COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 302 | 3,475 | SH | | SOLE | | 3,475 | 0 | 0 |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 295 | 1,403 | SH | | SOLE | | 1,403 | 0 | 0 |
AG MTG INVT TR INC | COM | 001228105 | 169 | 10,971 | SH | | SOLE | | 6,098 | 0 | 4,873 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,822 | 18,021 | SH | | SOLE | | 17,478 | 0 | 543 |
ALPHABET INC | CAP STK CL C | 02079K107 | 727 | 544 | SH | | SOLE | | 544 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 8,023 | 5,990 | SH | | SOLE | | 5,691 | 0 | 299 |
ALTRIA GROUP INC | COM | 02209S103 | 575 | 11,515 | SH | | SOLE | | 11,515 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 5,568 | 3,013 | SH | | SOLE | | 2,939 | 0 | 74 |
AMGEN INC | COM | 031162100 | 978 | 4,057 | SH | | SOLE | | 4,057 | 0 | 0 |
APPLE INC | COM | 037833100 | 13,329 | 45,390 | SH | | SOLE | | 41,076 | 0 | 4,314 |
ASSURED GUARANTY LTD | COM | G0585R106 | 417 | 8,500 | SH | | SOLE | | 8,500 | 0 | 0 |
AT&T INC | COM | 00206R102 | 466 | 11,931 | SH | | SOLE | | 9,936 | 0 | 1,995 |
BANK AMER CORP | COM | 060505104 | 238 | 6,759 | SH | | SOLE | | 6,759 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 679 | 2 | SH | | SOLE | | 2 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 6,407 | 28,286 | SH | | SOLE | | 27,069 | 0 | 1,217 |
BLACKBERRY LTD | COM | 09228F103 | 161 | 25,000 | SH | | SOLE | | 25,000 | 0 | 0 |
BLACKROCK 2022 GBL INCM OPP | COM | 09258P104 | 520 | 52,701 | SH | | SOLE | | 52,380 | 0 | 321 |
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 1,675 | 149,519 | SH | | SOLE | | 148,652 | 0 | 867 |
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 450 | 32,206 | SH | | SOLE | | 32,017 | 0 | 189 |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 2,837 | 253,293 | SH | | SOLE | | 251,959 | 0 | 1,334 |
BLACKROCK INCOME TR INC | COM | 09247F100 | 2,388 | 394,636 | SH | | SOLE | | 392,352 | 0 | 2,284 |
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 624 | 38,640 | SH | | SOLE | | 38,336 | 0 | 304 |
BLACKROCK MUN 2030 TAR TERM | COM SHS BEN IN | 09257P105 | 880 | 36,363 | SH | | SOLE | | 36,230 | 0 | 133 |
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 879 | 61,755 | SH | | SOLE | | 61,636 | 0 | 119 |
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 779 | 57,153 | SH | | SOLE | | 45,543 | 0 | 11,610 |
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 223 | 24,501 | SH | | SOLE | | 24,501 | 0 | 0 |
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 742 | 52,184 | SH | | SOLE | | 52,000 | 0 | 184 |
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 1,174 | 86,961 | SH | | SOLE | | 86,579 | 0 | 382 |
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,130 | 20,196 | SH | | SOLE | | 20,196 | 0 | 0 |
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 1,972 | 137,108 | SH | | SOLE | | 136,303 | 0 | 805 |
BOEING CO | COM | 097023105 | 316 | 971 | SH | | SOLE | | 971 | 0 | 0 |
BP PLC | SPONSORED ADR | 055622104 | 1,586 | 42,024 | SH | | SOLE | | 40,795 | 0 | 1,229 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,021 | 15,910 | SH | | SOLE | | 15,910 | 0 | 0 |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 1,936 | 90,672 | SH | | SOLE | | 90,311 | 0 | 361 |
CENTRIC BRANDS INC | COM | 15644G104 | 510 | 235,000 | SH | | SOLE | | 235,000 | 0 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 752 | 6,237 | SH | | SOLE | | 6,151 | 0 | 86 |
CHUBB LIMITED | COM | H1467J104 | 273 | 1,755 | SH | | SOLE | | 1,755 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 4,343 | 54,363 | SH | | SOLE | | 51,741 | 0 | 2,622 |
