The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO. | COM | 88579Y101 | 1,431 | 7,204 | SH | SOLE | 7,204 | 0 | 0 | ||
ABBOTT LABORATORIES | COM | 002824100 | 1,128 | 9,728 | SH | SOLE | 9,728 | 0 | 0 | ||
ABBVIE INC. | COM | 00287Y109 | 17,115 | 151,947 | SH | SOLE | 151,947 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND | COM | 00326L100 | 1,460 | 143,576 | SH | SOLE | 143,576 | 0 | 0 | ||
ADOBE SYSTEMS INC. | COM | 00724F101 | 7,185 | 12,268 | SH | SOLE | 12,268 | 0 | 0 | ||
ADVANCE AUTO PARTS INC. | COM | 00751Y106 | 1,042 | 5,080 | SH | SOLE | 5,080 | 0 | 0 | ||
AFLAC INC. | COM | 001055102 | 209 | 3,892 | SH | SOLE | 3,892 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC. | COM | 015351109 | 1,024 | 5,574 | SH | SOLE | 5,574 | 0 | 0 | ||
ALIBABA GROUP HOLDING LTD. | COM | 01609W102 | 22,888 | 100,927 | SH | SOLE | 100,927 | 0 | 0 | ||
ALLETE INC. | COM | 018522300 | 719 | 10,274 | SH | SOLE | 10,274 | 0 | 0 | ||
ALLIANCEBERNSTEIN HLDG LP | COM | 01881G106 | 1,849 | 39,708 | SH | SOLE | 39,708 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATIONAL MUNI INCOME | COM | 01864U106 | 804 | 52,814 | SH | SOLE | 52,814 | 0 | 0 | ||
ALLSTATE CORP. | COM | 020002101 | 2,845 | 21,814 | SH | SOLE | 21,814 | 0 | 0 | ||
ALPHABET INC. CL A | COM | 02079K305 | 10,163 | 4,162 | SH | SOLE | 4,162 | 0 | 0 | ||
ALPHABET INC. CL C | COM | 02079K107 | 957 | 382 | SH | SOLE | 382 | 0 | 0 | ||
ALTRIA GROUP INC. | COM | 02209S103 | 1,788 | 37,498 | SH | SOLE | 37,498 | 0 | 0 | ||
AMAZON.COM INC. | COM | 023135106 | 23,252 | 6,759 | SH | SOLE | 6,759 | 0 | 0 | ||
AMERICAN ELECTRIC POWER CO. INC. | COM | 025537101 | 319 | 3,775 | SH | SOLE | 3,775 | 0 | 0 | ||
AMERICAN EXPRESS CO. | COM | 025816109 | 2,114 | 12,795 | SH | SOLE | 12,795 | 0 | 0 | ||
AMERIPRISE FINANCIAL INC. | COM | 03076C106 | 1,493 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
AMGEN INC. | COM | 031162100 | 5,295 | 21,724 | SH | SOLE | 21,724 | 0 | 0 | ||
APPLE INC. | COM | 037833100 | 38,592 | 281,773 | SH | SOLE | 281,773 | 0 | 0 | ||
APPLIED MATERIALS INC. | COM | 038222105 | 452 | 3,177 | SH | SOLE | 3,177 | 0 | 0 | ||
ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF | COM | 00214Q203 | 450 | 5,222 | SH | SOLE | 5,222 | 0 | 0 | ||
ARK FINTECH INNOVATION | COM | 00214Q708 | 830 | 15,335 | SH | SOLE | 15,335 | 0 | 0 | ||
ARK GENOMIC REVOLUTION ETF | COM | 00214Q302 | 967 | 10,450 | SH | SOLE | 10,450 | 0 | 0 | ||
ARK INNOVATION ETF | COM | 00214Q104 | 3,425 | 26,190 | SH | SOLE | 26,190 | 0 | 0 | ||
ARK NEXT GENERATION INTERNET | COM | 00214Q401 | 770 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AT&T INC. | COM | 00206R102 | 1,684 | 58,509 | SH | SOLE | 58,509 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HOLDINGS INC. | COM | 049164205 | 1,469 | 21,570 | SH | SOLE | 21,570 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING INC. | COM | 053015103 | 1,409 | 7,094 | SH | SOLE | 7,094 | 0 | 0 | ||
