Franklin K2 Alternative Strategies Fund (FABZX)
Filed: 24 Aug 23, 11:39am
UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number 811-22641 |
___Franklin Alternative Strategies Funds____ |
(Exact name of registrant as specified in charter) |
One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
Alison E. Baur, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: (650) 312-2000 |
Date of fiscal year end: 5/31 |
Date of reporting period: 6/30/23 |
Item 1. Proxy Voting Records. |
K2 Alternative Strategies Fund
| ||||
ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | Against |
1.2 | Elect Director Claire Babineaux-Fontenot | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | Against |
1.4 | Elect Director Robert B. Ford | Management | For | For |
1.5 | Elect Director Paola Gonzalez | Management | For | Against |
1.6 | Elect Director Michelle A. Kumbier | Management | For | For |
1.7 | Elect Director Darren W. McDew | Management | For | Against |
1.8 | Elect Director Nancy McKinstry | Management | For | Against |
1.9 | Elect Director Michael G. O'Grady | Management | For | For |
1.10 | Elect Director Michael F. Roman | Management | For | For |
1.11 | Elect Director Daniel J. Starks | Management | For | For |
1.12 | Elect Director John G. Stratton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics | Shareholder | Against | For |
| ||||
ABBVIE INC. | ||||
Ticker: ABBV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Melody B. Meyer | Management | For | For |
1.3 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
6 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against |
| ||||
ACCELERATE ACQUISITION CORP. | ||||
Ticker: AAQC | ||||
Proposal | Proposal | Proposed By | Management | Vote |
No | Recommendation | Cast | ||
1 | Amend Certificate of Incorporation to Eliminate Redemption Limitation | Management | For | For |
2 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
3 | Amend Investment Management Trust Agreement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
ACCENTURE PLC | ||||
Ticker: ACN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jaime Ardila | Management | For | For |
1b | Elect Director Nancy McKinstry | Management | For | For |
1c | Elect Director Beth E. Mooney | Management | For | For |
1d | Elect Director Gilles C. Pelisson | Management | For | For |
1e | Elect Director Paula A. Price | Management | For | For |
1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
1g | Elect Director Arun Sarin | Management | For | For |
1h | Elect Director Julie Sweet | Management | For | For |
1i | Elect Director Tracey T. Travis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
|
ACTIVISION BLIZZARD, INC. |
Ticker: ATVI |
Security ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reveta Bowers | Management | For | For |
1b | Elect Director Kerry Carr | Management | For | For |
1c | Elect Director Robert Corti | Management | For | For |
1d | Elect Director Brian Kelly | Management | For | For |
1e | Elect Director Robert Kotick | Management | For | For |
1f | Elect Director Barry Meyer | Management | For | For |
1g | Elect Director Robert Morgado | Management | For | For |
1h | Elect Director Peter Nolan | Management | For | For |
1i | Elect Director Dawn Ostroff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
6 | Adopt Policy on Freedom of Association and Collective Bargaining | Shareholder | Against | For |
7 | Report on Prevention of Harassment and Discrimination in the Workplace - Withdrawn | Shareholder | None | None |
| ||||
AEA-BRIDGES IMPACT CORP. | ||||
Ticker: IMPX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2 | Change Jurisdiction of Incorporation from Cayman Islands to the State of Delaware | Management | For | Against |
3 | Amend Charter | Management | For | Against |
4a | Approve Changes in the Authorized Share Capital | Management | For | Against |
4b | Authorize Board to Issue Any or All Shares of Preferred Stock in One or More Classes or Series | Management | For | Against |
4c | Eliminate Right to Act by Written Consent | Management | For | Against |
4d | Approve Other Changes in Connection with | Management | For | Against |
Adoption of the Domesticated ABIC Organizational Documents | ||||
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Adjourn Meeting | Management | For | Against |
| ||||
ALGONQUIN POWER & UTILITIES CORP. | ||||
Ticker: AQN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
2.1 | Elect Director Arun Banskota | Management | For | For |
2.2 | Elect Director Melissa Stapleton Barnes | Management | For | For |
2.3 | Elect Director Amee Chande | Management | For | For |
2.4 | Elect Director Daniel Goldberg | Management | For | For |
2.5 | Elect Director Christopher Huskilson | Management | For | For |
2.6 | Elect Director D. Randy Laney | Management | For | For |
2.7 | Elect Director Kenneth Moore | Management | For | For |
2.8 | Elect Director Masheed Saidi | Management | For | For |
2.9 | Elect Director Dilek Samil | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry Page | Management | For | Against |
1b | Elect Director Sergey Brin | Management | For | Against |
1c | Elect Director Sundar Pichai | Management | For | Against |
1d | Elect Director John L. Hennessy | Management | For | Against |
1e | Elect Director Frances H. Arnold | Management | For | Against |
1f | Elect Director R. Martin "Marty" Chavez | Management | For | For |
1g | Elect Director L. John Doerr | Management | For | Against |
1h | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1i | Elect Director Ann Mather | Management | For | For |
1j | Elect Director K. Ram Shriram | Management | For | Against |
1k | Elect Director Robin L. Washington | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties | Shareholder | Against | Against |
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Shareholder | Against | Against |
9 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Shareholder | Against | For |
10 | Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Shareholder | Against | Against |
11 | Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology | Shareholder | Against | For |
12 | Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Shareholder | Against | For |
13 | Report on Alignment of YouTube Policies With Online Safety Regulations | Shareholder | Against | For |
14 | Report on Content Governance and Censorship | Shareholder | Against | Against |
15 | Commission Independent Assessment of Effectiveness of Audit and Compliance Committee | Shareholder | Against | For |
16 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | For |
17 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
|
ALTICE USA, INC. |
Ticker: ATUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexandre Fonseca | Management | For | Against |
1b | Elect Director Patrick Drahi | Management | For | Against |
1c | Elect Director David Drahi | Management | For | Against |
1d | Elect Director Dexter Goei | Management | For | Against |
1e | Elect Director Mark Mullen | Management | For | Against |
1f | Elect Director Dennis Okhuijsen | Management | For | Against |
1g | Elect Director Susan Schnabel | Management | For | For |
1h | Elect Director Charles Stewart | Management | For | Against |
1i | Elect Director Raymond Svider | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ian L.T. Clarke | Management | For | For |
1b | Elect Director Marjorie M. Connelly | Management | For | For |
1c | Elect Director R. Matt Davis | Management | For | For |
1d | Elect Director William F. Gifford, Jr. | Management | For | For |
1e | Elect Director Jacinto J. Hernandez | Management | For | For |
1f | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1g | Elect Director Kathryn B. McQuade | Management | For | For |
1h | Elect Director George Munoz | Management | For | For |
1i | Elect Director Nabil Y. Sakkab | Management | For | For |
1j | Elect Director Virginia E. Shanks | Management | For | For |
1k | Elect Director Ellen R. Strahlman | Management | For | For |
1l | Elect Director M. Max Yzaguirre | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Congruency of Political Spending | Shareholder | Against | Against |
with Company Values and Priorities | ||||
6 | Report on Third-Party Civil Rights Audit | Shareholder | Against | For |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Andrew R. Jassy | Management | For | For |
1c | Elect Director Keith B. Alexander | Management | For | For |
1d | Elect Director Edith W. Cooper | Management | For | Against |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Daniel P. Huttenlocher | Management | For | Against |
1g | Elect Director Judith A. McGrath | Management | For | Against |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Jonathan J. Rubinstein | Management | For | For |
1j | Elect Director Patricia Q. Stonesifer | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ratification of Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Climate Risk in Retirement Plan Options | Shareholder | Against | Against |
7 | Report on Customer Due Diligence | Shareholder | Against | For |
8 | Revise Transparency Report to Provide Greater Disclosure on Government Requests | Shareholder | Against | Against |
9 | Report on Government Take Down Requests | Shareholder | Against | Against |
10 | Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines | Shareholder | Against | For |
11 | Publish a Tax Transparency Report | Shareholder | Against | For |
12 | Report on Climate Lobbying | Shareholder | Against | Against |
13 | Report on Median and Adjusted Gender/Racial Pay Gaps | Shareholder | Against | Against |
14 | Report on Cost/Benefit Analysis of Diversity, | Shareholder | Against | Against |
Equity and Inclusion Programs | ||||
15 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | For |
16 | Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining | Shareholder | Against | For |
17 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
18 | Report on Animal Welfare Standards | Shareholder | Against | Against |
19 | Establish a Public Policy Committee | Shareholder | Against | Against |
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
21 | Commission a Third Party Audit on Working Conditions | Shareholder | Against | For |
22 | Report on Efforts to Reduce Plastic Use | Shareholder | Against | Against |
23 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Shareholder | Against | For |
| ||||
AMC ENTERTAINMENT HOLDINGS, INC. | ||||
Ticker: AMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
AMERICAN CAMPUS COMMUNITIES, INC. | ||||
Ticker: ACC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
|
AMERICAN TOWER CORPORATION |
Meeting Type: ANNUAL | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas A. Bartlett | Management | For | For |
1b | Elect Director Kelly C. Chambliss | Management | For | For |
1c | Elect Director Teresa H. Clarke | Management | For | For |
1d | Elect Director Raymond P. Dolan | Management | For | For |
1e | Elect Director Kenneth R. Frank | Management | For | For |
1f | Elect Director Robert D. Hormats | Management | For | For |
1g | Elect Director Grace D. Lieblein | Management | For | For |
1h | Elect Director Craig Macnab | Management | For | For |
1i | Elect Director JoAnn A. Reed | Management | For | For |
1j | Elect Director Pamela D. A. Reeve | Management | For | For |
1k | Elect Director Bruce L. Tanner | Management | For | For |
1l | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
AMYRIS, INC. | ||||
Ticker: AMRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ana Dutra | Management | For | For |
1b | Elect Director Geoffrey Duyk | Management | For | For |
1c | Elect Director James McCann | Management | For | Withhold |
1d | Elect Director Steven Mills | Management | For | For |
2 | Ratify Macias Gini & O'Connell LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
|
ANGEL POND HOLDINGS CORPORATION | ||||
Ticker: POND | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2 | Approve Merger Agreement | Management | For | Against |
3 | Approve Amendments to the Memorandum and Articles of Association of APHC | Management | For | Against |
4 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
5 | Approve Amendments to the Memorandum and Articles of Association of Irish Holdco | Management | For | Against |
6 | Elect Directors | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Change Company Name of Irish Holdco from Mangomill plc to MariaDB plc | Management | For | Against |
9 | Adjourn Meeting | Management | For | Against |
| ||||
ANZU SPECIAL ACQUISITION CORP. I | ||||
Ticker: ANZU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 4, 2023 to September 30, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
AON PLC | ||||
Ticker: AON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lester B. Knight | Management | For | For |
1.2 | Elect Director Gregory C. Case | Management | For | For |
1.3 | Elect Director Jin-Yong Cai | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Fulvio Conti | Management | For | For |
1.6 | Elect Director Cheryl A. Francis | Management | For | For |
1.7 | Elect Director Adriana Karaboutis | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Gloria Santona | Management | For | For |
1.10 | Elect Director Sarah E. Smith | Management | For | For |
1.11 | Elect Director Byron O. Spruell | Management | For | For |
1.12 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | For | For |
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Amend Omnibus Plan | Management | For | For |
| ||||
APOLLO STRATEGIC GROWTH CAPITAL II | ||||
Ticker: APGB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 12, 2023 to February 12, 2024 | Management | For | For |
2 | Amend Articles to Eliminate Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Monica Lozano | Management | For | For |
1h | Elect Director Ron Sugar | Management | For | For |
1i | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Civil Rights and Non-Discrimination Audit | Shareholder | Against | Against |
6 | Report on Operations in Communist China | Shareholder | Against | Against |
7 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | Shareholder | Against | Against |
8 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Against |
9 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
APX ACQUISITION CORP. I | ||||
Ticker: APXI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Change Extension Payment | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ARES ACQUISITION CORP. | ||||
Ticker: AAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from February 4, 2023 to August 4, 2023 | Management | For | For |
2 | Amend Certificate of Incorporation Regarding Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ARRAY TECHNOLOGIES, INC. | ||||
Ticker: ARRY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brad Forth | Management | For | Withhold |
1.2 | Elect Director Kevin Hostetler | Management | For | For |
1.3 | Elect Director Gerrard Schmid | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to Allow Exculpation of Officers as Permitted by Delaware Law | Management | For | For |
| ||||
ATHENA CONSUMER ACQUISITION CORP. | ||||
Ticker: ACAQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from January 22, 2023 to July 22, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
ATHENA TECHNOLOGY ACQUISITION CORP. II | ||||
Ticker: ATEK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend | Management | For | For |
Consummation of Business Combination from June 14, 2023 to September 14, 2023 | ||||
2 | Adjourn Meeting | Management | For | For |
| ||||
ATLANTIC AVENUE ACQUISITION CORP | ||||
Ticker: ASAQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from October 6, 2022 to April 6, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ATLAS AIR WORLDWIDE HOLDINGS, INC. | ||||
Ticker: AAWW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ATLAS CREST INVESTMENT CORP. II | ||||
Ticker: ACII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
2 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
3 | Amend Investment Management Trust Agreement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
|
ATLASSIAN CORPORATION PLC |
Meeting Date: AUG 22, 2022 | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Effect Scheme of Arrangement | Management | For | For |
| ||||
ATLASSIAN CORPORATION PLC | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
AUSTERLITZ ACQUISITION CORP. I | ||||
Ticker: AUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Change Consummation of Business Combination from March 2, 2023 to November 22, 2022 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
AUSTERLITZ ACQUISITION CORP. II | ||||
Ticker: ASZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Change Consummation of Business Combination from March 2, 2023 to November 22, 2022 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
