The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 17,788 | 178,723 | SH | SOLE | 153,367 | 0 | 25,356 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 5,465 | 52,487 | SH | SOLE | 46,606 | 0 | 5,881 | ||
ADOBE SYS INC | COM | 00724F101 | 350 | 3,401 | SH | SOLE | 3,401 | 0 | 0 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 319 | 1,398 | SH | SOLE | 1,398 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 45,592 | 490,222 | SH | SOLE | 421,272 | 0 | 68,950 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 584 | 11,236 | SH | SOLE | 11,236 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 9,662 | 145,810 | SH | SOLE | 130,143 | 0 | 15,668 | ||
AMGEN INC | COM | 031162100 | 6,898 | 52,063 | SH | SOLE | 47,143 | 0 | 4,920 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 8,986 | 93,806 | SH | SOLE | 84,950 | 0 | 8,856 | ||
AMAZON COM INC | COM | 023135106 | 868 | 1,308 | SH | SOLE | 1,158 | 0 | 150 | ||
BROADCOM LTD | SHS | Y09827109 | 9,484 | 59,626 | SH | SOLE | 53,618 | 0 | 6,008 | ||
BOEING CO | COM | 097023105 | 826 | 5,654 | SH | SOLE | 5,305 | 0 | 349 | ||
BAXTER INTL INC | COM | 071813109 | 261 | 5,890 | SH | SOLE | 5,890 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 6,496 | 153,522 | SH | SOLE | 137,826 | 0 | 15,697 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 10 | 10,300 | SH | SOLE | 0 | 0 | 10,300 | ||
BLACKROCK INC | COM | 09247X101 | 9,131 | 26,861 | SH | SOLE | 23,988 | 0 | 2,873 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 23,491 | 328,404 | SH | SOLE | 290,299 | 0 | 38,105 | ||
BP PLC | SPONSORED ADR | 055622104 | 277 | 7,405 | SH | SOLE | 7,405 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 244 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,537 | 9,856 | SH | SOLE | 9,426 | 0 | 430 | ||
CATHAY GEN BANCORP | COM | 149150104 | 306 | 9,577 | SH | SOLE | 7,998 | 0 | 1,579 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 9,103 | 64,155 | SH | SOLE | 56,806 | 0 | 7,349 | ||
CISCO SYS INC | COM | 17275R102 | 301 | 9,956 | SH | SOLE | 9,956 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 4,810 | 41,419 | SH | SOLE | 40,865 | 0 | 554 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 203 | 2,770 | SH | SOLE | 2,770 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 237 | 3,285 | SH | SOLE | 3,285 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 409 | 2,069 | SH | SOLE | 2,069 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 10,147 | 110,683 | SH | SOLE | 97,231 | 0 | 13,452 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 6,299 | 154,715 | SH | SOLE | 137,544 | 0 | 17,171 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 335 | 3,778 | SH | SOLE | 3,778 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 279 | 3,545 | SH | SOLE | 3,545 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,234 | 42,676 | SH | SOLE | 38,631 | 0 | 4,045 | ||
EDISON INTL | COM | 281020107 | 6,233 | 99,941 | SH | SOLE | 86,393 | 0 | 13,549 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 341 | 4,955 | SH | SOLE | 4,955 | 0 | 0 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 334 | 7,723 | SH | SOLE | 6,540 | 0 | 1,183 | ||
FACEBOOK INC | CL A | 30303M102 | 16,515 | 152,838 | SH | SOLE | 143,468 | 0 | 9,370 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 6,035 | 38,909 | SH | SOLE | 34,933 | 0 | 3,977 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,369 | 45,357 | SH | SOLE | 43,257 | 0 | 2,100 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 59 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 452 | 3,383 | SH | SOLE | 3,371 | 0 | 12 | ||
HOLOGIC INC | COM | 436440101 | 6,296 | 177,306 | SH | SOLE | 156,411 | 0 | 20,895 | ||
HONEYWELL INTL INC | COM | 438516106 | 8,749 | 84,540 | SH | SOLE | 75,440 | 0 | 9,100 | ||
SCHEIN HENRY INC | COM | 806407102 | 292 | 1,927 | SH | SOLE | 1,927 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 175 | 15,791 | SH | SOLE | 15,791 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,592 | 9,741 | SH | SOLE | 9,591 | 0 | 150 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 954 | 5,772 | SH | SOLE | 5,772 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 496 | 15,225 | SH | SOLE | 13,619 | 0 | 1,606 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 533 | 5,261 | SH | SOLE | 5,261 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,821 | 8,092 | SH | SOLE | 8,092 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 996 | 10,186 | SH | SOLE | 9,486 | 0 | 700 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 232 | 1,721 | SH | SOLE | 1,721 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 316 | 2,655 | SH | SOLE | 2,655 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 225 | 1,613 | SH | SOLE | 1,458 | 0 | 155 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 1,220 | 15,330 | SH | SOLE | 12,495 | 0 | 2,835 | ||
ISHARES TR | RUS MID-CAP ETF | 464287499 | 303 | 1,692 | SH | SOLE | 1,692 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 467 | 7,101 | SH | SOLE | 5,796 | 0 | 1,305 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 1,126 | 8,492 | SH | SOLE | 8,470 | 0 | 22 | ||
JOHNSON & JOHNSON | COM | 478160104 | 11,240 | 110,015 | SH | SOLE | 97,451 | 0 | 12,564 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 97 | 17,934 | SH | SOLE | 2,234 | 0 | 15,700 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 15,015 | 194,969 | SH | SOLE | 173,763 | 0 | 21,206 | ||
KRAFT HEINZ CO | COM | 500754106 | 235 | 2,687 | SH | SOLE | 2,687 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 629 | 22,758 | SH | SOLE | 14,975 | 0 | 7,783 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 393 | 1,574 | SH | SOLE | 1,574 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 325 | 4,794 | SH | SOLE | 2,754 | 0 | 2,040 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 509 | 4,930 | SH | SOLE | 4,930 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 310 | 6,097 | SH | SOLE | 2,887 | 0 | 3,210 | ||
MONDELEZ INTL INC | CL A | 609207105 | 367 | 8,280 | SH | SOLE | 8,280 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 11,604 | 74,433 | SH | SOLE | 64,927 | 0 | 9,506 | ||
ALTRIA GROUP INC | COM | 02209S103 | 830 | 13,059 | SH | SOLE | 12,258 | 0 | 801 | ||
MONSANTO CO NEW | COM | 61166W101 | 273 | 2,592 | SH | SOLE | 2,592 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 336 | 5,715 | SH | SOLE | 5,715 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,192 | 20,062 | SH | SOLE | 19,162 | 0 | 901 | ||
M & T BK CORP | COM | 55261F104 | 451 | 2,884 | SH | SOLE | 2,884 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 4,520 | 131,649 | SH | SOLE | 118,115 | 0 | 13,534 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 637 | 45,022 | SH | SOLE | 45,022 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 526 | 39,410 | SH | SOLE | 39,410 | 0 | 0 | ||
ISHARES U S ETF TR | SHT MAT BD ETF | 46431W507 | 72,087 | 1,639,143 | SH | SOLE | 1,432,447 | 0 | 206,696 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 675 | 53,076 | SH | SOLE | 53,076 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 595 | 2,672 | SH | SOLE | 2,556 | 0 | 116 | ||
NEOVASC INC | COM | 64065J106 | 17 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OPGEN INC | COM | 68373L109 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 10,247 | 298,726 | SH | SOLE | 265,652 | 0 | 33,074 | ||
PG&E CORP | COM | 69331C108 | 673 | 11,076 | SH | SOLE | 11,076 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 13,030 | 139,000 | SH | SOLE | 124,398 | 0 | 14,602 | ||
PFIZER INC | COM | 717081103 | 618 | 20,279 | SH | SOLE | 18,988 | 0 | 1,291 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 764 | 10,403 | SH | SOLE | 9,068 | 0 | 1,336 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 507 | 54,032 | SH | SOLE | 54,032 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 839 | 9,174 | SH | SOLE | 9,174 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 358 | 4,263 | SH | SOLE | 4,138 | 0 | 125 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 114 | 11,000 | SH | SOLE | 3,715 | 0 | 7,285 | ||
QUALCOMM INC | COM | 747525103 | 636 | 9,790 | SH | SOLE | 9,753 | 0 | 37 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 980 | 8,274 | SH | SOLE | 8,274 | 0 | 0 | ||
