The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL C | 02079K107 | 5,403 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 5,549 | 7,400 | SH | DFND | 7,400 | 0 | 0 | ||
PRICESMART INC | COM | 741511109 | 768 | 9,200 | SH | DFND | 9,200 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 670 | 10,982 | SH | DFND | 10,982 | 0 | 0 | ||
FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 915 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
ISHARES | MSCI TURKEY ETF | 464286715 | 419 | 12,900 | SH | DFND | 12,900 | 0 | 0 | ||
ISHARES | ALL PERU CAP ETF | 464289842 | 456 | 13,900 | SH | DFND | 13,900 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,537 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 3,190 | 17,500 | SH | DFND | 17,500 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,880 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 852 | 29,000 | SH | DFND | 29,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 6,720 | 32,000 | SH | DFND | 32,000 | 0 | 0 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 3,812 | 34,585 | SH | DFND | 34,585 | 0 | 0 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 906 | 34,700 | SH | DFND | 34,700 | 0 | 0 | ||
ULTA SALON COSMETCS & FRAG I | COM | 90384S303 | 8,923 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
YANDEX N V | SHS CLASS A | N97284108 | 745 | 37,000 | SH | DFND | 37,000 | 0 | 0 | ||
TORO CO | COM | 891092108 | 2,238 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 4,507 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
SCHEIN HENRY INC | COM | 806407102 | 6,068 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 5,416 | 40,602 | SH | DFND | 40,602 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 15,602 | 41,000 | SH | DFND | 41,000 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 2,709 | 46,603 | SH | DFND | 46,603 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | NOTE 1.500%10/1 | 09061GAF8 | 71 | 60,000 | PRN | DFND | 60,000 | 0 | 0 | ||
WEBMD HEALTH CORP | COM | 94770V102 | 2,974 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 5,622 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
COMPANHIA BRASILEIRA DE DIST | SPN ADR PFD CL A | 20440T201 | 1,005 | 60,713 | SH | DFND | 60,713 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,274 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 8,387 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 2,111 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
NUVASIVE INC | COM | 670704105 | 5,052 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 6,194 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,890 | 80,778 | SH | DFND | 80,778 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 12,417 | 88,000 | SH | DFND | 88,000 | 0 | 0 | ||
ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | G0457F107 | 481 | 89,100 | SH | DFND | 89,100 | 0 | 0 | ||
LA Z BOY INC | COM | 505336107 | 2,795 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
VCA INC | COM | 918194101 | 6,179 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 7,448 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
INTEGRA LIFESCIENCES HLDGS C | COM NEW | 457985208 | 7,721 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
PROSPECT CAPITAL CORPORATION | NOTE 5.875% 1/1 | 74348TAM4 | 103 | 100,000 | PRN | DFND | 100,000 | 0 | 0 | ||
HOLOGIC INC | COM | 436440101 | 4,012 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
VAIL RESORTS INC | COM | 91879Q109 | 18,389 | 114,000 | SH | DFND | 114,000 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | NOTE 2.875% 7/1 | 55608BAA3 | 139 | 120,000 | PRN | DFND | 120,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 20,805 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
ARES CAP CORP | NOTE 4.875% 3/1 | 04010LAG8 | 151 | 150,000 | PRN | DFND | 150,000 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 4,325 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 145 | 160,000 | PRN | DFND | 160,000 | 0 | 0 | ||
