The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
EURONAV NV | SHS | B38564108 | 228 | 13,405 | SH | SOLE | 13,405 | 0 | 0 | ||
AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 | 1 | 51,759 | SH | SOLE | 51,759 | 0 | 0 | ||
ARIES I ACQUISITION CORP | *W EXP 03/18/202 | G0542N123 | 5 | 87,753 | SH | SOLE | 87,753 | 0 | 0 | ||
BABYLON HLDGS LTD | CL A SHS | G07031209 | 267 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
BATTERY FUTURE ACQUISITION C | CL A ORD SHS | G0888J108 | 917 | 89,256 | SH | SOLE | 89,256 | 0 | 0 | ||
BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 | 3 | 44,628 | SH | SOLE | 44,628 | 0 | 0 | ||
BIOPLUS ACQUISITION CORP | CLASS A ORD SHS | G11217117 | 685 | 66,607 | SH | SOLE | 66,607 | 0 | 0 | ||
BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 | 0 | 33,303 | SH | SOLE | 33,303 | 0 | 0 | ||
BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 | 10 | 153,694 | SH | SOLE | 153,694 | 0 | 0 | ||
CARTESIAN GROWTH CORP II | UNIT 07/12/2028 | G19305104 | 256 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 | 1 | 132,180 | SH | SOLE | 132,180 | 0 | 0 | ||
ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 | 14 | 144,769 | SH | SOLE | 144,769 | 0 | 0 | ||
HEALTHCARE AI ACQUISITION CO | CLASS A ORD SHS | G4373K109 | 859 | 83,900 | SH | SOLE | 83,900 | 0 | 0 | ||
HEALTHCARE AI ACQUISITION CO | *W EXP 99/99/999 | G4373K117 | 2 | 41,950 | SH | SOLE | 41,950 | 0 | 0 | ||
MARIADB PLC | ORD SHS | G5920M100 | 48 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MARIADB PLC | *W EXP 12/16/202 | G5920M118 | 10 | 34,432 | SH | SOLE | 34,432 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | G6359F137 | 310 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 | 1 | 129,000 | SH | SOLE | 129,000 | 0 | 0 | ||
THRIVE ACQUISITION CORPORATI | *W EXP 10/31/202 | G7158C119 | 0 | 60,350 | SH | SOLE | 60,350 | 0 | 0 | ||
POWERUP ACQUISITION CORP | UNIT 02/18/2032 | G7207P111 | 320 | 31,044 | SH | SOLE | 31,044 | 0 | 0 | ||
PRENETICS GLOBAL LTD | *W EXP 05/18/202 | G72245114 | 8 | 52,729 | SH | SOLE | 52,729 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 301 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TIO TECH A | *W EXP 04/12/202 | G8T10C114 | 2 | 69,397 | SH | SOLE | 69,397 | 0 | 0 | ||
SHUAA PARTNERS ACQUISTN CORP | UNIT 02/24/2027 | G81173125 | 1,028 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITN CORP | CLASS A ORD SHS | G8201H105 | 2,825 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 | 2 | 56,156 | SH | SOLE | 56,156 | 0 | 0 | ||
SLAM CORP | *W EXP 02/23/202 | G8210L121 | 7 | 79,034 | SH | SOLE | 79,034 | 0 | 0 | ||
STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 | 3 | 124,473 | SH | SOLE | 124,473 | 0 | 0 | ||
VALUENCE MERGER CORP I | UNIT 02/18/2027 | G9R16L126 | 677 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
WEJO GROUP LIMITED | *W EXP 11/18/202 | G9525W117 | 5 | 120,856 | SH | SOLE | 120,856 | 0 | 0 | ||
ALLOT LTD | SHS | M0854Q105 | 53 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 480 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
VASCULAR BIOGENICS LTD | COM | M96883109 | 48 | 403,500 | SH | SOLE | 403,500 | 0 | 0 | ||
AFFIMED N V | COM | N01045108 | 248 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ATLAS CORP | SHARES | Y0436Q109 | 625 | 40,755 | SH | SOLE | 40,755 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 223 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
ATYR PHARMA INC | COM NEW | 002120202 | 1,367 | 624,000 | SH | SOLE | 624,000 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | COM NEW | 00484M601 | 102 | 132,500 | SH | SOLE | 132,500 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,990 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
ADICET BIO INC | COM | 007002108 | 192 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 350 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AGROFRESH SOLUTIONS INC | COM | 00856G109 | 75 | 25,201 | SH | SOLE | 25,201 | 0 | 0 | ||
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 311 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 523 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
ALPINE ACQUISITION CORPORATI | *W EXP 05/01/202 | 02083L117 | 10 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AMPLIFY ENERGY CORP NEW | COM | 03212B103 | 181 | 20,600 | SH | SOLE | 20,600 | 0 | 0 | ||
AMRYT PHARMA PLC | SPONSORED ADS | 03217L106 | 951 | 130,262 | SH | SOLE | 130,262 | 0 | 0 | ||
