The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTAVIS PLC | SHS | G0083B108 | 56 | 250 | SH | SOLE | 1 | 250 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 613 | 2,750 | SH | SOLE | 2,750 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 874 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 76 | 800 | SH | SOLE | 1 | 800 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 400 | 9,300 | SH | SOLE | 9,300 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 26 | 600 | SH | SOLE | 1 | 600 | 0 | 0 | |
ARES CAP CORP | COM | 04010L103 | 1,350 | 75,600 | SH | SOLE | 75,600 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 116 | 6,500 | SH | SOLE | 1 | 6,500 | 0 | 0 | |
AXIALL CORP | COM | 05463D100 | 435 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
AXIALL CORP | COM | 05463D100 | 38 | 800 | SH | SOLE | 1 | 800 | 0 | 0 | |
B/E AEROSPACE INC | COM | 073302101 | 102 | 1,100 | SH | SOLE | 1 | 1,100 | 0 | 0 | |
B/E AEROSPACE INC | COM | 073302101 | 916 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | ||
BORGWARNER INC | COM | 099724106 | 600 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
BORGWARNER INC | COM | 099724106 | 52 | 800 | SH | SOLE | 1 | 800 | 0 | 0 | |
CAVIUM INC | COM | 14964U108 | 685 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
CAVIUM INC | COM | 14964U108 | 60 | 1,200 | SH | SOLE | 1 | 1,200 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 1,477 | 20,600 | SH | SOLE | 20,600 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 136 | 1,900 | SH | SOLE | 1 | 1,900 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 679 | 7,380 | SH | SOLE | 7,380 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 66 | 720 | SH | SOLE | 1 | 720 | 0 | 0 | |
CONSTELLIUM NV | CL A | N22035104 | 808 | 25,200 | SH | SOLE | 25,200 | 0 | 0 | ||
CONSTELLIUM NV | CL A | N22035104 | 74 | 2,300 | SH | SOLE | 1 | 2,300 | 0 | 0 | |
CROWN CASTLE INTL CORP | COM | 228227104 | 2,050 | 27,600 | SH | SOLE | 27,600 | 0 | 0 | ||
CROWN CASTLE INTL CORP | COM | 228227104 | 178 | 2,400 | SH | SOLE | 1 | 2,400 | 0 | 0 | |
DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 1,055 | 15,350 | SH | SOLE | 15,350 | 0 | 0 | ||
DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 82 | 1,200 | SH | SOLE | 1 | 1,200 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 3,347 | 86,430 | SH | SOLE | 86,430 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 279 | 7,200 | SH | SOLE | 1 | 7,200 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 2,602 | 39,980 | SH | SOLE | 39,980 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 208 | 3,200 | SH | SOLE | 1 | 3,200 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 82 | 1,600 | SH | SOLE | 1 | 1,600 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 947 | 18,400 | SH | SOLE | 18,400 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 2,753 | 40,910 | SH | SOLE | 40,910 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 182 | 2,700 | SH | SOLE | 1 | 2,700 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 272 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 30 | 200 | SH | SOLE | 1 | 200 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 381 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 33 | 400 | SH | SOLE | 1 | 400 | 0 | 0 | |
HOWARD HUGHES CORP | COM | 44267D107 | 77 | 490 | SH | SOLE | 1 | 490 | 0 | 0 | |
HOWARD HUGHES CORP | COM | 44267D107 | 712 | 4,510 | SH | SOLE | 4,510 | 0 | 0 | ||
ISHARES | 1-3 YR CR BD ETF | 464288646 | 3,287 | 31,100 | SH | SOLE | 31,100 | 0 | 0 | ||
ISHARES | 1-3 YR CR BD ETF | 464288646 | 285 | 2,700 | SH | SOLE | 1 | 2,700 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 606 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 53 | 1,200 | SH | SOLE | 1 | 1,200 | 0 | 0 | |
LORILLARD INC | COM | 544147101 | 841 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
LORILLARD INC | COM | 544147101 | 73 | 1,200 | SH | SOLE | 1 | 1,200 | 0 | 0 | |
MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | 68 | 1,090 | SH | SOLE | 1 | 1,090 | 0 | 0 | |
MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | 921 | 14,770 | SH | SOLE | 14,770 | 0 | 0 | ||
MEDLEY CAP CORP | COM | 58503F106 | 1,994 | 152,700 | SH | SOLE | 152,700 | 0 | 0 | ||
MEDLEY CAP CORP | COM | 58503F106 | 141 | 10,800 | SH | SOLE | 1 | 10,800 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,824 | 43,740 | SH | SOLE | 43,740 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 146 | 3,500 | SH | SOLE | 1 | 3,500 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 357 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 31 | 400 | SH | SOLE | 1 | 400 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 609 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 53 | 800 | SH | SOLE | 1 | 800 | 0 | 0 | |
PENNANTPARK INVT CORP | COM | 708062104 | 201 | 17,540 | SH | SOLE | 17,540 | 0 | 0 | ||
RUCKUS WIRELESS INC | COM | 781220108 | 219 | 18,400 | SH | SOLE | 18,400 | 0 | 0 | ||
RUCKUS WIRELESS INC | COM | 781220108 | 19 | 1,600 | SH | SOLE | 1 | 1,600 | 0 | 0 | |
SBA COMMUNICATIONS CORP | COM | 78388J106 | 941 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
SBA COMMUNICATIONS CORP | COM | 78388J106 | 82 | 800 | SH | SOLE | 1 | 800 | 0 | 0 | |
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 979 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 85 | 2,000 | SH | SOLE | 1 | 2,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,561 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SPIRIT AIRLS INC | COM | 848577102 | 976 | 15,440 | SH | SOLE | 15,440 | 0 | 0 | ||
SPIRIT AIRLS INC | COM | 848577102 | 82 | 1,300 | SH | SOLE | 1 | 1,300 | 0 | 0 | |
STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | 97 | 1,200 | SH | SOLE | 1 | 1,200 | 0 | 0 | |
STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | 1,219 | 15,080 | SH | SOLE | 15,080 | 0 | 0 | ||
THL CR INC | COM | 872438106 | 386 | 27,600 | SH | SOLE | 27,600 | 0 | 0 | ||
THL CR INC | COM | 872438106 | 34 | 2,400 | SH | SOLE | 1 | 2,400 | 0 | 0 | |
TICC CAPITAL CORP | COM | 87244T109 | 229 | 23,100 | SH | SOLE | 23,100 | 0 | 0 | ||
TICC CAPITAL CORP | COM | 87244T109 | 19 | 1,900 | SH | SOLE | 1 | 1,900 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 309 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 27 | 800 | SH | SOLE | 1 | 800 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 289 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 489 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 61 | 800 | SH | SOLE | 1 | 800 | 0 | 0 | |
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 697 | 9,200 | SH | SOLE | 9,200 | 0 | 0 |