AUTOLIV, INC. | ||||
Ticker: ALV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikael Bratt | Management | For | For |
1.2 | Elect Director Laurie Brlas | Management | For | For |
1.3 | Elect Director Jan Carlson | Management | For | For |
1.4 | Elect Director Hasse Johansson | Management | For | For |
1.5 | Elect Director Leif Johansson | Management | For | For |
1.6 | Elect Director Franz-Josef Kortum | Management | For | For |
1.7 | Elect Director Frederic Lissalde | Management | For | For |
1.8 | Elect Director Xiaozhi Liu | Management | For | For |
1.9 | Elect Director Gustav Lundgren | Management | For | For |
1.10 | Elect Director Martin Lundstedt | Management | For | For |
1.11 | Elect Director Thaddeus J. "Ted" Senko | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young AB as Auditors | Management | For | For |
| ||||
AVALARA, INC. | ||||
Ticker: AVLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Universal Proxy (White Proxy Card) | ||||
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Universal Proxy (Gold Proxy Card) | ||||
1 | Approve Merger Agreement | Management | Against | Did Not |
Vote | ||||
2 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
3 | Adjourn Meeting | Management | Against | Did Not Vote |
| ||||
BALL CORPORATION | ||||
Ticker: BALL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cathy D. Ross | Management | For | For |
1.2 | Elect Director Betty J. Sapp | Management | For | For |
1.3 | Elect Director Stuart A. Taylor, II | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Jose (Joe) E. Almeida | Management | For | For |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1d | Elect Director Pierre J.P. de Weck | Management | For | For |
1e | Elect Director Arnold W. Donald | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Brian T. Moynihan | Management | For | For |
1i | Elect Director Lionel L. Nowell, III | Management | For | For |
1j | Elect Director Denise L. Ramos | Management | For | For |
1k | Elect Director Clayton S. Rose | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | For |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
8 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Shareholder | Against | Against |
9 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Shareholder | Against | For |
10 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Against |
11 | Commission Third Party Racial Equity Audit | Shareholder | Against | Against |
| ||||
BILL.COM HOLDINGS, INC. | ||||
Ticker: BILL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Steven Cakebread | Management | For | For |
1.2 | Elect David M. Hornik | Management | For | For |
1.3 | Elect Brian Jacobs | Management | For | Withhold |
1.4 | Elect Allie Kline | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
|
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD. |
Ticker: BHVN |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bader M. Alsaad | Management | For | For |
1b | Elect Director Pamela Daley | Management | For | For |
1c | Elect Director Laurence D. Fink | Management | For | For |
1d | Elect Director William E. Ford | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director Margaret "Peggy" L. Johnson | Management | For | For |
1h | Elect Director Robert S. Kapito | Management | For | For |
1i | Elect Director Cheryl D. Mills | Management | For | For |
1j | Elect Director Gordon M. Nixon | Management | For | For |
1k | Elect Director Kristin C. Peck | Management | For | For |
1l | Elect Director Charles H. Robbins | Management | For | For |
1m | Elect Director Marco Antonio Slim Domit | Management | For | For |
1n | Elect Director Hans E. Vestberg | Management | For | For |
1o | Elect Director Susan L. Wagner | Management | For | For |
1p | Elect Director Mark Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Third-Party Civil Rights Audit | Shareholder | Against | Against |
6 | Report on Ability to Engineer Decarbonization in the Real Economy | Shareholder | Against | Against |
7 | Report on Societal Impacts of Aerospace & Defense Industry ETF | Shareholder | Against | Against |
|
BLEUACACIA LTD. |
Record Date: APR 19, 2023 | ||||
Ticker: BLEU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination | Management | For | For |
2 | Amend Articles of Association to Eliminate Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
BRAEMAR HOTELS & RESORTS INC. | ||||
Ticker: BHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Monty J. Bennett | Management | For | Withhold |
1.2 | Elect Director Stefani D. Carter | Management | For | Withhold |
1.3 | Elect Director Candace Evans | Management | For | For |
1.4 | Elect Director Kenneth H. Fearn, Jr. | Management | For | For |
1.5 | Elect Director Rebeca Odino-Johnson | Management | For | For |
1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
1.7 | Elect Director Abteen Vaziri | Management | For | Withhold |
1.8 | Elect Director Richard J. Stockton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
BRIDGETOWN HOLDINGS LIMITED | ||||
Ticker: BTWN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from October 20, 2022 to October 20, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
|
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Deepak L. Bhatt | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Julia A. Haller | Management | For | For |
1E | Elect Director Manuel Hidalgo Medina | Management | For | For |
1F | Elect Director Paula A. Price | Management | For | For |
1G | Elect Director Derica W. Rice | Management | For | For |
1H | Elect Director Theodore R. Samuels | Management | For | For |
1I | Elect Director Gerald L. Storch | Management | For | For |
1J | Elect Director Karen H. Vousden | Management | For | For |
1K | Elect Director Phyllis R. Yale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Commission a Civil Rights and Non-Discrimination Audit | Shareholder | Against | Against |
7 | Amend Right to Call Special Meeting | Shareholder | Against | Against |
| ||||
BROADCOM INC. | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Diane M. Bryant | Management | For | Against |
1b | Elect Director Gayla J. Delly | Management | For | For |
1c | Elect Director Raul J. Fernandez | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | Against |
1e | Elect Director Check Kian Low | Management | For | Against |
1f | Elect Director Justine F. Page | Management | For | For |
1g | Elect Director Henry Samueli | Management | For | For |
1h | Elect Director Hock E. Tan | Management | For | For |
1i | Elect Director Harry L. You | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
BROADSCALE ACQUISITION CORP. | ||||
Ticker: SCLE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Charter to Reduce Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
CALIFORNIA RESOURCES CORPORATION | ||||
Ticker: CRC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Bremner | Management | For | Withhold |
1.2 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | For |
1.3 | Elect Director James N. Chapman | Management | For | For |
1.4 | Elect Director Francisco J. Leon | Management | For | For |
1.5 | Elect Director Mark A. (Mac) McFarland | Management | For | For |
1.6 | Elect Director Nicole Neeman Brady | Management | For | For |
1.7 | Elect Director Julio M. Quintana | Management | For | For |
1.8 | Elect Director William B. Roby | Management | For | For |
1.9 | Elect Director Alejandra (Ale) Veltmann | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive | Management | For | For |
Officers' Compensation | ||||
4 | Amend Certificate of Incorporation to Allow Exculpation of Officers | Management | For | Against |
| ||||
CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
1.3 | Elect Director N. Murray Edwards | Management | For | For |
1.4 | Elect Director Christopher L. Fong | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
1.7 | Elect Director Steve W. Laut | Management | For | For |
1.8 | Elect Director Tim S. McKay | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CANADIAN PACIFIC KANSAS CITY LIMITED | ||||
Ticker: CP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Management Advisory Vote on Climate Change | Management | For | For |
4.1 | Elect Director John Baird | Management | For | For |
4.2 | Elect Director Isabelle Courville | Management | For | For |
4.3 | Elect Director Keith E. Creel | Management | For | For |
4.4 | Elect Director Gillian H. Denham | Management | For | For |
4.5 | Elect Director Antonio Garza | Management | For | For |
4.6 | Elect Director David Garza-Santos | Management | For | For |
4.7 | Elect Director Edward R. Hamberger | Management | For | For |
4.8 | Elect Director Janet H. Kennedy | Management | For | For |
4.9 | Elect Director Henry J. Maier | Management | For | For |
4.10 | Elect Director Matthew H. Paull | Management | For | For |
4.11 | Elect Director Jane L. Peverett | Management | For | For |
4.12 | Elect Director Andrea Robertson | Management | For | For |
4.13 | Elect Director Gordon T. Trafton | Management | For | For |
| ||||
CAPITALWORKS EMERGING MARKETS ACQUISITION CORP. | ||||
Ticker: CMCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 3, 2023 to December 3, 2023 | Management | For | For |
2 | Approve the Liquidation Amendment | Management | For | For |
3 | Amend Investment Management Trust Agreement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
CARNEY TECHNOLOGY ACQUISITION CORP. II | ||||
Ticker: CTAQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from December 14, 2022 to June 14, 2023 | Management | For | For |
2.1 | Elect Director Carol Goode | Management | For | Withhold |
2.2 | Elect Director Robert Ferrell | Management | For | Withhold |
3 | Adjourn Meeting | Management | For | Against |
|
CC NEUBERGER PRINCIPAL HOLDINGS II |
Meeting Date: JUL 19, 2022 | ||||
Ticker: PRPB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Approve SPAC Transaction | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
| ||||
CC NEUBERGER PRINCIPAL HOLDINGS III | ||||
Ticker: PRPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from February 5, 2023 to May 5, 2023, and to Further Extend, Without Another Shareholder Approval, to February 5, 2024 | Management | For | For |
2 | Amend Memorandum and Articles of Association to Eliminate Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
CEMEX SAB DE CV | ||||
Ticker: CEMEXCPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Present Board's Report on Share Repurchase | Management | For | For |
4 | Set Maximum Amount of Share Repurchase Reserve | Management | For | For |
5 | Authorize Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares | Management | For | For |
6.A | Elect Rogelio Zambrano Lozano as Board Chairman | Management | For | For |
6.B | Elect Fernando A. Gonzalez Olivieri as Director | Management | For | For |
6.C | Elect Marcelo Zambrano Lozano as Director | Management | For | Against |
6.D | Elect Armando J. Garcia Segovia as Director | Management | For | Against |
6.E | Elect Rodolfo Garcia Muriel as Director | Management | For | For |
6.F | Elect Francisco Javier Fernandez Carbajal as Director | Management | For | For |
6.G | Elect Armando Garza Sada as Director | Management | For | For |
6.H | Elect David Martinez Guzman as Director | Management | For | For |
6.I | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
6.J | Elect Ramiro Gerardo Villarreal Morales as Director | Management | For | For |
6.K | Elect Gabriel Jaramillo Sanint as Director | Management | For | For |
6.L | Elect Isabel Maria Aguilera Navarro as Director | Management | For | For |
6.M | Elect Maria de Lourdes Melgar Palacios as Director | Management | For | For |
6.N | Elect Roger Saldana Madero as Board Secretary | Management | For | For |
7.A | Elect Everardo Elizondo Almaguer as Chairman of Audit Committee | Management | For | For |
7.B | Elect Francisco Javier Fernandez Carbajal as Member of Audit Committee | Management | For | For |
7.C | Elect Gabriel Jaramillo Sanint as Member of Audit Committee | Management | For | For |
7.D | Elect Roger Saldana Madero as Secretary of Audit Committee | Management | For | For |
8.A | Elect Francisco Javier Fernandez Carbajal as Chairman of Corporate Practices and Finance Committee | Management | For | For |
8.B | Elect Rodolfo Garcia Muriel as Member of Corporate Practices and Finance Committee | Management | For | For |
8.C | Elect Armando Garza Sada as Member of Corporate Practices and Finance Committee | Management | For | For |
8.D | Elect Roger Saldana Madero as Secretary of Corporate Practices and Finance Committee | Management | For | For |
9.A | Elect Armando J. Garcia Segovia as Chairman of Sustainability, Climate Action, Social Impact and Diversity Committee | Management | For | Against |
9.B | Elect Marcelo Zambrano Lozano as Member of Sustainability, Climate Action, Social Impact and Diversity Committee | Management | For | Against |
9.C | Elect Isabel Maria Aguilera Navarro as Member of Sustainability, Climate Action, Social Impact and Diversity Committee | Management | For | For |
9.D | Elect Maria de Lourdes Melgar Palacios as Member of Sustainability, Climate Action, Social Impact and Diversity Committee | Management | For | For |
9.E | Elect Roger Saldana Madero as Secretary of Sustainability, Climate Action, Social Impact and Diversity Committee | Management | For | For |
10 | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, Sustainability, Climate Action, Social Impact and Diversity Committees | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ||||
CIIG CAPITAL PARTNERS II, INC. | ||||
Ticker: CIIG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
| ||||
CINTAS CORPORATION | ||||
Ticker: CTAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald S. Adolph | Management | For | For |
1b | Elect Director John F. Barrett | Management | For | For |
1c | Elect Director Melanie W. Barstad | Management | For | For |
1d | Elect Director Karen L. Carnahan | Management | For | For |
1e | Elect Director Robert E. Coletti | Management | For | For |
1f | Elect Director Scott D. Farmer | Management | For | For |
1g | Elect Director Joseph Scaminace | Management | For | For |
1h | Elect Director Todd M. Schneider | Management | For | For |
1i | Elect Director Ronald W. Tysoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive | Management | For | For |
Officers' Compensation | ||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Persons | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Remove Directors for Cause | Management | For | For |
6 | Eliminate Supermajority Vote Requirement for Shareholder Approval of Mergers, Share Exchanges, Asset Sales and Dissolutions | Management | For | For |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
8 | Report on Political Contributions | Shareholder | Against | For |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Mark Garrett | Management | For | For |
1e | Elect Director John D. Harris, II | Management | For | For |
1f | Elect Director Kristina M. Johnson | Management | For | For |
1g | Elect Director Roderick C. McGeary | Management | For | For |
1h | Elect Director Sarah Rae Murphy | Management | For | For |
1i | Elect Director Charles H. Robbins | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Lisa T. Su | Management | For | For |
1l | Elect Director Marianna Tessel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard | Shareholder | Against | For |
|
CLARIM ACQUISITION CORP. |
Ticker: CLRM |
Security ID: 18049C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
2 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
3 | Amend Investment Management Trust Agreement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
CLASS ACCELERATION CORP. | ||||
Ticker: CLAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from January 20, 2023 to June 20, 2023 | Management | For | For |
2 | Approve the Liquidation Amendment | Management | For | For |
3 | Amend Investment Management Trust Agreement | Management | For | For |
4 | Ratify Marcum LLP as Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
| ||||
CLIMATE TRANSITION CAPITAL ACQUISITION I BV | ||||
Ticker: CTCA1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Approve Remuneration Report | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4a | Approve Discharge of Executive Board Members | Management | For | For |
4b | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Approve Dissolution of the Company and | Management | For | For |
Appointment of Intertrust (Netherlands) B.V. as Custodian of the Books and Records of the Company | ||||
6a | Approve Discharge of Executive Board Members in Anticipation of the Dissolution | Management | For | For |
6b | Approve Discharge of Non-Executive Board Members in Anticipation of the Dissolution | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
8 | Close Meeting | Management | None | None |
| ||||
