Nuveen Real Asset Income and Growth Fund (JRI)
Filed: 19 Aug 13, 12:00am
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22658
Nuveen Real Asset Income and Growth Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2013
Item 1. Proxy Voting Record
Nuveen Real Asset Income and Growth Fund
ABERTIS INFRAESTRUCTURAS S.A
| Ticker: | ABE | Security ID: | E0003D111 | |||||
| Meeting Date: | MAR 20, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 13, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve Consolidated and Standalone Financial Statements | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3 | Approve Discharge of Board | For | For | Management | ||||
| 4 | Authorize Increase in Capital Charged to Reserves for Bonus Issue | For | For | Management | ||||
| 5 | Amend Articles Re: Board Composition, Convening Board Meeting and Quorum | For | For | Management | ||||
| 6 | Receive Amendments to Board of Directors’ Regulations | None | None | Management | ||||
| 7.1 | Ratify Appointment of and Elect Pablis SL as Director | For | Against | Management | ||||
| 7.2 | Ratify Appointment of and Elect Carlos Colomer Casellas as Director | For | Against | Management | ||||
| 7.3 | Ratify Appointment of and Elect Obrascon Huarte Lain SA as Director | For | Against | Management | ||||
| 7.4 | Ratify Appointment of and Elect OHL Concesiones SAU as Director | For | Against | Management | ||||
| 7.5 | Ratify Appointment of and Elect OHL Emisiones SAU as Director | For | Against | Management | ||||
| 7.6 | Reelect Salvador Alemany Mas as Director | For | Against | Management | ||||
| 7.7 | Reelect Isidro Faine Casas as Director | For | Against | Management | ||||
| 7.8 | Reelect Marcelino Armenter Vidal as Director | For | Against | Management | ||||
| 7.9 | Elect Director | For | Against | Management | ||||
| 7.10 | Elect Director | For | Against | Management | ||||
| 8 | Approve Stock-for-Salary | For | For | Management | ||||
| 9 | Advisory Vote on Remuneration Policy Report | For | Against | Management | ||||
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
AGL RESOURCES INC.
| Ticker: | GAS | Security ID: | 001204106 | |||||
| Meeting Date: | APR 30, 2013 | Meeting Type: | Annual | |||||
| Record Date: | FEB 21, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Sandra N. Bane | For | For | Management | ||||
| 1.2 | Elect Director Thomas D. Bell, Jr. | For | For | Management | ||||
| 1.3 | Elect Director Norman R. Bobins | For | For | Management | ||||
| 1.4 | Elect Director Charles R. Crisp | For | For | Management | ||||
| 1.5 | Elect Director Brenda J. Gaines | For | For | Management | ||||
| 1.6 | Elect Director Arthur E. Johnson | For | For | Management | ||||
| 1.7 | Elect Director Wyck A. Knox, Jr. | For | For | Management | ||||
| 1.8 | Elect Director Dennis M. Love | For | For | Management |
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| 1.9 | Elect Director Charles H. “Pete” McTier | For | For | Management | ||||
| 1.10 | Elect Director Dean R. O’Hare | For | For | Management | ||||
| 1.11 | Elect Director Armando J. Olivera | For | For | Management | ||||
| 1.12 | Elect Director John E. Rau | For | For | Management | ||||
| 1.13 | Elect Director James A. Rubright | For | For | Management | ||||
| 1.14 | Elect Director John W. Somerhalder II | For | For | Management | ||||
| 1.15 | Elect Director Bettina M. Whyte | For | For | Management | ||||
| 1.16 | Elect Director Henry C. Wolf | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Against | For | Shareholder |
AMREIT, INC.
| Ticker: | AMRE | Security ID: | 03216B208 | |||||
| Meeting Date: | APR 18, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 04, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Robert S. Cartwright, Jr. | For | For | Management | ||||
| 1.2 | Elect Director Brent M. Longnecker | For | For | Management | ||||
| 1.3 | Elect Director Scot J. Luther | For | For | Management | ||||
| 1.4 | Elect Director Mack D. Pridgen, III | For | For | Management | ||||
| 1.5 | Elect Director H. L. ‘Hank’ Rush, Jr. | For | For | Management | ||||
| 1.6 | Elect Director Philip Taggart | For | For | Management | ||||
| 1.7 | Elect Director H. Kerr Taylor | For | For | Management | ||||
| 2 | Amend Charter to Change 50 Percent of Outstanding Shares of Class A Common Stock into Shares of Class B Common Stock on a One-for-One Basis | For | For | Management | ||||
| 3 | Amend Charter to Change the Remaining Outstanding and Unissued Shares of Class A Common Stock Into Shares of Class B Common Stock on a One-for-One Basis | For | For | Management | ||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
ASCENDAS REAL ESTATE INVESTMENT TRUST
| Ticker: | A17 | Security ID: | Y0205X103 | |||||
| Meeting Date: | JUN 28, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Adopt Report of HSBC Institutional Trust Services (Singapore) Limited, the Statement by Ascendas Funds Management (S) Limited, and the Audited Financial Statements of Ascendas Real Estate Investment Trust | For | For | Management | ||||
| 2 | Reappoint KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management |
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ATLANTIA SPA
| Ticker: | ATL | Security ID: | T05404107 | |||||
| Meeting Date: | APR 30, 2013 | Meeting Type: | Annual/Special | |||||
| Record Date: | APR 19, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | Management | ||||
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Against | Management | ||||
| 3.1 | Slate 1 Submitted by Sintonia SpA | None | Did Not Vote | Shareholder | ||||
| 3.2 | Slate 2 Submitted by Institutional Investors | None | For | Shareholder | ||||
| 4 | Approve Remuneration Report | For | Against | Management | ||||
| 5 | Amend Equity Compensation Plans | For | Against | Management | ||||
| 1 | Approve Merger by Incorporation of Gemina SpA | For | Against | Management |
CAPITAMALL TRUST LTD
| Ticker: | C38U | Security ID: | Y1100L160 | |||||
| Meeting Date: | APR 17, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Adopt Financial Statements, Report of Trustee, Statement of Manager and Auditors’ Report | For | For | Management | ||||
| 2 | Reappoint KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||
| 4 | Amend Trust Deed Re: Repurchase of Units | For | For | Management | ||||
