The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
58 COM INC | SPON ADR REP A | 31680Q104 | 12,949 | 162,150 | SH | SOLE | 162,150 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 9,184 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 91,230 | 497,060 | SH | SOLE | 497,060 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 36,513 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 619 | 399,652 | SH | SOLE | 399,652 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 14,473 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
APPTIO INC | CL A | 03835C108 | 419 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 9,592 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 167 | 504,710 | SH | SOLE | 504,710 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 5,042 | 504,710 | SH | SOLE | 504,710 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 51,546 | 230,950 | SH | SOLE | 230,950 | 0 | 0 | ||
BEIGENE LTD | SPONSORED ADR | 07725L102 | 2,554 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
BRISTOW GROUP INC | NOTE 4.500% 6/0 | 110394AF0 | 1,107 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 23,565 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 4,046 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CHINA AUTOMOTIVE SYS INC | COM | 16936R105 | 341 | 74,600 | SH | SOLE | 74,600 | 0 | 0 | ||
CHINA LODGING GROUP LTD | SPONSORED ADR | 16949N109 | 12,420 | 94,300 | SH | SOLE | 94,300 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 30,023 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
CISION LTD | *W EXP 06/22/202 | G1992S117 | 1,361 | 581,550 | SH | SOLE | 581,550 | 0 | 0 | ||
CM SEVEN STAR ACQUISITION CO | UNIT 08/21/2022 | G2345N128 | 512 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 31,976 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 5,050 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
EHI CAR SVCS LTD | SPON ADS CL A | 26853A100 | 7,704 | 618,771 | SH | SOLE | 618,771 | 0 | 0 | ||
FEDERAL STR ACQUISITION CORP | UNIT 99/99/9999 | 31421V206 | 1,026 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FGL HLDGS | *W EXP 11/30/202 | G3402M110 | 90 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 142 | 83,333 | SH | SOLE | 83,333 | 0 | 0 | ||
GREENTREE HOSPITALTY GROUP L | SPONSORED ADS | 39579V100 | 2,741 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 2,070 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 1,963 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP | UNIT 10/19/2022 | 420870206 | 3,980 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 11,110 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 15,470 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 26,040 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 8,677 | 558,000 | SH | SOLE | 558,000 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 12,734 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 9,871 | 243,800 | SH | SOLE | 243,800 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 165 | 166,666 | SH | SOLE | 166,666 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 4,895 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 183 | 249,600 | SH | SOLE | 249,600 | 0 | 0 | ||
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 5,428 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 4,952 | 495,250 | SH | SOLE | 495,250 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 132 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 17,301 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 124,259 | 70,000,000 | PRN | SOLE | 70,000,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 12,589 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 18,254 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 3,375 | 90,300 | SH | SOLE | 90,300 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 4,024 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 3,036 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 23,618 | 272,500 | SH | SOLE | 272,500 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 37,466 | 427,452 | SH | SOLE | 427,452 | 0 | 0 | ||
NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 3,371 | 71,400 | SH | SOLE | 71,400 | 0 | 0 | ||
NUTANIX INC | CL A | 67059N108 | 22,100 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 13,895 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 4,095 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
OSPREY ENERGY ACQUISITION CO | UNIT 07/21/2022 | 688397207 | 2,441 | 241,700 | SH | SOLE | 241,700 | 0 | 0 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 27 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 48 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 3,045 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
PURPLE INNOVATION INC | *W EXP 02/02/202 | 74640Y114 | 178 | 237,872 | SH | SOLE | 237,872 | 0 | 0 | ||
Q2 HLDGS INC | COM | 74736L109 | 1,492 | 32,750 | SH | SOLE | 32,750 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 17,941 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 360 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 9,700 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 525 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 1,736 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
SOHU COM INC | COM | 83408W103 | 1,232 | 39,846 | SH | SOLE | 39,846 | 0 | 0 | ||
SUNLANDS ONLINE ED GROUP | ADS | 86740P108 | 1,790 | 215,700 | SH | SOLE | 215,700 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 30,632 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
TAL ED GROUP | SPONSORED ADS | 874080104 | 34,559 | 931,750 | SH | SOLE | 931,750 | 0 | 0 | ||
TPG PACE ENERGY HLDGS CORP | *W EXP 99/99/999 | 872656111 | 673 | 363,581 | SH | SOLE | 363,581 | 0 | 0 | ||
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 8,020 | 793,300 | SH | SOLE | 793,300 | 0 | 0 | ||
TPG PACE HLDGS CORP | UNIT 99/99/9999 | G89827102 | 7,329 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 31,671 | 19,000,000 | PRN | SOLE | 19,000,000 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 156 | 111,667 | SH | SOLE | 111,667 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 1,811 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 14,500 | 121,300 | SH | SOLE | 121,300 | 0 | 0 | ||
WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 2,781 | 1,665,287 | SH | SOLE | 1,665,287 | 0 | 0 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 23,995 | 578,200 | SH | SOLE | 578,200 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 19,021 | 890,900 | SH | SOLE | 890,900 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 1,197 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MANDATORY EXCHANGEABLE TRUST | NOTE 5.750% 6/1 | 56262P109 | 139,447 | 675,000 | PRN | SOLE | 675,000 | 0 | 0 | ||
CANADIAN SOLAR INC | NOTE 4.250% 2/15/19 | 136635AE9 | 9,911 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 |