The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO. | COM | 88579Y101 | 1,267 | 7,221 | SH | SOLE | 7,221 | 0 | 0 | ||
ABBOTT LABORATORIES | COM | 002824100 | 1,133 | 9,589 | SH | SOLE | 9,589 | 0 | 0 | ||
ABBVIE INC. | COM | 00287Y109 | 16,867 | 156,366 | SH | SOLE | 156,366 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND | COM | 00326L100 | 1,434 | 147,259 | SH | SOLE | 147,259 | 0 | 0 | ||
ADOBE SYSTEMS INC. | COM | 00724F101 | 6,945 | 12,064 | SH | SOLE | 12,064 | 0 | 0 | ||
ADVANCE AUTO PARTS INC. | COM | 00751Y106 | 1,019 | 4,880 | SH | SOLE | 4,880 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC. | COM | 007903107 | 6,311 | 61,327 | SH | SOLE | 61,327 | 0 | 0 | ||
AFLAC INC. | COM | 001055102 | 203 | 3,892 | SH | SOLE | 3,892 | 0 | 0 | ||
ALIBABA GROUP HOLDING LTD. | COM | 01609W102 | 10,274 | 69,395 | SH | SOLE | 69,395 | 0 | 0 | ||
ALLETE INC. | COM | 018522300 | 612 | 10,274 | SH | SOLE | 10,274 | 0 | 0 | ||
ALLIANCEBERNSTEIN HLDG LP | COM | 01881G106 | 1,999 | 40,328 | SH | SOLE | 40,328 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATIONAL MUNI INCOME | COM | 01864U106 | 588 | 39,358 | SH | SOLE | 39,358 | 0 | 0 | ||
ALLSTATE CORP. | COM | 020002101 | 2,655 | 20,854 | SH | SOLE | 20,854 | 0 | 0 | ||
ALPHABET INC. CL A | COM | 02079K305 | 11,178 | 4,181 | SH | SOLE | 4,181 | 0 | 0 | ||
ALPHABET INC. CL C | COM | 02079K107 | 1,031 | 387 | SH | SOLE | 387 | 0 | 0 | ||
ALTRIA GROUP INC. | COM | 02209S103 | 1,792 | 39,370 | SH | SOLE | 39,370 | 0 | 0 | ||
AMAZON.COM INC. | COM | 023135106 | 22,266 | 6,778 | SH | SOLE | 6,778 | 0 | 0 | ||
AMERICAN ELECTRIC POWER CO. INC. | COM | 025537101 | 300 | 3,699 | SH | SOLE | 3,699 | 0 | 0 | ||
AMERICAN EXPRESS CO. | COM | 025816109 | 2,123 | 12,672 | SH | SOLE | 12,672 | 0 | 0 | ||
AMERIPRISE FINANCIAL INC. | COM | 03076C106 | 1,585 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
AMGEN INC. | COM | 031162100 | 4,867 | 22,886 | SH | SOLE | 22,886 | 0 | 0 | ||
APPLE INC. | COM | 037833100 | 39,239 | 277,307 | SH | SOLE | 277,307 | 0 | 0 | ||
APPLIED MATERIALS INC. | COM | 038222105 | 413 | 3,206 | SH | SOLE | 3,206 | 0 | 0 | ||
ARK FINTECH INNOVATION | COM | 00214Q708 | 276 | 5,585 | SH | SOLE | 5,585 | 0 | 0 | ||
ARK GENOMIC REVOLUTION ETF | COM | 00214Q302 | 269 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
ARK INNOVATION ETF | COM | 00214Q104 | 751 | 6,791 | SH | SOLE | 6,791 | 0 | 0 | ||
ARK NEXT GENERATION INTERNET | COM | 00214Q401 | 583 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
AT&T INC. | COM | 00206R102 | 1,689 | 62,535 | SH | SOLE | 62,535 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HOLDINGS INC. | COM | 049164205 | 1,767 | 21,634 | SH | SOLE | 21,634 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING INC. | COM | 053015103 | 1,402 | 7,015 | SH | SOLE | 7,015 | 0 | 0 | ||
BANK OF AMERICA CORP. | COM | 060505104 | 627 | 14,779 | SH | SOLE | 14,779 | 0 | 0 | ||