| 5 | Authorize Share Repurchase Program | For | For | Management |
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CENTRICA PLC
| Ticker: | CNA | Security ID: | G2018Z143 | |||||
| Meeting Date: | MAY 13, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAY 09, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Remuneration Report | For | For | Management | ||||
| 3 | Approve Final Dividend | For | For | Management | ||||
| 4 | Re-elect Sir Roger Carr as Director | For | For | Management | ||||
| 5 | Re-elect Sam Laidlaw as Director | For | For | Management | ||||
| 6 | Re-elect Phil Bentley as Director | For | For | Management | ||||
| 7 | Re-elect Margherita Della Valle as Director | For | For | Management | ||||
| 8 | Re-elect Mary Francis as Director | For | For | Management | ||||
| 9 | Re-elect Mark Hanafin as Director | For | For | Management | ||||
| 10 | Re-elect Lesley Knox as Director | For | For | Management | ||||
| 11 | Re-elect Nick Luff as Director | For | For | Management | ||||
| 12 | Re-elect Ian Meakins as Director | For | For | Management | ||||
| 13 | Re-elect Paul Rayner as Director | For | For | Management | ||||
| 14 | Re-elect Chris Weston as Director | For | For | Management | ||||
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
| 16 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
| 17 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
| 18 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
| 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
| 20 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
| 21 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
CITYSPRING INFRASTRUCTURE TRUST
| Ticker: | Security ID: | Y165A1100 | ||||||
| Meeting Date: | JUL 10, 2012 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Adopt Report of the Trustee-Manager, Statement by the Trustee-Manager, and Audited Accounts of CitySpring Together with the Auditors’ Report | For | For | Management | ||||
| 2 | Reappoint Ernst & Young LLP as Auditors and Authorize Trustee-Manager to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | Management | ||||
| 4 | Approve Mandate for Transactions with Related Parties | For | For | Management |
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COLONY FINANCIAL, INC.
| Ticker: | CLNY | Security ID: | 19624R106 | |||||
| Meeting Date: | MAY 06, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 25, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Thomas J. Barrack, Jr. | For | For | Management | ||||
| 1.2 | Elect Director Richard B. Saltzman | For | For | Management | ||||
| 1.3 | Elect Director George G. C. Parker | For | For | Management | ||||
| 1.4 | Elect Director John A. Somers | For | For | Management | ||||
| 1.5 | Elect Director John L. Steffens | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
DUET GROUP
| Ticker: | DUE | Security ID: | Q32878102 | |||||
| Meeting Date: | NOV 23, 2012 | Meeting Type: | Annual/Special | |||||
| Record Date: | NOV 21, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve the Adoption of the Remuneration Report | For | For | Management | ||||
| 2 | Approve the Internalisation of Management of DUET Group | For | For | Management | ||||
| 3 | Approve the Reduction of Share Capital | For | For | Management | ||||
| 4 | Renew the Proportional Takeover Provisions | For | For | Management | ||||
| 5 | Approve the Selective Off-Market Buy-Back of the A Special Share, B Special Share, and C Special Shares | For | For | Management | ||||
| 6 | Approve the Termination Benefits of David Bartholomew, Chief Executive Officer, and Jason Conroy, Chief Financial Officer | For | Against | Management | ||||
| 1 | Approve the Internalisation of Management of DUET Group | For | For | Management | ||||
| 2 | Renew the Proportional Takeover Provisions | For | For | Management | ||||
| 3 | Approve the Amendments to the Fee Provisions of DUET1’s Constitution | For | For | Management | ||||
| 4 | Approve the Amendments to the Constitution of DUET1 | For | For | Management | ||||
| 1 | Approve Internalisation of the Management of DUET Group | For | For | Management | ||||
| 2 | Renew the Proportional Takeover Provisions | For | For | Management | ||||
| 3 | Approve the Amendments to the Fee Provisions of DUET2’s Constitution | For | For | Management | ||||
| 4 | Approve the Amendments to the Constitution of DUET2 | For | For | Management | ||||
| 1 | Approve Internalisation of the Management of DUET Group | For | For | Management | ||||
| 2 | Renew the Proportional Takeover Provisions | For | For | Management | ||||
| 3 | Approve the Amendments to the Fee Provisions of DUET3’s Constitution | For | For | Management | ||||
| 4 | Approve the Amendments to the Constitution of DUET3 | For | For | Management |
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E.ON SE
| Ticker: | EOAN | Security ID: | D24914133 | |||||
| Meeting Date: | MAY 03, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | None | None | Management | ||||
| 2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | For | Did Not Vote | Management | ||||
| 3 | Approve Discharge of Management Board for Fiscal 2012 | For | Did Not Vote | Management | ||||
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012 | For | Did Not Vote | Management | ||||
| 5a | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | For | Did Not Vote | Management | ||||
| 5b | Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2013 | For | Did Not Vote | Management | ||||
| 6a | Elect Denise Kingsmill to the Supervisory Board | For | Did Not Vote | Management | ||||
| 6b | Elect Ulrich Lehner to the Supervisory Board | For | Did Not Vote | Management | ||||
| 6c | Elect Rene Obermann to the Supervisory Board | For | Did Not Vote | Management | ||||
| 6d | Elect Karen de Segundo to the Supervisory Board | For | Did Not Vote | Management | ||||
| 6e | Elect Theo Siegert to the Supervisory Board | For | Did Not Vote | Management | ||||
| 6f | Elect Werner Wenning to the Supervisory Board | For | Did Not Vote | Management | ||||
| 7 | Approve Remuneration System for Management Board Members | For | Did Not Vote | Management | ||||
| 8 | Approve Remuneration of Supervisory Board | For | Did Not Vote | Management |
