The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
INGERSOLL-RAND PLC | COM | g47791101 | 405 | 6,000 | SH | DFND | 1 | 0 | 0 | 6,000 | |
AT&T INC | COM | 00206r102 | 968 | 27,234 | SH | DFND | 1 | 0 | 0 | 27,234 | |
ABBOTT LABORATORIES | COM | 002824100 | 360 | 7,345 | SH | DFND | 1 | 0 | 0 | 7,345 | |
ABBVIE INC | COM | 00287y109 | 781 | 11,614 | SH | DFND | 1 | 0 | 0 | 11,614 | |
AETNA INC | COM | 00817y108 | 709 | 5,559 | SH | DFND | 1 | 0 | 0 | 5,559 | |
AIR PRODUCTS AND CHEMICALS | COM | 009158106 | 447 | 3,263 | SH | DFND | 1 | 0 | 0 | 3,263 | |
ALTRIA GROUP | COM | 02209s103 | 289 | 5,902 | SH | DFND | 1 | 0 | 0 | 5,902 | |
APPLE INC | COM | 037833100 | 459 | 3,661 | SH | DFND | 1 | 0 | 0 | 3,661 | |
AUTOMATIC DATA PROCESSING | COM | 053015103 | 962 | 12,001 | SH | DFND | 1 | 0 | 0 | 12,001 | |
BANCO SANTANDER SA | ADR | 05964h105 | 784 | 111,778 | SH | DFND | 1 | 0 | 0 | 111,778 | |
BLACKSTONE GROUP LP | COM UNIT LTD | 09253u108 | 940 | 23,005 | SH | DFND | 1 | 0 | 0 | 23,005 | |
BLACKROCK ENHAN CAP AND INC | COM | 09256a109 | 1,649 | 112,414 | SH | DFND | 1 | 0 | 0 | 112,414 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 257 | 3,856 | SH | DFND | 1 | 0 | 0 | 3,856 | |
CSX CORP | COM | 126408103 | 201 | 6,154 | SH | DFND | 1 | 0 | 0 | 6,154 | |
CVS HEALTH CORP | COM | 126650100 | 906 | 8,642 | SH | DFND | 1 | 0 | 0 | 8,642 | |
CHAMBERS STREET PROPERTIES | COM | 157842105 | 79 | 10,000 | SH | DFND | 1 | 0 | 0 | 10,000 | |
CHUBB CORP | COM | 171232101 | 415 | 4,370 | SH | DFND | 1 | 0 | 0 | 4,370 | |
CISCO SYSTEMS INC | COM | 17275r102 | 780 | 28,416 | SH | DFND | 1 | 0 | 0 | 28,416 | |
CLOROX CO | COM | 189054109 | 520 | 4,995 | SH | DFND | 1 | 0 | 0 | 4,995 | |
CONOCOPHILLIPS | COM | 20825c104 | 1,235 | 20,120 | SH | DFND | 1 | 0 | 0 | 20,120 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 464 | 8,025 | SH | DFND | 1 | 0 | 0 | 8,025 | |
DBX ETF TRUST | XTRAK MSCI EMKT | 233051200 | 609 | 21,273 | SH | DFND | 1 | 0 | 0 | 21,273 | |
DBX ETF TRUST | ST KOREA HD FD | 233051812 | 286 | 12,234 | SH | DFND | 1 | 0 | 0 | 12,234 | |
DISNEY WALT CO | COM | 254687106 | 720 | 6,311 | SH | DFND | 1 | 0 | 0 | 6,311 | |
DOW CHEMICAL CO | COM | 260543103 | 200 | 3,914 | SH | DFND | 1 | 0 | 0 | 3,914 | |
DUPONT E I DE NEMOURS & CO | COM | 263534109 | 1,449 | 22,665 | SH | DFND | 1 | 0 | 0 | 22,665 | |
EAST WEST BANCORP INC | COM | 27579r104 | 359 | 8,000 | SH | DFND | 1 | 0 | 0 | 8,000 | |
EMERSON ELECTRIC CO | COM | 291011104 | 655 | 11,813 | SH | DFND | 1 | 0 | 0 | 11,813 | |
ENTERGY CORP | COM | 29364g103 | 611 | 8,662 | SH | DFND | 1 | 0 | 0 | 8,662 | |
EXELON CORP | COM | 30161n101 | 753 | 23,959 | SH | DFND | 1 | 0 | 0 | 23,959 | |
EXXON MOBIL CORP | COM | 30231g102 | 784 | 9,413 | SH | DFND | 1 | 0 | 0 | 9,413 | |
FIDUCIARY CLAYMOORE MLP OPPORT | COM | 31647q106 | 306 | 13,736 | SH | DFND | 1 | 0 | 0 | 13,736 | |
