The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON.COM INC | COM | 023135106 | 408 | 3,845 | SH | SOLE | NONE | 0 | 0 | 3,845 | |
BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF | BLACKROCK SHORT | 46431W838 | 438 | 8,814 | SH | SOLE | NONE | 0 | 0 | 8,814 | |
TECHNOLOGY SELECT SECTOR SPDR | TECHNOLOGY | 81369Y803 | 3,720 | 29,266 | SH | SOLE | NONE | 0 | 0 | 29,266 | |
JOHNSON & JOHNSON COM | COM | 478160104 | 1,294 | 7,289 | SH | SOLE | NONE | 0 | 0 | 7,289 | |
ISHARES GLOBAL TECH ETF | GLOBAL TECH ETF | 464287291 | 287 | 6,300 | SH | SOLE | NONE | 0 | 0 | 6,300 | |
ISHARES MSCI EMERGING MARKETS ETF | MSCI EMG MKT ETF | 464287234 | 437 | 10,914 | SH | SOLE | NONE | 0 | 0 | 10,914 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 538 | 1,814 | SH | SOLE | NONE | 0 | 0 | 1,814 | |
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | SPONSORED ADR | 71654V408 | 117 | 10,100 | SH | SOLE | NONE | 0 | 0 | 10,100 | |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 1,446 | 10,062 | SH | SOLE | NONE | 0 | 0 | 10,062 | |
COCA COLA CO COM | COM | 191216100 | 1,247 | 19,823 | SH | SOLE | NONE | 0 | 0 | 19,823 | |
VANGUARD REIT INDEX ETF | REAL ESTATE ETF | 922908553 | 1,305 | 14,327 | SH | SOLE | NONE | 0 | 0 | 14,327 | |
INTEL CORP COM | COM | 458140100 | 865 | 23,138 | SH | SOLE | NONE | 0 | 0 | 23,138 | |
MEDTRONIC PLC SHS | SHS | G5960L103 | 636 | 7,093 | SH | SOLE | NONE | 0 | 0 | 7,093 | |
SPDR DOW JONES INDUSTRIAL ETF | UT SER 1 | 78467X109 | 1,843 | 5,989 | SH | SOLE | NONE | 0 | 0 | 5,989 | |
ISHARES MSCI EAFE ESG SELECT ETF | ESG AW MSCI EAFE | 46435G516 | 8,654 | 137,894 | SH | SOLE | NONE | 0 | 0 | 137,894 | |
PROLOGIS INC. COM | COM | 74340W103 | 775 | 6,589 | SH | SOLE | NONE | 0 | 0 | 6,589 | |
MERCK & CO INC | COM | 58933Y105 | 1,792 | 19,657 | SH | SOLE | NONE | 0 | 0 | 19,657 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 4,827 | 12,795 | SH | SOLE | NONE | 0 | 0 | 12,795 | |
ALLSTATE CORP | COM | 020002101 | 725 | 5,722 | SH | SOLE | NONE | 0 | 0 | 5,722 | |
ISHARES CORE U.S. REIT ETF | CRE U S REIT ETF | 464288521 | 2,290 | 42,896 | SH | SOLE | NONE | 0 | 0 | 42,896 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 8,410 | 73,833 | SH | SOLE | NONE | 0 | 0 | 73,833 | |
JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | HIGH YLD RESRCH | 46641Q878 | 5,873 | 134,675 | SH | SOLE | NONE | 0 | 0 | 134,675 | |
VERIZON COMMUNICATIONS | COM | 92343V104 | 346 | 6,822 | SH | SOLE | NONE | 0 | 0 | 6,822 | |