BAXTER INTERNATIONAL INC. | COM | 071813109 | 365 | 4,536 | SH | SOLE | 4,536 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. CL A | COM | 084670108 | 3,702 | 9 | SH | SOLE | 9 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. CL B | COM | 084670702 | 4,132 | 15,139 | SH | SOLE | 15,139 | 0 | 0 | ||
BIOGEN INC. | COM | 09062X103 | 3,084 | 10,899 | SH | SOLE | 10,899 | 0 | 0 | ||
BLACKROCK CA MUNICIPAL INCOME TRUST | COM | 09248E102 | 581 | 39,382 | SH | SOLE | 39,382 | 0 | 0 | ||
BLACKROCK INC. | COM | 09247X101 | 7,015 | 8,364 | SH | SOLE | 8,364 | 0 | 0 | ||
BLACKROCK INCOME TRUST | COM | 09247F100 | 1,473 | 241,411 | SH | SOLE | 241,411 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 178 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
BLACKSTONE GROUP INC. | COM | 09260D107 | 2,639 | 22,685 | SH | SOLE | 22,685 | 0 | 0 | ||
BOEING CO. | COM | 097023105 | 5,894 | 26,800 | SH | SOLE | 26,800 | 0 | 0 | ||
BOOKING HOLDINGS INC. | COM | 09857L108 | 278 | 117 | SH | SOLE | 117 | 0 | 0 | ||
BRANDYWINEGLOBAL GLOBAL INCOME OPPORTUNITIES FUND | COM | 10537L104 | 1,211 | 96,711 | SH | SOLE | 96,711 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO. | COM | 110122108 | 5,279 | 89,218 | SH | SOLE | 89,218 | 0 | 0 | ||
BROADCOM INC. | COM | 11135F101 | 6,895 | 14,218 | SH | SOLE | 14,218 | 0 | 0 | ||
BROOKFIELD REAL ASSETS INCOME FUND INC. | COM | 112830104 | 1,292 | 61,765 | SH | SOLE | 61,765 | 0 | 0 | ||
CALAMOS STRATEGIC TOTAL RETURN | COM | 128125101 | 1,902 | 107,333 | SH | SOLE | 107,333 | 0 | 0 | ||
CAPITAL ONE FINANCIAL CORP. | COM | 14040H105 | 2,374 | 14,654 | SH | SOLE | 14,654 | 0 | 0 | ||
CHARLES SCHWAB CORP. | COM | 808513105 | 5,082 | 69,776 | SH | SOLE | 69,776 | 0 | 0 | ||
CHEVRON CORP. | COM | 166764100 | 508 | 5,006 | SH | SOLE | 5,006 | 0 | 0 | ||
CHURCHILL DOWNS INC. | COM | 171484108 | 456 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
CIGNA CORP. | COM | 125523100 | 3,192 | 15,948 | SH | SOLE | 15,948 | 0 | 0 | ||
CINCINNATI FINANCIAL CORP. | COM | 172062101 | 1,335 | 11,684 | SH | SOLE | 11,684 | 0 | 0 | ||
CISCO SYSTEMS INC. | COM | 17275R102 | 4,485 | 82,401 | SH | SOLE | 82,401 | 0 | 0 | ||
CLOUGH GLOBAL EQUITY FUND | COM | 18914C100 | 1,715 | 117,163 | SH | SOLE | 117,163 | 0 | 0 | ||
COCA-COLA CO. | COM | 191216100 | 356 | 6,780 | SH | SOLE | 6,780 | 0 | 0 | ||
COHEN & STEERS INFRASTRUCTURE FUND | COM | 19248A109 | 1,724 | 63,600 | SH | SOLE | 63,600 | 0 | 0 | ||
COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND | COM | 19842X109 | 1,734 | 52,585 | SH | SOLE | 52,585 | 0 | 0 | ||
COMCAST CORP. | COM | 20030N101 | 1,802 | 32,225 | SH | SOLE | 32,225 | 0 | 0 | ||
CONSOLIDATED EDISON INC. | COM | 209115104 | 205 | 2,818 | SH | SOLE | 2,818 | 0 | 0 | ||
CONSTELLATION BRANDS INC. | COM | 21036P108 | 3,343 | 15,865 | SH | SOLE | 15,865 | 0 | 0 | ||
CONSUMER DISCRET SELECT SECTOR SPDR | COM | 81369Y407 | 227 | 1,265 | SH | SOLE | 1,265 | 0 | 0 | ||
CORTEVA INC. | COM | 22052L104 | 581 | 13,812 | SH | SOLE | 13,812 | 0 | 0 | ||
