COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,124 | 11,640 | SH | | SOLE | | 11,640 | 0 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 366 | 312 | SH | | SOLE | | 312 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 6,565 | 5,578 | SH | | SOLE | | 5,578 | 0 | 0 |
ALTRIA GROUP INC | COM | 02209S103 | 350 | 6,095 | SH | | SOLE | | 6,095 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 4,945 | 2,777 | SH | | SOLE | | 2,777 | 0 | 0 |
AMGEN INC | COM | 031162100 | 570 | 3,002 | SH | | SOLE | | 3,002 | 0 | 0 |
APPLE INC | COM | 037833100 | 8,511 | 44,806 | SH | | SOLE | | 44,806 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 602 | 2 | SH | | SOLE | | 2 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,558 | 12,732 | SH | | SOLE | | 12,732 | 0 | 0 |
BLACKROCK 2022 GBL INCM OPP | COM | 09258P104 | 563 | 62,097 | SH | | SOLE | | 62,097 | 0 | 0 |
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 1,712 | 166,894 | SH | | SOLE | | 166,894 | 0 | 0 |
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 697 | 56,167 | SH | | SOLE | | 56,167 | 0 | 0 |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 2,148 | 200,343 | SH | | SOLE | | 200,343 | 0 | 0 |
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 572 | 34,453 | SH | | SOLE | | 34,453 | 0 | 0 |
BLACKROCK MUN 2030 TAR TERM | COM SHS BEN IN | 09257P105 | 345 | 15,509 | SH | | SOLE | | 15,509 | 0 | 0 |
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 611 | 44,394 | SH | | SOLE | | 44,394 | 0 | 0 |
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 363 | 28,128 | SH | | SOLE | | 28,128 | 0 | 0 |
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 257 | 28,501 | SH | | SOLE | | 28,501 | 0 | 0 |
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 684 | 50,762 | SH | | SOLE | | 50,762 | 0 | 0 |
BLACKROCK MUNIYIELD INVST FD | COM | 09254R104 | 185 | 12,854 | SH | | SOLE | | 12,854 | 0 | 0 |
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 940 | 72,726 | SH | | SOLE | | 72,726 | 0 | 0 |
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 151 | 11,583 | SH | | SOLE | | 11,583 | 0 | 0 |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 581 | 16,607 | SH | | SOLE | | 16,607 | 0 | 0 |
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 1,894 | 132,891 | SH | | SOLE | | 132,891 | 0 | 0 |
BP PLC | SPONSORED ADR | 055622104 | 1,387 | 31,734 | SH | | SOLE | | 31,734 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 830 | 17,396 | SH | | SOLE | | 17,396 | 0 | 0 |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 1,623 | 75,059 | SH | | SOLE | | 75,059 | 0 | 0 |
CAS MED SYS INC | COM PAR | 124769209 | 53 | 21,883 | SH | | SOLE | | 21,883 | 0 | 0 |
CENTRIC BRANDS INC | COM | 15644G104 | 1,058 | 235,000 | SH | | SOLE | | 235,000 | 0 | 0 |
CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 60 | 10,762 | SH | | SOLE | | 10,762 | 0 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 527 | 4,280 | SH | | SOLE | | 4,280 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 3,126 | 50,249 | SH | | SOLE | | 50,249 | 0 | 0 |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 1,733 | 9,883 | SH | | SOLE | | 9,883 | 0 | 0 |
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 489 | 157,751 | SH | | SOLE | | 157,751 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 3,338 | 30,060 | SH | | SOLE | | 30,060 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 555 | 5,000 | SH | Call | SOLE | | 0 | 0 | 5,000 |
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 1,761 | 88,336 | SH | | SOLE | | 88,336 | 0 | 0 |
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 1,445 | 71,550 | SH | | SOLE | | 71,550 | 0 | 0 |
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 339 | 27,782 | SH | | SOLE | | 27,782 | 0 | 0 |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 453 | 29,497 | SH | | SOLE | | 27,671 | 0 | 1,826 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 466 | 16,005 | SH | | SOLE | | 15,422 | 0 | 583 |
ENVESTNET INC | COM | 29404K106 | 2,561 | 39,164 | SH | | SOLE | | 39,164 | 0 | 0 |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 458 | 11,835 | SH | | SOLE | | 11,835 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 3,437 | 42,542 | SH | | SOLE | | 42,542 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 2,453 | 14,716 | SH | | SOLE | | 14,716 | 0 | 0 |
