The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51JOB INC | NOTE 3.250% 4/1 | 316827AC8 | 2,229 | 2,070,000 | PRN | SOLE | 2,070,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 26,520 | 1,822,653 | SH | SOLE | 1,822,653 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 98,401 | 49,750,000 | PRN | SOLE | 49,750,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 96,066 | 113,312 | SH | SOLE | 113,312 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 10,461 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 42,631 | 322,300 | SH | SOLE | 322,300 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | UNIT 99/99/9999 | G0726L109 | 5,148 | 498,800 | SH | SOLE | 498,800 | 0 | 0 | ||
BANK AMER CORP | *W EXP 10/28/201 | 060505153 | 510 | 247,618 | SH | SOLE | 247,618 | 0 | 0 | ||
BEIGENE LTD | SPONSORED ADR | 07725L102 | 12,106 | 330,685 | SH | SOLE | 330,685 | 0 | 0 | ||
CAESARSTONE LTD | ORD SHS | M20598104 | 15,554 | 429,071 | SH | SOLE | 429,071 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 3,465 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CF CORP | UNIT 99/99/9999E | G20307123 | 3,211 | 299,250 | SH | SOLE | 299,250 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1,866 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
CHINA BIOLOGIC PRODS INC | COM | 16938C106 | 10,203 | 101,900 | SH | SOLE | 101,900 | 0 | 0 | ||
CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 18,843 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 17,215 | 412,729 | SH | SOLE | 412,729 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 13,147 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 34,670 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 11,799 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 19,206 | 1,820,490 | SH | SOLE | 1,820,490 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 10,284 | 72,400 | SH | SOLE | 72,400 | 0 | 0 | ||
FINTECH ACQUISITION CORP II | UNIT 99/99/9999 | 31810G208 | 2,052 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | PFD CONV SER-A | 35906A207 | 4,936 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 4,090 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
GORES HLDGS II INC | UNIT 99/99/9999 | 382867208 | 4,116 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 2,064 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
II VI INC | COM | 902104108 | 10,664 | 295,800 | SH | SOLE | 295,800 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 61,173 | 35,000,000 | PRN | SOLE | 35,000,000 | 0 | 0 | ||
ISHARES TR | CHINA ETF | 46429B671 | 24,657 | 493,835 | SH | SOLE | 493,835 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 67,795 | 50,000,000 | PRN | SOLE | 50,000,000 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 24,823 | 797,900 | SH | SOLE | 797,900 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 5,010 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
LANDCADIA HLDGS INC | UNIT 12/31/2021T | 51476W206 | 2,671 | 249,600 | SH | SOLE | 249,600 | 0 | 0 | ||
LIGAND PHARMACEUTICALS INC | NOTE 0.750% 8/1 | 53220KAD0 | 14,061 | 9,416,000 | PRN | SOLE | 9,416,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 8,853 | 165,940 | SH | SOLE | 165,940 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 5,010 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 19,763 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
MELCO CROWN ENTMT LTD | ADR | 585464100 | 15,079 | 813,300 | SH | SOLE | 813,300 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 107,672 | 75,000,000 | PRN | SOLE | 75,000,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 22,414 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 5,962 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 1,558 | 119,200 | SH | SOLE | 119,200 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 10,808 | 179,000 | SH | SOLE | 179,000 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 2,186 | 20,068 | SH | SOLE | 20,068 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 2,835 | 183,000 | SH | SOLE | 183,000 | 0 | 0 | ||
PLAYA HOTELS & RESORTS NV | *W EXP 03/10/202 | N70544114 | 473 | 618,108 | SH | SOLE | 618,108 | 0 | 0 | ||
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 3,675 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 1.000% 3/1 | 741503AQ9 | 18,843 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 500 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 1,056 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SILVER RUN ACQUISITION | UNIT 99/99/9999 | 82812A202 | 5,220 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 5,109 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 19,000 | 294,157 | SH | SOLE | 294,157 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.000% 7/0 | 874054AD1 | 82,613 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
TAL ED GROUP | NOTE 2.500% 5/1 | 874080AB0 | 170,332 | 42,000,000 | PRN | SOLE | 42,000,000 | 0 | 0 | ||
TESLA INC | NOTE 0.250% 3/0 | 88160RAB7 | 21,442 | 21,500,000 | PRN | SOLE | 21,500,000 | 0 | 0 | ||
TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 20,812 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 5,976 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 2.700% 1/1 | 922417AD2 | 23,417 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
VIAVI SOLUTIONS INC | COM | 925550105 | 13,347 | 1,245,080 | SH | SOLE | 1,245,080 | 0 | 0 | ||
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 45,570 | 45,000,000 | PRN | SOLE | 45,000,000 | 0 | 0 | ||
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 8,612 | 1,295,000 | SH | SOLE | 1,295,000 | 0 | 0 | ||
WEBMD HEALTH CORP | NOTE 2.500% 1/3 | 94770VAF9 | 18,358 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 |