BANK OF AMERICA CORP. | COM | 060505104 | 634 | 15,379 | SH | SOLE | 15,379 | 0 | 0 | ||
BAXTER INTERNATIONAL INC. | COM | 071813109 | 365 | 4,536 | SH | SOLE | 4,536 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. CL A | COM | 084670108 | 3,767 | 9 | SH | SOLE | 9 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. CL B | COM | 084670702 | 4,207 | 15,139 | SH | SOLE | 15,139 | 0 | 0 | ||
BIOGEN INC. | COM | 09062X103 | 3,286 | 9,490 | SH | SOLE | 9,490 | 0 | 0 | ||
BLACKROCK CA MUNICIPAL INCOME TRUST | COM | 09248E102 | 772 | 51,472 | SH | SOLE | 51,472 | 0 | 0 | ||
BLACKROCK CREDIT ALLOCATION INCOME TRUST IV | COM | 092508100 | 1,009 | 64,752 | SH | SOLE | 64,752 | 0 | 0 | ||
BLACKROCK INC. | COM | 09247X101 | 7,110 | 8,126 | SH | SOLE | 8,126 | 0 | 0 | ||
BLACKROCK INCOME TRUST | COM | 09247F100 | 1,443 | 227,581 | SH | SOLE | 227,581 | 0 | 0 | ||
BLACKROCK MUNI INTERMEDIATE DURATION INCOME | COM | 09253X102 | 684 | 43,752 | SH | SOLE | 43,752 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 452 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
BLACKSTONE GROUP INC. | COM | 09260D107 | 2,295 | 23,626 | SH | SOLE | 23,626 | 0 | 0 | ||
BOEING CO. | COM | 097023105 | 6,494 | 27,107 | SH | SOLE | 27,107 | 0 | 0 | ||
BOOKING HOLDINGS INC. | COM | 09857L108 | 223 | 102 | SH | SOLE | 102 | 0 | 0 | ||
BRANDYWINEGLOBAL GLOBAL INCOME OPPORTUNITIES FUND | COM | 10537L104 | 898 | 71,208 | SH | SOLE | 71,208 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO. | COM | 110122108 | 5,322 | 79,642 | SH | SOLE | 79,642 | 0 | 0 | ||
BROADCOM INC. | COM | 11135F101 | 6,727 | 14,108 | SH | SOLE | 14,108 | 0 | 0 | ||
BROOKFIELD REAL ASSETS INCOME FUND INC. | COM | 112830104 | 1,295 | 59,121 | SH | SOLE | 59,121 | 0 | 0 | ||
CALAMOS STRATEGIC TOTAL RETURN | COM | 128125101 | 2,006 | 110,307 | SH | SOLE | 110,307 | 0 | 0 | ||
CAPITAL ONE FINANCIAL CORP. | COM | 14040H105 | 2,317 | 14,977 | SH | SOLE | 14,977 | 0 | 0 | ||
CHARLES SCHWAB CORP. | COM | 808513105 | 4,876 | 66,972 | SH | SOLE | 66,972 | 0 | 0 | ||
CHEVRON CORP. | COM | 166764100 | 546 | 5,212 | SH | SOLE | 5,212 | 0 | 0 | ||
CHURCHILL CAPITAL CL A ORD | COM | 171439102 | 2,089 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
CHURCHILL DOWNS INC. | COM | 171484108 | 377 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
CIGNA CORP. | COM | 125523100 | 3,195 | 13,478 | SH | SOLE | 13,478 | 0 | 0 | ||
CINCINNATI FINANCIAL CORP. | COM | 172062101 | 1,363 | 11,684 | SH | SOLE | 11,684 | 0 | 0 | ||
CISCO SYSTEMS INC. | COM | 17275R102 | 4,253 | 80,252 | SH | SOLE | 80,252 | 0 | 0 | ||
CLOUGH GLOBAL EQUITY FUND | COM | 18914C100 | 1,695 | 114,859 | SH | SOLE | 114,859 | 0 | 0 | ||
COCA-COLA CO. | COM | 191216100 | 361 | 6,672 | SH | SOLE | 6,672 | 0 | 0 | ||
COHEN & STEERS INFRASTRUCTURE FUND | COM | 19248A109 | 1,843 | 64,231 | SH | SOLE | 64,231 | 0 | 0 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 206 | 2,530 | SH | SOLE | 2,530 | 0 | 0 | ||
COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND | COM | 19842X109 | 1,878 | 52,898 | SH | SOLE | 52,898 | 0 | 0 | ||
COMCAST CORP. | COM | 20030N101 | 1,908 | 33,462 | SH | SOLE | 33,462 | 0 | 0 | ||
CONSOLIDATED EDISON INC. | COM | 209115104 | 206 | 2,878 | SH | SOLE | 2,878 | 0 | 0 | ||
CONSTELLATION BRANDS INC. | COM | 21036P108 | 3,353 | 14,337 | SH | SOLE | 14,337 | 0 | 0 | ||
CONSUMER DISCRET SELECT SECTOR SPDR | COM | 81369Y407 | 221 | 1,240 | SH | SOLE | 1,240 | 0 | 0 | ||
CORTEVA INC. | COM | 22052L104 | 612 | 13,792 | SH | SOLE | 13,792 | 0 | 0 | ||
COSTCO WHOLESALE CORP. | COM | 22160K105 | 485 | 1,227 | SH | SOLE | 1,227 | 0 | 0 | ||
CROWDSTRIKE HOLDINGS INC | COM | 22788C105 | 2,513 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CUMMINS INC. | COM | 231021106 | 296 | 1,214 | SH | SOLE | 1,214 | 0 | 0 | ||
CVS HEALTH CORP. | COM | 126650100 | 849 | 10,175 | SH | SOLE | 10,175 | 0 | 0 | ||
CYBERARK SOFTWARE LTD. | COM | M2682V108 | 326 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
DANAHER CORP. | COM | 235851102 | 661 | 2,464 | SH | SOLE | 2,464 | 0 | 0 | ||
DEEP VALUE | COM | 26922A701 | 1,491 | 42,873 | SH | SOLE | 42,873 | 0 | 0 | ||
DISCOVERY INC. | COM | 25470F104 | 680 | 22,167 | SH | SOLE | 22,167 | 0 | 0 | ||
DNP SELECT INCOME FUND | COM | 23325P104 | 1,645 | 157,394 | SH | SOLE | 157,394 | 0 | 0 | ||
DOCUSIGN INC. | COM | 256163106 | 1,127 | 4,030 | SH | SOLE | 4,030 | 0 | 0 | ||
DOLLAR GENERAL CORP. | COM | 256677105 | 225 | 1,039 | SH | SOLE | 1,039 | 0 | 0 | ||
DOUBLELINE OPPORTUNISTIC CREDIT | COM | 258623107 | 6,895 | 343,717 | SH | SOLE | 343,717 | 0 | 0 | ||
DOW CHEMICAL CO. | COM | 260557103 | 861 | 13,603 | SH | SOLE | 13,603 | 0 | 0 | ||
DUKE ENERGY CORP. | COM | 26441C204 | 1,490 | 15,095 | SH | SOLE | 15,095 | 0 | 0 | ||
DUPONT DE NEMOURS INC. | COM | 26614N102 | 944 | 12,200 | SH | SOLE | 12,200 | 0 | 0 | ||
EATON CORP. PLC | COM | G29183103 | 226 | 1,524 | SH | SOLE | 1,524 | 0 | 0 | ||
EATON VANCE LIMITED DURATION INCOME FUND | COM | 27828H105 | 2,606 | 196,566 | SH | SOLE | 196,566 | 0 | 0 | ||
EATON VANCE RISK-MANAGED DIVERS EQUITY INCOME | COM | 27829G106 | 177 | 15,360 | SH | SOLE | 15,360 | 0 | 0 | ||
EATON VANCE SENIOR FLOATING-RATE TRUST | COM | 27828Q105 | 292 | 20,622 | SH | SOLE | 20,622 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP. | COM | 28176E108 | 475 | 4,584 | SH | SOLE | 4,584 | 0 | 0 | ||
ELEVATE CREDIT INC | COM | 28621V101 | 829 | 232,094 | SH | SOLE | 232,094 | 0 | 0 | ||
ELLSWORTH GROWTH AND INCOME FUND LTD. | COM | 289074106 | 2,036 | 138,315 | SH | SOLE | 138,315 | 0 | 0 | ||
ENERGY SELECT SECTOR SPDR FUND | COM | 81369Y506 | 1,971 | 36,595 | SH | SOLE | 36,595 | 0 | 0 | ||
ENERGY TRANSFER LP | COM | 29273V100 | 873 | 82,100 | SH | SOLE | 82,100 | 0 | 0 | ||
ENTERPRISE PRODUCTS PARTNERS LP | COM | 293792107 | 227 | 9,423 | SH | SOLE | 9,423 | 0 | 0 | ||
ETSY INC. | COM | 29786A106 | 3,112 | 15,120 | SH | SOLE | 15,120 | 0 | 0 | ||
