COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y909 | 13,801 | 2,204 | SH | Call | DFND | 1 | 0 | 2,204 | 0 |
ABBVIE INC | COM | 00287Y959 | 7,377 | 1,178 | SH | Put | DFND | 1 | 0 | 1,178 | 0 |
ACADIA PHARMACEUTICALS INC | COM | 004225908 | 18,659 | 6,470 | SH | Call | DFND | 1 | 0 | 6,470 | 0 |
ACADIA PHARMACEUTICALS INC | COM | 004225958 | 1,580 | 548 | SH | Put | DFND | 1 | 0 | 548 | 0 |
ACHILLION PHARMACEUTICALS INC | COM | 00448Q901 | 4,166 | 10,087 | SH | Call | DFND | 1 | 0 | 10,087 | 0 |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 4,962 | 263,947 | SH | | DFND | 1 | 0 | 263,947 | 0 |
ACORDA THERAPEUTICS INC | COM | 00484M906 | 748 | 398 | SH | Call | DFND | 1 | 0 | 398 | 0 |
ACORDA THERAPEUTICS INC | COM | 00484M956 | 11,553 | 6,145 | SH | Put | DFND | 1 | 0 | 6,145 | 0 |
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 760 | 868,608 | SH | | DFND | 1 | 0 | 868,608 | 0 |
ACURA PHARMACEUTICALS INC. | COM | 00509L802 | 79 | 103,444 | SH | | DFND | 1 | 0 | 103,444 | 0 |
ADAMIS PHARMACEUTICALS CORP | COM | 00547W958 | 42 | 134 | SH | Put | DFND | 1 | 0 | 134 | 0 |
ADVAXIS INC | COM | 007624208 | 75 | 10,443 | SH | | DFND | 1 | 0 | 10,443 | 0 |
ADVAXIS INC | COM | 007624908 | 193 | 270 | SH | Call | DFND | 1 | 0 | 270 | 0 |
ADVAXIS INC | COM | 007624958 | 296 | 414 | SH | Put | DFND | 1 | 0 | 414 | 0 |
ADVERUM BIOTECHNOLOGIES INC. | COM | 00773U108 | 822 | 283,306 | SH | | DFND | 1 | 0 | 283,306 | 0 |
AETERNA ZENTARIS INC | COM | 007975402 | 1,442 | 400,560 | SH | | DFND | 1 | 0 | 400,560 | 0 |
AETERNA ZENTARIS INC | COM | 007975952 | 221 | 614 | SH | Put | DFND | 1 | 0 | 614 | 0 |
AEVI GENOMIC MEDICINE INC. | COM | 00835P105 | 716 | 138,195 | SH | | DFND | 1 | 0 | 138,195 | 0 |
AGENUS INC | COM | 00847G955 | 1,031 | 2,503 | SH | Put | DFND | 1 | 0 | 2,503 | 0 |
AGIOS PHARMACEUTICALS INC | COM | 00847X904 | 2,274 | 545 | SH | Call | DFND | 1 | 0 | 545 | 0 |
AKARI THERAPEUTICS PLC | ADR | 00972G108 | 120 | 17,428 | SH | | DFND | 1 | 0 | 17,428 | 0 |
ALCOBRA LTD | SHS | M2239P109 | 193 | 91,858 | SH | | DFND | 1 | 0 | 91,858 | 0 |
ALCOBRA LTD | SHS | M2239P909 | 651 | 3,102 | SH | Call | DFND | 1 | 0 | 3,102 | 0 |
ALCOBRA LTD | SHS | M2239P959 | 117 | 559 | SH | Put | DFND | 1 | 0 | 559 | 0 |
ALEXION PHARMACEUTICALS INC | COM | 015351909 | 19,405 | 1,586 | SH | Call | DFND | 1 | 0 | 1,586 | 0 |
ALKERMES PLC | SHS | G01767905 | 9,110 | 1,639 | SH | Call | DFND | 1 | 0 | 1,639 | 0 |
ALLIQUA BIOMEDICAL INC | COM | 019621200 | 649 | 1,100,398 | SH | | DFND | 1 | 0 | 1,100,398 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 518 | 13,823 | SH | | DFND | 1 | 0 | 13,823 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q907 | 4,643 | 1,240 | SH | Call | DFND | 1 | 0 | 1,240 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q957 | 7,698 | 2,056 | SH | Put | DFND | 1 | 0 | 2,056 | 0 |
AMARIN CORPORATION PLC | ADR | 023111906 | 3,803 | 12,346 | SH | Call | DFND | 1 | 0 | 12,346 | 0 |
AMARIN CORPORATION PLC | ADR | 023111956 | 344 | 1,118 | SH | Put | DFND | 1 | 0 | 1,118 | 0 |
AMGEN INC | COM | 031162100 | 36,961 | 252,795 | SH | | DFND | 1 | 0 | 252,795 | 0 |
AMGEN INC | COM | 031162900 | 4,401 | 301 | SH | Call | DFND | 1 | 0 | 301 | 0 |
AMGEN INC | COM | 031162950 | 54,010 | 3,694 | SH | Put | DFND | 1 | 0 | 3,694 | 0 |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 300 | 60,309 | SH | | DFND | 1 | 0 | 60,309 | 0 |
