The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aerojet Rocketdyne Hldgs Inc | Com | 007800105 | 7,128 | 152,439 | SH | SOLE | 0 | 0 | 0 | ||
Alphabet Inc | Cap Stk CL A | 02079K305 | 391 | 135 | SH | SOLE | 0 | 0 | 0 | ||
Alps ETF Tr | Alerian MLP | 00162Q452 | 360 | 10,990 | SH | SOLE | 0 | 0 | 0 | ||
Apple Inc. | Com | 037833100 | 332 | 1,871 | SH | SOLE | 0 | 0 | 0 | ||
Arena Pharmaceuticals Inc. | Com New | 040047607 | 7,738 | 83,259 | SH | SOLE | 0 | 0 | 0 | ||
Athene Holding Ltd | CL A | G0684D107 | 9,780 | 117,370 | SH | SOLE | 0 | 0 | 0 | ||
Casper Sleep Inc. | Com | 147626105 | 4,012 | 600,601 | SH | SOLE | 0 | 0 | 0 | ||
Cerner Corp | Com | 156782104 | 7,690 | 82,800 | SH | SOLE | 0 | 0 | 0 | ||
Change Healthcare Inc | Com | 15912K100 | 972 | 45,475 | SH | SOLE | 0 | 0 | 0 | ||
CMC Materials Inc | Com | 12571T100 | 7,417 | 38,692 | SH | SOLE | 0 | 0 | 0 | ||
Coherent Inc | Com | 192479103 | 1,086 | 4,075 | SH | SOLE | 0 | 0 | 0 | ||
DBX ETF Tr | Xtrack MSCI EAFE | 233051200 | 222 | 5,649 | SH | SOLE | 0 | 0 | 0 | ||
Fidelity Covington Trust | High Divid ETF | 316092840 | 303 | 7,517 | SH | SOLE | 0 | 0 | 0 | ||
First Tr Exchange-Traded FD | Senior LN FD | 33738D309 | 262 | 5,474 | SH | SOLE | 0 | 0 | 0 | ||
First Tr Exchange-Traded FD | First TR TA HIYL | 33738D408 | 214 | 4,482 | SH | SOLE | 0 | 0 | 0 | ||
First Tr Exchange-Traded FD | First TR Enh New | 33739Q408 | 1,094 | 18,298 | SH | SOLE | 0 | 0 | 0 | ||
Flagstar Bancorp Inc | Com Par .001 | 337930705 | 7,857 | 163,898 | SH | SOLE | 0 | 0 | 0 | ||
Forterra Inc | Com | 34960W106 | 2,039 | 85,764 | SH | SOLE | 0 | 0 | 0 | ||
Franklin Templeton ETF Tr | Libertyq US Eqt | 35473P801 | 258 | 5,483 | SH | SOLE | 0 | 0 | 0 | ||
Global X FDS | US Pfd ETF | 37954Y657 | 406 | 15,762 | SH | SOLE | 0 | 0 | 0 | ||
Golden Nugget Online Gaming | Com CL A | 38113L107 | 3,948 | 396,825 | SH | SOLE | 0 | 0 | 0 | ||
Goldman Sachs ETF Tr | Activebeta US LG | 381430503 | 305 | 3,209 | SH | SOLE | 0 | 0 | 0 | ||
GreenSky Inc | CL A | 39572G100 | 7,239 | 637,213 | SH | SOLE | 0 | 0 | 0 | ||
IHS Markit Ltd | SHS | G47567105 | 8,455 | 63,613 | SH | SOLE | 0 | 0 | 0 | ||
Intersect Ent Inc | Com | 46071F103 | 7,467 | 273,423 | SH | SOLE | 0 | 0 | 0 | ||
Invesco Exch Traded FD Tr II | S&P500 Low Vol | 46138E354 | 402 | 5,856 | SH | SOLE | 0 | 0 | 0 | ||
Invesco Exch Traded FD Tr II | PFD ETF | 46138E511 | 1,888 | 125,896 | SH | SOLE | 0 | 0 | 0 | ||
Invesco Exch Traded FD Tr II | Emrng Mkt Svrg | 46138E784 | 1,277 | 48,445 | SH | SOLE | 0 | 0 | 0 | ||
Invesco Exch Traded FD Tr II | Sr Ln ETF | 46138G508 | 8,257 | 373,637 | SH | SOLE | 0 | 0 | 0 | ||
Invesco Exch Traded FD Tr II | S&P Ultra Divide | 46138G656 | 409 | 9,704 | SH | SOLE | 0 | 0 | 0 | ||
Investors Bancorp Inc New | Com | 46146L101 | 8,145 | 537,634 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI GBL Min Vol | 464286525 | 879 | 8,120 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI France ETF | 464286707 | 297 | 7,634 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI Switzerland | 464286749 | 354 | 6,721 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI Sweden ETF | 464286756 | 264 | 5,701 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI Spain ETF | 464286764 | 255 | 9,704 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI Sth Kor ETF | 464286772 | 477 | 6,123 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI Germany ETF | 464286806 | 343 | 10,473 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI Mexico ETF | 464286822 | 230 | 4,550 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI Taiwan ETF | 46434G772 | 681 | 10,226 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI Singpor ETF | 46434G780 | 363 | 16,953 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI JPN ETF New | 46434G822 | 718 | 10,727 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI Italy ETF | 46434G830 | 206 | 6,283 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | MSCI CDA ETF | 464286509 | 795 | 20,678 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc | ESG AWR MSCI Em | 46434G863 | 309 | 7,785 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | TIPS BD ETF | 464287176 | 10,780 | 83,436 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Core