The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 28,210 | 255,756 | SH | SOLE | 228,685 | 0 | 27,071 | ||
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 0 | 80,539 | SH | SOLE | 80,539 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 411 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 2,896 | 26,425 | SH | SOLE | 16,555 | 0 | 9,870 | ||
ALLSTATE CORP | COM | 020002101 | 9,411 | 161,593 | SH | SOLE | 142,864 | 0 | 18,728 | ||
AMGEN INC | COM | 031162100 | 1,872 | 13,537 | SH | SOLE | 13,437 | 0 | 100 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 25 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 9,361 | 106,396 | SH | SOLE | 95,264 | 0 | 11,133 | ||
AMAZON COM INC | COM | 023135106 | 768 | 1,501 | SH | SOLE | 1,501 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 229 | 1,748 | SH | SOLE | 1,224 | 0 | 524 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 7,626 | 129,322 | SH | SOLE | 114,962 | 0 | 14,360 | ||
BANK AMER CORP | COM | 060505104 | 162 | 10,378 | SH | SOLE | 10,378 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 1,294 | 56,145 | SH | SOLE | 56,145 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 9,151 | 30,764 | SH | SOLE | 26,953 | 0 | 3,811 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 237 | 2,890 | SH | SOLE | 2,890 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 390 | 2 | SH | SOLE | 2 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 499 | 3,830 | SH | SOLE | 3,430 | 0 | 400 | ||
CATERPILLAR INC DEL | COM | 149123101 | 246 | 3,764 | SH | SOLE | 3,764 | 0 | 0 | ||
CATHAY GEN BANCORP | COM | 149150104 | 310 | 10,343 | SH | SOLE | 8,810 | 0 | 1,533 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 735 | 11,580 | SH | SOLE | 11,580 | 0 | 0 | ||
ISHARES TR | CALI AMT-FRE ETF | 464288356 | 208 | 1,775 | SH | SOLE | 1,775 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 398 | 8,291 | SH | SOLE | 8,041 | 0 | 250 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 12,144 | 84,003 | SH | SOLE | 73,223 | 0 | 10,780 | ||
CISCO SYS INC | COM | 17275R102 | 256 | 9,745 | SH | SOLE | 9,745 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,913 | 24,256 | SH | SOLE | 23,702 | 0 | 554 | ||
DEERE & CO | COM | 244199105 | 420 | 5,680 | SH | SOLE | 5,680 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 206 | 3,970 | SH | SOLE | 3,970 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 12,761 | 124,859 | SH | SOLE | 108,613 | 0 | 16,246 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 281 | 3,860 | SH | SOLE | 3,860 | 0 | 0 | ||
SPDR SERIES TRUST | BRCLY EM LOCL | 78464A391 | 218 | 8,865 | SH | SOLE | 6,425 | 0 | 2,440 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 5,173 | 90,254 | SH | SOLE | 83,834 | 0 | 6,420 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 233 | 3,655 | SH | SOLE | 2,825 | 0 | 830 | ||
EDISON INTL | COM | 281020107 | 8,311 | 131,772 | SH | SOLE | 112,822 | 0 | 18,949 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 864 | 8,116 | SH | SOLE | 6,671 | 0 | 1,445 | ||
E M C CORP MASS | COM | 268648102 | 6,930 | 286,821 | SH | SOLE | 253,253 | 0 | 33,568 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 260 | 3,214 | SH | SOLE | 3,214 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 702 | 7,805 | SH | SOLE | 6,755 | 0 | 1,050 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 735 | 29,130 | SH | SOLE | 27,030 | 0 | 2,100 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 421 | 3,937 | SH | SOLE | 3,802 | 0 | 135 | ||
GOOGLE INC | CL A | 38259P508 | 4,819 | 7,921 | SH | SOLE | 6,691 | 0 | 1,230 | ||
GOOGLE INC | CL A | 38259P508 | 11,708 | 18,341 | SH | SOLE | 16,294 | 0 | 2,047 | ||
HOME DEPOT INC | COM | 437076102 | 343 | 2,969 | SH | SOLE | 2,957 | 0 | 12 | ||
HOLOGIC INC | COM | 436440101 | 8,603 | 219,856 | SH | SOLE | 192,671 | 0 | 27,185 | ||
HONEYWELL INTL INC | COM | 438516106 | 10,771 | 113,746 | SH | SOLE | 100,009 | 0 | 13,737 | ||