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738d101 | 203 | 7,997 | SH | DFND | 1 | 0 | 0 | 7,997 | |
GENERAL ELECTRIC CO | COM | 369604103 | 1,502 | 56,537 | SH | DFND | 1 | 0 | 0 | 56,537 | |
GENERAL MILLS INC | COM | 370334104 | 442 | 7,928 | SH | DFND | 1 | 0 | 0 | 7,928 | |
HCP INC | COM | 40414l109 | 779 | 21,365 | SH | DFND | 1 | 0 | 0 | 21,365 | |
HALLIBURTON CO | COM | 406216101 | 373 | 8,674 | SH | DFND | 1 | 0 | 0 | 8,674 | |
HARLEY DAVIDSON INC | COM | 412822108 | 338 | 6,000 | SH | DFND | 1 | 0 | 0 | 6,000 | |
HARTFORD FINANCIAL SERVICES GR | COM | 416515104 | 332 | 7,995 | SH | DFND | 1 | 0 | 0 | 7,995 | |
HONEYWELL INTL INC | COM | 438516106 | 557 | 5,463 | SH | DFND | 1 | 0 | 0 | 5,463 | |
IAC INTERACTIVE CORP | COM PAR .001 | 44919p508 | 358 | 4,500 | SH | DFND | 1 | 0 | 0 | 4,500 | |
INTEL CORP | COM | 458140100 | 347 | 11,434 | SH | DFND | 1 | 0 | 0 | 11,434 | |
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 244 | 1,500 | SH | DFND | 1 | 0 | 0 | 1,500 | |
ISHARES | CNTRY MIN VL ETF | 464286525 | 4,432 | 63,596 | SH | DFND | 1 | 0 | 0 | 63,596 | |
ISHARES | EM MKT MINVOL ETF | 464286533 | 251 | 4,352 | SH | DFND | 1 | 0 | 0 | 4,352 | |
ISHARES TR | CORE US AGGBD ETF | 464287226 | 46,374 | 426,310 | SH | DFND | 1 | 0 | 0 | 426,310 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 261 | 6,600 | SH | DFND | 1 | 0 | 0 | 6,600 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 766 | 6,620 | SH | DFND | 1 | 0 | 0 | 6,620 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 271 | 2,800 | SH | DFND | 1 | 0 | 0 | 2,800 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 34,447 | 229,679 | SH | DFND | 1 | 0 | 0 | 229,679 | |
ISHARES TR | COHEN&STEER REIT | 464287564 | 1,203 | 13,430 | SH | DFND | 1 | 0 | 0 | 13,430 | |
ISHARES TR | RUSS 1000 ETF | 464287622 | 10,776 | 92,864 | SH | DFND | 1 | 0 | 0 | 92,864 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 15,445 | 131,021 | SH | DFND | 1 | 0 | 0 | 131,021 | |
ISHARES TR | EUROPE ETF | 464287861 | 12,291 | 281,049 | SH | DFND | 1 | 0 | 0 | 281,049 | |
ISHARES | MBS ETF | 464288588 | 14,653 | 134,894 | SH | DFND | 1 | 0 | 0 | 134,894 | |
ISHARES | INTERM CR BD ETF | 464288638 | 9,504 | 87,305 | SH | DFND | 1 | 0 | 0 | 87,305 | |
ISHARES | 1-3 YR CR BD ETF | 464288646 | 5,058 | 48,023 | SH | DFND | 1 | 0 | 0 | 48,023 | |
ISHARES | 3-7 YR TR BD ETF | 464288661 | 1,252 | 10,190 | SH | DFND | 1 | 0 | 0 | 10,190 | |
ISHARES | US PFD STK ETF | 464288687 | 9,754 | 249,016 | SH | DFND | 1 | 0 | 0 | 249,016 | |
ISHARES TR | USA MIN VOL ETF | 46429b697 | 3,685 | 91,389 | SH | DFND | 1 | 0 | 0 | 91,389 | |
ISHARES | HDG MSCI EAFE | 46434v803 | 1,050 | 38,454 | SH | DFND | 1 | 0 | 0 | 38,454 | |
JPMORGAN CHASE & CO | COM | 46625h100 | 481 | 7,094 | SH | DFND | 1 | 0 | 0 | 7,094 | |
KKR & CO LP DE | COM UNITS | 48248m102 | 863 | 37,767 | SH | DFND | 1 | 0 | 0 | 37,767 | |
