The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 387 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
AERSALE CORPORATION | *W EXP 11/04/202 | 00810F114 | 46 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,132 | 9,160 | SH | SOLE | 9,160 | 0 | 0 | ||
ALTIMAR ACQUISITION CORP | UNIT 99/99/9999 | G03707125 | 3,618 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
AMCI ACQUISITION CORP | *W EXP 05/20/202 | 00165R119 | 507 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 56,035 | 44,500,000 | PRN | SOLE | 44,500,000 | 0 | 0 | ||
AMERICAN VRTUAL CLOUD TECH I | *W EXP 04/07/202 | 030382113 | 24 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ARTIUS ACQUISITION INC | *W EXP 07/13/202 | 04316G113 | 220 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ARTIUS ACQUISITION INC | COM CL A | 04316G105 | 3,189 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ASCENDANT DIGITAL ACQUISITIO | *W EXP 07/28/202 | G05155117 | 86 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ASCENDANT DIGITAL ACQUISITIO | COM CL A | G05155109 | 936 | 91,261 | SH | SOLE | 91,261 | 0 | 0 | ||
BILIBILI INC | NOTE 1.375% 4/0 | 090040AB2 | 46,790 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 1,234 | 14,395 | SH | SOLE | 14,395 | 0 | 0 | ||
BILL COM HLDGS INC | COM | 090043100 | 4,409 | 32,300 | SH | SOLE | 32,300 | 0 | 0 | ||
BRIDGETOWN HOLDINGS LTD | UNIT 10/15/2025 | G1355U105 | 6,792 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CAPSTAR SPL PURP ACQUISITION | *W EXP 99/99/999 | 14070Y119 | 212 | 150,050 | SH | SOLE | 150,050 | 0 | 0 | ||
CAPSTAR SPL PURP ACQUISITION | COM CL A | 14070Y101 | 2,443 | 240,696 | SH | SOLE | 240,696 | 0 | 0 | ||
CC NEUBERGER PRIN HLDGS II | *W EXP 07/29/202 | G3166T111 | 128 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CC NEUBERGER PRIN HLDGS II | SHS CL A | G3166T103 | 1,040 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CC NEUBERGER PRINCIPAL HLDNG | *W EXP 99/99/999 | G1992Y122 | 215 | 91,295 | SH | SOLE | 91,295 | 0 | 0 | ||
CHURCHILL CAPITAL CORP IV | *W EXP 08/04/202 | 171439110 | 365 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
CHURCHILL CAPITAL CORP IV | CL A | 171439102 | 10,510 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
CONX CORP | UNIT 10/30/2027 | 212873202 | 5,225 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DFP HEALTHCARE ACQUISITNS CO | *W EXP 03/31/202 | 23343Q118 | 24 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
DRAGONEER GROWTH OPPORTUN CO | COM CL A | G28302100 | 133 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FOLEY TRASIMENE ACQUISITION | *W EXP 08/11/202 | 344328117 | 459 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FOLEY TRASIMENE ACQUISITION | COM CL A | 344328109 | 1,510 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FORTRESS VALUE ACQUISITION I | *W EXP 08/10/202 | 349642116 | 197 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
FORTRESS VALUE ACQUISITION I | COM CL A | 349642108 | 2,843 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 3,150 | 121,050 | SH | SOLE | 121,050 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 964 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
GORES HLDGS IV INC | *W EXP 01/22/202 | 382865111 | 71 | 17,175 | SH | SOLE | 17,175 | 0 | 0 | ||
GORES HLDGS IV INC | COM CL A | 382865103 | 902 | 68,700 | SH | SOLE | 68,700 | 0 | 0 | ||
GORES HLDGS V INC | *W EXP 08/05/202 | 382864114 | 161 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
GORES HLDGS V INC | COM CL A | 382864106 | 4,160 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
GORES HOLDINGS VI INC | UNIT 08/24/2027 | 38286R204 | 2,650 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP II | UNIT 99/99/9999 | 36258Q204 | 570 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HPX CORP | *W EXP 07/14/202 | G32219126 | 54 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HPX CORP | SHS CL A | G32219100 | 905 | 90,294 | SH | SOLE | 90,294 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 551 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 31,247 | 35,250,000 | PRN | SOLE | 35,250,000 | 0 | 0 | ||
IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 4,994 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
IQIYI INC | NOTE 4.000%12/1 | 46267XAE8 | 27,403 | 27,500,000 | PRN | SOLE | 27,500,000 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 6,552 | 374,853 | SH | SOLE | 374,853 | 0 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 2,365 | 26,900 | SH | SOLE | 26,900 | 0 | 0 | ||
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 35,446 | 572,916 | SH | SOLE | 572,916 | 0 | 0 | ||
KB HOME | COM | 48666K109 | 1,716 | 51,200 | SH | SOLE | 51,200 | 0 | 0 | ||
LEISURE ACQUISITION CORP | *W EXP 99/99/999 | 52539T115 | 94 | 119,368 | SH | SOLE | 119,368 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 1,776 | 23,300 | SH | SOLE | 23,300 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 3,526 | 46,900 | SH | SOLE | 46,900 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 16,093 | 154,041 | SH | SOLE | 154,041 | 0 | 0 | ||
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 2,105 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
NEBULA CARAVEL ACQUISITION C | UNIT 12/09/2023 | 629070202 | 2,160 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 382 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION | *W EXP 07/31/202 | 66516T112 | 1,974 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION | COMMON STOCK | 66516T104 | 8,771 | 493,327 | SH | SOLE | 493,327 | 0 | 0 | ||
NVR INC | COM | 62944T105 | 1,714 | 420 | SH | SOLE | 420 | 0 | 0 | ||
OAKTREE ACQUISITION CORP II | *W EXP 09/15/202 | G6715X111 | 48 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OAKTREE ACQUISITION CORP II | CL A SHS | G6715X103 | 1,049 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PAE INC | *W EXP 09/11/202 | 69290Y117 | 153 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 99,852 | 4,240,000 | SH | SOLE | 4,240,000 | 0 | 0 | ||
PINDUODUO INC | NOTE 12/0 | 722304AC6 | 15,323 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
PULTE GROUP INC | COM | 745867101 | 1,755 | 40,700 | SH | SOLE | 40,700 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | *W EXP 10/05/202 | 756229118 | 400 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | COM CL A | 756229100 | 4,076 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SEA LTD | SPONSORD ADS | 81141R100 | 9,952 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 4,612 | 64,500 | SH | SOLE | 64,500 | 0 | 0 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 14 | 186,666 | SH | SOLE | 186,666 | 0 | 0 | ||
TORTOISE ACQUISITION CORP II | *W EXP 06/14/202 | G89554128 | 107 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
TORTOISE ACQUISITION CORP II | COM CL A | G89554102 | 1,065 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TPG PACE TECH OPPORTUNITIES | *W EXP 10/09/202 | G8990Y129 | 108 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TPG PACE TECH OPPORTUNITIES | CL A COM | G8990Y103 | 2,775 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
TUSCAN HLDGS CORP | *W EXP 04/01/202 | 90069K112 | 357 | 74,966 | SH | SOLE | 74,966 | 0 | 0 | ||
TWC TECH HLDGS II CORP | *W EXP 09/15/202 | 90117G113 | 82 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TWC TECH HLDGS II CORP | COM | 90117G105 | 1,580 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VERTIV HOLDINGS CO | *W EXP 06/12/202 | 92537N116 | 1,460 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 1,574 | 38,400 | SH | SOLE | 38,400 | 0 | 0 | ||
WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 138 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
YY INC | NOTE 0.750% 6/1 | 98426TAD8 | 5,078 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
YY INC | NOTE 1.375% 6/1 | 98426TAF3 | 9,640 | 9,500,000 | PRN | SOLE | 9,500,000 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 3,091 | 106,000 | SH | SOLE | 106,000 | 0 | 0 | ||
ZYNGA INC | CL A | 98986T108 | 1,036 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
ZYNGA INC | NOTE 0.250% 6/0 | 98986TAB4 | 8,657 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 |