UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
VOYA FINANCIAL, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware | 52-1222820 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
230 Park Avenue | ||
New York, New York | 10169 | |
(Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12 (b) of the Act:
Title of each class to be so registered: | Name of each exchange on which each class is to be registered: | |
Depositary Shares, each representing a 1/40th interest in a share of 5.35% Fixed-Rate ResetNon-Cumulative Preferred Stock, Series B, $0.01 par value | New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates:333-218956
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. | Description of Registrant’s Securities to be Registered. |
The securities to be registered hereby are depositary shares (the “Depositary Shares”) representing interests in 5.35% Fixed-Rate ResetNon-Cumulative Preferred Stock, Series B (the “Preferred Stock”), which is a series of preferred stock of Voya Financial, Inc. (the “Company”). Each Depositary Share represents a 1/40th interest in a share of Preferred Stock. The descriptions of the Depositary Shares and the underlying Preferred Stock are contained in the Company’s Prospectus, dated June 11, 2019, included in the Company’s registration statement on FormS-3 (FileNo. 333-218956), under the captions “Description of Depositary Shares” and “Description of Our Capital Stock” and the Company’s Prospectus Supplement with respect to the Depositary Shares, dated June 11, 2019, under the captions “Description of the Depositary Shares” and “Description of the Series B Preferred Stock,” and those sections are incorporated herein by reference. The Depositary Shares are expected to be listed on the New York Stock Exchange.
Item 2. | Exhibits. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
VOYA FINANCIAL, INC. | ||||||
Dated: June 17, 2019 | By: | /s/ Trevor Ogle | ||||
Name: Trevor Ogle | ||||||
Title: Senior Vice President and Deputy General Counsel |