COCA COLA CO | COM | 191216100 | 281 | 5,079 | SH | | SOLE | | 5,079 | 0 | 0 |
COLONY CAP INC NEW | CL A COM | 19626G108 | 83 | 17,485 | SH | | SOLE | | 17,485 | 0 | 0 |
COMCAST CORP NEW | CL A | 20030N101 | 321 | 7,142 | SH | | SOLE | | 6,581 | 0 | 561 |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 1,828 | 9,634 | SH | | SOLE | | 9,328 | 0 | 306 |
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 546 | 169,673 | SH | | SOLE | | 168,794 | 0 | 879 |
DISNEY WALT CO | COM DISNEY | 254687106 | 4,374 | 30,244 | SH | | SOLE | | 28,849 | 0 | 1,395 |
DOMINION ENERGY INC | COM | 25746U109 | 83 | 1,000 | SH | | SOLE | | 1,000 | 0 | 0 |
DOMINION ENERGY INC | UNIT 99/99/9999 | 25746U133 | 159 | 1,489 | SH | | SOLE | | 1,489 | 0 | 0 |
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 1,195 | 60,483 | SH | | SOLE | | 60,147 | 0 | 336 |
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 3,347 | 162,183 | SH | | SOLE | | 160,711 | 0 | 1,472 |
DOW INC | COM | 260557103 | 252 | 4,612 | SH | | SOLE | | 4,362 | 0 | 250 |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 303 | 3,319 | SH | | SOLE | | 3,311 | 0 | 8 |
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 316 | 24,782 | SH | | SOLE | | 24,782 | 0 | 0 |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 1,141 | 88,921 | SH | | SOLE | | 84,158 | 0 | 4,763 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,347 | 47,840 | SH | | SOLE | | 38,616 | 0 | 9,224 |
ENVESTNET INC | COM | 29404K106 | 2,770 | 39,775 | SH | | SOLE | | 37,922 | 0 | 1,853 |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 211 | 5,014 | SH | | SOLE | | 5,014 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 3,043 | 43,613 | SH | | SOLE | | 40,240 | 0 | 3,373 |
FACEBOOK INC | CL A | 30303M102 | 304 | 1,479 | SH | | SOLE | | 1,479 | 0 | 0 |
GABELLI EQUITY TR INC | COM | 362397101 | 87 | 14,206 | SH | | SOLE | | 14,206 | 0 | 0 |
GENERAL MLS INC | COM | 370334104 | 216 | 4,036 | SH | | SOLE | | 36 | 0 | 4,000 |
GERON CORP | COM | 374163103 | 14 | 10,100 | SH | | SOLE | | 10,100 | 0 | 0 |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 376 | 8,000 | SH | | SOLE | | 8,000 | 0 | 0 |
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 2,163 | 33,444 | SH | | SOLE | | 29,689 | 0 | 3,755 |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,595 | 11,285 | SH | | SOLE | | 10,763 | 0 | 522 |
GREAT AJAX CORP | COM | 38983D300 | 2,993 | 202,066 | SH | | SOLE | | 201,203 | 0 | 863 |
HOME DEPOT INC | COM | 437076102 | 5,707 | 26,134 | SH | | SOLE | | 25,092 | 0 | 1,042 |
ILLUMINA INC | COM | 452327109 | 2,260 | 6,814 | SH | | SOLE | | 6,527 | 0 | 287 |
INSEEGO CORP | COM | 45782B104 | 2,191 | 298,927 | SH | | SOLE | | 298,927 | 0 | 0 |
INTEL CORP | COM | 458140100 | 657 | 10,980 | SH | | SOLE | | 6,180 | 0 | 4,800 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 3,475 | 25,923 | SH | | SOLE | | 24,433 | 0 | 1,490 |
INVESCO EXCHNG TRADED FD TR | VAR RATE PFD | 46138G870 | 518 | 20,068 | SH | | SOLE | | 17,020 | 0 | 3,048 |
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 264 | 20,955 | SH | | SOLE | | 20,955 | 0 | 0 |
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 669 | 43,678 | SH | | SOLE | | 43,610 | 0 | 68 |
ISHARES TR | CORE S&P TTL STK | 464287150 | 11,091 | 152,577 | SH | | SOLE | | 150,449 | 0 | 2,128 |
ISHARES TR | SELECT DIVID ETF | 464287168 | 14 | 131 | SH | | SOLE | | 131 | 0 | 0 |
