The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 2,639 | 36,300 | SH | Call | SOLE | 0 | 0 | 0 | |
ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 12,387 | 1,240,000 | SH | SOLE | 1,240,000 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 3,036 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | NOTE 2.250%12/1 | 007800AB1 | 31,349 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 143,257 | 845,425 | SH | SOLE | 845,425 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 45,081 | 24,000,000 | PRN | SOLE | 24,000,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 669 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 492 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 1,532 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 25,962 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 5,106 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 1,495 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 8,680 | 174,101 | SH | SOLE | 174,101 | 0 | 0 | ||
BEIGENE LTD | SPONSORED ADR | 07725L102 | 70,734 | 570,673 | SH | SOLE | 570,673 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 4,550 | 12,500 | SH | Call | SOLE | 0 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 30,008 | 661,700 | SH | Call | SOLE | 0 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 165 | 13,988 | SH | SOLE | 13,988 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 6,044 | 65,390 | SH | SOLE | 65,390 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 10,272 | 195,900 | SH | Call | SOLE | 0 | 0 | 0 | |
CHEGG INC | COM | 163092109 | 266 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 710 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CLARIVATE ANALYTICS PLC | *W EXP 11/09/201 | G21810117 | 2,903 | 611,250 | SH | SOLE | 611,250 | 0 | 0 | ||
CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 9,348 | 6,489,000 | PRN | SOLE | 6,489,000 | 0 | 0 | ||
CONCRETE PUMPING HLDGS INC | COM | 206704108 | 215 | 42,100 | SH | SOLE | 42,100 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 4,165 | 32,900 | SH | SOLE | 32,900 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 30,210 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 2,085 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 5,030 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 5,037 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 4,189 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DOMINION ENERGY INC | UNIT 99/99/9999 | 25746U133 | 7,229 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 20,252 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 14,560 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 2,371 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 1,042 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FOX CORP | CL A COM | 35137L105 | 9,160 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
GANNETT CO INC | NOTE 4.750% 4/1 | 36473HAB0 | 5,034 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 2,261 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 3,160 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 4,204 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 1,535 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GRIDSUM HLDG INC | SPONSORED ADR | 398132100 | 197 | 70,634 | SH | SOLE | 70,634 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 5,250 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 3,043 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 4,988 | 137,600 | SH | SOLE | 137,600 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 3,609 | 174,815 | SH | SOLE | 174,815 | 0 | 0 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 22,349 | 511,200 | SH | SOLE | 511,200 | 0 | 0 | ||
ISHARES INC | MSCI MEXICO ETF | 464286822 | 10,788 | 248,700 | SH | SOLE | 248,700 | 0 | 0 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 2,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | NOTE 1.000% 1/3 | 531229AF9 | 11,737 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 5,645 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 2,171 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 19,096 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 6,051 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 5,265 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 1,286 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 2,581 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 3,648 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 5,736 | 68,328 | SH | SOLE | 68,328 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 15,329 | 14,500,000 | PRN | SOLE | 14,500,000 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 9,263 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 6,685 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 11,446 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 7 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 18 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 7,281 | 352,936 | SH | SOLE | 352,936 | 0 | 0 | ||
PLUG POWER INC | NOTE 5.500% 3/1 | 72919PAB9 | 11,205 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
Q2 HLDGS INC | COM | 74736L109 | 1,214 | 15,900 | SH | SOLE | 15,900 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 2,542 | 13,540 | SH | SOLE | 13,540 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 154 | 171,733 | SH | SOLE | 171,733 | 0 | 0 | ||
RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 5,020 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
RUHNN HLDG LTD | ADS | 781314109 | 1,955 | 568,336 | SH | SOLE | 568,336 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 1,832 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 3,013 | 90,700 | SH | SOLE | 90,700 | 0 | 0 | ||
SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 5,155 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
SOLARCITY CORP | NOTE 1.625%11/0 | 83416TAC4 | 2,420 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 1,500 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 11,353 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 27,736 | 728,000 | SH | SOLE | 728,000 | 0 | 0 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 373 | 186,666 | SH | SOLE | 186,666 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | *W EXP 01/01/202 | G8857R126 | 65 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 3,526 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 167 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 3,115 | 299,595 | SH | SOLE | 299,595 | 0 | 0 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 5,032 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 18,992 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 530 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 14,725 | 108,000 | SH | SOLE | 108,000 | 0 | 0 | ||
VIAVI SOLUTIONS INC | NOTE 1.000% 3/0 | 925550AB1 | 9,381 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 30,063 | 20,100,000 | PRN | SOLE | 20,100,000 | 0 | 0 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 5,969 | 129,200 | SH | SOLE | 129,200 | 0 | 0 | ||
YY INC | SPONSORED ADS A | 98426T106 | 2,605 | 37,393 | SH | SOLE | 37,393 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 23,570 | 675,957 | SH | SOLE | 675,957 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 1,079 | 32,800 | SH | SOLE | 32,800 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 31,043 | 1,623,600 | SH | SOLE | 1,623,600 | 0 | 0 |