The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN PLC | SHS | G0177J108 | 2,237 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 444 | 3,789 | SH | SOLE | 3,789 | 0 | 0 | ||
AFFIMED N V | COM | N01045108 | 1,167 | 426,089 | SH | SOLE | 426,089 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 229 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 608 | 152,000 | SH | SOLE | 152,000 | 0 | 0 | ||
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 407 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 833 | 441,000 | SH | SOLE | 441,000 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 260 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
BELLEROPHON THERAPEUTICS INC | COM | 078771102 | 118 | 337,988 | SH | SOLE | 337,988 | 0 | 0 | ||
CONDOR HOSPITALITY TR INC | COM NEW | 20676Y403 | 222 | 20,083 | SH | SOLE | 20,083 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 2,055 | 135,559 | SH | SOLE | 135,559 | 0 | 0 | ||
DIPLOMAT PHARMACY INC | COM | 25456K101 | 68 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 2,024 | 135,848 | SH | SOLE | 135,848 | 0 | 0 | ||
EL PASO ELEC CO | COM NEW | 283677854 | 311 | 4,582 | SH | SOLE | 4,582 | 0 | 0 | ||
ENDOLOGIX INC | COM NEW | 29266S304 | 129 | 81,460 | SH | SOLE | 81,460 | 0 | 0 | ||
EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | 210 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 665 | 101,201 | SH | SOLE | 101,201 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 754 | 1,452,735 | SH | SOLE | 1,452,735 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,122 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KADMON HLDGS INC | COM | 48283N106 | 2,087 | 460,788 | SH | SOLE | 460,788 | 0 | 0 | ||
KEMET CORP | COM NEW | 488360207 | 582 | 21,529 | SH | SOLE | 21,529 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 228 | 3,780 | SH | SOLE | 3,780 | 0 | 0 | ||
NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 261 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 247 | 625,000 | PRN | SOLE | 625,000 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 803 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 483 | 225,500 | SH | SOLE | 225,500 | 0 | 0 | ||
ROSEHILL RES INC | CL A | 777385105 | 81 | 63,137 | SH | SOLE | 63,137 | 0 | 0 | ||
ROSEHILL RES INC | *W EXP 04/27/202 | 777385113 | 6 | 61,260 | SH | SOLE | 61,260 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 643 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 1,020 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SPRINT CORPORATION | COM | 85207U105 | 399 | 76,500 | SH | SOLE | 76,500 | 0 | 0 | ||
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 375 | 35,258 | SH | SOLE | 35,258 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 252 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 398 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
TRACON PHARMACEUTICALS INC | COM NEW | 89237H209 | 159 | 67,900 | SH | SOLE | 67,900 | 0 | 0 | ||
VERASTEM INC | NOTE 5.000%11/0 | 92337CAB0 | 731 | 845,000 | PRN | SOLE | 845,000 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 629 | 148,951 | SH | SOLE | 148,951 | 0 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 2,873 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
WPX ENERGY INC | COM | 98212B103 | 1,374 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
XTANT MED HLDGS INC | COM NEW | 98420P308 | 1,205 | 752,915 | SH | SOLE | 752,915 | 0 | 0 | ||
ZOSANO PHARMA CORP | COM NEW | 98979H202 | 1,309 | 861,500 | SH | SOLE | 861,500 | 0 | 0 |