The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 19,883 | 175,882 | SH | SOLE | 150,102 | 0 | 25,780 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 5,956 | 48,753 | SH | SOLE | 42,703 | 0 | 6,050 | ||
ADOBE SYS INC | COM | 00724F101 | 562 | 5,178 | SH | SOLE | 5,178 | 0 | 0 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 243 | 1,132 | SH | SOLE | 1,132 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 255 | 3,520 | SH | SOLE | 3,520 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 2,700 | 24,020 | SH | SOLE | 17,200 | 0 | 6,820 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 570 | 11,201 | SH | SOLE | 11,201 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 9,710 | 140,362 | SH | SOLE | 124,369 | 0 | 15,994 | ||
AMGEN INC | COM | 031162100 | 9,790 | 58,688 | SH | SOLE | 52,998 | 0 | 5,690 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 10,132 | 89,399 | SH | SOLE | 80,357 | 0 | 9,042 | ||
AMAZON COM INC | COM | 023135106 | 1,185 | 1,415 | SH | SOLE | 1,265 | 0 | 150 | ||
BROADCOM LTD | SHS | Y09827109 | 9,958 | 57,719 | SH | SOLE | 51,561 | 0 | 6,158 | ||
BOEING CO | COM | 097023105 | 578 | 4,387 | SH | SOLE | 4,038 | 0 | 349 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 344 | 3,255 | SH | SOLE | 3,255 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 160 | 10,251 | SH | SOLE | 10,251 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 280 | 5,890 | SH | SOLE | 5,890 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 281 | 12,100 | SH | SOLE | 1,800 | 0 | 10,300 | ||
BLACKROCK INC | COM | 09247X101 | 9,363 | 25,833 | SH | SOLE | 22,852 | 0 | 2,981 | ||
BP PLC | SPONSORED ADR | 055622104 | 213 | 6,055 | SH | SOLE | 5,970 | 0 | 86 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 432 | 2 | SH | SOLE | 2 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,173 | 8,120 | SH | SOLE | 7,690 | 0 | 430 | ||
CATHAY GEN BANCORP | COM | 149150104 | 309 | 10,049 | SH | SOLE | 8,478 | 0 | 1,571 | ||
CELGENE CORP | COM | 151020104 | 275 | 2,631 | SH | SOLE | 2,631 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 9,311 | 61,049 | SH | SOLE | 53,698 | 0 | 7,352 | ||
CISCO SYS INC | COM | 17275R102 | 399 | 12,591 | SH | SOLE | 11,581 | 0 | 1,011 | ||
CU BANCORP CALIF | COM | 126534106 | 221 | 9,706 | SH | SOLE | 5,000 | 0 | 4,706 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,316 | 32,218 | SH | SOLE | 31,242 | 0 | 976 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 512 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 9,839 | 105,960 | SH | SOLE | 92,165 | 0 | 13,794 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 6,866 | 155,668 | SH | SOLE | 137,437 | 0 | 18,231 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 245 | 2,863 | SH | SOLE | 2,863 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 303 | 3,545 | SH | SOLE | 3,545 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,245 | 21,049 | SH | SOLE | 17,004 | 0 | 4,045 | ||
EDISON INTL | COM | 281020107 | 7,025 | 97,231 | SH | SOLE | 83,645 | 0 | 13,586 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 281 | 2,400 | SH | SOLE | 1,080 | 0 | 1,320 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 450 | 6,381 | SH | SOLE | 6,381 | 0 | 0 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 283 | 7,718 | SH | SOLE | 6,540 | 0 | 1,178 | ||
FACEBOOK INC | CL A | 30303M102 | 19,021 | 148,292 | SH | SOLE | 138,922 | 0 | 9,370 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 5,835 | 37,607 | SH | SOLE | 33,526 | 0 | 4,081 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,388 | 46,851 | SH | SOLE | 44,751 | 0 | 2,100 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 519 | 4,128 | SH | SOLE | 3,843 | 0 | 285 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 59 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 453 | 3,523 | SH | SOLE | 3,511 | 0 | 12 | ||
HOLOGIC INC | COM | 436440101 | 6,861 | 176,689 | SH | SOLE | 154,994 | 0 | 21,695 | ||
HONEYWELL INTL INC | COM | 438516106 | 9,479 | 81,300 | SH | SOLE | 72,113 | 0 | 9,187 | ||