EVEREST RE GROUP | COM | G3223R108 | 1,389 | 5,511 | SH | SOLE | 5,511 | 0 | 0 | ||
EXPONENT INC. | COM | 30214U102 | 624 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
EXXON MOBIL CORP. | COM | 30231G102 | 5,838 | 92,556 | SH | SOLE | 92,556 | 0 | 0 | ||
EZCORP INC. | COM | 302301106 | 1,291 | 214,110 | SH | SOLE | 214,110 | 0 | 0 | ||
FACEBOOK INC. | COM | 30303M102 | 11,480 | 33,017 | SH | SOLE | 33,017 | 0 | 0 | ||
FEDEX CORP. | COM | 31428X106 | 291 | 974 | SH | SOLE | 974 | 0 | 0 | ||
FINANCIAL SELECT SECTOR SPDR FUND | COM | 81369Y605 | 255 | 6,946 | SH | SOLE | 6,946 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCOME FUND | COM | 33734E103 | 911 | 66,038 | SH | SOLE | 66,038 | 0 | 0 | ||
FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME | COM | 33848W106 | 403 | 13,750 | SH | SOLE | 13,750 | 0 | 0 | ||
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 2,514 | 9,819 | SH | SOLE | 9,819 | 0 | 0 | ||
FLEXSHARES DISCIPLINED DURATION MBS ETF | COM | 33939L779 | 5,570 | 236,098 | SH | SOLE | 236,098 | 0 | 0 | ||
GABELLI HEALTHCARE & WELLNESS RX TRUST | COM | 36246K103 | 1,552 | 114,943 | SH | SOLE | 114,943 | 0 | 0 | ||
GILEAD SCIENCES INC. | COM | 375558103 | 1,084 | 15,744 | SH | SOLE | 15,744 | 0 | 0 | ||
GOLDMAN SACHS ASSET CONV EXCH 04/01/2022 4.500pcnt | NOTE | 38147UAB3 | 52 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC. | COM | 38141G104 | 5,824 | 15,345 | SH | SOLE | 15,345 | 0 | 0 | ||
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | COM | 40167F101 | 446 | 20,592 | SH | SOLE | 20,592 | 0 | 0 | ||
HARTFORD FINANCIAL SERVICES GROUP INC. | COM | 416515104 | 291 | 4,703 | SH | SOLE | 4,703 | 0 | 0 | ||
HEALTH CARE SELECT SECTOR SPDR | COM | 81369Y209 | 217 | 1,720 | SH | SOLE | 1,720 | 0 | 0 | ||
HELIOS TECHNOLOGIES INC. | COM | 42328H109 | 553 | 7,087 | SH | SOLE | 7,087 | 0 | 0 | ||
HOME BANCSHARES INC. | COM | 436893200 | 764 | 30,975 | SH | SOLE | 30,975 | 0 | 0 | ||
HOME DEPOT INC. | COM | 437076102 | 1,300 | 4,075 | SH | SOLE | 4,075 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC. | COM | 438516106 | 882 | 4,023 | SH | SOLE | 4,023 | 0 | 0 | ||
INDUSTRIAL SELECT SECTOR SPDR | COM | 81369Y704 | 449 | 4,384 | SH | SOLE | 4,384 | 0 | 0 | ||
INTEL CORP. | COM | 458140100 | 1,037 | 18,479 | SH | SOLE | 18,479 | 0 | 0 | ||
INTL BUSINESS MACHINES CORP. | COM | 459200101 | 329 | 2,241 | SH | SOLE | 2,241 | 0 | 0 | ||
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND | COM | 46132R104 | 1,029 | 86,794 | SH | SOLE | 86,794 | 0 | 0 | ||
INVESCO FTSE RAFI EMERGING MARKETS | COM | 46138E727 | 1,235 | 52,912 | SH | SOLE | 52,912 | 0 | 0 | ||
INVESCO FTSE RAFI U.S. 1000 PORTFOLIO | COM | 46137V613 | 1,574 | 9,816 | SH | SOLE | 9,816 | 0 | 0 | ||
INVESCO FTSE RAFI U.S. 1500 SMALL-MID | COM | 46137V597 | 2,610 | 13,968 | SH | SOLE | 13,968 | 0 | 0 | ||
INVESCO LTD. | COM | G491BT108 | 2,281 | 85,330 | SH | SOLE | 85,330 | 0 | 0 | ||
INVESCO QQQ TRUST | COM | 46090E103 | 1,856 | 5,236 | SH | SOLE | 5,236 | 0 | 0 | ||