COSTCO WHOLESALE CORP. | COM | 22160K105 | 543 | 1,208 | SH | SOLE | 1,208 | 0 | 0 | ||
CROWDSTRIKE HOLDINGS INC | COM | 22788C105 | 4,178 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
CUMMINS INC. | COM | 231021106 | 319 | 1,421 | SH | SOLE | 1,421 | 0 | 0 | ||
CVS HEALTH CORP. | COM | 126650100 | 863 | 10,175 | SH | SOLE | 10,175 | 0 | 0 | ||
CYBERARK SOFTWARE LTD. | COM | M2682V108 | 395 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
DANAHER CORP. | COM | 235851102 | 683 | 2,242 | SH | SOLE | 2,242 | 0 | 0 | ||
DEEP VALUE | COM | 26922A701 | 1,454 | 42,051 | SH | SOLE | 42,051 | 0 | 0 | ||
DISCOVERY INC. | COM | 25470F104 | 567 | 22,335 | SH | SOLE | 22,335 | 0 | 0 | ||
DNP SELECT INCOME FUND | COM | 23325P104 | 1,746 | 163,774 | SH | SOLE | 163,774 | 0 | 0 | ||
DOCUSIGN INC. | COM | 256163106 | 2,325 | 9,030 | SH | SOLE | 9,030 | 0 | 0 | ||
DOLLAR GENERAL CORP. | COM | 256677105 | 220 | 1,039 | SH | SOLE | 1,039 | 0 | 0 | ||
DOUBLELINE OPPORTUNISTIC CREDIT | COM | 258623107 | 8,184 | 415,027 | SH | SOLE | 415,027 | 0 | 0 | ||
DOW CHEMICAL CO. | COM | 260557103 | 788 | 13,684 | SH | SOLE | 13,684 | 0 | 0 | ||
DUKE ENERGY CORP. | COM | 26441C204 | 1,500 | 15,370 | SH | SOLE | 15,370 | 0 | 0 | ||
DUPONT DE NEMOURS INC. | COM | 26614N102 | 833 | 12,255 | SH | SOLE | 12,255 | 0 | 0 | ||
EATON CORP. PLC | COM | G29183103 | 224 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
EATON VANCE LIMITED DURATION INCOME FUND | COM | 27828H105 | 1,741 | 132,071 | SH | SOLE | 132,071 | 0 | 0 | ||
EATON VANCE RISK-MANAGED DIVERS EQUITY INCOME | COM | 27829G106 | 109 | 10,195 | SH | SOLE | 10,195 | 0 | 0 | ||
EATON VANCE SENIOR FLOATING-RATE TRUST | COM | 27828Q105 | 265 | 18,152 | SH | SOLE | 18,152 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP. | COM | 28176E108 | 515 | 4,551 | SH | SOLE | 4,551 | 0 | 0 | ||
ELEVATE CREDIT INC | COM | 28621V101 | 1,784 | 431,980 | SH | SOLE | 431,980 | 0 | 0 | ||
ELLSWORTH GROWTH AND INCOME FUND LTD. | COM | 289074106 | 1,880 | 140,723 | SH | SOLE | 140,723 | 0 | 0 | ||
ENERGY SELECT SECTOR SPDR FUND | COM | 81369Y506 | 1,386 | 26,598 | SH | SOLE | 26,598 | 0 | 0 | ||
ENERGY TRANSFER LP | COM | 29273V100 | 795 | 83,000 | SH | SOLE | 83,000 | 0 | 0 | ||
ENOVA INTERNATIONAL INC. | COM | 29357K103 | 1,567 | 45,344 | SH | SOLE | 45,344 | 0 | 0 | ||
ETSY INC. | COM | 29786A106 | 3,144 | 15,120 | SH | SOLE | 15,120 | 0 | 0 | ||
EVEREST RE GROUP | COM | G3223R108 | 1,325 | 5,284 | SH | SOLE | 5,284 | 0 | 0 | ||
EXPONENT INC. | COM | 30214U102 | 792 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
EXXON MOBIL CORP. | COM | 30231G102 | 2,360 | 40,129 | SH | SOLE | 40,129 | 0 | 0 | ||
EZCORP INC. | COM | 302301106 | 1,720 | 227,211 | SH | SOLE | 227,211 | 0 | 0 | ||
FINANCIAL SELECT SECTOR SPDR FUND | COM | 81369Y605 | 276 | 7,346 | SH | SOLE | 7,346 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCOME FUND | COM | 33734E103 | 1,208 | 87,778 | SH | SOLE | 87,778 | 0 | 0 | ||
FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME | COM | 33848W106 | 353 | 12,250 | SH | SOLE | 12,250 | 0 | 0 | ||
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 3,037 | 11,624 | SH | SOLE | 11,624 | 0 | 0 | ||
FLEXSHARES DISCIPLINED DURATION MBS ETF | COM | 33939L779 | 7,311 | 311,113 | SH | SOLE | 311,113 | 0 | 0 | ||
GABELLI HEALTHCARE & WELLNESS RX TRUST | COM | 36246K103 | 1,585 | 120,001 | SH | SOLE | 120,001 | 0 | 0 | ||
GILEAD SCIENCES INC. | COM | 375558103 | 1,061 | 15,192 | SH | SOLE | 15,192 | 0 | 0 | ||
GOLDMAN SACHS ASSET CONV EXCHANGABLE 04/01/2022 4.500pcnt | NOTE | 38147UAB3 | 51 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC. | COM | 38141G104 | 5,878 | 15,549 | SH | SOLE | 15,549 | 0 | 0 | ||
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | COM | 40167F101 | 394 | 20,592 | SH | SOLE | 20,592 | 0 | 0 | ||
H & R BLOCK INC. | COM | 093671105 | 940 | 37,582 | SH | SOLE | 37,582 | 0 | 0 | ||
HARTFORD FINANCIAL SERVICES GROUP INC. | COM | 416515104 | 330 | 4,703 | SH | SOLE | 4,703 | 0 | 0 | ||
HEALTH CARE SELECT SECTOR SPDR | COM | 81369Y209 | 215 | 1,687 | SH | SOLE | 1,687 | 0 | 0 | ||
HELIOS TECHNOLOGIES INC. | COM | 42328H109 | 582 | 7,087 | SH | SOLE | 7,087 | 0 | 0 | ||
HOME BANCSHARES INC. | COM | 436893200 | 755 | 32,108 | SH | SOLE | 32,108 | 0 | 0 | ||
HOME DEPOT INC. | COM | 437076102 | 1,301 | 3,964 | SH | SOLE | 3,964 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC. | COM | 438516106 | 843 | 3,972 | SH | SOLE | 3,972 | 0 | 0 | ||
INDUSTRIAL SELECT SECTOR SPDR | COM | 81369Y704 | 425 | 4,341 | SH | SOLE | 4,341 | 0 | 0 | ||
INTEL CORP. | COM | 458140100 | 953 | 17,896 | SH | SOLE | 17,896 | 0 | 0 | ||
INTL BUSINESS MACHINES CORP. | COM | 459200101 | 312 | 2,248 | SH | SOLE | 2,248 | 0 | 0 | ||
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND | COM | 46132R104 | 1,275 | 108,984 | SH | SOLE | 108,984 | 0 | 0 | ||
INVESCO FTSE RAFI EMERGING MARKETS | COM | 46138E727 | 1,373 | 61,480 | SH | SOLE | 61,480 | 0 | 0 | ||
INVESCO FTSE RAFI U.S. 1000 PORTFOLIO | COM | 46137V613 | 1,909 | 12,054 | SH | SOLE | 12,054 | 0 | 0 | ||
INVESCO FTSE RAFI U.S. 1500 SMALL-MID | COM | 46137V597 | 2,666 | 14,607 | SH | SOLE | 14,607 | 0 | 0 | ||
INVESCO LTD. | COM | G491BT108 | 2,090 | 86,690 | SH | SOLE | 86,690 | 0 | 0 | ||
INVESCO QQQ TRUST | COM | 46090E103 | 2,059 | 5,751 | SH | SOLE | 5,751 | 0 | 0 | ||
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY PORTFOLIO | COM | 46137V282 | 400 | 1,387 | SH | SOLE | 1,387 | 0 | 0 | ||
INVESCO S&P 500 HIGH BETA PORTFOLIO | COM | 46138E370 | 2,193 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ISHARES CORE MSCI EAFE | COM | 46432F842 | 248 | 3,342 | SH | SOLE | 3,342 | 0 | 0 | ||
ISHARES CORE S&P 500 INDEX | COM | 464287200 | 1,442 | 3,346 | SH | SOLE | 3,346 | 0 | 0 | ||
ISHARES CORE U.S. AGGREGATE BOND ETF | COM | 464287226 | 2,342 | 20,397 | SH | SOLE | 20,397 | 0 | 0 | ||
ISHARES DOW JONES US HEALTHCARE PROVIDER INDEX | COM | 464288828 | 217 | 850 | SH | SOLE | 850 | 0 | 0 | ||