ISHARES TR | RUS MID CAP ETF | 464287499 | 12 | 200 | SH | | SOLE | | 200 | 0 | 0 |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,088 | 5,288 | SH | | SOLE | | 5,288 | 0 | 0 |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 4 | 30 | SH | | SOLE | | 30 | 0 | 0 |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 98 | 458 | SH | | SOLE | | 458 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 14 | 84 | SH | | SOLE | | 84 | 0 | 0 |
ISHARES TR | CORE S&P US VLU | 464287663 | 103 | 1,635 | SH | | SOLE | | 1,635 | 0 | 0 |
ISHARES TR | U.S. TECH ETF | 464287721 | 148 | 635 | SH | | SOLE | | 635 | 0 | 0 |
ISHARES TR | US HLTHCARE ETF | 464287762 | 309 | 1,433 | SH | | SOLE | | 1,433 | 0 | 0 |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 3,445 | 41,085 | SH | | SOLE | | 40,144 | 0 | 941 |
ISHARES TR | S&P SML 600 GWT | 464287887 | 142 | 735 | SH | | SOLE | | 735 | 0 | 0 |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 341 | 10,158 | SH | | SOLE | | 10,158 | 0 | 0 |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 21,224 | 395,750 | SH | | SOLE | | 381,865 | 0 | 13,885 |
ISHARES TR | SHORT TREAS BD | 464288679 | 2,238 | 20,263 | SH | | SOLE | | 19,212 | 0 | 1,051 |
ISHARES TR | PFD AND INCM SEC | 464288687 | 5,909 | 157,183 | SH | | SOLE | | 142,987 | 0 | 14,196 |
ISHARES TR | MSCI USA ESG SLC | 464288802 | 211 | 1,575 | SH | | SOLE | | 1,575 | 0 | 0 |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 4,091 | 41,719 | SH | | SOLE | | 38,449 | 0 | 3,270 |
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 3,630 | 58,651 | SH | | SOLE | | 58,348 | 0 | 303 |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 360 | 5,524 | SH | | SOLE | | 5,524 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 4,657 | 31,925 | SH | | SOLE | | 27,661 | 0 | 4,264 |
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 964 | 19,108 | SH | | SOLE | | 19,108 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 682 | 4,891 | SH | | SOLE | | 4,891 | 0 | 0 |
KKR & CO INC | CL A | 48251W104 | 415 | 14,241 | SH | | SOLE | | 11,310 | 0 | 2,931 |
LEXINGTON REALTY TRUST | COM | 529043101 | 195 | 18,337 | SH | | SOLE | | 12,512 | 0 | 5,825 |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 2 | 51 | SH | | SOLE | | 0 | 0 | 51 |
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 5 | 102 | SH | | SOLE | | 0 | 0 | 102 |
LIBERTY MEDIA CORP DELAWARE | COM A BRAVES GRP | 531229706 | 130 | 4,380 | SH | | SOLE | | 4,380 | 0 | 0 |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 67 | 1,457 | SH | | SOLE | | 1,440 | 0 | 17 |
LIBERTY MEDIA CORP DELAWARE | COM SER A FRMLA | 531229870 | 1 | 12 | SH | | SOLE | | 0 | 0 | 12 |
LOCKHEED MARTIN CORP | COM | 539830109 | 231 | 593 | SH | | SOLE | | 593 | 0 | 0 |
MASTERCARD INC | CL A | 57636Q104 | 202 | 678 | SH | | SOLE | | 678 | 0 | 0 |
MATCH GROUP INC | COM | 57665R106 | 2,818 | 34,320 | SH | | SOLE | | 32,811 | 0 | 1,509 |
MBIA INC | COM | 55262C100 | 214 | 23,000 | SH | | SOLE | | 23,000 | 0 | 0 |
MCDONALDS CORP | COM | 580135101 | 374 | 1,893 | SH | | SOLE | | 1,893 | 0 | 0 |
MEDTRONIC PLC | SHS | G5960L103 | 328 | 2,894 | SH | | SOLE | | 2,837 | 0 | 57 |
MERCK & CO INC | COM | 58933Y105 | 1,244 | 13,681 | SH | | SOLE | | 13,610 | 0 | 71 |
MICROSOFT CORP | COM | 594918104 | 9,289 | 58,900 | SH | | SOLE | | 48,245 | 0 | 10,655 |
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 508 | 72,728 | SH | | SOLE | | 72,345 | 0 | 383 |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 636 | 39,472 | SH | | SOLE | | 34,420 | 0 | 5,052 |