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY PORTFOLIO | COM | 46137V282 | 402 | 1,387 | SH | SOLE | 1,387 | 0 | 0 | ||
INVESCO S&P 500 HIGH BETA PORTFOLIO | COM | 46138E370 | 2,267 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ISHARES CORE MSCI EAFE | COM | 46432F842 | 331 | 4,428 | SH | SOLE | 4,428 | 0 | 0 | ||
ISHARES CORE S&P 500 INDEX | COM | 464287200 | 1,439 | 3,347 | SH | SOLE | 3,347 | 0 | 0 | ||
ISHARES DOW JONES US HEALTHCARE PROVIDER INDEX | COM | 464288828 | 226 | 850 | SH | SOLE | 850 | 0 | 0 | ||
ISHARES DOW JONES US TECHNOLOGY | COM | 464287721 | 1,070 | 10,762 | SH | SOLE | 10,762 | 0 | 0 | ||
ISHARES EDGE MSCI USA VALUE FACTOR ETF | COM | 46432F388 | 1,755 | 16,707 | SH | SOLE | 16,707 | 0 | 0 | ||
ISHARES MSCI ACWI EX U.S. | COM | 464288240 | 224 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
ISHARES NASDAQ BIOTECHNOLOGY INDEX | COM | 464287556 | 213 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
ISHARES S&P 100 INDEX | COM | 464287101 | 2,133 | 10,871 | SH | SOLE | 10,871 | 0 | 0 | ||
ISHARES S&P SMALLCAP 600 INDEX | COM | 464287804 | 1,188 | 10,512 | SH | SOLE | 10,512 | 0 | 0 | ||
ISHARES S&P U.S. PREFERRED STOCK INDEX FUND | COM | 464288687 | 1,520 | 38,654 | SH | SOLE | 38,654 | 0 | 0 | ||
ISHARES TIPS BOND ETF | COM | 464287176 | 1,629 | 12,729 | SH | SOLE | 12,729 | 0 | 0 | ||
JANUS HENDERSON GROUP PLC | COM | G4474Y214 | 1,485 | 38,254 | SH | SOLE | 38,254 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | COM | G50871105 | 1,944 | 10,943 | SH | SOLE | 10,943 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 3,921 | 23,799 | SH | SOLE | 23,799 | 0 | 0 | ||
JONES LANG LASALLE INC. | COM | 48020Q107 | 1,446 | 7,396 | SH | SOLE | 7,396 | 0 | 0 | ||
JPMORGAN CHASE & CO. | COM | 46625H100 | 7,090 | 45,584 | SH | SOLE | 45,584 | 0 | 0 | ||
KELLY SERVICES INC. | COM | 488152208 | 993 | 41,442 | SH | SOLE | 41,442 | 0 | 0 | ||
KIMBERLY-CLARK CORP. | COM | 494368103 | 226 | 1,690 | SH | SOLE | 1,690 | 0 | 0 | ||
KKR & CO. LP | COM | 48251W104 | 274 | 4,624 | SH | SOLE | 4,624 | 0 | 0 | ||
LAM RESEARCH CORP. | COM | 512807108 | 6,219 | 9,558 | SH | SOLE | 9,558 | 0 | 0 | ||
LINDE PLC | COM | G5494J103 | 289 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
LOCKHEED MARTIN CORP. | COM | 539830109 | 6,442 | 17,026 | SH | SOLE | 17,026 | 0 | 0 | ||
LOWE'S COMPANIES INC. | COM | 548661107 | 1,220 | 6,288 | SH | SOLE | 6,288 | 0 | 0 | ||
MAGNA INTERNATIONAL INC. | COM | 559222401 | 1,797 | 19,397 | SH | SOLE | 19,397 | 0 | 0 | ||
MASTERCARD INC. | COM | 57636Q104 | 2,664 | 7,297 | SH | SOLE | 7,297 | 0 | 0 | ||
MCDONALD'S CORP. | COM | 580135101 | 681 | 2,949 | SH | SOLE | 2,949 | 0 | 0 | ||
MEDTRONIC INC. | COM | G5960L103 | 467 | 3,765 | SH | SOLE | 3,765 | 0 | 0 | ||
MERCK & CO. INC. | COM | 58933Y105 | 1,824 | 23,449 | SH | SOLE | 23,449 | 0 | 0 | ||
METHODE ELECTRONICS INC | COM | 591520200 | 1,682 | 34,186 | SH | SOLE | 34,186 | 0 | 0 | ||