ISHARES COHEN & STEERS REIT ETF | COHEN STEER REIT | 464287564 | 265 | 4,369 | SH | SOLE | NONE | 0 | 0 | 4,369 | |
TE CONNECTIVITY LTD | SHS | H84989104 | 466 | 4,122 | SH | SOLE | NONE | 0 | 0 | 4,122 | |
HONEYWELL INTL INC | COM | 438516106 | 430 | 2,476 | SH | SOLE | NONE | 0 | 0 | 2,476 | |
FIRSTENERGY CORP | COM | 337932107 | 353 | 9,215 | SH | SOLE | NONE | 0 | 0 | 9,215 | |
XCEL ENERGY INC COM | COM | 98389B100 | 223 | 3,164 | SH | SOLE | NONE | 0 | 0 | 3,164 | |
SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | BBG CONV SEC ETF | 78464A359 | 6,631 | 102,715 | SH | SOLE | NONE | 0 | 0 | 102,715 | |
HOME DEPOT | COM | 437076102 | 782 | 2,852 | SH | SOLE | NONE | 0 | 0 | 2,852 | |
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | PORTFOLIO INTRMD | 78464A375 | 628 | 19,266 | SH | SOLE | NONE | 0 | 0 | 19,266 | |
JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF | INTL BD OPP ETF | 46641Q852 | 6,999 | 155,747 | SH | SOLE | NONE | 0 | 0 | 155,747 | |
SPDR SER TR WELLS FARGO PFD STOCK ETF | ICE PFD SEC ETF | 78464A292 | 520 | 14,508 | SH | SOLE | NONE | 0 | 0 | 14,508 | |
HEALTH CARE SELECT SECTOR SPDR | SBI HEALTHCARE | 81369Y209 | 2,402 | 18,731 | SH | SOLE | NONE | 0 | 0 | 18,731 | |
SPDR GOLD ETF | GOLD SHS | 78463V107 | 384 | 2,284 | SH | SOLE | NONE | 0 | 0 | 2,284 | |
CONSUMER STAPLES SELECT SECTOR SPDR | SBI CONS STPLS | 81369Y308 | 1,094 | 15,165 | SH | SOLE | NONE | 0 | 0 | 15,165 | |
SPDR PORTFOLIO S&P 400 MID CAP ETF | PORTFOLIO S&P400 | 78464A847 | 9,424 | 237,458 | SH | SOLE | NONE | 0 | 0 | 237,458 | |
JPMORGAN ULTRA-SHORT INCOME ETF | ULTRA SHRT INC | 46641Q837 | 5,819 | 116,188 | SH | SOLE | NONE | 0 | 0 | 116,188 | |
SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | PORTFOLIO SHORT | 78464A474 | 1,369 | 46,051 | SH | SOLE | NONE | 0 | 0 | 46,051 | |
ISHARES S&P SMALLCAP 600 ETF | CORE S&P SCP ETF | 464287804 | 4,158 | 44,997 | SH | SOLE | NONE | 0 | 0 | 44,997 | |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | SHRT TRM CORP BD | 92206C409 | 1,260 | 16,528 | SH | SOLE | NONE | 0 | 0 | 16,528 | |
COMCAST CORP NEW CL A | CL A | 20030N101 | 598 | 15,249 | SH | SOLE | NONE | 0 | 0 | 15,249 | |
MICROSOFT | COM | 594918104 | 999 | 3,891 | SH | SOLE | NONE | 0 | 0 | 3,891 | |
VANECK INFLATION ALLOCATION ETF | INFLATION ALLOCA | 92189F130 | 272 | 11,000 | SH | SOLE | NONE | 0 | 0 | 11,000 | |
NIKE INC CLASS B | CL B | 654106103 | 681 | 6,673 | SH | SOLE | NONE | 0 | 0 | 6,673 | |
ISHARES BLOOMBERG ROLL SELECT COMMODITY STRATEGY ETF | BLOOMBERG ROLL | 46431W598 | 267 | 4,585 | SH | SOLE | NONE | 0 | 0 | 4,585 | |
