SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 12/12/2019 | 3. Issuer Name and Ticker or Trading Symbol Sprout Social, Inc. [ SPT ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 3,024,562 | D(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The securities are directly held by AU Special Investments II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than AU Special Investments II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. |
Remarks: |
/s/ Eric Thompson, Chief Operating Officer of Greenspring Associates, LLC, managing member of Greenspring SPV IV, LLC, managing member of Greenspring FF-GP IV, LLC, general partner of AU Special Investments II, L.P | 12/12/2019 | |
/s/ Eric Thompson, Chief Operating Officer of Greenspring Associates, LLC, managing member of Greenspring SPV IV, LLC, managing member of Greenspring FF-GP IV, LLC | 12/12/2019 | |
/s/ Eric Thompson, Chief Operating Officer of Greenspring Associates, LLC, managing member of Greenspring SPV IV, LLC | 12/12/2019 | |
/s/ Eric Thompson, Chief Operating Officer of Greenspring Associates, LLC | 12/12/2019 | |
/s/ Eric Thompson, attorney-in-fact for C. Ashton Newhall | 12/12/2019 | |
/s/ Eric Thompson, attorney-in-fact for James Lim | 12/12/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |