The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 72 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ACCEL ENTERTAINMENT INC | *W EXP 11/20/202 | 00436Q114 | 225 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 2,075 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 | 6,151 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 90,141 | 463,500 | SH | SOLE | 463,500 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 9,405 | 53,110 | SH | SOLE | 53,110 | 0 | 0 | ||
ALUSSA ENERGY ACQUISITION CO | UNIT 10/31/2026 | G0232J127 | 3,960 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 1,572 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 9,301 | 307,400 | SH | SOLE | 307,400 | 0 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 2,221 | 79,500 | SH | SOLE | 79,500 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 26,708 | 1,140,400 | SH | SOLE | 1,140,400 | 0 | 0 | ||
BRIDGEBIO PHARMA INC | COM | 10806X102 | 1,078 | 37,200 | SH | SOLE | 37,200 | 0 | 0 | ||
CHEGG INC | COM | 163092109 | 246 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 12,202 | 113,059 | SH | SOLE | 113,059 | 0 | 0 | ||
CHP MERGER CORP | UNIT 11/22/2024 | 12558Y205 | 2,472 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
CIIG MERGER CORP | UNIT 12/31/2026 | 12559C202 | 1,470 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 4,947 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
CONCRETE PUMPING HLDGS INC | COM | 206704108 | 120 | 42,100 | SH | SOLE | 42,100 | 0 | 0 | ||
CONMED CORP | NOTE 2.625% 2/0 | 207410AF8 | 5,633 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | DBCV 1.990% 7/0 | 22943FAH3 | 4,086 | 4,191,000 | PRN | SOLE | 4,191,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 5,118 | 5,250,000 | PRN | SOLE | 5,250,000 | 0 | 0 | ||
DFP HEALTHCARE ACQUISITNS CO | UNIT 03/31/2025 | 23343Q209 | 2,462 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
DIAMOND EAGLE ACQUISITION CO | *W EXP 06/30/202 | 25258L117 | 357 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 4,020 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ELASTIC N V | ORD SHS | N14506104 | 10,151 | 181,900 | SH | SOLE | 181,900 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 2,279 | 59,300 | SH | SOLE | 59,300 | 0 | 0 | ||
EXACT SCIENCES CORP | NOTE 0.375% 3/0 | 30063PAC9 | 12,680 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
EXPERIENCE INVT CORP | UNIT 09/01/2026 | 30217C208 | 2,450 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
FINSERV ACQUISITION CORP | UNIT 12/31/2026 | 318085206 | 2,520 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 1,533 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FLYING EAGLE ACQUISITION COR | UNIT 99/99/9999 | 34407Y202 | 1,081 | 108,500 | SH | SOLE | 108,500 | 0 | 0 | ||
GALILEO ACQUISITION CORP | UNIT 99/99/9999 | G3770A128 | 1,715 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 36,715 | 28,600,000 | PRN | SOLE | 28,600,000 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 16,595 | 286,269 | SH | SOLE | 286,269 | 0 | 0 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 1,022 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GORES HLDGS IV INC | UNIT 02/01/2023 | 382865202 | 779 | 77,400 | SH | SOLE | 77,400 | 0 | 0 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 2,066 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GRIDSUM HLDG INC | SPONSORED ADR | 398132100 | 307 | 451,900 | SH | SOLE | 451,900 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 1,010 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 24,942 | 648,534 | SH | SOLE | 648,534 | 0 | 0 | ||
ICICI BANK LIMITED | ADR | 45104G104 | 10,122 | 1,190,900 | SH | SOLE | 1,190,900 | 0 | 0 | ||
INSULET CORP | NOTE 1.375%11/1 | 45784PAH4 | 9,154 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
INTERPRIVATE ACQUISITION COR | UNIT 10/29/2024 | 46064A202 | 2,967 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 19,116 | 18,750,000 | PRN | SOLE | 18,750,000 | 0 | 0 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 1,960 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 14,211 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
MERCADOLIBRE INC | NOTE 2.000% 8/1 | 58733RAD4 | 13,136 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
MESA LABS INC | NOTE 1.375% 8/1 | 59064RAA7 | 7,615 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 50,073 | 35,000,000 | PRN | SOLE | 35,000,000 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 765 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 67 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
NETFIN ACQUISITION CORP | UNIT 08/01/2024 | G6455A123 | 3,021 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 165 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION | UNIT 09/01/2024 | 64822P205 | 3,082 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 2,621 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 14,145 | 547,021 | SH | SOLE | 547,021 | 0 | 0 | ||
NUVASIVE INC | COM | 670704105 | 1,559 | 30,786 | SH | SOLE | 30,786 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 24,251 | 92,000 | SH | SOLE | 92,000 | 0 | 0 | ||
OPKO HEALTH INC | NOTE 4.500% 2/1 | 68375NAD5 | 3,924 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
ORGANOGENESIS HLDGS INC | COM | 68621F102 | 61 | 19,076 | SH | SOLE | 19,076 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO | UNIT 10/30/2024 | 68839R401 | 976 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PAE INC | *W EXP 09/11/202 | 69290Y117 | 99 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
PAE INC | COM CL A | 69290Y109 | 251 | 38,698 | SH | SOLE | 38,698 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 11,673 | 71,200 | SH | SOLE | 71,200 | 0 | 0 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 2 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 14 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 10,981 | 304,800 | SH | SOLE | 304,800 | 0 | 0 | ||
PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 1,992 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
PLUG POWER INC | NOTE 5.500% 3/1 | 72919PAB9 | 16,317 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
PROPTECH ACQUISITION CORP | UNIT 10/01/2026 | 74349F200 | 1,988 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
PROSHARES TR II | SHT VIX ST TRM | 74347W130 | 728 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
QUDIAN INC | ADR | 747798106 | 153 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 3,475 | 16,400 | SH | SOLE | 16,400 | 0 | 0 | ||
RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 4,048 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 774 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 1,060 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 10,804 | 37,700 | SH | SOLE | 37,700 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP I | UNIT 10/01/2026 | 83406B200 | 1,228 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 502 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 18,631 | 147,600 | SH | SOLE | 147,600 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 4,976 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
SWITCHBACK ENERGY ACQUISTN C | UNIT 99/99/9999 | 87105M201 | 5,362 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 36 | 186,666 | SH | SOLE | 186,666 | 0 | 0 | ||
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 2,350 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 47,215 | 27,500,000 | PRN | SOLE | 27,500,000 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | UNIT 99/99/9999 | G8857S124 | 1,019 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 5,866 | 45,300 | SH | SOLE | 45,300 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | *W EXP 03/04/202 | 89154L118 | 11 | 42,820 | SH | SOLE | 42,820 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 2,964 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 1,771 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
TUSCAN HLDGS CORP II | UNIT 04/01/2026 | 90070A202 | 1,500 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | *W EXP 04/01/202 | 90069K112 | 39 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 505 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
UNION ACQUISITION CORP II | UNIT 99/99/9999 | G9402Q118 | 1,464 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 164 | 84,600 | SH | SOLE | 84,600 | 0 | 0 | ||
VERTIV HOLDINGS CO | *W EXP 06/12/202 | 92537N116 | 1,101 | 611,900 | SH | SOLE | 611,900 | 0 | 0 | ||
VIVINT SMART HOME INC | *W EXP 01/17/202 | 928542117 | 359 | 257,655 | SH | SOLE | 257,655 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 10,389 | 133,300 | SH | SOLE | 133,300 | 0 | 0 |