AMICUS THERAPEUTICS INC | COM | 03152W909 | 5,077 | 10,216 | SH | Call | DFND | 1 | 0 | 10,216 | 0 |
AMICUS THERAPEUTICS INC | COM | 03152W959 | 567 | 1,140 | SH | Put | DFND | 1 | 0 | 1,140 | 0 |
AMPLIPHI BIOSCIENCES CORP | COM | 03211P202 | 668 | 1,518,814 | SH | | DFND | 1 | 0 | 1,518,814 | 0 |
ANTHERA PHARMACEUTICALS INC | COM | 03674U201 | 59 | 91,055 | SH | | DFND | 1 | 0 | 91,055 | 0 |
ANTHERA PHARMACEUTICALS INC | COM | 03674U901 | 64 | 987 | SH | Call | DFND | 1 | 0 | 987 | 0 |
APPLIED DNA SCIENCES | *W | 03815U110 | 1,139 | 2,277,612 | SH | | DFND | 1 | 0 | 2,277,612 | 0 |
APPLIED DNA SCIENCES | COM | 03815U201 | 3,903 | 2,109,601 | SH | | DFND | 1 | 0 | 2,109,601 | 0 |
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 1,942 | 792,617 | SH | | DFND | 1 | 0 | 792,617 | 0 |
ARBUTUS BIOPHARMA CORP | COM | 03879J900 | 498 | 2,033 | SH | Call | DFND | 1 | 0 | 2,033 | 0 |
ASTERIAS BIOTHERAPEUTICS INC | COM | 04624N907 | 92 | 200 | SH | Call | DFND | 1 | 0 | 200 | 0 |
ASTRAZENECA PLC | ADR | 004635308 | 12,985 | 4,753 | SH | Call | DFND | 1 | 0 | 4,753 | 0 |
ATHERSYS INC | COM | 04744L106 | 66 | 43,263 | SH | | DFND | 1 | 0 | 43,263 | 0 |
AXOVANT SCIENCES LTD | COM | G0750W104 | 1,254 | 100,998 | SH | | DFND | 1 | 0 | 100,998 | 0 |
AXOVANT SCIENCES LTD | COM | G0750W904 | 7,112 | 5,726 | SH | Call | DFND | 1 | 0 | 5,726 | 0 |
AXOVANT SCIENCES LTD | COM | G0750W954 | 3,276 | 2,638 | SH | Put | DFND | 1 | 0 | 2,638 | 0 |
AZURRX BIOPHARMA INC. | COM | 05502L105 | 564 | 118,993 | SH | | DFND | 1 | 0 | 118,993 | 0 |
BARCLAYS BANK PLC | IPATH | 06740Q260 | 1,743 | 50,000 | SH | | DFND | 1 | 0 | 50,000 | 0 |
BELLEROPHON THERAPEUTICS INC | COM | 078771102 | 414 | 789,857 | SH | | DFND | 1 | 0 | 789,857 | 0 |
BENITEC BIOPHARMA LTD | *W | 082053117 | 10 | 98,146 | SH | | DFND | 1 | 0 | 98,146 | 0 |
BENITEC BIOPHARMA LTD | ADR | 082053307 | 389 | 254,445 | SH | | DFND | 1 | 0 | 254,445 | 0 |
BIO PATH HOLDINGS INC. | COM | 09057N102 | 896 | 664,046 | SH | | DFND | 1 | 0 | 664,046 | 0 |
BIOBLAST PHARMA LTD | SHS | M20156101 | 687 | 660,157 | SH | | DFND | 1 | 0 | 660,157 | 0 |
BIOCEPT INC | COM | 09072V204 | 319 | 411,432 | SH | | DFND | 1 | 0 | 411,432 | 0 |
BIODELIVERY SCIENCES INTL INC. | COM | 09060J106 | 1,222 | 698,235 | SH | | DFND | 1 | 0 | 698,235 | 0 |
BIOGEN INC | COM | 09062X103 | 5,672 | 20,000 | SH | | DFND | 1 | 0 | 20,000 | 0 |
BIOGEN INC | COM | 09062X903 | 3,261 | 115 | SH | Call | DFND | 1 | 0 | 115 | 0 |
BIOGEN INC | COM | 09062X953 | 2,836 | 100 | SH | Put | DFND | 1 | 0 | 100 | 0 |
BIOPHARMX CORP | COM | 09072X101 | 265 | 708,046 | SH | | DFND | 1 | 0 | 708,046 | 0 |
BLUEBIRD BIO INC | COM | 09609G900 | 3,665 | 597 | SH | Call | DFND | 1 | 0 | 597 | 0 |
BLUEPRINT MEDICINES CORP | COM | 09627Y959 | 533 | 190 | SH | Put | DFND | 1 | 0 | 190 | 0 |
BRAINSTORM CELL THERAPEUTICS | COM | 10501E201 | 637 | 250,766 | SH | | DFND | 1 | 0 | 250,766 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 16,900 | 289,183 | SH | | DFND | 1 | 0 | 289,183 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122908 | 31,669 | 5,419 | SH | Call | DFND | 1 | 0 | 5,419 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122958 | 49,545 | 8,478 | SH | Put | DFND | 1 | 0 | 8,478 | 0 |
CANCER GENETICS INC | COM | 13739U104 | 97 | 71,971 | SH | | DFND | 1 | 0 | 71,971 | 0 |
CAPNIA INC | COM | 14066L105 | 145 | 179,002 | SH | | DFND | 1 | 0 | 179,002 | 0 |
CAPRICOR THERAPEUTICS INC | COM | 14070B101 | 990 | 372,046 | SH | | DFND | 1 | 0 | 372,046 | 0 |