COLICITY INC. | ||||
Ticker: COLI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | Withhold |
1.2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Withhold |
1.3 | Elect Director Madeline S. Bell | Management | For | Withhold |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | Withhold |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Oversee and Report on a Racial Equity Audit | Shareholder | Against | For |
8 | Report on Climate Risk in Retirement Plan Options | Shareholder | Against | Against |
9 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Shareholder | Against | Against |
10 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against |
11 | Report on Risks Related to Operations in China | Shareholder | Against | Against |
| ||||
CONCORD ACQUISITION CORP III | ||||
Ticker: CNDB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 8, 2023 to November 8, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
CONSTELLATION ENERGY CORPORATION | ||||
Ticker: CEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Dominguez | Management | For | For |
1.2 | Elect Director Julie Holzrichter | Management | For | For |
1.3 | Elect Director Ashish Khandpur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
CORNER GROWTH ACQUISITION CORP. | ||||
Ticker: COOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from December 21, 2022 to June 21, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
COSTCO WHOLESALE CORPORATION | ||||
Ticker: COST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Decker | Management | For | For |
1b | Elect Director Kenneth D. Denman | Management | For | Against |
1c | Elect Director Richard A. Galanti | Management | For | Against |
1d | Elect Director Hamilton E. James | Management | For | For |
1e | Elect Director W. Craig Jelinek | Management | For | For |
1f | Elect Director Sally Jewell | Management | For | For |
1g | Elect Director Charles T. Munger | Management | For | For |
1h | Elect Director Jeffrey S. Raikes | Management | For | Against |
1i | Elect Director John W. Stanton | Management | For | For |
1j | Elect Director Ron M. Vachris | Management | For | For |
1k | Elect Director Mary Agnes (Maggie) Wilderotter | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Against | Against |
|
COSTCO WHOLESALE CORPORATION | ||||
Ticker: COST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Decker | Management | For | For |
1b | Elect Director Kenneth D. Denman | Management | For | For |
1c | Elect Director Richard A. Galanti | Management | For | For |
1d | Elect Director Hamilton E. James | Management | For | For |
1e | Elect Director W. Craig Jelinek | Management | For | For |
1f | Elect Director Sally Jewell | Management | For | For |
1g | Elect Director Charles T. Munger | Management | For | For |
1h | Elect Director Jeffrey S. Raikes | Management | For | For |
1i | Elect Director John W. Stanton | Management | For | For |
1j | Elect Director Ron M. Vachris | Management | For | For |
1k | Elect Director Mary Agnes (Maggie) Wilderotter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Against | Against |
| ||||
COUPA SOFTWARE INCORPORATED | ||||
Ticker: COUP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
|
COUPA SOFTWARE INCORPORATED |
Ticker: COUP |
Security ID: 22266L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
CSX CORPORATION | ||||
Ticker: CSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director Thomas P. Bostick | Management | For | For |
1c | Elect Director Steven T. Halverson | Management | For | For |
1d | Elect Director Paul C. Hilal | Management | For | For |
1e | Elect Director Joseph R. Hinrichs | Management | For | For |
1f | Elect Director David M. Moffett | Management | For | For |
1g | Elect Director Linda H. Riefler | Management | For | For |
1h | Elect Director Suzanne M. Vautrinot | Management | For | For |
1i | Elect Director James L. Wainscott | Management | For | For |
1j | Elect Director J. Steven Whisler | Management | For | For |
1k | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CUMMINS INC. | ||||
Ticker: CMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director Jennifer W. Rumsey | Management | For | For |
3 | Elect Director Gary L. Belske | Management | For | For |
4 | Elect Director Robert J. Bernhard | Management | For | For |
5 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
6 | Elect Director Stephen B. Dobbs | Management | For | For |
7 | Elect Director Carla A. Harris | Management | For | For |
8 | Elect Director Thomas J. Lynch | Management | For | For |
9 | Elect Director William I. Miller | Management | For | For |
10 | Elect Director Georgia R. Nelson | Management | For | For |
11 | Elect Director Kimberly A. Nelson | Management | For | For |
12 | Elect Director Karen H. Quintos | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
17 | Require Independent Board Chairman | Shareholder | Against | For |
18 | Disclose Plan to Link Executive Compensation to GHG Emissions Reduction Goals | Shareholder | Against | Against |
| ||||
CVENT HOLDING CORP. | ||||
Ticker: CVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rainer M. Blair | Management | For | For |
1b | Elect Director Feroz Dewan | Management | For | For |
1c | Elect Director Linda Filler | Management | For | For |
1d | Elect Director Teri List | Management | For | Against |
1e | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1f | Elect Director Jessica L. Mega | Management | For | For |
1g | Elect Director Mitchell P. Rales | Management | For | For |
1h | Elect Director Steven M. Rales | Management | For | For |
1i | Elect Director Pardis C. Sabeti | Management | For | For |
1j | Elect Director A. Shane Sanders | Management | For | Against |
1k | Elect Director John T. Schwieters | Management | For | Against |
1l | Elect Director Alan G. Spoon | Management | For | For |
1m | Elect Director Raymond C. Stevens | Management | For | Against |
1n | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | Shareholder | Against | Against |
| ||||
DAVIDE CAMPARI-MILANO NV | ||||
Ticker: CPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Annual Report | Management | None | None |
2.b | Approve Remuneration Report | Management | For | Against |
2.c | Adopt Financial Statements | Management | For | For |
3.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3.b | Approve Dividends | Management | For | For |
4.a | Approve Discharge of Executive Directors | Management | For | For |
4.b | Approve Discharge of Non-Executive Directors | Management | For | For |
5 | Approve Stock Option Plan | Management | For | Against |
6 | Authorize Board to Repurchase Shares | Management | For | Against |
7 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
8 | Close Meeting | Management | None | None |
| ||||
DEERE & COMPANY | ||||
Ticker: DE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leanne G. Caret | Management | For | For |
1b | Elect Director Tamra A. Erwin | Management | For | For |
1c | Elect Director Alan C. Heuberger | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Michael O. Johanns | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director John C. May | Management | For | For |
1h | Elect Director Gregory R. Page | Management | For | For |
1i | Elect Director Sherry M. Smith | Management | For | For |
1j | Elect Director Dmitri L. Stockton | Management | For | For |
1k | Elect Director Sheila G. Talton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| ||||
DENBURY INC. | ||||
Ticker: DEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin O. Meyers | Management | For | For |
1b | Elect Director Anthony M. Abate | Management | For | For |
1c | Elect Director Caroline G. Angoorly | Management | For | For |
1d | Elect Director James N. Chapman | Management | For | For |
1e | Elect Director Christian S. Kendall | Management | For | For |
1f | Elect Director Lynn A. Peterson | Management | For | For |
1g | Elect Director Brett R. Wiggs | Management | For | For |
1h | Elect Director Cindy A. Yeilding | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
DEVON ENERGY CORPORATION | ||||
Ticker: DVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director Ann G. Fox | Management | For | Withhold |
1.4 | Elect Director Gennifer F. Kelly | Management | For | For |
1.5 | Elect Director Kelt Kindick | Management | For | For |
1.6 | Elect Director John Krenicki, Jr. | Management | For | For |
1.7 | Elect Director Karl F. Kurz | Management | For | For |
1.8 | Elect Director Michael N. Mears | Management | For | For |
1.9 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.10 | Elect Director Richard E. Muncrief | Management | For | For |
1.11 | Elect Director Valerie M. Williams | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | Against |
6 | Amend Certificate of Incorporation to Adopt Limitations on the Liability of Officers | Management | For | Against |
7 | Amend Right to Call Special Meeting | Shareholder | Against | For |
| ||||
DIAMONDBACK ENERGY, INC. | ||||
Ticker: FANG | ||||
Proposal | Proposal | Proposed By | Management | Vote |
No | Recommendation | Cast | ||
1.1 | Elect Director Travis D. Stice | Management | For | For |
1.2 | Elect Director Vincent K. Brooks | Management | For | For |
1.3 | Elect Director David L. Houston | Management | For | For |
1.4 | Elect Director Rebecca A. Klein | Management | For | For |
1.5 | Elect Director Stephanie K. Mains | Management | For | For |
1.6 | Elect Director Mark L. Plaumann | Management | For | For |
1.7 | Elect Director Melanie M. Trent | Management | For | For |
1.8 | Elect Director Frank D. Tsuru | Management | For | For |
1.9 | Elect Director Steven E. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement for Amendments of the Charter and Removal of Directors | Management | For | For |
4 | Provide Right to Call a Special Meeting at a 25 Percent Ownership Threshold | Management | For | For |
5 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | For | Against |
6 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
DOMINION ENERGY, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director James A. Bennett | Management | For | Against |
1B | Elect Director Robert M. Blue | Management | For | For |
1C | Elect Director D. Maybank Hagood | Management | For | Against |
1D | Elect Director Ronald W. Jibson | Management | For | Against |
1E | Elect Director Mark J. Kington | Management | For | For |
1F | Elect Director Kristin G. Lovejoy | Management | For | For |
1G | Elect Director Joseph M. Rigby | Management | For | For |
1H | Elect Director Pamela J. Royal | Management | For | For |
1I | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1J | Elect Director Susan N. Story | Management | For | For |
1K | Elect Director Michael E. Szymanczyk | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive | Management | For | For |
Officers' Compensation | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Right to Call Special Meeting | Management | For | For |
6 | Amend Advance Notice Provisions for Director Nominations | Management | For | For |
7 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
DOMINO'S PIZZA, INC. | ||||
Ticker: DPZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director C. Andrew Ballard | Management | For | For |
1.3 | Elect Director Andrew B. Balson | Management | For | For |
1.4 | Elect Director Corie S. Barry | Management | For | For |
1.5 | Elect Director Diana F. Cantor | Management | For | For |
1.6 | Elect Director Richard L. Federico | Management | For | For |
1.7 | Elect Director James A. Goldman | Management | For | For |
1.8 | Elect Director Patricia E. Lopez | Management | For | For |
1.9 | Elect Director Russell J. Weiner | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
DP CAP ACQUISITION CORP. I | ||||
Ticker: DPCS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association to Extend Consummation of Business Combination from May 12, 2023 to November 12, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Derrick Burks | Management | For | For |
1b | Elect Director Annette K. Clayton | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Robert M. Davis | Management | For | For |
1e | Elect Director Caroline Dorsa | Management | For | For |
1f | Elect Director W. Roy Dunbar | Management | For | For |
1g | Elect Director Nicholas C. Fanandakis | Management | For | For |
1h | Elect Director Lynn J. Good | Management | For | For |
1i | Elect Director John T. Herron | Management | For | For |
1j | Elect Director Idalene F. Kesner | Management | For | For |
1k | Elect Director E. Marie McKee | Management | For | For |
1l | Elect Director Michael J. Pacilio | Management | For | For |
1m | Elect Director Thomas E. Skains | Management | For | For |
1n | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Adopt Simple Majority Vote | Shareholder | None | For |
7 | Create a Committee to Evaluate Decarbonization Risk | Shareholder | Against | Against |
| ||||
DYNATRACE, INC. | ||||
Ticker: DT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ambika Kapur | Management | For | For |
2 | Elect Steve Rowland | Management | For | For |
3 | Elect Kenneth Chip Virnig | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
EDISON INTERNATIONAL | ||||
Ticker: EIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Michael C. Camunez | Management | For | For |
1c | Elect Director Vanessa C.L. Chang | Management | For | For |
1d | Elect Director James T. Morris | Management | For | For |
1e | Elect Director Timothy T. O'Toole | Management | For | For |
1f | Elect Director Pedro J. Pizarro | Management | For | For |
1g | Elect Director Marcy L. Reed | Management | For | For |
1h | Elect Director Carey A. Smith | Management | For | For |
1i | Elect Director Linda G. Stuntz | Management | For | For |
1j | Elect Director Peter J. Taylor | Management | For | For |
1k | Elect Director Keith Trent | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ELEVANCE HEALTH, INC. | ||||
Ticker: ELV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
1.2 | Elect Director R. Kerry Clark | Management | For | For |
1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
1.4 | Elect Director Deanna D. Strable | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Annually Report Third Party Political Contributions | Shareholder | Against | Against |
| ||||
EMERSON ELECTRIC CO. | ||||
Ticker: EMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Martin S. Craighead | Management | For | For |
1b | Elect Director Gloria A. Flach | Management | For | For |
1c | Elect Director Matthew S. Levatich | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ENERGY TRANSITION PARTNERS BV | ||||
Ticker: ENTPA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.2 | Approve Remuneration Report | Management | For | For |
2.3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.1 | Approve Discharge of Executive Directors | Management | For | For |
3.2 | Approve Discharge of Non-Executive Directors | Management | For | For |
4 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
5 | Approve Extension of the Business Combination Deadline | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
7 | Close Meeting | Management | None | None |
|
ENTERPRISE 4.0 TECHNOLOGY ACQUISITION CORP. | ||||
Ticker: ENTF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from April 21, 2023 to October 21, 2023 | Management | For | For |
2 | Amend Right of Class B Common Stockholders to Convert Their Class B Shares Into Class A Common Stock on a One-to-One Basis at Any Time and From Time to Time | Management | For | For |
3 | Ratify WithumSmith+Brown, PC as Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
EOG RESOURCES, INC. | ||||
Ticker: EOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | Against |
1b | Elect Director Charles R. Crisp | Management | For | Against |
1c | Elect Director Robert P. Daniels | Management | For | Against |
1d | Elect Director Lynn A. Dugle | Management | For | Against |
1e | Elect Director C. Christopher Gaut | Management | For | Against |
1f | Elect Director Michael T. Kerr | Management | For | Against |
1g | Elect Director Julie J. Robertson | Management | For | Against |
1h | Elect Director Donald F. Textor | Management | For | Against |
1i | Elect Director Ezra Y. Yacob | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
FANUC CORP. |
Ticker: 6954 |
Security ID: J13440102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 271.64 | Management | For | For |
2.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
2.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
2.3 | Elect Director Sasuga, Ryuji | Management | For | For |
2.4 | Elect Director Michael J. Cicco | Management | For | For |
2.5 | Elect Director Yamazaki, Naoko | Management | For | For |
2.6 | Elect Director Uozumi, Hiroto | Management | For | For |
2.7 | Elect Director Takeda, Yoko | Management | For | For |