ISHARES DOW JONES US TECHNOLOGY | COM | 464287721 | 1,090 | 10,762 | SH | SOLE | 10,762 | 0 | 0 | ||
ISHARES EDGE MSCI USA VALUE FACTOR ETF | COM | 46432F388 | 1,967 | 19,533 | SH | SOLE | 19,533 | 0 | 0 | ||
ISHARES MSCI ACWI EX U.S. | COM | 464288240 | 216 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
ISHARES NASDAQ BIOTECHNOLOGY INDEX | COM | 464287556 | 210 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
ISHARES S&P 100 INDEX | COM | 464287101 | 2,146 | 10,871 | SH | SOLE | 10,871 | 0 | 0 | ||
ISHARES S&P SHORT TERM NATIONAL MUNI BOND FUND | COM | 464288158 | 599 | 5,564 | SH | SOLE | 5,564 | 0 | 0 | ||
ISHARES S&P SMALLCAP 600 INDEX | COM | 464287804 | 803 | 7,357 | SH | SOLE | 7,357 | 0 | 0 | ||
ISHARES S&P U.S. PREFERRED STOCK INDEX FUND | COM | 464288687 | 1,554 | 40,048 | SH | SOLE | 40,048 | 0 | 0 | ||
ISHARES TIPS BOND ETF | COM | 464287176 | 1,488 | 11,656 | SH | SOLE | 11,656 | 0 | 0 | ||
JANUS HENDERSON GROUP PLC | COM | G4474Y214 | 1,586 | 38,366 | SH | SOLE | 38,366 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | COM | G50871105 | 1,477 | 11,346 | SH | SOLE | 11,346 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 3,806 | 23,568 | SH | SOLE | 23,568 | 0 | 0 | ||
JONES LANG LASALLE INC. | COM | 48020Q107 | 575 | 2,316 | SH | SOLE | 2,316 | 0 | 0 | ||
JPMORGAN CHASE & CO. | COM | 46625H100 | 7,621 | 46,555 | SH | SOLE | 46,555 | 0 | 0 | ||
KELLY SERVICES INC. | COM | 488152208 | 779 | 41,285 | SH | SOLE | 41,285 | 0 | 0 | ||
KIMBERLY-CLARK CORP. | COM | 494368103 | 230 | 1,733 | SH | SOLE | 1,733 | 0 | 0 | ||
KKR & CO. LP | COM | 48251W104 | 287 | 4,711 | SH | SOLE | 4,711 | 0 | 0 | ||
LAM RESEARCH CORP. | COM | 512807108 | 5,487 | 9,641 | SH | SOLE | 9,641 | 0 | 0 | ||
LINDE PLC | COM | G5494J103 | 293 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
LOCKHEED MARTIN CORP. | COM | 539830109 | 6,199 | 17,963 | SH | SOLE | 17,963 | 0 | 0 | ||
LOWE'S COMPANIES INC. | COM | 548661107 | 1,189 | 5,861 | SH | SOLE | 5,861 | 0 | 0 | ||
LUCID GROUP INC. | COM | 549498103 | 1,840 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
MAGNA INTERNATIONAL INC. | COM | 559222401 | 1,425 | 18,933 | SH | SOLE | 18,933 | 0 | 0 | ||
MASTERCARD INC. | COM | 57636Q104 | 2,466 | 7,093 | SH | SOLE | 7,093 | 0 | 0 | ||
MCDONALD'S CORP. | COM | 580135101 | 704 | 2,921 | SH | SOLE | 2,921 | 0 | 0 | ||
MEDTRONIC INC. | COM | G5960L103 | 463 | 3,690 | SH | SOLE | 3,690 | 0 | 0 | ||
MERCK & CO. INC. | COM | 58933Y105 | 1,785 | 23,760 | SH | SOLE | 23,760 | 0 | 0 | ||
META PLATFORMS INC. | COM | 30303M102 | 13,033 | 38,400 | SH | SOLE | 38,400 | 0 | 0 | ||
METHODE ELECTRONICS INC | COM | 591520200 | 1,396 | 33,209 | SH | SOLE | 33,209 | 0 | 0 | ||
METLIFE INC. | COM | 59156R108 | 1,208 | 19,570 | SH | SOLE | 19,570 | 0 | 0 | ||
MICROSOFT CORP. | COM | 594918104 | 5,626 | 19,958 | SH | SOLE | 19,958 | 0 | 0 | ||
MODERNA INC. | COM | 60770K107 | 441 | 1,145 | SH | SOLE | 1,145 | 0 | 0 | ||
MPLX LP | COM | 55336V100 | 1,892 | 66,446 | SH | SOLE | 66,446 | 0 | 0 | ||
NASDAQ INC. | COM | 631103108 | 624 | 3,231 | SH | SOLE | 3,231 | 0 | 0 | ||
NETFLIX INC. | COM | 64110L106 | 9,753 | 15,979 | SH | SOLE | 15,979 | 0 | 0 | ||
NEW YORK MORTGAGE TRUST INC. | COM | 649604501 | 53 | 12,362 | SH | SOLE | 12,362 | 0 | 0 | ||
NEXTERA ENERGY INC. | COM | 65339F101 | 1,116 | 14,213 | SH | SOLE | 14,213 | 0 | 0 | ||
NIKE INC. | COM | 654106103 | 420 | 2,892 | SH | SOLE | 2,892 | 0 | 0 | ||
NOVO NORDISK AS | COM | 670100205 | 394 | 4,103 | SH | SOLE | 4,103 | 0 | 0 | ||
NUVEEN AMT-FREE MUNICIPAL INCOME | COM | 670657105 | 193 | 12,737 | SH | SOLE | 12,737 | 0 | 0 | ||
NUVEEN DOW 30 DYNAMIC OVERWRITE FUND | COM | 67075F105 | 1,425 | 85,079 | SH | SOLE | 85,079 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME FUND | COM | 67072T108 | 322 | 31,999 | SH | SOLE | 31,999 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | COM | 6706EN100 | 1,614 | 161,720 | SH | SOLE | 161,720 | 0 | 0 | ||
NUVEEN INSURED NY TAX FREE ADV MUNI | COM | 670656107 | 402 | 29,058 | SH | SOLE | 29,058 | 0 | 0 | ||
NUVEEN MULTI-MARKET INCOME | COM | 67075J107 | 1,211 | 161,314 | SH | SOLE | 161,314 | 0 | 0 | ||
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE | COM | 670699107 | 1,637 | 57,686 | SH | SOLE | 57,686 | 0 | 0 | ||
NUVEEN NJ DIV ADVANTAGE MUNI FUND | COM | 67069Y102 | 712 | 46,120 | SH | SOLE | 46,120 | 0 | 0 | ||
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND | COM | 670980101 | 681 | 42,946 | SH | SOLE | 42,946 | 0 | 0 | ||
NUVEEN PA INVESTMENT QUALITY MUNICIPAL | COM | 670972108 | 755 | 51,021 | SH | SOLE | 51,021 | 0 | 0 | ||
NUVEEN QUALITY MUNI INCOME FUND | COM | 67066V101 | 621 | 39,737 | SH | SOLE | 39,737 | 0 | 0 | ||
NUVEEN S&P 500 DYNAMIC OVERWRITE FUND | COM | 6706EW100 | 1,257 | 73,556 | SH | SOLE | 73,556 | 0 | 0 | ||
NVIDIA CORP. | COM | 67066G104 | 20,960 | 101,176 | SH | SOLE | 101,176 | 0 | 0 | ||
OCCIDENTAL PETROLEUM CORP. | COM | 674599105 | 725 | 24,509 | SH | SOLE | 24,509 | 0 | 0 | ||
ORACLE CORP. | COM | 68389X105 | 620 | 7,111 | SH | SOLE | 7,111 | 0 | 0 | ||
ORGANON & CO. | COM | 68622V106 | 1,680 | 51,244 | SH | SOLE | 51,244 | 0 | 0 | ||
OXFORD SQUARE CAPITAL CORP. | COM | 69181V107 | 71 | 17,579 | SH | SOLE | 17,579 | 0 | 0 | ||
PAYPAL HOLDINGS INC. | COM | 70450Y103 | 7,076 | 27,194 | SH | SOLE | 27,194 | 0 | 0 | ||
PAYSAFE LTD. | COM | G6964L107 | 974 | 125,633 | SH | SOLE | 125,633 | 0 | 0 | ||
PENN NATIONAL GAMING INC. | COM | 707569109 | 463 | 6,391 | SH | SOLE | 6,391 | 0 | 0 | ||
PEPSICO INC. | COM | 713448108 | 1,285 | 8,543 | SH | SOLE | 8,543 | 0 | 0 | ||
PFIZER INC. | COM | 717081103 | 2,933 | 68,187 | SH | SOLE | 68,187 | 0 | 0 | ||
PHILIP MORRIS INTL INC. | COM | 718172109 | 708 | 7,472 | SH | SOLE | 7,472 | 0 | 0 | ||
PIMCO ACTIVE BOND ETF | COM | 72201R775 | 7,019 | 63,495 | SH | SOLE | 63,495 | 0 | 0 | ||
PIMCO DYNAMIC CREDIT INCOME FUND | COM | 72202D106 | 1,865 | 88,285 | SH | SOLE | 88,285 | 0 | 0 | ||