APPLOVIN CORP | COM CL A | 03831W108 | 139 | 13,210 | SH | SOLE | 13,210 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 58 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 191 | 67,000 | SH | SOLE | 67,000 | 0 | 0 | ||
ARTEMIS STRATEGIC INVT CORP | *W EXP 09/30/202 | 04303A111 | 12 | 152,150 | SH | SOLE | 152,150 | 0 | 0 | ||
ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | 430 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BELLEROPHON THERAPEUTICS INC | COM NEW | 078771300 | 40 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
BENEFITFOCUS INC | COM | 08180D106 | 283 | 27,100 | SH | SOLE | 27,100 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 226 | 817 | SH | SOLE | 817 | 0 | 0 | ||
BLACK KNIGHT INC | COM | 09215C105 | 358 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 | 136 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
FRESH TRACKS THERAPEUTICS IN | COM NEW | 10802T204 | 95 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 | 5 | 80,521 | SH | SOLE | 80,521 | 0 | 0 | ||
CHECKPOINT THERAPEUTICS INC | COM NEW | 162828206 | 51 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CINEMARK HLDGS INC | COM | 17243V102 | 171 | 19,713 | SH | SOLE | 19,713 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 317 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 332 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | ||
DENBURY INC | COM | 24790A101 | 235 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 | 133 | 12,161 | SH | SOLE | 12,161 | 0 | 0 | ||
EVO PMTS INC | CL A COM | 26927E104 | 558 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
ECOPETROL S A | SPONSORED ADS | 279158109 | 118 | 11,254 | SH | SOLE | 11,254 | 0 | 0 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 407 | 345,000 | SH | SOLE | 345,000 | 0 | 0 | ||
ELEVATE CREDIT INC | COM | 28621V101 | 69 | 39,373 | SH | SOLE | 39,373 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 442 | 71,000 | SH | SOLE | 71,000 | 0 | 0 | ||
EVAXION BIOTECH A S | ADS | 29970R105 | 68 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
FAST ACQUISITION CORP II | CL A | 311874101 | 695 | 69,440 | SH | SOLE | 69,440 | 0 | 0 | ||
FORTRESS BIOTECH INC | COM | 34960Q109 | 47 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 418 | 11,004 | SH | SOLE | 11,004 | 0 | 0 | ||
FUTURE HEALTH ESG CORP | COM | 36118W102 | 148 | 14,632 | SH | SOLE | 14,632 | 0 | 0 | ||
FUTURE HEALTH ESG CORP | *W EXP 99/99/999 | 36118W110 | 10 | 149,885 | SH | SOLE | 149,885 | 0 | 0 | ||
GAIN THERAPEUTICS INC | COM | 36269B105 | 385 | 123,000 | SH | SOLE | 123,000 | 0 | 0 | ||
GAP INC | COM | 364760108 | 153 | 13,593 | SH | SOLE | 13,593 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 336 | 252,500 | SH | SOLE | 252,500 | 0 | 0 | ||
GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 | 6 | 133,449 | SH | SOLE | 133,449 | 0 | 0 | ||
GRAF ACQUISITION CORP IV | COM | 384272100 | 593 | 59,561 | SH | SOLE | 59,561 | 0 | 0 | ||
GRITSTONE BIO INC | COM | 39868T105 | 362 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
HARPOON THERAPEUTICS INC | COM | 41358P106 | 67 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
HEALTHWELL ACQUISITION CORP | CLASS A COM | 42227R109 | 778 | 78,500 | SH | SOLE | 78,500 | 0 | 0 | ||
HEALTHWELL ACQUISITION CORP | *W EXP 08/05/202 | 42227R117 | 1 | 49,396 | SH | SOLE | 49,396 | 0 | 0 | ||
HOME PLATE ACQUISITION CORP | CL A COM | 43734R103 | 1,012 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HOME PLATE ACQUISITION CORP | *W EXP 09/30/202 | 43734R111 | 0 | 48,401 | SH | SOLE | 48,401 | 0 | 0 | ||
HUMANIGEN INC | COM NEW | 444863203 | 56 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
IMAGO BIOSCIENCES INC | COM | 45250K107 | 694 | 19,291 | SH | SOLE | 19,291 | 0 | 0 | ||
INTELLIGENT MEDI ACQSITN COR | UNIT 11/05/2026 | 45828D205 | 418 | 40,796 | SH | SOLE | 40,796 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 7,988 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 1,026 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 449 | 9,332 | SH | SOLE | 9,332 | 0 | 0 | ||
KINS TECHNOLOGY GROUP INC | *W EXP 10/14/202 | 49714K117 | 4 | 119,843 | SH | SOLE | 119,843 | 0 | 0 | ||
KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 | 10 | 119,512 | SH | SOLE | 119,512 | 0 | 0 | ||
KORE GROUP HLDGS INC | COMMON STOCK | 50066V107 | 82 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
KORE GROUP HLDGS INC | *W EXP 09/30/202 | 50066V115 | 15 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
