The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEROJET ROCKETDYNE HLDGS INC | NOTE 2.250%12/1 | 007800AB1 | 14,735 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 31,968 | 19,000,000 | PRN | SOLE | 19,000,000 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 1,501 | 25,900 | SH | SOLE | 25,900 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 3,980 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
BEIGENE LTD | SPONSORED ADR | 07725L102 | 23,255 | 165,800 | SH | SOLE | 165,800 | 0 | 0 | ||
BEMIS INC | COM | 081437105 | 734 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
BOXWOOD MERGER CORP | UNIT 11/26/2025 | 10319T200 | 3,972 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 4,847 | 90,700 | SH | SOLE | 90,700 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 7,448 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
CARBONITE INC | NOTE 2.500% 4/0 | 141337AB1 | 2,973 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 6,485 | 85,436 | SH | SOLE | 85,436 | 0 | 0 | ||
CHURCHILL CAP CORP | UNIT 99/99/9999 | 17142R202 | 3,416 | 337,500 | SH | SOLE | 337,500 | 0 | 0 | ||
CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 13,392 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 703 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CONCRETE PUMPING HLDGS INC | *W EXP 08/01/202 | 206704116 | 156 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 16,520 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 3,060 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 2,257 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 2,023 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 4,238 | 421,680 | SH | SOLE | 421,680 | 0 | 0 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 4,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 7,173 | 699,800 | SH | SOLE | 699,800 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | *W EXP 10/25/202 | G4182A128 | 26 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
HANWHA Q CELL CO LTD | SPONSORED ADR NE | 41135V301 | 1,375 | 140,742 | SH | SOLE | 140,742 | 0 | 0 | ||
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 3,939 | 137,600 | SH | SOLE | 137,600 | 0 | 0 | ||
II VI INC | NOTE 0.250% 9/0 | 902104AB4 | 5,314 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 14,220 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 21,868 | 451,547 | SH | SOLE | 451,547 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 12,312 | 10,753,000 | PRN | SOLE | 10,753,000 | 0 | 0 | ||
KBR INC | COM | 48242W106 | 1,161 | 76,500 | SH | SOLE | 76,500 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 6,579 | 126,400 | SH | SOLE | 126,400 | 0 | 0 | ||
LENDINGTREE INC NEW | NOTE 0.625% 6/0 | 52603BAA5 | 3,739 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 1,970 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 6,112 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
MELCO RESORT ENTERTAINMENT L | ADR | 585464100 | 6,186 | 351,100 | SH | SOLE | 351,100 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 28,250 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 2,916 | 190,943 | SH | SOLE | 190,943 | 0 | 0 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 2,056 | 203,400 | SH | SOLE | 203,400 | 0 | 0 | ||
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 3,544 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 17,402 | 317,500 | SH | SOLE | 317,500 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 7,970 | 107,500 | SH | SOLE | 107,500 | 0 | 0 | ||
ORGANOGENESIS HLDGS INC | *W EXP 10/07/202 | 68621F110 | 42 | 200,800 | SH | SOLE | 200,800 | 0 | 0 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 10 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 29 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | *W EXP 01/17/202 | G7126L118 | 243 | 186,666 | SH | SOLE | 186,666 | 0 | 0 | ||
PLATINUM EAGLE ACQUISITIN CO | SHS CL A | G7126L100 | 1,613 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 3,356 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 9,694 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 25,589 | 145,690 | SH | SOLE | 145,690 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 183 | 171,733 | SH | SOLE | 171,733 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUISITIO | UNIT 12/31/2023 | 80821R208 | 2,992 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SIBANYE STILLWATER | SPONSORED ADR | 825724206 | 963 | 340,411 | SH | SOLE | 340,411 | 0 | 0 | ||
SOLARCITY CORP | NOTE 1.625%11/0 | 83416TAC4 | 4,690 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 1,746 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TAL ED GROUP | SPONSORED ADS | 874080104 | 17,222 | 645,500 | SH | SOLE | 645,500 | 0 | 0 | ||
TPG PACE HLDGS CORP | UNIT 99/99/9999 | G89827102 | 3,126 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 18,540 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 300 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 52 | 111,667 | SH | SOLE | 111,667 | 0 | 0 | ||
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 4,912 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
WRIGHT MED GROUP INC | NOTE 2.000% 2/1 | 98235TAE7 | 3,165 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 8,258 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 18,629 | 802,300 | SH | SOLE | 802,300 | 0 | 0 | ||
QIAGEN NV | DEBT 0.375% 3/1 | N72482AA5 | 38,186 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 |