REX ENERGY CORPORATION | COM | 761565100 | 19 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 253 | 20,750 | SH | SOLE | 20,750 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 762 | 8,792 | SH | SOLE | 8,792 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 513 | 3,614 | SH | SOLE | 3,614 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 2,264 | 40,909 | SH | SOLE | 40,779 | 0 | 130 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 447 | 17,851 | SH | SOLE | 16,101 | 0 | 1,750 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 855 | 17,932 | SH | SOLE | 16,938 | 0 | 994 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 278 | 5,776 | SH | SOLE | 5,776 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 7,120 | 201,353 | SH | SOLE | 179,856 | 0 | 21,497 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 656 | 12,866 | SH | SOLE | 12,316 | 0 | 550 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 825 | 16,025 | SH | SOLE | 16,025 | 0 | 0 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 926 | 27,715 | SH | SOLE | 22,415 | 0 | 5,300 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,625 | 22,586 | SH | SOLE | 20,684 | 0 | 1,902 | ||
SEMPRA ENERGY | COM | 816851109 | 289 | 2,870 | SH | SOLE | 2,870 | 0 | 0 | ||
SIMPSON MANUFACTURING CO INC | COM | 829073105 | 14,810 | 338,514 | SH | SOLE | 338,514 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 9,376 | 88,552 | SH | SOLE | 78,175 | 0 | 10,377 | ||
AT&T INC | COM | 00206R102 | 2,569 | 61,108 | SH | SOLE | 60,391 | 0 | 717 | ||
TJX COS INC NEW | COM | 872540109 | 8,054 | 119,949 | SH | SOLE | 107,031 | 0 | 12,919 | ||
TESLA MTRS INC | COM | 88160R101 | 221 | 1,089 | SH | SOLE | 1,036 | 0 | 53 | ||
TYSON FOODS INC | CL A | 902494103 | 5,463 | 100,252 | SH | SOLE | 88,377 | 0 | 11,874 | ||
TESORO CORP | COM | 881609101 | 5,072 | 63,653 | SH | SOLE | 57,936 | 0 | 5,716 | ||
TIME WARNER INC | COM NEW | 887317303 | 248 | 2,716 | SH | SOLE | 2,566 | 0 | 150 | ||
UNION PAC CORP | COM | 907818108 | 6,640 | 70,494 | SH | SOLE | 63,981 | 0 | 6,513 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 6,624 | 58,479 | SH | SOLE | 57,779 | 0 | 700 | ||
US BANCORP DEL | COM NEW | 902973304 | 639 | 12,431 | SH | SOLE | 12,431 | 0 | 0 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 344 | 7,609 | SH | SOLE | 7,609 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 9,153 | 132,559 | SH | SOLE | 117,124 | 0 | 15,435 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 250 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 767 | 20,981 | SH | SOLE | 20,981 | 0 | 0 | ||
V F CORP | COM | 918204108 | 7,104 | 151,065 | SH | SOLE | 132,822 | 0 | 18,243 | ||
VIRNETX HLDG CORP | COM | 92823T108 | 105 | 47,834 | SH | SOLE | 47,834 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 310 | 3,635 | SH | SOLE | 3,635 | 0 | 0 | ||
VALERO ENERGY PARTNERS LP | COM UNT REP LP | 91914J102 | 233 | 5,260 | SH | SOLE | 5,260 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 299 | 2,269 | SH | SOLE | 2,269 | 0 | 0 | ||
VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 194 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 220 | 1,910 | SH | SOLE | 1,910 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 110,318 | 1,388,352 | SH | SOLE | 1,183,894 | 0 | 204,459 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 41,979 | 442,065 | SH | SOLE | 375,969 | 0 | 66,096 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 446 | 14,873 | SH | SOLE | 12,408 | 0 | 2,465 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 6,440 | 134,567 | SH | SOLE | 120,371 | 0 | 14,196 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 8,164 | 110,192 | SH | SOLE | 98,504 | 0 | 11,687 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 1,287 | 23,572 | SH | SOLE | 23,342 | 0 | 230 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 5,993 | 87,896 | SH | SOLE | 78,344 | 0 | 9,551 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 6,038 | 136,235 | SH | SOLE | 121,188 | 0 | 15,047 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 488 | 20,982 | SH | SOLE | 20,982 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 579 | 10,220 | SH | SOLE | 8,370 | 0 | 1,850 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 304 | 3,735 | SH | SOLE | 3,735 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 11,706 | 145,921 | SH | SOLE | 129,509 | 0 | 16,413 | ||
YUM BRANDS INC | COM | 988498101 | 276 | 4,436 | SH | SOLE | 4,356 | 0 | 80 |