US Aggbd ET | 464287226 | 21,101 | 184,963 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | MSCI Emg Mkt ETF | 464287234 | 860 | 17,606 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | IBOXX Inv CP ETF | 464287242 | 12,421 | 93,731 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | 20 Yr TR BD ETF | 464287432 | 3,739 | 25,229 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Barclays 7 10 Yr | 464287440 | 9,299 | 80,863 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | 1 3 Yr Treas BD | 464287457 | 1,575 | 18,411 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | U.S. Real Es ETF | 464287739 | 575 | 4,954 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | JPMorgan USD EMG | 464288281 | 17,528 | 160,723 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | National Mun ETF | 464288414 | 7,707 | 66,283 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | IBOXX Hi Yd ETF | 464288513 | 26,634 | 306,099 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | MBS ETF | 464288588 | 3,455 | 32,162 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | 3 7 Yr Treas BD | 464288661 | 7,731 | 60,082 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Short Treas BD | 464288679 | 1,788 | 16,195 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Pfd and Incm SEC | 464288687 | 18,374 | 465,997 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | U.S. Med Dvc ETF | 464288810 | 399 | 6,065 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | US Treas BD ETF | 46429B267 | 10,095 | 378,390 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | MSCI India ETF | 46429B598 | 282 | 6,143 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | FLTG Rate NT ETF | 46429B655 | 3,189 | 62,853 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Core High DV ETF | 46429B663 | 522 | 5,166 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | MSCI EAFE Min VL | 46429B689 | 473 | 6,162 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | MSCI USA Min Vol | 46429B697 | 3,046 | 37,648 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | 0-5yr Hi YL CP | 46434V407 | 9,630 | 212,574 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Blackrock Ultra | 46434V878 | 4,466 | 88,633 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | MSCI UK ETF New | 46435G334 | 294 | 8,860 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | ESG AWR MSCI USA | 46435G425 | 223 | 2,067 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Broad USD High | 46435U853 | 298 | 7,223 | SH | SOLE | 0 | 0 | 0 | ||
iShares US ETF Tr | Blackrock ST Mat | 46431W507 | 2,966 | 59,389 | SH | SOLE | 0 | 0 | 0 | ||
Kraton corp | Com | 50077C106 | 4,084 | 88,164 | SH | SOLE | 0 | 0 | 0 | ||
Magellan Health Inc | Com New | 559079207 | 7,549 | 79,474 | SH | SOLE | 0 | 0 | 0 | ||
MGM Growth PPTYS LLC | CL A Com | 55303A105 | 7,502 | 183,643 | SH | SOLE | 0 | 0 | 0 | ||
NeoPhotonics Corp | Com | 64051T100 | 7,342 | 477,707 | SH | SOLE | 0 | 0 | 0 | ||
Netflix Inc | Com | 64110L106 | 319 | 530 | SH | SOLE | 0 | 0 | 0 | ||
Nuance Communications Inc | Com | 67020Y100 | 7,591 | 137,211 | SH | SOLE | 0 | 0 | 0 | ||
Oracle Corp | Com | 68389X105 | 658 | 7,543 | SH | SOLE | 0 | 0 | 0 | ||
Ortho Clinical Diagnostics | Ord Shs | G6829J107 | 7,632 | 356,803 | SH | SOLE | 0 | 0 | 0 | ||
Pacer FDS Tr | Trendp US Lar CP | 69374H105 | 227 | 5,476 | SH | SOLE | 0 | 0 | 0 | ||
Peoples United Financial Inc | Com | 712704105 | 8,379 | 470,219 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ETF Tr | 0-5 High Yield | 72201R783 | 342 | 3,451 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ETF Tr | Enhan Shrt MA AC | 72201R833 | 809 | 7,961 | SH | SOLE | 0 | 0 | 0 | ||
ProShares Tr | S&P 500 DV Arist | 74348A467 | 512 | 5,212 | SH | SOLE | 0 | 0 | 0 | ||
Sanderson Farms Inc | Com | 800013104 | 3,928 | 20,558 | SH | SOLE | 0 | 0 | 0 | ||
Schwab Strategic Tr | US Aggregate B | 808524839 | 3,135 | 58,168 | SH | SOLE | 0 | 0 | 0 | ||
Schwab Strategic Tr | Sht Tm US Treas | 808524862 | 443 | 8,707 | SH | SOLE | 0 | 0 | 0 | ||
Select Sector SPDR Tr | SBI Int-Utils | 81369Y886 | 3,955 | 55,255 | SH | SOLE | 0 | 0 | 0 | ||
