The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 10,030 | 919,300 | SH | DFND | 1 | 919,300 | 0 | 0 | |
CRAFT BREW ALLIANCE INC | COM | 224122101 | 5,824 | 407,009 | SH | DFND | 1 | 407,009 | 0 | 0 | |
DIVERSIFIED RSTRNT HLDGS INC | COM | 25532M105 | 951 | 980,638 | SH | DFND | 1 | 980,638 | 0 | 0 | |
DXC TECHNOLOGY CO | COM | 23355L106 | 22,066 | 415,000 | SH | SOLE | 415,000 | 0 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 15,951 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
EXTENDED STAY AMER INC | UNIT 99/99/9999B | 30224P200 | 18,182 | 1,173,000 | SH | SOLE | 1,173,000 | 0 | 0 | ||
FGL HLDGS | ORD SHS | G3402M102 | 854 | 128,299 | SH | DFND | 1 | 128,299 | 0 | 0 | |
FGL HLDGS | *W EXP 11/30/202 | G3402M110 | 4,170 | 2,779,991 | SH | DFND | 1 | 2,779,991 | 0 | 0 | |
FORTUNE BRANDS HOME & SEC IN | COM | 34964C106 | 8,814 | 232,000 | SH | SOLE | 232,000 | 0 | 0 | ||
GENTHERM INC | COM | 37253A103 | 7,236 | 181,000 | SH | DFND | 1 | 181,000 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 177,915 | 972,000 | SH | SOLE | 972,000 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 1,830 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
IMAX CORP | COM | 45245E109 | 1,840 | 97,800 | SH | DFND | 1 | 97,800 | 0 | 0 | |
ITRON INC | COM | 465741106 | 28,185 | 596,000 | SH | SOLE | 596,000 | 0 | 0 | ||
LINDBLAD EXPEDITIONS HLDGS I | COM | 535219109 | 5,240 | 389,336 | SH | DFND | 1 | 389,336 | 0 | 0 | |
LINDBLAD EXPEDITIONS HLDGS I | *W EXP 07/08/202 | 535219117 | 1,028 | 320,127 | SH | DFND | 1 | 320,127 | 0 | 0 | |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 1,000 | 2,500,000 | SH | DFND | 1 | 2,500,000 | 0 | 0 | |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 1,544 | 3,859,200 | SH | SOLE | 3,859,200 | 0 | 0 | ||
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 15,091 | 356,000 | SH | SOLE | 356,000 | 0 | 0 | ||
RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 8,137 | 764,000 | SH | DFND | 1 | 764,000 | 0 | 0 | |
RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 16,870 | 1,584,000 | SH | SOLE | 1,584,000 | 0 | 0 | ||
TEREX CORP NEW | COM | 880779103 | 79,848 | 2,896,195 | SH | SOLE | 2,896,195 | 0 | 0 | ||
TRINITY PL HLDGS INC | COM | 89656D101 | 16,067 | 3,702,146 | SH | SOLE | 3,702,146 | 0 | 0 | ||
VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 5,600 | 70,500 | SH | DFND | 1 | 70,500 | 0 | 0 |