EDP- ENERGIAS DO BRASIL S.A
| Ticker: | ENBR3 | Security ID: | P3769R108 | |||||
| Meeting Date: | APR 10, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | For | Against | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3 | Fix Board Size and Elect Directors | For | For | Management | ||||
| 4 | Approve Remuneration of Company’s Management | For | Against | Management |
Page 6
FERROVIAL SA
| Ticker: | FER | Security ID: | E49512119 | |||||
| Meeting Date: | MAR 21, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 14, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve Consolidated and Standalone Financial Statements | For | For | Management | ||||
| 2.1 | Approve Allocation of Income | For | For | Management | ||||
| 2.2 | Approve Dividends | For | For | Management | ||||
| 3 | Approve Discharge of Board | For | For | Management | ||||
| 4 | Renew Appointment of Deloitte as Auditor | For | For | Management | ||||
| 5.1 | Reelect Rafael del Pino y Calvo-Sotelo as Director | For | Against | Management | ||||
| 5.2 | Reelect Santiago Bergareche Busquet as Director | For | Against | Management | ||||
| 5.3 | Reelect Joaquin Ayuso Garcia as Director | For | Against | Management | ||||
| 5.4 | Reelect Inigo Meiras Amusco as Director | For | For | Management | ||||
| 5.5 | Reelect Jaime Carvajal Urquijo as Director | For | Against | Management | ||||
| 5.6 | Reelect Portman Baela SL as Director | For | Against | Management | ||||
| 5.7 | Reelect Juan Arena de la Mora as Director | For | Against | Management | ||||
| 5.8 | Reelect Gabriele Burgio as Director | For | For | Management | ||||
| 5.9 | Reelect Maria del Pino y Calvo-Sotelo as Director | For | Against | Management | ||||
| 5.10 | Reelect Santiago Fernandez Valbuenaas Director | For | For | Management | ||||
| 5.11 | Reelect Jose Fernando Sanchez-Junco Mans as Director | For | For | Management | ||||
| 5.12 | Reelect Karlovy SL as Director | For | Against | Management | ||||
| 6.1 | Approve 2013-2015 Restricted Stock Plan for Executive Directors | For | Against | Management | ||||
| 6.2 | Approve 2013-2015 Restricted Stock Plan for Senior Management | For | Against | Management | ||||
| 7 | Authorize Share Repurchase Program | For | For | Management | ||||
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
| 9 | Advisory Vote on Remuneration Policy Report | For | Against | Management | ||||
| 10 | Receive Amendments to Board of Directors’ Regulations | None | None | Management | ||||
| 11 | Information on Issuance of Convertible Securities as Agreed at EGM on Oct. 22, 2009 | None | None | Management |
HAFSLUND ASA
| Ticker: | HNB | Security ID: | R28315118 | |||||
| Meeting Date: | MAY 07, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Open Meeting; Elect Chairman of Meeting | None | None | Management | ||||
| 2 | Registration of Attending Shareholders and Proxies | None | None | Management | ||||
| 3 | Approve Notice of Meeting and Agenda | For | Did Not Vote | Management | ||||
| 4 | Designate Inspector(s) of Minutes of Meeting | None | None | Management | ||||
| 5 | Receive Financial Statements and Statutory Reports | None | None | Management |
Page 7
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | For | Did Not Vote | Management | ||||
| 7 | Authorize Share Repurchase Program to be Directed Towards Employee Programs | For | Did Not Vote | Management | ||||
| 8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Did Not Vote | Management | ||||
| 9 | Receive Corporate Governance Statement | None | None | Management | ||||
| 10a | Reelect Odd Hoelsater as Director | For | Did Not Vote | Management | ||||
| 10b | Elect Per Langer as Director | For | Did Not Vote | Management | ||||
| 11 | Approve Remuneration of Directors in the Amount of NOK 505,000 for the Chairman and NOK 220,000 for Other Members; Approve Remuneration for Deputy Members; Approve Remuneration for Committee Work | For | Did Not Vote | Management | ||||
| 12 | Approve Amended Procedures for Nominating Committee | For | Did Not Vote | Management | ||||
| 13 | Elect Kjell Viland as Member of Nominating Committee | For | Did Not Vote | Management | ||||
| 14 | Approve Remuneration for Nominating Committee Members in the Amount of NOK 6,000 per Meeting | For | Did Not Vote | Management | ||||
| 15 | Approve Remuneration of Auditors for 2012 | For | Did Not Vote | Management |
HEALTH CARE REIT, INC.
| Ticker: | HCN | Security ID: | 42217K106 | |||||
| Meeting Date: | MAY 02, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 05, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
| 1.2 | Elect Director George L. Chapman | For | For | Management | ||||
| 1.3 | Elect Director Thomas J. DeRosa | For | For | Management | ||||
| 1.4 | Elect Director Jeffrey H. Donahue | For | For | Management | ||||
| 1.5 | Elect Director Peter J. Grua | For | For | Management | ||||
| 1.6 | Elect Director Fred S. Klipsch | For | For | Management | ||||
| 1.7 | Elect Director Sharon M. Oster | For | For | Management | ||||
| 1.8 | Elect Director Jeffrey R. Otten | For | For | Management | ||||
| 1.9 | Elect Director Judith C. Pelham | For | For | Management | ||||
| 1.10 | Elect Director R. Scott Trumbull | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
Page 8
HUTCHISON PORT HOLDINGS TRUST
| Ticker: | NS8U | Security ID: | Y3780D104 | |||||
| Meeting Date: | APR 30, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Adopt Report of Trustee-Manager, Statement by Trustee-Manager, Financial Statements, and Auditor’s Report | For | For | Management | ||||
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management |
JIANGSU EXPRESSWAY CO. LTD.
| Ticker: | 00177 | Security ID: | Y4443L103 | |||||
| Meeting Date: | SEP 10, 2012 | Meeting Type: | Special | |||||
| Record Date: | AUG 10, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Amend Articles of Association | For | For | Management |
JIANGSU EXPRESSWAY CO. LTD.
| Ticker: | 00177 | Security ID: | Y4443L103 | |||||
| Meeting Date: | OCT 26, 2012 | Meeting Type: | Special | |||||
| Record Date: | SEP 26, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve Issue of Medium-term Notes | For | For | Management | ||||
| 2 | Amend Articles of Association | For | For | Management |
JIANGSU EXPRESSWAY CO. LTD.
