The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | COM | 282914100 | 3,464 | 148,099 | SH | DFND | 1 | 0 | 148,099 | 0 | |
ABCELLERA BIOLOGICS INC | COM | 00288U106 | 501 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 7,733 | 75,150 | SH | DFND | 1 | 0 | 75,150 | 0 | |
ALCOA CORP | COM | 013872106 | 13,489 | 275,632 | SH | DFND | 1 | 0 | 275,632 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 661 | 993 | SH | DFND | 1 | 0 | 993 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 14,362 | 5,372 | SH | DFND | 1 | 0 | 5,372 | 0 | |
ALPHATEC HLDGS INC | COM NEW | 02081G201 | 299 | 24,516 | SH | DFND | 1 | 0 | 24,516 | 0 | |
ALTIMAR ACQUISITION CORP II | *W EXP 02/09/202 | G03709121 | 53 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALTIMAR ACQUISITION CORP II | SHS CL A | G03709105 | 1,970 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ALTIMAR ACQUISITION CORP III | UNIT 99/99/9999 | G0370U124 | 499 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALTIMETER GROWTH CORP 2 | COM CL A | G0371B109 | 1,088 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,298 | 1,004 | SH | DFND | 1 | 0 | 1,004 | 0 | |
AMERICAN AIRLINES GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 78,093 | 51,000,000 | PRN | DFND | 1 | 0 | 51,000,000 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,203 | 58,645 | SH | DFND | 1 | 0 | 58,645 | 0 | |
ANGEL POND HOLDINGS CORP | UNIT 99/99/9999 | G0447J110 | 4,950 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 28 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
APOLLO STRATEGIC GRWT CPTL I | SHS CL A | G0412A102 | 1,466 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 2,696 | 18,100 | SH | DFND | 1 | 0 | 18,100 | 0 | |
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L203 | 3,512 | 116,452 | SH | DFND | 1 | 0 | 116,452 | 0 | |
ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 | 37 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A | G0477L100 | 1,950 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ARDAGH METAL PACKAGING S A | *W EXP 08/04/202 | L02235114 | 172 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
AURORA CANNABIS INC | NOTE 5.500% 2/2 | 05156XAG3 | 4,263 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | |
BAOZUN INC | NOTE 1.625% 5/0 | 06684LAB9 | 7,942 | 8,500,000 | PRN | DFND | 1 | 0 | 8,500,000 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 3,517 | 40,418 | SH | DFND | 1 | 0 | 40,418 | 0 | |
BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 | 1,241 | 24,500 | SH | DFND | 1 | 0 | 24,500 | 0 | |
BILIBILI INC | NOTE 1.250% 6/1 | 090040AD8 | 17,094 | 9,500,000 | PRN | DFND | 1 | 0 | 9,500,000 | 0 | |
BILIBILI INC | NOTE 1.375% 4/0 | 090040AB2 | 41,168 | 15,050,000 | PRN | DFND | 1 | 0 | 15,050,000 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 20,839 | 490,912 | SH | DFND | 1 | 0 | 490,912 | 0 | |
BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 | 165 | 133,333 | SH | SOLE | 133,333 | 0 | 0 | ||
BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 | 3,924 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CAPSTAR SPL PURP ACQUISITION | COM CL A | 14070Y101 | 1,489 | 150,100 | SH | SOLE | 150,100 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 8,461 | 338,300 | SH | DFND | 1 | 0 | 338,300 | 0 | |
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 7,055 | 136,300 | SH | DFND | 1 | 0 | 136,300 | 0 | |
CATCHA INVESTMENT CORP | *W EXP 99/99/999 | G1962Y110 | 88 | 133,333 | SH | SOLE | 133,333 | 0 | 0 | ||
CATCHA INVESTMENT CORP | SHS CL A | G1962Y102 | 2,925 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 6,897 | 35,925 | SH | DFND | 1 | 0 | 35,925 | 0 | |