PIMCO ENHANCED LOW DURATION ACTIVE | COM | 72201R718 | 960 | 9,428 | SH | SOLE | 9,428 | 0 | 0 | ||
PIMCO ENHANCED SHORT MATURITY STRATEGY | COM | 72201R833 | 2,466 | 24,192 | SH | SOLE | 24,192 | 0 | 0 | ||
PIMCO INTERMEDIATE MUNICIPAL BOND | COM | 72201R866 | 2,174 | 38,572 | SH | SOLE | 38,572 | 0 | 0 | ||
PLAINS ALL AMERICAN PIPELINE LP | COM | 726503105 | 1,594 | 156,749 | SH | SOLE | 156,749 | 0 | 0 | ||
PNC FINANCIAL SERVICES GROUP INC. | COM | 693475105 | 665 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
PROCTER & GAMBLE CO. | COM | 742718109 | 3,130 | 22,389 | SH | SOLE | 22,389 | 0 | 0 | ||
PROSPECT CAPITAL CORP. | COM | 74348T102 | 85 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
PRUDENTIAL FINANCIAL INC. | COM | 744320102 | 2,227 | 21,168 | SH | SOLE | 21,168 | 0 | 0 | ||
PRUDENTIAL SHT DURATION HI YLD FUND INC. | COM | 69346H100 | 1,203 | 74,105 | SH | SOLE | 74,105 | 0 | 0 | ||
QUAKER CHEMICAL CORP. | COM | 747316107 | 1,302 | 5,475 | SH | SOLE | 5,475 | 0 | 0 | ||
RAYMOND JAMES FINANCIAL INC. | COM | 754730109 | 1,500 | 16,252 | SH | SOLE | 16,252 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP. | COM | 75513E101 | 416 | 4,837 | SH | SOLE | 4,837 | 0 | 0 | ||
REINSURANCE GROUP OF AMERICA INC. | COM | 759351604 | 725 | 6,517 | SH | SOLE | 6,517 | 0 | 0 | ||
ROCKWELL AUTOMATION INC. | COM | 773903109 | 411 | 1,397 | SH | SOLE | 1,397 | 0 | 0 | ||
ROKU INC. | COM | 77543R102 | 5,689 | 18,155 | SH | SOLE | 18,155 | 0 | 0 | ||
ROYAL BANK OF CANADA | COM | 780087102 | 383 | 3,853 | SH | SOLE | 3,853 | 0 | 0 | ||
SALESFORCE.COM INC. | COM | 79466L302 | 276 | 1,018 | SH | SOLE | 1,018 | 0 | 0 | ||
SCHWAB FUNDAMENTAL INTL LARGE COMPANY INDEX | COM | 808524755 | 1,895 | 57,733 | SH | SOLE | 57,733 | 0 | 0 | ||
SCHWAB FUNDAMENTAL INTL SMALL COMPANY INDEX | COM | 808524748 | 1,358 | 35,072 | SH | SOLE | 35,072 | 0 | 0 | ||
SCHWAB U.S. BROAD MARKET | COM | 808524102 | 483 | 4,655 | SH | SOLE | 4,655 | 0 | 0 | ||
SCHWAB U.S. TIPS | COM | 808524870 | 7,223 | 115,416 | SH | SOLE | 115,416 | 0 | 0 | ||
SELECTQUOTE INC. | COM | 816307300 | 1,764 | 136,435 | SH | SOLE | 136,435 | 0 | 0 | ||
SHOPIFY INC. | COM | 82509L107 | 5,491 | 4,050 | SH | SOLE | 4,050 | 0 | 0 | ||
SIEMENS AG | COM | 82837P408 | 4,886 | 42,300 | SH | SOLE | 42,300 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC. | COM | 83088M102 | 3,516 | 21,340 | SH | SOLE | 21,340 | 0 | 0 | ||
SNAP INC. | COM | 83304A106 | 960 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
SOUTHERN CO. | COM | 842587107 | 471 | 7,598 | SH | SOLE | 7,598 | 0 | 0 | ||
SOUTHERN COPPER CORP. | COM | 84265V105 | 241 | 4,301 | SH | SOLE | 4,301 | 0 | 0 | ||
SPDR GOLD SHARES TRUST | COM | 78463V107 | 358 | 2,183 | SH | SOLE | 2,183 | 0 | 0 | ||
SPDR NUVEEN BARCLAYS CAP SHORT TERM MUNI | COM | 78468R739 | 1,632 | 33,036 | SH | SOLE | 33,036 | 0 | 0 | ||
SPDR S&P 500 | COM | 78462F103 | 1,480 | 3,449 | SH | SOLE | 3,449 | 0 | 0 | ||