CARDIOME PHARMA CORP | COM | 14159U301 | 1,208 | 437,720 | SH | | DFND | 1 | 0 | 437,720 | 0 |
CEL SCI CORP | COM | 150837508 | 427 | 6,360,207 | SH | | DFND | 1 | 0 | 6,360,207 | 0 |
CELLECT BIOTECHNOLOGY LTD | ADS | 15116C102 | 177 | 57,348 | SH | | DFND | 1 | 0 | 57,348 | 0 |
CELLECTAR BIOSCIENCES INC | *W | 15117F120 | 85 | 201,889 | SH | | DFND | 1 | 0 | 201,889 | 0 |
CELLECTAR BIOSCIENCES INC | COM | 15117F302 | 395 | 323,515 | SH | | DFND | 1 | 0 | 323,515 | 0 |
CELSION CORP | COM | 15117N404 | 416 | 1,333,093 | SH | | DFND | 1 | 0 | 1,333,093 | 0 |
CEMPRA INC | COM | 15130J109 | 121 | 43,121 | SH | | DFND | 1 | 0 | 43,121 | 0 |
CHAMPIONS ONCOLOGY INC | COM | 15870P307 | 641 | 253,504 | SH | | DFND | 1 | 0 | 253,504 | 0 |
CHECK CAP LTD | SHS | M2361E112 | 1,352 | 575,113 | SH | | DFND | 1 | 0 | 575,113 | 0 |
CHIMERIX INC | COM | 16934W106 | 368 | 79,900 | SH | | DFND | 1 | 0 | 79,900 | 0 |
CIDARA THERAPEUTICS INC | COM | 171757107 | 3,041 | 292,398 | SH | | DFND | 1 | 0 | 292,398 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464900 | 15,005 | 3,378 | SH | Call | DFND | 1 | 0 | 3,378 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464950 | 1,866 | 420 | SH | Put | DFND | 1 | 0 | 420 | 0 |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 806 | 28,618 | SH | | DFND | 1 | 0 | 28,618 | 0 |
COHERUS BIOSCIENCES INC | COM | 19249H953 | 2,567 | 912 | SH | Put | DFND | 1 | 0 | 912 | 0 |
COMBIMATRIX CORP | *W | 20009T147 | 363 | 844,917 | SH | | DFND | 1 | 0 | 844,917 | 0 |
CYTORI THERAPEUTICS INC | *W | 23283K121 | 866 | 1,273,712 | SH | | DFND | 1 | 0 | 1,273,712 | 0 |
CYTORI THERAPEUTICS INC | COM | 23283K204 | 2,494 | 1,651,835 | SH | | DFND | 1 | 0 | 1,651,835 | 0 |
CYTRX CORP | COM | 232828509 | 1,749 | 4,697,802 | SH | | DFND | 1 | 0 | 4,697,802 | 0 |
DEPOMED INC | COM | 249908904 | 335 | 186 | SH | Call | DFND | 1 | 0 | 186 | 0 |
DEXTERA SURGICAL INC | COM | 252366109 | 382 | 397,863 | SH | | DFND | 1 | 0 | 397,863 | 0 |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 288 | 100,000 | SH | | DFND | 1 | 0 | 100,000 | 0 |
DURECT CORP | COM | 266605104 | 2,048 | 1,528,516 | SH | | DFND | 1 | 0 | 1,528,516 | 0 |
DURECT CORP | COM | 266605904 | 928 | 6,927 | SH | Call | DFND | 1 | 0 | 6,927 | 0 |
DYNAVAX TECHNOLOGIES CORP | COM | 268158201 | 261 | 66,091 | SH | | DFND | 1 | 0 | 66,091 | 0 |
DYNAVAX TECHNOLOGIES CORP | COM | 268158901 | 782 | 1,979 | SH | Call | DFND | 1 | 0 | 1,979 | 0 |
DYNAVAX TECHNOLOGIES CORP | COM | 268158951 | 102 | 258 | SH | Put | DFND | 1 | 0 | 258 | 0 |
EDAP TMS S A | ADR | 268311107 | 76 | 22,993 | SH | | DFND | 1 | 0 | 22,993 | 0 |
EDAP TMS S A | ADR | 268311957 | 112 | 341 | SH | Put | DFND | 1 | 0 | 341 | 0 |
EDITAS MEDICINE INC. | COM | 28106W103 | 1,866 | 115,000 | SH | | DFND | 1 | 0 | 115,000 | 0 |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 2,802 | 240,541 | SH | | DFND | 1 | 0 | 240,541 | 0 |
ELI LILLY & CO | COM | 532457108 | 15,674 | 213,113 | SH | | DFND | 1 | 0 | 213,113 | 0 |
ELI LILLY & CO | COM | 532457908 | 174,130 | 23,675 | SH | Call | DFND | 1 | 0 | 23,675 | 0 |
ELI LILLY & CO | COM | 532457958 | 29,736 | 4,043 | SH | Put | DFND | 1 | 0 | 4,043 | 0 |
ENDO INTERNATIONAL PLC | SHS | G30401106 | 2,078 | 126,139 | SH | | DFND | 1 | 0 | 126,139 | 0 |
ENDO INTERNATIONAL PLC | SHS | G30401956 | 2,179 | 1,323 | SH | Put | DFND | 1 | 0 | 1,323 | 0 |
ENTEROMEDICS INC | COM | 29365M505 | 67 | 33,387 | SH | | DFND | 1 | 0 | 33,387 | 0 |