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 443 | 36,833 | SH | | SOLE | | 36,833 | 0 | 0 |
NIKE INC | CL B | 654106103 | 380 | 3,750 | SH | | SOLE | | 3,750 | 0 | 0 |
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 469 | 28,132 | SH | | SOLE | | 28,132 | 0 | 0 |
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 879 | 61,161 | SH | | SOLE | | 54,661 | 0 | 6,500 |
NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 | 621 | 46,080 | SH | | SOLE | | 38,267 | 0 | 7,813 |
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 582 | 75,870 | SH | | SOLE | | 75,409 | 0 | 461 |
NUVEEN MUN HIGH INCOME OPP F | COM | 670682103 | 567 | 39,988 | SH | | SOLE | | 28,926 | 0 | 11,062 |
NUVEEN MUN VALUE FD INC | COM | 670928100 | 336 | 31,427 | SH | | SOLE | | 26,267 | 0 | 5,160 |
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 1,678 | 123,629 | SH | | SOLE | | 83,237 | 0 | 40,392 |
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 1,132 | 77,504 | SH | | SOLE | | 66,458 | 0 | 11,046 |
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67062F100 | 320 | 19,493 | SH | | SOLE | | 19,493 | 0 | 0 |
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | 220 | 14,404 | SH | | SOLE | | 14,404 | 0 | 0 |
ONEOK INC NEW | COM | 682680103 | 273 | 3,608 | SH | | SOLE | | 629 | 0 | 2,979 |
PACWEST BANCORP DEL | COM | 695263103 | 2,503 | 65,406 | SH | | SOLE | | 65,406 | 0 | 0 |
PATTERSON UTI ENERGY INC | COM | 703481101 | 179 | 17,000 | SH | | SOLE | | 17,000 | 0 | 0 |
PAYPAL HLDGS INC | COM | 70450Y103 | 268 | 2,477 | SH | | SOLE | | 2,477 | 0 | 0 |
PFIZER INC | COM | 717081103 | 1,136 | 28,986 | SH | | SOLE | | 19,816 | 0 | 9,170 |
PGIM GLOBAL HIGH YIELD FD IN | COM | 69346J106 | 672 | 44,737 | SH | | SOLE | | 44,494 | 0 | 243 |
PHILIP MORRIS INTL INC | COM | 718172109 | 299 | 3,515 | SH | | SOLE | | 3,515 | 0 | 0 |
PIMCO DYNMIC CREDIT AND MRT | COM SHS | 72202D106 | 238 | 9,439 | SH | | SOLE | | 9,439 | 0 | 0 |
PIMCO ENRGY TACTICAL CR OPP | COM SHS BEN INT | 69346N107 | 766 | 46,453 | SH | | SOLE | | 46,315 | 0 | 138 |
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 11,973 | 111,057 | SH | | SOLE | | 106,653 | 0 | 4,404 |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 8,721 | 85,846 | SH | | SOLE | | 84,813 | 0 | 1,033 |
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 185 | 3,360 | SH | | SOLE | | 0 | 0 | 3,360 |
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 176 | 14,582 | SH | | SOLE | | 14,582 | 0 | 0 |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 466 | 19,500 | SH | | SOLE | | 4,500 | 0 | 15,000 |
RAYTHEON CO | COM NEW | 755111507 | 231 | 1,050 | SH | | SOLE | | 1,050 | 0 | 0 |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 3,273 | 8,716 | SH | | SOLE | | 8,306 | 0 | 410 |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 225 | 600 | SH | Call | SOLE | | 600 | 0 | 0 |
RIVERNORTH MARKETPLACE LENDI | COM | 76882B108 | 578 | 31,699 | SH | | SOLE | | 31,525 | 0 | 174 |
RIVERNORTH OPPORTUNISTIC MUN | COM | 76883F108 | 1,880 | 82,887 | SH | | SOLE | | 58,735 | 0 | 24,152 |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 5 | 80 | SH | | SOLE | | 80 | 0 | 0 |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 253 | 4,298 | SH | | SOLE | | 69 | 0 | 4,229 |
SEA LTD | SPONSORED ADS | 81141R100 | 2,150 | 53,459 | SH | | SOLE | | 50,978 | 0 | 2,481 |
SEABOARD CORP | COM | 811543107 | 638 | 150 | SH | | SOLE | | 150 | 0 | 0 |