METLIFE INC. | COM | 59156R108 | 1,206 | 20,154 | SH | SOLE | 20,154 | 0 | 0 | ||
MICROSOFT CORP. | COM | 594918104 | 5,491 | 20,269 | SH | SOLE | 20,269 | 0 | 0 | ||
MODERNA INC. | COM | 60770K107 | 235 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MPLX LP | COM | 55336V100 | 1,922 | 64,898 | SH | SOLE | 64,898 | 0 | 0 | ||
NASDAQ INC. | COM | 631103108 | 627 | 3,566 | SH | SOLE | 3,566 | 0 | 0 | ||
NETFLIX INC. | COM | 64110L106 | 11,069 | 20,955 | SH | SOLE | 20,955 | 0 | 0 | ||
NEXTERA ENERGY INC. | COM | 65339F101 | 1,090 | 14,878 | SH | SOLE | 14,878 | 0 | 0 | ||
NIKE INC. | COM | 654106103 | 456 | 2,951 | SH | SOLE | 2,951 | 0 | 0 | ||
NOVO NORDISK AS | COM | 670100205 | 344 | 4,103 | SH | SOLE | 4,103 | 0 | 0 | ||
NUVEEN AMT-FREE MUNICIPAL INCOME | COM | 670657105 | 683 | 43,475 | SH | SOLE | 43,475 | 0 | 0 | ||
NUVEEN DOW 30 DYNAMIC OVERWRITE FUND | COM | 67075F105 | 1,403 | 82,458 | SH | SOLE | 82,458 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME FUND | COM | 67072T108 | 321 | 31,999 | SH | SOLE | 31,999 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | COM | 6706EN100 | 1,502 | 153,938 | SH | SOLE | 153,938 | 0 | 0 | ||
NUVEEN INSURED NY TAX FREE ADV MUNI | COM | 670656107 | 315 | 22,192 | SH | SOLE | 22,192 | 0 | 0 | ||
NUVEEN MULTI-MARKET INCOME | COM | 67075J107 | 972 | 130,164 | SH | SOLE | 130,164 | 0 | 0 | ||
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE | COM | 670699107 | 1,777 | 60,478 | SH | SOLE | 60,478 | 0 | 0 | ||
NUVEEN NJ DIV ADVANTAGE MUNI FUND | COM | 67069Y102 | 870 | 55,786 | SH | SOLE | 55,786 | 0 | 0 | ||
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND | COM | 670980101 | 922 | 56,313 | SH | SOLE | 56,313 | 0 | 0 | ||
NUVEEN PA INVESTMENT QUALITY MUNICIPAL | COM | 670972108 | 998 | 66,118 | SH | SOLE | 66,118 | 0 | 0 | ||
NUVEEN QUALITY MUNI INCOME FUND | COM | 67066V101 | 1,656 | 103,418 | SH | SOLE | 103,418 | 0 | 0 | ||
NUVEEN S&P 500 DYNAMIC OVERWRITE FUND | COM | 6706EW100 | 1,312 | 72,445 | SH | SOLE | 72,445 | 0 | 0 | ||
NVIDIA CORP. | COM | 67066G104 | 21,468 | 26,832 | SH | SOLE | 26,832 | 0 | 0 | ||
OCCIDENTAL PETROLEUM CORP. | COM | 674599105 | 766 | 24,509 | SH | SOLE | 24,509 | 0 | 0 | ||
ORACLE CORP. | COM | 68389X105 | 563 | 7,228 | SH | SOLE | 7,228 | 0 | 0 | ||
ORGANON & CO. | COM | 68622V106 | 1,550 | 51,228 | SH | SOLE | 51,228 | 0 | 0 | ||
OXFORD SQUARE CAPITAL CORP. | COM | 69181V107 | 86 | 17,579 | SH | SOLE | 17,579 | 0 | 0 | ||
PAYPAL HOLDINGS INC. | COM | 70450Y103 | 7,391 | 25,357 | SH | SOLE | 25,357 | 0 | 0 | ||
PAYSAFE LTD. | COM | G6964L107 | 1,521 | 125,633 | SH | SOLE | 125,633 | 0 | 0 | ||
PELOTON INTERACTIVE INC. | COM | 70614W100 | 1,240 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PENN NATIONAL GAMING INC. | COM | 707569109 | 292 | 3,817 | SH | SOLE | 3,817 | 0 | 0 | ||
PEPSICO INC. | COM | 713448108 | 1,266 | 8,546 | SH | SOLE | 8,546 | 0 | 0 | ||
PFIZER INC. | COM | 717081103 | 2,635 | 67,284 | SH | SOLE | 67,284 | 0 | 0 | ||