3.1 | Elect Director and Audit Committee Member Okada, Toshiya | Management | For | For |
3.2 | Elect Director and Audit Committee Member Yokoi, Hidetoshi | Management | For | For |
3.3 | Elect Director and Audit Committee Member Tomita, Mieko | Management | For | For |
3.4 | Elect Director and Audit Committee Member Igashima, Shigeo | Management | For | For |
| ||||
FIFTH WALL ACQUISITION CORP. III | ||||
Ticker: FWAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from May 27, 2023 to September 15, 2023 | Management | For | For |
2 | Amend Memorandum and Articles of Association to Eliminate Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
FIRST CAPITAL REAL ESTATE INVESTMENT TRUST | ||||
Ticker: FCR.UN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Paul C. Douglas | Management | For | For |
1.2 | Elect Trustee Ira Gluskin | Management | For | For |
1.3 | Elect Trustee Adam E. Paul | Management | For | For |
1.4 | Elect Trustee Aladin (Al) W. Mawani | Management | For | For |
1.5 | Elect Trustee Leonard Abramsky | Management | For | For |
1.6 | Elect Trustee Annalisa King | Management | For | For |
1.7 | Elect Trustee Dayna Gibbs | Management | For | For |
1.8 | Elect Trustee Sheila Botting | Management | For | For |
1.9 | Elect Trustee Ian Clarke | Management | For | For |
1.10 | Elect Trustee Richard Nesbitt | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Re-approve Unitholder Rights Plan | Management | For | For |
| ||||
FIRST CITIZENS BANCSHARES, INC. | ||||
Ticker: FCNCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen R. Alemany | Management | For | For |
1.2 | Elect Director John M. Alexander, Jr. | Management | For | For |
1.3 | Elect Director Victor E. Bell, III | Management | For | Withhold |
1.4 | Elect Director Peter M. Bristow | Management | For | For |
1.5 | Elect Director Hope H. Bryant | Management | For | For |
1.6 | Elect Director Michael A. Carpenter | Management | For | For |
1.7 | Elect Director H. Lee Durham, Jr. | Management | For | Withhold |
1.8 | Elect Director Eugene Flood, Jr. | Management | For | For |
1.9 | Elect Director Frank B. Holding, Jr. | Management | For | For |
1.10 | Elect Director Robert R. Hoppe | Management | For | For |
1.11 | Elect Director Floyd L. Keels | Management | For | For |
1.12 | Elect Director Robert E. Mason, IV | Management | For | Withhold |
1.13 | Elect Director Robert T. Newcomb | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Increase Authorized Preferred Stock | Management | For | Against |
6 | Amend Certificate of Incorporation to Allow Exculpation of Officers | Management | For | For |
7 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
FOCUS IMPACT ACQUISITION CORP. | ||||
Ticker: FIAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 1, 2023 to November 1, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
FOCUS IMPACT ACQUISITION CORP. | ||||
Ticker: FIAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 01, 2023 to August 01, 2023 | Management | For | For |
2 | Amend Certificate of Incorporation to Eliminate Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
FOREST ROAD ACQUISITION CORP. II | ||||
Ticker: FRXB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 12, 2023 to December 12, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
|
FORTRESS VALUE ACQUISITION CORP. III |
Meeting Date: NOV 22, 2022 | ||||
Ticker: FVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
FORTRESS VALUE ACQUISITION CORP. IV | ||||
Ticker: FVIV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
FORUM MERGER IV CORP. | ||||
Ticker: FMIV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 22, 2023 to April 22, 2023 | Management | For | For |
2.1 | Elect Director Neil Goldberg | Management | For | Withhold |
2.2 | Elect Director Richard Katzman | Management | For | Withhold |
2.3 | Elect Director Steven Berns | Management | For | Withhold |
3 | Amend Charter Re: Founder Share Amendment | Management | For | For |
4 | Amend Charter to Eliminate Redemption Limitation | Management | For | For |
5 | Approve the Liquidation Amendment | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
| ||||
FTAC ZEUS ACQUISITION CORP. | ||||
Ticker: ZING | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
FUSION ACQUISITION CORP. II | ||||
Ticker: FSNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 2, 2023 to September 2, 2023 | Management | For | For |
2 | Amend Charter Re: Founder Share Amendment | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
GDS HOLDINGS LIMITED | ||||
Ticker: 9698 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Thresholds for William Wei Huang's Beneficial Ownership | Management | For | Against |
1 | Amend Articles to Reflect Thresholds for William Wei Huang's Beneficial Ownership | Management | For | Against |
2 | Amend Articles of Association | Management | For | For |
3 | Approve Changes in Authorized Shares | Management | For | Against |
4 | Elect Director Gary J. Wojtaszek | Management | For | Against |
5 | Elect Director Satoshi Okada | Management | For | Against |
6 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen Angel | Management | For | For |
1b | Elect Director Sebastien Bazin | Management | For | For |
1c | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1d | Elect Director Edward Garden | Management | For | For |
1e | Elect Director Isabella Goren | Management | For | For |
1f | Elect Director Thomas Horton | Management | For | For |
1g | Elect Director Catherine Lesjak | Management | For | For |
1h | Elect Director Darren McDew | Management | For | For |
1i | Elect Director Paula Rosput Reynolds | Management | For | Against |
1j | Elect Director Jessica Uhl | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Hire Investment Bank to Explore Sale of Company | Shareholder | Against | Against |
7 | Issue Audited Report on Fiduciary Relevance of Decarbonization Goal | Shareholder | Against | Against |
8 | Issue Audited Report on Impact of IEA Net-Zero Emissions by 2050 Scenario | Shareholder | Against | For |
| ||||
GLOBAL PARTNER ACQUISITION CORP. II | ||||
Ticker: GPAC | ||||
Proposal | Proposal | Proposed By | Management | Vote |
No | Recommendation | Cast | ||
1 | Amend Articles of Association to Change the Original Termination Date | Management | For | For |
2 | Approve Insider Letter Amendment Proposal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
GOGREEN INVESTMENTS CORP. | ||||
Ticker: GOGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2 | Approve Merger Agreement | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
| ||||
GORES HOLDINGS VII, INC. | ||||
Ticker: GSEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
GORES HOLDINGS VIII, INC. | ||||
Ticker: GIIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
|
GORES TECHNOLOGY PARTNERS II, INC. |
Meeting Date: DEC 15, 2022 | ||||
Ticker: GTPB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
GORES TECHNOLOGY PARTNERS, INC. | ||||
Ticker: GTPA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
GOSSAMER BIO, INC. | ||||
Ticker: GOSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Faheem Hasnain | Management | For | Withhold |
1.2 | Elect Director Russell Cox | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Management | For | For |
|
GROUP NINE ACQUISITION CORP. |
Ticker: GNAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
GUANGDONG INVESTMENT LIMITED | ||||
Ticker: 270 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3.1 | Elect Hou Wailin as Director | Management | For | For |
3.2 | Elect Liang Yuanjuan as Director | Management | For | For |
3.3 | Elect Fung Daniel Richard as Director | Management | For | For |
3.4 | Elect Cheng Mo Chi, Moses as Director | Management | For | For |
3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| ||||
HELIX ENERGY SOLUTIONS GROUP, INC. | ||||
Ticker: HLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paula Harris | Management | For | For |
1b | Elect Director Amy H. Nelson | Management | For | For |
1c | Elect Director William L. Transier | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
HERC HOLDINGS INC. | ||||
Ticker: HRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick D. Campbell | Management | For | For |
1b | Elect Director Lawrence H. Silber | Management | For | For |
1c | Elect Director James H. Browning | Management | For | For |
1d | Elect Director Shari L. Burgess | Management | For | For |
1e | Elect Director Jean K. Holley | Management | For | For |
1f | Elect Director Michael A. Kelly | Management | For | For |
1g | Elect Director Rakesh Sachdev | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
HERMES INTERNATIONAL SCA | ||||
Ticker: RMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of General Managers | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 13 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
7 | Approve Compensation Report of Corporate Officers | Management | For | Against |
8 | Approve Compensation of Axel Dumas, General Manager | Management | For | Against |
9 | Approve Compensation of Emile Hermes SAS, General Manager | Management | For | Against |
10 | Approve Compensation of Eric de Seynes, Chairman of the Supervisory Board | Management | For | For |
11 | Approve Remuneration Policy of General Managers | Management | For | Against |
12 | Approve Remuneration Policy of Supervisory Board Members; Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 900,000 | Management | For | For |
13 | Reelect Dorothee Altmayer as Supervisory Board Member | Management | For | Against |
14 | Reelect Monique Cohen as Supervisory Board Member | Management | For | For |
15 | Reelect Renaud Mommeja as Supervisory Board Member | Management | For | Against |
16 | Reelect Eric de Seynes as Supervisory Board Member | Management | For | Against |
17 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
18 | Renew Appointment of Grant Thornton Audit as Auditor | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Capitalization of Reserves of up to 40 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 40 Percent of Issued Capital | Management | For | Against |
22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights With Binding Priority Right up to 40 Percent of Issued Capital | Management | For | Against |
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
24 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to 20 Percent of Issued Capital | Management | For | Against |
25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
26 | Delegate Powers to the Management Board to | Management | For | Against |
Decide on Merger, Spin-Off Agreement and Acquisition | ||||
27 | Delegate Powers to the Management Board to Issue Shares up to 40 Percent of Issued Capital in Connection with Item 26 Above | Management | For | Against |
28 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
29 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY | ||||
Ticker: HZNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY | ||||
Ticker: HZNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
IAMGOLD CORPORATION | ||||
Ticker: IMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Renaud Adams | Management | For | For |
1.2 | Elect Director Ian Ashby | Management | For | For |
1.3 | Elect Director Maryse Belanger | Management | For | For |
1.4 | Elect Director Christiane Bergevin | Management | For | For |
1.5 | Elect Director Ann K. Masse | Management | For | For |
1.6 | Elect Director Lawrence Peter O'Hagan | Management | For | For |
1.7 | Elect Director Kevin O'Kane | Management | For | For |
1.8 | Elect Director David Smith | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
INNOVATIVE INTERNATIONAL ACQUISITION CORP. | ||||
Ticker: IOAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from January 29, 2023 to July 29, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
INSIGHT ACQUISITION CORP. | ||||
Ticker: INAQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination | Management | For | For |
2 | Amend Certificate of Incorporation to Eliminate Redemption Limitation | Management | For | For |
3 | Amend Certificate of Incorporation Re: Founder Share Amendment | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
INTERCEPT PHARMACEUTICALS, INC. | ||||
Ticker: ICPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paolo Fundaro | Management | For | For |
1b | Elect Director Jerome Durso | Management | For | For |
1c | Elect Director Srinivas Akkaraju | Management | For | For |
1d | Elect Director Luca Benatti | Management | For | Withhold |
1e | Elect Director Daniel Bradbury | Management | For | Withhold |
1f | Elect Director Keith Gottesdiener | Management | For | For |
1g | Elect Director Nancy Miller-Rich | Management | For | For |
1h | Elect Director Mark Pruzanski | Management | For | For |
1i | Elect Director Dagmar Rosa-Bjorkeson | Management | For | Withhold |
1j | Elect Director Gino Santini | Management | For | For |
1k | Elect Director Glenn Sblendorio | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
INTUIT INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eve Burton | Management | For | For |
1b | Elect Director Scott D. Cook | Management | For | For |
1c | Elect Director Richard L. Dalzell | Management | For | For |
1d | Elect Director Sasan K. Goodarzi | Management | For | For |
1e | Elect Director Deborah Liu | Management | For | For |
1f | Elect Director Tekedra Mawakana | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director Thomas Szkutak | Management | For | For |
1i | Elect Director Raul Vazquez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
|
INVESTCORP EUROPE ACQUISITION CORP. I |
Ticker: IVCB |
Security ID: G4923T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 17, 2023 to December 17, 2023 | Management | For | For |
2 | Amend Articles to Eliminate Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ION ACQUISITION CORP 3 LTD. | ||||
Ticker: IACC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ITOCHU CORP. | ||||
Ticker: 8001 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 75 | Management | For | For |
2.1 | Elect Director Okafuji, Masahiro | Management | For | For |
2.2 | Elect Director Ishii, Keita | Management | For | For |
2.3 | Elect Director Kobayashi, Fumihiko | Management | For | For |
2.4 | Elect Director Hachimura, Tsuyoshi | Management | For | For |
2.5 | Elect Director Tsubai, Hiroyuki | Management | For | For |
2.6 | Elect Director Naka, Hiroyuki | Management | For | For |
2.7 | Elect Director Kawana, Masatoshi | Management | For | For |
2.8 | Elect Director Nakamori, Makiko | Management | For | For |
2.9 | Elect Director Ishizuka, Kunio | Management | For | For |
2.10 | Elect Director Ito, Akiko | Management | For | For |
3.1 | Appoint Statutory Auditor Matoba, Yoshiko | Management | For | For |
3.2 | Appoint Statutory Auditor Uryu, Kentaro | Management | For | For |
3.3 | Appoint Statutory Auditor Fujita, Tsutomu | Management | For | For |
3.4 | Appoint Statutory Auditor Kobayashi, Kumi | Management | For | For |
| ||||
IX ACQUISITION CORP. | ||||
Ticker: IXAQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from April 12, 2023 to May 12, 2023 and to Further Extend, Without Another Shareholder Approval, Until April 12, 2024 | Management | For | For |
2 | Amend Charter to Eliminate Redemption Limitation | Management | For | For |
3 | Amend Charter Re: Founder Share Amendment | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
JAWS MUSTANG ACQUISITION CORPORATION | ||||
Ticker: JWSM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from February 4, 2023 to February 4, 2024 | Management | For | For |
2 | Amend Memorandum and Articles of Association to Eliminate Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Darius Adamczyk | Management | For | For |
1b | Elect Director Mary C. Beckerle | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Joaquin Duato | Management | For | For |
1f | Elect Director Marillyn A. Hewson | Management | For | For |
1g | Elect Director Paula A. Johnson | Management | For | For |
1h | Elect Director Hubert Joly | Management | For | For |
1i | Elect Director Mark B. McClellan | Management | For | For |
1j | Elect Director Anne M. Mulcahy | Management | For | For |
1k | Elect Director Mark A. Weinberger | Management | For | For |
1l | Elect Director Nadja Y. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Adopt Mandatory Arbitration Bylaw - Withdrawn | Shareholder | None | None |
6 | Report on Government Financial Support and Equitable Access to Covid-19 Products | Shareholder | Against | Against |
7 | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics | Shareholder | Against | For |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against |
| ||||
JUNIPER II CORP. | ||||
Ticker: JUN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 8, 2023 to November 8, 2023 | Management | For | For |
2 | Amend Certificate of Incorporation to Eliminate Redemption Limitation | Management | For | For |