SCHEIN HENRY INC | COM | 806407102 | 533 | 4,013 | SH | SOLE | 4,013 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 403 | 4,834 | SH | SOLE | 3,065 | 0 | 1,769 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 140 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 305 | 1,005 | SH | SOLE | 1,005 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,098 | 7,572 | SH | SOLE | 6,922 | 0 | 650 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 512 | 3,750 | SH | SOLE | 3,750 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 345 | 11,448 | SH | SOLE | 9,448 | 0 | 2,000 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 379 | 4,514 | SH | SOLE | 4,514 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 235 | 2,519 | SH | SOLE | 2,519 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 811 | 8,722 | SH | SOLE | 7,722 | 0 | 1,000 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 690 | 7,782 | SH | SOLE | 7,167 | 0 | 615 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 200 | 2,985 | SH | SOLE | 2,760 | 0 | 225 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 766 | 6,722 | SH | SOLE | 6,700 | 0 | 22 | ||
ISHARES TR | U.S. ENERGY ETF | 464287796 | 1,507 | 43,910 | SH | SOLE | 41,335 | 0 | 2,575 | ||
ISHARES TR | TRANS AVG ETF | 464287192 | 327 | 2,335 | SH | SOLE | 2,335 | 0 | 0 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 334 | 3,382 | SH | SOLE | 3,382 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 12,214 | 130,838 | SH | SOLE | 113,595 | 0 | 17,244 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 584 | 16,375 | SH | SOLE | 12,500 | 0 | 3,875 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 15,134 | 248,228 | SH | SOLE | 217,957 | 0 | 30,271 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 6,699 | 242,025 | SH | SOLE | 213,446 | 0 | 28,579 | ||
COCA COLA CO | COM | 191216100 | 674 | 16,793 | SH | SOLE | 9,028 | 0 | 7,765 | ||
LILLY ELI & CO | COM | 532457108 | 271 | 3,233 | SH | SOLE | 3,233 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 276 | 1,331 | SH | SOLE | 1,331 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 467 | 4,025 | SH | SOLE | 1,520 | 0 | 2,505 | ||
MACYS INC | COM | 55616P104 | 5,279 | 102,870 | SH | SOLE | 90,141 | 0 | 12,729 | ||
ISHARES TR | MBS ETF | 464288588 | 436 | 3,975 | SH | SOLE | 1,660 | 0 | 2,315 | ||
MONDELEZ INTL INC | CL A | 609207105 | 413 | 9,864 | SH | SOLE | 9,864 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 8,683 | 129,718 | SH | SOLE | 114,497 | 0 | 15,220 | ||
3M CO | COM | 88579Y101 | 13,600 | 95,931 | SH | SOLE | 82,661 | 0 | 13,270 | ||
MANNKIND CORP | COM | 56400P201 | 107 | 33,250 | SH | SOLE | 30,500 | 0 | 2,750 | ||
ALTRIA GROUP INC | COM | 02209S103 | 821 | 15,096 | SH | SOLE | 14,986 | 0 | 110 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 305 | 6,183 | SH | SOLE | 5,905 | 0 | 278 | ||
MICROSOFT CORP | COM | 594918104 | 542 | 12,249 | SH | SOLE | 12,249 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 424 | 4,343 | SH | SOLE | 4,343 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 405 | 2,439 | SH | SOLE | 2,323 | 0 | 116 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 12,630 | 137,402 | SH | SOLE | 120,926 | 0 | 16,476 | ||
ORACLE CORP | COM | 68389X105 | 9,859 | 272,938 | SH | SOLE | 239,633 | 0 | 33,305 | ||
PEPSICO INC | COM | 713448108 | 15,354 | 162,820 | SH | SOLE | 142,059 | 0 | 20,761 | ||
PFIZER INC | COM | 717081103 | 598 | 19,034 | SH | SOLE | 18,634 | 0 | 400 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 602 | 8,372 | SH | SOLE | 7,036 | 0 | 1,336 | ||
POWERSHARES GLOBAL ETF TRUST | FDM HG YLD RAFI | 73936T557 | 528 | 29,650 | SH | SOLE | 29,650 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 491 | 53,500 | SH | SOLE | 53,500 | 0 | 0 | ||
PIER 1 IMPORTS INC | COM | 720279108 | 69 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,045 | 13,169 | SH | SOLE | 13,084 | 0 | 85 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 14,732 | 165,155 | SH | SOLE | 145,028 | 0 | 20,128 | ||
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 240 | 2,895 | SH | SOLE | 2,895 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 230 | 3,020 | SH | SOLE | 2,255 | 0 | 765 | ||
PHILLIPS 66 | COM | 718546104 | 234 | 3,048 | SH | SOLE | 2,923 | 0 | 125 | ||
PRAXAIR INC | COM | 74005P104 | 5,164 | 50,692 | SH | SOLE | 44,752 | 0 | 5,940 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 3,274 | 113,670 | SH | SOLE | 95,635 | 0 | 18,035 | ||