PHILIP MORRIS INTL INC. | COM | 718172109 | 556 | 5,609 | SH | SOLE | 5,609 | 0 | 0 | ||
PIMCO ACTIVE BOND ETF | COM | 72201R775 | 5,044 | 45,462 | SH | SOLE | 45,462 | 0 | 0 | ||
PIMCO DYNAMIC CREDIT INCOME FUND | COM | 72202D106 | 1,956 | 87,386 | SH | SOLE | 87,386 | 0 | 0 | ||
PIMCO ENHANCED LOW DURATION ACTIVE | COM | 72201R718 | 1,536 | 15,102 | SH | SOLE | 15,102 | 0 | 0 | ||
PIMCO ENHANCED SHORT MATURITY STRATEGY | COM | 72201R833 | 2,603 | 25,524 | SH | SOLE | 25,524 | 0 | 0 | ||
PIMCO INTERMEDIATE MUNICIPAL BOND | COM | 72201R866 | 1,922 | 33,861 | SH | SOLE | 33,861 | 0 | 0 | ||
PNC FINANCIAL SERVICES GROUP INC. | COM | 693475105 | 659 | 3,453 | SH | SOLE | 3,453 | 0 | 0 | ||
PORTMAN RIDGE FINANCE CORP. | COM | 73688F102 | 56 | 23,490 | SH | SOLE | 23,490 | 0 | 0 | ||
PROCTER & GAMBLE CO. | COM | 742718109 | 3,064 | 22,708 | SH | SOLE | 22,708 | 0 | 0 | ||
PROSPECT CAPITAL CORP. | COM | 74348T102 | 93 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
PRUDENTIAL FINANCIAL INC. | COM | 744320102 | 2,218 | 21,641 | SH | SOLE | 21,641 | 0 | 0 | ||
PRUDENTIAL SHT DURATION HI YLD FUND INC. | COM | 69346H100 | 973 | 59,786 | SH | SOLE | 59,786 | 0 | 0 | ||
QUAKER CHEMICAL CORP. | COM | 747316107 | 1,299 | 5,475 | SH | SOLE | 5,475 | 0 | 0 | ||
RAYMOND JAMES FINANCIAL INC. | COM | 754730109 | 1,402 | 10,791 | SH | SOLE | 10,791 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP. | COM | 75513E101 | 469 | 5,502 | SH | SOLE | 5,502 | 0 | 0 | ||
REINSURANCE GROUP OF AMERICA INC. | COM | 759351604 | 784 | 6,879 | SH | SOLE | 6,879 | 0 | 0 | ||
ROKU INC. | COM | 77543R102 | 5,812 | 12,655 | SH | SOLE | 12,655 | 0 | 0 | ||
ROYAL BANK OF CANADA | COM | 780087102 | 348 | 3,439 | SH | SOLE | 3,439 | 0 | 0 | ||
SALESFORCE.COM INC. | COM | 79466L302 | 271 | 1,108 | SH | SOLE | 1,108 | 0 | 0 | ||
SCHWAB FUNDAMENTAL INTL LARGE COMPANY INDEX | COM | 808524755 | 1,738 | 52,232 | SH | SOLE | 52,232 | 0 | 0 | ||
SCHWAB FUNDAMENTAL INTL SMALL COMPANY INDEX | COM | 808524748 | 1,224 | 31,181 | SH | SOLE | 31,181 | 0 | 0 | ||
SCHWAB U.S. BROAD MARKET | COM | 808524102 | 485 | 4,655 | SH | SOLE | 4,655 | 0 | 0 | ||
SCHWAB U.S. TIPS | COM | 808524870 | 5,545 | 88,714 | SH | SOLE | 88,714 | 0 | 0 | ||
SHOPIFY INC. | COM | 82509L107 | 5,186 | 3,550 | SH | SOLE | 3,550 | 0 | 0 | ||
SIEMENS AG | COM | 82837P408 | 4,793 | 42,300 | SH | SOLE | 42,300 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC. | COM | 83088M102 | 3,767 | 19,647 | SH | SOLE | 19,647 | 0 | 0 | ||
SNAP INC. | COM | 83304A106 | 886 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
SOUTHERN CO. | COM | 842587107 | 433 | 7,151 | SH | SOLE | 7,151 | 0 | 0 | ||
SOUTHERN COPPER CORP. | COM | 84265V105 | 277 | 4,301 | SH | SOLE | 4,301 | 0 | 0 | ||
SPDR GOLD SHARES TRUST | COM | 78463V107 | 362 | 2,183 | SH | SOLE | 2,183 | 0 | 0 | ||
SPDR S&P 500 | COM | 78462F103 | 1,480 | 3,458 | SH | SOLE | 3,458 | 0 | 0 | ||
SPROUTS FARMERS MARKET INC | COM | 85208M102 | 924 | 37,196 | SH | SOLE | 37,196 | 0 | 0 | ||
