The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 24,971 | 173,821 | SH | SOLE | 150,086 | 0 | 23,735 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 8,971 | 74,837 | SH | SOLE | 67,309 | 0 | 7,528 | ||
ADOBE SYS INC | COM | 00724F101 | 250 | 1,925 | SH | SOLE | 1,925 | 0 | 0 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 349 | 1,403 | SH | SOLE | 1,403 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 7,319 | 67,460 | SH | SOLE | 59,885 | 0 | 7,575 | ||
ALLSTATE CORP | COM | 020002101 | 12,077 | 148,204 | SH | SOLE | 132,991 | 0 | 15,213 | ||
AMGEN INC | COM | 031162100 | 9,317 | 56,788 | SH | SOLE | 51,312 | 0 | 5,476 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 12,065 | 99,265 | SH | SOLE | 90,688 | 0 | 8,577 | ||
AMAZON COM INC | COM | 023135106 | 7,151 | 8,066 | SH | SOLE | 7,270 | 0 | 796 | ||
ARES CAP CORP | COM | 04010L103 | 869 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 12,934 | 59,071 | SH | SOLE | 53,552 | 0 | 5,519 | ||
BOEING CO | COM | 097023105 | 850 | 4,804 | SH | SOLE | 4,455 | 0 | 349 | ||
BAXTER INTL INC | COM | 071813109 | 268 | 5,174 | SH | SOLE | 5,174 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 9,214 | 206,137 | SH | SOLE | 186,659 | 0 | 19,478 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 240 | 10,300 | SH | SOLE | 0 | 0 | 10,300 | ||
BLACKROCK INC | COM | 09247X101 | 10,879 | 28,367 | SH | SOLE | 25,533 | 0 | 2,834 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 6,444 | 79,473 | SH | SOLE | 79,473 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 211 | 6,126 | SH | SOLE | 6,126 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 250 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,676 | 10,056 | SH | SOLE | 9,626 | 0 | 430 | ||
CATHAY GEN BANCORP | COM | 149150104 | 262 | 6,963 | SH | SOLE | 5,375 | 0 | 1,588 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1,378 | 4,211 | SH | SOLE | 4,211 | 0 | 0 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 610 | 5,246 | SH | SOLE | 5,246 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 11,226 | 66,945 | SH | SOLE | 59,760 | 0 | 7,184 | ||
CISCO SYS INC | COM | 17275R102 | 368 | 10,902 | SH | SOLE | 10,902 | 0 | 0 | ||
CU BANCORP CALIF | COM | 126534106 | 393 | 9,906 | SH | SOLE | 5,000 | 0 | 4,906 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,504 | 32,636 | SH | SOLE | 32,082 | 0 | 554 | ||
DBX ETF TR | XTRAK MSCI EAFE | 233051200 | 479 | 16,178 | SH | SOLE | 16,178 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 214 | 2,663 | SH | SOLE | 2,663 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 226 | 3,302 | SH | SOLE | 3,302 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 424 | 2,055 | SH | SOLE | 2,055 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 12,874 | 113,542 | SH | SOLE | 100,550 | 0 | 12,991 | ||
WISDOMTREE TR | LARGECAP DIVID | 97717W307 | 284 | 3,430 | SH | SOLE | 3,430 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 6,986 | 167,458 | SH | SOLE | 150,162 | 0 | 17,296 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 307 | 3,368 | SH | SOLE | 3,368 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 317 | 3,545 | SH | SOLE | 3,545 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,735 | 27,861 | SH | SOLE | 23,816 | 0 | 4,045 | ||
EDISON INTL | COM | 281020107 | 8,208 | 103,102 | SH | SOLE | 89,687 | 0 | 13,415 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 275 | 2,421 | SH | SOLE | 1,101 | 0 | 1,320 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 978 | 35,423 | SH | SOLE | 34,979 | 0 | 444 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 321 | 4,872 | SH | SOLE | 4,872 | 0 | 0 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 399 | 7,727 | SH | SOLE | 6,540 | 0 | 1,187 | ||
FACEBOOK INC | CL A | 30303M102 | 22,368 | 157,467 | SH | SOLE | 148,167 | 0 | 9,300 | ||
FEDEX CORP | COM | 31428X106 | 217 | 1,110 | SH | SOLE | 1,110 | 0 | 0 | ||
F M C CORP | COM NEW | 302491303 | 8,284 | 119,033 | SH | SOLE | 106,468 | 0 | 12,565 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 286 | 8,458 | SH | SOLE | 8,458 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 7,553 | 40,345 | SH | SOLE | 36,443 | 0 | 3,902 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,214 | 40,722 | SH | SOLE | 39,372 | 0 | 1,350 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 52 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
GLOBAL X FDS | GLBX MSCI COLUM | 37950E200 | 106 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 496 | 3,381 | SH | SOLE | 3,369 | 0 | 12 | ||
HOLOGIC INC | COM | 436440101 | 7,831 | 184,033 | SH | SOLE | 164,683 | 0 | 19,350 | ||
HONEYWELL INTL INC | COM | 438516106 | 11,143 | 89,234 | SH | SOLE | 80,152 | 0 | 9,082 | ||