FEDEX CORP | COM | 31428X106 | 2,380 | 13,118 | SH | | SOLE | | 13,118 | 0 | 0 |
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 234 | 10,740 | SH | | SOLE | | 10,740 | 0 | 0 |
GABELLI EQUITY TR INC | COM | 362397101 | 87 | 14,206 | SH | | SOLE | | 14,206 | 0 | 0 |
GERON CORP | COM | 374163103 | 17 | 10,200 | SH | | SOLE | | 10,200 | 0 | 0 |
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 1,148 | 20,203 | SH | | SOLE | | 20,203 | 0 | 0 |
GREAT AJAX CORP | COM | 38983D300 | 2,187 | 159,203 | SH | | SOLE | | 159,203 | 0 | 0 |
HOME DEPOT INC | COM | 437076102 | 4,733 | 24,666 | SH | | SOLE | | 24,666 | 0 | 0 |
ILLUMINA INC | COM | 452327109 | 2,095 | 6,742 | SH | | SOLE | | 6,742 | 0 | 0 |
INSEEGO CORP | COM | 45782B104 | 995 | 210,725 | SH | | SOLE | | 210,725 | 0 | 0 |
INTEL CORP | COM | 458140100 | 317 | 5,894 | SH | | SOLE | | 5,894 | 0 | 0 |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 1,990 | 26,136 | SH | | SOLE | | 26,136 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 3,446 | 24,419 | SH | | SOLE | | 24,419 | 0 | 0 |
INVESCO ACTIVELY MANAGD ETF | ULTRA SHRT DUR | 46090A887 | 604 | 12,020 | SH | | SOLE | | 12,020 | 0 | 0 |
INVESCO EXCHNG TRADED FD TR | VAR RATE PFD | 46138G870 | 321 | 13,043 | SH | | SOLE | | 13,043 | 0 | 0 |
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 254 | 20,955 | SH | | SOLE | | 20,955 | 0 | 0 |
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 410 | 28,420 | SH | | SOLE | | 28,420 | 0 | 0 |
ISHARES TR | CORE S&P TTL STK | 464287150 | 10,034 | 155,809 | SH | | SOLE | | 155,809 | 0 | 0 |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 3,158 | 16,674 | SH | | SOLE | | 16,674 | 0 | 0 |
ISHARES TR | US HLTHCARE ETF | 464287762 | 278 | 1,433 | SH | | SOLE | | 1,433 | 0 | 0 |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,300 | 16,845 | SH | | SOLE | | 16,845 | 0 | 0 |
ISHARES TR | CALIF MUN BD ETF | 464288356 | 291 | 4,889 | SH | | SOLE | | 4,889 | 0 | 0 |
ISHARES TR | INTRM TR CRP ETF | 464288638 | 215 | 3,906 | SH | | SOLE | | 3,906 | 0 | 0 |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 22,917 | 433,872 | SH | | SOLE | | 433,872 | 0 | 0 |
ISHARES TR | SHORT TREAS BD | 464288679 | 10,883 | 98,424 | SH | | SOLE | | 98,424 | 0 | 0 |
ISHARES TR | PFD AND INCM SEC | 464288687 | 2,006 | 54,881 | SH | | SOLE | | 54,881 | 0 | 0 |
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 1,437 | 24,748 | SH | | SOLE | | 24,748 | 0 | 0 |
ISHARES US ETF TR | SHT MAT BD ETF | 46431W507 | 358 | 7,119 | SH | | SOLE | | 7,119 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 3,816 | 27,301 | SH | | SOLE | | 27,301 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 491 | 4,854 | SH | | SOLE | | 4,854 | 0 | 0 |
LEXINGTON REALTY TRUST | COM | 529043101 | 113 | 12,512 | SH | | SOLE | | 12,512 | 0 | 0 |
MCDONALDS CORP | COM | 580135101 | 357 | 1,878 | SH | | SOLE | | 1,878 | 0 | 0 |
MEDTRONIC PLC | SHS | G5960L103 | 2,895 | 31,786 | SH | | SOLE | | 1,122 | 0 | 30,664 |
MERCK & CO INC | COM | 58933Y105 | 2,891 | 34,760 | SH | | SOLE | | 34,760 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 6,567 | 55,683 | SH | | SOLE | | 55,683 | 0 | 0 |
MILESTONE SCIENTIFIC INC | COM NEW | 59935P209 | 28 | 84,029 | SH | | SOLE | | 84,029 | 0 | 0 |
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 396 | 59,771 | SH | | SOLE | | 59,771 | 0 | 0 |
NANOVIRICIDES INC | COM NEW | 630087203 | 4 | 14,143 | SH | | SOLE | | 14,143 | 0 | 0 |
NEW YORK MTG TR INC | PFD-C CONV | 649604808 | 1,091 | 43,877 | SH | | SOLE | | 43,877 | 0 | 0 |
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 385 | 25,492 | SH | | SOLE | | 25,492 | 0 | 0 |
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 526 | 39,405 | SH | | SOLE | | 39,405 | 0 | 0 |
NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 | 450 | 35,059 | SH | | SOLE | | 35,059 | 0 | 0 |
NUVEEN MUN HIGH INCOME OPP F | COM | 670682103 | 419 | 30,954 | SH | | SOLE | | 30,954 | 0 | 0 |
NUVEEN MUN VALUE FD INC | COM | 670928100 | 403 | 40,267 | SH | | SOLE | | 40,267 | 0 | 0 |