| Ticker: | 00177 | Security ID: | Y4443L103 | |||||
| Meeting Date: | JUN 07, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAY 07, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Reports of the Board of Directors | For | For | Management | ||||
| 2 | Accept Reports of the Supervisory Committee | For | For | Management | ||||
| 3 | Approve Annual Budget Report for the Year 2012 | For | For | Management | ||||
| 4 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 5 | Approve Profit Distribution Scheme in Respect of the Final Dividend | For | For | Management | ||||
| 6 | Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors at a Remuneration Not Exceeding RMB 2.1 Million Per Year | For | For | Management | ||||
| 7 | Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors for Internal Control at a Remuneration Not Exceeding RMB 680,000 Per Year | For | For | Management | ||||
| 8 | Approve Issuance of Short-Term Commercial Papers Not More Than RMB 3 Billion | For | For | Management |
Page 9
KOBENHAVNS LUFTHAVNE
| Ticker: | KBHL | Security ID: | K5812C108 | |||||
| Meeting Date: | APR 09, 2013 | Meeting Type: | Annual | |||||
| Record Date: | APR 02, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Receive Report of Board | None | None | Management | ||||
| 2 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
| 3 | Approve Discharge of Management and Board | For | For | Management | ||||
| 4 | Approve Allocation of Income and Dividends of DKK 155.42 per Share | For | For | Management | ||||
| 5 | Approve Remuneration of Directors in the Amount of DKK 900,000 for the Chairman and DKK 300,000 for Other Members; Approve Remuneration for Committee Work | For | For | Management | ||||
| 6.1 | Reelect Henrik Gurtler as Director | For | For | Management | ||||
| 6.2 | Reelect David Stanton as Director | For | For | Management | ||||
| 6.3 | Reelect Simon Boyd Geere as Director | For | For | Management | ||||
| 6.4 | Reelect Christopher Ireland as Director | For | For | Management | ||||
| 6.5 | Reelect Janis Kong as Director | For | For | Management | ||||
| 6.6 | Elect Christopher Frost as Director | For | For | Management | ||||
| 6.7 | Elect Henrik Gurtler as Chairman | For | For | Management | ||||
| 6.8 | Elect David Stanton as Deputy Chairman | For | For | Management | ||||
| 6.9 | Elect Simon Boyd Geere as Deputy Chairman | For | For | Management | ||||
| 7 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
| 8.1.1 | Approve Control of Birds in Breeding Territories | Against | Against | Shareholder | ||||
| 8.1.2 | Approve Purchase of Bird Radar and Bird Migration Monitoring | Against | Against | Shareholder | ||||
| 8.1.3 | Approve Purchase of Rescue Gear | Against | Against | Shareholder | ||||
| 8.1.4 | Approve Studies of Bird Occurrences | Against | Against | Shareholder | ||||
| 8.1.5 | Approve Aviation Safety Assessment | Against | Against | Shareholder | ||||
| 8.2.1 | Approve Allowing Foreign Experts to Evaluate Aviation Safety Obligations | Against | Against | Shareholder | ||||
| 8.2.2 | Approve Purchase of Bird Radar | Against | Against | Shareholder | ||||
| 8.3.1 | Approve Including Item Regarding Profits of Roskilde Airport in Company Reports | Against | Against | Shareholder | ||||
| 9 | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | For | For | Management | ||||
| 10 | Other Business | None | None | Management |
Page 10
LIBERTY PROPERTY TRUST
| Ticker: | LRY | Security ID: | 531172104 | |||||
| Meeting Date: | MAY 09, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 11, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Frederick F. Buchholz | For | For | Management | ||||
| 1.2 | Elect Director Thomas C. DeLoach, Jr. | For | For | Management | ||||
| 1.3 | Elect Director Katherine Elizabeth Dietze | For | For | Management | ||||
| 1.4 | Elect Director Daniel P. Garton | For | For | Management | ||||
| 1.5 | Elect Director William P. Hankowsky | For | For | Management | ||||
| 1.6 | Elect Director M. Leanne Lachman | For | For | Management | ||||
| 1.7 | Elect Director David L. Lingerfelt | For | For | Management | ||||
| 1.8 | Elect Director Stephen D. Steinour | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
MACK-CALI REALTY CORPORATION
| Ticker: | CLI | Security ID: | 554489104 | |||||
| Meeting Date: | MAY 15, 2013 | Meeting Type: | Annual | |||||
| Record Date: | APR 03, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
| 1.2 | Elect Director Vincent Tese | For | For | �� | Management | |||
| 1.3 | Elect Director Roy J. Zuckerberg | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
| 3 | Ratify Auditors | For | For | Management | ||||
| 4 | Approve Omnibus Stock Plan | For | Against | Management |
MAGELLAN MIDSTREAM PARTNERS, L.P.
| Ticker: | MMP | Security ID: | 559080106 | |||||
| Meeting Date: | APR 25, 2013 | Meeting Type: | Annual | |||||
| Record Date: | FEB 25, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Walter R. Arnheim | For | For | Management | ||||
| 1.2 | Elect Director Patrick C. Eilers | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
Page 11
MAPLETREE LOGISTICS TRUST
| Ticker: | M44U | Security ID: | Y5759Q107 | |||||
| Meeting Date: | JUL 17, 2012 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Adopt Financial Statements, Report of Trustee, Statement by Manager, and Auditors’ Report | For | For | Management | ||||
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | Management | ||||
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||
| 4 | Other Business (Voting) | For | Against | Management |
MISSION WEST PROPERTIES, INC.