HARRIS CORP DEL | COM | 413875105 | 207 | 1,856 | SH | SOLE | 1,856 | 0 | 0 | ||
SCHEIN HENRY INC | COM | 806407102 | 285 | 1,677 | SH | SOLE | 1,677 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 300 | 24,988 | SH | SOLE | 24,988 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,703 | 9,779 | SH | SOLE | 9,629 | 0 | 150 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,130 | 6,598 | SH | SOLE | 6,598 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 478 | 13,262 | SH | SOLE | 13,262 | 0 | 0 | ||
SPDR SERIES TRUST | BLOMBRG BRC INTR | 78464A375 | 307 | 8,999 | SH | SOLE | 8,999 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 547 | 5,261 | SH | SOLE | 5,261 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,647 | 6,942 | SH | SOLE | 6,942 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,110 | 9,754 | SH | SOLE | 9,054 | 0 | 700 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 313 | 2,277 | SH | SOLE | 2,277 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 343 | 2,907 | SH | SOLE | 2,907 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 217 | 1,340 | SH | SOLE | 1,185 | 0 | 155 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 571 | 5,501 | SH | SOLE | 4,556 | 0 | 945 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 265 | 1,414 | SH | SOLE | 1,414 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 454 | 5,471 | SH | SOLE | 4,166 | 0 | 1,305 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 1,192 | 8,522 | SH | SOLE | 8,500 | 0 | 22 | ||
JOHNSON & JOHNSON | COM | 478160104 | 14,419 | 115,771 | SH | SOLE | 103,610 | 0 | 12,161 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 228 | 6,177 | SH | SOLE | 2,377 | 0 | 3,800 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 16,230 | 184,765 | SH | SOLE | 165,958 | 0 | 18,807 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 254 | 11,662 | SH | SOLE | 11,662 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 945 | 22,256 | SH | SOLE | 14,474 | 0 | 7,783 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 419 | 1,565 | SH | SOLE | 1,565 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 211 | 2,564 | SH | SOLE | 2,564 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 436 | 3,697 | SH | SOLE | 1,657 | 0 | 2,040 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 554 | 4,926 | SH | SOLE | 4,926 | 0 | 0 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 765 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 454 | 4,260 | SH | SOLE | 1,630 | 0 | 2,630 | ||
MONDELEZ INTL INC | CL A | 609207105 | 351 | 8,144 | SH | SOLE | 8,144 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 14,815 | 77,433 | SH | SOLE | 68,060 | 0 | 9,373 | ||
ALTRIA GROUP INC | COM | 02209S103 | 920 | 12,881 | SH | SOLE | 12,080 | 0 | 801 | ||
MONSANTO CO NEW | COM | 61166W101 | 293 | 2,592 | SH | SOLE | 2,592 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 311 | 4,898 | SH | SOLE | 4,898 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,215 | 18,451 | SH | SOLE | 17,550 | 0 | 901 | ||
M & T BK CORP | COM | 55261F104 | 446 | 2,884 | SH | SOLE | 2,884 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 5,945 | 152,486 | SH | SOLE | 137,782 | 0 | 14,704 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 649 | 45,022 | SH | SOLE | 45,022 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 527 | 39,410 | SH | SOLE | 39,410 | 0 | 0 | ||
ISHARES U S ETF TR | SHT MAT BD ETF | 46431W507 | 871 | 17,339 | SH | SOLE | 15,059 | 0 | 2,280 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 678 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 688 | 53,076 | SH | SOLE | 53,076 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 589 | 2,477 | SH | SOLE | 2,361 | 0 | 116 | ||
NEOVASC INC | COM | 64065J106 | 31 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 123 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
OPGEN INC | COM | 68373L109 | 81 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 14,417 | 323,168 | SH | SOLE | 290,476 | 0 | 32,692 | ||
PG&E CORP | COM | 69331C108 | 652 | 9,826 | SH | SOLE | 9,826 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 16,348 | 146,148 | SH | SOLE | 131,911 | 0 | 14,237 | ||
PFIZER INC | COM | 717081103 | 547 | 15,984 | SH | SOLE | 15,984 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 926 | 10,306 | SH | SOLE | 8,996 | 0 | 1,311 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 576 | 56,332 | SH | SOLE | 56,332 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 991 | 8,779 | SH | SOLE | 8,779 | 0 | 0 | ||
PINNACLE WEST CAP CORP | COM | 723484101 | 210 | 2,514 | SH | SOLE | 2,514 | 0 | 0 | ||
PRIMERICA INC | COM | 74164M108 | 267 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