SPROUTS FARMERS MARKET INC | COM | 85208M102 | 824 | 35,562 | SH | SOLE | 35,562 | 0 | 0 | ||
SQUARE INC. | COM | 852234103 | 10,616 | 44,263 | SH | SOLE | 44,263 | 0 | 0 | ||
STRYKER CORP. | COM | 863667101 | 558 | 2,117 | SH | SOLE | 2,117 | 0 | 0 | ||
T. ROWE PRICE GROUP INC. | COM | 74144T108 | 2,682 | 13,636 | SH | SOLE | 13,636 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG CO. LTD. | COM | 874039100 | 441 | 3,953 | SH | SOLE | 3,953 | 0 | 0 | ||
TARGET CORP. | COM | 87612E106 | 681 | 2,976 | SH | SOLE | 2,976 | 0 | 0 | ||
TECHNOLOGY SELECT SECTOR SPDR | COM | 81369Y803 | 392 | 2,624 | SH | SOLE | 2,624 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNITIES FUND | COM | 879105104 | 1,710 | 75,481 | SH | SOLE | 75,481 | 0 | 0 | ||
TELEDYNE TECHNOLOGIES INC. | COM | 879360105 | 214 | 498 | SH | SOLE | 498 | 0 | 0 | ||
TESLA MOTORS INC. | COM | 88160R101 | 594 | 766 | SH | SOLE | 766 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC. | COM | 883556102 | 6,251 | 10,941 | SH | SOLE | 10,941 | 0 | 0 | ||
TOLL BROTHERS INC. | COM | 889478103 | 1,522 | 27,534 | SH | SOLE | 27,534 | 0 | 0 | ||
TRADE DESK INC. | COM | 88339J105 | 2,812 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TRAVELERS COMPANIES INC. | COM | 89417E109 | 4,438 | 29,194 | SH | SOLE | 29,194 | 0 | 0 | ||
TRUIST FINANCIAL CORP. | COM | 89832Q109 | 313 | 5,335 | SH | SOLE | 5,335 | 0 | 0 | ||
UNION PACIFIC CORP. | COM | 907818108 | 805 | 4,106 | SH | SOLE | 4,106 | 0 | 0 | ||
UNITEDHEALTH GROUP INC. | COM | 91324P102 | 284 | 726 | SH | SOLE | 726 | 0 | 0 | ||
UNUM GROUP | COM | 91529Y106 | 1,434 | 57,224 | SH | SOLE | 57,224 | 0 | 0 | ||
V.F. CORP. | COM | 918204108 | 376 | 5,610 | SH | SOLE | 5,610 | 0 | 0 | ||
VANGUARD DIVIDEND APPRECIATION | COM | 921908844 | 2,372 | 15,440 | SH | SOLE | 15,440 | 0 | 0 | ||
VANGUARD HIGH DIVIDEND YIELD INDEX | COM | 921946406 | 245 | 2,370 | SH | SOLE | 2,370 | 0 | 0 | ||
VANGUARD TAX-EXEMPT BOND ETF | COM | 922907746 | 1,110 | 20,261 | SH | SOLE | 20,261 | 0 | 0 | ||
VANGUARD TOTAL STOCK MARKET INDEX FUND ETF SHARES | COM | 922908769 | 238 | 1,073 | SH | SOLE | 1,073 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC. | COM | 92343V104 | 275 | 5,088 | SH | SOLE | 5,088 | 0 | 0 | ||
VISA INC. | COM | 92826C839 | 7,645 | 34,321 | SH | SOLE | 34,321 | 0 | 0 | ||
WALGREEN BOOTS ALLIANCE INC. | COM | 931427108 | 842 | 17,903 | SH | SOLE | 17,903 | 0 | 0 | ||
WALMART INC. | COM | 931142103 | 858 | 6,153 | SH | SOLE | 6,153 | 0 | 0 | ||
WALT DISNEY CO. | COM | 254687106 | 3,909 | 23,104 | SH | SOLE | 23,104 | 0 | 0 | ||
WESTERN ASSET EMERGING MARKETS INCOME FUND INC. | COM | 95766A101 | 1,041 | 76,516 | SH | SOLE | 76,516 | 0 | 0 | ||
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | COM | 95766R104 | 1,258 | 94,673 | SH | SOLE | 94,673 | 0 | 0 | ||
WINNEBAGO INDUSTRIES INC. | COM | 974637100 | 1,474 | 20,347 | SH | SOLE | 20,347 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS INC. | COM | 98980L101 | 785 | 3,000 | SH | SOLE | 3,000 | 0 | 0 |