KAYNE ANDERSON MLP INVESTMENT | COM | 486606106 | 228 | 7,431 | SH | DFND | 1 | 0 | 0 | 7,431 | |
KELLOGG CO | COM | 487836108 | 201 | 3,200 | SH | DFND | 1 | 0 | 0 | 3,200 | |
KIMBERLY CLARK CORP | COM | 494368103 | 1,105 | 10,430 | SH | DFND | 1 | 0 | 0 | 10,430 | |
KINDER MORGAN INC | COM | 49456b101 | 921 | 23,984 | SH | DFND | 1 | 0 | 0 | 23,984 | |
KRAFT FOODS GROUP INC | COM | 50076q106 | 241 | 2,833 | SH | DFND | 1 | 0 | 0 | 2,833 | |
LEGGETT & PLATT INC | COM | 524660107 | 601 | 12,336 | SH | DFND | 1 | 0 | 0 | 12,336 | |
ELI LILLY & CO | COM | 532457108 | 988 | 11,844 | SH | DFND | 1 | 0 | 0 | 11,844 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 345 | 1,857 | SH | DFND | 1 | 0 | 0 | 1,857 | |
MARKET VECTORS ETF TR | HG MUNI YLD ETF | 57060u878 | 1,798 | 60,141 | SH | DFND | 1 | 0 | 0 | 60,141 | |
MATTEL INC | COM | 577081102 | 570 | 22,185 | SH | DFND | 1 | 0 | 0 | 22,185 | |
MCDONALDS CORP | COM | 580135101 | 638 | 6,711 | SH | DFND | 1 | 0 | 0 | 6,711 | |
MERCK & CO INC | COM | 58933y105 | 226 | 3,977 | SH | DFND | 1 | 0 | 0 | 3,977 | |
MICROSOFT CORP | COM | 594918104 | 936 | 21,213 | SH | DFND | 1 | 0 | 0 | 21,213 | |
MONDELEZ INTL INC | COM | 609207105 | 345 | 8,390 | SH | DFND | 1 | 0 | 0 | 8,390 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 822 | 9,416 | SH | DFND | 1 | 0 | 0 | 9,416 | |
NUCOR CORP | COM | 670346105 | 745 | 16,900 | SH | DFND | 1 | 0 | 0 | 16,900 | |
OMNICARE INC | COM | 681904108 | 471 | 5,000 | SH | DFND | 1 | 0 | 0 | 5,000 | |
PPG INDUSTRIES INC | COM | 693506107 | 642 | 5,600 | SH | DFND | 1 | 0 | 0 | 5,600 | |
PEPSICO INC | COM | 713448108 | 582 | 6,237 | SH | DFND | 1 | 0 | 0 | 6,237 | |
PFIZER INC | COM | 717081103 | 1,165 | 34,730 | SH | DFND | 1 | 0 | 0 | 34,730 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 273 | 3,399 | SH | DFND | 1 | 0 | 0 | 3,399 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201r783 | 620 | 6,205 | SH | DFND | 1 | 0 | 0 | 6,205 | |
POTASH CORP SASKATCHEWAN INC | COM | 73755l107 | 767 | 24,768 | SH | DFND | 1 | 0 | 0 | 24,768 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935a104 | 658 | 6,141 | SH | DFND | 1 | 0 | 0 | 6,141 | |
POWERSHARES ETF TRUST | FTSE US 1500 SM | 73935x567 | 536 | 5,165 | SH | DFND | 1 | 0 | 0 | 5,165 | |
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935x583 | 2,935 | 32,363 | SH | DFND | 1 | 0 | 0 | 32,363 | |
POWERSHARES GLOBAL ETF TR | SOVEREIGN DEBT | 73936t573 | 368 | 13,272 | SH | DFND | 1 | 0 | 0 | 13,272 | |
POWERSHARES GLOBAL ETF TR | EMER MKT PORT | 73936t763 | 765 | 39,751 | SH | DFND | 1 | 0 | 0 | 39,751 | |
POWERSHARES GLOBAL ETF TR | DEV MKTS EX-US | 73936t789 | 649 | 15,940 | SH | DFND | 1 | 0 | 0 | 15,940 | |
POWERSHARES ETF TR II | S&P 500 HGH BET | 73937b829 | 319 | 9,499 | SH | DFND | 1 | 0 | 0 | 9,499 | |
QUALCOMM INC | COM | 747525103 | 288 | 4,593 | SH | DFND | 1 | 0 | 0 | 4,593 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462f103 | 64,617 | 313,904 | SH | DFND | 1 | 0 | 0 | 313,904 | |