CC NEUBERGER PRIN HLDGS II | *W EXP 07/29/202 | G3166T111 | 76 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CC NEUBERGER PRIN HLDGS II | SHS CL A | G3166T103 | 982 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CC NEUBERGER PRINCIPAL HOLDN | SHS CL A | G1992N100 | 244 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CHEGG INC | COM | 163092109 | 6,543 | 96,187 | SH | DFND | 1 | 0 | 96,187 | 0 | |
CHURCHILL CAPITAL CORP VI | COM CL A | 17143W101 | 234 | 23,913 | SH | SOLE | 23,913 | 0 | 0 | ||
CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 | 92 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 | 6,991 | 719,281 | SH | SOLE | 719,281 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 9,293 | 132,422 | SH | DFND | 1 | 0 | 132,422 | 0 | |
CLARIVATE PLC | ORD SHS | G21810109 | 3,285 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
CLARIVATE PLC | ORD SHS | G21810109 | 6,636 | 303,000 | SH | Call | DFND | 1 | 0 | 303,000 | 0 |
CLEVELAND-CLIFFS INC NEW | COM | 185899101 | 5,875 | 296,573 | SH | DFND | 1 | 0 | 296,573 | 0 | |
CNH INDL N V | SHS | N20944109 | 3,994 | 240,470 | SH | DFND | 1 | 0 | 240,470 | 0 | |
CONX CORP | *W EXP 10/30/202 | 212873111 | 144 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
CONX CORP | COM CL A | 212873103 | 2,940 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 5,687 | 25,325 | SH | DFND | 1 | 0 | 25,325 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 110 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 2,009 | 6,600 | SH | DFND | 1 | 0 | 6,600 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 6,093 | 143,000 | SH | DFND | 1 | 0 | 143,000 | 0 | |
DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 | 12 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
DHC ACQUISITION CORP | CLASS A ORD SHS | G2758T109 | 489 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DIDI GLOBAL INC | SPONSORED ADS | 23292E108 | 5,208 | 668,576 | SH | SOLE | 668,576 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 8,292 | 8,000,000 | PRN | DFND | 1 | 0 | 8,000,000 | 0 | |
DISNEY WALT CO | COM | 254687106 | 5,532 | 32,700 | SH | DFND | 1 | 0 | 32,700 | 0 | |
EATON CORP PLC | SHS | G29183103 | 4,569 | 30,600 | SH | DFND | 1 | 0 | 30,600 | 0 | |
ELASTIC N V | ORD SHS | N14506104 | 2,193 | 14,721 | SH | DFND | 1 | 0 | 14,721 | 0 | |
ETSY INC | COM | 29786A106 | 1,373 | 6,600 | SH | DFND | 1 | 0 | 6,600 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 18,532 | 54,603 | SH | DFND | 1 | 0 | 54,603 | 0 | |
FEDEX CORP | COM | 31428X106 | 3,581 | 16,330 | SH | DFND | 1 | 0 | 16,330 | 0 | |
FORTRESS VALUE ACQUIS CORP I | *W EXP 12/31/202 | 34964G115 | 24 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FORTRESS VALUE ACQUIS CORP I | COM CL A | 34964G107 | 1,463 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FORTRESS VALUE ACQUISI CORP | *W EXP 03/18/202 | 34964K116 | 35 | 43,750 | SH | SOLE | 43,750 | 0 | 0 | ||
FORTRESS VALUE ACQUISI CORP | COM CL A | 34964K108 | 3,409 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
FORUM ENERGY TECHNOLOGIES IN | NOTE 9.000% 8/0 | 34984VAC4 | 4,088 | 4,000,000 | PRN | DFND | 1 | 0 | 4,000,000 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 27,619 | 849,047 | SH | DFND | 1 | 0 | 849,047 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 3,189 | 60,500 | SH | DFND | 1 | 0 | 60,500 | 0 | |
GINKGO BIOWORKS HOLDINGS INC | *W EXP 08/01/202 | 37611X118 | 308 | 90,997 | SH | SOLE | 90,997 | 0 | 0 | ||
GOLAR LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | 19,853 | 20,000,000 | PRN | DFND | 1 | 0 | 20,000,000 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 8,483 | 22,441 | SH | DFND | 1 | 0 | 22,441 | 0 | |
GORES HLDGS VIII INC | *W EXP 03/01/202 | 382863116 | 26 | 23,196 | SH | SOLE | 23,196 | 0 | 0 | ||
GORES HLDGS VIII INC | CL A | 382863108 | 1,828 | 185,571 | SH | SOLE | 185,571 | 0 | 0 | ||
GORES HOLDINGS VII INC | *W EXP 02/25/202 | 38286T119 | 13 | 11,420 | SH | SOLE | 11,420 | 0 | 0 | ||
GORES HOLDINGS VII INC | COM CL A | 38286T101 | 900 | 91,360 | SH | SOLE | 91,360 | 0 | 0 | ||
