4 | Approve Tax Asset Protection Plan | Management | For | For |
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CARNIVAL PLC | ||||
Ticker: CCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
2 | Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
3 | Re-elect Jason Cahilly as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
4 | Re-elect Helen Deeble as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
5 | Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
6 | Elect Jeffery Gearhart as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
7 | Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
8 | Re-elect Katie Lahey as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
9 | Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
10 | Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
11 | Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
12 | Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
13 | Advisory Vote to Approve Executive Compensation | Management | For | For |
14 | Approve Remuneration Report | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation | Management | For | For |
16 | Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors | Management | For | For |
17 | Accept Financial Statements and Statutory Reports | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Amend 2020 Stock Plan | Management | For | For |
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CLEARWAY ENERGY, INC. | ||||
Ticker: CWEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Bram | Management | For | For |
1.2 | Elect Director Nathaniel Anschuetz | Management | For | For |
1.3 | Elect Director Brian R. Ford | Management | For | For |
1.4 | Elect Director Bruce MacLennan | Management | For | For |
1.5 | Elect Director Ferrell P. McClean | Management | For | For |
1.6 | Elect Director Daniel B. More | Management | For | For |
1.7 | Elect Director E. Stanley O'Neal | Management | For | For |
1.8 | Elect Director Christopher S. Sotos | Management | For | For |
1.9 | Elect Director Scott Stanley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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COVANTA HOLDING CORPORATION | ||||
Ticker: CVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barse | Management | For | For |
1.10 | Elect Director Jean Smith | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
1.2 | Elect Director Ronald J. Broglio | Management | For | For |
1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.4 | Elect Director Linda J. Fisher | Management | For | For |
1.5 | Elect Director Joseph M. Holsten | Management | For | For |
1.6 | Elect Director Owen Michaelson | Management | For | For |
1.7 | Elect Director Danielle Pletka | Management | For | For |
1.8 | Elect Director Michael W. Ranger | Management | For | For |
1.9 | Elect Director Robert S. Silberman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CYTODYN INC. | ||||
Ticker: CYDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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CYTODYN INC. | ||||
Ticker: CYDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Kelly | Management | For | Abstain |
1.2 | Elect Director Nader Z. Pourhassan | Management | For | Abstain |
1.3 | Elect Director Alan P. Timmins | Management | For | Abstain |
1.4 | Elect Director Jordan G. Naydenov | Management | For | Abstain |
1.5 | Elect Director Samir R. Patel | Management | For | Abstain |
2 | Amend Omnibus Stock Plan | Management | For | Abstain |
3 | Ratify Warren Averett, LLC as Auditors | Management | For | Abstain |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Abstain |
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DELL TECHNOLOGIES INC. | ||||
Ticker: DELL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Dell | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Egon Durban | Management | For | For |
1.4 | Elect Director William D. Green | Management | For | For |
1.5 | Elect Director Simon Patterson | Management | For | For |
1.6 | Elect Director Lynn M. Vojvodich | Management | For | For |
1.7 | Elect Director Ellen J. Kullman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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EXECUTIVE NETWORK PARTNERING CORPORATION | ||||
Ticker: ENPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Forward Stock Split and Amend Certain Terms of the Class B and Class F Common Stock | Management | For | For |
2 | Amend Warrant Agreement | Management | For | For |
3 | Adjourn Stockholder Meeting | Management | For | For |
4 | Adjourn Warrant Holder Meeting | Management | For | For |
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NISOURCE INC. | ||||
Ticker: NI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
1a | Elect Director Peter A. Altabef | Management | For | For |
1b | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
1c | Elect Director Eric L. Butler | Management | For | For |
1d | Elect Director Aristides S. Candris | Management | For | For |
1e | Elect Director Wayne S. DeVeydt | Management | For | For |
1f | Elect Director Joseph Hamrock | Management | For | For |
1g | Elect Director Deborah A. Henretta | Management | For | For |
1h | Elect Director Deborah A. P. Hersman | Management | For | For |
1i | Elect Director Michael E. Jesanis | Management | For | For |
1j | Elect Director Kevin T. Kabat | Management | For | For |
1k | Elect Director Carolyn Y. Woo | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
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PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Abstain |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Abstain |
4 | Approve Omnibus Stock Plan | Management | For | Abstain |
1a | Elect Director Cheryl F. Campbell | Management | For | Abstain |
1b | Elect Director Kerry W. Cooper | Management | For | Abstain |
1c | Elect Director Arno L. Harris | Management | For | Abstain |
1d | Elect Director Michael R. Niggli | Management | For | Abstain |
1e | Elect Director Oluwadara (Dara) J. Treseder | Management | For | Abstain |
1f | Elect Director Benjamin F. Wilson | Management | For | Abstain |
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PLURALSIGHT, INC. | ||||
Ticker: PS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
1 | Approve Merger Agreement | Management | Against | Do Not Vote |
2 | Adjourn Meeting | Management | For | Against |
2 | Adjourn Meeting | Management | Against | Do Not Vote |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | Against | Do Not Vote |
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TELECOM ITALIA SPA | ||||
Ticker: TIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Abstain |
2 | Approve Allocation of Income | Management | For | Abstain |
3 | Approve Remuneration Policy | Management | For | Abstain |
4 | Approve Second Section of the Remuneration Report | Management | For | Abstain |
5 | Fix Number of Directors | Management | For | Abstain |
6 | Fix Board Terms for Directors | Management | For | Abstain |
7.1 | Slate Submitted by Management | Management | For | Abstain |
7.2 | Slate Submitted by a Group of Fund Managers and SICAVs | Shareholder | None | Abstain |
8 | Approve Remuneration of Directors | Management | For | Abstain |
9.1 | Slate Submitted by Vivendi SA | Shareholder | None | Abstain |
9.2 | Slate Submitted by a Group of Fund Managers and SICAVs | Shareholder | None | Abstain |
9.3 | Slate Submitted by Cassa Depositi e Prestiti SpA | Shareholder | None | Abstain |
11 | Approve Internal Auditors' Remuneration | Shareholder | None | Abstain |
10.a | Appoint Angelo Rocco Bonissoni as Chairman of Internal Statutory Auditors | Shareholder | None | Abstain |
10.b | Appoint Francesco Fallacara as Chairman of Internal Statutory Auditors | Shareholder | None | Abstain |
10.c | Appoint Franco Luciano Tutino as Chairman of Internal Statutory Auditors | Shareholder | None | Abstain |
7-bis | Appoint Unelected Candidates Who Are Included in Properly Submitted Slates | Management | None | Abstain |
9-bis | Appoint Unelected Candidates Who Are Included in Properly Submitted Slates | Shareholder | None | Abstain |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Abstain |
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THUNDER BRIDGE ACQUISITION II, LTD. | ||||
Ticker: THBR US | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | An ordinary resolution to ratify the selection by our audit committee of Grant Thornton LLP | Management | For | For |
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VICI PROPERTIES INC. | ||||
Ticker: VICI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
1a | Elect Director James R. Abrahamson | Management | For | For |
1b | Elect Director Diana F. Cantor | Management | For | For |
1c | Elect Director Monica H. Douglas | Management | For | For |
1d | Elect Director Elizabeth I. Holland | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director Edward B. Pitoniak | Management | For | For |
1g | Elect Director Michael D. Rumbolz | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Alternative Strategies Funds
By (Signature and Title)* /s/Matthew T. Hinkle _____
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 25, 2021
* Print the name and title of each signing officer under his or her signature.