UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant To Section 13 or 15(d)
Of the Securities Exchange Act Of 1934
Date of report (Date of earliest event reported) November 7, 2013
CU BANCORP
(Exact name of registrant as specified in its charter)
| | | | |
| California | | 001-35683 | | 90-0779788 |
(State or other jurisdiction of
incorporation or organization) | | (Commission file number) | | (I.R.S. Employer
Identification No.) |
| |
| 15821 Ventura Boulevard, Suite 100, Encino, California | | 91436 |
| (Address of Principal Executive Offices) | | (Zip Code) |
(Registrant’s Telephone Number, Including Area Code): (818) 257-7700
Not Applicable
(Former Name or Former Address, if Changes Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
On November 7, CU Bancorp (the “Company”) issued a press release reporting that Stephen G. Carpenter, the Company’s Vice Chairman of the Board of Directors had announced his intention to retire from the Board of Directors and his position as Vice Chairman of the Board of Directors effective December 31, 2013.
| Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits
| | |
| 99.1 | | Press Release dated November 7, 2013 announcing Stephen G. Carpenter’s planned resignation from the Board of Directors and his position as Vice Chairman of the Board, effective December 31, 2013. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | |
November 7, 2013 | | | | CU BANCORP |
| | |
| | | | /s/ Anita Wolman |
| | | | | Anita Wolman Executive Vice President, General Counsel & Corporate Secretary |
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Exhibit Index
| | |
Exhibit
No. | | Description |
| |
| 99.1 | | Press Release dated November 7, 2013 announcing Stephen G. Carpenter’s planned resignation from the Board of Directors and his position as Vice Chairman of the Board, effective December 31, 2013. |
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