EXELIXIS INC | COM | 30161Q904 | 2,658 | 1,783 | SH | Call | DFND | 1 | 0 | 1,783 | 0 |
EXELIXIS INC | COM | 30161Q954 | 8,039 | 5,392 | SH | Put | DFND | 1 | 0 | 5,392 | 0 |
EXPRESS SCRIPTS HOLDING CO | COM | 30219G108 | 1,616 | 23,494 | SH | | DFND | 1 | 0 | 23,494 | 0 |
EXPRESS SCRIPTS HOLDING CO | COM | 30219G908 | 19,928 | 2,897 | SH | Call | DFND | 1 | 0 | 2,897 | 0 |
EXPRESS SCRIPTS HOLDING CO | COM | 30219G958 | 8,193 | 1,191 | SH | Put | DFND | 1 | 0 | 1,191 | 0 |
EYEGATE PHARMACEUTICALS INC | COM | 30233M107 | 314 | 192,721 | SH | | DFND | 1 | 0 | 192,721 | 0 |
EYEGATE PHARMACEUTICALS INC | *W | 30233M115 | 6 | 20,604 | SH | | DFND | 1 | 0 | 20,604 | 0 |
FIBROGEN INC | COM | 31572Q908 | 2,544 | 1,189 | SH | Call | DFND | 1 | 0 | 1,189 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 208 | 10,914 | SH | | DFND | 1 | 0 | 10,914 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J906 | 240 | 126 | SH | Call | DFND | 1 | 0 | 126 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J956 | 472 | 248 | SH | Put | DFND | 1 | 0 | 248 | 0 |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 648 | 58,338 | SH | | DFND | 1 | 0 | 58,338 | 0 |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135905 | 978 | 881 | SH | Call | DFND | 1 | 0 | 881 | 0 |
FORWARD PHARMA A/S | ADR | 34986J105 | 1,565 | 104,273 | SH | | DFND | 1 | 0 | 104,273 | 0 |
GALECTIN THERAPEUTICS INC | COM | 363225952 | 23 | 235 | SH | Put | DFND | 1 | 0 | 235 | 0 |
GALENA BIOPHARMA INC | COM | 363256504 | 45 | 23,298 | SH | | DFND | 1 | 0 | 23,298 | 0 |
GALENA BIOPHARMA INC | COM | 363256954 | 164 | 847 | SH | Put | DFND | 1 | 0 | 847 | 0 |
GENETIC TECHNOLOGIES LTD | SHS | 37185R208 | 1,156 | 1,070,333 | SH | | DFND | 1 | 0 | 1,070,333 | 0 |
GENVEC INC | COM | 37246C406 | 387 | 120,544 | SH | | DFND | 1 | 0 | 120,544 | 0 |
GILEAD SCIENCES INC | COM | 375558903 | 30,914 | 4,317 | SH | Call | DFND | 1 | 0 | 4,317 | 0 |
GREAT PANTHER SILVER LTD | COM | 39115V951 | 45 | 269 | SH | Put | DFND | 1 | 0 | 269 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T903 | 2,615 | 234 | SH | Call | DFND | 1 | 0 | 234 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T953 | 2,146 | 192 | SH | Put | DFND | 1 | 0 | 192 | 0 |
HALOZYME THERAPEUTICS INC | COM | 40637H909 | 2,676 | 2,708 | SH | Call | DFND | 1 | 0 | 2,708 | 0 |
HALOZYME THERAPEUTICS INC | COM | 40637H959 | 526 | 532 | SH | Put | DFND | 1 | 0 | 532 | 0 |
HCA HOLDINGS INC | COM | 40412C901 | 48,046 | 6,491 | SH | Call | DFND | 1 | 0 | 6,491 | 0 |
HCA HOLDINGS INC | COM | 40412C951 | 740 | 100 | SH | Put | DFND | 1 | 0 | 100 | 0 |
HEMISPHERX BIOPHARMA INC | COM | 42366C301 | 960 | 1,391,286 | SH | | DFND | 1 | 0 | 1,391,286 | 0 |
HERON THERAPEUTICS INC | COM | 427746902 | 185 | 141 | SH | Call | DFND | 1 | 0 | 141 | 0 |
HESS CORP | COM | 42809H907 | 5,619 | 902 | SH | Call | DFND | 1 | 0 | 902 | 0 |
HISTOGENICS CORP | COM | 43358V109 | 1,578 | 944,891 | SH | | DFND | 1 | 0 | 944,891 | 0 |
HORIZON PHARMA PLC | SHS | G4617B905 | 9,647 | 5,962 | SH | Call | DFND | 1 | 0 | 5,962 | 0 |
HORIZON PHARMA PLC | SHS | G4617B955 | 4,516 | 2,791 | SH | Put | DFND | 1 | 0 | 2,791 | 0 |
HUMANA INC | COM | 444859902 | 5,937 | 291 | SH | Call | DFND | 1 | 0 | 291 | 0 |
IGNYTA INC | COM | 451731103 | 1,034 | 195,000 | SH | | DFND | 1 | 0 | 195,000 | 0 |
IMMUNOCELLULAR THERAPEUTICS | *W | 452536121 | 192 | 383,471 | SH | | DFND | 1 | 0 | 383,471 | 0 |
