The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 215,357 | 2,224 | SH | SOLE | 2,224 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 342,736 | 2,299 | SH | SOLE | 2,299 | 0 | 0 | ||
ADVENT CONV & INCOME FD | COM | 00764C109 | 227,583 | 21,695 | SH | SOLE | 21,695 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 414,289 | 3,259 | SH | SOLE | 3,259 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 263,490 | 1,766 | SH | SOLE | 1,766 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 3,891,307 | 22,728 | SH | SOLE | 22,728 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 171,033 | 11,387 | SH | SOLE | 11,387 | 0 | 0 | ||
AXON ENTERPRISE INC | COM | 05464C101 | 994,950 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 291,800 | 833 | SH | SOLE | 833 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 1,116,067 | 1,344 | SH | SOLE | 1,344 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 730,074 | 2,674 | SH | SOLE | 2,674 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,209,446 | 7,173 | SH | SOLE | 7,173 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,392,808 | 25,908 | SH | SOLE | 25,908 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 1,061,425 | 18,961 | SH | SOLE | 18,961 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 294,629 | 4,143 | SH | SOLE | 4,143 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 687,141 | 15,497 | SH | SOLE | 15,497 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,181,896 | 2,092 | SH | SOLE | 2,092 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,229,863 | 10,460 | SH | SOLE | 10,460 | 0 | 0 | ||
GABELLI CONV & INC SECS FD I | COM | 36240B109 | 128,155 | 34,175 | SH | SOLE | 34,175 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 579,508 | 1,791 | SH | SOLE | 1,791 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 783,700 | 2,594 | SH | SOLE | 2,594 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 468,817 | 2,538 | SH | SOLE | 2,538 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 957,013 | 26,920 | SH | SOLE | 26,920 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 354,166 | 2,524 | SH | SOLE | 2,524 | 0 | 0 | ||
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 306,074 | 4,490 | SH | SOLE | 4,490 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 46138G870 | 666,850 | 29,810 | SH | SOLE | 29,810 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 200,577 | 560 | SH | SOLE | 560 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 546,410 | 7,890 | SH | SOLE | 7,890 | 0 | 0 | ||
ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 | 12,377,036 | 488,053 | SH | SOLE | 488,053 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,389,947 | 20,168 | SH | SOLE | 20,168 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 8,399,707 | 165,056 | SH | SOLE | 165,056 | 0 | 0 | ||
ISHARES TR | IBDS DEC28 ETF | 46435U515 | 412,479 | 17,165 | SH | SOLE | 17,165 | 0 | 0 | ||
ISHARES TR | IBONDS 25 TRM HG | 46435U168 | 246,956 | 10,770 | SH | SOLE | 10,770 | 0 | 0 | ||
ISHARES TR | IBONDS DEC24 ETF | 46434VBG4 | 10,792,409 | 436,410 | SH | SOLE | 436,410 | 0 | 0 | ||
ISHARES TR | COHEN STEER REIT | 464287564 | 210,329 | 4,193 | SH | SOLE | 4,193 | 0 | 0 | ||
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | 10,809,713 | 156,368 | SH | SOLE | 156,368 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 334,126 | 8,804 | SH | SOLE | 8,804 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 23,742,180 | 55,288 | SH | SOLE | 55,288 | 0 | 0 | ||
ISHARES TR | GLOBAL TECH ETF | 464287291 | 364,392 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 742,024 | 9,999 | SH | SOLE | 9,999 | 0 | 0 | ||
ISHARES TR | IBONDS 27 ETF | 46435UAA9 | 502,948 | 21,735 | SH | SOLE | 21,735 | 0 | 0 | ||
ISHARES TR | IBONDS DEC2026 | 46435GAA0 | 7,894,056 | 338,292 | SH | SOLE | 338,292 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 6,685,358 | 64,456 | SH | SOLE | 64,456 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 739,194 | 4,182 | SH | SOLE | 4,182 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 201,501 | 2,733 | SH | SOLE | 2,733 | 0 | 0 | ||
ISHARES TR | IBONDS DEC25 ETF | 46434VBD1 | 10,460,954 | 429,255 | SH | SOLE | 429,255 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 10,798,976 | 43,309 | SH | SOLE | 43,309 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 3,865,750 | 40,981 | SH | SOLE | 40,981 | 0 | 0 | ||
ISHARES TR | IBONDS 24 TRM HG | 46435U184 | 263,018 | 11,337 | SH | SOLE | 11,337 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 250,435 | 2,741 | SH | SOLE | 2,741 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 667,194 | 7,083 | SH | SOLE | 7,083 | 0 | 0 | ||
ISHARES TR | CRE U S REIT ETF | 464288521 | 2,459,284 | 52,126 | SH | SOLE | 52,126 | 0 | 0 | ||
ISHARES U S ETF TR | BLACKROCK SHORT | 46431W838 | 200,087 | 4,017 | SH | SOLE | 4,017 | 0 | 0 | ||
ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | 463,485 | 9,290 | SH | SOLE | 9,290 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 | 396,319 | 7,856 | SH | SOLE | 7,856 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | 6,383,487 | 127,212 | SH | SOLE | 127,212 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 46641Q852 | 6,484,948 | 142,558 | SH | SOLE | 142,558 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | BETABUILDERS USD | 46641Q878 | 5,952,772 | 135,660 | SH | SOLE | 135,660 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,173,173 | 7,532 | SH | SOLE | 7,532 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,731,574 | 11,940 | SH | SOLE | 11,940 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,577,384 | 5,988 | SH | SOLE | 5,988 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 557,259 | 7,112 | SH | SOLE | 7,112 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,905,379 | 18,508 | SH | SOLE | 18,508 | 0 | 0 | ||
META PLATFORMS INC | CL A | 30303M102 | 355,749 | 1,185 | SH | SOLE | 1,185 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 667,128 | 10,604 | SH | SOLE | 10,604 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,450,074 | 4,592 | SH | SOLE | 4,592 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 569,854 | 5,960 | SH | SOLE | 5,960 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 595,562 | 2,979 | SH | SOLE | 2,979 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 364,515 | 3,441 | SH | SOLE | 3,441 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 776,233 | 4,581 | SH | SOLE | 4,581 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 393,236 | 11,855 | SH | SOLE | 11,855 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 590,769 | 4,812 | SH | SOLE | 4,812 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,492,359 | 10,231 | SH | SOLE | 10,231 | 0 | 0 | ||
PROLOGIS INC. | COM | 74340W103 | 706,331 | 6,295 | SH | SOLE | 6,295 | 0 | 0 | ||
PROSPECT CAP CORP | NOTE 6.375% 3/0 | 74348TAT9 | 4,805,312 | 4,842,000 | PRN | SOLE | 4,842,000 | 0 | 0 | ||
SALESFORCE INC | COM | 79466L302 | 299,101 | 1,475 | SH | SOLE | 1,475 | 0 | 0 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 1,692,138 | 51,014 | SH | SOLE | 51,014 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 2,300,889 | 17,872 | SH | SOLE | 17,872 | 0 | 0 | ||
SELECT SECTOR SPDR TR | INDL | 81369Y704 | 1,353,893 | 13,355 | SH | SOLE | 13,355 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 1,000,131 | 11,065 | SH | SOLE | 11,065 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 2,137,164 | 13,276 | SH | SOLE | 13,276 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 984,146 | 14,302 | SH | SOLE | 14,302 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 501,923 | 8,517 | SH | SOLE | 8,517 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 4,482,051 | 27,341 | SH | SOLE | 27,341 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 515,612 | 6,564 | SH | SOLE | 6,564 | 0 | 0 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 1,956,488 | 5,841 | SH | SOLE | 5,841 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 391,592 | 2,284 | SH | SOLE | 2,284 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 4,766,301 | 141,981 | SH | SOLE | 141,981 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,723,136 | 11,049 | SH | SOLE | 11,049 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 612,021 | 20,874 | SH | SOLE | 20,874 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 9,067,868 | 207,076 | SH | SOLE | 207,076 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 5,028,566 | 55,626 | SH | SOLE | 55,626 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 16,884,751 | 335,948 | SH | SOLE | 335,948 | 0 | 0 | ||
SPDR SER TR | PRTFLO S&P500 VL | 78464A508 | 17,614,241 | 426,908 | SH | SOLE | 426,908 | 0 | 0 | ||
SPDR SER TR | BBG CONV SEC ETF | 78464A359 | 6,911,251 | 101,936 | SH | SOLE | 101,936 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | 9,085,732 | 246,226 | SH | SOLE | 246,226 | 0 | 0 | ||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 4,927,030 | 117,506 | SH | SOLE | 117,506 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 752,070 | 8,654 | SH | SOLE | 8,654 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 255,289 | 66,137 | SH | SOLE | 66,137 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 252,972 | 1,011 | SH | SOLE | 1,011 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 242,686 | 1,486 | SH | SOLE | 1,486 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 231,324 | 1,136 | SH | SOLE | 1,136 | 0 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 259,344 | 3,450 | SH | SOLE | 3,450 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 553,561 | 2,033 | SH | SOLE | 2,033 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 787,374 | 5,709 | SH | SOLE | 5,709 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,064,955 | 14,076 | SH | SOLE | 14,076 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,388,986 | 35,424 | SH | SOLE | 35,424 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 697,578 | 9,282 | SH | SOLE | 9,282 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 220,456 | 1,419 | SH | SOLE | 1,419 | 0 | 0 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 7,175,707 | 164,129 | SH | SOLE | 164,129 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 907,562 | 3,946 | SH | SOLE | 3,946 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 2,009,985 | 12,568 | SH | SOLE | 12,568 | 0 | 0 |