SPDR SERIES TR | BRC HIGH YLD BD | 78464a417 | 26,677 | 694,160 | SH | DFND | 1 | 0 | 0 | 694,160 | |
SPDR SERIES TR | DJ REIT ETF | 78464a607 | 214 | 2,538 | SH | DFND | 1 | 0 | 0 | 2,538 | |
SPDR SERIES TR | S&P REGL BKG | 78464a698 | 265 | 6,000 | SH | DFND | 1 | 0 | 0 | 6,000 | |
SPDR SERIES TR | S&P CAP MKTS | 78464a771 | 381 | 7,500 | SH | DFND | 1 | 0 | 0 | 7,500 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467v848 | 896 | 18,081 | SH | DFND | 1 | 0 | 0 | 18,081 | |
SCHLUMBERGER LTD | COM | 806857108 | 307 | 3,568 | SH | DFND | 1 | 0 | 0 | 3,568 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 6,888 | 92,599 | SH | DFND | 1 | 0 | 0 | 92,599 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369y308 | 5,138 | 107,940 | SH | DFND | 1 | 0 | 0 | 107,940 | |
SPECTRA ENERGY CORP | COM | 847560109 | 940 | 28,832 | SH | DFND | 1 | 0 | 0 | 28,832 | |
STRYKER CORP | COM | 863667101 | 499 | 5,222 | SH | DFND | 1 | 0 | 0 | 5,222 | |
SYSCO CORP | COM | 871829107 | 1,431 | 39,641 | SH | DFND | 1 | 0 | 0 | 39,641 | |
TEXAS INSTRUMENTS INC | COM | 882508104 | 402 | 7,800 | SH | DFND | 1 | 0 | 0 | 7,800 | |
TORTOISE ENERGY INFRASTRUCTURE | COM | 89147l100 | 1,392 | 37,723 | SH | DFND | 1 | 0 | 0 | 37,723 | |
UNION PACIFIC CORP | COM | 907818108 | 471 | 4,944 | SH | DFND | 1 | 0 | 0 | 4,944 | |
UNITED HEALTH GROUP INC | COM | 91324p102 | 235 | 1,925 | SH | DFND | 1 | 0 | 0 | 1,925 | |
VANGUARD BD INDEX FD INC | TOTAL BOND MKT | 921937835 | 1,420 | 17,476 | SH | DFND | 1 | 0 | 0 | 17,476 | |
VANGUARD TAX MGD INTL FUND | FTSE DEV MKT ETF | 921943858 | 30,421 | 797,663 | SH | DFND | 1 | 0 | 0 | 797,663 | |
VANGUARD INTL EQUITY IND FD | FTSE EMR MKET ETF | 922042858 | 13,859 | 339,018 | SH | DFND | 1 | 0 | 0 | 339,018 | |
VANGUARD INDEX FUNDS | MCAP GR IDXVIP | 922908538 | 568 | 5,331 | SH | DFND | 1 | 0 | 0 | 5,331 | |
VANGUARD INDEX FUNDS | REIT ETF | 922908553 | 657 | 8,800 | SH | DFND | 1 | 0 | 0 | 8,800 | |
VANGUARD INDEX FUNDS | SM CAP VAL ETF | 922908611 | 224 | 2,078 | SH | DFND | 1 | 0 | 0 | 2,078 | |
VANGUARD INDEX FUNDS | LARGE CAP ETF | 922908637 | 255 | 2,688 | SH | DFND | 1 | 0 | 0 | 2,688 | |
VANGUARD INDEX FUNDS | GROWTH ETF | 922908736 | 1,398 | 13,056 | SH | DFND | 1 | 0 | 0 | 13,056 | |
VANGUARD INDEX FUNDS | VALUE ETF | 922908744 | 1,290 | 15,481 | SH | DFND | 1 | 0 | 0 | 15,481 | |
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 1,058 | 22,700 | SH | DFND | 1 | 0 | 0 | 22,700 | |
WEC ENERGY GROUP INC | COM | 92939u106 | 360 | 8,000 | SH | DFND | 1 | 0 | 0 | 8,000 | |
WILLIAMS COS INC | COM | 969457100 | 1,666 | 29,027 | SH | DFND | 1 | 0 | 0 | 29,027 | |
WISDOM TREE TR | JAPAN HEDGED EQ | 97717w851 | 646 | 11,289 | SH | DFND | 1 | 0 | 0 | 11,289 | |
WISDOM TREE TR | EUROPE HEDGED EQ | 97717x701 | 765 | 12,427 | SH | DFND | 1 | 0 | 0 | 12,427 |