IMMUNOCELLULAR THERAPEUTICS | COM | 452536204 | 328 | 160,129 | SH | | DFND | 1 | 0 | 160,129 | 0 |
IMMUNOMEDICS INC | COM | 452907108 | 184 | 50,000 | SH | | DFND | 1 | 0 | 50,000 | 0 |
INOTEK PHARMACEUTICALS CORP | COM | 45780V102 | 921 | 150,930 | SH | | DFND | 1 | 0 | 150,930 | 0 |
INOTEK PHARMACEUTICALS CORP | COM | 45780V902 | 65 | 106 | SH | Call | DFND | 1 | 0 | 106 | 0 |
INOTEK PHARMACEUTICALS CORP | COM | 45780V952 | 305 | 500 | SH | Put | DFND | 1 | 0 | 500 | 0 |
INSMED INC | COM | 457669307 | 636 | 48,043 | SH | | DFND | 1 | 0 | 48,043 | 0 |
INSMED INC | COM | 457669907 | 1,930 | 1,459 | SH | Call | DFND | 1 | 0 | 1,459 | 0 |
INSMED INC | COM | 457669957 | 2,531 | 1,913 | SH | Put | DFND | 1 | 0 | 1,913 | 0 |
INSPIREMD INC | *W | 45779A127 | 726 | 1,210,106 | SH | | DFND | 1 | 0 | 1,210,106 | 0 |
INTEC PHARMA LTD | SHS | M53644106 | 2,930 | 514,100 | SH | | DFND | 1 | 0 | 514,100 | 0 |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 1,704 | 130,000 | SH | | DFND | 1 | 0 | 130,000 | 0 |
INTRA-CELLULAR THERAPIES INC | COM | 46116X901 | 2,688 | 1,781 | SH | Call | DFND | 1 | 0 | 1,781 | 0 |
IONIS PHARMACEUTICALS INC | COM | 462222900 | 5,041 | 1,054 | SH | Call | DFND | 1 | 0 | 1,054 | 0 |
IONIS PHARMACEUTICALS INC | COM | 462222950 | 3,525 | 737 | SH | Put | DFND | 1 | 0 | 737 | 0 |
ISHARES TR | ETF | 464287955 | 100,045 | 7,419 | SH | Put | DFND | 1 | 0 | 7,419 | 0 |
JUNO THERAPEUTICS INC | COM | 48205A909 | 194 | 103 | SH | Call | DFND | 1 | 0 | 103 | 0 |
KITE PHARMA INC | COM | 49803L909 | 5,251 | 1,171 | SH | Call | DFND | 1 | 0 | 1,171 | 0 |
KITE PHARMA INC | COM | 49803L959 | 1,305 | 291 | SH | Put | DFND | 1 | 0 | 291 | 0 |
LA JOLLA PHARMACEUTICAL CO | COM | 503459604 | 3,698 | 210,978 | SH | | DFND | 1 | 0 | 210,978 | 0 |
LA JOLLA PHARMACEUTICAL CO | COM | 503459904 | 2,957 | 1,687 | SH | Call | DFND | 1 | 0 | 1,687 | 0 |
LA JOLLA PHARMACEUTICAL CO | COM | 503459954 | 589 | 336 | SH | Put | DFND | 1 | 0 | 336 | 0 |
LEXICON PHARMACEUTICALS INC | COM | 528872302 | 969 | 70,040 | SH | | DFND | 1 | 0 | 70,040 | 0 |
LEXICON PHARMACEUTICALS INC | COM | 528872902 | 2,162 | 1,563 | SH | Call | DFND | 1 | 0 | 1,563 | 0 |
LEXICON PHARMACEUTICALS INC | COM | 528872952 | 167 | 121 | SH | Put | DFND | 1 | 0 | 121 | 0 |
LION BIOTECHNOLOGIES INC | COM | 53619R102 | 1,571 | 226,081 | SH | | DFND | 1 | 0 | 226,081 | 0 |
LION BIOTECHNOLOGIES INC | COM | 53619R952 | 876 | 1,260 | SH | Put | DFND | 1 | 0 | 1,260 | 0 |
LION BIOTECHNOLOGIES INC | COM | 53619R990 | 136 | 195 | SH | Call | DFND | 1 | 0 | 195 | 0 |
MANNKIND CORP | COM | 56400P951 | 499 | 7,842 | SH | Put | DFND | 1 | 0 | 7,842 | 0 |
MEDICINES CO | COM | 584688105 | 3,815 | 112,392 | SH | | DFND | 1 | 0 | 112,392 | 0 |
MEDICINES CO | COM | 584688905 | 1,551 | 457 | SH | Call | DFND | 1 | 0 | 457 | 0 |
MEDICINES CO | COM | 584688955 | 3,978 | 1,172 | SH | Put | DFND | 1 | 0 | 1,172 | 0 |
MEDIGUS LTD | ADR | 58471G102 | 50 | 87,876 | SH | | DFND | 1 | 0 | 87,876 | 0 |
MERCK & CO | COM | 58933Y905 | 74,459 | 12,648 | SH | Call | DFND | 1 | 0 | 12,648 | 0 |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 474 | 99,735 | SH | | DFND | 1 | 0 | 99,735 | 0 |
MIRNA THERAPEUTICS INC | COM | 60470J103 | 180 | 100,200 | SH | | DFND | 1 | 0 | 100,200 | 0 |
MONSANTO CO | COM | 61166W901 | 3,293 | 313 | SH | Call | DFND | 1 | 0 | 313 | 0 |
MOTIF BIO PLC | COM | 619784101 | 5,121 | 847,826 | SH | | DFND | 1 | 0 | 847,826 | 0 |