GORES METROPOULOS II INC | *W EXP 01/31/202 | 382873115 | 166 | 97,412 | SH | SOLE | 97,412 | 0 | 0 | ||
GORES METROPOULOS II INC | CL A | 382873107 | 4,812 | 487,061 | SH | SOLE | 487,061 | 0 | 0 | ||
GORES TECHNOLOGY PARTNERS II | CLASS A COM | 38287L107 | 392 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
GORES TECHNOLOGY PARTNERS IN | CLASS A COM | 382870103 | 196 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 2,461 | 60,500 | SH | DFND | 1 | 0 | 60,500 | 0 | |
HAYMAKER ACQUISITION CORP II | *W EXP 03/04/202 | 42087R116 | 15 | 18,750 | SH | SOLE | 18,750 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | CLASS A COM | 42087R108 | 730 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HELLO GROUP INC | NOTE 1.250% 7/0 | 60879BAB3 | 2,113 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
HERBALIFE NUTRITION LTD | NOTE 2.625% 3/1 | 42703MAD5 | 14,926 | 14,672,000 | PRN | DFND | 1 | 0 | 14,672,000 | 0 | |
HH&L ACQUISITION CO | *W EXP 02/04/202 | G39714129 | 139 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
HH&L ACQUISITION CO | SHS CL A | G39714103 | 5,832 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 3,834 | 172,300 | SH | SOLE | 172,300 | 0 | 0 | ||
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 3,582 | 26,700 | SH | DFND | 1 | 0 | 26,700 | 0 | |
ION ACQUISITION CORP 2 LTD | SHS CL A | G49393104 | 248 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 17,499 | 20,000,000 | PRN | DFND | 1 | 0 | 20,000,000 | 0 | |
IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 37,758 | 38,355,000 | PRN | DFND | 1 | 0 | 38,355,000 | 0 | |
IQIYI INC | NOTE 4.000%12/1 | 46267XAE8 | 4,613 | 5,500,000 | PRN | DFND | 1 | 0 | 5,500,000 | 0 | |
ISOS ACQUISITION CORPORATION | UNIT 99/99/9999 | G4962C120 | 1,046 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
JAMF HLDG CORP | COM | 47074L105 | 1,302 | 33,800 | SH | DFND | 1 | 0 | 33,800 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 16,574 | 101,255 | SH | DFND | 1 | 0 | 101,255 | 0 | |
KB HOME | COM | 48666K109 | 2,687 | 69,029 | SH | DFND | 1 | 0 | 69,029 | 0 | |
KENSINGTON CAPITAL ACQUISITI | *W EXP 02/23/202 | 49006L112 | 22 | 19,125 | SH | SOLE | 19,125 | 0 | 0 | ||
KENSINGTON CAPITAL ACQUISITI | COM CL A | 49006L104 | 633 | 76,500 | SH | SOLE | 76,500 | 0 | 0 | ||
KKR ACQUISITION HOLDING I CO | *W EXP 99/99/999 | 48253T117 | 120 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
KKR ACQUISITION HOLDING I CO | COM CLASS A | 48253T109 | 4,875 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 | 12 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 | 730 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 5,080 | 54,224 | SH | DFND | 1 | 0 | 54,224 | 0 | |
LILLY ELI & CO | COM | 532457108 | 1,687 | 7,300 | SH | DFND | 1 | 0 | 7,300 | 0 | |
LYFT INC | CL A COM | 55087P104 | 26,382 | 492,285 | SH | DFND | 1 | 0 | 492,285 | 0 | |
MARAVAI LIFESCIENCES HLDGS I | COM CL A | 56600D107 | 2,209 | 45,000 | SH | DFND | 1 | 0 | 45,000 | 0 | |
MARKETAXESS HLDGS INC | COM | 57060D108 | 496 | 1,178 | SH | DFND | 1 | 0 | 1,178 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 4,292 | 12,560 | SH | DFND | 1 | 0 | 12,560 | 0 | |
MODERNA INC | COM | 60770K107 | 1,170 | 3,041 | SH | DFND | 1 | 0 | 3,041 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 13,361 | 137,304 | SH | DFND | 1 | 0 | 137,304 | 0 | |
NCL CORP LTD | NOTE 6.000% 5/1 | 62886HAT8 | 93,308 | 43,500,000 | PRN | DFND | 1 | 0 | 43,500,000 | 0 | |
NETFLIX INC | COM | 64110L106 | 1,626 | 2,664 | SH | DFND | 1 | 0 | 2,664 | 0 | |
NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 489 | 169,439 | SH | SOLE | 169,439 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 2,382 | 16,400 | SH | DFND | 1 | 0 | 16,400 | 0 | |
NORTHERN GENESIS ACQU CORP I | *W EXP 12/31/202 | 66516W115 | 125 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