SPDR INDEX SHS FDS | S&P CHINA ETF | 78463X400 | 96 | 935 | SH | | SOLE | | 935 | 0 | 0 |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 160 | 4,248 | SH | | SOLE | | 4,248 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,946 | 9,153 | SH | | SOLE | | 7,461 | 0 | 1,692 |
SPDR SERIES TRUST | PRTFLO S&P500 VL | 78464A508 | 65 | 1,861 | SH | | SOLE | | 1,861 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 88 | 1,504 | SH | | SOLE | | 1,504 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 109 | 1,150 | SH | | SOLE | | 1,150 | 0 | 0 |
SPDR SERIES TRUST | NUVEEN BLMBRG SR | 78468R739 | 215 | 4,375 | SH | | SOLE | | 0 | 0 | 4,375 |
SPDR SERIES TRUST | PRTFLO S&P500 HI | 78468R788 | 108 | 2,727 | SH | | SOLE | | 0 | 0 | 2,727 |
SQUARE INC | CL A | 852234103 | 2,113 | 33,777 | SH | | SOLE | | 32,389 | 0 | 1,388 |
STRYKER CORP | COM | 863667101 | 731 | 3,482 | SH | | SOLE | | 3,482 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 1,049 | 8,181 | SH | | SOLE | | 8,181 | 0 | 0 |
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 326 | 35,518 | SH | | SOLE | | 35,313 | 0 | 205 |
TYME TECHNOLOGIES INC | COM | 90238J103 | 196 | 140,000 | SH | | SOLE | | 140,000 | 0 | 0 |
UNION PACIFIC CORP | COM | 907818108 | 304 | 1,681 | SH | | SOLE | | 1,681 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 4,043 | 26,999 | SH | | SOLE | | 25,739 | 0 | 1,260 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 3,710 | 12,620 | SH | | SOLE | | 11,899 | 0 | 721 |
US BANCORP DEL | COM NEW | 902973304 | 4,641 | 78,277 | SH | | SOLE | | 75,520 | 0 | 2,757 |
VANGUARD GROUP | DIV APP ETF | 921908844 | 6,470 | 51,900 | SH | | SOLE | | 50,100 | 0 | 1,800 |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 29 | 97 | SH | | SOLE | | 97 | 0 | 0 |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 214 | 1,350 | SH | | SOLE | | 1,350 | 0 | 0 |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 131 | 733 | SH | | SOLE | | 733 | 0 | 0 |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 52 | 285 | SH | | SOLE | | 285 | 0 | 0 |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 138 | 835 | SH | | SOLE | | 835 | 0 | 0 |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 300 | 1,834 | SH | | SOLE | | 1,834 | 0 | 0 |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 885 | 10,923 | SH | | SOLE | | 10,073 | 0 | 850 |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 190 | 4,262 | SH | | SOLE | | 4,262 | 0 | 0 |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,656 | 20,434 | SH | | SOLE | | 20,434 | 0 | 0 |
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 5,816 | 109,385 | SH | | SOLE | | 104,633 | 0 | 4,752 |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 109 | 1,194 | SH | | SOLE | | 1,194 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,828 | 62,350 | SH | | SOLE | | 57,676 | 0 | 4,674 |
VISA INC | COM CL A | 92826C839 | 4,717 | 25,106 | SH | | SOLE | | 24,208 | 0 | 898 |
VOXX INTL CORP | CL A | 91829F104 | 101 | 23,000 | SH | | SOLE | | 23,000 | 0 | 0 |
WALMART INC | COM | 931142103 | 3,524 | 29,656 | SH | | SOLE | | 28,443 | 0 | 1,213 |
WELLS FARGO CO NEW | COM | 949746101 | 311 | 5,783 | SH | | SOLE | | 5,783 | 0 | 0 |
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 6 | 4 | SH | | SOLE | | 4 | 0 | 0 |
WELLTOWER INC | COM | 95040Q104 | 218 | 2,666 | SH | | SOLE | | 2,666 | 0 | 0 |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 508 | 35,573 | SH | | SOLE | | 35,386 | 0 | 187 |
WEYERHAEUSER CO | COM | 962166104 | 2,142 | 70,937 | SH | | SOLE | | 64,695 | 0 | 6,242 |
XYLEM INC | COM | 98419M100 | 210 | 2,660 | SH | | SOLE | | 2,660 | 0 | 0 |