SCHEIN HENRY INC | COM | 806407102 | 688 | 4,221 | SH | SOLE | 4,221 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 221 | 17,415 | SH | SOLE | 17,415 | 0 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 327 | 1,128 | SH | SOLE | 1,128 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,563 | 9,839 | SH | SOLE | 9,689 | 0 | 150 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 655 | 4,234 | SH | SOLE | 4,234 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 579 | 15,328 | SH | SOLE | 13,722 | 0 | 1,606 | ||
ISHARES TR | CORE ST USDB ETF | 46432F859 | 255 | 5,036 | SH | SOLE | 5,036 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 384 | 4,039 | SH | SOLE | 4,039 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,483 | 6,815 | SH | SOLE | 6,815 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 891 | 8,552 | SH | SOLE | 7,852 | 0 | 700 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 377 | 3,868 | SH | SOLE | 2,823 | 0 | 1,045 | ||
ISHARES TR | RUS MID-CAP ETF | 464287499 | 278 | 1,595 | SH | SOLE | 1,595 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 380 | 4,955 | SH | SOLE | 3,650 | 0 | 1,305 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 1,089 | 8,492 | SH | SOLE | 8,470 | 0 | 22 | ||
JOHNSON & JOHNSON | COM | 478160104 | 12,473 | 105,585 | SH | SOLE | 92,865 | 0 | 12,719 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 396 | 10,787 | SH | SOLE | 5,647 | 0 | 5,140 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 13,338 | 200,301 | SH | SOLE | 177,369 | 0 | 22,932 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 555 | 2,313 | SH | SOLE | 2,313 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 804 | 6,526 | SH | SOLE | 4,486 | 0 | 2,040 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 430 | 4,230 | SH | SOLE | 4,230 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 775 | 7,041 | SH | SOLE | 4,311 | 0 | 2,730 | ||
MONDELEZ INTL INC | CL A | 609207105 | 442 | 10,067 | SH | SOLE | 10,067 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 12,812 | 72,698 | SH | SOLE | 63,086 | 0 | 9,612 | ||
MANNKIND CORP | COM | 56400P201 | 7 | 11,335 | SH | SOLE | 8,585 | 0 | 2,750 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,034 | 16,355 | SH | SOLE | 15,054 | 0 | 1,301 | ||
MONSANTO CO NEW | COM | 61166W101 | 296 | 2,897 | SH | SOLE | 2,897 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 295 | 4,734 | SH | SOLE | 4,734 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,085 | 18,840 | SH | SOLE | 17,040 | 0 | 1,801 | ||
M & T BK CORP | COM | 55261F104 | 340 | 2,930 | SH | SOLE | 2,930 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 5,022 | 131,739 | SH | SOLE | 116,695 | 0 | 15,044 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 575 | 39,410 | SH | SOLE | 39,410 | 0 | 0 | ||
ISHARES U S ETF TR | SHT MAT BD ETF | 46431W507 | 78,605 | 1,566,154 | SH | SOLE | 1,354,266 | 0 | 211,889 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 736 | 53,076 | SH | SOLE | 53,076 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 698 | 3,262 | SH | SOLE | 3,146 | 0 | 116 | ||
NUVEEN CA DIV ADV MUNI FD 3 | COM SH BEN INT | 67070Y109 | 680 | 44,269 | SH | SOLE | 44,269 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 11,083 | 282,151 | SH | SOLE | 247,374 | 0 | 34,777 | ||
PG&E CORP | COM | 69331C108 | 546 | 8,932 | SH | SOLE | 8,932 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 14,381 | 132,218 | SH | SOLE | 117,661 | 0 | 14,557 | ||
PFIZER INC | COM | 717081103 | 702 | 20,720 | SH | SOLE | 18,429 | 0 | 2,291 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 880 | 9,800 | SH | SOLE | 8,465 | 0 | 1,336 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 592 | 54,032 | SH | SOLE | 54,032 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,250 | 12,854 | SH | SOLE | 11,877 | 0 | 977 | ||
PARKERVISION INC | COM NEW | 701354300 | 105 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 354 | 4,396 | SH | SOLE | 4,271 | 0 | 125 | ||
QUALCOMM INC | COM | 747525103 | 675 | 9,857 | SH | SOLE | 9,820 | 0 | 37 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 713 | 6,008 | SH | SOLE | 6,008 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF S | 780097739 | 316 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 243 | 605 | SH | SOLE | 605 | 0 | 0 | ||