| Ticker: | MSW | Security ID: | 605203108 | |||||
| Meeting Date: | DEC 13, 2012 | Meeting Type: | Special | |||||
| Record Date: | NOV 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve Recapitalization Plan | For | For | Management | ||||
| 2 | Approve Sale of Company Assets | For | For | Management | ||||
| 3 | Approve Plan of Liquidation | For | For | Management | ||||
| 4 | Advisory Vote on Golden Parachutes | For | For | Management | ||||
| 5 | Adjourn Meeting | For | For | Management |
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
| Ticker: | MNR | Security ID: | 609720107 | |||||
| Meeting Date: | MAY 02, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 06, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Anna T. Chew | For | For | Management | ||||
| 1.2 | Elect Director Daniel D. Cronheim | For | For | Management | ||||
| 1.3 | Elect Director Scott L. Robinson | For | For | Management | ||||
| 1.4 | Elect Director Eugene Rothenberg | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
NATIONAL GRID PLC
| Ticker: | NG. | Security ID: | 636274300 | |||||
| Meeting Date: | JUL 30, 2012 | Meeting Type: | Annual | |||||
| Record Date: | JUN 01, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Final Dividend | For | For | Management | ||||
| 3 | Elect Sir Peter Gershon as Director | For | For | Management | ||||
| 4 | Re-elect Steve Holliday as Director | For | For | Management | ||||
| 5 | Re-elect Andrew Bonfield as Director | For | For | Management | ||||
| 6 | Re-elect Tom King as Director | For | For | Management | ||||
| 7 | Re-elect Nick Winser as Director | For | For | Management | ||||
| 8 | Re-elect Ken Harvey as Director | For | For | Management | ||||
| 9 | Re-elect Linda Adamany as Director | For | For | Management | ||||
| 10 | Re-elect Philip Aiken as Director | For | For | Management |
Page 12
| 11 | Elect Nora Brownell as Director | For | For | Management | ||||
| 12 | Elect Paul Golby as Director | For | For | Management | ||||
| 13 | Elect Ruth Kelly as Director | For | For | Management | ||||
| 14 | Re-elect Maria Richter as Director | For | For | Management | ||||
| 15 | Re-elect George Rose as Director | For | For | Management | ||||
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
| 17 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
| 18 | Approve Remuneration Report | For | For | Management | ||||
| 19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
| 20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
| 21 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
| 22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
| 23 | Amend Articles of Association | For | For | Management |
NATIONAL RETAIL PROPERTIES, INC.
| Ticker: | NNN | Security ID: | 637417106 | |||||
| Meeting Date: | MAY 23, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 25, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Don DeFosset | For | For | Management | ||||
| 1.2 | Elect Director David M. Fick | For | For | Management | ||||
| 1.3 | Elect Director Edward J. Fritsch | For | For | Management | ||||
| 1.4 | Elect Director Kevin B. Habicht | For | For | Management | ||||
| 1.5 | Elect Director Richard B. Jennings | For | For | Management | ||||
| 1.6 | Elect Director Ted B. Lanier | For | For | Management | ||||
| 1.7 | Elect Director Robert C. Legler | For | For | Management | ||||
| 1.8 | Elect Director Craig Macnab | For | For | Management | ||||
| 1.9 | Elect Director Robert Martinez | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
NWS HOLDINGS LIMITED
| Ticker: | 00659 | Security ID: | G66897110 | |||||
| Meeting Date: | NOV 20, 2012 | Meeting Type: | Annual | |||||
| Record Date: | NOV 15, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Final Dividend | For | For | Management | ||||
| 3a1 | Reelect Lee Yiu Kwong, Alan as Director | For | For | Management | ||||
| 3a2 | Reelect Cheung Chin Cheung as Director | For | For | Management | ||||
| 3a3 | Reelect William Junior Guilherme Doo as Director | For | For | Management | ||||
| 3a4 | Reelect Cheng Wai Chee, Christopher as Director | For | For | Management | ||||
| 3a5 | Reelect Wilfried Ernst Kaffenberger as Director | For | For | Management |
Page 13
| 3b | Authorize the Board to Fix Directors’ Remuneration | For | For | Management | ||||
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
| 5b | Authorize Share Repurchase Program | For | For | Management | ||||
| 5c | Authorize Reissuance of Repurchased Shares | For | Against | Management |
OESTERREICHISCHE POST AG
| Ticker: | Security ID: | A6191J103 | ||||||
| Meeting Date: | APR 18, 2013 | Meeting Type: | Annual | |||||
| Record Date: | APR 08, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
| 2 | Approve Allocation of Income | For | For | Management | ||||
| 3 | Approve Discharge of Management Board | For | For | Management | ||||
| 4 | Approve Discharge of Supervisory Board | For | For | Management | ||||
| 5 | Approve Remuneration of Supervisory Board Members | For | For | Management | ||||
| 6 | Ratify Auditors | For | For | Management |
PARKWAYLIFE REIT
| Ticker: | C2PU | Security ID: | Y67202104 | |||||
| Meeting Date: | APR 19, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Adopt Financial Statements, Trustee’s Report, Manager’s Statement, and Auditors’ Report | For | For | Management | ||||
| 2 | Reappoint KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | Against | Management | ||||
| 3 | Other Business (Voting) | For | Against | Management |
REN - REDES ENERGETICAS NACIONAIS, SGPS, S.A.
| Ticker: | Security ID: | X70955103 | ||||||
| Meeting Date: | APR 30, 2013 | Meeting Type: | Annual | |||||
| Record Date: | APR 23, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2012 | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management |
Page 14
| 3 | Approve Discharge of Management and Supervisory Board | For | For | Management | ||||
| 4 | Authorize Repurchase and Reissuance of Shares | For | For | Management | ||||
| 5 | Authorize Repurchase and Reissuance of Shares and Debt Instruments | For | For | Management | ||||
| 6 | Approve Remuneration Policy | For | For | Management | ||||
| 7 | Approve Remuneration of Remuneration Committee Members | For | For | Management | ||||
| 8 | Ratify Jose Luis Arnaut as Director | For | For | Management | ||||
| 9 | Elect Director | For | For | Management |
RETAIL PROPERTIES OF AMERICA INC.