PHILLIPS 66 | COM | 718546104 | 296 | 3,736 | SH | SOLE | 3,611 | 0 | 125 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 366 | 12,570 | SH | SOLE | 6,385 | 0 | 6,185 | ||
QUALCOMM INC | COM | 747525103 | 484 | 8,438 | SH | SOLE | 8,401 | 0 | 37 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,144 | 8,644 | SH | SOLE | 8,644 | 0 | 0 | ||
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 255 | 20,750 | SH | SOLE | 20,750 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 715 | 7,878 | SH | SOLE | 7,878 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 517 | 3,390 | SH | SOLE | 3,390 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 2,364 | 40,488 | SH | SOLE | 40,358 | 0 | 130 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 247 | 4,965 | SH | SOLE | 4,965 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 7,999 | 196,010 | SH | SOLE | 176,268 | 0 | 19,742 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,109 | 19,711 | SH | SOLE | 19,221 | 0 | 490 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 306 | 5,902 | SH | SOLE | 5,902 | 0 | 0 | ||
SPDR SERIES TRUST | BLOMBERG BRC SRT | 78464A474 | 370 | 12,090 | SH | SOLE | 12,090 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 95 | 18,478 | SH | SOLE | 18,478 | 0 | 0 | ||
SVB FINL GROUP | COM | 78486Q101 | 351 | 1,887 | SH | SOLE | 1,887 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 203 | 2,598 | SH | SOLE | 279 | 0 | 2,319 | ||
S&P GLOBAL INC | COM | 78409V104 | 6,979 | 53,381 | SH | SOLE | 48,060 | 0 | 5,320 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,866 | 20,640 | SH | SOLE | 19,173 | 0 | 1,467 | ||
SEMPRA ENERGY | COM | 816851109 | 261 | 2,358 | SH | SOLE | 2,358 | 0 | 0 | ||
SIMPSON MANUFACTURING CO INC | COM | 829073105 | 14,587 | 338,514 | SH | SOLE | 338,514 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 12,060 | 91,607 | SH | SOLE | 81,489 | 0 | 10,118 | ||
AT&T INC | COM | 00206R102 | 2,590 | 62,329 | SH | SOLE | 62,078 | 0 | 251 | ||
TJX COS INC NEW | COM | 872540109 | 10,353 | 130,912 | SH | SOLE | 117,783 | 0 | 13,129 | ||
TRIMBLE INC | COM | 896239100 | 286 | 8,944 | SH | SOLE | 4,744 | 0 | 4,200 | ||
TESLA INC | COM | 88160R101 | 289 | 1,039 | SH | SOLE | 986 | 0 | 53 | ||
TESORO CORP | COM | 881609101 | 6,526 | 80,509 | SH | SOLE | 72,645 | 0 | 7,864 | ||
TIME WARNER INC | COM NEW | 887317303 | 275 | 2,816 | SH | SOLE | 2,666 | 0 | 150 | ||
UNION PAC CORP | COM | 907818108 | 7,776 | 73,416 | SH | SOLE | 66,993 | 0 | 6,423 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 6,230 | 58,065 | SH | SOLE | 57,365 | 0 | 700 | ||
US BANCORP DEL | COM NEW | 902973304 | 723 | 14,042 | SH | SOLE | 14,042 | 0 | 0 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 336 | 7,039 | SH | SOLE | 7,039 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 12,124 | 136,428 | SH | SOLE | 121,713 | 0 | 14,715 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 44,673 | 335,185 | SH | SOLE | 294,517 | 0 | 40,669 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 295 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 770 | 19,594 | SH | SOLE | 19,594 | 0 | 0 | ||
VIRNETX HLDG CORP | COM | 92823T108 | 110 | 47,834 | SH | SOLE | 47,834 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 241 | 2,680 | SH | SOLE | 2,680 | 0 | 0 | ||
VALERO ENERGY PARTNERS LP | COM UNT REP LP | 91914J102 | 252 | 5,260 | SH | SOLE | 5,260 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 264 | 1,894 | SH | SOLE | 1,894 | 0 | 0 | ||
VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 197 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 439 | 3,620 | SH | SOLE | 3,620 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 138,307 | 1,450,214 | SH | SOLE | 1,251,198 | 0 | 199,016 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 58,660 | 482,161 | SH | SOLE | 412,404 | 0 | 69,757 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 798 | 20,101 | SH | SOLE | 17,636 | 0 | 2,465 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 7,097 | 145,574 | SH | SOLE | 131,512 | 0 | 14,061 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 1,338 | 24,031 | SH | SOLE | 23,801 | 0 | 230 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 7,725 | 91,643 | SH | SOLE | 82,290 | 0 | 9,353 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 219 | 3,136 | SH | SOLE | 2,756 | 0 | 380 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 498 | 20,999 | SH | SOLE | 20,999 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 221 | 4,153 | SH | SOLE | 4,153 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 305 | 4,105 | SH | SOLE | 3,680 | 0 | 425 | ||
EXXON MOBIL CORP | COM | 30231G102 | 12,136 | 147,988 | SH | SOLE | 131,679 | 0 | 16,308 | ||
YUM BRANDS INC | COM | 988498101 | 284 | 4,445 | SH | SOLE | 4,365 | 0 | 80 |