MOTIF BIO PLC | *W | 619784119 | 550 | 426,170 | SH | | DFND | 1 | 0 | 426,170 | 0 |
MYLAN N.V. | SHS | N59465909 | 15,878 | 4,162 | SH | Call | DFND | 1 | 0 | 4,162 | 0 |
NEKTAR THERAPEUTICS | COM | 640268908 | 135 | 110 | SH | Call | DFND | 1 | 0 | 110 | 0 |
NEURALSTEM INC | COM | 64127R302 | 63 | 229,521 | SH | | DFND | 1 | 0 | 229,521 | 0 |
NEUROCRINE BIOSCIENCES INC | COM | 64125C909 | 4,462 | 1,153 | SH | Call | DFND | 1 | 0 | 1,153 | 0 |
NEURODERM LTD | SHS | M74231107 | 511 | 23,033 | SH | | DFND | 1 | 0 | 23,033 | 0 |
NEUROMETRIX INC | *W | 641255153 | 211 | 3,017,747 | SH | | DFND | 1 | 0 | 3,017,747 | 0 |
NEUROMETRIX INC | COM | 641255500 | 123 | 166,268 | SH | | DFND | 1 | 0 | 166,268 | 0 |
NEVRO CORP | COM | 64157F903 | 1,199 | 165 | SH | Call | DFND | 1 | 0 | 165 | 0 |
NEWLINK GENETICS CORP | COM | 651511107 | 579 | 56,289 | SH | | DFND | 1 | 0 | 56,289 | 0 |
NEWLINK GENETICS CORP | COM | 651511907 | 1,624 | 1,580 | SH | Call | DFND | 1 | 0 | 1,580 | 0 |
NIVALIS THERAPEUTICS INC | COM | 65481J109 | 90 | 40,004 | SH | | DFND | 1 | 0 | 40,004 | 0 |
NOVAVAX INC | COM | 670002904 | 20 | 159 | SH | Call | DFND | 1 | 0 | 159 | 0 |
OCERA THERAPEUTICS INC | COM | 67552A108 | 690 | 328,632 | SH | | DFND | 1 | 0 | 328,632 | 0 |
OHR PHARMACEUTICAL INC | COM | 67778H200 | 1,735 | 1,156,393 | SH | | DFND | 1 | 0 | 1,156,393 | 0 |
ONCOBIOLOGICS INC | COM | 68235M105 | 6,738 | 2,238,470 | SH | | DFND | 1 | 0 | 2,238,470 | 0 |
ONCOBIOLOGICS INC | *W | 68235M113 | 154 | 930,592 | SH | | DFND | 1 | 0 | 930,592 | 0 |
ONCOBIOLOGICS INC | *W | 68235M121 | 726 | 930,272 | SH | | DFND | 1 | 0 | 930,272 | 0 |
ONCONOVA THERAPEUTICS INC | *W | 68232V116 | 428 | 691,072 | SH | | DFND | 1 | 0 | 691,072 | 0 |
ONCONOVA THERAPEUTICS INC | COM | 68232V306 | 1,028 | 452,804 | SH | | DFND | 1 | 0 | 452,804 | 0 |
ONCOSEC MEDICAL INC | COM | 68234L207 | 1,444 | 1,173,946 | SH | | DFND | 1 | 0 | 1,173,946 | 0 |
OPGEN INC | COM | 68373L109 | 604 | 525,146 | SH | | DFND | 1 | 0 | 525,146 | 0 |
OPHTHOTECH CORP | COM | 683745903 | 426 | 883 | SH | Call | DFND | 1 | 0 | 883 | 0 |
OPKO HEALTH INC | COM | 68375N103 | 1,776 | 190,955 | SH | | DFND | 1 | 0 | 190,955 | 0 |
OPKO HEALTH INC | COM | 68375N903 | 1,387 | 1,491 | SH | Call | DFND | 1 | 0 | 1,491 | 0 |
OPKO HEALTH INC | COM | 68375N953 | 2,116 | 2,275 | SH | Put | DFND | 1 | 0 | 2,275 | 0 |
OTONOMY ORD SHS | COM | 68906L105 | 159 | 10,000 | SH | | DFND | 1 | 0 | 10,000 | 0 |
OVASCIENCE INC | COM | 69014Q101 | 74 | 48,450 | SH | | DFND | 1 | 0 | 48,450 | 0 |
PACIRA PHARMACEUTICALS INC | COM | 695127900 | 2,261 | 700 | SH | Call | DFND | 1 | 0 | 700 | 0 |
PACIRA PHARMACEUTICALS INC | COM | 695127950 | 514 | 159 | SH | Put | DFND | 1 | 0 | 159 | 0 |
PALATIN TECHNOLOGIES INC | COM | 696077403 | 853 | 1,672,573 | SH | | DFND | 1 | 0 | 1,672,573 | 0 |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,694 | 110,000 | SH | | DFND | 1 | 0 | 110,000 | 0 |
PARNELL PHARMACEUTICALS HOLDINGS LTD | COM | Q73622104 | 138 | 200,549 | SH | | DFND | 1 | 0 | 200,549 | 0 |
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 1,814 | 1,296,034 | SH | | DFND | 1 | 0 | 1,296,034 | 0 |
PORTOLA PHARMACEUTICALS INC | COM | 737010908 | 4,046 | 1,803 | SH | Call | DFND | 1 | 0 | 1,803 | 0 |
PORTOLA PHARMACEUTICALS INC | COM | 737010958 | 240 | 107 | SH | Put | DFND | 1 | 0 | 107 | 0 |
PRONAI THERAPEUTICS INC. | COM | 74346L101 | 1,402 | 940,841 | SH | | DFND | 1 | 0 | 940,841 | 0 |