OLD REP INTL CORP | NOTE 3.750% 3/1 | 680223AH7 | 201 | 160,000 | PRN | DFND | 160,000 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 12,238 | 160,000 | SH | DFND | 160,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 18,520 | 160,000 | SH | DFND | 160,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.000% 1/1 | 85571BAB1 | 191 | 170,000 | PRN | DFND | 170,000 | 0 | 0 | ||
ISHARES TR | MSCI INDIA ETF | 46429B598 | 5,204 | 194,100 | SH | DFND | 194,100 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 193 | 200,000 | PRN | DFND | 200,000 | 0 | 0 | ||
ARES CAP CORP | NOTE 4.375% 1/1 | 04010LAM5 | 208 | 200,000 | PRN | DFND | 200,000 | 0 | 0 | ||
CEMEX SAB DE CV | NOTE 3.750% 3/1 | 151290BC6 | 225 | 200,000 | PRN | DFND | 200,000 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 16,346 | 210,000 | SH | DFND | 210,000 | 0 | 0 | ||
DYCOM INDS INC | NOTE 0.750% 9/1 | 267475AB7 | 240 | 220,000 | PRN | DFND | 220,000 | 0 | 0 | ||
EURONET WORLDWIDE INC | NOTE 1.500%10/0 | 298736AH2 | 256 | 220,000 | PRN | DFND | 220,000 | 0 | 0 | ||
IMPAX LABORATORIES INC | NOTE 2.000% 6/1 | 45256BAE1 | 194 | 245,000 | PRN | DFND | 245,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 274 | 250,000 | PRN | DFND | 250,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.550% 3/0 | 85571BAA3 | 274 | 250,000 | PRN | DFND | 250,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 5,624 | 260,000 | SH | DFND | 260,000 | 0 | 0 | ||
SERVICENOW INC | NOTE 11/0 | 81762PAB8 | 330 | 280,000 | PRN | DFND | 280,000 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 14,988 | 280,000 | SH | DFND | 280,000 | 0 | 0 | ||
ILLUMINA INC | NOTE 6/1 | 452327AF6 | 278 | 290,000 | PRN | DFND | 290,000 | 0 | 0 | ||
JDS UNIPHASE CORP | DBCV 0.625% 8/1 | 46612JAF8 | 310 | 300,000 | PRN | DFND | 300,000 | 0 | 0 | ||
KKR & CO L P DEL | COM UNITS | 48248M102 | 4,617 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
RPM INTL INC | NOTE 2.250%12/1 | 749685AT0 | 373 | 310,000 | PRN | DFND | 310,000 | 0 | 0 | ||
HOLOGIC INC | DEBT 2.000% 3/0 | 436440AC5 | 437 | 320,000 | PRN | DFND | 320,000 | 0 | 0 | ||
PROSPECT CAPITAL CORPORATION | NOTE 4.750% 4/1 | 74348TAQ5 | 323 | 330,000 | PRN | DFND | 330,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 337 | 340,000 | PRN | DFND | 340,000 | 0 | 0 | ||
VOYA FINL INC | COM | 929089100 | 13,727 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 19,089 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 3,557 | 360,000 | SH | DFND | 360,000 | 0 | 0 | ||
TRINITY INDS INC | NOTE 3.875% 6/0 | 896522AF6 | 475 | 370,000 | PRN | DFND | 370,000 | 0 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 16,857 | 370,000 | SH | DFND | 370,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 16,055 | 380,000 | SH | DFND | 380,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 370 | 400,000 | PRN | DFND | 400,000 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | NOTE 1.375% 1/0 | 111621AQ1 | 403 | 400,000 | PRN | DFND | 400,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | DBCV 1.000%12/0 | 62952QAB6 | 455 | 400,000 | PRN | DFND | 400,000 | 0 | 0 | ||
LIBERTY INTERACTIVE LLC | DEB 1.750% 9/3 | 530610AD6 | 456 | 420,000 | PRN | DFND | 420,000 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 5,861 | 425,000 | SH | DFND | 425,000 | 0 | 0 | ||
ARES CAP CORP | NOTE 4.750% 1/1 | 04010LAJ2 | 441 | 430,000 | PRN | DFND | 430,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 566 | 525,000 | PRN | DFND | 525,000 | 0 | 0 | ||
SALESFORCE COM INC | NOTE 0.250% 4/0 | 79466LAD6 | 641 | 550,000 | PRN | DFND | 550,000 | 0 | 0 | ||
ILLUMINA INC | NOTE 0.500% 6/1 | 452327AH2 | 553 | 575,000 | PRN | DFND | 575,000 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | DBCV 2/1 | 00971TAG6 | 729 | 700,000 | PRN | DFND | 700,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 921 | 710,000 | PRN | DFND | 710,000 | 0 | 0 | ||
SERVICE CORP INTL | COM | 817565104 | 22,294 | 785,000 | SH | DFND | 785,000 | 0 | 0 | ||
RED HAT INC | NOTE 0.250%10/0 | 756577AD4 | 1,205 | 1,020,000 | PRN | DFND | 1,020,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 2,283 | 1,790,000 | PRN | DFND | 1,790,000 | 0 | 0 | ||
INTEL CORP | SDCV 12/1 | 458140AD2 | 2,583 | 1,910,000 | PRN | DFND | 1,910,000 | 0 | 0 | ||
CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 2,297 | 1,980,000 | PRN | DFND | 1,980,000 | 0 | 0 |