TESLA MOTORS INC | COM | 88160R101 | 226 | 337 | SH | SOLE | NONE | 0 | 0 | 337 | |
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | ULTRA SHT MUNCPL | 46641Q654 | 516 | 10,199 | SH | SOLE | NONE | 0 | 0 | 10,199 | |
FINANCIAL SELECT SECTOR SPDR | FINANCIAL | 81369Y605 | 1,566 | 49,800 | SH | SOLE | NONE | 0 | 0 | 49,800 | |
TEMPLETON GLOBAL INCOME FD INC | COM | 880198106 | 385 | 87,327 | SH | SOLE | NONE | 0 | 0 | 87,327 | |
WALGREENS BOOTS ALLIANCE INC COM | COM | 931427108 | 205 | 5,428 | SH | SOLE | NONE | 0 | 0 | 5,428 | |
INTERNATIONAL FLAVORS&FRAGRANC COM | COM | 459506101 | 529 | 4,445 | SH | SOLE | NONE | 0 | 0 | 4,445 | |
PROSPECT CAP CORP 6.375 03/01/2025 | NOTE 6.375% 3/0 | 74348TAT9 | 4,567 | 4,470,000 | SH | SOLE | NONE | 0 | 0 | 4,470,000 | |
GABELLI CONV & INCOME SECS FD INC | COM | 36240B109 | 232 | 43,007 | SH | SOLE | NONE | 0 | 0 | 43,007 | |
WESTERN ASSET HIGH INCOME FUND II INC | COM | 95766J102 | 50 | 10,291 | SH | SOLE | NONE | 0 | 0 | 10,291 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 753 | 4,449 | SH | SOLE | NONE | 0 | 0 | 4,449 | |
ISHARES FLOATING RATE BOND ETF | FLTG RATE NT ETF | 46429B655 | 8,831 | 176,909 | SH | SOLE | NONE | 0 | 0 | 176,909 | |
VISA INC | COM CL A | 92826C839 | 866 | 4,399 | SH | SOLE | NONE | 0 | 0 | 4,399 | |
VANGUARD VALUE ETF | VALUE ETF | 922908744 | 829 | 6,286 | SH | SOLE | NONE | 0 | 0 | 6,286 | |
VANGUARD GROWTH ETF | GROWTH ETF | 922908736 | 520 | 2,335 | SH | SOLE | NONE | 0 | 0 | 2,335 | |
ISHARES TR S&P 1500 INDEX FD | CORE S&P TTL STK | 464287150 | 652 | 7,785 | SH | SOLE | NONE | 0 | 0 | 7,785 | |
META PLATFORMS INC CL A | CL A | 30303M102 | 207 | 1,285 | SH | SOLE | NONE | 0 | 0 | 1,285 | |
BROADCOM INC COM | COM | 11135F101 | 859 | 1,769 | SH | SOLE | NONE | 0 | 0 | 1,769 | |
METLIFE INC COM | COM | 59156R108 | 695 | 11,069 | SH | SOLE | NONE | 0 | 0 | 11,069 | |
ABBVIE INC COM | COM | 00287Y109 | 258 | 1,689 | SH | SOLE | NONE | 0 | 0 | 1,689 | |
SPDR BLACKSTONE SENIOR LOAN ETF | BLACKSTONE SENR | 78467V608 | 4,920 | 118,178 | SH | SOLE | NONE | 0 | 0 | 118,178 | |
MCDONALDS CORP COM | COM | 580135101 | 1,562 | 6,329 | SH | SOLE | NONE | 0 | 0 | 6,329 | |
CISCO SYS INC | COM | 17275R102 | 1,152 | 27,023 | SH | SOLE | NONE | 0 | 0 | 27,023 | |
ISHARES TR RUSSELL MIDCAP INDEX FD | RUS MID CAP ETF | 464287499 | 535 | 8,275 | SH | SOLE | NONE | 0 | 0 | 8,275 | |
AT&T INC COM | COM | 00206R102 | 259 | 12,397 | SH | SOLE | NONE | 0 | 0 | 12,397 | |
ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 | 1,017 | 14,225 | SH | SOLE | NONE | 0 | 0 | 14,225 | |
MATERIALS SELECT SECTOR SPDR | SBI MATERIALS | 81369Y100 | 478 | 6,497 | SH | SOLE | NONE | 0 | 0 | 6,497 | |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | IBOXX HI YD ETF | 464288513 | 240 | 3,272 | SH | SOLE | NONE | 0 | 0 | 3,272 | |
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | SBI CONS DISCR | 81369Y407 | 1,871 | 13,610 | SH | SOLE | NONE | 0 | 0 | 13,610 | |
INDUSTRIAL SELECT SECTOR SPDR | SBI INT-INDS | 81369Y704 | 1,230 | 14,084 | SH | SOLE | NONE | 0 | 0 | 14,084 | |
BLACKROCK SHORT MATURITY BOND ETF | BLACKROCK ST MAT | 46431W507 | 916 | 18,598 | SH | SOLE | NONE | 0 | 0 | 18,598 | |
SPDR PORTFOLIO S&P 600 SMALL CAP ETF | PORTFOLIO S&P600 | 78468R853 | 8,132 | 226,020 | SH | SOLE | NONE | 0 | 0 | 226,020 | |
ISHARES S&P 500 INDEX | CORE S&P500 ETF | 464287200 | 18,965 | 50,020 | SH | SOLE | NONE | 0 | 0 | 50,020 | |
ADVENT CLAYMORE CONVERTIBLE SECS & INC | COM | 00764C109 | 332 | 27,574 | SH | SOLE | NONE | 0 | 0 | 27,574 | |
ISHARES IBONDS DEC 2026 TERM CORPORATE ETF | IBONDS DEC2026 | 46435GAA0 | 7,527 | 316,427 | SH | SOLE | NONE | 0 | 0 | 316,427 | |
WELLS FARGO CO NEW COM | COM | 949746101 | 217 | 5,553 | SH | SOLE | NONE | 0 | 0 | 5,553 | |
UNION PAC CORP COM | COM | 907818108 | 242 | 1,136 | SH | SOLE | NONE | 0 | 0 | 1,136 | |
ISHARES S&P U.S. PREFERRED STOCK ETF | PFD AND INCM SEC | 464288687 | 674 | 20,515 | SH | SOLE | NONE | 0 | 0 | 20,515 | |
JPMORGAN CHASE & CO COM | COM | 46625H100 | 1,386 | 12,308 | SH | SOLE | NONE | 0 | 0 | 12,308 | |
SPDR PORTFOLIO EMERGING MARKETS ETF | PORTFOLIO EMG MK | 78463X509 | 4,249 | 122,228 | SH | SOLE | NONE | 0 | 0 | 122,228 | |
CHEVRON CORP NEW COM | COM | 166764100 | 1,140 | 7,875 | SH | SOLE | NONE | 0 | 0 | 7,875 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | VAN FTSE DEV MKT | 921943858 | 7,340 | 179,906 | SH | SOLE | NONE | 0 | 0 | 179,906 | |
WALMART INC COM | COM | 931142103 | 1,627 | 13,389 | SH | SOLE | NONE | 0 | 0 | 13,389 | |
INTL BUSINESS MACHINES | COM | 459200101 | 363 | 2,576 | SH | SOLE | NONE | 0 | 0 | 2,576 | |
ORACLE CORPORATION | COM | 68389X105 | 238 | 3,420 | SH | SOLE | NONE | 0 | 0 | 3,420 | |
VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 1,620 | 38,905 | SH | SOLE | NONE | 0 | 0 | 38,905 | |
PFIZER INC COM | COM | 717081103 | 865 | 16,509 | SH | SOLE | NONE | 0 | 0 | 16,509 | |
3M CO COM | COM | 88579Y101 | 256 | 1,982 | SH | SOLE | NONE | 0 | 0 | 1,982 | |
