The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 4,497 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | NOTE 2.250%12/1 | 007800AB1 | 17,552 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 11,189 | 60,310 | SH | SOLE | 60,310 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 37,940 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 22,584 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 345 | 246,524 | SH | SOLE | 246,524 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 15,261 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 232 | 504,710 | SH | SOLE | 504,710 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 3,685 | 367,540 | SH | SOLE | 367,540 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 24,300 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | NOTE 0.750%10/1 | 09061GAE1 | 3,193 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 17,026 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
CANADIAN SOLAR INC | NOTE 4.250% 2/1 | 136635AE9 | 9,700 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 2,060 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CARBONITE INC | NOTE 2.500% 4/0 | 141337AB1 | 11,142 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
CHINA AUTOMOTIVE SYS INC | COM | 16936R105 | 180 | 41,200 | SH | SOLE | 41,200 | 0 | 0 | ||
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 348 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 30,121 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 11,495 | 9,500,000 | PRN | SOLE | 9,500,000 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 8,409 | 287,927 | SH | SOLE | 287,927 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 19,866 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 5,082 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 1,019 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FGL HLDGS | *W EXP 11/30/202 | G3402M110 | 60 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 142 | 83,333 | SH | SOLE | 83,333 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 7,669 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 1,606 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 5,778 | 137,600 | SH | SOLE | 137,600 | 0 | 0 | ||
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 1,440 | 70,368 | SH | SOLE | 70,368 | 0 | 0 | ||
INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 26,609 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
IPG PHOTONICS CORP | COM | 44980X109 | 9,752 | 44,200 | SH | SOLE | 44,200 | 0 | 0 | ||
KAMAN CORP | NOTE 3.250% 5/0 | 483548AF0 | 2,414 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 168 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 380 | 461,212 | SH | SOLE | 461,212 | 0 | 0 | ||
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 5,007 | 499,000 | SH | SOLE | 499,000 | 0 | 0 | ||
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 4,068 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | UNIT 06/19/2025 | 50200K207 | 1,913 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 228 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 18,240 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 35,333 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 2,505 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 3,021 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | NOTE 2.250% 5/1 | 64125CAD1 | 22,520 | 15,500,000 | PRN | SOLE | 15,500,000 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 21,759 | 272,500 | SH | SOLE | 272,500 | 0 | 0 | ||
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 5,025 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 14,214 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,912 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 32 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 48 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 3,015 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
PURPLE INNOVATION INC | *W EXP 02/02/202 | 74640Y114 | 105 | 153,372 | SH | SOLE | 153,372 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 17,742 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 219 | 171,733 | SH | SOLE | 171,733 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 3,904 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 13,761 | 205,300 | SH | SOLE | 205,300 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 29,442 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 14,624 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
TAL ED GROUP | SPONSORED ADS | 874080104 | 9,200 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 11,563 | 8,700,000 | PRN | SOLE | 8,700,000 | 0 | 0 | ||
TPG PACE ENERGY HLDGS CORP | *W EXP 99/99/999 | 872656111 | 2,338 | 850,000 | SH | SOLE | 850,000 | 0 | 0 | ||
TPG PACE HLDGS CORP | UNIT 99/99/9999 | G89827102 | 5,250 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 3,018 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 37,296 | 19,915,000 | PRN | SOLE | 19,915,000 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 137 | 111,667 | SH | SOLE | 111,667 | 0 | 0 | ||
WILLSCOT CORP | *W EXP 09/10/202 | 971375118 | 3,842 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | ||
WIX COM LTD | SHS | M98068105 | 2,116 | 21,100 | SH | SOLE | 21,100 | 0 | 0 | ||
WORLDPAY INC | CL A | 981558109 | 20,445 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 6,695 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 5,969 | 155,200 | SH | SOLE | 155,200 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 20,713 | 890,900 | SH | SOLE | 890,900 | 0 | 0 | ||
MANDATORY EXCHANGEABLE TRUST | NOTE 5.750% 6/1 | 56262P109 | 10,449 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
QIAGEN NV | DEBT 0.375% 3/1 | EK1258772 | 49,356 | 38,600,000 | PRN | SOLE | 38,600,000 | 0 | 0 |