REX ENERGY CORPORATION | COM | 761565100 | 23 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 201 | 3,119 | SH | SOLE | 3,119 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 695 | 8,319 | SH | SOLE | 8,319 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 571 | 4,195 | SH | SOLE | 4,195 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 2,205 | 40,735 | SH | SOLE | 40,605 | 0 | 130 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 279 | 9,691 | SH | SOLE | 7,941 | 0 | 1,750 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 334 | 6,579 | SH | SOLE | 6,155 | 0 | 424 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 226 | 4,965 | SH | SOLE | 4,965 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 6,574 | 208,249 | SH | SOLE | 184,512 | 0 | 23,737 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 497 | 9,634 | SH | SOLE | 9,084 | 0 | 550 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 328 | 6,113 | SH | SOLE | 6,113 | 0 | 0 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 6,846 | 160,146 | SH | SOLE | 142,125 | 0 | 18,020 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,686 | 21,666 | SH | SOLE | 19,764 | 0 | 1,902 | ||
SEMPRA ENERGY | COM | 816851109 | 336 | 3,138 | SH | SOLE | 3,138 | 0 | 0 | ||
SIMPSON MANUFACTURING CO INC | COM | 829073105 | 15,264 | 347,309 | SH | SOLE | 347,309 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 10,135 | 87,065 | SH | SOLE | 76,317 | 0 | 10,748 | ||
AT&T INC | COM | 00206R102 | 2,439 | 60,059 | SH | SOLE | 59,345 | 0 | 714 | ||
TRIMBLE NAVIGATION LTD | COM | 896239100 | 254 | 8,900 | SH | SOLE | 4,700 | 0 | 4,200 | ||
TESLA MTRS INC | COM | 88160R101 | 226 | 1,106 | SH | SOLE | 1,053 | 0 | 53 | ||
TYSON FOODS INC | CL A | 902494103 | 7,323 | 98,070 | SH | SOLE | 86,251 | 0 | 11,819 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 6,390 | 58,428 | SH | SOLE | 57,728 | 0 | 700 | ||
US BANCORP DEL | COM NEW | 902973304 | 530 | 12,364 | SH | SOLE | 12,364 | 0 | 0 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 346 | 7,609 | SH | SOLE | 7,609 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 10,749 | 129,977 | SH | SOLE | 114,181 | 0 | 15,796 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 746 | 19,935 | SH | SOLE | 19,935 | 0 | 0 | ||
V F CORP | COM | 918204108 | 8,332 | 148,652 | SH | SOLE | 130,488 | 0 | 18,164 | ||
VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 217 | 3,553 | SH | SOLE | 3,091 | 0 | 462 | ||
VIRNETX HLDG CORP | COM | 92823T108 | 146 | 47,834 | SH | SOLE | 47,834 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 229 | 2,730 | SH | SOLE | 2,730 | 0 | 0 | ||
VALERO ENERGY PARTNERS LP | COM UNT REP LP | 91914J102 | 230 | 5,260 | SH | SOLE | 5,260 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 245 | 1,894 | SH | SOLE | 1,894 | 0 | 0 | ||
VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 169 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 116,299 | 1,336,767 | SH | SOLE | 1,128,214 | 0 | 208,554 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 44,961 | 400,396 | SH | SOLE | 335,419 | 0 | 64,977 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 573 | 15,222 | SH | SOLE | 12,757 | 0 | 2,465 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 6,672 | 128,348 | SH | SOLE | 114,480 | 0 | 13,868 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 8,660 | 107,421 | SH | SOLE | 95,444 | 0 | 11,977 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 1,569 | 35,436 | SH | SOLE | 35,206 | 0 | 230 | ||
WHIRLPOOL CORP | COM | 963320106 | 8,358 | 51,539 | SH | SOLE | 45,810 | 0 | 5,729 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 5,832 | 86,613 | SH | SOLE | 76,735 | 0 | 9,878 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 6,299 | 131,919 | SH | SOLE | 117,138 | 0 | 14,782 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 378 | 19,611 | SH | SOLE | 19,611 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 11,488 | 131,627 | SH | SOLE | 115,117 | 0 | 16,510 | ||
YUM BRANDS INC | COM | 988498101 | 409 | 4,506 | SH | SOLE | 4,426 | 0 | 80 |