UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 1, 2017
CU BANCORP
(Exact name of registrant as specified in its charter)
| California | 001-35683 | 90-0779788 | ||
(State or other jurisdiction of incorporation) | Commission File Number | (I.R.S. Employer Identification No.) |
| 818 W. 7th Street, Suite 220 Los Angeles, CA | 90017 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code: (213)430-7000
(Former name or former address, if change since last report)
Check the appropriate box below if theForm 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant toRule 14a-12 under the Exchange Act (17 CFR240.14a-12) |
| ☐ | Pre-commencement communications pursuant toRule 14d-2(b) under the Exchange Act (17 CFR240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant toRule 13e-4(c) under the Exchange Act (17 CFR240.13e-4(c)) |
| Item 7.01 | Regulation FD Disclosure |
On February 1 and February 2, 2017, CU Bancorp’s Chief Executive Officer David Rainer and Chief Financial Officer Karen Schoenbaum will make presentations to certain investors at FIG Partners’ 8th Annual West Coast Forum being held at the Omni Hotel at California Plaza, in Los Angeles, California. A copy of the presentation materials is attached as Exhibit 99.1 to this Current Report onForm 8-K. The information in this report (including Exhibit 99.1) shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other documents filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
As discussed therein, the slide presentation furnished as Exhibit 99.1 to this Current Report onForm 8-K contains forward-looking statements within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act and, as such, may involve known and unknown risks, uncertainties and assumptions. These forward-looking statements relate to the Company’s current expectations and are subject to the limitations and qualifications set forth in the presentation as well as in the Company’s other documents filed with the Securities and Exchange Commission, including, without limitation, that actual events and/or results may differ materially from those projected in such forward-looking statements.
| Item 9.01 | Financial Statements and Exhibits |
| (d) | Exhibits |
Exhibit 99.1
Copy of presentation materials that CU Bancorp’s Chief Executive Officer David Rainer and Chief Financial Officer Karen Schoenbaum will make available to certain investors on February 1 and February 2, 2017 at FIG Partners’ 8th Annual West Coast Forum being held at the Omni Hotel at California Plaza, in Los Angeles, California. (Furnished pursuant to Regulation FD).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CU Bancorp | ||||||
Dated: February 1, 2017 | By: | /s/ Anita Y. Wolman | ||||
| Anita Y. Wolman | ||||||
| Executive Vice President and General Counsel | ||||||
EXHIBIT INDEX
Exhibit No. | Description | |
| 99.1 | Copy of presentation materials that CU Bancorp’s Chief Executive Officer David Rainer and Chief Financial Officer Karen Schoenbaum will make available to certain investors on February 1 and February 2, 2017 at FIG Partners’ 8th Annual West Coast Forum being held at the Omni Hotel at California Plaza, in Los Angeles, California. (Furnished pursuant to Regulation FD). | |