| Ticker: | RPAI | Security ID: | 76131V202 | |||||
| Meeting Date: | OCT 09, 2012 | Meeting Type: | Annual | |||||
| Record Date: | JUL 13, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Kenneth H. Beard | For | For | Management | ||||
| 1.2 | Elect Director Frank A. Catalano, Jr. | For | For | Management | ||||
| 1.3 | Elect Director Paul R. Gauvreau | For | For | Management | ||||
| 1.4 | Elect Director Gerald M. Gorski | For | For | Management | ||||
| 1.5 | Elect Director Steven P. Grimes | For | For | Management | ||||
| 1.6 | Elect Director Richard P. Imperiale | For | For | Management | ||||
| 1.7 | Elect Director Kenneth E. Masick | For | For | Management | ||||
| 1.8 | Elect Director Barbara A. Murphy | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
SATS LTD
| Ticker: | S58 | Security ID: | Y7992U101 | |||||
| Meeting Date: | JUL 26, 2012 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||
| 2 | Declare Final Dividend of SGD 0.06 Per Share and Special Dividend of SGD 0.15 Per Share | For | For | Management | ||||
| 3 | Reelect David Zalmon Baffsky as Director | For | For | Management | ||||
| 4 | Reelect Edmund Cheng Wai Wing as Director | For | For | Management | ||||
| 5 | Reelect David Heng Chen Seng as Director | For | For | Management | ||||
| 6 | Reelect Koh Poh Tiong as Director | For | For | Management | ||||
| 7 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
| 8 | Approve Directors’ Fees of SGD 1.3 Million for the Financial Year Ending March 31, 2013 | For | For | Management | ||||
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management |
Page 15
| 10 | Approve Issuance of Shares and/or Grant of Awards under the SATS Performance Share Plan, SATS Restricted Share Plan, and SATS Employee Share Option Plan | For | Against | Management | ||||
| 11 | Approve Mandate for Transactions with Related Parties | For | For | Management | ||||
| 12 | Authorize Share Repurchase Program | For | For | Management | ||||
| 13 | Other Business (Voting) | For | Against | Management |
SELECT INCOME REIT
| Ticker: | SIR | Security ID: | 81618T100 | |||||
| Meeting Date: | MAY 13, 2013 | Meeting Type: | Annual | |||||
| Record Date: | FEB 19, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Elect Director Jeffrey P. Somers | For | For | Management | ||||
| 2 | Elect Director Barry M. Portnoy | For | Withhold | Management | ||||
| 3 | Ratify Auditors | For | For | Management |
SENIOR HOUSING PROPERTIES TRUST
| Ticker: | SNH | Security ID: | 81721M109 | |||||
| Meeting Date: | MAY 09, 2013 | Meeting Type: | Annual | |||||
| Record Date: | FEB 19, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Elect Director John L. Harrington | For | Withhold | Management | ||||
| 2 | Elect Director Adam D. Portnoy | For | Withhold | Management | ||||
| 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 4 | Ratify Auditors | For | For | Management |
SINGAPORE POST LTD.
| Ticker: | S08 | Security ID: | Y8120Z103 | |||||
| Meeting Date: | JUN 28, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||
| 2 | Declare Final Dividend | For | For | Management | ||||
| 3 | Elect Bill Chang York Chye as Director | For | Against | Management | ||||
| 4 | Elect Low Teck Seng as Director | For | For | Management | ||||
| 5 | Elect Keith Tay Ah Kee as Director | For | Against | Management | ||||
| 6 | Elect Tan Yam Pin as Director | For | Against | Management | ||||
| 7 | Approve Directors’ Fees | For | For | Management | ||||
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Against | Management |
Page 16
| 9 | Approve Issuance of Equity or Equity-Linked Securities With or Without Preemptive Rights | For | For | Management | ||||
| 10 | Approve Grant of Options and Issuance of Shares Pursuant to the Singapore Post Share Option Scheme 2012 | For | For | Management |
SINGAPORE POST LTD.
| Ticker: | S08 | Security ID: | Y8120Z103 | |||||
| Meeting Date: | JUN 28, 2013 | Meeting Type: | Special | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve Mandate for Transactions with Related Parties | For | For | Management | ||||
| 2 | Authorize Share Repurchase Program | For | For | Management | ||||
| 3 | Approve Proposed Adoption of the Singapore Post Restricted Share Plan 2013 | For | For | Management |
SINGAPORE TELECOMMUNICATIONS LTD.
| Ticker: | Z74 | Security ID: | Y79985209 | |||||
| Meeting Date: | JUL 27, 2012 | Meeting Type: | Special | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Authorize Share Repurchase Program | For | For | Management | ||||
| 2 | Adopt SingTel Performance Share Plan 2012 | For | For | Management | ||||
| 3 | Approve Participation by Chua Sock Koong in the SingTel Performance Share Plan | For | For | Management |
SINGAPORE TELECOMMUNICATIONS LTD.
| Ticker: | Z74 | Security ID: | Y79985209 | |||||
| Meeting Date: | JUL 27, 2012 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||
| 2 | Declare Final Dividend of SGD 0.09 Per Share | For | For | Management | ||||
| 3 | Reelect Chua Sock Koong as Director | For | For | Management | ||||
| 4 | Reelect Fang Ai Lian as Director | For | For | Management | ||||
| 5 | Reelect Kaikhushru Shiavax Nargolwala as Director | For | For | Management | ||||
| 6 | Reelect Ong Peng Tsin as Director | For | For | Management | ||||
| 7 | Reelect Bobby Chin Yoke Choong as Director | For | For | Management | ||||
| 8 | Approve Directors’ Fees for the Year Ending March 31, 2013 | For | For | Management |
Page 17
| 9 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||
| 11 | Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan | For | For | Management |
SOCIETA INIZIATIVE AUTOSTRADALI E SERVIZI SPA (SIAS)
| Ticker: | SIS | Security ID: | T86587101 | |||||
| Meeting Date: | APR 11, 2013 | Meeting Type: | Annual/Special | |||||
| Record Date: | APR 02, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | Management | ||||
| 2 | Elect Two Directors | For | Against | Management | ||||
| 3 | Approve Remuneration Report | For | For | Management | ||||
| 4 | Amend Company Bylaws | For | For | Management |
SP AUSNET
| Ticker: | SPN | Security ID: | Q8604X102 | |||||
| Meeting Date: | JUL 19, 2012 | Meeting Type: | Annual | |||||
| Record Date: | JUL 17, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 2a | Elect Eric Gwee Teck Hai as a Director | For | For | Management | ||||
| 2b | Elect Antonio Mario Iannello as a Director | For | For | Management | ||||
| 2c | Elect Ho Tian Yee as a Director | For | Against | Management | ||||
| 3 | Approve the Adoption of the Remuneration Report | For | For | Management | ||||
| 4 | Approve the Amendments to the Company’s Constitution | For | For | Management | ||||
| 5 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors from A$1.5 Million to A$2 Million Per Annum | For | For | Management | ||||
| 6 | Approve the Issuance of Stapled Securities for Singapore Law Purposes - Companies and Trust | For | For | Management |
Page 18
SPARK INFRASTRUCTURE GROUP
| Ticker: | SKI | Security ID: | Q8604W120 | |||||
| Meeting Date: | MAY 16, 2013 | Meeting Type: | Annual/Special | |||||
| Record Date: | MAY 14, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve the Remuneration Report | For | For | Management | ||||
| 2 | Elect Cheryl Bart as a Director | For | For | Management | ||||
| 3 | Elect Brian Scullin as a Director | For | For | Management |
SSE PLC
| Ticker: | SSE | Security ID: | G8842P102 | |||||
| Meeting Date: | JUL 26, 2012 | Meeting Type: | Annual | |||||
| Record Date: | JUL 24, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Remuneration Report | For | For | Management | ||||
| 3 | Approve Final Dividend | For | For | Management | ||||
| 4 | Re-elect Katie Bickerstaffe as Director | For | For | Management | ||||
| 5 | Re-elect Jeremy Beeton as Director | For | For | Management | ||||
| 6 | Re-elect Lord Smith of Kelvin as Director | For | For | Management | ||||
| 7 | Re-elect Ian Marchant as Director | For | For | Management | ||||
| 8 | Re-elect Gregor Alexander as Director | For | For | Management | ||||
| 9 | Re-elect Alistair Phillips-Davies as Director | For | For | Management | ||||
| 10 | Re-elect Lady Rice as Director | For | For | Management | ||||
| 11 | Re-elect Richard Gillingwater as Director | For | For | Management | ||||
| 12 | Re-elect Thomas Andersen as Director | For | For | Management | ||||
| 13 | Reappoint KPMG Audit plc as Auditors | For | For | Management | ||||
| 14 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
| 15 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
| 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
| 17 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
| 18 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
STAG INDUSTRIAL, INC.