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 866 | 68,120 | SH | | SOLE | | 68,120 | 0 | 0 |
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 338 | 26,565 | SH | | SOLE | | 26,565 | 0 | 0 |
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 753 | 55,504 | SH | | SOLE | | 55,504 | 0 | 0 |
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67062F100 | 286 | 19,553 | SH | | SOLE | | 19,553 | 0 | 0 |
NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063C106 | 201 | 14,404 | SH | | SOLE | | 14,404 | 0 | 0 |
ORBCOMM INC | COM | 68555P100 | 79 | 11,651 | SH | | SOLE | | 11,651 | 0 | 0 |
PACWEST BANCORP DEL | COM | 695263103 | 3,065 | 81,501 | SH | | SOLE | | 81,501 | 0 | 0 |
PARK CITY GROUP INC | COM NEW | 700215304 | 151 | 18,850 | SH | | SOLE | | 18,850 | 0 | 0 |
PAYPAL HLDGS INC | COM | 70450Y103 | 202 | 1,946 | SH | | SOLE | | 1,946 | 0 | 0 |
PFIZER INC | COM | 717081103 | 549 | 12,932 | SH | | SOLE | | 12,932 | 0 | 0 |
PGIM GLOBAL HIGH YIELD FD IN | COM | 69346J106 | 505 | 36,255 | SH | | SOLE | | 36,255 | 0 | 0 |
PHILIP MORRIS INTL INC | COM | 718172109 | 267 | 3,020 | SH | | SOLE | | 3,020 | 0 | 0 |
PIMCO DYNMIC CREDIT AND MRT | COM SHS | 72202D106 | 2,009 | 85,726 | SH | | SOLE | | 85,726 | 0 | 0 |
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 10,032 | 95,053 | SH | | SOLE | | 95,053 | 0 | 0 |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 4,211 | 41,463 | SH | | SOLE | | 41,463 | 0 | 0 |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 3,533 | 8,603 | SH | | SOLE | | 8,603 | 0 | 0 |
RESEARCH FRONTIERS INC | COM | 760911107 | 93 | 43,000 | SH | | SOLE | | 43,000 | 0 | 0 |
RIVERNORTH OPPORTUNISTIC MUN | COM | 76883F108 | 760 | 36,502 | SH | | SOLE | | 36,502 | 0 | 0 |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 87 | 10,456 | SH | | SOLE | | 10,456 | 0 | 0 |
SERVICENOW INC | COM | 81762P102 | 2,555 | 10,365 | SH | | SOLE | | 10,365 | 0 | 0 |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 233 | 6,524 | SH | | SOLE | | 6,524 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,357 | 8,342 | SH | | SOLE | | 8,342 | 0 | 0 |
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 371 | 7,524 | SH | | SOLE | | 7,524 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 1,142 | 22,252 | SH | | SOLE | | 22,252 | 0 | 0 |
SQUARE INC | CL A | 852234103 | 2,496 | 33,309 | SH | | SOLE | | 33,309 | 0 | 0 |
STRYKER CORP | COM | 863667101 | 688 | 3,482 | SH | | SOLE | | 3,482 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 642 | 8,000 | SH | | SOLE | | 8,000 | 0 | 0 |
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 459 | 44,846 | SH | | SOLE | | 44,846 | 0 | 0 |
TYME TECHNOLOGIES INC | COM | 90238J103 | 246 | 140,000 | SH | | SOLE | | 140,000 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 3,312 | 25,696 | SH | | SOLE | | 25,696 | 0 | 0 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 3,053 | 12,347 | SH | | SOLE | | 12,347 | 0 | 0 |
US BANCORP DEL | COM NEW | 902973304 | 3,655 | 75,851 | SH | | SOLE | | 75,851 | 0 | 0 |
VANGUARD GROUP | DIV APP ETF | 921908844 | 4,381 | 39,962 | SH | | SOLE | | 39,962 | 0 | 0 |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 326 | 2,251 | SH | | SOLE | | 2,251 | 0 | 0 |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 542 | 7,414 | SH | | SOLE | | 7,414 | 0 | 0 |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 222 | 5,230 | SH | | SOLE | | 5,230 | 0 | 0 |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,027 | 25,418 | SH | | SOLE | | 25,418 | 0 | 0 |
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 637 | 12,165 | SH | | SOLE | | 12,165 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,424 | 57,900 | SH | | SOLE | | 57,900 | 0 | 0 |
VISA INC | COM CL A | 92826C839 | 4,612 | 29,530 | SH | | SOLE | | 29,530 | 0 | 0 |
WALMART INC | COM | 931142103 | 2,738 | 28,078 | SH | | SOLE | | 28,078 | 0 | 0 |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 458 | 33,594 | SH | | SOLE | | 33,594 | 0 | 0 |
WEYERHAEUSER CO | COM | 962166104 | 1,781 | 67,608 | SH | | SOLE | | 67,608 | 0 | 0 |
XYLEM INC | COM | 98419M100 | 226 | 2,860 | SH | | SOLE | | 2,860 | 0 | 0 |