Shaw Communications Inc | CL B Conv | 82028K200 | 3,620 | 119,303 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Index Shs FDS | Portfolio Emg Mk | 78463X509 | 254 | 6,120 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF Tr | TR Unit | 78462F103 | 1,005 | 2,115 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Bloomberg Conv | 78464A359 | 580 | 6,988 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Portfolio Short | 78464A474 | 1,235 | 39,885 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Portfolio Agrgte | 78464A649 | 3,228 | 108,968 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Portfolio S&P500 | 78464A854 | 365 | 6,546 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | S&P Hombuild | 78464A888 | 202 | 2,354 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Bloomberg Invt | 78468R200 | 727 | 23,750 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Bloomberg SHT TE | 78468R408 | 26,479 | 975,283 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Bloomberg High Y | 78468R622 | 22,734 | 209,391 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Nuveen Blmbrg MU | 78468R721 | 2,225 | 43,006 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Prtflo S&P500 HI | 78468R788 | 568 | 13,518 | SH | SOLE | 0 | 0 | 0 | ||
SSGA Active ETF Tr | Blackstone Senr | 78467V608 | 474 | 10,397 | SH | SOLE | 0 | 0 | 0 | ||
State Auto Finl Corp | Com | 855707105 | 4,135 | 80,000 | SH | SOLE | 0 | 0 | 0 | ||
Sterling Bancorp Del | Com | 85917A100 | 8,930 | 346,260 | SH | SOLE | 0 | 0 | 0 | ||
Tristate Cap Hldgs Inc | Com | 89678F100 | 7,380 | 243,902 | SH | SOLE | 0 | 0 | 0 | ||
Vaneck ETF Trust | Gold Miners ETF | 92189F106 | 1,824 | 56,952 | SH | SOLE | 0 | 0 | 0 | ||
Vaneck ETF Trust | BDC Income ETF | 92189F411 | 218 | 12,661 | SH | SOLE | 0 | 0 | 0 | ||
Vaneck ETF Trust | Mrngstr Wde Moat | 92189F643 | 202 | 2,649 | SH | SOLE | 0 | 0 | 0 | ||
Vaneck ETF Trust | Junior Gold Mine | 92189F791 | 2,778 | 66,244 | SH | SOLE | 0 | 0 | 0 | ||
Vaneck ETF Trust | JP Mrgan EM LOC | 92189H300 | 4,459 | 155,922 | SH | SOLE | 0 | 0 | 0 | ||
Vaneck ETF Trust | High Yld Muni ETF | 92189H409 | 2,413 | 38,645 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard BD Index FDS | Short Trm Bond | 921937827 | 3,804 | 47,058 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard BD Index FDS | Total Bnd Mkt | 921937835 | 18,639 | 219,930 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Charlotte Fds | Total Int BD ETF | 92203J407 | 3,014 | 54,642 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Index FDS | MCAP VL Idxvip | 922908512 | 243 | 1,619 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Index FDS | Total Stk Mkt | 922908769 | 934 | 3,869 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Intl Equity Index | FTSE Pacific ETF | 922042866 | 601 | 7,706 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Intl Equity Index | FTSE Europe ETF | 922042874 | 433 | 6,339 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Malvern FDS | Strm Infproidx | 922020805 | 1,974 | 38,412 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Mun Bd FDS | Tax Exempt BD | 922907746 | 3,826 | 69,678 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Scottsdale Fds | Short Term Treas | 92206C102 | 891 | 14,642 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Scottsdale Fds | Shrt Trm Corp BD | 92206C409 | 17,143 | 210,962 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Scottsdale Fds | Mtg-Bkd Secs ETF | 92206C771 | 3,074 | 58,168 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Scottsdale Fds | Int-Term Corp | 92206C870 | 14,820 | 159,772 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Whithall FDS | Emerg Mkt Bd ETF | 921946885 | 615 | 7,916 | SH | SOLE | 0 | 0 | 0 | ||
Veoneer Inc | Com | 92336X109 | 7,371 | 207,756 | SH | SOLE | 0 | 0 | 0 | ||
Vonage Hldgs Corp | Com | 92886T201 | 7,547 | 363,020 | SH | SOLE | 0 | 0 | 0 | ||
Welbilt Inc | Com | 949090104 | 4,075 | 171,453 | SH | SOLE | 0 | 0 | 0 | ||
WisdomTree Tr | CBOE S&P 500 | 97717X560 | 13,992 | 405,440 | SH | SOLE | 0 | 0 | 0 | ||
WisdomTree Tr | US Qtly Div Grt | 97717X669 | 305 | 4,625 | SH | SOLE | 0 | 0 | 0 | ||
WisdomTree Tr | US Efficient Cor | 97717Y790 | 267 | 6,020 | SH | SOLE | 0 | 0 | 0 | ||
Xilinx Inc | Com | 983919101 | 1,423 | 6,712 | SH | SOLE | 0 | 0 | 0 |