4 | Ratify Marcum LLP as Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
|
KARYOPHARM THERAPEUTICS INC. | ||||
Ticker: KPTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry E. Greene | Management | For | For |
1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
1.3 | Elect Director Christy J. Oliger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
KHOSLA VENTURES ACQUISITION CO. | ||||
Ticker: KVSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from June 8, 2023 to December 8, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
KKR ACQUISITION HOLDINGS I CORP. | ||||
Ticker: KAHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Amend Certificate of Incorporation to Extend Consummation of Business Combination from | Management | For | For |
March 19, 2023 to December 19, 2023 | ||||
1B | Amend Charter Re: Elective Early Wind-Up | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
KLA CORPORATION | ||||
Ticker: KLAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert M. Calderoni | Management | For | For |
2 | Elect Jeneanne Hanley | Management | For | For |
3 | Elect Emiko Higashi | Management | For | For |
4 | Elect Kevin J. Kennedy | Management | For | For |
5 | Elect Gary B. Moore | Management | For | For |
6 | Elect Marie E. Myers | Management | For | Against |
7 | Elect Kiran M. Patel | Management | For | For |
8 | Elect Victor Peng | Management | For | For |
9 | Elect Robert A. Rango | Management | For | For |
10 | Elect Richard P. Wallace | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Report on Aligning GHG Reductions with Paris Agreement | Shareholder | Against | Against |
| ||||
KNOWBE4, INC. | ||||
Ticker: KNBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
|
L'OREAL SA |
Record Date: APR 19, 2023 | ||||
Ticker: OR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6 per Share and an Extra of EUR 0.60 per Share to Long Term Registered Shares | Management | For | For |
4 | Reelect Sophie Bellon as Director | Management | For | For |
5 | Reelect Fabienne Dulac as Director | Management | For | For |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.7 Million | Management | For | For |
7 | Approve Compensation Report of Corporate Officers | Management | For | Against |
8 | Approve Compensation of Jean-Paul Agon, Chairman of the Board | Management | For | For |
9 | Approve Compensation of Nicolas Hieronimus, CEO | Management | For | For |
10 | Approve Remuneration Policy of Directors | Management | For | For |
11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
12 | Approve Remuneration Policy of CEO | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 149,852,237.36 | Management | For | For |
15 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize Capital Increase of up to 2 Percent of Issued Capital for Contributions in Kind | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
19 | Approve Contribution in Kind of 25,383,118 Shares from Affaires Marche France et | Management | For | For |
Domaines d'Excellence and Luxury of Retail, their Valuation and Remuneration | ||||
20 | Approve Contribution in Kind of 1,277,836 Shares from l'Oreal International Distribution, its Valuation and Remuneration | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
LANDCADIA HOLDINGS IV, INC. | ||||
Ticker: LCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 29, 2023 to September 29, 2023 | Management | For | For |
2 | Elect Director Scott Kelly | Management | For | Withhold |
3 | Adjourn Meeting | Management | For | For |
| ||||
LANDS' END, INC. | ||||
Ticker: LE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Galvin | Management | For | For |
1.2 | Elect Director Elizabeth Leykum | Management | For | For |
1.3 | Elect Director Josephine Linden | Management | For | For |
1.4 | Elect Director John T. McClain | Management | For | For |
1.5 | Elect Director Andrew J. McLean | Management | For | For |
1.6 | Elect Director Jignesh Patel | Management | For | For |
1.7 | Elect Director Jonah Staw | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
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LAZARD GROWTH ACQUISITION CORP. I |
Meeting Type: ANNUAL | ||||
Ticker: LGAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Ratify Marcum LLP as Auditors | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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LEGATO MERGER CORP. II | ||||
Ticker: LGTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2A | Increase Authorized Preferred and Common Stock | Management | For | Against |
2B | Change Company Name to Southland Holdings, Inc. | Management | For | Against |
2C | Approve Proposed Charter | Management | For | Against |
3.1 | Elect Director Michael "Kyle" Burtnett | Management | For | Withhold |
3.2 | Elect Director Izilda "Izzy" Martins | Management | For | Withhold |
3.3 | Elect Director Gregory Monahan | Management | For | For |
3.4 | Elect Director Brian Pratt | Management | For | For |
3.5 | Elect Director Mario Ramirez | Management | For | Withhold |
3.6 | Elect Director Frankie "Frank" S. Renda | Management | For | Withhold |
3.7 | Elect Director Walter Timothy "Tim" Winn | Management | For | Withhold |
4 | Issue Shares in Connection with Business Combination Agreement | Management | For | Against |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Adjourn Meeting | Management | For | Against |
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LF CAPITAL ACQUISITION CORP. II | ||||
Ticker: LFAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Increase the Monthly Extension Payment | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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LIGHTSPEED COMMERCE INC. | ||||
Ticker: LSPD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Patrick Pichette | Management | For | For |
1.2 | Elect Dax Dasilva | Management | For | For |
1.3 | Elect Dale Murray | Management | For | Withhold |
1.4 | Elect Jean Paul Chauvet | Management | For | For |
1.5 | Elect Merline Saintil | Management | For | Withhold |
1.6 | Elect Nathalie Gaveau | Management | For | For |
1.7 | Elect Paul McFeeters | Management | For | For |
1.8 | Elect Rob Williams | Management | For | For |
2 | Appointment of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Adoption of the Forum Selection By-Law | Management | For | Against |
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LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director David B. Burritt | Management | For | For |
1.3 | Elect Director Bruce A. Carlson | Management | For | Against |
1.4 | Elect Director John M. Donovan | Management | For | For |
1.5 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
1.6 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.7 | Elect Director Thomas J. Falk | Management | For | For |
1.8 | Elect Director Ilene S. Gordon | Management | For | For |
1.9 | Elect Director Vicki A. Hollub | Management | For | For |
1.10 | Elect Director Jeh C. Johnson | Management | For | For |
1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.12 | Elect Director James D. Taiclet | Management | For | For |
1.13 | Elect Director Patricia E. Yarrington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive | Management | For | For |
Officers' Compensation | ||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
7 | Report on Efforts to Reduce Full Value Chain GHG Emissions in Alignment with Paris Agreement Goal | Shareholder | Against | For |
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LONGVIEW ACQUISITION CORP. II | ||||
Ticker: LGV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 23, 2023 to September 23, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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LONGVIEW ACQUISITION CORP. II | ||||
Ticker: LGV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 23, 2023 to September 23, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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LUCID GROUP, INC. | ||||
Ticker: LCID | ||||
Proposal | Proposal | Proposed By | Management | Vote Cast |
No | Recommendation | |||
1.1 | Elect Director Turqi Alnowaiser | Management | For | Withhold |
1.2 | Elect Director Glenn R. August | Management | For | For |
1.3 | Elect Director Andrew Liveris | Management | For | Withhold |
1.4 | Elect Director Sherif Marakby | Management | For | For |
1.5 | Elect Director Nichelle Maynard-Elliott | Management | For | For |
1.6 | Elect Director Chabi Nouri | Management | For | For |
1.7 | Elect Director Peter Rawlinson | Management | For | For |
1.8 | Elect Director Ori Winitzer | Management | For | For |
1.9 | Elect Director Janet S. Wong | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
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LUMINAR TECHNOLOGIES, INC. | ||||
Ticker: LAZR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Austin Russell | Management | For | Withhold |
1.2 | Elect Director Mary Lou Jepsen | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | For | Against |
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MANTECH INTERNATIONAL CORPORATION | ||||
Ticker: MANT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
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MARUBENI CORP. | ||||
Ticker: 8002 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
2.1 | Elect Director Kokubu, Fumiya | Management | For | For |
2.2 | Elect Director Kakinoki, Masumi | Management | For | For |
2.3 | Elect Director Terakawa, Akira | Management | For | For |
2.4 | Elect Director Furuya, Takayuki | Management | For | For |
2.5 | Elect Director Takahashi, Kyohei | Management | For | For |
2.6 | Elect Director Okina, Yuri | Management | For | For |
2.7 | Elect Director Kitera, Masato | Management | For | For |
2.8 | Elect Director Ishizuka, Shigeki | Management | For | For |
2.9 | Elect Director Ando, Hisayoshi | Management | For | For |
2.10 | Elect Director Hatano, Mutsuko | Management | For | For |
3 | Appoint Statutory Auditor Ando, Takao | Management | For | For |
4 | Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors and Two Types of Restricted Stock Plans | Management | For | For |
5 | Approve Compensation Ceiling for Statutory Auditors | Management | For | For |
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MASTEC, INC. | ||||
Ticker: MTZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst N. Csiszar | Management | For | For |
1.2 | Elect Director Julia L. Johnson | Management | For | For |
1.3 | Elect Director Jorge Mas | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Merit E. Janow | Management | For | For |
1b | Elect Director Candido Bracher | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Julius Genachowski | Management | For | For |
1e | Elect Director Choon Phong Goh | Management | For | For |
1f | Elect Director Oki Matsumoto | Management | For | For |
1g | Elect Director Michael Miebach | Management | For | For |
1h | Elect Director Youngme Moon | Management | For | For |
1i | Elect Director Rima Qureshi | Management | For | For |
1j | Elect Director Gabrielle Sulzberger | Management | For | For |
1k | Elect Director Harit Talwar | Management | For | For |
1l | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Report on Overseeing Risks Related to Discrimination | Shareholder | Against | Against |
7 | Report on Establishing Merchant Category Code for Gun and Ammunition Stores | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
9 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | Against |
10 | Report on Cost-Benefit Analysis of Diversity and Inclusion Efforts | Shareholder | Against | Against |
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MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Mary Ellen Coe | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Robert M. Davis | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1g | Elect Director Stephen L. Mayo | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Report on Risks Related to Operations in China | Shareholder | Against | Against |
6 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
7 | Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities | Shareholder | Against | Against |
8 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Against |
9 | Publish a Congruency Report of Partnerships with Globalist Organizations | Shareholder | Against | Against |
10 | Require Independent Board Chair | Shareholder | Against | For |
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META PLATFORMS, INC. |
Ticker: META | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peggy Alford | Management | For | Withhold |
1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
1.3 | Elect Director Andrew W. Houston | Management | For | Withhold |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.7 | Elect Director Tracey T. Travis | Management | For | Withhold |
1.8 | Elect Director Tony Xu | Management | For | Withhold |
1.9 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Report on Government Take Down Requests | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Human Rights Impact Assessment of Targeted Advertising | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Report on Allegations of Political Entanglement and Content Management Biases in India | Shareholder | Against | For |
8 | Report on Framework to Assess Company Lobbying Alignment with Climate Goals | Shareholder | Against | Against |
9 | Report on Data Privacy regarding Reproductive Healthcare | Shareholder | Against | For |
10 | Report on Enforcement of Community Standards and User Content | Shareholder | Against | For |
11 | Report on Child Safety and Harm Reduction | Shareholder | Against | For |
12 | Report on Executive Pay Calibration to Externalized Costs | Shareholder | Against | Against |
13 | Commission Independent Review of Audit & Risk Oversight Committee | Shareholder | Against | For |
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METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Roland Diggelmann | Management | For | For |
1.3 | Elect Director Domitille Doat-Le Bigot | Management | For | For |
1.4 | Elect Director Elisha W. Finney | Management | For | For |
1.5 | Elect Director Richard Francis | Management | For | For |
1.6 | Elect Director Michael A. Kelly | Management | For | For |
1.7 | Elect Director Thomas P. Salice | Management | For | For |
1.8 | Elect Director Ingrid Zhang | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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MICROCHIP TECHNOLOGY INCORPORATED | ||||
Ticker: MCHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Chapman | Management | For | For |
1.2 | Elect Director Esther L. Johnson | Management | For | For |
1.3 | Elect Director Karlton D. Johnson | Management | For | For |
1.4 | Elect Director Wade F. Meyercord | Management | For | For |
1.5 | Elect Director Ganesh Moorthy | Management | For | For |
1.6 | Elect Director Karen M. Rapp | Management | For | For |
1.7 | Elect Director Steve Sanghi | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Reid G. Hoffman | Management | For | For |
2 | Elect Hugh F. Johnston | Management | For | For |
3 | Elect Teri L. List | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Sandra E. Peterson | Management | For | For |
6 | Elect Penny S. Pritzker | Management | For | For |
7 | Elect Carlos A. Rodriguez | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Emma N. Walmsley | Management | For | For |
12 | Elect Padmasree Warrior | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report on Hiring Practices | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Government Use of Technology | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Risks of Developing Military Weapons | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report on Tax Transparency | Shareholder | Against | Against |
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MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | Against |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | Against |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | Against |
1.12 | Elect Director Padmasree Warrior | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Against | Against |
5 | Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Against | Against |
6 | Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | Shareholder | Against | Against |
7 | Report on Government Use of Microsoft Technology | Shareholder | Against | For |
8 | Report on Development of Products for Military | Shareholder | Against | Against |
9 | Report on Tax Transparency | Shareholder | Against | For |
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MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Against | Against |
5 | Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Against | Against |