QUALCOMM INC | COM | 747525103 | 8,058 | 149,973 | SH | SOLE | 133,566 | 0 | 16,407 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 410 | 4,031 | SH | SOLE | 1,731 | 0 | 2,300 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 329 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W833 | 381 | 4,835 | SH | SOLE | 4,835 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,183 | 16,082 | SH | SOLE | 16,082 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500EQWTMA | 78355W825 | 340 | 4,755 | SH | SOLE | 4,255 | 0 | 500 | ||
RAYTHEON CO | COM NEW | 755111507 | 334 | 3,059 | SH | SOLE | 3,059 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500EQWTEN | 78355W866 | 2,308 | 46,605 | SH | SOLE | 45,125 | 0 | 1,480 | ||
RYDEX ETF TRUST | GUG S&P500EQWTFI | 78355W858 | 1,480 | 35,910 | SH | SOLE | 35,060 | 0 | 850 | ||
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 692 | 4,925 | SH | SOLE | 4,610 | 0 | 315 | ||
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 438 | 5,150 | SH | SOLE | 5,000 | 0 | 150 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,236 | 61,117 | SH | SOLE | 56,877 | 0 | 4,240 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 1,531 | 55,921 | SH | SOLE | 54,421 | 0 | 1,500 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 2,899 | 72,814 | SH | SOLE | 58,329 | 0 | 14,485 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 971 | 21,215 | SH | SOLE | 18,290 | 0 | 2,925 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 489 | 9,380 | SH | SOLE | 9,380 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 7,763 | 112,558 | SH | SOLE | 96,685 | 0 | 15,873 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,190 | 11,427 | SH | SOLE | 9,480 | 0 | 1,947 | ||
STERICYCLE INC | COM | 858912108 | 235 | 1,690 | SH | SOLE | 1,690 | 0 | 0 | ||
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 401 | 8,400 | SH | SOLE | 3,400 | 0 | 5,000 | ||
STRYKER CORP | COM | 863667101 | 11,754 | 124,909 | SH | SOLE | 108,928 | 0 | 15,981 | ||
AT&T INC | COM | 00206R102 | 1,666 | 51,146 | SH | SOLE | 49,130 | 0 | 2,015 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 431 | 2,030 | SH | SOLE | 2,030 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 249 | 1,003 | SH | SOLE | 950 | 0 | 53 | ||
TYSON FOODS INC | CL A | 902494103 | 7,519 | 174,466 | SH | SOLE | 153,597 | 0 | 20,869 | ||
UNION PAC CORP | COM | 907818108 | 11,273 | 127,505 | SH | SOLE | 113,412 | 0 | 14,092 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 4,898 | 49,631 | SH | SOLE | 48,931 | 0 | 700 | ||
US BANCORP DEL | COM NEW | 902973304 | 328 | 7,987 | SH | SOLE | 7,987 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 227 | 2,552 | SH | SOLE | 2,552 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 12,387 | 177,825 | SH | SOLE | 155,622 | 0 | 22,203 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 233 | 6,543 | SH | SOLE | 6,543 | 0 | 0 | ||
V F CORP | COM | 918204108 | 11,436 | 167,661 | SH | SOLE | 146,276 | 0 | 21,385 | ||
VIRNETX HLDG CORP | COM | 92823T108 | 144 | 40,434 | SH | SOLE | 40,434 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 972 | 13,186 | SH | SOLE | 13,186 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 262 | 4,731 | SH | SOLE | 4,731 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 356 | 3,609 | SH | SOLE | 3,609 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 52,619 | 685,594 | SH | SOLE | 543,569 | 0 | 142,025 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 37,128 | 370,207 | SH | SOLE | 304,129 | 0 | 66,078 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,326 | 40,085 | SH | SOLE | 36,570 | 0 | 3,515 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 7,086 | 162,868 | SH | SOLE | 143,874 | 0 | 18,994 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 1,189 | 23,160 | SH | SOLE | 23,160 | 0 | 0 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 6,620 | 92,073 | SH | SOLE | 80,892 | 0 | 11,182 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 561 | 14,045 | SH | SOLE | 12,490 | 0 | 1,555 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 1,353 | 22,110 | SH | SOLE | 18,340 | 0 | 3,770 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 395 | 17,450 | SH | SOLE | 13,875 | 0 | 3,575 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 1,429 | 28,650 | SH | SOLE | 26,015 | 0 | 2,635 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 474 | 11,995 | SH | SOLE | 11,855 | 0 | 140 | ||
EXXON MOBIL CORP | COM | 30231G102 | 13,141 | 176,749 | SH | SOLE | 153,034 | 0 | 23,715 |