| Ticker: | STAG | Security ID: | 85254J102 | |||||
| Meeting Date: | MAY 06, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 08, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Benjamin S. Butcher | For | For | Management | ||||
| 1.2 | Elect Director F. Alexander Fraser | For | For | Management | ||||
| 1.3 | Elect Director Jeffrey D. Furber | For | For | Management | ||||
| 1.4 | Elect Director Larry T. Guillemette | For | For | Management | ||||
| 1.5 | Elect Director Francis X. Jacoby, III | For | For | Management | ||||
| 1.6 | Elect Director Christopher P. Marr | For | For | Management | ||||
| 1.7 | Elect Director Hans S. Weger | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Amend Omnibus Stock Plan | For | For | Management | ||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 19
STARWOOD PROPERTY TRUST, INC.
| Ticker: | STWD | Security ID: | 85571B105 | |||||
| Meeting Date: | MAY 02, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAR 27, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Richard D. Bronson | For | For | Management | ||||
| 1.2 | Elect Director Jeffrey F. DiModica | For | For | Management | ||||
| 1.3 | Elect Director Jeffrey G. Dishner | For | For | Management | ||||
| 1.4 | Elect Director Camille J. Douglas | For | For | Management | ||||
| 1.5 | Elect Director Boyd W. Fellows | For | For | Management | ||||
| 1.6 | Elect Director Barry S. Sternlicht | For | For | Management | ||||
| 1.7 | Elect Director Strauss Zelnick | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Ratify Auditors | For | For | Management | ||||
| 4 | Amend Omnibus Stock Plan | For | For | Management |
SYDNEY AIRPORT
| Ticker: | SYD | Security ID: | Q8808P103 | |||||
| Meeting Date: | MAY 16, 2013 | Meeting Type: | Annual/Special | |||||
| Record Date: | MAY 14, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Elect Michael Lee as a Director | For | For | Management | ||||
| 2 | Elect John Roberts as a Director | For | Against | Management |
TERNA SPA
| Ticker: | TRN | Security ID: | T9471R100 | |||||
| Meeting Date: | MAY 14, 2013 | Meeting Type: | Annual/Special | |||||
| Record Date: | MAY 03, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Allocation of Income | For | For | Management | ||||
| 3 | Approve Remuneration Report | For | For | Management | ||||
| 1 | Amend Company Bylaws Re: Articles 9 and 14.3 | For | For | Management |
Page 20
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | SEP 17, 2012 | Meeting Type: | Special | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Elect Fiscal Council Member | For | Against | Management | ||||
| 2 | Authorize Issuance of Non-Convertible Bonds and/or Promissory Notes | For | For | Management | ||||
| 3 | Authorize the Board to set the Terms of the Issuance of Non-Convertible Bonds and/or Promissory Notes | For | For | Management | ||||
| 4 | Authorize Management to Ratify and Execute Approved Resolutions | For | For | Management | ||||
| 5 | Amend Article 4 to Reflect Changes in Capital | For | For | Management | ||||
| 6 | Consolidate Bylaws | For | For | Management |
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | DEC 04, 2012 | Meeting Type: | Special | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve Company’s Participation in Brazilian Electricity Regulatory Agency’s (ANEEL) Auction | For | For | Management | ||||
| 2 | Approve Stock Split | For | For | Management |
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | DEC 18, 2012 | Meeting Type: | Special | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Approve Company’s Participation in Brazilian Electricity Regulatory Agency’s (ANEEL) Auction | For | For | Management |
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | JAN 31, 2013 | Meeting Type: | Special | |||||
| Record Date: | JAN 29, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Appoint Independent Firm to Appraise Proposed Transactions | For | For | Management | ||||
| 2 | Approve Independent Firm’s Appraisal | For | For | Management | ||||
| 3 | Approve Agreement to Absorb NTE and UNISA | For | For | Management | ||||
| 4.1 | Ratify Absorption of NTE and UNISA | For | For | Management | ||||
| 4.2 | Ratify Absorption of STE and ATE by UNISA | For | For | Management | ||||
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
Page 21
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | APR 30, 2013 | Meeting Type: | Annual | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | For | For | Management | ||||
| 2 | Approve Allocation of Income and Dividends | For | For | Management | ||||
| 3 | Elect Directors | For | Against | Management | ||||
| 4 | Elect Fiscal Council Members | For | For | Management | ||||
| 5 | Approve Remuneration of Company’s Management | For | For | Management |
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
| Ticker: | TAEE11 | Security ID: | P9T5CD126 | |||||
| Meeting Date: | APR 30, 2013 | Meeting Type: | Special | |||||
| Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Rectify Approved Remuneration of Company’s Management | For | Against | Management | ||||
| 2 | Authorize Issuance of Promissory Notes | For | For | Management | ||||
| 3 | Authorize the Board to set the Terms of the Issuance of Promissory Notes | For | For | Management | ||||
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
| 5 | Approve Company’s Participation in Brazilian Electricity Regulatory Agency’s (ANEEL) Auction | For | For | Management |
TRANSURBAN GROUP
| Ticker: | TCL | Security ID: | Q9194A106 | |||||
| Meeting Date: | OCT 04, 2012 | Meeting Type: | Annual/Special | |||||
| Record Date: | OCT 02, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 2a | Elect Ian Smith as a Director of Transurban Holdings Limited and Transurban International Limited | For | For | Management | ||||
| 2b | Elect Christine O’Reilly as a Director of Transurban Holdings Limited and Transurban International Limited | For | For | Management | ||||