6 | Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | Shareholder | Against | Against |
7 | Report on Government Use of Microsoft Technology | Shareholder | Against | Against |
8 | Report on Development of Products for Military | Shareholder | Against | Against |
9 | Report on Tax Transparency | Shareholder | Against | Against |
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MITSUBISHI CORP. | ||||
Ticker: 8058 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 103 | Management | For | For |
2.1 | Elect Director Kakiuchi, Takehiko | Management | For | For |
2.2 | Elect Director Nakanishi, Katsuya | Management | For | For |
2.3 | Elect Director Tanaka, Norikazu | Management | For | For |
2.4 | Elect Director Kashiwagi, Yutaka | Management | For | For |
2.5 | Elect Director Nochi, Yuzo | Management | For | For |
2.6 | Elect Director Tatsuoka, Tsuneyoshi | Management | For | For |
2.7 | Elect Director Miyanaga, Shunichi | Management | For | For |
2.8 | Elect Director Akiyama, Sakie | Management | For | For |
2.9 | Elect Director Sagiya, Mari | Management | For | For |
3 | Appoint Statutory Auditor Murakoshi, Akira | Management | For | For |
4 | Approve Performance-Based Cash Compensation Ceiling for Directors | Management | For | For |
5 | Amend Articles to Disclose Greenhouse Gas Emission Reduction Targets Aligned with Goals of Paris Agreement | Shareholder | Against | For |
6 | Amend Articles to Disclose Evaluation concerning Consistency between Capital Expenditures and Net Zero Greenhouse Gas Emissions by 2050 Commitment | Shareholder | Against | For |
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MITSUI & CO., LTD. |
Meeting Type: ANNUAL | ||||
Ticker: 8031 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
2.1 | Elect Director Yasunaga, Tatsuo | Management | For | For |
2.2 | Elect Director Hori, Kenichi | Management | For | For |
2.3 | Elect Director Uno, Motoaki | Management | For | For |
2.4 | Elect Director Takemasu, Yoshiaki | Management | For | For |
2.5 | Elect Director Nakai, Kazumasa | Management | For | For |
2.6 | Elect Director Shigeta, Tetsuya | Management | For | For |
2.7 | Elect Director Sato, Makoto | Management | For | For |
2.8 | Elect Director Matsui, Toru | Management | For | For |
2.9 | Elect Director Daikoku, Tetsuya | Management | For | For |
2.10 | Elect Director Samuel Walsh | Management | For | For |
2.11 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.12 | Elect Director Egawa, Masako | Management | For | For |
2.13 | Elect Director Ishiguro, Fujiyo | Management | For | For |
2.14 | Elect Director Sarah L. Casanova | Management | For | For |
2.15 | Elect Director Jessica Tan Soon Neo | Management | For | For |
3.1 | Appoint Statutory Auditor Fujiwara, Hirotatsu | Management | For | For |
3.2 | Appoint Statutory Auditor Hayashi, Makoto | Management | For | For |
3.3 | Appoint Statutory Auditor Shiotani, Kimiro | Management | For | For |
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MOMENTIVE GLOBAL INC. | ||||
Ticker: MNTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
|
MONSTER BEVERAGE CORPORATION |
Ticker: MNST |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Ana Demel | Management | For | For |
1.5 | Elect Director James L. Dinkins | Management | For | For |
1.6 | Elect Director Gary P. Fayard | Management | For | For |
1.7 | Elect Director Tiffany M. Hall | Management | For | For |
1.8 | Elect Director Jeanne P. Jackson | Management | For | For |
1.9 | Elect Director Steven G. Pizula | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Increase Authorized Common Stock | Management | For | Against |
6 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | For | For |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jorge A. Bermudez | Management | For | For |
1b | Elect Director Therese Esperdy | Management | For | For |
1c | Elect Director Robert Fauber | Management | For | For |
1d | Elect Director Vincent A. Forlenza | Management | For | For |
1e | Elect Director Kathryn M. Hill | Management | For | For |
1f | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
1g | Elect Director Jose M. Minaya | Management | For | For |
1h | Elect Director Leslie F. Seidman | Management | For | For |
1i | Elect Director Zig Serafin | Management | For | For |
1j | Elect Director Bruce Van Saun | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MORGAN STANLEY | ||||
Ticker: MS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alistair Darling | Management | For | For |
1b | Elect Director Thomas H. Glocer | Management | For | For |
1c | Elect Director James P. Gorman | Management | For | For |
1d | Elect Director Robert H. Herz | Management | For | For |
1e | Elect Director Erika H. James | Management | For | For |
1f | Elect Director Hironori Kamezawa | Management | For | For |
1g | Elect Director Shelley B. Leibowitz | Management | For | For |
1h | Elect Director Stephen J. Luczo | Management | For | For |
1i | Elect Director Jami Miscik | Management | For | For |
1j | Elect Director Masato Miyachi | Management | For | For |
1k | Elect Director Dennis M. Nally | Management | For | For |
1l | Elect Director Mary L. Schapiro | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Against |
|
NEW FORTRESS ENERGY INC. |
Ticker: NFE |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Mack | Management | For | Withhold |
1.2 | Elect Director Katherine E. Wanner | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEWMONT CORPORATION | ||||
Ticker: NEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick G. Awuah, Jr. | Management | For | For |
1.2 | Elect Director Gregory H. Boyce | Management | For | For |
1.3 | Elect Director Bruce R. Brook | Management | For | For |
1.4 | Elect Director Maura Clark | Management | For | For |
1.5 | Elect Director Emma FitzGerald | Management | For | For |
1.6 | Elect Director Mary A. Laschinger | Management | For | For |
1.7 | Elect Director Jose Manuel Madero | Management | For | For |
1.8 | Elect Director Rene Medori | Management | For | For |
1.9 | Elect Director Jane Nelson | Management | For | For |
1.10 | Elect Director Thomas Palmer | Management | For | For |
1.11 | Elect Director Julio M. Quintana | Management | For | For |
1.12 | Elect Director Susan N. Story | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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NEXTERA ENERGY PARTNERS, LP | ||||
Ticker: NEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan D. Austin | Management | For | For |
1b | Elect Director Robert J. Byrne | Management | For | For |
1c | Elect Director John W. Ketchum | Management | For | For |
1d | Elect Director Peter H. Kind | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nicole S. Arnaboldi | Management | For | For |
1b | Elect Director Sherry S. Barrat | Management | For | Against |
1c | Elect Director James L. Camaren | Management | For | Against |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Naren K. Gursahaney | Management | For | For |
1f | Elect Director Kirk S. Hachigian | Management | For | Against |
1g | Elect Director John W. Ketchum | Management | For | For |
1h | Elect Director Amy B. Lane | Management | For | For |
1i | Elect Director David L. Porges | Management | For | For |
1j | Elect Director Deborah "Dev" Stahlkopf | Management | For | For |
1k | Elect Director John A. Stall | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | Against |
2 | Ratify Deloitte & Touche as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Disclose Board Skills and Diversity Matrix | Shareholder | Against | For |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nicole S. Arnaboldi | Management | For | For |
1b | Elect Director Sherry S. Barrat | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Naren K. Gursahaney | Management | For | For |
1f | Elect Director Kirk S. Hachigian | Management | For | For |
1g | Elect Director John W. Ketchum | Management | For | For |
1h | Elect Director Amy B. Lane | Management | For | For |
1i | Elect Director David L. Porges | Management | For | For |
1j | Elect Director Deborah "Dev" Stahlkopf | Management | For | For |
1k | Elect Director John A. Stall | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Disclose Board Skills and Diversity Matrix | Shareholder | Against | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
1b | Elect Director Peter B. Henry | Management | For | For |
1c | Elect Director Michelle A. Peluso | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Adopt a Policy on China Sourcing | Shareholder | Against | Against |
| ||||
NIKOLA CORPORATION | ||||
Ticker: NKLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Russell | Management | For | For |
1.2 | Elect Director Stephen J. Girsky | Management | For | For |
1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
1.4 | Elect Director Michael L. Mansuetti | Management | For | For |
1.5 | Elect Director Gerrit A. Marx | Management | For | For |
1.6 | Elect Director Mary L. Petrovich | Management | For | For |
1.7 | Elect Director Steven M. Shindler | Management | For | For |
1.8 | Elect Director Bruce L. Smith | Management | For | For |
1.9 | Elect Director DeWitt C. Thompson, V | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NORTH ATLANTIC ACQUISITION CORPORATION | ||||
Ticker: NAAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Marcum LLP as Auditors | Management | For | For |
2 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from January 26, 2023 to July 26, 2023 | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Vicky A. Bailey | Management | For | For |
1b | Elect Director Andrew Gould | Management | For | For |
1c | Elect Director Carlos M. Gutierrez | Management | For | For |
1d | Elect Director Vicki Hollub | Management | For | For |
1e | Elect Director William R. Klesse | Management | For | For |
1f | Elect Director Jack B. Moore | Management | For | For |
1g | Elect Director Claire O'Neill | Management | For | For |
1h | Elect Director Avedick B. Poladian | Management | For | For |
1i | Elect Director Ken Robinson | Management | For | For |
1j | Elect Director Robert M. Shearer | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
PACKAGING CORPORATION OF AMERICA | ||||
Ticker: PKG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Duane C. Farrington | Management | For | For |
1.3 | Elect Director Donna A. Harman | Management | For | For |
1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
1.5 | Elect Director Robert C. Lyons | Management | For | For |
1.6 | Elect Director Thomas P. Maurer | Management | For | For |
1.7 | Elect Director Samuel M. Mencoff | Management | For | Against |
1.8 | Elect Director Roger B. Porter | Management | For | Against |
1.9 | Elect Director Thomas S. Souleles | Management | For | Against |
1.10 | Elect Director Paul T. Stecko | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PALO ALTO NETWORKS, INC. | ||||
Ticker: PANW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Helene D. Gayle | Management | For | For |
2 | Elect James J. Goetz | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Amendment to the 2021 Equity Incentive Plan | Management | For | For |
| ||||
PEGASUS ACQUISITION COMPANY EUROPE BV | ||||
Ticker: PACEU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Board Report (Non-Voting) | Management | None | None |
3 | Approve Remuneration Report | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Discharge of Directors During the Financial Year 2022 | Management | For | For |
7 | Approve Dissolution of the Company and Appoint Jean-Pierre Mustier as Liquidator and Custodian of the Books and Records | Management | For | For |
8 | Approve Discharge of Directors | Management | For | For |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Segun Agbaje | Management | For | For |
1b | Elect Director Jennifer Bailey | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian Cook | Management | For | For |
1e | Elect Director Edith W. Cooper | Management | For | For |
1f | Elect Director Susan M. Diamond | Management | For | For |
1g | Elect Director Dina Dublon | Management | For | For |
1h | Elect Director Michelle Gass | Management | For | For |
1i | Elect Director Ramon L. Laguarta | Management | For | For |
1j | Elect Director Dave J. Lewis | Management | For | For |
1k | Elect Director David C. Page | Management | For | For |
1l | Elect Director Robert C. Pohlad | Management | For | For |
1m | Elect Director Daniel Vasella | Management | For | For |
1n | Elect Director Darren Walker | Management | For | For |
1o | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Issue Transparency Report on Global Public Policy and Political Influence | Shareholder | Against | Against |
7 | Report on Impacts of Restrictive Reproductive Healthcare Legislation | Shareholder | Against | Against |
8 | Publish Annual Congruency Report on Net-Zero Emissions Policy | Shareholder | Against | Against |
| ||||
PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl F. Campbell | Management | For | For |
1b | Elect Director Kerry W. Cooper | Management | For | For |
1c | Elect Director Arno L. Harris | Management | For | For |
1d | Elect Director Carlos M. Hernandez | Management | For | For |
1e | Elect Director Michael R. Niggli | Management | For | For |
1f | Elect Director Benjamin F. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
PING IDENTITY HOLDING CORP. |
Ticker: PING |
Security ID: 72341T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A.R Alameddine | Management | For | For |
1b | Elect Director Lori G. Billingsley | Management | For | For |
1c | Elect Director Edison C. Buchanan | Management | For | For |
1d | Elect Director Richard P. Dealy | Management | For | For |
1e | Elect Director Maria S. Dreyfus | Management | For | For |
1f | Elect Director Matthew M. Gallagher | Management | For | For |
1g | Elect Director Phillip A. Gobe | Management | For | For |
1h | Elect Director Stacy P. Methvin | Management | For | For |
1i | Elect Director Royce W. Mitchell | Management | For | For |
1j | Elect Director Scott D. Sheffield | Management | For | For |
1k | Elect Director J. Kenneth Thompson | Management | For | For |
1l | Elect Director Phoebe A. Wood | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PNM RESOURCES, INC. | ||||
Ticker: PNM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Vicky A. Bailey | Management | For | For |
1B | Elect Director Norman P. Becker | Management | For | For |
1C | Elect Director Patricia K. Collawn | Management | For | For |
1D | Elect Director E. Renae Conley | Management | For | For |
1E | Elect Director Alan J. Fohrer | Management | For | For |
1F | Elect Director Sidney M. Gutierrez | Management | For | For |
1G | Elect Director James A. Hughes | Management | For | For |
1H | Elect Director Maureen T. Mullarkey | Management | For | For |
1I | Elect Director Donald K. Schwanz | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PONTEM CORPORATION | ||||
Ticker: PNTM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from January 15, 2023 to July 15, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
POOL CORPORATION | ||||
Ticker: POOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter D. Arvan | Management | For | For |
1b | Elect Director Martha "Marty" S. Gervasi | Management | For | For |
1c | Elect Director James "Jim" D. Hope | Management | For | For |
1d | Elect Director Debra S. Oler | Management | For | For |
1e | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1f | Elect Director Carlos A. Sabater | Management | For | For |
1g | Elect Director Robert C. Sledd | Management | For | For |
1h | Elect Director John E. Stokely | Management | For | For |
1i | Elect Director David G. Whalen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PRIMAVERA CAPITAL ACQUISITION CORP. | ||||
Ticker: PV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2 | Approve Merger Agreement | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
| ||||
PROMETHEUS BIOSCIENCES, INC. | ||||
Ticker: RXDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sylvia Acevedo | Management | For | For |
1b | Elect Director Cristiano R. Amon | Management | For | For |
1c | Elect Director Mark Fields | Management | For | For |
1d | Elect Director Jeffrey W. Henderson | Management | For | For |
1e | Elect Director Gregory N. Johnson | Management | For | For |
1f | Elect Director Ann M. Livermore | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Jamie S. Miller | Management | For | For |
1i | Elect Director Irene B. Rosenfeld | Management | For | For |
1j | Elect Director Kornelis (Neil) Smit | Management | For | For |
1k | Elect Director Jean-Pascal Tricoire | Management | For | For |
1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
QUALTRICS INTERNATIONAL INC. | ||||
Ticker: XM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ritu Bhargava | Management | For | Against |
1b | Elect Director Egon Durban | Management | For | Against |