CATERPILLAR INC COM | COM | 149123101 | 465 | 2,602 | SH | SOLE | NONE | 0 | 0 | 2,602 | |
AMERICAN EXPRESS CO COM | COM | 025816109 | 263 | 1,901 | SH | SOLE | NONE | 0 | 0 | 1,901 | |
VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 | 205 | 1,433 | SH | SOLE | NONE | 0 | 0 | 1,433 | |
SPDR PORTFOLIO S&P 500 ETF | PORTFOLIO S&P500 | 78464A854 | 17,197 | 387,853 | SH | SOLE | NONE | 0 | 0 | 387,853 | |
AXON ENTERPRISE INC COM | COM | 05464C101 | 465 | 5,000 | SH | SOLE | NONE | 0 | 0 | 5,000 | |
VANGUARD SHORT-TERM BOND INDEX FUND | SHORT TRM BOND | 921937827 | 829 | 10,800 | SH | SOLE | NONE | 0 | 0 | 10,800 | |
SPDR PORTFOLIO S&P 500 VALUE ETF | PRTFLO S&P500 VL | 78464A508 | 16,505 | 448,286 | SH | SOLE | NONE | 0 | 0 | 448,286 | |
ROBERT HALF INTL INC COM | COM | 770323103 | 656 | 8,762 | SH | SOLE | NONE | 0 | 0 | 8,762 | |
SPDR BLOOMBERG HIGH YIELD BOND ETF | BLOOMBERG HIGH Y | 78468R622 | 6,282 | 69,257 | SH | SOLE | NONE | 0 | 0 | 69,257 | |
EXXON MOBIL CORP COM | COM | 30231G102 | 1,015 | 11,856 | SH | SOLE | NONE | 0 | 0 | 11,856 | |
TRAVELERS COMPANIES INC COM | COM | 89417E109 | 257 | 1,524 | SH | SOLE | NONE | 0 | 0 | 1,524 | |
LOWES COS INC COM | COM | 548661107 | 631 | 3,613 | SH | SOLE | NONE | 0 | 0 | 3,613 | |
COLGATE PALMOLIVE CO COM | COM | 194162103 | 296 | 3,700 | SH | SOLE | NONE | 0 | 0 | 3,700 | |
UTILITIES SELECT SECTOR SPDR FUND | SBI INT-UTILS | 81369Y886 | 673 | 9,608 | SH | SOLE | NONE | 0 | 0 | 9,608 | |
ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | IBONDS DEC22 ETF | 46434VBA7 | 4,340 | 173,537 | SH | SOLE | NONE | 0 | 0 | 173,537 | |
ISHARES CORE S&P MID CAP ETF | CORE S&P MCP ETF | 464287507 | 8,855 | 39,142 | SH | SOLE | NONE | 0 | 0 | 39,142 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 1,369 | 21,922 | SH | SOLE | NONE | 0 | 0 | 21,922 | |
APPLE INC | COM | 037833100 | 3,483 | 25,482 | SH | SOLE | NONE | 0 | 0 | 25,482 | |
ISHARES CONVERTIBLE BOND ETF | CONV BD ETF | 46435G102 | 380 | 5,480 | SH | SOLE | NONE | 0 | 0 | 5,480 | |
ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | IBONDS DEC23 ETF | 46434VAX8 | 8,799 | 350,705 | SH | SOLE | NONE | 0 | 0 | 350,705 | |
ISHARES IBONDS DEC 2025 TERM CORPORATE ETF | IBONDS DEC25 ETF | 46434VBD1 | 10,208 | 413,298 | SH | SOLE | NONE | 0 | 0 | 413,298 | |
ISHARES IBONDS DEC 2024 TERM CORPORATE ETF | IBONDS DEC24 ETF | 46434VBG4 | 10,666 | 430,964 | SH | SOLE | NONE | 0 | 0 | 430,964 | |
DISNEY WALT CO COM | COM | 254687106 | 396 | 4,201 | SH | SOLE | NONE | 0 | 0 | 4,201 |