PROQR THERAPEUTICS N V | SHS | N71542109 | 196 | 40,000 | SH | | DFND | 1 | 0 | 40,000 | 0 |
PROTHENA CORPORATION PLC | COM | G72800908 | 2,410 | 490 | SH | Call | DFND | 1 | 0 | 490 | 0 |
PSIVIDA CORP | COM | 74440J101 | 351 | 205,100 | SH | | DFND | 1 | 0 | 205,100 | 0 |
PTC THERAPEUTICS INC | COM | 69366J900 | 6,481 | 5,940 | SH | Call | DFND | 1 | 0 | 5,940 | 0 |
PTC THERAPEUTICS INC | COM | 69366J950 | 651 | 597 | SH | Put | DFND | 1 | 0 | 597 | 0 |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 3,170 | 103,243 | SH | | DFND | 1 | 0 | 103,243 | 0 |
PUMA BIOTECHNOLOGY INC | COM | 74587V907 | 6,683 | 2,177 | SH | Call | DFND | 1 | 0 | 2,177 | 0 |
PUMA BIOTECHNOLOGY INC | COM | 74587V957 | 5,216 | 1,699 | SH | Put | DFND | 1 | 0 | 1,699 | 0 |
RADIUS HEALTH INC | COM | 750469957 | 4,526 | 1,190 | SH | Put | DFND | 1 | 0 | 1,190 | 0 |
REDHILL BIOPHARMA LTD | ADS | 757468103 | 2,006 | 191,785 | SH | | DFND | 1 | 0 | 191,785 | 0 |
REGENERON PHARMACEUTICALS INC | COM | 75886F107 | 59,658 | 162,517 | SH | | DFND | 1 | 0 | 162,517 | 0 |
REGENERON PHARMACEUTICALS INC | COM | 75886F907 | 7,415 | 202 | SH | Call | DFND | 1 | 0 | 202 | 0 |
REGENERON PHARMACEUTICALS INC | COM | 75886F957 | 80,686 | 2,198 | SH | Put | DFND | 1 | 0 | 2,198 | 0 |
REGENXBIO INC | COM | 75901B107 | 898 | 48,400 | SH | | DFND | 1 | 0 | 48,400 | 0 |
RENNOVA HEALTH INC | COM | 759757107 | 167 | 2,022,213 | SH | | DFND | 1 | 0 | 2,022,213 | 0 |
RENNOVA HEALTH INC | *W | 759757123 | 118 | 4,926,013 | SH | | DFND | 1 | 0 | 4,926,013 | 0 |
RETROPHIN INC | COM | 761299906 | 9,083 | 4,798 | SH | Call | DFND | 1 | 0 | 4,798 | 0 |
RETROPHIN INC | COM | 761299956 | 772 | 408 | SH | Put | DFND | 1 | 0 | 408 | 0 |
REXAHN PHARMACEUTICALS INC | COM | 761640101 | 1,040 | 7,326,681 | SH | | DFND | 1 | 0 | 7,326,681 | 0 |
RICEBRAN TECHNOLOGIES | COM | 762831204 | 902 | 875,286 | SH | | DFND | 1 | 0 | 875,286 | 0 |
RIGEL PHARMACEUTICALS INC | COM | 766559603 | 29 | 12,350 | SH | | DFND | 1 | 0 | 12,350 | 0 |
ROKA BIOSCIENCE INC | COM | 775431208 | 1,549 | 365,220 | SH | | DFND | 1 | 0 | 365,220 | 0 |
ROSETTA GENOMICS LTD | SHS | M82183126 | 248 | 591,339 | SH | | DFND | 1 | 0 | 591,339 | 0 |
RXI PHARMACEUTICALS CORP | *W | 74979C113 | 454 | 2,270,283 | SH | | DFND | 1 | 0 | 2,270,283 | 0 |
RXI PHARMACEUTICALS CORP | COM | 74979C501 | 284 | 397,371 | SH | | DFND | 1 | 0 | 397,371 | 0 |
SAGE THERAPEUTICS INC | COM | 78667J908 | 4,335 | 849 | SH | Call | DFND | 1 | 0 | 849 | 0 |
SAGE THERAPEUTICS INC | COM | 78667J958 | 521 | 102 | SH | Put | DFND | 1 | 0 | 102 | 0 |
SANGAMO BIOSCIENCES INC | COM | 800677106 | 193 | 63,204 | SH | | DFND | 1 | 0 | 63,204 | 0 |
SANGAMO BIOSCIENCES INC | COM | 800677906 | 1,884 | 6,177 | SH | Call | DFND | 1 | 0 | 6,177 | 0 |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 55,266 | 2,014,787 | SH | | DFND | 1 | 0 | 2,014,787 | 0 |
SAREPTA THERAPEUTICS INC | COM | 803607900 | 1,676 | 611 | SH | Call | DFND | 1 | 0 | 611 | 0 |
SAREPTA THERAPEUTICS INC | COM | 803607950 | 52,805 | 19,251 | SH | Put | DFND | 1 | 0 | 19,251 | 0 |
SIENTRA INC | COM | 82621J105 | 605 | 70,973 | SH | | DFND | 1 | 0 | 70,973 | 0 |
SIENTRA INC | COM | 82621J955 | 2,056 | 2,413 | SH | Put | DFND | 1 | 0 | 2,413 | 0 |
SOPHIRIS BIO INC | COM | 83578Q209 | 1,391 | 496,729 | SH | | DFND | 1 | 0 | 496,729 | 0 |
SPDR S&P 500 ETF TR | ETF | 78462F953 | 134,118 | 6,000 | SH | Put | DFND | 1 | 0 | 6,000 | 0 |
SPDR S&P BIOTECH ETF | ETF | 78464A870 | 693 | 11,700 | SH | | DFND | 1 | 0 | 11,700 | 0 |
