The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
58 COM INC | SPON ADR REP A | 31680Q104 | 27,999 | 503,130 | SH | SOLE | 503,130 | 0 | 0 | ||
ALERE INC | PERP PFD CONV SE | 01449J204 | 11,287 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 30,306 | 383,477 | SH | SOLE | 383,477 | 0 | 0 | ||
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 20,628 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 7,070 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 25,935 | 33,995 | SH | SOLE | 33,995 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 15,750 | 249,600 | SH | SOLE | 249,600 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 9,850 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 24,034 | 860,811 | SH | SOLE | 860,811 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 41,802 | 32,500,000 | PRN | SOLE | 32,500,000 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 24,983 | 2,498,301 | SH | SOLE | 2,498,301 | 0 | 0 | ||
E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 1,656 | 266,300 | SH | SOLE | 266,300 | 0 | 0 | ||
FINTECH ACQUISITION CORP | *W EXP 02/19/202 | 31809H118 | 135 | 193,297 | SH | SOLE | 193,297 | 0 | 0 | ||
FINTECH ACQUISITION CORP | COM | 31809H100 | 1,911 | 190,708 | SH | SOLE | 190,708 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 3,920 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
GORES HLDGS INC | UNIT 99/99/9999 | 382866200 | 9,980 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
INFINERA CORPORATION | COM | 45667G103 | 10,238 | 637,500 | SH | SOLE | 637,500 | 0 | 0 | ||
INGRAM MICRO INC | CL A | 457153104 | 2,966 | 82,600 | SH | SOLE | 82,600 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 5,268 | 158,000 | SH | SOLE | 158,000 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 11,909 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 33,984 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | SDCV 2.125%12/1 | 595017AB0 | 43,632 | 21,941,000 | PRN | SOLE | 21,941,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 43,173 | 26,224,000 | PRN | SOLE | 26,224,000 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 32,354 | 935,352 | SH | SOLE | 935,352 | 0 | 0 | ||
NUVASIVE INC | COM | 670704105 | 5,313 | 109,200 | SH | SOLE | 109,200 | 0 | 0 | ||
NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 71,400 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 989 | 12,200 | SH | SOLE | 12,200 | 0 | 0 | ||
OLD REP INTL CORP | NOTE 3.750% 3/1 | 680223AH7 | 13,398 | 10,800,000 | PRN | SOLE | 10,800,000 | 0 | 0 | ||
PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 14,950 | 1,496,460 | SH | SOLE | 1,496,460 | 0 | 0 | ||
PACIRA PHARMACEUTICALS INC | NOTE 3.250% 2/0 | 695127AB6 | 30,941 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
PEABODY ENERGY CORP | SDCV 4.750%12/1 | 704549AG9 | 14 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 1.000% 3/1 | 741503AQ9 | 71,560 | 50,000,000 | PRN | SOLE | 50,000,000 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 11,567 | 153,100 | SH | SOLE | 153,100 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 0.500% 8/1 | 74734MAE9 | 33,132 | 33,500,000 | PRN | SOLE | 33,500,000 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAF6 | 12,361 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 9,930 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SANDISK CORP | NOTE 0.500%10/1 | 80004CAF8 | 13,016 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
SILVER RUN ACQUISITION CORP | UNIT 99/99/9999T | 82811P200 | 3,072 | 296,800 | SH | SOLE | 296,800 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 10,194 | 215,200 | SH | SOLE | 215,200 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | DEP SHS 1/20 B | 845467208 | 5,760 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 25,022 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
SUNEDISON INC | NOTE 2.375% 4/1 | 86732YAH2 | 280 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.000% 7/0 | 874054AD1 | 35,776 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
TAL ED GROUP | NOTE 2.500% 5/1 | 874080AB0 | 77,532 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
TELEFLEX INC | COM | 879369106 | 389 | 2,479 | SH | SOLE | 2,479 | 0 | 0 | ||
TESLA MTRS INC | NOTE 0.250% 3/0 | 88160RAB7 | 9,094 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 16,295 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
TRINA SOLAR LIMITED | DBCV 3.500% 6/1 | 89628EAC8 | 16,264 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
TRINA SOLAR LIMITED | NOTE 4.000%10/1 | 89628EAE4 | 16,502 | 18,250,000 | PRN | SOLE | 18,250,000 | 0 | 0 | ||
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 308 | 31,007 | SH | SOLE | 31,007 | 0 | 0 | ||
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 38,772 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 32,186 | 32,000,000 | PRN | SOLE | 32,000,000 | 0 | 0 | ||
YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 22,494 | 23,000,000 | PRN | SOLE | 23,000,000 | 0 | 0 |