SQUARE INC. | COM | 852234103 | 10,791 | 44,263 | SH | SOLE | 44,263 | 0 | 0 | ||
STRYKER CORP. | COM | 863667101 | 557 | 2,144 | SH | SOLE | 2,144 | 0 | 0 | ||
T. ROWE PRICE GROUP INC. | COM | 74144T108 | 2,718 | 13,730 | SH | SOLE | 13,730 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG CO. LTD. | COM | 874039100 | 505 | 4,202 | SH | SOLE | 4,202 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWARE INC. | COM | 874054109 | 2,301 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
TARGET CORP. | COM | 87612E106 | 784 | 3,245 | SH | SOLE | 3,245 | 0 | 0 | ||
TECHNOLOGY SELECT SECTOR SPDR | COM | 81369Y803 | 387 | 2,624 | SH | SOLE | 2,624 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNITIES FUND | COM | 879105104 | 1,814 | 78,519 | SH | SOLE | 78,519 | 0 | 0 | ||
TELEDYNE TECHNOLOGIES INC. | COM | 879360105 | 209 | 498 | SH | SOLE | 498 | 0 | 0 | ||
TESLA MOTORS INC. | COM | 88160R101 | 485 | 714 | SH | SOLE | 714 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC. | COM | 883556102 | 5,551 | 11,003 | SH | SOLE | 11,003 | 0 | 0 | ||
TOLL BROTHERS INC. | COM | 889478103 | 1,695 | 29,320 | SH | SOLE | 29,320 | 0 | 0 | ||
TRADE DESK INC. | COM | 88339J105 | 3,094 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TRAVELERS COMPANIES INC. | COM | 89417E109 | 3,837 | 25,628 | SH | SOLE | 25,628 | 0 | 0 | ||
TRUIST FINANCIAL CORP. | COM | 89832Q109 | 304 | 5,478 | SH | SOLE | 5,478 | 0 | 0 | ||
UNION PACIFIC CORP. | COM | 907818108 | 910 | 4,136 | SH | SOLE | 4,136 | 0 | 0 | ||
UNITEDHEALTH GROUP INC. | COM | 91324P102 | 389 | 970 | SH | SOLE | 970 | 0 | 0 | ||
UNUM GROUP | COM | 91529Y106 | 1,699 | 59,838 | SH | SOLE | 59,838 | 0 | 0 | ||
V.F. CORP. | COM | 918204108 | 460 | 5,610 | SH | SOLE | 5,610 | 0 | 0 | ||
VANGUARD DIVIDEND APPRECIATION | COM | 921908844 | 2,355 | 15,217 | SH | SOLE | 15,217 | 0 | 0 | ||
VANGUARD HIGH DIVIDEND YIELD INDEX | COM | 921946406 | 248 | 2,370 | SH | SOLE | 2,370 | 0 | 0 | ||
VANGUARD TOTAL STOCK MARKET INDEX FUND ETF SHARES | COM | 922908769 | 216 | 968 | SH | SOLE | 968 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC. | COM | 92343V104 | 271 | 4,839 | SH | SOLE | 4,839 | 0 | 0 | ||
VISA INC. | COM | 92826C839 | 8,012 | 34,266 | SH | SOLE | 34,266 | 0 | 0 | ||
WALGREEN BOOTS ALLIANCE INC. | COM | 931427108 | 954 | 18,138 | SH | SOLE | 18,138 | 0 | 0 | ||
WALMART INC. | COM | 931142103 | 910 | 6,454 | SH | SOLE | 6,454 | 0 | 0 | ||
WALT DISNEY CO. | COM | 254687106 | 3,953 | 22,490 | SH | SOLE | 22,490 | 0 | 0 | ||
WESTERN ASSET EMERGING MARKETS INCOME FUND INC. | COM | 95766A101 | 868 | 61,931 | SH | SOLE | 61,931 | 0 | 0 | ||
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | COM | 95766R104 | 1,047 | 79,886 | SH | SOLE | 79,886 | 0 | 0 | ||
WINNEBAGO INDUSTRIES INC. | COM | 974637100 | 1,359 | 20,002 | SH | SOLE | 20,002 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS INC. | COM | 98980L101 | 1,161 | 3,000 | SH | SOLE | 3,000 | 0 | 0 |