1c | Elect Director Sindhu Gangadharan | Management | For | Against |
1d | Elect Director Omar Johnson | Management | For | For |
1e | Elect Director Christian Klein | Management | For | Against |
1f | Elect Director Robin Manherz | Management | For | Against |
1g | Elect Director Luka Mucic | Management | For | Against |
1h | Elect Director Scott Russell | Management | For | Against |
1i | Elect Director Zig Serafin | Management | For | Against |
1j | Elect Director Ryan Smith | Management | For | Against |
1k | Elect Director Kelly Steckelberg | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
QUANTA SERVICES, INC. | ||||
Ticker: PWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl C. (Duke) Austin, Jr. | Management | For | For |
1.2 | Elect Director Doyle N. Beneby | Management | For | For |
1.3 | Elect Director Vincent D. Poster | Management | For | For |
1.4 | Elect Director Bernard Fried | Management | For | For |
1.5 | Elect Director Worthing F. Jackman | Management | For | For |
1.6 | Elect Director Holli C. Ladhani | Management | For | For |
1.7 | Elect Director David M. McClanahan | Management | For | For |
1.8 | Elect Director R. Scott Rowe | Management | For | For |
1.9 | Elect Director Margaret B. Shannon | Management | For | For |
1.10 | Elect Director Martha B. Wyrsch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
QUANTUM FINTECH ACQUISITION CORPORATION | ||||
Ticker: QFTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from February 9, 2023 to August 9, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3.1 | Elect Director John Schaible | Management | For | For |
3.2 | Elect Director Miguel Leon | Management | For | For |
3.3 | Elect Director Michael Devlin | Management | For | For |
3.4 | Elect Director Sandip I. Patel | Management | For | For |
3.5 | Elect Director Thomas J. Hammond | Management | For | Withhold |
3.6 | Elect Director Richard Korhammer | Management | For | For |
3.7 | Elect Director Steven J. Carlson | Management | For | For |
4 | Ratify Marcum LLP as Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
| ||||
RCF ACQUISITION CORP. | ||||
Ticker: RCFA | ||||
Proposal | Proposal | Proposed By | Management | Vote |
No | Recommendation | Cast | ||
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from from May 15, 2023 to May 15, 2024 | Management | For | For |
2 | Approve Liquidation Amendment | Management | For | For |
3 | Amend Articles to Eliminate Redemption Limitation | Management | For | For |
4 | Amend Charter Re: Founder Share Amendment | Management | For | For |
5 | Elect Directors Elodie Grant Goodey and Timothy Baker | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
| ||||
REDFIN CORPORATION | ||||
Ticker: RDFN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert Bass | Management | For | For |
1b | Elect Director Kerry D. Chandler | Management | For | For |
1c | Elect Director Glenn Kelman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Michael A. Duffy | Management | For | For |
1d | Elect Director Thomas W. Handley | Management | For | For |
1e | Elect Director Jennifer M. Kirk | Management | For | For |
1f | Elect Director Michael Larson | Management | For | For |
1g | Elect Director James P. Snee | Management | For | For |
1h | Elect Director Brian S. Tyler | Management | For | For |
1i | Elect Director Jon Vander Ark | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
1k | Elect Director Katharine B. Weymouth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
RMG ACQUISITION CORP. III | ||||
Ticker: RMGC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from February 9, 2023 to May 9, 2023,and to Further Extend, Without Another Shareholder Approval, to August 9, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
RXR ACQUISITION CORP. | ||||
Ticker: RXRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
SCIENCE STRATEGIC ACQUISITION CORP. ALPHA | ||||
Ticker: SSAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change | Management | For | For |
the Original Termination Date and to Eliminate Redemption Limitation | ||||
2 | Adjourn Meeting | Management | For | For |
| ||||
SCVX CORP. | ||||
Ticker: SCVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination to April 28, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
SIMON PROPERTY GROUP ACQUISITION HOLDINGS, INC. | ||||
Ticker: SPGS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Charter | Management | For | For |
2 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
3 | Amend Investment Management Trust Agreement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
SKYLINE CHAMPION CORPORATION | ||||
Ticker: SKY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Anderson | Management | For | For |
1.2 | Elect Director Michael Berman | Management | For | For |
1.3 | Elect Director Timothy Bernlohr | Management | For | For |
1.4 | Elect Director Eddie Capel | Management | For | For |
1.5 | Elect Director Michael Kaufman | Management | For | For |
1.6 | Elect Director Erin Mulligan Nelson | Management | For | For |
1.7 | Elect Director Nikul Patel | Management | For | For |
1.8 | Elect Director Gary E. Robinette | Management | For | For |
1.9 | Elect Director Mark Yost | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SLAM CORP. | ||||
Ticker: SLAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from February 25, 2023 to May 25, 2023 | Management | For | For |
2 | Amend Articles of Association Regarding Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
SNOWFLAKE INC. | ||||
Ticker: SNOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kelly A. Kramer | Management | For | For |
2 | Elect Frank Slootman | Management | For | For |
3 | Elect Michael L. Speiser | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Ratification of Auditor | Management | For | For |
| ||||
SOCIAL CAPITAL SUVRETTA HOLDINGS CORP. I | ||||
Ticker: DNAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2 | Change Jurisdiction of Incorporation from Cayman Islands to the State of Delaware | Management | For | Against |
3 | Approve Changes in Authorized Share Capital | Management | For | Against |
4 | Authorize Board to Issue Any or All Shares of Preferred Stock in One or More Classes or Series | Management | For | Against |
5 | Approve the Adoption of the Proposed Certificate of Incorporation and the Proposed Bylaws | Management | For | Against |
6 | Elect Bharatt Chowrira, Kenneth Ehlert, Christine Lemke, William "BJ" Jones, Jr., Adam Gazzaley, W. Edward Martucci, and Chamath Palihapitiya as Directors | Management | For | Against |
7 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
10 | Ratify Marcum LLP as Auditors | Management | For | For |
11 | Adjourn Meeting | Management | For | Against |
| ||||
SOCIAL CAPITAL SUVRETTA HOLDINGS CORP. III | ||||
Ticker: DNAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | Against |
2A | Change Company Name to ProKidney Corp. | Management | For | Against |
2B | Increase Authorized Common Stock | Management | For | Against |
2C | Amend Memorandum and Articles of Association | Management | For | Against |
3 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
4.1 | Elect Director Tim Bertram | Management | For | Against |
4.2 | Elect Director Pablo Legorreta | Management | For | Against |
4.3 | Elect Director William F. Doyle | Management | For | Against |
4.4 | Elect Director Alan M. Lotvin | Management | For | Against |
4.5 | Elect Director Brian J. G. Pereira | Management | For | Against |
4.6 | Elect Director Uma Sinha | Management | For | Against |
4.7 | Elect Director John M. Maraganore | Management | For | Against |
4.8 | Elect Director Jose Ignacio Jimenez Santos | Management | For | Against |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
7 | Ratify Marcum LLP as Auditors | Management | For | For |
8 | Adjourn Meeting | Management | For | Against |
| ||||
SOCIAL LEVERAGE ACQUISITION CORP. I | ||||
Ticker: SLAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from February 17, 2023 to May 17, 2023 | Management | For | For |
2 | Amend Certificate of Incorporation to Eliminate Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
SOLAREDGE TECHNOLOGIES, INC. | ||||
Ticker: SEDG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marcel Gani | Management | For | For |
1b | Elect Director Tal Payne | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For |
|
SPINDLETOP HEALTH ACQUISITION CORP. |
Record Date: NOV 21, 2022 | ||||
Ticker: SHCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
STARBUCKS CORPORATION | ||||
Ticker: SBUX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard E. Allison, Jr. | Management | For | Against |
1b | Elect Director Andrew Campion | Management | For | Against |
1c | Elect Director Beth Ford | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Jorgen Vig Knudstorp | Management | For | For |
1f | Elect Director Satya Nadella | Management | For | For |
1g | Elect Director Laxman Narasimhan | Management | For | For |
1h | Elect Director Howard Schultz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Plant-Based Milk Pricing | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | For |
7 | Report on Operations in Communist China | Shareholder | Against | Against |
8 | Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining Rights | Shareholder | Against | For |
9 | Establish Committee on Corporate Sustainability | Shareholder | Against | Against |
|
STONEBRIDGE ACQUISITION CORP. |
Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
Ticker: APAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association to Extend Consummation of Business Combination from January 20, 2023 to July 20, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
SUNNOVA ENERGY INTERNATIONAL INC. | ||||
Ticker: NOVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. (John) Berger | Management | For | For |
1.2 | Elect Director Rahman D'Argenio | Management | For | For |
1.3 | Elect Director Michael C. Morgan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SUNRUN, INC. | ||||
Ticker: RUN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Dach | Management | For | For |
1.2 | Elect Director Edward Fenster | Management | For | For |
1.3 | Elect Director Mary Powell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
|
SWITCH, INC. |
Ticker: SWCH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
T-MOBILE US, INC. | ||||
Ticker: TMUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andre Almeida | Management | For | Withhold |
1.2 | Elect Director Marcelo Claure | Management | For | Withhold |
1.3 | Elect Director Srikant M. Datar | Management | For | For |
1.4 | Elect Director Srinivasan Gopalan | Management | For | Withhold |
1.5 | Elect Director Timotheus Hottges | Management | For | Withhold |
1.6 | Elect Director Christian P. Illek | Management | For | Withhold |
1.7 | Elect Director Raphael Kubler | Management | For | Withhold |
1.8 | Elect Director Thorsten Langheim | Management | For | Withhold |
1.9 | Elect Director Dominique Leroy | Management | For | Withhold |
1.10 | Elect Director Letitia A. Long | Management | For | For |
1.11 | Elect Director G. Michael Sievert | Management | For | Withhold |
1.12 | Elect Director Teresa A. Taylor | Management | For | For |
1.13 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
|
TECH AND ENERGY TRANSITION CORPORATION |
Ticker: TETC |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 19, 2023, to September 19, 2023 | Management | For | Against |
2 | Amend Certificate of Incorporation to Eliminate Redemption Limitation | Management | For | For |
3 | Amend Certificate of Incorporation to Adopt Additional Redemption Rights Amendment | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
| ||||
TERMINIX GLOBAL HOLDINGS, INC. | ||||
Ticker: TMX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
TESLA, INC. | ||||
Ticker: TSLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Robyn Denholm | Management | For | Against |
1.3 | Elect Director JB Straubel | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Report on Key-Person Risk and Efforts to Ameliorate It | Shareholder | Against | Against |
|
THE AES CORPORATION |
Ticker: AES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet G. Davidson | Management | For | For |
1.2 | Elect Director Andres R. Gluski | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director Holly K. Koeppel | Management | For | For |
1.5 | Elect Director Julia M. Laulis | Management | For | For |
1.6 | Elect Director Alain Monie | Management | For | For |
1.7 | Elect Director John B. Morse, Jr. | Management | For | For |
1.8 | Elect Director Moises Naim | Management | For | For |
1.9 | Elect Director Teresa M. Sebastian | Management | For | For |
1.10 | Elect Director Maura Shaughnessy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| ||||
THE COCA-COLA COMPANY | ||||
Ticker: KO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herb Allen | Management | For | For |
1.2 | Elect Director Marc Bolland | Management | For | For |
1.3 | Elect Director Ana Botin | Management | For | For |
1.4 | Elect Director Christopher C. Davis | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Carolyn Everson | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.10 | Elect Director Amity Millhiser | Management | For | For |
1.11 | Elect Director James Quincey | Management | For | For |
1.12 | Elect Director Caroline J. Tsay | Management | For | For |
1.13 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Third-Party Civil Rights Audit | Shareholder | Against | Against |
6 | Issue Transparency Report on Global Public Policy and Political Influence | Shareholder | Against | Against |
7 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against |
8 | Require Independent Board Chair | Shareholder | Against | For |
9 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Against | Against |
| ||||
THE HERSHEY COMPANY | ||||
Ticker: HSY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela M. Arway | Management | For | For |
1.2 | Elect Director Michele G. Buck | Management | For | For |
1.3 | Elect Director Victor L. Crawford | Management | For | For |
1.4 | Elect Director Robert M. Dutkowsky | Management | For | Withhold |
1.5 | Elect Director Mary Kay Haben | Management | For | For |
1.6 | Elect Director James C. Katzman | Management | For | Withhold |
1.7 | Elect Director M. Diane Koken | Management | For | For |
1.8 | Elect Director Huong Maria T. Kraus | Management | For | For |
1.9 | Elect Director Robert M. Malcolm | Management | For | Withhold |
1.10 | Elect Director Anthony J. Palmer | Management | For | Withhold |
1.11 | Elect Director Juan R. Perez | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Human Rights Impacts of Living Wage & Income Position Statement | Shareholder | Against | Against |
|
THE HOME DEPOT, INC. |
Meeting Date: MAY 18, 2023 | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Edward P. Decker | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Paula Santilli | Management | For | For |
1m | Elect Director Caryn Seidman-Becker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | For |
7 | Report on Political Expenditures Congruence | Shareholder | Against | Against |
8 | Rescind 2022 Racial Equity Audit Proposal | Shareholder | Against | Against |
9 | Encourage Senior Management Commitment to Avoid Political Speech | Shareholder | Against | Against |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Edward P. Decker | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Paula Santilli | Management | For | For |
1m | Elect Director Caryn Seidman-Becker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Report on Political Expenditures Congruence | Shareholder | Against | For |
8 | Rescind 2022 Racial Equity Audit Proposal | Shareholder | Against | Against |
9 | Encourage Senior Management Commitment to Avoid Political Speech | Shareholder | Against | Against |
| ||||
THE KROGER CO. | ||||
Ticker: KR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nora A. Aufreiter | Management | For | For |
1b | Elect Director Kevin M. Brown | Management | For | For |
1c | Elect Director Elaine L. Chao | Management | For | For |
1d | Elect Director Anne Gates | Management | For | For |
1e | Elect Director Karen M. Hoguet | Management | For | For |
1f | Elect Director W. Rodney McMullen | Management | For | For |
1g | Elect Director Clyde R. Moore | Management | For | For |
1h | Elect Director Ronald L. Sargent | Management | For | For |
1i | Elect Director J. Amanda Sourry Knox (Amanda Sourry) | Management | For | For |
1j | Elect Director Mark S. Sutton | Management | For | For |
1k | Elect Director Ashok Vemuri | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Report on Public Health Costs Due to Tobacco Product Sales and the Impact on Overall Market | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Against |
