The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51JOB INC | NOTE 3.250% 4/1 | 316827AC8 | 4,231 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
58 COM INC | SPON ADR REP A | 31680Q104 | 52,001 | 1,091,076 | SH | SOLE | 1,091,076 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 7903107 | 31,328 | 4,533,753 | SH | SOLE | 4,533,753 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 50,034 | 46,000,000 | PRN | SOLE | 46,000,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,871 | 55,495 | SH | SOLE | 55,495 | 0 | 0 | ||
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 16,415 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 133,814 | 166,423 | SH | SOLE | 166,423 | 0 | 0 | ||
AMAZON COM INC | COM | 23135106 | 35,586 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 40413106 | 50,597 | 594,700 | SH | SOLE | 594,700 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 10,175 | 999,500 | SH | SOLE | 999,500 | 0 | 0 | ||
CARDCONNECT CORP | *W EXP 07/29/202 | 14141X116 | 211 | 193,297 | SH | SOLE | 193,297 | 0 | 0 | ||
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 5,292 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
CEPHEID | DBCV 1.250% 2/0 | 15670RAC1 | 14,018 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
CF CORP | UNIT 99/99/9999E | G20307123 | 4,681 | 458,899 | SH | SOLE | 458,899 | 0 | 0 | ||
CHINA BIOLOGIC PRODS INC | COM | 16938C106 | 16,669 | 133,913 | SH | SOLE | 133,913 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 44,003 | 1,461,411 | SH | SOLE | 1,461,411 | 0 | 0 | ||
CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 1,612 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 19,442 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 47,447 | 42,000,000 | PRN | SOLE | 42,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250% 9/0 | 22943FAL4 | 48,360 | 48,000,000 | PRN | SOLE | 48,000,000 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 20,400 | 1,996,101 | SH | SOLE | 1,996,101 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 4,020 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 22,323 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
INGRAM MICRO INC | CL A | 457153104 | 5,203 | 145,897 | SH | SOLE | 145,897 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 2,519 | 57,899 | SH | SOLE | 57,899 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 13,726 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
INTERACTIVE INTELLIGENCE GRO | NOTE 1.250% 6/0 | 45841VAB5 | 5,763 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
LANDCADIA HLDGS INC | UNIT 12/31/2021T | 51476W206 | 2,575 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
LIGAND PHARMACEUTICALS INC | NOTE 0.750% 8/1 | 53220KAD0 | 24,926 | 17,000,000 | PRN | SOLE | 17,000,000 | 0 | 0 | ||
LINKEDIN CORP | NOTE 0.500%11/0 | 53578AAB4 | 22,310 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 16,175 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 8,321 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | SDCV 2.125%12/1 | 595017AB0 | 114,466 | 44,251,000 | PRN | SOLE | 44,251,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 53,238 | 35,000,000 | PRN | SOLE | 35,000,000 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 51,513 | 1,111,152 | SH | SOLE | 1,111,152 | 0 | 0 | ||
NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 136,312 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 11,964 | 1,150,419 | SH | SOLE | 1,150,419 | 0 | 0 | ||
PACIRA PHARMACEUTICALS INC | NOTE 3.250% 2/0 | 695127AB6 | 14,880 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 1.000% 3/1 | 741503AQ9 | 86,024 | 54,250,000 | PRN | SOLE | 54,250,000 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 10,135 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
RAYONIER ADVANCED MATLS INC | PFD CV SER A | 75508B203 | 5,222 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 2,993 | 296,900 | SH | SOLE | 296,900 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,295 | 18,150 | SH | SOLE | 18,150 | 0 | 0 | ||
SALESFORCE COM INC | NOTE 0.250% 4/0 | 79466LAD6 | 19,642 | 16,500,000 | PRN | SOLE | 16,500,000 | 0 | 0 | ||
SINA CORP | NOTE 1.000%12/0 | 82922RAD5 | 15,629 | 15,600,000 | PRN | SOLE | 15,600,000 | 0 | 0 | ||
SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 27,045 | 24,500,000 | PRN | SOLE | 24,500,000 | 0 | 0 | ||
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 2,882 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
STANDARD CHARTERED PLC | DEBT 7.500%12/3 | G84228CQ9 | 1,982 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.000% 7/0 | 874054AD1 | 38,904 | 18,507,000 | PRN | SOLE | 18,507,000 | 0 | 0 | ||
TAL ED GROUP | NOTE 2.500% 5/1 | 874080AB0 | 113,623 | 42,000,000 | PRN | SOLE | 42,000,000 | 0 | 0 | ||
TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 4,305 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
TRIMBLE NAVIGATION LTD | COM | 896239100 | 10,590 | 370,786 | SH | SOLE | 370,786 | 0 | 0 | ||
TRINA SOLAR LIMITED | DBCV 3.500% 6/1 | 89628EAC8 | 9,790 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 17,459 | 1,705,012 | SH | SOLE | 1,705,012 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 6,606 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 960 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 3,800 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 22,932 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
WEBMD HEALTH CORP | NOTE 1.500%12/0 | 94770VAK8 | 25,408 | 22,000,000 | PRN | SOLE | 22,000,000 | 0 | 0 | ||
WEBMD HEALTH CORP | NOTE 2.500% 1/3 | 94770VAF9 | 16,662 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
YAHOO INC | NOTE 12/0 | 984332AF3 | 6,691 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 |