| 2c | Elect Neil Chatfield as a Director of Transurban Holdings Limited and Transurban International Limited | For | For | Management | ||||
| 2d | Elect Robert Edgar as a Director of Transurban Holdings Limited and Transurban International Limited | For | For | Management | ||||
| 2e | Elect Rodney Slater as a Director of Transurban Holdings Limited and Transurban International Limited | For | For | Management |
Page 22
| 3 | Approve the Adoption of the Remuneration Report of Transurban Holdings Limited and Transurban International Limited | For | For | Management | ||||
| 4 | Approve the Grant of Up to 448,400 Performance Awards to Scott Charlton, CEO of the Company | For | For | Management |
UNITIL CORPORATION
| Ticker: | UTL | Security ID: | 913259107 | |||||
| Meeting Date: | APR 18, 2013 | Meeting Type: | Annual | |||||
| Record Date: | FEB 08, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Lisa Crutchfield | For | For | Management | ||||
| 1.2 | Elect Director Edward F. Godfrey | For | For | Management | ||||
| 1.3 | Elect Director Eben S. Moulton | For | For | Management | ||||
| 1.4 | Elect Director David A. Whiteley | For | For | Management | ||||
| 2 | Ratify Auditors | For | For | Management |
UNIVERSAL HEALTH REALTY INCOME TRUST
| Ticker: | UHT | Security ID: | 91359E105 | |||||
| Meeting Date: | JUN 05, 2013 | Meeting Type: | Annual | |||||
| Record Date: | APR 09, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Miles L. Berger | For | For | Management | ||||
| 1.2 | Elect Director Elliot J. Sussman | For | For | Management | ||||
| 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
| 3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
URSTADT BIDDLE PROPERTIES INC.
| Ticker: | UBA | Security ID: | 917286205 | |||||
| Meeting Date: | MAR 21, 2013 | Meeting Type: | Annual | |||||
| Record Date: | JAN 22, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1.1 | Elect Director Catherine U. Biddle | For | For | Management | ||||
| 1.2 | Elect Director Willing L. Biddle | For | Withhold | Management | ||||
| 1.3 | Elect Director E. Virgil Conway | For | Withhold | Management | ||||
| 1.4 | Elect Director Robert J. Mueller | For | Withhold | Management | ||||
| 2 | Ratify Auditors | For | For | Management | ||||
| 3 | Increase Authorized Preferred and Common Stock | For | Against | Management | ||||
| 4 | Approve Increase or Decrease Authorized Common Stock | For | Against | Management | ||||
| 5 | Reduce Supermajority Vote Requirement | For | Against | Management | ||||
| 6 | Amend Restricted Stock Plan | For | Against | Management |
Page 23
VECTOR LTD.
| Ticker: | VCT | Security ID: | Q9389B109 | |||||
| Meeting Date: | OCT 18, 2012 | Meeting Type: | Annual | |||||
| Record Date: | OCT 15, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Elect Alison Paterson as a Director | For | For | Management | ||||
| 2 | Elect Michael Stiassny as a Director | For | For | Management | ||||
| 3 | Authorize the Board to Fix the Remuneration of KPMG, the Auditor of the Company | For | For | Management |
VINCI
| Ticker: | DG | Security ID: | F5879X108 | |||||
| Meeting Date: | APR 16, 2013 | Meeting Type: | Annual/Special | |||||
| Record Date: | APR 10, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
| 2 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
| 3 | Approve Allocation of Income and Dividends of EUR 1.77 per Share | For | For | Management | ||||
| 4 | Approve Stock Dividend Program (Cash or Shares) | For | For | Management | ||||
| 5 | Reelect Michael Pragnell as Director | For | For | Management | ||||
| 6 | Elect Yannick Assouad as Director | For | For | Management | ||||
| 7 | Elect Graziella Gavezotti as Director | For | For | Management | ||||
| 8 | Renew Appointment of Deloitte et Associes as Auditor | For | For | Management | ||||
| 9 | Appoint KPMG Audit IS as Auditor | For | For | Management | ||||
| 10 | Renew Appointment of BEAS Sarl as Alternate Auditor | For | For | Management | ||||
| 11 | Appoint KPMG Audit ID as Alternate Auditor | For | For | Management | ||||
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
| 13 | Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise | For | For | Management | ||||
| 14 | Approve Transaction with YTSeuropaconsultants Re: Consulting Services | For | Against | Management | ||||
| 15 | Approve Transaction with Vinci Deutschland | For | For | Management | ||||
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
| 17 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | Management | ||||
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | For | For | Management |
Page 24
| 19 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million | For | For | Management | ||||
| 20 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million | For | For | Management | ||||
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management | ||||
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
| 23 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | Against | Management | ||||
| 24 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
WESTFIELD RETAIL TRUST
| Ticker: | WRT | Security ID: | Q97145108 | |||||
| Meeting Date: | MAY 13, 2013 | Meeting Type: | Annual | |||||
| Record Date: | MAY 11, 2013 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Elect Richard Warburton as a Director | For | For | Management | ||||
| 2 | Elect Michael Ihlein as a Director | For | For | Management |
ZHEJIANG EXPRESSWAY CO., LTD.
| Ticker: | 00576 | Security ID: | Y9891F102 | |||||
| Meeting Date: | OCT 12, 2012 | Meeting Type: | Special | |||||
| Record Date: | SEP 11, 2012 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | Declare Interim Dividend of RMB 0.06 Per Share | For | For | Management |
Page 25
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Real Asset Income and Growth Fund
By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman – Chief Administrative Officer | ||
| Date | ||
August 19, 2013