NORTHERN GENESIS ACQU CORP I | COM | 66516W107 | 4,873 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION | *W EXP 01/15/202 | 66516U119 | 178 | 166,666 | SH | SOLE | 166,666 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION | COMMON STOCK | 66516U101 | 4,965 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
NORTHERN STAR INVEST CORP II | UNIT 02/25/2028 | 66574L209 | 1,106 | 112,121 | SH | SOLE | 112,121 | 0 | 0 | ||
NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 | 18 | 19,667 | SH | SOLE | 19,667 | 0 | 0 | ||
NORTHERN STAR INVEST CORP IV | COM CL A | 66575B101 | 1,156 | 118,004 | SH | SOLE | 118,004 | 0 | 0 | ||
OAKTREE ACQUISITION CORP II | *W EXP 09/15/202 | G6715X111 | 23 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OAKTREE ACQUISITION CORP II | CL A SHS | G6715X103 | 980 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 | 45 | 47,640 | SH | SOLE | 47,640 | 0 | 0 | ||
PATHFINDER ACQUISITION CORP | CL A | G04119106 | 2,353 | 238,200 | SH | SOLE | 238,200 | 0 | 0 | ||
PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 | 16 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 | 971 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 331 | 7,000 | SH | DFND | 1 | 0 | 7,000 | 0 | |
PINDUODUO INC | NOTE 12/0 | 722304AC6 | 2,314 | 2,500,000 | PRN | DFND | 1 | 0 | 2,500,000 | 0 | |
PIVOTAL INVESTMENT CORP III | COM CL A | 72582M106 | 479 | 49,184 | SH | SOLE | 49,184 | 0 | 0 | ||
PLUG POWER INC | NOTE 3.750% 6/0 | 72919PAD5 | 153,093 | 30,000,000 | PRN | DFND | 1 | 0 | 30,000,000 | 0 | |
PORCH GROUP INC | COM | 733245104 | 1,709 | 96,642 | SH | DFND | 1 | 0 | 96,642 | 0 | |
PRESTIGE CONSMR HEALTHCARE I | COM | 74112D101 | 1,156 | 20,608 | SH | DFND | 1 | 0 | 20,608 | 0 | |
PULTE GROUP INC | COM | 745867101 | 2,820 | 61,421 | SH | DFND | 1 | 0 | 61,421 | 0 | |
QUANTUMSCAPE CORP | COM CL A | 74767V109 | 2,076 | 84,600 | SH | DFND | 1 | 0 | 84,600 | 0 | |
RECHARGE ACQUISITION CORP | *W EXP 10/05/202 | 756229118 | 91 | 142,000 | SH | SOLE | 142,000 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | COM CL A | 756229100 | 3,117 | 314,897 | SH | SOLE | 314,897 | 0 | 0 | ||
SCION TECH GROWTH II | CL A SHS | G31070108 | 195 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 10,126 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
SENSATA TECHNOLOGIES HLDG PL | SHS | G8060N102 | 2,802 | 51,200 | SH | DFND | 1 | 0 | 51,200 | 0 | |
SHOALS TECHNOLOGIES GROUP IN | CL A | 82489W107 | 2,540 | 91,100 | SH | DFND | 1 | 0 | 91,100 | 0 | |
SLAM CORP | *W EXP 02/23/202 | G8210L121 | 113 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
SPARTAN ACQUISITION CORP III | *W EXP 02/04/202 | 84677R114 | 37 | 33,500 | SH | SOLE | 33,500 | 0 | 0 | ||
SPARTAN ACQUISITION CORP III | COM CL A | 84677R106 | 1,324 | 134,000 | SH | SOLE | 134,000 | 0 | 0 | ||
SUPERNOVA PARTNERS ACQUISTN | *W EXP 99/99/999 | G8T86C121 | 23 | 28,750 | SH | SOLE | 28,750 | 0 | 0 | ||
SUPERNOVA PARTNERS ACQUISTN | SHS CL A | G8T86C105 | 1,121 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 9,461 | 12,200 | SH | DFND | 1 | 0 | 12,200 | 0 | |
THE LION ELECTRIC COMPANY | *W EXP 05/06/202 | 536221112 | 3,448 | 971,341 | SH | DFND | 1 | 0 | 971,341 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 4,516 | 400,000 | SH | Call | DFND | 1 | 0 | 400,000 | 0 |
UNITED AIRLS HLDGS INC | COM | 910047109 | 6,084 | 127,900 | SH | DFND | 1 | 0 | 127,900 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 4,279 | 23,500 | SH | DFND | 1 | 0 | 23,500 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 5,574 | 253,728 | SH | DFND | 1 | 0 | 253,728 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,886 | 10,400 | SH | DFND | 1 | 0 | 10,400 | 0 | |
VULCAN MATLS CO | COM | 929160109 | 1,590 | 9,400 | SH | DFND | 1 | 0 | 9,400 | 0 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 1,766 | 6,752 | SH | DFND | 1 | 0 | 6,752 | 0 |