7 | Report on Efforts to Reduce Plastic Use | Shareholder | Against | For |
8 | Report on Gender/Racial Pay Gap | Shareholder | Against | For |
9 | Report on Risks of Omitting Viewpoint and Ideological Diversity from EEO Policy | Shareholder | Against | Against |
| ||||
THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Marc Allen | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Amy L. Chang | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Christopher Kempczinski | Management | For | For |
1f | Elect Director Debra L. Lee | Management | For | For |
1g | Elect Director Terry J. Lundgren | Management | For | For |
1h | Elect Director Christine M. McCarthy | Management | For | For |
1i | Elect Director Jon R. Moeller | Management | For | For |
1j | Elect Director Rajesh Subramaniam | Management | For | For |
1k | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
THE SHERWIN-WILLIAMS COMPANY |
Meeting Date: APR 19, 2023 | ||||
Ticker: SHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Arthur F. Anton | Management | For | For |
1c | Elect Director Jeff M. Fettig | Management | For | For |
1d | Elect Director John G. Morikis | Management | For | For |
1e | Elect Director Christine A. Poon | Management | For | For |
1f | Elect Director Aaron M. Powell | Management | For | For |
1g | Elect Director Marta R. Stewart | Management | For | For |
1h | Elect Director Michael H. Thaman | Management | For | For |
1i | Elect Director Matthew Thornton, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Michael A. Creel | Management | For | For |
1.4 | Elect Director Stacey H. Dore | Management | For | For |
1.5 | Elect Director Carri A. Lockhart | Management | For | For |
1.6 | Elect Director Richard E. Muncrief | Management | For | For |
1.7 | Elect Director Peter A. Ragauss | Management | For | For |
1.8 | Elect Director Rose M. Robeson | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Murray D. Smith | Management | For | For |
1.11 | Elect Director William H. Spence | Management | For | For |
1.12 | Elect Director Jesse J. Tyson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director Ruby R. Chandy | Management | For | For |
1d | Elect Director C. Martin Harris | Management | For | For |
1e | Elect Director Tyler Jacks | Management | For | For |
1f | Elect Director R. Alexandra Keith | Management | For | Against |
1g | Elect Director James C. Mullen | Management | For | For |
1h | Elect Director Lars R. Sorensen | Management | For | For |
1i | Elect Director Debora L. Spar | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | Against |
1k | Elect Director Dion J. Weisler | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director Ruby R. Chandy | Management | For | For |
1d | Elect Director C. Martin Harris | Management | For | For |
1e | Elect Director Tyler Jacks | Management | For | For |
1f | Elect Director R. Alexandra Keith | Management | For | For |
1g | Elect Director James C. Mullen | Management | For | For |
1h | Elect Director Lars R. Sorensen | Management | For | For |
1i | Elect Director Debora L. Spar | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
THUNDER BRIDGE CAPITAL PARTNERS IV, INC. | ||||
Ticker: THCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from July 2, 2023 to July 2, 2024 | Management | For | For |
2 | Amend Certificate of Incorporation Re: Founder Share Amendment | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
TISHMAN SPEYER INNOVATION CORP. II | ||||
Ticker: TSIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Charter to Eliminate Redemption Limitation | Management | For | For |
3 | Amend Investment Management Trust Agreement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
TKB CRITICAL TECHNOLOGIES 1 | ||||
Ticker: USCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from January 29, 2023 to June 29, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
TLG ACQUISITION ONE CORP. | ||||
Ticker: TLGA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from February 1, 2023 to August 1, 2023 | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
TRONOX HOLDINGS PLC | ||||
Ticker: TROX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ilan Kaufthal | Management | For | For |
1b | Elect Director John Romano | Management | For | For |
1c | Elect Director Jean-Francois Turgeon | Management | For | For |
1d | Elect Director Mutlaq Al- Morished | Management | For | For |
1e | Elect Director Vanessa Guthrie | Management | For | For |
1f | Elect Director Peter B. Johnston | Management | For | For |
1g | Elect Director Ginger M. Jones | Management | For | For |
1h | Elect Director Stephen Jones | Management | For | For |
1i | Elect Director Moazzam Khan | Management | For | For |
1j | Elect Director Sipho Nkosi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Statutory Auditors | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorize Share Repurchase Program | Management | For | For |
| ||||
TWC TECH HOLDINGS II CORP. | ||||
Ticker: TWCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To approve and adopt the Business Combination Agreement and Plan of Merger, dated as of April 8, 2021 (as it may be amended or restated from time to time, the "Business Combination Agreement"), by and among Cellebrite DI Ltd. ("Cellebrite"), TWC Tech Hold | Management | FOR | FOR |
2 | To approve and adopt the amended articles of association of TWC to be effective upon the consummation of the Business Combination in the form attached to the accompanying proxy statement as Annex B. | Management | FOR | FOR |
3 | To approve any proposal to adjourn the Special | Management | FOR | FOR |
Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to appro |
| ||||
TWELVE SEAS INVESTMENT CO. II | ||||
Ticker: TWLV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 2, 2023 to December 2, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
TWO | ||||
Ticker: TWOA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 29, 2023 to December 29, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William J. DeLaney | Management | For | For |
1b | Elect Director David B. Dillon | Management | For | For |
1c | Elect Director Sheri H. Edison | Management | For | For |
1d | Elect Director Teresa M. Finley | Management | For | For |
1e | Elect Director Lance M. Fritz | Management | For | For |
1f | Elect Director Deborah C. Hopkins | Management | For | For |
1g | Elect Director Jane H. Lute | Management | For | For |
1h | Elect Director Michael R. McCarthy | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | For |
7 | Adopt a Paid Sick Leave Policy | Shareholder | Against | Against |
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UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William J. DeLaney | Management | For | For |
1b | Elect Director David B. Dillon | Management | For | For |
1c | Elect Director Sheri H. Edison | Management | For | For |
1d | Elect Director Teresa M. Finley | Management | For | For |
1e | Elect Director Lance M. Fritz | Management | For | For |
1f | Elect Director Deborah C. Hopkins | Management | For | For |
1g | Elect Director Jane H. Lute | Management | For | For |
1h | Elect Director Michael R. McCarthy | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | Against |
7 | Adopt a Paid Sick Leave Policy | Shareholder | Against | Against |
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UNITED PARCEL SERVICE, INC. | ||||
Ticker: UPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol Tome | Management | For | For |
1b | Elect Director Rodney Adkins | Management | For | For |
1c | Elect Director Eva Boratto | Management | For | For |
1d | Elect Director Michael Burns | Management | For | For |
1e | Elect Director Wayne Hewett | Management | For | For |
1f | Elect Director Angela Hwang | Management | For | For |
1g | Elect Director Kate Johnson | Management | For | For |
1h | Elect Director William Johnson | Management | For | For |
1i | Elect Director Franck Moison | Management | For | For |
1j | Elect Director Christiana Smith Shi | Management | For | For |
1k | Elect Director Russell Stokes | Management | For | For |
1l | Elect Director Kevin Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Adopt Independently Verified Science-Based Greenhouse Gas Emissions Reduction Targets in Line with the Paris Climate Agreement | Shareholder | Against | Against |
7 | Report on Integrating GHG Emissions Reductions Targets into Executive Compensation | Shareholder | Against | Against |
8 | Report on Just Transition | Shareholder | Against | For |
9 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Against | Against |
10 | Oversee and Report a Civil Rights Audit | Shareholder | Against | Against |
11 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | Shareholder | Against | For |
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UNITEDHEALTH GROUP INCORPORATED |
Meeting Date: JUN 05, 2023 | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy Flynn | Management | For | For |
1b | Elect Director Paul Garcia | Management | For | For |
1c | Elect Director Kristen Gil | Management | For | For |
1d | Elect Director Stephen Hemsley | Management | For | For |
1e | Elect Director Michele Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie Montgomery Rice | Management | For | For |
1h | Elect Director John Noseworthy | Management | For | For |
1i | Elect Director Andrew Witty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Third-Party Racial Equity Audit | Shareholder | Against | For |
6 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
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UNIVAR SOLUTIONS INC. | ||||
Ticker: UNVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
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USHG ACQUISITION CORP. |
Ticker: HUGS |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Eliminate Redemption Limitation | Management | For | For |
2 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
3 | Amend Investment Management Trust Agreement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
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VELOCITY ACQUISITION CORP. | ||||
Ticker: VELO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Change the Original Termination Date | Management | For | For |
2 | Amend Investment Management Trust Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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VMG CONSUMER ACQUISITION CORP. | ||||
Ticker: VMGA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 15, 2023 to November 15, 2023 | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Jean-Francois van Boxmeer as Director | Management | For | For |
3 | Re-elect Nick Read as Director | Management | For | For |
4 | Re-elect Margherita Della Valle as Director | Management | For | For |
5 | Elect Stephen Carter as Director | Management | For | For |
6 | Re-elect Sir Crispin Davis as Director | Management | For | For |
7 | Re-elect Michel Demare as Director | Management | For | For |
8 | Elect Delphine Ernotte Cunci as Director | Management | For | For |
9 | Re-elect Dame Clara Furse as Director | Management | For | For |
10 | Re-elect Valerie Gooding as Director | Management | For | For |
11 | Elect Deborah Kerr as Director | Management | For | For |
12 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
13 | Re-elect David Nish as Director | Management | For | For |
14 | Elect Simon Segars as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise UK Political Donations and Expenditure | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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W. R. BERKLEY CORPORATION | ||||
Ticker: WRB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Robert Berkley, Jr. | Management | For | Against |
1b | Elect Director Maria Luisa Ferre | Management | For | Against |
1c | Elect Director Daniel L. Mosley | Management | For | For |
1d | Elect Director Mark L. Shapiro | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
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WALMART INC. | ||||
Ticker: WMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cesar Conde | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | Against |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | Against |
1g | Elect Director C. Douglas McMillon | Management | For | Against |
1h | Elect Director Gregory B. Penner | Management | For | Against |
1i | Elect Director Randall L. Stephenson | Management | For | Against |
1j | Elect Director S. Robson Walton | Management | For | Against |
1k | Elect Director Steuart L. Walton | Management | For | Against |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Consider Pay Disparity Between CEO and Other Employees | Shareholder | Against | Against |
6 | Report on Human Rights Due Diligence | Shareholder | Against | Against |
7 | Commission Third Party Racial Equity Audit | Shareholder | Against | For |
8 | Report on Racial and Gender Layoff Diversity | Shareholder | Against | Against |
9 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | For |
10 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Shareholder | Against | Against |
11 | Report on Risks Related to Operations in | Shareholder | Against | Against |
China | ||||
12 | Oversee and Report a Workplace Health and Safety Audit | Shareholder | Against | For |
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WATCHES OF SWITZERLAND GROUP PLC | ||||
Ticker: WOSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Bill Floydd as Director | Management | For | For |
5 | Elect Chabi Nouri as Director | Management | For | For |
6 | Re-elect Ian Carter as Director | Management | For | For |
7 | Re-elect Brian Duffy as Director | Management | For | For |
8 | Re-elect Tea Colaianni as Director | Management | For | For |
9 | Re-elect Rosa Monckton as Director | Management | For | For |
10 | Re-elect Robert Moorhead as Director | Management | For | For |
11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise UK Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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WORLD WRESTLING ENTERTAINMENT, INC. |
Ticker: WWE |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent K. Mcmahon | Management | For | Withhold |
1.2 | Elect Director Nick Khan | Management | For | Withhold |
1.3 | Elect Director Paul "Triple H" Levesque | Management | For | Withhold |
1.4 | Elect Director George A. Barrios | Management | For | Withhold |
1.5 | Elect Director Steve Koonin | Management | For | Withhold |
1.6 | Elect Director Michelle R. McKenna | Management | For | For |
1.7 | Elect Director Steve Pamon | Management | For | Withhold |
1.8 | Elect Director Michelle D. Wilson | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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WORLDWIDE WEBB ACQUISITION CORP. | ||||
Ticker: WWAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Extend Consummation of Business Combination | Management | For | For |
2 | Amend Certificate of Incorporation to Eliminate Redemption Limitation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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XPENG, INC. | ||||
Ticker: 9868 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Xiaopeng He as Director | Management | For | For |
3 | Elect Donghao Yang as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Approve PricewaterhouseCoopers and | Management | For | For |
PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve Amendments to the Memorandum and Articles of Association and Adopt Ninth Amended and Restated Memorandum and Articles of Association | Management | For | For |
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ZENDESK INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
K2 Long Short Credit Fund
VOTES BY FRANKLIN K2 LONG SHORT CREDIT FUND ARE PRIOR TO THE LIQUIDATION EFFECTIVE MAY 12, 2023
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TWC TECH HOLDINGS II CORP. | ||||
Ticker: TWCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To approve and adopt the Business Combination Agreement and Plan of Merger, dated as of April 8, 2021 (as it may be amended or restated from time to time, the "Business Combination Agreement"), by and among Cellebrite DI Ltd. ("Cellebrite"), TWC Tech Hold | Management | FOR | FOR |
2 | To approve and adopt the amended articles of association of TWC to be effective upon the consummation of the Business Combination in the form attached to the accompanying proxy statement as Annex B. | Management | FOR | FOR |
3 | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to appro | Management | FOR | FOR |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Alternative Strategies Funds______
By (Signature and Title)* /s/MATTHEW T. HINKLE__
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 24, 2023__
* Print the name and title of each signing officer under his or her signature.