MERCURY ECOM ACQUISITION COR | *W EXP 07/27/202 | 589381110 | 6 | 115,900 | SH | SOLE | 115,900 | 0 | 0 | ||
MERIDIAN BIOSCIENCE INC | COM | 589584101 | 674 | 20,285 | SH | SOLE | 20,285 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 313 | 1,306 | SH | SOLE | 1,306 | 0 | 0 | ||
MIND MEDICINE MINDMED INC | COM NEW | 60255C885 | 211 | 96,000 | SH | SOLE | 96,000 | 0 | 0 | ||
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 917 | 84,200 | SH | SOLE | 84,200 | 0 | 0 | ||
MONEYLION INC | *W EXP 09/22/202 | 60938K114 | 3 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
MUSTANG BIO INC | COM | 62818Q104 | 155 | 392,700 | SH | SOLE | 392,700 | 0 | 0 | ||
NOGIN INC | *W EXP 08/26/202 | 65528N113 | 2 | 80,627 | SH | SOLE | 80,627 | 0 | 0 | ||
NOVAVAX INC | COM NEW | 670002401 | 181 | 17,632 | SH | SOLE | 17,632 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 442 | 7,021 | SH | SOLE | 7,021 | 0 | 0 | ||
1LIFE HEALTHCARE INC | COM | 68269G107 | 294 | 17,600 | SH | SOLE | 17,600 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 903 | 483,000 | SH | SOLE | 483,000 | 0 | 0 | ||
PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 | 13 | 85,742 | SH | SOLE | 85,742 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 130 | 16,366 | SH | SOLE | 16,366 | 0 | 0 | ||
PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 | 5 | 125,114 | SH | SOLE | 125,114 | 0 | 0 | ||
POSHMARK INC | COM CL A | 73739W104 | 567 | 31,701 | SH | SOLE | 31,701 | 0 | 0 | ||
PROLOGIS INC. | COM | 74340W103 | 237 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
RAPT THERAPEUTICS INC | COM | 75382E109 | 238 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 | 2 | 143,115 | SH | SOLE | 143,115 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 484 | 322,500 | SH | SOLE | 322,500 | 0 | 0 | ||
RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 | 209 | 11,345 | SH | SOLE | 11,345 | 0 | 0 | ||
RUBICON TECHNOLOGIES INC | *W EXP 04/01/202 | 78112J117 | 2 | 38,112 | SH | SOLE | 38,112 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,473 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 390 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 | 7 | 122,810 | SH | SOLE | 122,810 | 0 | 0 | ||
SHAPEWAYS HOLDINGS INC | *W EXP 09/29/202 | 81947T110 | 2 | 126,455 | SH | SOLE | 126,455 | 0 | 0 | ||
SHARECARE INC | COM CL A | 81948W104 | 800 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 567 | 8,725 | SH | SOLE | 8,725 | 0 | 0 | ||
SOUTH JERSEY INDS INC | COM | 838518108 | 291 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
SOUTHPORT ACQUISITION CORP | CL A COM | 84465L105 | 713 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SOUTHPORT ACQUISITION CORP | *W EXP 99/99/999 | 84465L113 | 1 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
SPIRIT AIRLS INC | COM | 848577102 | 686 | 35,200 | SH | SOLE | 35,200 | 0 | 0 | ||
SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 | 3 | 153,101 | SH | SOLE | 153,101 | 0 | 0 | ||
BLOCK INC | CL A | 852234103 | 207 | 3,302 | SH | SOLE | 3,302 | 0 | 0 | ||
STORE CAP CORP | COM | 862121100 | 1,009 | 31,461 | SH | SOLE | 31,461 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 422 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
TERRAN ORBITAL CORPORATION | *W EXP 03/25/202 | 88105P111 | 6 | 59,675 | SH | SOLE | 59,675 | 0 | 0 | ||
THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 | 8 | 98,100 | SH | SOLE | 98,100 | 0 | 0 | ||
TRACON PHARMACEUTICALS INC | COM NEW | 89237H209 | 145 | 97,000 | SH | SOLE | 97,000 | 0 | 0 | ||
TRAJECTORY ALPHA ACQUISITION | COM CL A | 89301B104 | 1,065 | 106,000 | SH | SOLE | 106,000 | 0 | 0 | ||
TRAJECTORY ALPHA ACQUISITION | *W EXP 99/99/999 | 89301B112 | 2 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
UMPQUA HLDGS CORP | COM | 904214103 | 363 | 20,363 | SH | SOLE | 20,363 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 81 | 12,330 | SH | SOLE | 12,330 | 0 | 0 | ||
USERTESTING INC | COM | 91734E101 | 180 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
UWM HOLDINGS CORPORATION | COM CL A | 91823B109 | 41 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
VACCINEX INC | COM | 918640103 | 268 | 416,000 | SH | SOLE | 416,000 | 0 | 0 | ||
VERASTEM INC | COM | 92337C104 | 91 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 896 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 436 | 3,550 | SH | SOLE | 3,550 | 0 | 0 |