SPDR S&P BIOTECH ETF | ETF | 78464A950 | 27,364 | 4,623 | SH | Put | DFND | 1 | 0 | 4,623 | 0 |
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 3,829 | 357,806 | SH | | DFND | 1 | 0 | 357,806 | 0 |
STEMLINE THERAPEUTICS INC | COM | 85858C907 | 381 | 356 | SH | Call | DFND | 1 | 0 | 356 | 0 |
STRATA SKIN SCIENCES INC | COM | 86272A107 | 455 | 1,034,820 | SH | | DFND | 1 | 0 | 1,034,820 | 0 |
SUCAMPO PHARMACEUTICALS INC | CL A | 864909106 | 1,016 | 75,000 | SH | | DFND | 1 | 0 | 75,000 | 0 |
SUNESIS PHARMACEUTICALS INC | COM | 867328700 | 801 | 221,326 | SH | | DFND | 1 | 0 | 221,326 | 0 |
SUPERCONDUCTOR TECHNOLOGIES | COM | 867931503 | 535 | 434,747 | SH | | DFND | 1 | 0 | 434,747 | 0 |
SYNERGY PHARMACEUTICALS INC | COM | 871639908 | 4,589 | 7,536 | SH | Call | DFND | 1 | 0 | 7,536 | 0 |
SYNTHETIC BIOLOGICS INC | COM | 87164U102 | 2,312 | 3,031,953 | SH | | DFND | 1 | 0 | 3,031,953 | 0 |
TENAX THERAPEUTICS INC | COM | 88032L100 | 2,958 | 1,516,835 | SH | | DFND | 1 | 0 | 1,516,835 | 0 |
TENAX THERAPEUTICS INC | COM | 88032L900 | 2,386 | 12,237 | SH | Call | DFND | 1 | 0 | 12,237 | 0 |
TENAX THERAPEUTICS INC | COM | 88032L950 | 33 | 169 | SH | Put | DFND | 1 | 0 | 169 | 0 |
TESARO INC | COM | 881569907 | 25,094 | 1,866 | SH | Call | DFND | 1 | 0 | 1,866 | 0 |
TESARO INC | COM | 881569957 | 7,571 | 563 | SH | Put | DFND | 1 | 0 | 563 | 0 |
TEVA PHARMACEUTICAL INDUSTRIES LTD | ADR | 881624909 | 31,313 | 8,638 | SH | Call | DFND | 1 | 0 | 8,638 | 0 |
TG THERAPEUTICS INC | COM | 88322Q958 | 394 | 848 | SH | Put | DFND | 1 | 0 | 848 | 0 |
THERAPEUTICSMD INC | COM | 88338N107 | 144 | 24,955 | SH | | DFND | 1 | 0 | 24,955 | 0 |
THERAPEUTICSMD INC | COM | 88338N907 | 406 | 703 | SH | Call | DFND | 1 | 0 | 703 | 0 |
THERAPEUTICSMD INC | COM | 88338N957 | 338 | 586 | SH | Put | DFND | 1 | 0 | 586 | 0 |
UNITED THERAPEUTICS CORP | COM | 91307C902 | 3,772 | 263 | SH | Call | DFND | 1 | 0 | 263 | 0 |
UNITED THERAPEUTICS CORP | COM | 91307C952 | 15,777 | 1,100 | SH | Put | DFND | 1 | 0 | 1,100 | 0 |
VANDA PHARMACEUTICALS INC | COM | 921659908 | 802 | 503 | SH | Call | DFND | 1 | 0 | 503 | 0 |
VERACYTE INC | COM | 92337F107 | 1,502 | 193,999 | SH | | DFND | 1 | 0 | 193,999 | 0 |
VERICEL INC | COM | 92346J108 | 450 | 149,900 | SH | | DFND | 1 | 0 | 149,900 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F900 | 7,883 | 1,070 | SH | Call | DFND | 1 | 0 | 1,070 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F950 | 2,181 | 296 | SH | Put | DFND | 1 | 0 | 296 | 0 |
VIKING THERAPEUTICS INC | *W | 92686J114 | 39 | 86,349 | SH | | DFND | 1 | 0 | 86,349 | 0 |
VISTAGEN THERAPEUTICS INC | COM | 92840H202 | 658 | 176,384 | SH | | DFND | 1 | 0 | 176,384 | 0 |
VTV THERAPEUTICS INC | CL A | 918385105 | 640 | 132,547 | SH | | DFND | 1 | 0 | 132,547 | 0 |
WAFERGEN BIO SYSTEMS INC | COM | 93041P506 | 1,771 | 358,535 | SH | | DFND | 1 | 0 | 358,535 | 0 |
WINDTREE THERAPEUTICS INC | COM | 97382D105 | 415 | 334,414 | SH | | DFND | 1 | 0 | 334,414 | 0 |
XTL BIOPHARMACEUTICALS LTD | ADR | 98386D208 | 434 | 724,134 | SH | | DFND | 1 | 0 | 724,134 | 0 |
ZAFGEN INC. | COM | 98885E103 | 986 | 310,000 | SH | | DFND | 1 | 0 | 310,000 | 0 |
ZOGENIX INC | COM | 98978L904 | 15,025 | 12,366 | SH | Call | DFND | 1 | 0 | 12,366 | 0 |
ZOGENIX INC | COM | 98978L954 | 165 | 136 | SH | Put | DFND | 1 | 0 | 136 | 0 |
ZOSANO PHARMA ORD SHS | COM | 98979H103 | 81 | 103,600 | SH | | DFND | 1 | 0 | 103,600 | 0 |